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Cover for The Federalist Papers

The Federalist Papers

by John Jay, James Madison, and Alexander Hamilton

Published in 1788

A foundational collection of 85 essays written by John Jay, James Madison, and Alexander Hamilton under the pseudonym 'Publius'. These essays passionately advocate for the ratification of the United States Constitution, meticulously explaining its provisions and defending the principles of a strong federal government. They remain an indispensable resource for understanding the original intent and philosophical underpinnings of the American system of government.

Genres: History, Political Science

Tags: federalism, constitution, us history, us politics, us government

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1 1 Index: original.md
2 2 ===================================================================
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1
2 1 # THE FEDERALIST PAPERS
3 2
4 ## Preface (Modern Edition)
5 3
4
5 ## Preface (Timeless Library Edition)
6
6 7 This book is part of the Timeless Library project, which aims to make old texts more accessible to modern audiences with the aid of AI. For more information, please visit: [timelesslibrary.org](https://timelesslibrary.org)
7 8
8 9 The version of this book is: v1.0
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42 43
43 44 ## No. I. - General Introduction
44 45
45 For the Independent Journal.
46 For the *Independent Journal*.
46 47
47 48 HAMILTON
48 49
49 50
50 51 To the People of the State of New York:
51 52
52 After an unequivocal experience of the inefficacy of the subsisting federal government, you are called upon to deliberate on a new Constitution for the United States of America. The subject speaks its own importance; comprehending in its consequences nothing less than the existence of the UNION, the safety and welfare of the parts of which it is composed, the fate of an empire in many respects the most interesting in the world. It has been frequently remarked that it seems to have been reserved to the people of this country, by their conduct and example, to decide the important question, whether societies of men are really capable or not of establishing good government from reflection and choice, or whether they are forever destined to depend for their political constitutions on accident and force. If there be any truth in the remark, the crisis at which we are arrived may with propriety be regarded as the era in which that decision is to be made; and a wrong election of the part we shall act may, in this view, deserve to be considered as the general misfortune of mankind.
53 After an unequivocal experience of the inefficacy of the current federal government, you must now deliberate on a new Constitution. Its importance is clear: its consequences involve the Union's existence, the safety and welfare of the states, and the fate of an empire in many respects the most interesting in the world. It has often been observed that it seems to have been reserved to the people of this country to decide the vital question:
53 54
54 This idea will add the inducements of philanthropy to those of patriotism, to heighten the solicitude which all considerate and good men must feel for the event. Happy will it be if our choice should be directed by a judicious estimate of our true interests, unperplexed and unbiased by considerations not connected with the public good. But this is a thing more ardently to be wished than seriously to be expected. The plan offered to our deliberations affects too many particular interests, innovates upon too many local institutions, not to involve in its discussion a variety of objects foreign to its merits, and of views, passions and prejudices little favorable to the discovery of truth.
55 > **Quote:** "whether societies of men are really capable or not of establishing good government from reflection and choice, or whether they are forever destined to depend for their political constitutions on accident and force."
55 56
56 Among the most formidable of the obstacles which the new Constitution will have to encounter may readily be distinguished the obvious interest of a certain class of men in every State to resist all changes which may hazard a diminution of the power, emolument, and consequence of the offices they hold under the State establishments; and the perverted ambition of another class of men, who will either hope to aggrandize themselves by the confusions of their country, or will flatter themselves with fairer prospects of elevation from the subdivision of the empire into several partial confederacies than from its union under one government.
57 If true, the crisis we face is the era in which that decision must be made; a wrong choice may be a general misfortune for humanity.
57 58
58 It is not, however, my design to dwell upon observations of this nature. I am well aware that it would be disingenuous to resolve indiscriminately the opposition of any set of men (merely because their situations might subject them to suspicion) into interested or ambitious views. Candor will oblige us to admit that even such men may be actuated by upright intentions; and it cannot be doubted that much of the opposition which has made its appearance, or may hereafter make its appearance, will spring from sources, blameless at least, if not respectable—the honest errors of minds led astray by preconceived jealousies and fears. So numerous indeed and so powerful are the causes which serve to give a false bias to the judgment, that we, upon many occasions, see wise and good men on the wrong as well as on the right side of questions of the first magnitude to society. This circumstance, if duly attended to, would furnish a lesson of moderation to those who are ever so much persuaded of their being in the right in any controversy. And a further reason for caution, in this respect, might be drawn from the reflection that we are not always sure that those who advocate the truth are influenced by purer principles than their antagonists. Ambition, avarice, personal animosity, party opposition, and many other motives not more laudable than these, are apt to operate as well upon those who support as those who oppose the right side of a question. Were there not even these inducements to moderation, nothing could be more ill-judged than that intolerant spirit which has, at all times, characterized political parties. For in politics, as in religion, it is equally absurd to aim at making proselytes by fire and sword. Heresies in either can rarely be cured by persecution.
59 This adds philanthropy to patriotism, increasing good men's concern for the outcome. We would be fortunate if our choice were guided by a clear view of our true interests, unbiased by private concerns—but this is unlikely. The plan affects too many interests and institutions not to involve passions and prejudices foreign to its merits.
59 60
60 And yet, however just these sentiments will be allowed to be, we have already sufficient indications that it will happen in this as in all former cases of great national discussion. A torrent of angry and malignant passions will be let loose. To judge from the conduct of the opposite parties, we shall be led to conclude that they will mutually hope to evince the justness of their opinions, and to increase the number of their converts by the loudness of their declamations and the bitterness of their invectives. An enlightened zeal for the energy and efficiency of government will be stigmatized as the offspring of a temper fond of despotic power and hostile to the principles of liberty. An over-scrupulous jealousy of danger to the rights of the people, which is more commonly the fault of the head than of the heart, will be represented as mere pretense and artifice, the stale bait for popularity at the expense of the public good. It will be forgotten, on the one hand, that jealousy is the usual concomitant of love, and that the noble enthusiasm of liberty is apt to be infected with a spirit of narrow and illiberal distrust. On the other hand, it will be equally forgotten that the vigor of government is essential to the security of liberty; that, in the contemplation of a sound and well-informed judgment, their interest can never be separated; and that a dangerous ambition more often lurks behind the specious mask of zeal for the rights of the people than under the forbidden appearance of zeal for the firmness and efficiency of government. History will teach us that the former has been found a much more certain road to the introduction of despotism than the latter, and that of those men who have overturned the liberties of republics, the greatest number have begun their career by paying an obsequious court to the people; commencing demagogues, and ending tyrants.
61 Among the obstacles will be men in state offices who risk losing power, salary, and status, and demagogues who hope to profit from confusion or believe their prospects are better under divided confederacies.
61 62
62 In the course of the preceding observations, I have had an eye, my fellow-citizens, to putting you upon your guard against all attempts, from whatever quarter, to influence your decision in a matter of the utmost moment to your welfare, by any impressions other than those which may result from the evidence of truth. You will, no doubt, at the same time, have collected from the general scope of them, that they proceed from a source not unfriendly to the new Constitution. Yes, my countrymen, I own to you that, after having given it an attentive consideration, I am clearly of opinion it is your interest to adopt it. I am convinced that this is the safest course for your liberty, your dignity, and your happiness. I affect not reserves which I do not feel. I will not amuse you with an appearance of deliberation when I have decided. I frankly acknowledge to you my convictions, and I will freely lay before you the reasons on which they are founded. The consciousness of good intentions disdains ambiguity. I shall not, however, multiply professions on this head. My motives must remain in the depository of my own breast. My arguments will be open to all, and may be judged of by all. They shall at least be offered in a spirit which will not disgrace the cause of truth.
63 Yet it would be unfair to dismiss all opposition as self-interested or ambitious. Much will spring from honest errors—minds led astray by preconceived jealousies and fears. The causes of false judgment are so powerful that wise, good men often stand on wrong sides. This should teach moderation: those advocating truth are not always purer than their opponents—ambition, greed, animosity, and party spirit drive both sides alike. Even without these reasons, the intolerant spirit of political parties is misguided.
63 64
64 I propose, in a series of papers, to discuss the following interesting particulars:
65 > **Quote:** "For in politics, as in religion, it is equally absurd to aim at making proselytes by fire and sword. Heresies in either can rarely be cured by persecution."
65 66
66 THE UTILITY OF THE UNION TO YOUR POLITICAL PROSPERITY
67 Yet signs show this debate, like others, will unleash angry passions. Parties will seek converts through loud declarations and bitter insults. Zeal for energetic government will be branded as love of despotism; suspicion of danger to rights will be called pretense for popularity. It will be forgotten that jealousy accompanies love of liberty, and that government vigor is essential to liberty's security—their interests can never be separated.
67 68
68 THE INSUFFICIENCY OF THE PRESENT CONFEDERATION TO PRESERVE THAT UNION THE NECESSITY OF A GOVERNMENT AT LEAST EQUALLY ENERGETIC WITH THE ONE PROPOSED, TO THE ATTAINMENT OF THIS OBJECT THE CONFORMITY OF THE PROPOSED CONSTITUTION TO THE TRUE PRINCIPLES OF REPUBLICAN GOVERNMENT ITS ANALOGY TO YOUR OWN STATE CONSTITUTION and lastly, THE ADDITIONAL SECURITY WHICH ITS ADOPTION WILL AFFORD TO THE PRESERVATION OF THAT SPECIES OF GOVERNMENT, TO LIBERTY, AND TO PROPERTY.
69 > **Quote:** "a dangerous ambition more often lurks behind the specious mask of zeal for the rights of the people than under the forbidden appearance of zeal for the firmness and efficiency of government."
69 70
70 In the progress of this discussion I shall endeavor to give a satisfactory answer to all the objections which shall have made their appearance, that may seem to have any claim to your attention.
71 History teaches the former is a more certain road to despotism.
71 72
72 It may perhaps be thought superfluous to offer arguments to prove the utility of the UNION, a point, no doubt, deeply engraved on the hearts of the great body of the people in every State, and one, which it may be imagined, has no adversaries. But the fact is, that we already hear it whispered in the private circles of those who oppose the new Constitution, that the thirteen States are of too great extent for any general system, and that we must of necessity resort to separate confederacies of distinct portions of the whole.[1] This doctrine will, in all probability, be gradually propagated, till it has votaries enough to countenance an open avowal of it. For nothing can be more evident, to those who are able to take an enlarged view of the subject, than the alternative of an adoption of the new Constitution or a dismemberment of the Union. It will therefore be of use to begin by examining the advantages of that Union, the certain evils, and the probable dangers, to which every State will be exposed from its dissolution. This shall accordingly constitute the subject of my next address.
73 > **Quote:** "of those men who have overturned the liberties of republics, the greatest number have begun their career by paying an obsequious court to the people; commencing demagogues, and ending tyrants."
73 74
74 PUBLIUS.
75 My fellow citizens, I aim to guard you against attempts to influence your decision by anything but truth. You will gather I am not unfriendly to the Constitution. Yes, my countrymen, after consideration I believe it is in your interest to adopt it—it is safest for your liberty, dignity, and happiness. I have no false reservations. Good intentions disdain ambiguity. My motives must remain in the depository of my own breast; my arguments will be open to all, and may be judged by all.
75 76
76 [1] The same idea, tracing the arguments to their consequences, is held out in several of the late publications against the new Constitution.
77 I propose to discuss: the Union's utility; the Confederation's insufficiency; the necessity of an energetic government; the Constitution's conformity to republican principles; its analogy to your state constitution; and the additional security it will afford liberty and property. I shall answer all objections deserving attention.
77 78
79 Some may think arguments for the Union unnecessary, its utility being obvious. Yet opponents already whisper that thirteen states are too large for one system, and we must resort to separate confederacies. This doctrine spreads in publications and will gain followers. The choice is clear: adopt the Constitution or face disunion. My next address will examine the Union's advantages and dissolution's dangers.
78 80
81 PUBLIUS.
79 82
83 [1] The same idea, tracing the arguments to their consequences, is held out in several of the late publications against the new Constitution.
80 84
81 85 ## No. II. - Concerning Dangers from Foreign Force and Influence
82 86
@@ -87,39 +91,40 @@
87 91
88 92 To the People of the State of New York:
89 93
90 When the people of America reflect that they are now called upon to decide a question, which, in its consequences, must prove one of the most important that ever engaged their attention, the propriety of their taking a very comprehensive, as well as a very serious, view of it, will be evident.
94 Americans now face a decision whose consequences will rank among the most important in our history—a question demanding both a comprehensive and serious view.
91 95
92 Nothing is more certain than the indispensable necessity of government, and it is equally undeniable, that whenever and however it is instituted, the people must cede to it some of their natural rights in order to vest it with requisite powers. It is well worthy of consideration therefore, whether it would conduce more to the interest of the people of America that they should, to all general purposes, be one nation, under one federal government, or that they should divide themselves into separate confederacies, and give to the head of each the same kind of powers which they are advised to place in one national government.
96 > **Quote:** "Nothing is more certain than the indispensable necessity of government, and it is equally undeniable, that whenever and however it is instituted, the people must cede to it some of their natural rights in order to vest it with requisite powers."
93 97
94 It has until lately been a received and uncontradicted opinion that the prosperity of the people of America depended on their continuing firmly united, and the wishes, prayers, and efforts of our best and wisest citizens have been constantly directed to that object. But politicians now appear, who insist that this opinion is erroneous, and that instead of looking for safety and happiness in union, we ought to seek it in a division of the States into distinct confederacies or sovereignties. However extraordinary this new doctrine may appear, it nevertheless has its advocates; and certain characters who were much opposed to it formerly, are at present of the number. Whatever may be the arguments or inducements which have wrought this change in the sentiments and declarations of these gentlemen, it certainly would not be wise in the people at large to adopt these new political tenets without being fully convinced that they are founded in truth and sound policy.
98 The question is whether we would be better served by remaining one nation under a federal government, or dividing into separate confederacies with similar powers.
95 99
96 It has often given me pleasure to observe that independent America was not composed of detached and distant territories, but that one connected, fertile, widespreading country was the portion of our western sons of liberty. Providence has in a particular manner blessed it with a variety of soils and productions, and watered it with innumerable streams, for the delight and accommodation of its inhabitants. A succession of navigable waters forms a kind of chain round its borders, as if to bind it together; while the most noble rivers in the world, running at convenient distances, present them with highways for the easy communication of friendly aids, and the mutual transportation and exchange of their various commodities.
100 Until recently, all agreed our prosperity depended on firm union—an opinion supported by our wisest citizens. Now some politicians advocate division, a doctrine once opposed by its current supporters. The people should not adopt such principles without being convinced of their truth.
97 101
98 With equal pleasure I have as often taken notice that Providence has been pleased to give this one connected country to one united people—a people descended from the same ancestors, speaking the same language, professing the same religion, attached to the same principles of government, very similar in their manners and customs, and who, by their joint counsels, arms, and efforts, fighting side by side throughout a long and bloody war, have nobly established general liberty and independence.
102 I have often noted with pleasure that America comprises not detached territories but one connected, fertile, expansive country—the inheritance of our western sons of liberty. Providence blessed it with varied soils and products, watering it with innumerable streams, with navigable waters forming a chain around its borders, and noble rivers serving as highways for commerce and communication.
99 103
100 This country and this people seem to have been made for each other, and it appears as if it was the design of Providence, that an inheritance so proper and convenient for a band of brethren, united to each other by the strongest ties, should never be split into a number of unsocial, jealous, and alien sovereignties.
104 With equal pleasure I have observed that Providence gave this one country to one united people—descended from the same ancestors, speaking the same language, professing the same religion, attached to the same governmental principles, similar in manners and customs, and who, fighting side by side through a long and bloody war, nobly won liberty and independence.
101 105
102 Similar sentiments have hitherto prevailed among all orders and denominations of men among us. To all general purposes we have uniformly been one people each individual citizen everywhere enjoying the same national rights, privileges, and protection. As a nation we have made peace and war; as a nation we have vanquished our common enemies; as a nation we have formed alliances, and made treaties, and entered into various compacts and conventions with foreign states.
106 > **Quote:** "This country and this people seem to have been made for each other, and it appears as if it was the design of Providence, that an inheritance so proper and convenient for a band of brethren, united to each other by the strongest ties, should never be split into a number of unsocial, jealous, and alien sovereignties."
103 107
104 A strong sense of the value and blessings of union induced the people, at a very early period, to institute a federal government to preserve and perpetuate it. They formed it almost as soon as they had a political existence; nay, at a time when their habitations were in flames, when many of their citizens were bleeding, and when the progress of hostility and desolation left little room for those calm and mature inquiries and reflections which must ever precede the formation of a wise and wellbalanced government for a free people. It is not to be wondered at, that a government instituted in times so inauspicious, should on experiment be found greatly deficient and inadequate to the purpose it was intended to answer.
108 Such sentiments have prevailed among all classes. For all general purposes we have been one people, enjoying the same rights and protection. As a nation we have made peace and war, defeated common enemies, and formed treaties with foreign states.
105 109
106 This intelligent people perceived and regretted these defects. Still continuing no less attached to union than enamored of liberty, they observed the danger which immediately threatened the former and more remotely the latter; and being pursuaded that ample security for both could only be found in a national government more wisely framed, they as with one voice, convened the late convention at Philadelphia, to take that important subject under consideration.
110 Early appreciation for union led the people to establish a federal government almost as soon as they had political existence, even while homes burned and citizens bled. Little wonder that a government formed in such unfavorable times proved deficient.
107 111
108 This convention composed of men who possessed the confidence of the people, and many of whom had become highly distinguished by their patriotism, virtue and wisdom, in times which tried the minds and hearts of men, undertook the arduous task. In the mild season of peace, with minds unoccupied by other subjects, they passed many months in cool, uninterrupted, and daily consultation; and finally, without having been awed by power, or influenced by any passions except love for their country, they presented and recommended to the people the plan produced by their joint and very unanimous councils.
112 The people, still attached to union and liberty, saw danger threatening both and, as if with one voice, convened the Philadelphia convention to design a better national government.
109 113
110 Admit, for so is the fact, that this plan is only RECOMMENDED, not imposed, yet let it be remembered that it is neither recommended to BLIND approbation, nor to BLIND reprobation; but to that sedate and candid consideration which the magnitude and importance of the subject demand, and which it certainly ought to receive. But this (as was remarked in the foregoing number of this paper) is more to be wished than expected, that it may be so considered and examined. Experience on a former occasion teaches us not to be too sanguine in such hopes. It is not yet forgotten that well-grounded apprehensions of imminent danger induced the people of America to form the memorable Congress of 1774. That body recommended certain measures to their constituents, and the event proved their wisdom; yet it is fresh in our memories how soon the press began to teem with pamphlets and weekly papers against those very measures. Not only many of the officers of government, who obeyed the dictates of personal interest, but others, from a mistaken estimate of consequences, or the undue influence of former attachments, or whose ambition aimed at objects which did not correspond with the public good, were indefatigable in their efforts to pursuade the people to reject the advice of that patriotic Congress. Many, indeed, were deceived and deluded, but the great majority of the people reasoned and decided judiciously; and happy they are in reflecting that they did so.
114 That convention, composed of men who had distinguished themselves for patriotism and wisdom in > **Quote:** "times which tried the minds and hearts of men," met during a mild season of peace. With minds unoccupied by other subjects, they spent months in cool, uninterrupted consultation and, uninfluenced by any passion but love of country, presented their plan.
111 115
112 They considered that the Congress was composed of many wise and experienced men. That, being convened from different parts of the country, they brought with them and communicated to each other a variety of useful information. That, in the course of the time they passed together in inquiring into and discussing the true interests of their country, they must have acquired very accurate knowledge on that head. That they were individually interested in the public liberty and prosperity, and therefore that it was not less their inclination than their duty to recommend only such measures as, after the most mature deliberation, they really thought prudent and advisable.
116 This plan is only RECOMMENDED, not imposed, for calm and honest consideration—not blind approval or rejection. As noted previously, such an examination is more to be wished than expected. Experience reminds us not to be too sanguine; the 1774 Congress was formed from well-grounded fears and recommended wise measures, yet faced immediate press opposition from self-interested officers and others. The majority saw through these tactics and decided wisely.
113 117
114 These and similar considerations then induced the people to rely greatly on the judgment and integrity of the Congress; and they took their advice, notwithstanding the various arts and endeavors used to deter them from it. But if the people at large had reason to confide in the men of that Congress, few of whom had been fully tried or generally known, still greater reason have they now to respect the judgment and advice of the convention, for it is well known that some of the most distinguished members of that Congress, who have been since tried and justly approved for patriotism and abilities, and who have grown old in acquiring political information, were also members of this convention, and carried into it their accumulated knowledge and experience.
118 They trusted the Congress because its members were wise, experienced, and informed, with both duty and inclination to recommend only prudent measures. If the people rightly trusted that Congress, they have even greater reason to trust this convention, whose distinguished members had served in Congress and brought accumulated knowledge and experience.
115 119
116 It is worthy of remark that not only the first, but every succeeding Congress, as well as the late convention, have invariably joined with the people in thinking that the prosperity of America depended on its Union. To preserve and perpetuate it was the great object of the people in forming that convention, and it is also the great object of the plan which the convention has advised them to adopt. With what propriety, therefore, or for what good purposes, are attempts at this particular period made by some men to depreciate the importance of the Union? Or why is it suggested that three or four confederacies would be better than one? I am persuaded in my own mind that the people have always thought right on this subject, and that their universal and uniform attachment to the cause of the Union rests on great and weighty reasons, which I shall endeavor to develop and explain in some ensuing papers. They who promote the idea of substituting a number of distinct confederacies in the room of the plan of the convention, seem clearly to foresee that the rejection of it would put the continuance of the Union in the utmost jeopardy. That certainly would be the case, and I sincerely wish that it may be as clearly foreseen by every good citizen, that whenever the dissolution of the Union arrives, America will have reason to exclaim, in the words of the poet: “FAREWELL! A LONG FAREWELL TO ALL MY GREATNESS.”
120 Every Congress and the recent convention have agreed that America's prosperity depends on Union. Preserving it was the convention's goal and remains the goal of its plan.
117 121
118 PUBLIUS.
122 What justification exists for diminishing Union now? Why suggest three or four confederacies would be better? The people's universal attachment to Union rests on weighty reasons I shall explain. Those advocating division foresee that rejecting the plan endangers Union. When dissolution comes, America will have reason to exclaim, in the words of the poet:
119 123
124 > **Quote:** "FAREWELL! A LONG FAREWELL TO ALL MY GREATNESS."
120 125
126 PUBLIUS.
121 127
122
123 128 ## No. III. - The Same Subject Continued (Concerning Dangers From Foreign Force and Influence)
124 129
125 130 For the Independent Journal.
@@ -129,47 +134,46 @@
129 134
130 135 To the People of the State of New York:
131 136
132 It is not a new observation that the people of any country (if, like the Americans, intelligent and wellinformed) seldom adopt and steadily persevere for many years in an erroneous opinion respecting their interests. That consideration naturally tends to create great respect for the high opinion which the people of America have so long and uniformly entertained of the importance of their continuing firmly united under one federal government, vested with sufficient powers for all general and national purposes.
137 The observation is not new: an intelligent, well-informed people rarely persists long in a mistaken opinion about its interests. Americans have long and consistently held the firm opinion that remaining united under one federal government, with sufficient power for all general and national purposes, is essential. The more I investigate, the more convinced I am that this opinion is compelling and conclusive.
133 138
134 The more attentively I consider and investigate the reasons which appear to have given birth to this opinion, the more I become convinced that they are cogent and conclusive.
139 **Quote:** "Among the many objects to which a wise and free people must direct their attention, providing for their SAFETY seems to be the first."
135 140
136 Among the many objects to which a wise and free people find it necessary to direct their attention, that of providing for their SAFETY seems to be the first. The SAFETY of the people doubtless has relation to a great variety of circumstances and considerations, and consequently affords great latitude to those who wish to define it precisely and comprehensively.
141 Safety involves many considerations, but I will examine it only as it relates to preserving peace and stability—against FOREIGN ARMS AND INFLUENCE and domestic causes. Since the former comes first in order, it should be discussed first.
137 142
138 At present I mean only to consider it as it respects security for the preservation of peace and tranquillity, as well as against dangers from FOREIGN ARMS AND INFLUENCE, as from dangers of the LIKE KIND arising from domestic causes. As the former of these comes first in order, it is proper it should be the first discussed. Let us therefore proceed to examine whether the people are not right in their opinion that a cordial Union, under an efficient national government, affords them the best security that can be devised against HOSTILITIES from abroad.
143 **Quote:** "The number of wars which have happened or will happen in the world will always be found to be in proportion to the number and weight of causes, whether REAL or PRETENDED, which PROVOKE or INVITE them."
139 144
140 The number of wars which have happened or will happen in the world will always be found to be in proportion to the number and weight of the causes, whether REAL or PRETENDED, which PROVOKE or INVITE them. If this remark be just, it becomes useful to inquire whether so many JUST causes of war are likely to be given by UNITED AMERICA as by DISUNITED America; for if it should turn out that United America will probably give the fewest, then it will follow that in this respect the Union tends most to preserve the people in a state of peace with other nations.
145 If this observation is correct, we must ask whether a UNITED AMERICA would provide as many JUST causes of war as a DISUNITED one. If a united America gives the fewest, it follows that the Union is the best means of preserving peace.
141 146
142 The JUST causes of war, for the most part, arise either from violation of treaties or from direct violence. America has already formed treaties with no less than six foreign nations, and all of them, except Prussia, are maritime, and therefore able to annoy and injure us. She has also extensive commerce with Portugal, Spain, and Britain, and, with respect to the two latter, has, in addition, the circumstance of neighborhood to attend to.
147 Legitimate causes of war arise from treaty violations or direct violence. America has treaties with six nations—all maritime powers except Prussia, capable of harassing us. She also trades extensively with Portugal, Spain, and Britain; with the latter two she shares borders.
143 148
144 It is of high importance to the peace of America that she observe the laws of nations towards all these powers, and to me it appears evident that this will be more perfectly and punctually done by one national government than it could be either by thirteen separate States or by three or four distinct confederacies.
149 It is vital to our peace that we observe international law toward these powers. One national government will do this more perfectly and punctually than thirteen separate states or several confederacies.
145 150
146 Because when once an efficient national government is established, the best men in the country will not only consent to serve, but also will generally be appointed to manage it; for, although town or country, or other contracted influence, may place men in State assemblies, or senates, or courts of justice, or executive departments, yet more general and extensive reputation for talents and other qualifications will be necessary to recommend men to offices under the national government,—especially as it will have the widest field for choice, and never experience that want of proper persons which is not uncommon in some of the States. Hence, it will result that the administration, the political counsels, and the judicial decisions of the national government will be more wise, systematical, and judicious than those of individual States, and consequently more satisfactory with respect to other nations, as well as more SAFE with respect to us.
151 First, an effective national government will be managed by the most capable people. While local influences may place individuals in state offices, national posts require broader reputation. The national government will have the widest field of candidates and never experience that lack of qualified persons common in some states, making its administration, policies, and judicial rulings wiser, more systematic, and more acceptable abroad.
147 152
148 Because, under the national government, treaties and articles of treaties, as well as the laws of nations, will always be expounded in one sense and executed in the same manner,—whereas, adjudications on the same points and questions, in thirteen States, or in three or four confederacies, will not always accord or be consistent; and that, as well from the variety of independent courts and judges appointed by different and independent governments, as from the different local laws and interests which may affect and influence them. The wisdom of the convention, in committing such questions to the jurisdiction and judgment of courts appointed by and responsible only to one national government, cannot be too much commended.
153 Second, treaties and international law will be uniformly interpreted and executed under a national government. Thirteen states or several confederacies would produce inconsistent rulings from varied courts and local interests. The wisdom of giving jurisdiction to one national judiciary cannot be praised enough.
149 154
150 Because the prospect of present loss or advantage may often tempt the governing party in one or two States to swerve from good faith and justice; but those temptations, not reaching the other States, and consequently having little or no influence on the national government, the temptation will be fruitless, and good faith and justice be preserved. The case of the treaty of peace with Britain adds great weight to this reasoning.
155 Third, immediate loss or gain may tempt a state to abandon justice, but such temptations would not reach the national government and would prove futile. The peace treaty with Britain adds weight to this argument.
151 156
152 Because, even if the governing party in a State should be disposed to resist such temptations, yet as such temptations may, and commonly do, result from circumstances peculiar to the State, and may affect a great number of the inhabitants, the governing party may not always be able, if willing, to prevent the injustice meditated, or to punish the aggressors. But the national government, not being affected by those local circumstances, will neither be induced to commit the wrong themselves, nor want power or inclination to prevent or punish its commission by others.
157 Fourth, even well-meaning state leaders may be unable to prevent injustice rooted in local circumstances affecting many residents. The national government, free from such pressures, will neither be tempted to commit such wrongs itself nor lack the power or will to prevent or punish them.
153 158
154 So far, therefore, as either designed or accidental violations of treaties and the laws of nations afford JUST causes of war, they are less to be apprehended under one general government than under several lesser ones, and in that respect the former most favors the SAFETY of the people.
159 Thus, violations of treaties and international law—intentional or accidental—are less likely under one general government. In this, the Union best promotes the SAFETY of the people.
155 160
156 As to those just causes of war which proceed from direct and unlawful violence, it appears equally clear to me that one good national government affords vastly more security against dangers of that sort than can be derived from any other quarter.
161 As for war caused by direct violence, one national government provides far more security. Such violence stems from the passions of parts, not the whole—one or two states rather than the entire Union. > **Quote:** "Not a single Indian war has yet been occasioned by aggressions of the present federal government, feeble as it is; but there are several instances of Indian hostilities having been provoked by the improper conduct of individual States..."
157 162
158 Because such violences are more frequently caused by the passions and interests of a part than of the whole; of one or two States than of the Union. Not a single Indian war has yet been occasioned by aggressions of the present federal government, feeble as it is; but there are several instances of Indian hostilities having been provoked by the improper conduct of individual States, who, either unable or unwilling to restrain or punish offenses, have given occasion to the slaughter of many innocent inhabitants.
163 Spanish and British territories border only some states, concentrating conflict causes in those regions. Bordering states are most likely to spark war through sudden anger or perceived injury. Nothing prevents this danger as effectively as a national government whose wisdom and caution are not clouded by local passions.
159 164
160 The neighborhood of Spanish and British territories, bordering on some States and not on others, naturally confines the causes of quarrel more immediately to the borderers. The bordering States, if any, will be those who, under the impulse of sudden irritation, and a quick sense of apparent interest or injury, will be most likely, by direct violence, to excite war with these nations; and nothing can so effectually obviate that danger as a national government, whose wisdom and prudence will not be diminished by the passions which actuate the parties immediately interested.
165 A national government not only provides fewer causes for war but resolves them more peacefully. It will be more temperate and composed than an offending state.
161 166
162 But not only fewer just causes of war will be given by the national government, but it will also be more in their power to accommodate and settle them amicably. They will be more temperate and cool, and in that respect, as well as in others, will be more in capacity to act advisedly than the offending State. The pride of states, as well as of men, naturally disposes them to justify all their actions, and opposes their acknowledging, correcting, or repairing their errors and offenses. The national government, in such cases, will not be affected by this pride, but will proceed with moderation and candor to consider and decide on the means most proper to extricate them from the difficulties which threaten them.
167 **Quote:** "The pride of states, as well as of men, naturally disposes them to justify all their actions, and opposes their acknowledging, correcting, or repairing their errors and offenses."
163 168
164 Besides, it is well known that acknowledgments, explanations, and compensations are often accepted as satisfactory from a strong united nation, which would be rejected as unsatisfactory if offered by a State or confederacy of little consideration or power.
169 The national government will not be affected by such pride; it will proceed with moderation and candor to consider and decide the best way to extricate itself from difficulties.
165 170
166 In the year 1685, the state of Genoa having offended Louis XIV., endeavored to appease him. He demanded that they should send their Doge, or chief magistrate, accompanied by four of their senators, to FRANCE, to ask his pardon and receive his terms. They were obliged to submit to it for the sake of peace. Would he on any occasion either have demanded or have received the like humiliation from Spain, or Britain, or any other POWERFUL nation?
171 Apologies, explanations, and compensation from a strong, united nation are often accepted, but might be rejected if offered by a weak state or confederacy.
167 172
173 In 1685, Genoa offended Louis XIV and tried to appease him. He demanded their Doge, or chief magistrate, and four senators come to FRANCE to beg pardon and accept his terms. They submitted for peace. Would he have demanded such humiliation from Spain, Britain, or any POWERFUL nation?
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180 184 To the People of the State of New York:
181 185
182 My last paper assigned several reasons why the safety of the people would be best secured by union against the danger it may be exposed to by JUST causes of war given to other nations; and those reasons show that such causes would not only be more rarely given, but would also be more easily accommodated, by a national government than either by the State governments or the proposed little confederacies.
186 My previous essay showed that union best secures the people against dangers from *just* causes of war—causes less frequent and more easily resolved by a national government than by states or separate confederacies.
183 187
184 But the safety of the people of America against dangers from FOREIGN force depends not only on their forbearing to give JUST causes of war to other nations, but also on their placing and continuing themselves in such a situation as not to INVITE hostility or insult; for it need not be observed that there are PRETENDED as well as just causes of war.
188 But safety depends not only on avoiding *just* causes of war, but also on not *inviting* hostility. There are *pretended* causes as well as legitimate ones.
185 189
186 It is too true, however disgraceful it may be to human nature, that nations in general will make war whenever they have a prospect of getting anything by it; nay, absolute monarchs will often make war when their nations are to get nothing by it, but for the purposes and objects merely personal, such as thirst for military glory, revenge for personal affronts, ambition, or private compacts to aggrandize or support their particular families or partisans. These and a variety of other motives, which affect only the mind of the sovereign, often lead him to engage in wars not sanctified by justice or the voice and interests of his people. But, independent of these inducements to war, which are more prevalent in absolute monarchies, but which well deserve our attention, there are others which affect nations as often as kings; and some of them will on examination be found to grow out of our relative situation and circumstances.
190 > **Quote:** "It is too true, however disgraceful it may be to human nature, that nations in general will make war whenever they have a prospect of getting anything by it"
187 191
188 With France and with Britain we are rivals in the fisheries, and can supply their markets cheaper than they can themselves, notwithstanding any efforts to prevent it by bounties on their own or duties on foreign fish.
192 Absolute monarchs often wage war for personal glory, revenge, or private ambition—motives affecting only the mind of the sovereign, often leading to wars not sanctified by justice or the interests of the people. Though more common in monarchies, such causes deserve attention, as do others affecting nations as often as kings.
189 193
190 With them and with most other European nations we are rivals in navigation and the carrying trade; and we shall deceive ourselves if we suppose that any of them will rejoice to see it flourish; for, as our carrying trade cannot increase without in some degree diminishing theirs, it is more their interest, and will be more their policy, to restrain than to promote it.
194 We rival France and Britain in fisheries, supplying their markets more cheaply despite their subsidies and taxes. We rival them—and most European nations—in shipping; we kid ourselves to think they'd welcome our flourishing commerce, which must shrink theirs. In trade with China and India, we share advantages they once monopolized, supplying ourselves with goods we formerly bought from them. Our expanding commerce cannot please nations with territories on this continent: our low costs, quality goods, proximity, and enterprise will win us larger shares than their sovereigns prefer. Spain closes the Mississippi; Britain excludes us from the Saint Lawrence. Neither will allow other waterways to become trade channels.
191 195
192 In the trade to China and India, we interfere with more than one nation, inasmuch as it enables us to partake in advantages which they had in a manner monopolized, and as we thereby supply ourselves with commodities which we used to purchase from them.
196 These circumstances will breed jealousy and unease in foreign cabinets. We should not expect them to view our rising unity, power, and influence with indifference.
193 197
194 The extension of our own commerce in our own vessels cannot give pleasure to any nations who possess territories on or near this continent, because the cheapness and excellence of our productions, added to the circumstance of vicinity, and the enterprise and address of our merchants and navigators, will give us a greater share in the advantages which those territories afford, than consists with the wishes or policy of their respective sovereigns.
198 Americans realize war motives may arise from these circumstances—and when they arise, excuses to justify them will follow. Wisely, the people see union and a strong national government as necessary to maintain a position that discourages rather than invites war. Such a position requires the best possible defense, which itself requires government, military, and resources of the whole country.
195 199
196 Spain thinks it convenient to shut the Mississippi against us on the one side, and Britain excludes us from the Saint Lawrence on the other; nor will either of them permit the other waters which are between them and us to become the means of mutual intercourse and traffic.
200 Since safety is in everyone's interest and requires government, let us ask whether one good government serves better than several.
197 201
198 From these and such like considerations, which might, if consistent with prudence, be more amplified and detailed, it is easy to see that jealousies and uneasinesses may gradually slide into the minds and cabinets of other nations, and that we are not to expect that they should regard our advancement in union, in power and consequence by land and by sea, with an eye of indifference and composure.
202 One government can draw talent from anywhere in the Union, act on consistent principles, harmonize and protect all states, and extend foresight's benefits to everyone. In treaties, it considers both whole and part. It can apply the nation's full resources to defend any part more easily than divided governments could. It can train the militia under one plan, consolidate officers under the Chief Executive, and create one effective force rather than thirteen or three or four independent bodies.
199 203
200 The people of America are aware that inducements to war may arise out of these circumstances, as well as from others not so obvious at present, and that whenever such inducements may find fit time and opportunity for operation, pretenses to color and justify them will not be wanting. Wisely, therefore, do they consider union and a good national government as necessary to put and keep them in SUCH A SITUATION as, instead of INVITING war, will tend to repress and discourage it. That situation consists in the best possible state of defense, and necessarily depends on the government, the arms, and the resources of the country.
204 If English, Scottish, and Welsh militias obeyed separate governments, could they repel invasion as effectively as Great Britain's single government? We have heard much of the British fleets, and American fleets may someday command similar attention. But without one government regulating navigation so as to make it a > **Quote:** "nursery for seamen" and mobilizing all national resources to build fleets, their power would never have been celebrated. If England, Scotland, Wales, and Ireland had separate navies and governments, each would quickly shrink into insignificance.
201 205
202 As the safety of the whole is the interest of the whole, and cannot be provided for without government, either one or more or many, let us inquire whether one good government is not, relative to the object in question, more competent than any other given number whatever.
206 Apply this to America: divided into thirteen or even three or four governments, what armies or fleets could they raise? If one were attacked, would the others rush to its defense? Might they not be flattered into neutrality by specious promises, seduced by a fondness for peace, or even jealous enough to see a neighbor’s importance diminished? Such behavior would be natural if unwise; the Greek states and other countries prove this likely.
203 207
204 One government can collect and avail itself of the talents and experience of the ablest men, in whatever part of the Union they may be found. It can move on uniform principles of policy. It can harmonize, assimilate, and protect the several parts and members, and extend the benefit of its foresight and precautions to each. In the formation of treaties, it will regard the interest of the whole, and the particular interests of the parts as connected with that of the whole. It can apply the resources and power of the whole to the defense of any particular part, and that more easily and expeditiously than State governments or separate confederacies can possibly do, for want of concert and unity of system. It can place the militia under one plan of discipline, and, by putting their officers in a proper line of subordination to the Chief Magistrate, will, as it were, consolidate them into one corps, and thereby render them more efficient than if divided into thirteen or into three or four distinct independent companies.
208 Even if willing, how would they provide men and money? Who would command, and from whom take orders? Who would settle peace terms, or judge disputes? Numerous difficulties would plague such alliances. One government, watching over general interests and directing national resources, would be free of these problems and far more effective.
205 209
206 What would the militia of Britain be if the English militia obeyed the government of England, if the Scotch militia obeyed the government of Scotland, and if the Welsh militia obeyed the government of Wales? Suppose an invasion; would those three governments (if they agreed at all) be able, with all their respective forces, to operate against the enemy so effectually as the single government of Great Britain would?
210 Foreign nations will see our situation clearly and act accordingly. If they see an efficient national government, well-regulated trade, organized military, wise finances, restored credit, and a free united people, they will seek friendship rather than provoke anger. If they find us without effective government—split into discordant republics leaning toward different foreign powers and played against each other—what a > **Quote:** "poor, pitiful figure" America would make, liable not only to their contempt but to their outrage. Soon, painful experience would prove that:
207 211
208 We have heard much of the fleets of Britain, and the time may come, if we are wise, when the fleets of America may engage attention. But if one national government, had not so regulated the navigation of Britain as to make it a nursery for seamen—if one national government had not called forth all the national means and materials for forming fleets, their prowess and their thunder would never have been celebrated. Let England have its navigation and fleet—let Scotland have its navigation and fleet—let Wales have its navigation and fleet—let Ireland have its navigation and fleet—let those four of the constituent parts of the British empire be under four independent governments, and it is easy to perceive how soon they would each dwindle into comparative insignificance.
212 > **Quote:** "when a people or family so divide, it never fails to be against themselves."
209 213
210 Apply these facts to our own case. Leave America divided into thirteen or, if you please, into three or four independent governments—what armies could they raise and pay—what fleets could they ever hope to have? If one was attacked, would the others fly to its succor, and spend their blood and money in its defense? Would there be no danger of their being flattered into neutrality by its specious promises, or seduced by a too great fondness for peace to decline hazarding their tranquillity and present safety for the sake of neighbors, of whom perhaps they have been jealous, and whose importance they are content to see diminished? Although such conduct would not be wise, it would, nevertheless, be natural. The history of the states of Greece, and of other countries, abounds with such instances, and it is not improbable that what has so often happened would, under similar circumstances, happen again.
211
212 But admit that they might be willing to help the invaded State or confederacy. How, and when, and in what proportion shall aids of men and money be afforded? Who shall command the allied armies, and from which of them shall he receive his orders? Who shall settle the terms of peace, and in case of disputes what umpire shall decide between them and compel acquiescence? Various difficulties and inconveniences would be inseparable from such a situation; whereas one government, watching over the general and common interests, and combining and directing the powers and resources of the whole, would be free from all these embarrassments, and conduce far more to the safety of the people.
213
214 But whatever may be our situation, whether firmly united under one national government, or split into a number of confederacies, certain it is, that foreign nations will know and view it exactly as it is; and they will act toward us accordingly. If they see that our national government is efficient and well administered, our trade prudently regulated, our militia properly organized and disciplined, our resources and finances discreetly managed, our credit re-established, our people free, contented, and united, they will be much more disposed to cultivate our friendship than provoke our resentment. If, on the other hand, they find us either destitute of an effectual government (each State doing right or wrong, as to its rulers may seem convenient), or split into three or four independent and probably discordant republics or confederacies, one inclining to Britain, another to France, and a third to Spain, and perhaps played off against each other by the three, what a poor, pitiful figure will America make in their eyes! How liable would she become not only to their contempt but to their outrage, and how soon would dear-bought experience proclaim that when a people or family so divide, it never fails to be against themselves.
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228 223 To the People of the State of New York:
229 224
230 Queen Anne, in her letter of the 1st July, 1706, to the Scotch Parliament, makes some observations on the importance of the UNION then forming between England and Scotland, which merit our attention. I shall present the public with one or two extracts from it: “An entire and perfect union will be the solid foundation of lasting peace: It will secure your religion, liberty, and property; remove the animosities amongst yourselves, and the jealousies and differences betwixt our two kingdoms. It must increase your strength, riches, and trade; and by this union the whole island, being joined in affection and free from all apprehensions of different interest, will be ENABLED TO RESIST ALL ITS ENEMIES.” “We most earnestly recommend to you calmness and unanimity in this great and weighty affair, that the union may be brought to a happy conclusion, being the only EFFECTUAL way to secure our present and future happiness, and disappoint the designs of our and your enemies, who will doubtless, on this occasion, USE THEIR UTMOST ENDEAVORS TO PREVENT OR DELAY THIS UNION.”
225 Queen Anne's July 1, 1706 letter to the Scottish Parliament on England-Scotland union warrants our attention today:
231 226
232 It was remarked in the preceding paper, that weakness and divisions at home would invite dangers from abroad; and that nothing would tend more to secure us from them than union, strength, and good government within ourselves. This subject is copious and cannot easily be exhausted.
227 > **Quote:** "An entire and perfect union will be the solid foundation of lasting peace: It will secure your religion, liberty, and property; remove the animosities amongst yourselves, and the jealousies and differences betwixt our two kingdoms. It must increase your strength, riches, and trade; and by this union the whole island, being joined in affection and free from all apprehensions of different interest, will be ENABLED TO RESIST ALL ITS ENEMIES." "We most earnestly recommend to you calmness and unanimity in this great and weighty affair, that the union may be brought to a happy conclusion, being the only EFFECTUAL way to secure our present and future happiness, and disappoint the designs of our and your enemies, who will doubtless, on this occasion, USE THEIR UTMOST ENDEAVORS TO PREVENT OR DELAY THIS UNION."
233 228
234 The history of Great Britain is the one with which we are in general the best acquainted, and it gives us many useful lessons. We may profit by their experience without paying the price which it cost them. Although it seems obvious to common sense that the people of such an island should be but one nation, yet we find that they were for ages divided into three, and that those three were almost constantly embroiled in quarrels and wars with one another. Notwithstanding their true interest with respect to the continental nations was really the same, yet by the arts and policy and practices of those nations, their mutual jealousies were perpetually kept inflamed, and for a long series of years they were far more inconvenient and troublesome than they were useful and assisting to each other.
229 Internal weakness invites external threats; union alone provides security. Britain's history offers valuable instruction; we may profit from their experience without paying the price it cost them. Though common sense suggests the island's inhabitants should be one nation, they remained divided into three for centuries, embroiled in constant quarrels inflamed by foreign powers. Their mutual jealousies made them a greater nuisance to each other than to their common enemies.
235 230
236 Should the people of America divide themselves into three or four nations, would not the same thing happen? Would not similar jealousies arise, and be in like manner cherished? Instead of their being “joined in affection” and free from all apprehension of different “interests,” envy and jealousy would soon extinguish confidence and affection, and the partial interests of each confederacy, instead of the general interests of all America, would be the only objects of their policy and pursuits. Hence, like most other BORDERING nations, they would always be either involved in disputes and war, or live in the constant apprehension of them.
231 Should America divide into three or four nations, would not the same occur? Instead of being "joined in affection," envy would destroy trust. Each confederacy would pursue its own interests rather than America's general welfare, leaving them perpetually at war or fearing it.
237 232
238 The most sanguine advocates for three or four confederacies cannot reasonably suppose that they would long remain exactly on an equal footing in point of strength, even if it was possible to form them so at first; but, admitting that to be practicable, yet what human contrivance can secure the continuance of such equality? Independent of those local circumstances which tend to beget and increase power in one part and to impede its progress in another, we must advert to the effects of that superior policy and good management which would probably distinguish the government of one above the rest, and by which their relative equality in strength and consideration would be destroyed. For it cannot be presumed that the same degree of sound policy, prudence, and foresight would uniformly be observed by each of these confederacies for a long succession of years.
233 Even optimists cannot expect these confederacies to remain equal in strength. Local circumstances and superior leadership in one would inevitably destroy this balance. Whenever one confederacy rose in importance above the others—as one inevitably would—its neighbors would view it with fear and envy, supporting anything that diminished it while withholding aid for its prosperity. The stronger nation would reciprocate this hostility. Distrust breeds distrust; jealousies convert goodwill into enmity faster than any other force.
239 234
240 Whenever, and from whatever causes, it might happen, and happen it would, that any one of these nations or confederacies should rise on the scale of political importance much above the degree of her neighbors, that moment would those neighbors behold her with envy and with fear. Both those passions would lead them to countenance, if not to promote, whatever might promise to diminish her importance; and would also restrain them from measures calculated to advance or even to secure her prosperity. Much time would not be necessary to enable her to discern these unfriendly dispositions. She would soon begin, not only to lose confidence in her neighbors, but also to feel a disposition equally unfavorable to them. Distrust naturally creates distrust, and by nothing is good-will and kind conduct more speedily changed than by invidious jealousies and uncandid imputations, whether expressed or implied.
235 The North, the typical seat of military strength, would soon become most formidable. The "NORTHERN HIVE" would inspire the same fears in southern America that it once did in southern Europe. Its 'young swarms' might be tempted to 'gather honey' in the more blooming fields and milder air of their neighbors.
241 236
242 The North is generally the region of strength, and many local circumstances render it probable that the most Northern of the proposed confederacies would, at a period not very distant, be unquestionably more formidable than any of the others. No sooner would this become evident than the NORTHERN HIVE would excite the same ideas and sensations in the more southern parts of America which it formerly did in the southern parts of Europe. Nor does it appear to be a rash conjecture that its young swarms might often be tempted to gather honey in the more blooming fields and milder air of their luxurious and more delicate neighbors.
237 Such divisions would make us neighbors only in name—discordant, jealous, injuring each other—precisely what foreign powers desire:
243 238
244 They who well consider the history of similar divisions and confederacies will find abundant reason to apprehend that those in contemplation would in no other sense be neighbors than as they would be borderers; that they would neither love nor trust one another, but on the contrary would be a prey to discord, jealousy, and mutual injuries; in short, that they would place us exactly in the situations in which some nations doubtless wish to see us, viz., FORMIDABLE ONLY TO EACH OTHER.
239 > **Quote:** "formidable only to each other."
245 240
246 From these considerations it appears that those gentlemen are greatly mistaken who suppose that alliances offensive and defensive might be formed between these confederacies, and would produce that combination and union of wills of arms and of resources, which would be necessary to put and keep them in a formidable state of defense against foreign enemies.
241 Those imagining defensive alliances between separate confederacies are mistaken. When did Britain's or Spain's divided states ever unite against a common foe? These would be distinct nations with separate trade treaties, different products for different markets, and consequently conflicting commercial interests and foreign attachments. A nation at war with the South might be the North's preferred trading partner. Alliances so contrary to immediate interests would prove difficult to form and impossible to maintain with good faith.
247 242
248 When did the independent states, into which Britain and Spain were formerly divided, combine in such alliance, or unite their forces against a foreign enemy? The proposed confederacies will be DISTINCT NATIONS. Each of them would have its commerce with foreigners to regulate by distinct treaties; and as their productions and commodities are different and proper for different markets, so would those treaties be essentially different. Different commercial concerns must create different interests, and of course different degrees of political attachment to and connection with different foreign nations. Hence it might and probably would happen that the foreign nation with whom the SOUTHERN confederacy might be at war would be the one with whom the NORTHERN confederacy would be the most desirous of preserving peace and friendship. An alliance so contrary to their immediate interest would not therefore be easy to form, nor, if formed, would it be observed and fulfilled with perfect good faith.
243 Rather, like Europe's neighbors, our confederacies would take opposing sides, finding it easier to receive foreign fleets into our ports and foreign armies into our country than to persuade or compel them to depart. History offers many examples—the Romans conquered under guise of alliance, imposing radical changes on governments they claimed to protect.
249 244
250 Nay, it is far more probable that in America, as in Europe, neighboring nations, acting under the impulse of opposite interests and unfriendly passions, would frequently be found taking different sides. Considering our distance from Europe, it would be more natural for these confederacies to apprehend danger from one another than from distant nations, and therefore that each of them should be more desirous to guard against the others by the aid of foreign alliances, than to guard against foreign dangers by alliances between themselves. And here let us not forget how much more easy it is to receive foreign fleets into our ports, and foreign armies into our country, than it is to persuade or compel them to depart. How many conquests did the Romans and others make in the characters of allies, and what innovations did they under the same character introduce into the governments of those whom they pretended to protect.
245 Let fair-minded people judge whether dividing America into sovereignties would protect us from foreign hostilities and interference.
251 246
252 Let candid men judge, then, whether the division of America into any given number of independent sovereignties would tend to secure us against the hostilities and improper interference of foreign nations.
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266 256 To the People of the State of New York:
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268 The three last numbers of this paper have been dedicated to an enumeration of the dangers to which we should be exposed, in a state of disunion, from the arms and arts of foreign nations. I shall now proceed to delineate dangers of a different and, perhaps, still more alarming kind—those which will in all probability flow from dissensions between the States themselves, and from domestic factions and convulsions. These have been already in some instances slightly anticipated; but they deserve a more particular and more full investigation.
258 Having examined the dangers from foreign nations, I now turn to those even more alarming: dissensions between the States themselves and domestic factions.
269 259
270 A man must be far gone in Utopian speculations who can seriously doubt that, if these States should either be wholly disunited, or only united in partial confederacies, the subdivisions into which they might be thrown would have frequent and violent contests with each other. To presume a want of motives for such contests as an argument against their existence, would be to forget that men are ambitious, vindictive, and rapacious. To look for a continuation of harmony between a number of independent, unconnected sovereignties in the same neighborhood, would be to disregard the uniform course of human events, and to set at defiance the accumulated experience of ages.
260 > **Quote:** "A man must be far gone in Utopian speculations who can seriously doubt that, if these States should either be wholly disunited, or only united in partial confederacies, the subdivisions into which they might be thrown would have frequent and violent contests with each other."
271 261
272 The causes of hostility among nations are innumerable. There are some which have a general and almost constant operation upon the collective bodies of society. Of this description are the love of power or the desire of pre-eminence and dominion—the jealousy of power, or the desire of equality and safety. There are others which have a more circumscribed though an equally operative influence within their spheres. Such are the rivalships and competitions of commerce between commercial nations. And there are others, not less numerous than either of the former, which take their origin entirely in private passions; in the attachments, enmities, interests, hopes, and fears of leading individuals in the communities of which they are members. Men of this class, whether the favorites of a king or of a people, have in too many instances abused the confidence they possessed; and assuming the pretext of some public motive, have not scrupled to sacrifice the national tranquillity to personal advantage or personal gratification.
262 To doubt such contests forgets that men are ambitious, vindictive, and rapacious. To expect harmony among independent, neighboring states ignores the uniform course of human events.
273 263
274 The celebrated Pericles, in compliance with the resentment of a prostitute,[1] at the expense of much of the blood and treasure of his countrymen, attacked, vanquished, and destroyed the city of the SAMNIANS. The same man, stimulated by private pique against the MEGARENSIANS,[2] another nation of Greece, or to avoid a prosecution with which he was threatened as an accomplice of a supposed theft of the statuary Phidias,[3] or to get rid of the accusations prepared to be brought against him for dissipating the funds of the state in the purchase of popularity,[4] or from a combination of all these causes, was the primitive author of that famous and fatal war, distinguished in the Grecian annals by the name of the PELOPONNESIAN war; which, after various vicissitudes, intermissions, and renewals, terminated in the ruin of the Athenian commonwealth.
264 The causes of hostility are innumerable. Some are constant: the love of power, the desire for preeminence, the jealousy of power, the pursuit of safety. Others are more particular: commercial rivalries. And many originate in the private passions of leading individuals.
275 265
276 The ambitious cardinal, who was prime minister to Henry VIII., permitting his vanity to aspire to the triple crown,[5] entertained hopes of succeeding in the acquisition of that splendid prize by the influence of the Emperor Charles V. To secure the favor and interest of this enterprising and powerful monarch, he precipitated England into a war with France, contrary to the plainest dictates of policy, and at the hazard of the safety and independence, as well of the kingdom over which he presided by his counsels, as of Europe in general. For if there ever was a sovereign who bid fair to realize the project of universal monarchy, it was the Emperor Charles V., of whose intrigues Wolsey was at once the instrument and the dupe.
266 Pericles, to satisfy his mistress Aspasia's resentment, destroyed Samos. The same man—motivated by private grudge against the Megarians, or to escape prosecution for alleged theft, or to deflect accusations of wasting state funds—was the architect of the Peloponnesian War, which ruined Athens.
277 267
278 The influence which the bigotry of one female,[6] the petulance of another,[7] and the cabals of a third,[8] had in the contemporary policy, ferments, and pacifications, of a considerable part of Europe, are topics that have been too often descanted upon not to be generally known.
268 Cardinal Wolsey, hoping to secure the papacy through Emperor Charles V's influence, hurried England into war with France, contrary to sound policy and at hazard to European independence.
279 269
280 To multiply examples of the agency of personal considerations in the production of great national events, either foreign or domestic, according to their direction, would be an unnecessary waste of time. Those who have but a superficial acquaintance with the sources from which they are to be drawn, will themselves recollect a variety of instances; and those who have a tolerable knowledge of human nature will not stand in need of such lights to form their opinion either of the reality or extent of that agency. Perhaps, however, a reference, tending to illustrate the general principle, may with propriety be made to a case which has lately happened among ourselves. If Shays had not been a DESPERATE DEBTOR, it is much to be doubted whether Massachusetts would have been plunged into a civil war.
270 The bigotry of Madame de Maintenon, the petulance of the Duchess of Marlborough, and the intrigues of Madame de Pompadour similarly swayed European policy.
281 271
282 But notwithstanding the concurring testimony of experience, in this particular, there are still to be found visionary or designing men, who stand ready to advocate the paradox of perpetual peace between the States, though dismembered and alienated from each other. The genius of republics (say they) is pacific; the spirit of commerce has a tendency to soften the manners of men, and to extinguish those inflammable humors which have so often kindled into wars. Commercial republics, like ours, will never be disposed to waste themselves in ruinous contentions with each other. They will be governed by mutual interest, and will cultivate a spirit of mutual amity and concord.
272 Had Daniel Shays not been a desperate debtor, it is doubtful Massachusetts would have been plunged into a civil war.
283 273
284 Is it not (we may ask these projectors in politics) the true interest of all nations to cultivate the same benevolent and philosophic spirit? If this be their true interest, have they in fact pursued it? Has it not, on the contrary, invariably been found that momentary passions, and immediate interest, have a more active and imperious control over human conduct than general or remote considerations of policy, utility or justice? Have republics in practice been less addicted to war than monarchies? Are not the former administered by MEN as well as the latter? Are there not aversions, predilections, rivalships, and desires of unjust acquisitions, that affect nations as well as kings? Are not popular assemblies frequently subject to the impulses of rage, resentment, jealousy, avarice, and of other irregular and violent propensities? Is it not well known that their determinations are often governed by a few individuals in whom they place confidence, and are, of course, liable to be tinctured by the passions and views of those individuals? Has commerce hitherto done anything more than change the objects of war? Is not the love of wealth as domineering and enterprising a passion as that of power or glory? Have there not been as many wars founded upon commercial motives since that has become the prevailing system of nations, as were before occasioned by the cupidity of territory or dominion? Has not the spirit of commerce, in many instances, administered new incentives to the appetite, both for the one and for the other? Let experience, the least fallible guide of human opinions, be appealed to for an answer to these inquiries.
274 Yet some claim republics are peaceful and commerce softens manners, making commercial republics naturally harmonious. We may ask: Is it not in every nation's interest to be peaceful? Yet momentary passions dominate human conduct.
285 275
286 Sparta, Athens, Rome, and Carthage were all republics; two of them, Athens and Carthage, of the commercial kind. Yet were they as often engaged in wars, offensive and defensive, as the neighboring monarchies of the same times. Sparta was little better than a wellregulated camp; and Rome was never sated of carnage and conquest.
276 > **Quote:** 'Has it not, on the contrary, invariably been found that momentary passions, and immediate interest, have a more active and imperious control over human conduct than general or remote considerations of policy, utility or justice?'
287 277
288 Carthage, though a commercial republic, was the aggressor in the very war that ended in her destruction. Hannibal had carried her arms into the heart of Italy and to the gates of Rome, before Scipio, in turn, gave him an overthrow in the territories of Carthage, and made a conquest of the commonwealth.
278 Have republics been less warlike than monarchies? Are popular assemblies not subject to rage, resentment, jealousy, and greed? Are their decisions not often governed by a few individuals? Has commerce done more than change war's objects? Is not the love of wealth as domineering as love of power? Let experience judge.
289 279
290 Venice, in later times, figured more than once in wars of ambition, till, becoming an object to the other Italian states, Pope Julius II. found means to accomplish that formidable league,[9] which gave a deadly blow to the power and pride of this haughty republic.
280 Sparta, Athens, Rome, and Carthage were all republics; two, Athens and Carthage, were commercial. Yet they warred as often as neighboring monarchies. Sparta was a military camp; Rome never satisfied its lust for conquest. Carthage, though commercial, was the aggressor in the war that destroyed her.
291 281
292 The provinces of Holland, till they were overwhelmed in debts and taxes, took a leading and conspicuous part in the wars of Europe. They had furious contests with England for the dominion of the sea, and were among the most persevering and most implacable of the opponents of Louis XIV.
282 Venice engaged in wars of ambition until Pope Julius II's League of Cambray humbled that haughty republic.
293 283
294 In the government of Britain the representatives of the people compose one branch of the national legislature. Commerce has been for ages the predominant pursuit of that country. Few nations, nevertheless, have been more frequently engaged in war; and the wars in which that kingdom has been engaged have, in numerous instances, proceeded from the people.
284 Holland, until overwhelmed by debt, took a leading part in Europe's wars, contesting England for sea dominion and opposing Louis XIV.
295 285
296 There have been, if I may so express it, almost as many popular as royal wars. The cries of the nation and the importunities of their representatives have, upon various occasions, dragged their monarchs into war, or continued them in it, contrary to their inclinations, and sometimes contrary to the real interests of the State. In that memorable struggle for superiority between the rival houses of AUSTRIA and BOURBON, which so long kept Europe in a flame, it is well known that the antipathies of the English against the French, seconding the ambition, or rather the avarice, of a favorite leader,[10] protracted the war beyond the limits marked out by sound policy, and for a considerable time in opposition to the views of the court.
286 The representatives of the people form one branch of Britain's legislature. Commerce has been that nation's predominant pursuit for ages, yet few nations have warred more frequently—and their wars have often originated with the people. In that memorable struggle between the houses of Austria and Bourbon, English antipathy toward France and the Duke of Marlborough’s avarice prolonged the war beyond sound policy and royal wishes. British wars have largely grown from commercial rivalries and the unjustifiable desire to trade in other nations' colonies without consent. The third-to-last war between Britain and Spain arose from English merchants' illegal trade with Spanish America; Spanish retaliation, marked by cruelty, ignited national passion and led to letters of reprisal, overturning alliances formed just twenty years earlier.
297 287
298 The wars of these two last-mentioned nations have in a great measure grown out of commercial considerations;—the desire of supplanting and the fear of being supplanted either in particular branches of traffic, or in the general advantages of trade and navigation; and sometimes even the more culpable desire of sharing in the commerce of other nations, without their consent.
288 From this summary, what reason have we to trust fantasies of peace between separated States? Is it not time to abandon dreams of a golden age and accept that we, like all nations, remain far from perfect wisdom? Let our fallen credit, our weak administration, the revolt in North Carolina, the disturbances in Pennsylvania, and the actual insurrections in Massachusetts, speak for themselves!
299 289
300 The last war but two between Britain and Spain, sprang from the attempts of the English merchants, to prosecute an illicit trade with the Spanish main. These unjustifiable practices on their part, produced severities on the part of the Spaniards, towards the subjects of Great Britain, which were not more justifiable; because they exceeded the bounds of a just retaliation, and were chargeable with inhumanity and cruelty. Many of the English who were taken on the Spanish coasts, were sent to dig in the mines of Potosi; and by the usual progress of a spirit of resentment, the innocent were after a while confounded with the guilty in indiscriminate punishment. The complaints of the merchants kindled a violent flame throughout the nation, which soon after broke out in the House of Commons, and was communicated from the body to the ministry. Letters of reprisal were granted, and a war ensued; which, in its consequences, overthrew all the alliances that but twenty years before had been formed, with sanguine expectations of the most beneficial fruits.
290 The general sense of mankind agrees that proximity makes nations natural enemies. Abbé de Mably wrote in *Principes des Négociations*: "NEIGHBORING NATIONS are naturally enemies of each other unless their common weakness forces them to league in a CONFEDERATE REPUBLIC, and their constitution prevents the differences that neighborhood occasions, extinguishing that secret jealousy which disposes all states to aggrandize themselves at the expense of their neighbors." This points out the evil and suggests the remedy.
301 291
302 From this summary of what has taken place in other countries, whose situations have borne the nearest resemblance to our own, what reason can we have to confide in those reveries which would seduce us into an expectation of peace and cordiality between the members of the present confederacy, in a state of separation? Have we not already seen enough of the fallacy and extravagance of those idle theories which have amused us with promises of an exemption from the imperfections, weaknesses and evils incident to society in every shape? Is it not time to awake from the deceitful dream of a golden age, and to adopt as a practical maxim for the direction of our political conduct that we, as well as the other inhabitants of the globe, are yet remote from the happy empire of perfect wisdom and perfect virtue?
303
304 Let the point of extreme depression to which our national dignity and credit have sunk, let the inconveniences felt everywhere from a lax and ill administration of government, let the revolt of a part of the State of North Carolina, the late menacing disturbances in Pennsylvania, and the actual insurrections and rebellions in Massachusetts, declare—!
305
306 So far is the general sense of mankind from corresponding with the tenets of those who endeavor to lull asleep our apprehensions of discord and hostility between the States, in the event of disunion, that it has from long observation of the progress of society become a sort of axiom in politics, that vicinity or nearness of situation, constitutes nations natural enemies. An intelligent writer expresses himself on this subject to this effect: “NEIGHBORING NATIONS (says he) are naturally enemies of each other unless their common weakness forces them to league in a CONFEDERATE REPUBLIC, and their constitution prevents the differences that neighborhood occasions, extinguishing that secret jealousy which disposes all states to aggrandize themselves at the expense of their neighbors.”[11] This passage, at the same time, points out the EVIL and suggests the REMEDY.
307
308 292 PUBLIUS.
309 293
310 [1] Aspasia, _vide_ Plutarch’s _Life of Pericles_.
311
312 [2] _Ibid_.
313
314 [3] _Ibid_. Phidias was supposed to have stolen some public gold, with the connivance of Pericles, for the embellishment of the statue of Minerva.
315
316 [4] _Ibid_.
317
318 [5] Worn by the popes.
319
320 [6] Madame de Maintenon.
321
322 [7] Duchess of Marlborough.
323
324 [8] Madame de Pompadour.
325
326 [9] The League of Cambray, comprehending the Emperor, the King of France, the King of Aragon, and most of the Italian princes and states.
327
328 [10] The Duke of Marlborough.
329
330 [11] _Vide Principes des Négociations_ par l’Abbé de Mably.
331
332
333
334
335 294 ## No. VII. - The Same Subject Continued (Concerning Dangers from Dissensions Between the States)
336 295
337 296 For the Independent Journal.
338 297
339 298 HAMILTON
340 299
341
342 300 To the People of the State of New York:
343 301
344 It is sometimes asked, with an air of seeming triumph, what inducements could the States have, if disunited, to make war upon each other? It would be a full answer to this question to say—precisely the same inducements which have, at different times, deluged in blood all the nations in the world. But, unfortunately for us, the question admits of a more particular answer. There are causes of differences within our immediate contemplation, of the tendency of which, even under the restraints of a federal constitution, we have had sufficient experience to enable us to form a judgment of what might be expected if those restraints were removed.
302 People ask what incentives disunited states would have to war with one another. The complete answer: exactly the same incentives that have, at different times, deluged all the nations in the world in blood. The question also allows a more specific answer: we can already see causes for disagreement; even under a federal constitution, we have enough experience to judge what might happen if those restraints were removed.
345 303
346 Territorial disputes have at all times been found one of the most fertile sources of hostility among nations. Perhaps the greatest proportion of wars that have desolated the earth have sprung from this origin. This cause would exist among us in full force. We have a vast tract of unsettled territory within the boundaries of the United States. There still are discordant and undecided claims between several of them, and the dissolution of the Union would lay a foundation for similar claims between them all. It is well known that they have heretofore had serious and animated discussion concerning the rights to the lands which were ungranted at the time of the Revolution, and which usually went under the name of crown lands. The States within the limits of whose colonial governments they were comprised have claimed them as their property, the others have contended that the rights of the crown in this article devolved upon the Union; especially as to all that part of the Western territory which, either by actual possession, or through the submission of the Indian proprietors, was subjected to the jurisdiction of the king of Great Britain, till it was relinquished in the treaty of peace. This, it has been said, was at all events an acquisition to the Confederacy by compact with a foreign power. It has been the prudent policy of Congress to appease this controversy, by prevailing upon the States to make cessions to the United States for the benefit of the whole. This has been so far accomplished as, under a continuation of the Union, to afford a decided prospect of an amicable termination of the dispute. A dismemberment of the Confederacy, however, would revive this dispute, and would create others on the same subject. At present, a large part of the vacant Western territory is, by cession at least, if not by any anterior right, the common property of the Union. If that were at an end, the States which made the cession, on a principle of federal compromise, would be apt when the motive of the grant had ceased, to reclaim the lands as a reversion. The other States would no doubt insist on a proportion, by right of representation. Their argument would be, that a grant, once made, could not be revoked; and that the justice of participating in territory acquired or secured by the joint efforts of the Confederacy, remained undiminished. If, contrary to probability, it should be admitted by all the States, that each had a right to a share of this common stock, there would still be a difficulty to be surmounted, as to a proper rule of apportionment. Different principles would be set up by different States for this purpose; and as they would affect the opposite interests of the parties, they might not easily be susceptible of a pacific adjustment.
304 > **Quote:** "Territorial disputes have at all times been found one of the most fertile sources of hostility among nations. Perhaps the greatest proportion of wars that have desolated the earth have sprung from this origin."
347 305
348 In the wide field of Western territory, therefore, we perceive an ample theatre for hostile pretensions, without any umpire or common judge to interpose between the contending parties. To reason from the past to the future, we shall have good ground to apprehend, that the sword would sometimes be appealed to as the arbiter of their differences. The circumstances of the dispute between Connecticut and Pennsylvania, respecting the land at Wyoming, admonish us not to be sanguine in expecting an easy accommodation of such differences. The articles of confederation obliged the parties to submit the matter to the decision of a federal court. The submission was made, and the court decided in favor of Pennsylvania. But Connecticut gave strong indications of dissatisfaction with that determination; nor did she appear to be entirely resigned to it, till, by negotiation and management, something like an equivalent was found for the loss she supposed herself to have sustained. Nothing here said is intended to convey the slightest censure on the conduct of that State. She no doubt sincerely believed herself to have been injured by the decision; and States, like individuals, acquiesce with great reluctance in determinations to their disadvantage.
306 This cause would exist among us with full force. We have a vast tract of unsettled territory with conflicting claims between several states, and dissolution of the Union would lay the foundation for similar claims among them all. There has already been serious discussion about "crown lands"—lands ungranted at the Revolution. Some states whose colonial boundaries included these lands claimed them as property; others argued Crown rights passed to the Union, especially Western territory relinquished by Britain in the peace treaty—an acquisition made by the Confederacy through compact with a foreign power.
349 307
350 Those who had an opportunity of seeing the inside of the transactions which attended the progress of the controversy between this State and the district of Vermont, can vouch the opposition we experienced, as well from States not interested as from those which were interested in the claim; and can attest the danger to which the peace of the Confederacy might have been exposed, had this State attempted to assert its rights by force. Two motives preponderated in that opposition: one, a jealousy entertained of our future power; and the other, the interest of certain individuals of influence in the neighboring States, who had obtained grants of lands under the actual government of that district. Even the States which brought forward claims, in contradiction to ours, seemed more solicitous to dismember this State, than to establish their own pretensions. These were New Hampshire, Massachusetts, and Connecticut. New Jersey and Rhode Island, upon all occasions, discovered a warm zeal for the independence of Vermont; and Maryland, till alarmed by the appearance of a connection between Canada and that State, entered deeply into the same views. These being small States, saw with an unfriendly eye the perspective of our growing greatness. In a review of these transactions we may trace some of the causes which would be likely to embroil the States with each other, if it should be their unpropitious destiny to become disunited.
308 Congress wisely persuaded states to cede these lands to the United States for everyone's benefit. If the Union continues, this promises a peaceful resolution. But dismantling the Confederacy would revive this conflict. Much of the vacant Western territory is now common property of the Union by grant. If the Union ended, granting states would likely reclaim the lands, while others would insist on a share based on their representation. They would argue that a grant cannot be revoked and that sharing territory acquired by joint effort remains just. Even if all agreed on sharing, deciding a fair rule would be difficult, with different states proposing different principles affecting their conflicting interests—hardly settled peacefully.
351 309
352 The competitions of commerce would be another fruitful source of contention. The States less favorably circumstanced would be desirous of escaping from the disadvantages of local situation, and of sharing in the advantages of their more fortunate neighbors. Each State, or separate confederacy, would pursue a system of commercial policy peculiar to itself. This would occasion distinctions, preferences, and exclusions, which would beget discontent. The habits of intercourse, on the basis of equal privileges, to which we have been accustomed since the earliest settlement of the country, would give a keener edge to those causes of discontent than they would naturally have independent of this circumstance. WE SHOULD BE READY TO DENOMINATE INJURIES THOSE THINGS WHICH WERE IN REALITY THE JUSTIFIABLE ACTS OF INDEPENDENT SOVEREIGNTIES CONSULTING A DISTINCT INTEREST. The spirit of enterprise, which characterizes the commercial part of America, has left no occasion of displaying itself unimproved. It is not at all probable that this unbridled spirit would pay much respect to those regulations of trade by which particular States might endeavor to secure exclusive benefits to their own citizens. The infractions of these regulations, on one side, the efforts to prevent and repel them, on the other, would naturally lead to outrages, and these to reprisals and wars.
310 The Western territory is thus a massive arena for hostile claims with no neutral umpire. Judging the future by the past, we have good reason to fear the sword would settle differences. The dispute between Connecticut and Pennsylvania over Wyoming land warns against optimism. The Articles of Confederation forced submission to a federal court, which decided for Pennsylvania. Connecticut showed strong dissatisfaction, seeming resigned only after negotiation provided something like an equivalent for her believed loss. States, like individuals, submit reluctantly to adverse rulings.
353 311
354 The opportunities which some States would have of rendering others tributary to them by commercial regulations would be impatiently submitted to by the tributary States. The relative situation of New York, Connecticut, and New Jersey would afford an example of this kind. New York, from the necessities of revenue, must lay duties on her importations. A great part of these duties must be paid by the inhabitants of the two other States in the capacity of consumers of what we import. New York would neither be willing nor able to forego this advantage. Her citizens would not consent that a duty paid by them should be remitted in favor of the citizens of her neighbors; nor would it be practicable, if there were not this impediment in the way, to distinguish the customers in our own markets. Would Connecticut and New Jersey long submit to be taxed by New York for her exclusive benefit? Should we be long permitted to remain in the quiet and undisturbed enjoyment of a metropolis, from the possession of which we derived an advantage so odious to our neighbors, and, in their opinion, so oppressive? Should we be able to preserve it against the incumbent weight of Connecticut on the one side, and the co-operating pressure of New Jersey on the other? These are questions that temerity alone will answer in the affirmative.
312 The New York-Vermont controversy shows similar dangers. Opposition came from states both with and without stakes, motivated by jealousy of our future power and by personal interests of individuals with land grants there. States contradicting our claims—New Hampshire, Massachusetts, Connecticut—seemed more eager to dismantle New York than establish their own claims. New Jersey, Rhode Island, and Maryland (until alarmed by a possible Canada-Vermont connection) zealously supported Vermont's independence. These small states viewed our growing greatness with an unfriendly eye. These events show causes that would embroil disunited states.
355 313
356 The public debt of the Union would be a further cause of collision between the separate States or confederacies. The apportionment, in the first instance, and the progressive extinguishment afterward, would be alike productive of ill-humor and animosity. How would it be possible to agree upon a rule of apportionment satisfactory to all? There is scarcely any that can be proposed which is entirely free from real objections. These, as usual, would be exaggerated by the adverse interest of the parties. There are even dissimilar views among the States as to the general principle of discharging the public debt. Some of them, either less impressed with the importance of national credit, or because their citizens have little, if any, immediate interest in the question, feel an indifference, if not a repugnance, to the payment of the domestic debt at any rate. These would be inclined to magnify the difficulties of a distribution. Others of them, a numerous body of whose citizens are creditors to the public beyond proportion of the State in the total amount of the national debt, would be strenuous for some equitable and effective provision. The procrastinations of the former would excite the resentments of the latter. The settlement of a rule would, in the meantime, be postponed by real differences of opinion and affected delays. The citizens of the States interested would clamour; foreign powers would urge for the satisfaction of their just demands, and the peace of the States would be hazarded to the double contingency of external invasion and internal contention.
314 Commercial competition would be another fruitful source of conflict. Less favorably positioned states would want to escape their location's disadvantages and share their neighbors' advantages. Each state or confederacy would follow its own commercial policy, creating distinctions, preferences, and exclusions that would create discontent—sharpened by our habit of equal trading privileges since settlement.
357 315
358 Suppose the difficulties of agreeing upon a rule surmounted, and the apportionment made. Still there is great room to suppose that the rule agreed upon would, upon experiment, be found to bear harder upon some States than upon others. Those which were sufferers by it would naturally seek for a mitigation of the burden. The others would as naturally be disinclined to a revision, which was likely to end in an increase of their own incumbrances. Their refusal would be too plausible a pretext to the complaining States to withhold their contributions, not to be embraced with avidity; and the non-compliance of these States with their engagements would be a ground of bitter discussion and altercation. If even the rule adopted should in practice justify the equality of its principle, still delinquencies in payments on the part of some of the States would result from a diversity of other causes—the real deficiency of resources; the mismanagement of their finances; accidental disorders in the management of the government; and, in addition to the rest, the reluctance with which men commonly part with money for purposes that have outlived the exigencies which produced them, and interfere with the supply of immediate wants. Delinquencies, from whatever causes, would be productive of complaints, recriminations, and quarrels. There is, perhaps, nothing more likely to disturb the tranquillity of nations than their being bound to mutual contributions for any common object that does not yield an equal and coincident benefit. For it is an observation, as true as it is trite, that there is nothing men differ so readily about as the payment of money.
316 > **Quote:** "WE SHOULD BE READY TO DENOMINATE INJURIES THOSE THINGS WHICH WERE IN REALITY THE JUSTIFIABLE ACTS OF INDEPENDENT SOVEREIGNTIES CONSULTING A DISTINCT INTEREST."
359 317
360 Laws in violation of private contracts, as they amount to aggressions on the rights of those States whose citizens are injured by them, may be considered as another probable source of hostility. We are not authorized to expect that a more liberal or more equitable spirit would preside over the legislations of the individual States hereafter, if unrestrained by any additional checks, than we have heretofore seen in too many instances disgracing their several codes. We have observed the disposition to retaliation excited in Connecticut in consequence of the enormities perpetrated by the Legislature of Rhode Island; and we reasonably infer that, in similar cases, under other circumstances, a war, not of PARCHMENT, but of the sword, would chastise such atrocious breaches of moral obligation and social justice.
318 The spirit of enterprise characterizing American commerce would not respect trade regulations securing exclusive benefits. Violations and efforts to prevent them would lead to outrages, retaliation, and war.
361 319
362 The probability of incompatible alliances between the different States or confederacies and different foreign nations, and the effects of this situation upon the peace of the whole, have been sufficiently unfolded in some preceding papers. From the view they have exhibited of this part of the subject, this conclusion is to be drawn, that America, if not connected at all, or only by the feeble tie of a simple league, offensive and defensive, would, by the operation of such jarring alliances, be gradually entangled in all the pernicious labyrinths of European politics and wars; and by the destructive contentions of the parts into which she was divided, would be likely to become a prey to the artifices and machinations of powers equally the enemies of them all. _Divide et impera_[1] must be the motto of every nation that either hates or fears us.[2]
320 Some states could make others pay tribute through commercial regulations, tolerated only with great impatience. New York, Connecticut, and New Jersey provide an example. New York must place duties on imports, paid largely by residents of the other two states. New York would not willingly surrender this advantage. Would Connecticut and New Jersey long submit to being taxed for New York's exclusive benefit? Could we long defend our metropolis against the incumbent weight of Connecticut on one side and the co-operating pressure of New Jersey on the other? Only a reckless person would answer yes.
363 321
364 PUBLIUS.
322 The public debt would be another cause of conflict. Both the initial division and gradual payoff would produce ill-will. How could everyone agree on a sharing rule? Hardly any proposal lacks valid objections, which conflicting interests would exaggerate. States differ on the principle of paying the debt: some, less concerned with national credit, are indifferent or opposed to paying the domestic debt; others, where many citizens are creditors beyond their state's share, would push hard for an equitable plan. Delays by the former would spark resentment from the latter. Settlement would be postponed by real differences and intentional delays. Foreign powers would demand payment, risking peace through invasion and internal conflict.
365 323
366 [1] Divide and command.
324 Even if a rule were agreed upon, it would prove harder on some states than others. Those suffering would seek to lighten their burden; others would refuse revision that increased their costs. This refusal would give complaining states an excuse to withhold payments. Failure to meet obligations would lead to bitter arguments. Even with a fair rule, some states would fall behind due to lack of resources, mismanagement, or reluctance to pay for past needs. Failure to pay would lead to complaints and fights—nothing more likely to disturb peace than contributing to a common goal without equal, immediate benefit.
367 325
368 [2] In order that the whole subject of these papers may as soon as possible be laid before the public, it is proposed to publish them four times a week—on Tuesday in the New York Packet and on Thursday in the Daily Advertiser.
326 > **Quote:** "For it is an observation, as true as it is trite, that there is nothing men differ so readily about as the payment of money."
369 327
328 Laws violating private contracts would be another source of hostility, attacking the rights of states whose citizens are harmed. We have no reason to expect a more generous spirit from state legislatures unrestrained by additional checks, as past instances have disgraced their legal codes. Connecticut's desire for retaliation was sparked by Rhode Island's outrageous acts; in similar cases,
370 329
330 > **Quote:** "...a war, not of PARCHMENT, but of the sword, would chastise such atrocious breaches of moral obligation and social justice."
371 331
332 Conflicting alliances between states or confederacies and foreign nations would entangle America in European politics and wars. Through destructive conflicts between its divided parts, America would become a victim of enemy powers' schemes. "Divide et impera"—divide and command—must be the motto of every nation that either hates or fears us.
372 333
334 In order that the whole subject of these papers may as soon as possible be laid before the public, it is proposed to publish them four times a week—on Tuesday in the New York Packet and on Thursday in the Daily Advertiser.
335
336 PUBLIUS.
337
373 338 ## No. VIII. - The Consequences of Hostilities Between the States
374 339
375 340 From the New York Packet.
@@ -381,39 +346,38 @@
381 346
382 347 To the People of the State of New York:
383 348
384 Assuming it therefore as an established truth that the several States, in case of disunion, or such combinations of them as might happen to be formed out of the wreck of the general Confederacy, would be subject to those vicissitudes of peace and war, of friendship and enmity, with each other, which have fallen to the lot of all neighboring nations not united under one government, let us enter into a concise detail of some of the consequences that would attend such a situation.
349 Assuming it is an established truth that separate States would face the same cycles of peace and war as all neighboring nations, let us consider the consequences of such a situation.
385 350
386 War between the States, in the first period of their separate existence, would be accompanied with much greater distresses than it commonly is in those countries where regular military establishments have long obtained. The disciplined armies always kept on foot on the continent of Europe, though they bear a malignant aspect to liberty and economy, have, notwithstanding, been productive of the signal advantage of rendering sudden conquests impracticable, and of preventing that rapid desolation which used to mark the progress of war prior to their introduction. The art of fortification has contributed to the same ends. The nations of Europe are encircled with chains of fortified places, which mutually obstruct invasion. Campaigns are wasted in reducing two or three frontier garrisons, to gain admittance into an enemy’s country. Similar impediments occur at every step, to exhaust the strength and delay the progress of an invader. Formerly, an invading army would penetrate into the heart of a neighboring country almost as soon as intelligence of its approach could be received; but now a comparatively small force of disciplined troops, acting on the defensive, with the aid of posts, is able to impede, and finally to frustrate, the enterprises of one much more considerable. The history of war, in that quarter of the globe, is no longer a history of nations subdued and empires overturned, but of towns taken and retaken; of battles that decide nothing; of retreats more beneficial than victories; of much effort and little acquisition.
351 War between the States would initially cause greater distress than in nations with long-established militaries. Europe's standing armies, though harmful to liberty, have made sudden conquest nearly impossible. Fortifications create similar obstacles; campaigns often spend months capturing a few border garrisons. Once, invaders could reach a nation's heart before news of their approach; now, small disciplined forces with fortified posts can defeat larger armies. European warfare has become a story of towns taken and retaken, battles deciding nothing, retreats more beneficial than victories—great effort for little gain.
387 352
388 In this country the scene would be altogether reversed. The jealousy of military establishments would postpone them as long as possible. The want of fortifications, leaving the frontiers of one state open to another, would facilitate inroads. The populous States would, with little difficulty, overrun their less populous neighbors. Conquests would be as easy to be made as difficult to be retained. War, therefore, would be desultory and predatory. PLUNDER and devastation ever march in the train of irregulars. The calamities of individuals would make the principal figure in the events which would characterize our military exploits.
353 Here, the situation would reverse. Jealousy of military establishments would delay their creation; lack of fortifications would leave borders open. Populous states would easily overrun smaller neighbors. Conquests would be easy to achieve but hard to maintain. War would be predatory; plunder and devastation would march in the train of irregular forces, defining our military exploits.
389 354
390 This picture is not too highly wrought; though, I confess, it would not long remain a just one. Safety from external danger is the most powerful director of national conduct. Even the ardent love of liberty will, after a time, give way to its dictates. The violent destruction of life and property incident to war, the continual effort and alarm attendant on a state of continual danger, will compel nations the most attached to liberty to resort for repose and security to institutions which have a tendency to destroy their civil and political rights. To be more safe, they at length become willing to run the risk of being less free.
355 This would not remain accurate for long.
391 356
392 The institutions chiefly alluded to are STANDING ARMIES and the correspondent appendages of military establishments. Standing armies, it is said, are not provided against in the new Constitution; and it is therefore inferred that they may exist under it.[1] Their existence, however, from the very terms of the proposition, is, at most, problematical and uncertain. But standing armies, it may be replied, must inevitably result from a dissolution of the Confederacy. Frequent war and constant apprehension, which require a state of as constant preparation, will infallibly produce them. The weaker States or confederacies would first have recourse to them, to put themselves upon an equality with their more potent neighbors. They would endeavor to supply the inferiority of population and resources by a more regular and effective system of defense, by disciplined troops, and by fortifications. They would, at the same time, be necessitated to strengthen the executive arm of government, in doing which their constitutions would acquire a progressive direction toward monarchy. It is of the nature of war to increase the executive at the expense of the legislative authority.
357 > **Quote:** "Safety from external danger is the most powerful director of national conduct."
393 358
394 The expedients which have been mentioned would soon give the States or confederacies that made use of them a superiority over their neighbors. Small states, or states of less natural strength, under vigorous governments, and with the assistance of disciplined armies, have often triumphed over large states, or states of greater natural strength, which have been destitute of these advantages. Neither the pride nor the safety of the more important States or confederacies would permit them long to submit to this mortifying and adventitious superiority. They would quickly resort to means similar to those by which it had been effected, to reinstate themselves in their lost pre-eminence. Thus, we should, in a little time, see established in every part of this country the same engines of despotism which have been the scourge of the Old World. This, at least, would be the natural course of things; and our reasonings will be the more likely to be just, in proportion as they are accommodated to this standard.
359 Even ardent love of liberty yields to security. War's destruction and constant alarm will force liberty-loving nations to seek safety through institutions that destroy civil rights.
395 360
396 These are not vague inferences drawn from supposed or speculative defects in a Constitution, the whole power of which is lodged in the hands of a people, or their representatives and delegates, but they are solid conclusions, drawn from the natural and necessary progress of human affairs.
361 > **Quote:** "To be more safe, they at length become willing to run the risk of being less free."
397 362
398 It may, perhaps, be asked, by way of objection to this, why did not standing armies spring up out of the contentions which so often distracted the ancient republics of Greece? Different answers, equally satisfactory, may be given to this question. The industrious habits of the people of the present day, absorbed in the pursuits of gain, and devoted to the improvements of agriculture and commerce, are incompatible with the condition of a nation of soldiers, which was the true condition of the people of those republics. The means of revenue, which have been so greatly multiplied by the increase of gold and silver and of the arts of industry, and the science of finance, which is the offspring of modern times, concurring with the habits of nations, have produced an entire revolution in the system of war, and have rendered disciplined armies, distinct from the body of the citizens, the inseparable companions of frequent hostility.
363 Standing armies would inevitably result from a Union breakup. Weaker states would adopt them first to match stronger neighbors, compensating for lack of population with professional forces and fortifications. They would strengthen executive power, causing constitutions to drift toward monarchy. War naturally increases executive authority at the expense of the legislature.
399 364
400 There is a wide difference, also, between military establishments in a country seldom exposed by its situation to internal invasions, and in one which is often subject to them, and always apprehensive of them. The rulers of the former can have a good pretext, if they are even so inclined, to keep on foot armies so numerous as must of necessity be maintained in the latter. These armies being, in the first case, rarely, if at all, called into activity for interior defense, the people are in no danger of being broken to military subordination. The laws are not accustomed to relaxations, in favor of military exigencies; the civil state remains in full vigor, neither corrupted, nor confounded with the principles or propensities of the other state. The smallness of the army renders the natural strength of the community an over-match for it; and the citizens, not habituated to look up to the military power for protection, or to submit to its oppressions, neither love nor fear the soldiery; they view them with a spirit of jealous acquiescence in a necessary evil, and stand ready to resist a power which they suppose may be exerted to the prejudice of their rights. The army under such circumstances may usefully aid the magistrate to suppress a small faction, or an occasional mob, or insurrection; but it will be unable to enforce encroachments against the united efforts of the great body of the people.
365 These tactics would give adopting states an advantage. Small states with disciplined armies have often triumphed over larger ones. Important states would not endure this disadvantage long; they would quickly follow suit. Soon, America would see established the same engines of despotism that have been the scourge of the Old World. This follows the natural course of human affairs.
401 366
402 In a country in the predicament last described, the contrary of all this happens. The perpetual menacings of danger oblige the government to be always prepared to repel it; its armies must be numerous enough for instant defense. The continual necessity for their services enhances the importance of the soldier, and proportionably degrades the condition of the citizen. The military state becomes elevated above the civil. The inhabitants of territories, often the theatre of war, are unavoidably subjected to frequent infringements on their rights, which serve to weaken their sense of those rights; and by degrees the people are brought to consider the soldiery not only as their protectors, but as their superiors. The transition from this disposition to that of considering them masters, is neither remote nor difficult; but it is very difficult to prevail upon a people under such impressions, to make a bold or effectual resistance to usurpations supported by the military power.
367 Why did standing armies not emerge from ancient Greek conflicts? First, modern life—focused on commerce, agriculture, and profit—is incompatible with being a nation of soldiers, as those republics were. Second, modern revenue, multiplied by gold, industry, and finance, has revolutionized warfare, making disciplined armies necessary companions to frequent conflict.
403 368
404 The kingdom of Great Britain falls within the first description. An insular situation, and a powerful marine, guarding it in a great measure against the possibility of foreign invasion, supersede the necessity of a numerous army within the kingdom. A sufficient force to make head against a sudden descent, till the militia could have time to rally and embody, is all that has been deemed requisite. No motive of national policy has demanded, nor would public opinion have tolerated, a larger number of troops upon its domestic establishment. There has been, for a long time past, little room for the operation of the other causes, which have been enumerated as the consequences of internal war. This peculiar felicity of situation has, in a great degree, contributed to preserve the liberty which that country to this day enjoys, in spite of the prevalent venality and corruption. If, on the contrary, Britain had been situated on the continent, and had been compelled, as she would have been, by that situation, to make her military establishments at home coextensive with those of the other great powers of Europe, she, like them, would in all probability be, at this day, a victim to the absolute power of a single man. ’T is possible, though not easy, that the people of that island may be enslaved from other causes; but it cannot be by the prowess of an army so inconsiderable as that which has been usually kept up within the kingdom.
369 Countries rarely invaded differ greatly from those constantly threatened. The former have no excuse to maintain large armies; soldiers are rarely called to action, so people are not conditioned to military discipline. Civilian government remains strong, uncorrupted. Citizens view soldiers as a necessary evil, ready to resist threats to their rights. Such armies can suppress riots but cannot enforce tyranny against united resistance.
405 370
406 If we are wise enough to preserve the Union we may for ages enjoy an advantage similar to that of an insulated situation. Europe is at a great distance from us. Her colonies in our vicinity will be likely to continue too much disproportioned in strength to be able to give us any dangerous annoyance. Extensive military establishments cannot, in this position, be necessary to our security. But if we should be disunited, and the integral parts should either remain separated, or, which is most probable, should be thrown together into two or three confederacies, we should be, in a short course of time, in the predicament of the continental powers of Europe —our liberties would be a prey to the means of defending ourselves against the ambition and jealousy of each other.
371 In constantly threatened nations, the opposite occurs. Perpetual war-readiness requires large armies, making soldiers more important than citizens. > **Quote:** "The military state becomes elevated above the civil." People in war-torn territories suffer frequent rights violations, weakening their resolve. Gradually, the military is seen not as protector but as superior, then as master. Convincing such people to resist a military takeover becomes nearly impossible.
407 372
408 This is an idea not superficial or futile, but solid and weighty. It deserves the most serious and mature consideration of every prudent and honest man of whatever party. If such men will make a firm and solemn pause, and meditate dispassionately on the importance of this interesting idea; if they will contemplate it in all its attitudes, and trace it to all its consequences, they will not hesitate to part with trivial objections to a Constitution, the rejection of which would in all probability put a final period to the Union. The airy phantoms that flit before the distempered imaginations of some of its adversaries would quickly give place to the more substantial forms of dangers, real, certain, and formidable.
373 Britain exemplifies the first case. As an island protected by a powerful navy, it needs no large domestic army—only a force to hold off sudden landings until militia gathers. Public opinion would not tolerate more. This peculiar felicity of situation has preserved British liberty despite prevalent corruption. Were Britain continental, forced to maintain armies like Europe's, she would likely suffer absolute rule today. She might be enslaved otherwise, but not by so small an army.
409 374
410 PUBLIUS.
375 By preserving the Union, we may enjoy the advantages of an insulated situation for ages. Europe is distant, and her colonies in our vicinity are too disproportioned in strength to pose a serious threat. Large armies are unnecessary. But if disunited—into separate states or two or three confederacies—we would soon face continental Europe's situation. Our liberties would fall victim to the very means created to defend against mutual ambition.
411 376
412 [1] This objection will be fully examined in its proper place, and it will be shown that the only natural precaution which could have been taken on this subject has been taken; and a much better one than is to be found in any constitution that has been heretofore framed in America, most of which contain no guard at all on this subject.
377 This is no trivial idea; it is solid and significant. Every honest, prudent person—whatever their party—should consider it seriously. Traced to its logical conclusion, it shows that rejecting the Constitution would end the Union, replacing opponents' imaginary fears with real, formidable dangers.
413 378
379 PUBLIUS.
414 380
415
416
417 381 ## No. IX. - The Union as a Safeguard Against Domestic Faction and Insurrection
418 382
419 383 For the Independent Journal.
@@ -423,47 +387,48 @@
423 387
424 388 To the People of the State of New York:
425 389
426 A firm Union will be of the utmost moment to the peace and liberty of the States, as a barrier against domestic faction and insurrection. It is impossible to read the history of the petty republics of Greece and Italy without feeling sensations of horror and disgust at the distractions with which they were continually agitated, and at the rapid succession of revolutions by which they were kept in a state of perpetual vibration between the extremes of tyranny and anarchy. If they exhibit occasional calms, these only serve as short-lived contrast to the furious storms that are to succeed. If now and then intervals of felicity open to view, we behold them with a mixture of regret, arising from the reflection that the pleasing scenes before us are soon to be overwhelmed by the tempestuous waves of sedition and party rage. If momentary rays of glory break forth from the gloom, while they dazzle us with a transient and fleeting brilliancy, they at the same time admonish us to lament that the vices of government should pervert the direction and tarnish the lustre of those bright talents and exalted endowments for which the favored soils that produced them have been so justly celebrated.
390 > **Quote:** "A firm Union will be of the utmost moment to the peace and liberty of the States, as a barrier against domestic faction and insurrection."
427 391
428 From the disorders that disfigure the annals of those republics the advocates of despotism have drawn arguments, not only against the forms of republican government, but against the very principles of civil liberty. They have decried all free government as inconsistent with the order of society, and have indulged themselves in malicious exultation over its friends and partisans. Happily for mankind, stupendous fabrics reared on the basis of liberty, which have flourished for ages, have, in a few glorious instances, refuted their gloomy sophisms. And, I trust, America will be the broad and solid foundation of other edifices, not less magnificent, which will be equally permanent monuments of their errors.
392 Reading the history of Greece and Italy's small republics inspires horror and disgust at their constant turmoil, perpetually vibrating between the extremes of tyranny and anarchy. Occasional calms only serve as short-lived contrasts to the furious storms that follow. Brief intervals of happiness are overwhelmed by the tempestuous waves of sedition and party rage. Even momentary rays of glory remind us to mourn that governmental failings dulled the brilliance of those great talents for which those favored lands were celebrated.
429 393
430 But it is not to be denied that the portraits they have sketched of republican government were too just copies of the originals from which they were taken. If it had been found impracticable to have devised models of a more perfect structure, the enlightened friends to liberty would have been obliged to abandon the cause of that species of government as indefensible. The science of politics, however, like most other sciences, has received great improvement. The efficacy of various principles is now well understood, which were either not known at all, or imperfectly known to the ancients. The regular distribution of power into distinct departments; the introduction of legislative balances and checks; the institution of courts composed of judges holding their offices during good behavior; the representation of the people in the legislature by deputies of their own election: these are wholly new discoveries, or have made their principal progress towards perfection in modern times. They are means, and powerful means, by which the excellences of republican government may be retained and its imperfections lessened or avoided. To this catalogue of circumstances that tend to the amelioration of popular systems of civil government, I shall venture, however novel it may appear to some, to add one more, on a principle which has been made the foundation of an objection to the new Constitution; I mean the ENLARGEMENT of the ORBIT within which such systems are to revolve, either in respect to the dimensions of a single State or to the consolidation of several smaller States into one great Confederacy. The latter is that which immediately concerns the object under consideration. It will, however, be of use to examine the principle in its application to a single State, which shall be attended to in another place.
394 From the disorders of those republics, absolutists have drawn arguments against republican government and civil liberty, mocking all free government as incompatible with order. Yet liberty's magnificent structures have flourished for centuries and disproved these arguments. America will provide a broad and solid foundation for other structures, no less magnificent, which will serve as lasting monuments to their errors.
431 395
432 The utility of a Confederacy, as well to suppress faction and to guard the internal tranquillity of States, as to increase their external force and security, is in reality not a new idea. It has been practiced upon in different countries and ages, and has received the sanction of the most approved writers on the subject of politics. The opponents of the plan proposed have, with great assiduity, cited and circulated the observations of Montesquieu on the necessity of a contracted territory for a republican government. But they seem not to have been apprised of the sentiments of that great man expressed in another part of his work, nor to have adverted to the consequences of the principle to which they subscribe with such ready acquiescence.
396 Their portraits were accurate—if no better model existed, liberty's friends would have to abandon republicanism as indefensible.
433 397
434 When Montesquieu recommends a small extent for republics, the standards he had in view were of dimensions far short of the limits of almost every one of these States. Neither Virginia, Massachusetts, Pennsylvania, New York, North Carolina, nor Georgia can by any means be compared with the models from which he reasoned and to which the terms of his description apply. If we therefore take his ideas on this point as the criterion of truth, we shall be driven to the alternative either of taking refuge at once in the arms of monarchy, or of splitting ourselves into an infinity of little, jealous, clashing, tumultuous commonwealths, the wretched nurseries of unceasing discord, and the miserable objects of universal pity or contempt. Some of the writers who have come forward on the other side of the question seem to have been aware of the dilemma; and have even been bold enough to hint at the division of the larger States as a desirable thing. Such an infatuated policy, such a desperate expedient, might, by the multiplication of petty offices, answer the views of men who possess not qualifications to extend their influence beyond the narrow circles of personal intrigue, but it could never promote the greatness or happiness of the people of America.
398 > **Quote:** "The science of politics, however, like most other sciences, has received great improvement. The efficacy of various principles is now well understood, which were either not known at all, or imperfectly known to the ancients."
435 399
436 Referring the examination of the principle itself to another place, as has been already mentioned, it will be sufficient to remark here that, in the sense of the author who has been most emphatically quoted upon the occasion, it would only dictate a reduction of the SIZE of the more considerable MEMBERS of the Union, but would not militate against their being all comprehended in one confederate government. And this is the true question, in the discussion of which we are at present interested.
400 The consistent division of power, legislative checks and balances, courts with judges serving during good behavior, and popular representation are modern discoveries that preserve republican virtues and reduce its flaws. To these I add another improvement—however controversial—the EXPANSION of the ORBIT of republican systems, whether in a single State or through uniting several into a great Confederacy. This latter is our focus.
437 401
438 So far are the suggestions of Montesquieu from standing in opposition to a general Union of the States, that he explicitly treats of a CONFEDERATE REPUBLIC as the expedient for extending the sphere of popular government, and reconciling the advantages of monarchy with those of republicanism.
402 The usefulness of a Confederacy to suppress division and protect internal peace, while increasing external strength, is no novelty, endorsed by respected writers. Our opponents have diligently cited Montesquieu on the necessity of small territory, but ignore his other views and their consequences.
439 403
440 “It is very probable,” (says he[1]) “that mankind would have been obliged at length to live constantly under the government of a single person, had they not contrived a kind of constitution that has all the internal advantages of a republican, together with the external force of a monarchical government. I mean a CONFEDERATE REPUBLIC.
404 Montesquieu's "small republic" meant dimensions far smaller than any of our States—Virginia, Massachusetts, Pennsylvania, New York, North Carolina, or Georgia. Following his standard would force us into monarchy or split us into an infinity of little, jealous, clashing, tumultuous commonwealths—the wretched nurseries of unceasing discord. Some have even suggested dividing larger States—a foolish policy that might create offices for petty intriguers but could never promote the greatness or happiness of the American people.
441 405
442 “This form of government is a convention by which several smaller STATES agree to become members of a larger ONE, which they intend to form. It is a kind of assemblage of societies that constitute a new one, capable of increasing, by means of new associations, till they arrive to such a degree of power as to be able to provide for the security of the united body.
406 Montesquieu would only suggest reducing the SIZE of larger members, not preventing their inclusion in a confederate government—our actual question.
443 407
444 “A republic of this kind, able to withstand an external force, may support itself without any internal corruptions. The form of this society prevents all manner of inconveniences.
408 In fact, Montesquieu explicitly describes a CONFEDERATE REPUBLIC as the best way to expand popular government and combine monarchical with republican advantages.
445 409
446 “If a single member should attempt to usurp the supreme authority, he could not be supposed to have an equal authority and credit in all the confederate states. Were he to have too great influence over one, this would alarm the rest. Were he to subdue a part, that which would still remain free might oppose him with forces independent of those which he had usurped and overpower him before he could be settled in his usurpation.
410 > "It is very probable," says Montesquieu, "that mankind would have been obliged at length to live constantly under the government of a single person, had they not contrived a kind of constitution that has all the internal advantages of a republican, together with the external force of a monarchical government. I mean a CONFEDERATE REPUBLIC.
411 >
412 > "This form of government is a convention by which several smaller STATES agree to become members of a larger ONE, which they intend to form. It is a kind of assembly of societies that constitute a new one, capable of growing through new associations until they reach enough power to provide for the security of the whole body.
413 >
414 > "A republic of this kind, able to resist external force, can maintain itself without internal corruption. The structure of this society prevents all kinds of problems.
415 >
416 > "If a single member should try to seize supreme authority, he could not expect to have equal influence and credit in all the confederate states. If he gained too much influence over one, it would alarm the others. If he conquered a part, those that remained free could oppose him with forces independent of those he seized and overpower him before he could establish his rule.
417 >
418 > "Should a popular insurrection happen in one of the confederate states, the others are able to quell it. Should abuses grow in one part, they are corrected by those that remain healthy. The state may be destroyed on one side but not on the other; the confederacy may be dissolved while the members keep their sovereignty.
419 >
420 > "Because this government is made of small republics, it enjoys the internal happiness of each; and regarding its external situation, it possesses, through the association, all the advantages of large monarchies."
447 421
448 “Should a popular insurrection happen in one of the confederate states the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound. The state may be destroyed on one side, and not on the other; the confederacy may be dissolved, and the confederates preserve their sovereignty.
422 I have quoted these passages at length because they provide a clear summary of the main arguments for Union and should correct the false impressions created by misapplying other parts of his work. At the same time, they show how Union suppresses internal division and rebellion.
449 423
450 “As this government is composed of small republics, it enjoys the internal happiness of each; and with respect to its external situation, it is possessed, by means of the association, of all the advantages of large monarchies.”
424 A distinction more subtle than accurate claims that confederacies must limit authority to member states as groups, never reaching individual citizens, and require equal votes. These positions are mostly arbitrary, supported by neither principle nor history. Exceptions prove there is no absolute rule, and following this principle has caused incurable disorder and imbecility in the government.
451 425
452 I have thought it proper to quote at length these interesting passages, because they contain a luminous abridgment of the principal arguments in favor of the Union, and must effectually remove the false impressions which a misapplication of other parts of the work was calculated to make. They have, at the same time, an intimate connection with the more immediate design of this paper; which is, to illustrate the tendency of the Union to repress domestic faction and insurrection.
426 The definition of a CONFEDERATE REPUBLIC seems simply to be "an assembly of societies," or an association of states into one state. The extent of federal authority is a matter of choice. As long as members retain separate organization for local purposes, it remains a confederacy, even if subordinate to general authority. The proposed Constitution does not abolish State governments but makes them essential parts of national sovereignty through Senate representation and exclusive, very important powers. This fits perfectly with the rational meaning of a federal government.
453 427
454 A distinction, more subtle than accurate, has been raised between a CONFEDERACY and a CONSOLIDATION of the States. The essential characteristic of the first is said to be, the restriction of its authority to the members in their collective capacities, without reaching to the individuals of whom they are composed. It is contended that the national council ought to have no concern with any object of internal administration. An exact equality of suffrage between the members has also been insisted upon as a leading feature of a confederate government. These positions are, in the main, arbitrary; they are supported neither by principle nor precedent. It has indeed happened, that governments of this kind have generally operated in the manner which the distinction taken notice of, supposes to be inherent in their nature; but there have been in most of them extensive exceptions to the practice, which serve to prove, as far as example will go, that there is no absolute rule on the subject. And it will be clearly shown in the course of this investigation that as far as the principle contended for has prevailed, it has been the cause of incurable disorder and imbecility in the government.
428 In the Lycian confederacy, which consisted of twenty-three cities, the largest had three votes in common council, middle-sized two, smallest one. The council appointed all judges and officials for the respective cities—very sensitive interference in what seems most reserved for local control. Yet Montesquieu says: "If I were to give a model of an excellent Confederate Republic, it would be that of Lycia." Thus we see the distinctions some insist upon were not within the contemplation of this enlightened civilian; they are the novel refinements of an erroneous theory.
455 429
456 The definition of a CONFEDERATE REPUBLIC seems simply to be “an assemblage of societies,” or an association of two or more states into one state. The extent, modifications, and objects of the federal authority are mere matters of discretion. So long as the separate organization of the members be not abolished; so long as it exists, by a constitutional necessity, for local purposes; though it should be in perfect subordination to the general authority of the union, it would still be, in fact and in theory, an association of states, or a confederacy. The proposed Constitution, so far from implying an abolition of the State governments, makes them constituent parts of the national sovereignty, by allowing them a direct representation in the Senate, and leaves in their possession certain exclusive and very important portions of sovereign power. This fully corresponds, in every rational import of the terms, with the idea of a federal government.
457
458 In the Lycian confederacy, which consisted of twenty-three CITIES or republics, the largest were entitled to THREE votes in the COMMON COUNCIL, those of the middle class to TWO, and the smallest to ONE. The COMMON COUNCIL had the appointment of all the judges and magistrates of the respective CITIES. This was certainly the most, delicate species of interference in their internal administration; for if there be any thing that seems exclusively appropriated to the local jurisdictions, it is the appointment of their own officers. Yet Montesquieu, speaking of this association, says: “Were I to give a model of an excellent Confederate Republic, it would be that of Lycia.” Thus we perceive that the distinctions insisted upon were not within the contemplation of this enlightened civilian; and we shall be led to conclude, that they are the novel refinements of an erroneous theory.
459
460 430 PUBLIUS.
461 431
462 [1] _Spirit of Laws_, vol. i., book ix., chap. i.
463
464
465
466
467 432 ## No. X. - The Same Subject Continued (The Union as a Safeguard Against Domestic Faction and Insurrection)
468 433
469 434 From the New York Packet.
@@ -475,57 +440,70 @@
475 440
476 441 To the People of the State of New York:
477 442
478 Among the numerous advantages promised by a wellconstructed Union, none deserves to be more accurately developed than its tendency to break and control the violence of faction. The friend of popular governments never finds himself so much alarmed for their character and fate, as when he contemplates their propensity to this dangerous vice. He will not fail, therefore, to set a due value on any plan which, without violating the principles to which he is attached, provides a proper cure for it. The instability, injustice, and confusion introduced into the public councils, have, in truth, been the mortal diseases under which popular governments have everywhere perished; as they continue to be the favorite and fruitful topics from which the adversaries to liberty derive their most specious declamations. The valuable improvements made by the American constitutions on the popular models, both ancient and modern, cannot certainly be too much admired; but it would be an unwarrantable partiality, to contend that they have as effectually obviated the danger on this side, as was wished and expected. Complaints are everywhere heard from our most considerate and virtuous citizens, equally the friends of public and private faith, and of public and personal liberty, that our governments are too unstable, that the public good is disregarded in the conflicts of rival parties, and that measures are too often decided, not according to the rules of justice and the rights of the minor party, but by the superior force of an interested and overbearing majority. However anxiously we may wish that these complaints had no foundation, the evidence, of known facts will not permit us to deny that they are in some degree true. It will be found, indeed, on a candid review of our situation, that some of the distresses under which we labor have been erroneously charged on the operation of our governments; but it will be found, at the same time, that other causes will not alone account for many of our heaviest misfortunes; and, particularly, for that prevailing and increasing distrust of public engagements, and alarm for private rights, which are echoed from one end of the continent to the other. These must be chiefly, if not wholly, effects of the unsteadiness and injustice with which a factious spirit has tainted our public administrations.
443 Among the Union's advantages, none deserves closer study than its power to break and control the violence of faction. A friend of popular government is never more alarmed for its fate than when confronting this dangerous vice, and will therefore value any cure that preserves his principles. Instability, injustice, and confusion have been the fatal diseases of popular governments everywhere, and remain the favorite weapons of liberty's enemies. Though American constitutions improved on ancient and modern models, we cannot claim they have prevented this danger as hoped. Thoughtful citizens committed to both public trust and private liberty complain that our governments are too unstable, that the public good is ignored in party conflicts, and that measures are decided not by justice but by the overwhelming power of a self-interested majority. However much we wish these complaints baseless, the evidence will not permit it. An honest assessment shows that while some distresses are wrongly blamed on government, other causes cannot account for our heaviest misfortunes—particularly the prevailing distrust of public commitments and alarm for private rights echoing across the continent. These must be primarily, if not entirely, the effects of the instability and injustice with which faction has tainted our public administrations.
479 444
480 By a faction, I understand a number of citizens, whether amounting to a majority or a minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of other citizens, or to the permanent and aggregate interests of the community.
445 > **Quote:** "By a faction, I understand a number of citizens, whether amounting to a majority or a minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of other citizens, or to the permanent and aggregate interests of the community."
481 446
482 There are two methods of curing the mischiefs of faction: the one, by removing its causes; the other, by controlling its effects.
447 There are two methods of curing the mischief of faction: removing its causes, or controlling its effects.
483 448
484 There are again two methods of removing the causes of faction: the one, by destroying the liberty which is essential to its existence; the other, by giving to every citizen the same opinions, the same passions, and the same interests.
449 There are again two methods of removing the causes: destroying the liberty essential to its existence, or giving every citizen the same opinions, passions, and interests.
485 450
486 It could never be more truly said than of the first remedy, that it was worse than the disease. Liberty is to faction what air is to fire, an aliment without which it instantly expires. But it could not be less folly to abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency.
451 It could never be more truly said than of the first remedy that it is worse than the disease.
487 452
488 The second expedient is as impracticable as the first would be unwise. As long as the reason of man continues fallible, and he is at liberty to exercise it, different opinions will be formed. As long as the connection subsists between his reason and his self-love, his opinions and his passions will have a reciprocal influence on each other; and the former will be objects to which the latter will attach themselves. The diversity in the faculties of men, from which the rights of property originate, is not less an insuperable obstacle to a uniformity of interests. The protection of these faculties is the first object of government. From the protection of different and unequal faculties of acquiring property, the possession of different degrees and kinds of property immediately results; and from the influence of these on the sentiments and views of the respective proprietors, ensues a division of the society into different interests and parties.
453 > **Quote:** "Liberty is to faction what air is to fire, an aliment without which it instantly expires. But it could not be less folly to abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency."
489 454
490 The latent causes of faction are thus sown in the nature of man; and we see them everywhere brought into different degrees of activity, according to the different circumstances of civil society. A zeal for different opinions concerning religion, concerning government, and many other points, as well of speculation as of practice; an attachment to different leaders ambitiously contending for pre-eminence and power; or to persons of other descriptions whose fortunes have been interesting to the human passions, have, in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other than to co-operate for their common good. So strong is this propensity of mankind to fall into mutual animosities, that where no substantial occasion presents itself, the most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions and excite their most violent conflicts. But the most common and durable source of factions has been the various and unequal distribution of property. Those who hold and those who are without property have ever formed distinct interests in society. Those who are creditors, and those who are debtors, fall under a like discrimination. A landed interest, a manufacturing interest, a mercantile interest, a moneyed interest, with many lesser interests, grow up of necessity in civilized nations, and divide them into different classes, actuated by different sentiments and views. The regulation of these various and interfering interests forms the principal task of modern legislation, and involves the spirit of party and faction in the necessary and ordinary operations of the government.
455 The second method is equally impractical. While human reason remains fallible and free, different opinions will form. While reason connects to self-love, opinions and passions will influence each other. The diversity of human abilities—the source of property rights—is an insurmountable obstacle to uniformity of interests.
491 456
492 No man is allowed to be a judge in his own cause, because his interest would certainly bias his judgment, and, not improbably, corrupt his integrity. With equal, nay with greater reason, a body of men are unfit to be both judges and parties at the same time; yet what are many of the most important acts of legislation, but so many judicial determinations, not indeed concerning the rights of single persons, but concerning the rights of large bodies of citizens? And what are the different classes of legislators but advocates and parties to the causes which they determine? Is a law proposed concerning private debts? It is a question to which the creditors are parties on one side and the debtors on the other. Justice ought to hold the balance between them. Yet the parties are, and must be, themselves the judges; and the most numerous party, or, in other words, the most powerful faction must be expected to prevail. Shall domestic manufactures be encouraged, and in what degree, by restrictions on foreign manufactures? are questions which would be differently decided by the landed and the manufacturing classes, and probably by neither with a sole regard to justice and the public good. The apportionment of taxes on the various descriptions of property is an act which seems to require the most exact impartiality; yet there is, perhaps, no legislative act in which greater opportunity and temptation are given to a predominant party to trample on the rules of justice. Every shilling with which they overburden the inferior number, is a shilling saved to their own pockets.
457 > **Quote:** "The protection of these faculties is the first object of government."
493 458
494 It is in vain to say that enlightened statesmen will be able to adjust these clashing interests, and render them all subservient to the public good. Enlightened statesmen will not always be at the helm. Nor, in many cases, can such an adjustment be made at all without taking into view indirect and remote considerations, which will rarely prevail over the immediate interest which one party may find in disregarding the rights of another or the good of the whole.
459 From protecting these unequal faculties arise different degrees and kinds of property, which divide society into different interests and parties through their influence on owners' sentiments and views.
495 460
496 The inference to which we are brought is, that the CAUSES of faction cannot be removed, and that relief is only to be sought in the means of controlling its EFFECTS.
461 Faction's causes are sown in human nature, emerging according to society's circumstances. Enthusiasm for different opinions—concerning religion, government, and other points of speculation and practice; attachment to ambitious leaders; or passion for individuals whose fortunes stir the soul, have divided mankind into hostile parties, more disposed to oppress than cooperate.
497 462
498 If a faction consists of less than a majority, relief is supplied by the republican principle, which enables the majority to defeat its sinister views by regular vote. It may clog the administration, it may convulse the society; but it will be unable to execute and mask its violence under the forms of the Constitution. When a majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to its ruling passion or interest both the public good and the rights of other citizens. To secure the public good and private rights against the danger of such a faction, and at the same time to preserve the spirit and the form of popular government, is then the great object to which our inquiries are directed. Let me add that it is the great desideratum by which this form of government can be rescued from the opprobrium under which it has so long labored, and be recommended to the esteem and adoption of mankind.
463 > **Quote:** "So strong is this propensity of mankind to fall into mutual animosities, that where no substantial occasion presents itself, the most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions and excite their most violent conflicts."
499 464
500 By what means is this object attainable? Evidently by one of two only. Either the existence of the same passion or interest in a majority at the same time must be prevented, or the majority, having such coexistent passion or interest, must be rendered, by their number and local situation, unable to concert and carry into effect schemes of oppression. If the impulse and the opportunity be suffered to coincide, we well know that neither moral nor religious motives can be relied on as an adequate control. They are not found to be such on the injustice and violence of individuals, and lose their efficacy in proportion to the number combined together, that is, in proportion as their efficacy becomes needful.
465 Yet the most common and durable source of faction is the unequal distribution of property. Those with and without property, creditors and debtors, form distinct interests. Landed, manufacturing, mercantile, moneyed, and other interests inevitably arise, dividing society into classes with different sentiments. Regulating these conflicting interests is modern legislation's principal task, and necessarily involves the spirit of party and faction.
501 466
502 From this view of the subject it may be concluded that a pure democracy, by which I mean a society consisting of a small number of citizens, who assemble and administer the government in person, can admit of no cure for the mischiefs of faction. A common passion or interest will, in almost every case, be felt by a majority of the whole; a communication and concert result from the form of government itself; and there is nothing to check the inducements to sacrifice the weaker party or an obnoxious individual. Hence it is that such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security or the rights of property; and have in general been as short in their lives as they have been violent in their deaths. Theoretic politicians, who have patronized this species of government, have erroneously supposed that by reducing mankind to a perfect equality in their political rights, they would, at the same time, be perfectly equalized and assimilated in their possessions, their opinions, and their passions.
467 No one may judge their own case, as interest would bias judgment and corrupt integrity. With equal reason, a body cannot be both judges and parties; yet what are important legislative acts but determinations of group rights? What are legislators but advocates for the causes they judge? Consider a law on private debts: creditors versus debtors, where justice should hold the balance, yet the parties must be judges, and the most numerous faction will prevail. Should manufacturers be encouraged by trade restrictions? Landed and manufacturing classes would decide differently, probably neither solely for justice or public good. Tax allocation seems to require impartiality, yet no act offers a dominant party more opportunity to trample justice. Every dollar overburdening the minority is a dollar saved.
503 468
504 A republic, by which I mean a government in which the scheme of representation takes place, opens a different prospect, and promises the cure for which we are seeking. Let us examine the points in which it varies from pure democracy, and we shall comprehend both the nature of the cure and the efficacy which it must derive from the Union.
469 > **Quote:** "It is in vain to say that enlightened statesmen will be able to adjust these clashing interests, and render them all subservient to the public good. Enlightened statesmen will not always be at the helm."
505 470
506 The two great points of difference between a democracy and a republic are: first, the delegation of the government, in the latter, to a small number of citizens elected by the rest; secondly, the greater number of citizens, and greater sphere of country, over which the latter may be extended.
471 Nor can such adjustment often be made at all, since indirect consequences rarely outweigh the immediate interest in disregarding others' rights or the public good.
507 472
508 The effect of the first difference is, on the one hand, to refine and enlarge the public views, by passing them through the medium of a chosen body of citizens, whose wisdom may best discern the true interest of their country, and whose patriotism and love of justice will be least likely to sacrifice it to temporary or partial considerations. Under such a regulation, it may well happen that the public voice, pronounced by the representatives of the people, will be more consonant to the public good than if pronounced by the people themselves, convened for the purpose. On the other hand, the effect may be inverted. Men of factious tempers, of local prejudices, or of sinister designs, may, by intrigue, by corruption, or by other means, first obtain the suffrages, and then betray the interests, of the people. The question resulting is, whether small or extensive republics are more favorable to the election of proper guardians of the public weal; and it is clearly decided in favor of the latter by two obvious considerations:
473 The conclusion we are led to is that the CAUSES of faction cannot be removed, and that relief can only be sought in the means of controlling its EFFECTS.
509 474
510 In the first place, it is to be remarked that, however small the republic may be, the representatives must be raised to a certain number, in order to guard against the cabals of a few; and that, however large it may be, they must be limited to a certain number, in order to guard against the confusion of a multitude. Hence, the number of representatives in the two cases not being in proportion to that of the two constituents, and being proportionally greater in the small republic, it follows that, if the proportion of fit characters be not less in the large than in the small republic, the former will present a greater option, and consequently a greater probability of a fit choice.
475 If faction comprises less than a majority, the republican principle provides relief: the majority can defeat its views by regular vote. It may obstruct or convulse society, but cannot carry out its violence under Constitutional forms. When a majority itself forms a faction, popular government enables it to sacrifice public good and minority rights to its ruling passion. Securing both rights against majority faction, while preserving popular government, is our great goal—indeed, the requirement to rescue this form from disgrace and recommend it to mankind.
511 476
512 In the next place, as each representative will be chosen by a greater number of citizens in the large than in the small republic, it will be more difficult for unworthy candidates to practice with success the vicious arts by which elections are too often carried; and the suffrages of the people being more free, will be more likely to centre in men who possess the most attractive merit and the most diffusive and established characters.
477 This goal can be reached only one of two ways: either prevent the same passion or interest from existing simultaneously in a majority, or render that majority unable, by its size and distribution, to coordinate oppression. If impulse and opportunity coincide, neither moral nor religious motives can be relied upon as a check. They prove ineffective against individual injustice and lose efficacy as numbers increase—precisely when most needed.
513 478
514 It must be confessed that in this, as in most other cases, there is a mean, on both sides of which inconveniences will be found to lie. By enlarging too much the number of electors, you render the representatives too little acquainted with all their local circumstances and lesser interests; as by reducing it too much, you render him unduly attached to these, and too little fit to comprehend and pursue great and national objects. The federal Constitution forms a happy combination in this respect; the great and aggregate interests being referred to the national, the local and particular to the State legislatures.
479 From this we conclude that pure democracy—a small society administering government in person—offers no cure. A common passion will almost always infect a majority; nothing checks the incentive to sacrifice the weaker party.
515 480
516 The other point of difference is, the greater number of citizens and extent of territory which may be brought within the compass of republican than of democratic government; and it is this circumstance principally which renders factious combinations less to be dreaded in the former than in the latter. The smaller the society, the fewer probably will be the distinct parties and interests composing it; the fewer the distinct parties and interests, the more frequently will a majority be found of the same party; and the smaller the number of individuals composing a majority, and the smaller the compass within which they are placed, the more easily will they concert and execute their plans of oppression. Extend the sphere, and you take in a greater variety of parties and interests; you make it less probable that a majority of the whole will have a common motive to invade the rights of other citizens; or if such a common motive exists, it will be more difficult for all who feel it to discover their own strength, and to act in unison with each other. Besides other impediments, it may be remarked that, where there is a consciousness of unjust or dishonorable purposes, communication is always checked by distrust in proportion to the number whose concurrence is necessary.
481 > **Quote:** "Such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security or the rights of property; and have in general been as short in their lives as they have been violent in their deaths."
517 482
518 Hence, it clearly appears, that the same advantage which a republic has over a democracy, in controlling the effects of faction, is enjoyed by a large over a small republic,—is enjoyed by the Union over the States composing it. Does the advantage consist in the substitution of representatives whose enlightened views and virtuous sentiments render them superior to local prejudices and schemes of injustice? It will not be denied that the representation of the Union will be most likely to possess these requisite endowments. Does it consist in the greater security afforded by a greater variety of parties, against the event of any one party being able to outnumber and oppress the rest? In an equal degree does the increased variety of parties comprised within the Union, increase this security. Does it, in fine, consist in the greater obstacles opposed to the concert and accomplishment of the secret wishes of an unjust and interested majority? Here, again, the extent of the Union gives it the most palpable advantage.
483 Theorists wrongly supposed that political equality would produce equality in possessions, opinions, and passions.
519 484
520 The influence of factious leaders may kindle a flame within their particular States, but will be unable to spread a general conflagration through the other States. A religious sect may degenerate into a political faction in a part of the Confederacy; but the variety of sects dispersed over the entire face of it must secure the national councils against any danger from that source. A rage for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the whole body of the Union than a particular member of it; in the same proportion as such a malady is more likely to taint a particular county or district, than an entire State.
485 A republic—a government with representation—opens a different prospect and promises the cure. Its two key differences from democracy are: first, delegation to elected representatives; second, a greater number of citizens and larger territory.
521 486
522 In the extent and proper structure of the Union, therefore, we behold a republican remedy for the diseases most incident to republican government. And according to the degree of pleasure and pride we feel in being republicans, ought to be our zeal in cherishing the spirit and supporting the character of Federalists.
487 Representation refines public perspectives through a chosen body whose wisdom may perceive the true interest and whose patriotism will least likely sacrifice it to temporary considerations. The public voice may thus be more aligned with the public good than if expressed directly by the people. Yet the effect may reverse: partisan or corrupt individuals may obtain votes then betray interests. The question is whether small or large republics elect better guardians—decided in favor of the latter for two reasons.
523 488
524 PUBLIUS.
489 First, representatives must be numerous enough to guard against conspiracies, yet limited to avoid confusion. Since this number doesn't proportionally increase with constituents, the small republic has proportionally more representatives. If the proportion of qualified characters isn't lower in the large republic, it offers better selection.
525 490
491 Second, each large-republic representative is chosen by more citizens, making it harder for unworthy candidates to practice with success the vicious arts by which elections are too often carried. Votes will more likely center on men of merit and established character.
526 492
493 It must be admitted there is a middle ground: too many electors make representatives unfamiliar with local interests; too few make them too attached, unfit for national goals. The federal Constitution forms a happy combination: the great and aggregate interests are referred to the national legislature, the local and particular to the State legislatures.
527 494
495 The other difference is greater numbers and territory, making partisan combinations less dangerous. In smaller societies, fewer parties exist, majorities align more frequently, and coordination is easier. Expand territory, and you increase the variety of parties, making a majority faction less probable and harder to coordinate. Even when a common motive exists, discovering strength and acting in unison becomes difficult, especially with distrust among those pursuing unjust aims.
528 496
497 Hence, a large republic over a small one, and the Union over the States, enjoy the same advantages over democracy. Does the advantage lie in representatives whose enlightenment makes them superior to local prejudices? The Union's representation will most likely possess these qualities. Does it lie in greater party variety preventing any one from oppressing the rest? The Union's diversity increases this security. Does it lie in obstacles to coordinating an unjust majority? The Union's extent provides the clearest advantage.
498
499 Partisan leaders may kindle flames in their States but cannot spread fire throughout the Union. A religious sect may become a faction in part of the Confederacy, but the variety of sects across its face protects national councils. A craze for paper money, debt abolition, property redistribution, or other wicked projects will less likely pervade the whole Union than a particular member, just as a disease infects a county more easily than a State.
500
501 > **Quote:** "In the extent and proper structure of the Union, therefore, we behold a republican remedy for the diseases most incident to republican government."
502
503 According to the pleasure and pride we feel in being republicans, so should be our zeal in cherishing the spirit and supporting the character of Federalists.
504
505 PUBLIUS.
506
529 507 ## No. XI. - The Utility of the Union in Respect to Commercial Relations and a Navy
530 508
531 509 For the Independent Journal.
@@ -535,41 +513,46 @@
535 513
536 514 To the People of the State of New York:
537 515
538 The importance of the Union, in a commercial light, is one of those points about which there is least room to entertain a difference of opinion, and which has, in fact, commanded the most general assent of men who have any acquaintance with the subject. This applies as well to our intercourse with foreign countries as with each other.
516 The Union's commercial importance is widely agreed, concerning both our foreign trade and commerce between the states.
539 517
540 There are appearances to authorize a supposition that the adventurous spirit, which distinguishes the commercial character of America, has already excited uneasy sensations in several of the maritime powers of Europe. They seem to be apprehensive of our too great interference in that carrying trade, which is the support of their navigation and the foundation of their naval strength. Those of them which have colonies in America look forward to what this country is capable of becoming, with painful solicitude. They foresee the dangers that may threaten their American dominions from the neighborhood of States, which have all the dispositions, and would possess all the means, requisite to the creation of a powerful marine. Impressions of this kind will naturally indicate the policy of fostering divisions among us, and of depriving us, as far as possible, of an ACTIVE COMMERCE in our own bottoms. This would answer the threefold purpose of preventing our interference in their navigation, of monopolizing the profits of our trade, and of clipping the wings by which we might soar to a dangerous greatness. Did not prudence forbid the detail, it would not be difficult to trace, by facts, the workings of this policy to the cabinets of ministers.
518 America's commercial spirit has alarmed European maritime powers, who fear our interference in the "carrying trade" that forms the backbone of their shipping and naval strength. Nations with American colonies view our potential with painful anxiety, foreseeing dangers to their territories from a neighboring confederation possessing both the will and means to create a powerful navy.
541 519
542 If we continue united, we may counteract a policy so unfriendly to our prosperity in a variety of ways. By prohibitory regulations, extending, at the same time, throughout the States, we may oblige foreign countries to bid against each other, for the privileges of our markets. This assertion will not appear chimerical to those who are able to appreciate the importance of the markets of three millions of people—increasing in rapid progression, for the most part exclusively addicted to agriculture, and likely from local circumstances to remain so—to any manufacturing nation; and the immense difference there would be to the trade and navigation of such a nation, between a direct communication in its own ships, and an indirect conveyance of its products and returns, to and from America, in the ships of another country. Suppose, for instance, we had a government in America, capable of excluding Great Britain (with whom we have at present no treaty of commerce) from all our ports; what would be the probable operation of this step upon her politics? Would it not enable us to negotiate, with the fairest prospect of success, for commercial privileges of the most valuable and extensive kind, in the dominions of that kingdom? When these questions have been asked, upon other occasions, they have received a plausible, but not a solid or satisfactory answer. It has been said that prohibitions on our part would produce no change in the system of Britain, because she could prosecute her trade with us through the medium of the Dutch, who would be her immediate customers and paymasters for those articles which were wanted for the supply of our markets. But would not her navigation be materially injured by the loss of the important advantage of being her own carrier in that trade? Would not the principal part of its profits be intercepted by the Dutch, as a compensation for their agency and risk? Would not the mere circumstance of freight occasion a considerable deduction? Would not so circuitous an intercourse facilitate the competitions of other nations, by enhancing the price of British commodities in our markets, and by transferring to other hands the management of this interesting branch of the British commerce?
520 These concerns will lead Europe to foster our divisions and deprive us of an **ACTIVE COMMERCE** in our own ships, serving three purposes: preventing competition with their shipping, monopolizing our trade profits, and clipping the wings that might let us soar to dangerous greatness.
543 521
544 A mature consideration of the objects suggested by these questions will justify a belief that the real disadvantages to Britain from such a state of things, conspiring with the pre-possessions of a great part of the nation in favor of the American trade, and with the importunities of the West India islands, would produce a relaxation in her present system, and would let us into the enjoyment of privileges in the markets of those islands elsewhere, from which our trade would derive the most substantial benefits. Such a point gained from the British government, and which could not be expected without an equivalent in exemptions and immunities in our markets, would be likely to have a correspondent effect on the conduct of other nations, who would not be inclined to see themselves altogether supplanted in our trade.
522 United, we can counteract this policy through uniform trade regulations that force foreign nations to compete for access to our markets—a market of three million people, rapidly growing, focused on agriculture, and likely to remain so. For manufacturing nations, trading directly with us in their own ships differs massively from the expensive process of sending goods through third countries.
545 523
546 A further resource for influencing the conduct of European nations toward us, in this respect, would arise from the establishment of a federal navy. There can be no doubt that the continuance of the Union under an efficient government would put it in our power, at a period not very distant, to create a navy which, if it could not vie with those of the great maritime powers, would at least be of respectable weight if thrown into the scale of either of two contending parties. This would be more peculiarly the case in relation to operations in the West Indies. A few ships of the line, sent opportunely to the reinforcement of either side, would often be sufficient to decide the fate of a campaign, on the event of which interests of the greatest magnitude were suspended. Our position is, in this respect, a most commanding one. And if to this consideration we add that of the usefulness of supplies from this country, in the prosecution of military operations in the West Indies, it will readily be perceived that a situation so favorable would enable us to bargain with great advantage for commercial privileges. A price would be set not only upon our friendship, but upon our neutrality. By a steady adherence to the Union we may hope, erelong, to become the arbiter of Europe in America, and to be able to incline the balance of European competitions in this part of the world as our interest may dictate.
524 Suppose we excluded Great Britain (with whom we have no commercial treaty) from our ports. Would this not allow us to negotiate successfully for valuable commercial privileges within the British Empire? Some argue British policy would not change because they could trade through Dutch intermediaries. But would not British shipping suffer from losing the advantage of carrying its own goods? Would not Dutch agency fees siphon major profits? Would not extra freight costs cause significant loss? Furthermore, this roundabout route would invite competition by making British goods more expensive.
547 525
548 But in the reverse of this eligible situation, we shall discover that the rivalships of the parts would make them checks upon each other, and would frustrate all the tempting advantages which nature has kindly placed within our reach. In a state so insignificant our commerce would be a prey to the wanton intermeddlings of all nations at war with each other; who, having nothing to fear from us, would with little scruple or remorse, supply their wants by depredations on our property as often as it fell in their way. The rights of neutrality will only be respected when they are defended by an adequate power. A nation, despicable by its weakness, forfeits even the privilege of being neutral.
526 A careful look justifies belief that Britain's actual disadvantages, combined with British public preference for American trade and urgent West Indian needs, would force them to relax their system, granting us access to those island markets and substantial trade benefits. Such a concession—which we could not expect without reciprocal exemptions—would likely influence other nations to follow suit, not wanting to be entirely replaced.
549 527
550 Under a vigorous national government, the natural strength and resources of the country, directed to a common interest, would baffle all the combinations of European jealousy to restrain our growth. This situation would even take away the motive to such combinations, by inducing an impracticability of success. An active commerce, an extensive navigation, and a flourishing marine would then be the offspring of moral and physical necessity. We might defy the little arts of the little politicians to control or vary the irresistible and unchangeable course of nature.
528 A federal navy would further influence European conduct. Under an efficient government, we could soon create a navy that, though not rivaling great maritime powers, would carry significant weight in conflicts between competing parties, especially in West Indian operations. A few ships of the line, sent at the right moment, would often decide campaign outcomes. Our commanding geographical position, combined with being a vital source of military supplies for the West Indies, would let us bargain for commercial privileges with great advantage. A price would be set not only on our friendship but our neutrality. United, we may hope to become the arbiter of Europe in America, and to be able to incline the balance of European competitions in this part of the world as our interest may dictate.
551 529
552 But in a state of disunion, these combinations might exist and might operate with success. It would be in the power of the maritime nations, availing themselves of our universal impotence, to prescribe the conditions of our political existence; and as they have a common interest in being our carriers, and still more in preventing our becoming theirs, they would in all probability combine to embarrass our navigation in such a manner as would in effect destroy it, and confine us to a PASSIVE COMMERCE. We should then be compelled to content ourselves with the first price of our commodities, and to see the profits of our trade snatched from us to enrich our enemies and persecutors. That unequaled spirit of enterprise, which signalizes the genius of the American merchants and navigators, and which is in itself an inexhaustible mine of national wealth, would be stifled and lost, and poverty and disgrace would overspread a country which, with wisdom, might make herself the admiration and envy of the world.
530 However, if states' rivalries check one another, frustrating nature's advantages, our commerce would fall prey to meddling nations at war, who would plunder our property to supply their needs.
553 531
554 There are rights of great moment to the trade of America which are rights of the Union—I allude to the fisheries, to the navigation of the Western lakes, and to that of the Mississippi. The dissolution of the Confederacy would give room for delicate questions concerning the future existence of these rights; which the interest of more powerful partners would hardly fail to solve to our disadvantage. The disposition of Spain with regard to the Mississippi needs no comment. France and Britain are concerned with us in the fisheries, and view them as of the utmost moment to their navigation. They, of course, would hardly remain long indifferent to that decided mastery, of which experience has shown us to be possessed in this valuable branch of traffic, and by which we are able to undersell those nations in their own markets. What more natural than that they should be disposed to exclude from the lists such dangerous competitors?
532 > **Quote:** "The rights of neutrality will only be respected when they are defended by an adequate power. A nation, despicable by its weakness, forfeits even the privilege of being neutral."
555 533
556 This branch of trade ought not to be considered as a partial benefit. All the navigating States may, in different degrees, advantageously participate in it, and under circumstances of a greater extension of mercantile capital, would not be unlikely to do it. As a nursery of seamen, it now is, or when time shall have more nearly assimilated the principles of navigation in the several States, will become, a universal resource. To the establishment of a navy, it must be indispensable.
534 Under a vigorous national government, the country's natural strength and resources, directed toward common interest, would defeat European attempts to restrain our growth, discouraging such attempts by making success impossible. Active commerce, extensive shipping, and a flourishing navy would naturally result, letting us defy the little arts of little politicians to control or vary the irresistible and unchangeable course of nature.
557 535
558 To this great national object, a NAVY, union will contribute in various ways. Every institution will grow and flourish in proportion to the quantity and extent of the means concentred towards its formation and support. A navy of the United States, as it would embrace the resources of all, is an object far less remote than a navy of any single State or partial confederacy, which would only embrace the resources of a single part. It happens, indeed, that different portions of confederated America possess each some peculiar advantage for this essential establishment. The more southern States furnish in greater abundance certain kinds of naval stores—tar, pitch, and turpentine. Their wood for the construction of ships is also of a more solid and lasting texture. The difference in the duration of the ships of which the navy might be composed, if chiefly constructed of Southern wood, would be of signal importance, either in the view of naval strength or of national economy. Some of the Southern and of the Middle States yield a greater plenty of iron, and of better quality. Seamen must chiefly be drawn from the Northern hive. The necessity of naval protection to external or maritime commerce does not require a particular elucidation, no more than the conduciveness of that species of commerce to the prosperity of a navy.
536 But in disunion, foreign combinations could succeed. Maritime nations, taking advantage of our impotence, would dictate our political existence. Sharing interest in being our carriers—and greater interest in preventing us from carrying for them—they would combine to embarrass our shipping until it was destroyed, confining us to a **PASSIVE COMMERCE**. We would settle for the lowest prices while rivals snatched our trade profits. That incredible spirit of enterprise marking American merchants and sailors—a source of inexhaustible wealth—would be stifled. Poverty and disgrace would spread over a country that, if wise, could be the world's admiration and envy.
559 537
560 An unrestrained intercourse between the States themselves will advance the trade of each by an interchange of their respective productions, not only for the supply of reciprocal wants at home, but for exportation to foreign markets. The veins of commerce in every part will be replenished, and will acquire additional motion and vigor from a free circulation of the commodities of every part. Commercial enterprise will have much greater scope, from the diversity in the productions of different States. When the staple of one fails from a bad harvest or unproductive crop, it can call to its aid the staple of another. The variety, not less than the value, of products for exportation contributes to the activity of foreign commerce. It can be conducted upon much better terms with a large number of materials of a given value than with a small number of materials of the same value; arising from the competitions of trade and from the fluctations of markets. Particular articles may be in great demand at certain periods, and unsalable at others; but if there be a variety of articles, it can scarcely happen that they should all be at one time in the latter predicament, and on this account the operations of the merchant would be less liable to any considerable obstruction or stagnation. The speculative trader will at once perceive the force of these observations, and will acknowledge that the aggregate balance of the commerce of the United States would bid fair to be much more favorable than that of the thirteen States without union or with partial unions.
538 Vital rights belong to the Union as a whole: the fisheries, navigation of the Western lakes, and navigation of the Mississippi. Confederacy dissolution would create difficult questions that powerful nations would resolve to our disadvantage. Spain's Mississippi attitude requires no comment. France and Britain, involved in fisheries they view as critical to their shipping, would not remain indifferent to our mastery in this trade, where we already undersell them in their own markets. Naturally they would exclude such dangerous competitors.
561 539
562 It may perhaps be replied to this, that whether the States are united or disunited, there would still be an intimate intercourse between them which would answer the same ends; this intercourse would be fettered, interrupted, and narrowed by a multiplicity of causes, which in the course of these papers have been amply detailed. A unity of commercial, as well as political, interests, can only result from a unity of government.
540 This trade should not be seen as benefiting only some. All shipping states can participate, and as merchant capital grows, they likely will. As a training ground for sailors, it is—or will become as our shipping practices align—a universal resource, indispensable for establishing a navy.
563 541
564 There are other points of view in which this subject might be placed, of a striking and animating kind. But they would lead us too far into the regions of futurity, and would involve topics not proper for a newspaper discussion. I shall briefly observe, that our situation invites and our interests prompt us to aim at an ascendant in the system of American affairs. The world may politically, as well as geographically, be divided into four parts, each having a distinct set of interests. Unhappily for the other three, Europe, by her arms and by her negotiations, by force and by fraud, has, in different degrees, extended her dominion over them all. Africa, Asia, and America, have successively felt her domination. The superiority she has long maintained has tempted her to plume herself as the Mistress of the World, and to consider the rest of mankind as created for her benefit. Men admired as profound philosophers have, in direct terms, attributed to her inhabitants a physical superiority, and have gravely asserted that all animals, and with them the human species, degenerate in America—that even dogs cease to bark after having breathed awhile in our atmosphere.[1] Facts have too long supported these arrogant pretensions of the Europeans. It belongs to us to vindicate the honor of the human race, and to teach that assuming brother, moderation. Union will enable us to do it. Disunion will will add another victim to his triumphs. Let Americans disdain to be the instruments of European greatness! Let the thirteen States, bound together in a strict and indissoluble Union, concur in erecting one great American system, superior to the control of all transatlantic force or influence, and able to dictate the terms of the connection between the old and the new world!
542 The Union contributes to navy creation in various ways. Every institution flourishes according to resources concentrated on its support. A United States navy, drawing on all states' resources, is far more attainable than one belonging to a single state or small confederacy. Different parts possess unique advantages: Southern states produce abundant naval stores—tar, pitch, turpentine—with more solid, durable wood that makes ships last longer, vital for naval strength and economy. The Southern and Middle states provide a greater plenty of iron, and of better quality; but seamen must chiefly be drawn from the "Northern hive." A navy's necessity to protect maritime commerce is obvious, as is commerce's support for a navy.
565 543
566 PUBLIUS.
544 Unrestricted interstate trade advances each state's economy through exchanging products for home use and export. The veins of commerce will be filled and given new vigor by free circulation of goods from every region. Commercial enterprise gains wider scope from product diversity. When one state's primary crop fails, it can rely on another's staples. Export variety contributes to healthy foreign trade and protects against market fluctuations—certain items may be in high demand at some times, unsalable at others, but with variety, all would rarely be unsalable at once, making merchant operations less likely to stagnate. Any trader will acknowledge that united America's total trade balance would be far more favorable than thirteen separate or partially united states.
567 545
568 [1] “Recherches philosophiques sur les Américains.”
546 One might argue that disunited states would still maintain intimate trade. However, this trade would be hindered, interrupted, and narrowed by many causes detailed throughout these papers. Unity of commercial and political interests can only come from unity of government.
569 547
548 Other stirring perspectives would lead us too far into future topics unsuitable for a newspaper. I simply observe that our situation and interests prompt us to aim for dominance in American affairs. The world divides politically and geographically into four parts, each with its own interests. Unhappily for the other three, Europe—through armies, negotiations, force, and fraud—has extended dominion over them all. Africa, Asia, and America have felt her weight. This long superiority has tempted Europe to view itself as Mistress of the World, considering the rest of humanity created for its benefit. Some famous philosophers have even claimed Europeans physically superior, gravely asserting (as in the *Recherches philosophiques sur les Américains*) that all animals, including humans, degenerate in America—that even dogs cease to bark after breathing our air.
570 549
550 Too long have facts supported these arrogant claims. It is up to us to vindicate human honor and teach that arrogant brother moderation. Union allows this; disunion adds another victim to his triumphs.
571 551
552 > **Quote:** "Let Americans disdain to be the instruments of European greatness! Let the thirteen States, bound together in a strict and indissoluble Union, concur in erecting one great American system, superior to the control of all transatlantic force or influence, and able to dictate the terms of the connection between the old and the new world!"
572 553
554 PUBLIUS.
555
573 556 ## No. XII. - The Utility of the Union In Respect to Revenue
574 557
575 558 From the New York Packet.
@@ -581,37 +564,38 @@
581 564
582 565 To the People of the State of New York:
583 566
584 The effects of Union upon the commercial prosperity of the States have been sufficiently delineated. Its tendency to promote the interests of revenue will be the subject of our present inquiry.
567 The Union's effect on commercial prosperity has been explained; we now examine its benefit to national revenue.
585 568
586 The prosperity of commerce is now perceived and acknowledged by all enlightened statesmen to be the most useful as well as the most productive source of national wealth, and has accordingly become a primary object of their political cares. By multiplying the means of gratification, by promoting the introduction and circulation of the precious metals, those darling objects of human avarice and enterprise, it serves to vivify and invigorate the channels of industry, and to make them flow with greater activity and copiousness. The assiduous merchant, the laborious husbandman, the active mechanic, and the industrious manufacturer,—all orders of men, look forward with eager expectation and growing alacrity to this pleasing reward of their toils. The often-agitated question between agriculture and commerce has, from indubitable experience, received a decision which has silenced the rivalship that once subsisted between them, and has proved, to the satisfaction of their friends, that their interests are intimately blended and interwoven. It has been found in various countries that, in proportion as commerce has flourished, land has risen in value. And how could it have happened otherwise? Could that which procures a freer vent for the products of the earth, which furnishes new incitements to the cultivation of land, which is the most powerful instrument in increasing the quantity of money in a state—could that, in fine, which is the faithful handmaid of labor and industry, in every shape, fail to augment that article, which is the prolific parent of far the greatest part of the objects upon which they are exerted? It is astonishing that so simple a truth should ever have had an adversary; and it is one, among a multitude of proofs, how apt a spirit of ill-informed jealousy, or of too great abstraction and refinement, is to lead men astray from the plainest truths of reason and conviction.
569 > **Quote:** "The prosperity of commerce is now perceived and acknowledged by all enlightened statesmen to be the most useful as well as the most productive source of national wealth, and has accordingly become a primary object of their political cares."
587 570
588 The ability of a country to pay taxes must always be proportioned, in a great degree, to the quantity of money in circulation, and to the celerity with which it circulates. Commerce, contributing to both these objects, must of necessity render the payment of taxes easier, and facilitate the requisite supplies to the treasury. The hereditary dominions of the Emperor of Germany contain a great extent of fertile, cultivated, and populous territory, a large proportion of which is situated in mild and luxuriant climates. In some parts of this territory are to be found the best gold and silver mines in Europe. And yet, from the want of the fostering influence of commerce, that monarch can boast but slender revenues. He has several times been compelled to owe obligations to the pecuniary succors of other nations for the preservation of his essential interests, and is unable, upon the strength of his own resources, to sustain a long or continued war.
571 Commerce vitalizes industry by circulating precious metals, increasing personal satisfaction and the rewards of labor. All classes—merchant, farmer, mechanic, manufacturer—anticipate this reward. Experience has proven that agriculture and commerce interests are intertwined; as commerce flourishes, land values rise. That which provides better markets for agricultural products and brings money into the state must improve land value, the source of nearly everything upon which labor is spent. It is astonishing that so simple a truth ever faced opposition—proof of how ill-informed jealousy or excessive theorizing can lead men from plain reason.
589 572
590 But it is not in this aspect of the subject alone that Union will be seen to conduce to the purpose of revenue. There are other points of view, in which its influence will appear more immediate and decisive. It is evident from the state of the country, from the habits of the people, from the experience we have had on the point itself, that it is impracticable to raise any very considerable sums by direct taxation. Tax laws have in vain been multiplied; new methods to enforce the collection have in vain been tried; the public expectation has been uniformly disappointed, and the treasuries of the States have remained empty. The popular system of administration inherent in the nature of popular government, coinciding with the real scarcity of money incident to a languid and mutilated state of trade, has hitherto defeated every experiment for extensive collections, and has at length taught the different legislatures the folly of attempting them.
573 A country's ability to pay taxes is proportional to its money supply and its velocity. Commerce contributes to both, easing tax payment and treasury funding. The Emperor of Germany's hereditary lands contain vast fertile territory and Europe's best gold and silver mines, yet yield meager revenue without commerce. That monarch has repeatedly needed foreign aid and cannot sustain prolonged war.
591 574
592 No person acquainted with what happens in other countries will be surprised at this circumstance. In so opulent a nation as that of Britain, where direct taxes from superior wealth must be much more tolerable, and, from the vigor of the government, much more practicable, than in America, far the greatest part of the national revenue is derived from taxes of the indirect kind, from imposts, and from excises. Duties on imported articles form a large branch of this latter description.
575 Experience proves direct taxation cannot raise significant sums here. Tax laws have multiplied and enforcement methods have been tried in vain; public expectation has been disappointed and treasuries remain empty. The popular nature of our government, combined with scarce money from sluggish trade, has defeated every attempt. No one familiar with other nations will be surprised. Even wealthy Britain derives most revenue from indirect taxes—duties on imports and excises. Duties on imported goods form the major part.
593 576
594 In America, it is evident that we must a long time depend for the means of revenue chiefly on such duties. In most parts of it, excises must be confined within a narrow compass. The genius of the people will ill brook the inquisitive and peremptory spirit of excise laws. The pockets of the farmers, on the other hand, will reluctantly yield but scanty supplies, in the unwelcome shape of impositions on their houses and lands; and personal property is too precarious and invisible a fund to be laid hold of in any other way than by the inperceptible agency of taxes on consumption.
577 In America, we must long depend primarily on such duties. Excise taxes must be kept narrow, as the people's character will not tolerate their intrusive nature. Farmers reluctantly pay taxes on houses and lands, while personal property is too unstable and invisible to tax except through consumption.
595 578
596 If these remarks have any foundation, that state of things which will best enable us to improve and extend so valuable a resource must be best adapted to our political welfare. And it cannot admit of a serious doubt, that this state of things must rest on the basis of a general Union. As far as this would be conducive to the interests of commerce, so far it must tend to the extension of the revenue to be drawn from that source. As far as it would contribute to rendering regulations for the collection of the duties more simple and efficacious, so far it must serve to answer the purposes of making the same rate of duties more productive, and of putting it into the power of the government to increase the rate without prejudice to trade.
579 If these observations are sound, then the arrangement that best improves this resource is best for our welfare. It cannot be seriously doubted that this requires a general Union. Union benefits commerce, thereby increasing revenue from that source. It simplifies and strengthens duty collection, making rates more productive and allowing increases without harming trade.
597 580
598 The relative situation of these States; the number of rivers with which they are intersected, and of bays that wash there shores; the facility of communication in every direction; the affinity of language and manners; the familiar habits of intercourse; —all these are circumstances that would conspire to render an illicit trade between them a matter of little difficulty, and would insure frequent evasions of the commercial regulations of each other. The separate States or confederacies would be necessitated by mutual jealousy to avoid the temptations to that kind of trade by the lowness of their duties. The temper of our governments, for a long time to come, would not permit those rigorous precautions by which the European nations guard the avenues into their respective countries, as well by land as by water; and which, even there, are found insufficient obstacles to the adventurous stratagems of avarice.
581 The states' proximity, easy communication, and shared language and customs would make smuggling between them easy. Separate states or smaller confederacies would be forced by mutual jealousy to keep duties low to avoid tempting smugglers. For long our governments would not permit the rigorous precautions by which European nations guard their borders—precautions that even there prove insufficient.
599 582
600 In France, there is an army of patrols (as they are called) constantly employed to secure their fiscal regulations against the inroads of the dealers in contraband trade. Mr. Neckar computes the number of these patrols at upwards of twenty thousand. This shows the immense difficulty in preventing that species of traffic, where there is an inland communication, and places in a strong light the disadvantages with which the collection of duties in this country would be encumbered, if by disunion the States should be placed in a situation, with respect to each other, resembling that of France with respect to her neighbors. The arbitrary and vexatious powers with which the patrols are necessarily armed, would be intolerable in a free country.
583 In France, as Mr. Necker calculated, an army of over twenty thousand "patrols" constantly guards against smugglers. This shows the immense difficulty of preventing illegal traffic where there is inland communication, and highlights the disadvantages disunion would create. The arbitrary powers with which such patrols must be armed would be intolerable in a free country.
601 584
602 If, on the contrary, there be but one government pervading all the States, there will be, as to the principal part of our commerce, but ONE SIDE to guard—the ATLANTIC COAST. Vessels arriving directly from foreign countries, laden with valuable cargoes, would rarely choose to hazard themselves to the complicated and critical perils which would attend attempts to unlade prior to their coming into port. They would have to dread both the dangers of the coast, and of detection, as well after as before their arrival at the places of their final destination. An ordinary degree of vigilance would be competent to the prevention of any material infractions upon the rights of the revenue. A few armed vessels, judiciously stationed at the entrances of our ports, might at a small expense be made useful sentinels of the laws. And the government having the same interest to provide against violations everywhere, the co-operation of its measures in each State would have a powerful tendency to render them effectual. Here also we should preserve by Union, an advantage which nature holds out to us, and which would be relinquished by separation. The United States lie at a great distance from Europe, and at a considerable distance from all other places with which they would have extensive connections of foreign trade. The passage from them to us, in a few hours, or in a single night, as between the coasts of France and Britain, and of other neighboring nations, would be impracticable. This is a prodigious security against a direct contraband with foreign countries; but a circuitous contraband to one State, through the medium of another, would be both easy and safe. The difference between a direct importation from abroad, and an indirect importation through the channel of a neighboring State, in small parcels, according to time and opportunity, with the additional facilities of inland communication, must be palpable to every man of discernment.
585 With one national government, we would need guard only the Atlantic coast. Vessels with valuable cargoes would rarely risk unloading before port, facing both coast dangers and detection. Ordinary vigilance would prevent significant violations. A few armed vessels at port entrances could serve as sentinels at small expense. The national government's unified measures would be highly effective. America's distance from Europe also provides natural security against direct smuggling, but separation would enable easy indirect smuggling through neighboring states, in small batches, through inland transport.
603 586
604 It is therefore evident, that one national government would be able, at much less expense, to extend the duties on imports, beyond comparison, further than would be practicable to the States separately, or to any partial confederacies. Hitherto, I believe, it may safely be asserted, that these duties have not upon an average exceeded in any State three per cent. In France they are estimated to be about fifteen per cent., and in Britain they exceed this proportion.[1] There seems to be nothing to hinder their being increased in this country to at least treble their present amount. The single article of ardent spirits, under federal regulation, might be made to furnish a considerable revenue. Upon a ratio to the importation into this State, the whole quantity imported into the United States may be estimated at four millions of gallons; which, at a shilling per gallon, would produce two hundred thousand pounds. That article would well bear this rate of duty; and if it should tend to diminish the consumption of it, such an effect would be equally favorable to the agriculture, to the economy, to the morals, and to the health of the society. There is, perhaps, nothing so much a subject of national extravagance as these spirits.
587 One national government could therefore increase import duties far beyond what separate states could manage. These duties have not averaged more than three percent in any state. In France they are about fifteen percent; in Britain they exceed twenty percent. Nothing prevents increasing them here to at least triple their current level. The single article of ardent spirits, under federal regulation, could provide substantial revenue. Based on this state's importation rate, the United States imports about four million gallons; at one shilling per gallon, this would yield two hundred thousand pounds. The product could easily bear such a tax, and if the tax decreased consumption, the effect would favor agriculture, economy, morals, and health.
605 588
606 What will be the consequence, if we are not able to avail ourselves of the resource in question in its full extent? A nation cannot long exist without revenues. Destitute of this essential support, it must resign its independence, and sink into the degraded condition of a province. This is an extremity to which no government will of choice accede. Revenue, therefore, must be had at all events. In this country, if the principal part be not drawn from commerce, it must fall with oppressive weight upon land. It has been already intimated that excises, in their true signification, are too little in unison with the feelings of the people, to admit of great use being made of that mode of taxation; nor, indeed, in the States where almost the sole employment is agriculture, are the objects proper for excise sufficiently numerous to permit very ample collections in that way. Personal estate (as has been before remarked), from the difficulty in tracing it, cannot be subjected to large contributions, by any other means than by taxes on consumption. In populous cities, it may be enough the subject of conjecture, to occasion the oppression of individuals, without much aggregate benefit to the State; but beyond these circles, it must, in a great measure, escape the eye and the hand of the tax-gatherer. As the necessities of the State, nevertheless, must be satisfied in some mode or other, the defect of other resources must throw the principal weight of public burdens on the possessors of land. And as, on the other hand, the wants of the government can never obtain an adequate supply, unless all the sources of revenue are open to its demands, the finances of the community, under such embarrassments, cannot be put into a situation consistent with its respectability or its security. Thus we shall not even have the consolations of a full treasury, to atone for the oppression of that valuable class of the citizens who are employed in the cultivation of the soil. But public and private distress will keep pace with each other in gloomy concert; and unite in deploring the infatuation of those counsels which led to disunion.
589 > **Quote:** "There is, perhaps, nothing so much a subject of national extravagance as these spirits."
607 590
608 PUBLIUS.
591 What will be the consequence if we cannot fully utilize this resource?
609 592
610 [1] If my memory be right they amount to twenty per cent.
593 > **Quote:** "A nation cannot long exist without revenues. Destitute of this essential support, it must resign its independence, and sink into the degraded condition of a province."
611 594
595 Revenue must be obtained. If not from commerce, it must fall with oppressive weight upon land. Excise is too unpopular to use extensively, and in agricultural states there are not enough suitable objects for significant collections. Personal property is too difficult to track and cannot be subjected to large taxes except through consumption. In populous cities it may be estimated well enough to oppress individuals without much total benefit; outside those circles it largely escapes the tax collector. The state's needs will therefore throw primary burdens onto landowners. Without all revenue sources available, the community's finances will remain inconsistent with its respectability and security. We would not even have a full treasury to compensate for oppressing those who farm the soil. Instead, public and private distress will keep pace with each other in gloomy concert, united in deploring the infatuation of those counsels which led to disunion.
612 596
597 PUBLIUS.
613 598
614
615 599 ## No. XIII. - Advantage of the Union in Respect to Economy in Government
616 600
617 601 For the Independent Journal.
@@ -621,19 +605,26 @@
621 605
622 606 To the People of the State of New York:
623 607
624 As connected with the subject of revenue, we may with propriety consider that of economy. The money saved from one object may be usefully applied to another, and there will be so much the less to be drawn from the pockets of the people. If the States are united under one government, there will be but one national civil list to support; if they are divided into several confederacies, there will be as many different national civil lists to be provided for—and each of them, as to the principal departments, coextensive with that which would be necessary for a government of the whole. The entire separation of the States into thirteen unconnected sovereignties is a project too extravagant and too replete with danger to have many advocates. The ideas of men who speculate upon the dismemberment of the empire seem generally turned toward three confederacies—one consisting of the four Northern, another of the four Middle, and a third of the five Southern States. There is little probability that there would be a greater number. According to this distribution, each confederacy would comprise an extent of territory larger than that of the kingdom of Great Britain. No well-informed man will suppose that the affairs of such a confederacy can be properly regulated by a government less comprehensive in its organs or institutions than that which has been proposed by the convention. When the dimensions of a State attain to a certain magnitude, it requires the same energy of government and the same forms of administration which are requisite in one of much greater extent. This idea admits not of precise demonstration, because there is no rule by which we can measure the momentum of civil power necessary to the government of any given number of individuals; but when we consider that the island of Britain, nearly commensurate with each of the supposed confederacies, contains about eight millions of people, and when we reflect upon the degree of authority required to direct the passions of so large a society to the public good, we shall see no reason to doubt that the like portion of power would be sufficient to perform the same task in a society far more numerous. Civil power, properly organized and exerted, is capable of diffusing its force to a very great extent; and can, in a manner, reproduce itself in every part of a great empire by a judicious arrangement of subordinate institutions.
608 The subject of economy is closely related to revenue. Money saved in one area can be applied to another, meaning there will be so much the less to be drawn from the pockets of the people. Under a united government, only one national civil administration would need support; divided into several confederacies, there would be as many separate administrative budgets—each, regarding its principal departments, as extensive as that required for a government of the whole.
625 609
626 The supposition that each confederacy into which the States would be likely to be divided would require a government not less comprehensive than the one proposed, will be strengthened by another supposition, more probable than that which presents us with three confederacies as the alternative to a general Union. If we attend carefully to geographical and commercial considerations, in conjunction with the habits and prejudices of the different States, we shall be led to conclude that in case of disunion they will most naturally league themselves under two governments. The four Eastern States, from all the causes that form the links of national sympathy and connection, may with certainty be expected to unite. New York, situated as she is, would never be unwise enough to oppose a feeble and unsupported flank to the weight of that confederacy. There are other obvious reasons that would facilitate her accession to it. New Jersey is too small a State to think of being a frontier, in opposition to this still more powerful combination; nor do there appear to be any obstacles to her admission into it. Even Pennsylvania would have strong inducements to join the Northern league. An active foreign commerce, on the basis of her own navigation, is her true policy, and coincides with the opinions and dispositions of her citizens. The more Southern States, from various circumstances, may not think themselves much interested in the encouragement of navigation. They may prefer a system which would give unlimited scope to all nations to be the carriers as well as the purchasers of their commodities. Pennsylvania may not choose to confound her interests in a connection so adverse to her policy. As she must at all events be a frontier, she may deem it most consistent with her safety to have her exposed side turned towards the weaker power of the Southern, rather than towards the stronger power of the Northern, Confederacy. This would give her the fairest chance to avoid being the Flanders of America. Whatever may be the determination of Pennsylvania, if the Northern Confederacy includes New Jersey, there is no likelihood of more than one confederacy to the south of that State.
610 Thirteen separate sovereignties is too extravagant and dangerous to have many advocates. Those who contemplate disunion generally imagine three confederacies: four Northern, four Middle, and five Southern States. More than three is unlikely.
627 611
628 Nothing can be more evident than that the thirteen States will be able to support a national government better than one half, or one third, or any number less than the whole. This reflection must have great weight in obviating that objection to the proposed plan, which is founded on the principle of expense; an objection, however, which, when we come to take a nearer view of it, will appear in every light to stand on mistaken ground.
612 Each confederacy would be larger than Great Britain. No well-informed person will suppose such a territory could be governed by an institution less comprehensive than the one proposed. When a state reaches a certain magnitude, it requires the same energy of government and administrative forms as a larger one. This concept is difficult to prove precisely, as there is no rule to measure the momentum of civil power required for any given population. Britain, nearly equal in size to each supposed confederacy, contains about eight million people. The authority needed to direct so large a society toward the public good suggests the same portion of power would suffice for a more numerous one.
629 613
630 If, in addition to the consideration of a plurality of civil lists, we take into view the number of persons who must necessarily be employed to guard the inland communication between the different confederacies against illicit trade, and who in time will infallibly spring up out of the necessities of revenue; and if we also take into view the military establishments which it has been shown would unavoidably result from the jealousies and conflicts of the several nations into which the States would be divided, we shall clearly discover that a separation would be not less injurious to the economy, than to the tranquillity, commerce, revenue, and liberty of every part.
614 > **Quote:** "Civil power, properly organized and exerted, is capable of diffusing its force to a very great extent; and can, in a manner, reproduce itself in every part of a great empire by a judicious arrangement of subordinate institutions."
631 615
632 PUBLIUS.
616 That each confederacy would need a government as comprehensive as the proposed Union is strengthened by a more probable scenario: careful attention to geography, commerce, and state habits suggests disunion would most naturally produce two confederacies.
633 617
618 The four Eastern States would certainly unite. New York, situated as she is, would never leave a weak flank exposed to that confederacy's weight, and other reasons would facilitate her joining. New Jersey is too small to oppose such a powerful combination, with no obstacles to her admission. Even Pennsylvania would have strong inducements to join the Northern league. An active foreign commerce based on her own shipping is her true policy, while Southern States may prefer allowing all nations to carry their commodities. Pennsylvania may not choose a connection so contrary to her policy. As she must be a frontier, she may turn her exposed side toward the weaker Southern Confederacy rather than the stronger Northern one, avoiding becoming the Flanders of America. Whatever Pennsylvania's decision, if the Northern Confederacy includes New Jersey, no more than one confederacy would likely form south of that State.
634 619
620 > **Quote:** "Nothing can be more editent than that the thirteen States will be able to support a national government better than one half, or one third, or any number less than the whole."
635 621
622 This reflection carries great weight against the expense objection—an objection which, > **Quote:** 'when we come to take a nearer view of it, will appear in every light to stand on mistaken ground.'
636 623
624 Beyond multiple administrative budgets, we must account for those employed to guard inland communications against illegal trade, and the military establishments that would unavoidably result from the jealousies and conflicts of the divided States. This clearly shows separation would be no less injurious to economy than to the tranquillity, commerce, revenue, and liberty of every part.
625
626 PUBLIUS.
627
637 628 ## No. XIV. - Objections to the Proposed Constitution From Extent of Territory Answered
638 629
639 630 From the New York Packet.
@@ -642,84 +633,88 @@
642 633
643 634 MADISON
644 635
645
646 636 To the People of the State of New York:
647 637
648 We have seen the necessity of the Union, as our bulwark against foreign danger, as the conservator of peace among ourselves, as the guardian of our commerce and other common interests, as the only substitute for those military establishments which have subverted the liberties of the Old World, and as the proper antidote for the diseases of faction, which have proved fatal to other popular governments, and of which alarming symptoms have been betrayed by our own. All that remains, within this branch of our inquiries, is to take notice of an objection that may be drawn from the great extent of country which the Union embraces. A few observations on this subject will be the more proper, as it is perceived that the adversaries of the new Constitution are availing themselves of the prevailing prejudice with regard to the practicable sphere of republican administration, in order to supply, by imaginary difficulties, the want of those solid objections which they endeavor in vain to find.
638 We have established the necessity of the Union as our defense against foreign danger, guardian of peace among ourselves, protector of commerce, and substitute for standing armies that have destroyed Old World liberties. It is also the proper antidote for the diseases of faction—which have proved fatal to other popular governments and are already showing alarming symptoms here. What remains is addressing an objection about the Union's vast territory. Opponents exploit a common prejudice about republican size, using imaginary difficulties to compensate for their lack of solid objections.
649 639
650 The error which limits republican government to a narrow district has been unfolded and refuted in preceding papers. I remark here only that it seems to owe its rise and prevalence chiefly to the confounding of a republic with a democracy, applying to the former reasonings drawn from the nature of the latter. The true distinction between these forms was also adverted to on a former occasion. It is, that in a democracy, the people meet and exercise the government in person; in a republic, they assemble and administer it by their representatives and agents. A democracy, consequently, will be confined to a small spot. A republic may be extended over a large region.
640 The error of limiting republican government to a narrow district has been refuted before. It stems chiefly from confusing republics with democracies, applying to the former arguments drawn from the latter.
651 641
652 To this accidental source of the error may be added the artifice of some celebrated authors, whose writings have had a great share in forming the modern standard of political opinions. Being subjects either of an absolute or limited monarchy, they have endeavored to heighten the advantages, or palliate the evils of those forms, by placing in comparison the vices and defects of the republican, and by citing as specimens of the latter the turbulent democracies of ancient Greece and modern Italy. Under the confusion of names, it has been an easy task to transfer to a republic observations applicable to a democracy only; and among others, the observation that it can never be established but among a small number of people, living within a small compass of territory.
642 > **Quote:** "The true distinction between these forms... is, that in a democracy, the people meet and exercise the government in person; in a republic, they assemble and administer it by their representatives and agents."
653 643
654 Such a fallacy may have been the less perceived, as most of the popular governments of antiquity were of the democratic species; and even in modern Europe, to which we owe the great principle of representation, no example is seen of a government wholly popular, and founded, at the same time, wholly on that principle. If Europe has the merit of discovering this great mechanical power in government, by the simple agency of which the will of the largest political body may be concentred, and its force directed to any object which the public good requires, America can claim the merit of making the discovery the basis of unmixed and extensive republics. It is only to be lamented that any of her citizens should wish to deprive her of the additional merit of displaying its full efficacy in the establishment of the comprehensive system now under her consideration.
644 Consequently, a democracy must be confined to a small area. A republic may be extended over a large region.
655 645
656 As the natural limit of a democracy is that distance from the central point which will just permit the most remote citizens to assemble as often as their public functions demand, and will include no greater number than can join in those functions; so the natural limit of a republic is that distance from the centre which will barely allow the representatives to meet as often as may be necessary for the administration of public affairs. Can it be said that the limits of the United States exceed this distance? It will not be said by those who recollect that the Atlantic coast is the longest side of the Union, that during the term of thirteen years, the representatives of the States have been almost continually assembled, and that the members from the most distant States are not chargeable with greater intermissions of attendance than those from the States in the neighborhood of Congress.
646 To this error we can add the artifice of celebrated authors—subjects of absolute or limited monarchies—who highlighted their systems' advantages by comparing them to the vices of ancient Greek and modern Italian democracies. By confusing these terms, they applied to republics observations that truly apply only to democracies, including the size limitation.
657 647
658 That we may form a juster estimate with regard to this interesting subject, let us resort to the actual dimensions of the Union. The limits, as fixed by the treaty of peace, are: on the east the Atlantic, on the south the latitude of thirty-one degrees, on the west the Mississippi, and on the north an irregular line running in some instances beyond the forty-fifth degree, in others falling as low as the forty-second. The southern shore of Lake Erie lies below that latitude. Computing the distance between the thirty-first and forty-fifth degrees, it amounts to nine hundred and seventy-three common miles; computing it from thirty-one to forty-two degrees, to seven hundred and sixty-four miles and a half. Taking the mean for the distance, the amount will be eight hundred and sixty-eight miles and three-fourths. The mean distance from the Atlantic to the Mississippi does not probably exceed seven hundred and fifty miles. On a comparison of this extent with that of several countries in Europe, the practicability of rendering our system commensurate to it appears to be demonstrable. It is not a great deal larger than Germany, where a diet representing the whole empire is continually assembled; or than Poland before the late dismemberment, where another national diet was the depositary of the supreme power. Passing by France and Spain, we find that in Great Britain, inferior as it may be in size, the representatives of the northern extremity of the island have as far to travel to the national council as will be required of those of the most remote parts of the Union.
648 This fallacy may have gone unnoticed because antiquity's popular governments were democracies, and even modern Europe—despite discovering representation—built no government entirely on that principle. Europe discovered the mechanical power to concentrate the will of the largest body for the public good; America made it the basis of pure, extensive republics. It is regrettable that any citizen would deprive her of demonstrating its full effectiveness.
659 649
660 Favorable as this view of the subject may be, some observations remain which will place it in a light still more satisfactory.
650 > **Quote:** "As the natural limit of a democracy is that distance from the central point which will just permit the most remote citizens to assemble as often as their public functions demand, and will include no greater number than can join in those functions; so the natural limit of a republic is that distance from the centre which will barely allow the representatives to meet as often as may be necessary for the administration of public affairs."
661 651
662 In the first place it is to be remembered that the general government is not to be charged with the whole power of making and administering laws. Its jurisdiction is limited to certain enumerated objects, which concern all the members of the republic, but which are not to be attained by the separate provisions of any. The subordinate governments, which can extend their care to all those other subjects which can be separately provided for, will retain their due authority and activity. Were it proposed by the plan of the convention to abolish the governments of the particular States, its adversaries would have some ground for their objection; though it would not be difficult to show that if they were abolished the general government would be compelled, by the principle of self-preservation, to reinstate them in their proper jurisdiction.
652 Can it be said that the limits of the United States exceed this distance? Those who remember that the Atlantic coast is the Union's longest side, and that for thirteen years the representatives have been almost constantly assembled—with distant States no more absent than nearby ones—will not argue it.
663 653
664 A second observation to be made is that the immediate object of the federal Constitution is to secure the union of the thirteen primitive States, which we know to be practicable; and to add to them such other States as may arise in their own bosoms, or in their neighborhoods, which we cannot doubt to be equally practicable. The arrangements that may be necessary for those angles and fractions of our territory which lie on our northwestern frontier, must be left to those whom further discoveries and experience will render more equal to the task.
654 The Union's dimensions are: Atlantic east, thirty-first latitude south, Mississippi west, and north an irregular line between the forty-second and forty-fifth degrees (the southern shore of Lake Erie lies below that latitude). The distance from thirty-first to forty-fifth latitude is 973 miles; thirty-first to forty-second is 764.5 miles; the average is 868.75 miles. From Atlantic to Mississippi probably does not exceed 750 miles. This scale is demonstrably feasible. It is not much larger than Germany, whose imperial diet continually assembles, or pre-partition Poland, whose national diet was the depositary of the supreme power. In Great Britain—though smaller—northern representatives travel as far as those from the Union's remotest parts.
665 655
666 Let it be remarked, in the third place, that the intercourse throughout the Union will be facilitated by new improvements. Roads will everywhere be shortened, and kept in better order; accommodations for travelers will be multiplied and meliorated; an interior navigation on our eastern side will be opened throughout, or nearly throughout, the whole extent of the thirteen States. The communication between the Western and Atlantic districts, and between different parts of each, will be rendered more and more easy by those numerous canals with which the beneficence of nature has intersected our country, and which art finds it so little difficult to connect and complete.
656 First, the general government's jurisdiction is limited to specific objects requiring collective effort; state governments retain authority over all other matters. If the plan abolished state governments, opponents might have basis for objection—though even then, the general government would be forced to reinstate them.
667 657
668 A fourth and still more important consideration is, that as almost every State will, on one side or other, be a frontier, and will thus find, in regard to its safety, an inducement to make some sacrifices for the sake of the general protection; so the States which lie at the greatest distance from the heart of the Union, and which, of course, may partake least of the ordinary circulation of its benefits, will be at the same time immediately contiguous to foreign nations, and will consequently stand, on particular occasions, in greatest need of its strength and resources. It may be inconvenient for Georgia, or the States forming our western or northeastern borders, to send their representatives to the seat of government; but they would find it more so to struggle alone against an invading enemy, or even to support alone the whole expense of those precautions which may be dictated by the neighborhood of continual danger. If they should derive less benefit, therefore, from the Union in some respects than the less distant States, they will derive greater benefit from it in other respects, and thus the proper equilibrium will be maintained throughout.
658 Second, the Constitution aims to secure the union of the thirteen States—a known practicality—and to add others arising within our borders, equally practical. Arrangements for northwestern territories can await future discoveries.
669 659
670 I submit to you, my fellow-citizens, these considerations, in full confidence that the good sense which has so often marked your decisions will allow them their due weight and effect; and that you will never suffer difficulties, however formidable in appearance, or however fashionable the error on which they may be founded, to drive you into the gloomy and perilous scene into which the advocates for disunion would conduct you. Hearken not to the unnatural voice which tells you that the people of America, knit together as they are by so many cords of affection, can no longer live together as members of the same family; can no longer continue the mutual guardians of their mutual happiness; can no longer be fellowcitizens of one great, respectable, and flourishing empire. Hearken not to the voice which petulantly tells you that the form of government recommended for your adoption is a novelty in the political world; that it has never yet had a place in the theories of the wildest projectors; that it rashly attempts what it is impossible to accomplish. No, my countrymen, shut your ears against this unhallowed language. Shut your hearts against the poison which it conveys; the kindred blood which flows in the veins of American citizens, the mingled blood which they have shed in defense of their sacred rights, consecrate their Union, and excite horror at the idea of their becoming aliens, rivals, enemies. And if novelties are to be shunned, believe me, the most alarming of all novelties, the most wild of all projects, the most rash of all attempts, is that of rendering us in pieces, in order to preserve our liberties and promote our happiness. But why is the experiment of an extended republic to be rejected, merely because it may comprise what is new? Is it not the glory of the people of America, that, whilst they have paid a decent regard to the opinions of former times and other nations, they have not suffered a blind veneration for antiquity, for custom, or for names, to overrule the suggestions of their own good sense, the knowledge of their own situation, and the lessons of their own experience? To this manly spirit, posterity will be indebted for the possession, and the world for the example, of the numerous innovations displayed on the American theatre, in favor of private rights and public happiness. Had no important step been taken by the leaders of the Revolution for which a precedent could not be discovered, no government established of which an exact model did not present itself, the people of the United States might, at this moment have been numbered among the melancholy victims of misguided councils, must at best have been laboring under the weight of some of those forms which have crushed the liberties of the rest of mankind. Happily for America, happily, we trust, for the whole human race, they pursued a new and more noble course. They accomplished a revolution which has no parallel in the annals of human society. They reared the fabrics of governments which have no model on the face of the globe. They formed the design of a great Confederacy, which it is incumbent on their successors to improve and perpetuate. If their works betray imperfections, we wonder at the fewness of them. If they erred most in the structure of the Union, this was the work most difficult to be executed; this is the work which has been new modelled by the act of your convention, and it is that act on which you are now to deliberate and to decide.
660 Third, improvements will ease travel: better roads, improved accommodations, inland navigation along the eastern seaboard, and canals connecting West to Atlantic.
671 661
672 PUBLIUS.
662 Fourth, nearly every State will be a frontier, giving each reason to sacrifice for general protection. The farthest States, though receiving fewer ordinary benefits, will most need the Union's strength against foreign neighbors. It may be inconvenient for Georgia or border States to send representatives, but far more inconvenient to face invasion alone. Benefits will balance.
673 663
664 I submit these to you, my fellow citizens, confident your good sense will weigh them properly. Never let difficulties—however formidable or fashionable—drive you down the dark path of disunion. Hearken not to the unnatural voice claiming Americans can no longer live as one family, guard each other's happiness, or be fellow citizens of one empire. Do not listen to the voice calling our government a rash novelty. No, my countrymen—close your ears to this unholy language.
674 665
666 > **Quote:** "the kindred blood which flows in the veins of American citizens, the mingled blood which they have shed in defense of their sacred rights, consecrate their Union, and excite horror at the idea of their becoming aliens, rivals, enemies."
675 667
668 If novelties must be avoided, the most alarming is tearing us apart to preserve liberty.
676 669
677 ## No. XV. - The Insufficiency of the Present Confederation to Preserve the Union
670 > **Quote:** "Is it not the glory of the people of America, that, whilst they have paid a decent regard to the opinions of former times and other nations, they have not suffered a blind veneration for antiquity, for custom, or for names, to overrule the suggestions of their own good sense, the knowledge of their own situation, and the lessons of their own experience?"
678 671
679 For the Independent Journal.
672 To this brave spirit, future generations and the world will owe America's innovations for private rights and public happiness. Had Revolutionary leaders required precedents for every step, Americans might now be victims of bad advice or crushed under systems that destroyed other nations' liberties. Fortunately, they pursued a nobler course: an unparalleled revolution, governments without model, a Confederacy for successors to improve. If imperfections exist, we marvel they are so few. If they erred most in structuring the Union—remodeled by your convention—that is the act you must now decide.
680 673
681 HAMILTON
674 PUBLIUS.
682 675
676 ## No. XV. - The Insufficiency of the Present Confederation to Preserve the Union
683 677
684 To the People of the State of New York.
678 For the *Independent Journal*. HAMILTON. To the People of the State of New York.
685 679
686 In the course of the preceding papers, I have endeavored, my fellow-citizens, to place before you, in a clear and convincing light, the importance of Union to your political safety and happiness. I have unfolded to you a complication of dangers to which you would be exposed, should you permit that sacred knot which binds the people of America together be severed or dissolved by ambition or by avarice, by jealousy or by misrepresentation. In the sequel of the inquiry through which I propose to accompany you, the truths intended to be inculcated will receive further confirmation from facts and arguments hitherto unnoticed. If the road over which you will still have to pass should in some places appear to you tedious or irksome, you will recollect that you are in quest of information on a subject the most momentous which can engage the attention of a free people, that the field through which you have to travel is in itself spacious, and that the difficulties of the journey have been unnecessarily increased by the mazes with which sophistry has beset the way. It will be my aim to remove the obstacles from your progress in as compendious a manner as it can be done, without sacrificing utility to despatch.
680 In previous essays, my fellow citizens, I've tried to show clearly and convincingly how vital the Union is to your political safety and happiness, and the web of dangers you'd face if that sacred knot which binds us were severed or dissolved. The truths ahead will be confirmed by further arguments. If the path seems tedious, remember you're seeking information on the most momentous subject for a free people. The field is vast, made difficult by sophisticated deception. My goal is to remove these obstacles concisely without sacrificing thoroughness.
687 681
688 In pursuance of the plan which I have laid down for the discussion of the subject, the point next in order to be examined is the “insufficiency of the present Confederation to the preservation of the Union.” It may perhaps be asked what need there is of reasoning or proof to illustrate a position which is not either controverted or doubted, to which the understandings and feelings of all classes of men assent, and which in substance is admitted by the opponents as well as by the friends of the new Constitution. It must in truth be acknowledged that, however these may differ in other respects, they in general appear to harmonize in this sentiment, at least, that there are material imperfections in our national system, and that something is necessary to be done to rescue us from impending anarchy. The facts that support this opinion are no longer objects of speculation. They have forced themselves upon the sensibility of the people at large, and have at length extorted from those, whose mistaken policy has had the principal share in precipitating the extremity at which we are arrived, a reluctant confession of the reality of those defects in the scheme of our federal government, which have been long pointed out and regretted by the intelligent friends of the Union.
682 Following my plan, the next point is the "insufficiency of the present Confederation to preserve the Union." This is so obvious it hardly needs proof—people of all classes feel and admit it, both opponents and supporters of the new Constitution. Whatever else they disagree on, they agree our national system has serious flaws and something must be done to rescue us from looming anarchy. These facts are no longer theoretical—they've forced themselves on public awareness, compelling even those whose mistaken policies caused this crisis to admit the defects are real.
689 683
690 We may indeed with propriety be said to have reached almost the last stage of national humiliation. There is scarcely anything that can wound the pride or degrade the character of an independent nation which we do not experience. Are there engagements to the performance of which we are held by every tie respectable among men? These are the subjects of constant and unblushing violation. Do we owe debts to foreigners and to our own citizens contracted in a time of imminent peril for the preservation of our political existence? These remain without any proper or satisfactory provision for their discharge. Have we valuable territories and important posts in the possession of a foreign power which, by express stipulations, ought long since to have been surrendered? These are still retained, to the prejudice of our interests, not less than of our rights. Are we in a condition to resent or to repel the aggression? We have neither troops, nor treasury, nor government.[1] Are we even in a condition to remonstrate with dignity? The just imputations on our own faith, in respect to the same treaty, ought first to be removed. Are we entitled by nature and compact to a free participation in the navigation of the Mississippi? Spain excludes us from it. Is public credit an indispensable resource in time of public danger? We seem to have abandoned its cause as desperate and irretrievable. Is commerce of importance to national wealth? Ours is at the lowest point of declension. Is respectability in the eyes of foreign powers a safeguard against foreign encroachments? The imbecility of our government even forbids them to treat with us. Our ambassadors abroad are the mere pageants of mimic sovereignty. Is a violent and unnatural decrease in the value of land a symptom of national distress? The price of improved land in most parts of the country is much lower than can be accounted for by the quantity of waste land at market, and can only be fully explained by that want of private and public confidence, which are so alarmingly prevalent among all ranks, and which have a direct tendency to depreciate property of every kind. Is private credit the friend and patron of industry? That most useful kind which relates to borrowing and lending is reduced within the narrowest limits, and this still more from an opinion of insecurity than from the scarcity of money. To shorten an enumeration of particulars which can afford neither pleasure nor instruction, it may in general be demanded, what indication is there of national disorder, poverty, and insignificance that could befall a community so peculiarly blessed with natural advantages as we are, which does not form a part of the dark catalogue of our public misfortunes?
684 We've reached the final stage of national humiliation. Almost nothing that wounds pride or degrades a nation is missing. Our debts, contracted to save our political existence, remain unpaid with no settlement plan. Territories due by treaty are still held by foreign powers, damaging our interests and rights. We have no troops, no treasury, and no functioning government for the Union. Spain bars us from the Mississippi. Public credit seems lost. Commerce has hit rock bottom. Our ambassadors abroad are mere pageants of mimic sovereignty. Land values have dropped unnaturally, explained only by widespread lack of confidence. Private credit is restricted more by insecurity than lack of money. What sign of national disorder, poverty, or insignificance could happen to a community so blessed that isn't already on our dark list?
691 685
692 This is the melancholy situation to which we have been brought by those very maxims and councils which would now deter us from adopting the proposed Constitution; and which, not content with having conducted us to the brink of a precipice, seem resolved to plunge us into the abyss that awaits us below. Here, my countrymen, impelled by every motive that ought to influence an enlightened people, let us make a firm stand for our safety, our tranquillity, our dignity, our reputation. Let us at last break the fatal charm which has too long seduced us from the paths of felicity and prosperity.
686 This depressing situation comes from the very principles now used to discourage adopting the Constitution. Not content with leading us to the cliff's edge, they seem determined to push us over. Here, my countrymen, let us take a firm stand for our safety, tranquility, dignity, and reputation. Let us finally break the fatal spell that has too long lured us from happiness and prosperity.
693 687
694 It is true, as has been before observed that facts, too stubborn to be resisted, have produced a species of general assent to the abstract proposition that there exist material defects in our national system; but the usefulness of the concession, on the part of the old adversaries of federal measures, is destroyed by a strenuous opposition to a remedy, upon the only principles that can give it a chance of success. While they admit that the government of the United States is destitute of energy, they contend against conferring upon it those powers which are requisite to supply that energy. They seem still to aim at things repugnant and irreconcilable; at an augmentation of federal authority, without a diminution of State authority; at sovereignty in the Union, and complete independence in the members. They still, in fine, seem to cherish with blind devotion the political monster of an imperium in imperio. This renders a full display of the principal defects of the Confederation necessary, in order to show that the evils we experience do not proceed from minute or partial imperfections, but from fundamental errors in the structure of the building, which cannot be amended otherwise than by an alteration in the first principles and main pillars of the fabric.
688 True, stubborn facts have produced general agreement on serious defects. But opponents destroy the usefulness of this admission by fighting against the only remedy that could succeed. While admitting the government lacks energy, they oppose giving it necessary powers. They want contradictory things: more federal authority without less state authority; sovereignty in the Union and complete independence in its members. They still cherish that political monster of an *imperium in imperio*—a government within a government. This makes it necessary to show the Confederation's defects stem from fundamental structural errors that cannot be fixed without changing the system's first principles.
695 689
696 The great and radical vice in the construction of the existing Confederation is in the principle of LEGISLATION for STATES or GOVERNMENTS, in their CORPORATE or COLLECTIVE CAPACITIES, and as contradistinguished from the INDIVIDUALS of which they consist. Though this principle does not run through all the powers delegated to the Union, yet it pervades and governs those on which the efficacy of the rest depends. Except as to the rule of appointment, the United States has an indefinite discretion to make requisitions for men and money; but they have no authority to raise either, by regulations extending to the individual citizens of America. The consequence of this is, that though in theory their resolutions concerning those objects are laws, constitutionally binding on the members of the Union, yet in practice they are mere recommendations which the States observe or disregard at their option.
690 > **Quote:** "The great and radical vice in the construction of the existing Confederation is in the principle of LEGISLATION for STATES or GOVERNMENTS, in their CORPORATE or COLLECTIVE CAPACITIES, and as contradistinguished from the INDIVIDUALS of which they consist."
697 691
698 It is a singular instance of the capriciousness of the human mind, that after all the admonitions we have had from experience on this head, there should still be found men who object to the new Constitution, for deviating from a principle which has been found the bane of the old, and which is in itself evidently incompatible with the idea of GOVERNMENT; a principle, in short, which, if it is to be executed at all, must substitute the violent and sanguinary agency of the sword to the mild influence of the magistracy.
692 Though this principle doesn't apply to every federal power, it governs those on which all others depend. Except for appointment rules, the United States can request men and money but cannot raise either through regulations applying directly to citizens. So while their resolutions are theoretically binding laws, in practice they're merely recommendations that States follow or ignore.
699 693
700 There is nothing absurd or impracticable in the idea of a league or alliance between independent nations for certain defined purposes precisely stated in a treaty regulating all the details of time, place, circumstance, and quantity; leaving nothing to future discretion; and depending for its execution on the good faith of the parties. Compacts of this kind exist among all civilized nations, subject to the usual vicissitudes of peace and war, of observance and non-observance, as the interests or passions of the contracting powers dictate. In the early part of the present century there was an epidemical rage in Europe for this species of compacts, from which the politicians of the times fondly hoped for benefits which were never realized. With a view to establishing the equilibrium of power and the peace of that part of the world, all the resources of negotiation were exhausted, and triple and quadruple alliances were formed; but they were scarcely formed before they were broken, giving an instructive but afflicting lesson to mankind, how little dependence is to be placed on treaties which have no other sanction than the obligations of good faith, and which oppose general considerations of peace and justice to the impulse of any immediate interest or passion.
694 It's strange that after all experience's warnings, some still object to the new Constitution for deviating from a principle that ruined the old one. This principle is incompatible with the very idea of GOVERNMENT. If enforced, it must replace law's mild influence with the sword's violent agency.
701 695
702 If the particular States in this country are disposed to stand in a similar relation to each other, and to drop the project of a general DISCRETIONARY SUPERINTENDENCE, the scheme would indeed be pernicious, and would entail upon us all the mischiefs which have been enumerated under the first head; but it would have the merit of being, at least, consistent and practicable Abandoning all views towards a confederate government, this would bring us to a simple alliance offensive and defensive; and would place us in a situation to be alternate friends and enemies of each other, as our mutual jealousies and rivalships, nourished by the intrigues of foreign nations, should prescribe to us.
696 There's nothing absurd about a league between independent nations for specific purposes, detailed in a treaty leaving nothing to discretion and depending on good faith. Such agreements exist among all civilized nations, subject to the usual shifts between peace and war. Earlier this century, Europe had a craze for these agreements, hoping for benefits that never came. Triple and quadruple alliances were formed and broken almost as quickly, teaching us: little reliance can be placed on treaties enforced only by good faith, which pit general ideas of peace against immediate interest or passion.
703 697
704 But if we are unwilling to be placed in this perilous situation; if we still will adhere to the design of a national government, or, which is the same thing, of a superintending power, under the direction of a common council, we must resolve to incorporate into our plan those ingredients which may be considered as forming the characteristic difference between a league and a government; we must extend the authority of the Union to the persons of the citizens, —the only proper objects of government.
698 If the States want this relationship—abandoning discretionary supervision—the plan would be harmful, bringing all previous problems, but at least consistent. This would make us a simple alliance, alternating as friends and enemies as jealousies and foreign schemes directed us.
705 699
706 Government implies the power of making laws. It is essential to the idea of a law, that it be attended with a sanction; or, in other words, a penalty or punishment for disobedience. If there be no penalty annexed to disobedience, the resolutions or commands which pretend to be laws will, in fact, amount to nothing more than advice or recommendation. This penalty, whatever it may be, can only be inflicted in two ways: by the agency of the courts and ministers of justice, or by military force; by the COERCION of the magistracy, or by the COERCION of arms. The first kind can evidently apply only to men; the last kind must of necessity, be employed against bodies politic, or communities, or States. It is evident that there is no process of a court by which the observance of the laws can, in the last resort, be enforced. Sentences may be denounced against them for violations of their duty; but these sentences can only be carried into execution by the sword. In an association where the general authority is confined to the collective bodies of the communities, that compose it, every breach of the laws must involve a state of war; and military execution must become the only instrument of civil obedience. Such a state of things can certainly not deserve the name of government, nor would any prudent man choose to commit his happiness to it.
700 But if we want a national government—or a supervising power under a common council—we must include what makes a league into a government. We must extend the Union's authority to the persons of citizens—the only proper objects of government.
707 701
708 There was a time when we were told that breaches, by the States, of the regulations of the federal authority were not to be expected; that a sense of common interest would preside over the conduct of the respective members, and would beget a full compliance with all the constitutional requisitions of the Union. This language, at the present day, would appear as wild as a great part of what we now hear from the same quarter will be thought, when we shall have received further lessons from that best oracle of wisdom, experience. It at all times betrayed an ignorance of the true springs by which human conduct is actuated, and belied the original inducements to the establishment of civil power. Why has government been instituted at all? Because the passions of men will not conform to the dictates of reason and justice, without constraint. Has it been found that bodies of men act with more rectitude or greater disinterestedness than individuals? The contrary of this has been inferred by all accurate observers of the conduct of mankind; and the inference is founded upon obvious reasons. Regard to reputation has a less active influence, when the infamy of a bad action is to be divided among a number than when it is to fall singly upon one. A spirit of faction, which is apt to mingle its poison in the deliberations of all bodies of men, will often hurry the persons of whom they are composed into improprieties and excesses, for which they would blush in a private capacity.
702 Government implies lawmaking power. It's essential to law that it includes a "sanction"—a penalty for disobedience. Without penalty, resolutions are just advice. Penalty can be inflicted only two ways: by the courts and officers of justice, or by military force; by the COERCION of the magistracy, or by the COERCION of arms. The first applies only to individuals; the second must be used against political bodies or States. No court process can enforce laws against a State as a last resort. Judgments may issue, but can only be carried out by the sword. Where authority is limited to collective bodies, every violation leads to war, making military force the only instrument of civil obedience. This doesn't deserve the name of government, nor would any wise man trust his happiness to it.
709 703
710 In addition to all this, there is, in the nature of sovereign power, an impatience of control, that disposes those who are invested with the exercise of it, to look with an evil eye upon all external attempts to restrain or direct its operations. From this spirit it happens, that in every political association which is formed upon the principle of uniting in a common interest a number of lesser sovereignties, there will be found a kind of eccentric tendency in the subordinate or inferior orbs, by the operation of which there will be a perpetual effort in each to fly off from the common centre. This tendency is not difficult to be accounted for. It has its origin in the love of power. Power controlled or abridged is almost always the rival and enemy of that power by which it is controlled or abridged. This simple proposition will teach us how little reason there is to expect, that the persons intrusted with the administration of the affairs of the particular members of a confederacy will at all times be ready, with perfect good-humor, and an unbiased regard to the public weal, to execute the resolutions or decrees of the general authority. The reverse of this results from the constitution of human nature.
704 Once we were told States wouldn't violate federal regulations; that common interest would ensure compliance. Today this seems as wild as other claims we'll recognize as false once we receive further lessons from that best oracle of wisdom: experience. This view has always shown ignorance of human motives and contradicted the reasons for civil power.
711 705
712 If, therefore, the measures of the Confederacy cannot be executed without the intervention of the particular administrations, there will be little prospect of their being executed at all. The rulers of the respective members, whether they have a constitutional right to do it or not, will undertake to judge of the propriety of the measures themselves. They will consider the conformity of the thing proposed or required to their immediate interests or aims; the momentary conveniences or inconveniences that would attend its adoption. All this will be done; and in a spirit of interested and suspicious scrutiny, without that knowledge of national circumstances and reasons of state, which is essential to a right judgment, and with that strong predilection in favor of local objects, which can hardly fail to mislead the decision. The same process must be repeated in every member of which the body is constituted; and the execution of the plans, framed by the councils of the whole, will always fluctuate on the discretion of the ill-informed and prejudiced opinion of every part. Those who have been conversant in the proceedings of popular assemblies; who have seen how difficult it often is, where there is no exterior pressure of circumstances, to bring them to harmonious resolutions on important points, will readily conceive how impossible it must be to induce a number of such assemblies, deliberating at a distance from each other, at different times, and under different impressions, long to co-operate in the same views and pursuits.
706 > **Quote:** "Why has government been instituted at all? Because the passions of men will not conform to the dictates of reason and justice, without constraint."
713 707
714 In our case, the concurrence of thirteen distinct sovereign wills is requisite, under the Confederation, to the complete execution of every important measure that proceeds from the Union. It has happened as was to have been foreseen. The measures of the Union have not been executed; the delinquencies of the States have, step by step, matured themselves to an extreme, which has, at length, arrested all the wheels of the national government, and brought them to an awful stand. Congress at this time scarcely possess the means of keeping up the forms of administration, till the States can have time to agree upon a more substantial substitute for the present shadow of a federal government. Things did not come to this desperate extremity at once. The causes which have been specified produced at first only unequal and disproportionate degrees of compliance with the requisitions of the Union. The greater deficiencies of some States furnished the pretext of example and the temptation of interest to the complying, or to the least delinquent States. Why should we do more in proportion than those who are embarked with us in the same political voyage? Why should we consent to bear more than our proper share of the common burden? These were suggestions which human selfishness could not withstand, and which even speculative men, who looked forward to remote consequences, could not, without hesitation, combat. Each State, yielding to the persuasive voice of immediate interest or convenience, has successively withdrawn its support, till the frail and tottering edifice seems ready to fall upon our heads, and to crush us beneath its ruins.
708 Has it been found that groups act with more integrity than individuals? Experience shows the opposite. Concern for reputation has less influence when shame is divided among many. Factional spirit drives groups to excesses they'd blush at as individuals.
715 709
716 PUBLIUS.
710 There's in sovereign power an impatience with control that makes it resent external restraint. In any association of smaller sovereignties, there is an eccentric tendency in the subordinate orbs to fly off from the common center. This comes from love of power. Controlled power is almost always rival to controlling power. This teaches us how little reason there is to expect state administrators to carry out federal decrees with good humor and unbiased focus on public good. The opposite is the natural result.
717 711
718 [1] “I mean for the Union.”
712 If Union measures require state government cooperation, there's little hope of execution. State rulers will judge appropriateness by their immediate interests, in selfish and suspicious scrutiny, without essential knowledge of national circumstances, and with bias toward local goals. This must be repeated in every state. Those experienced with popular assemblies know how hard agreement is even without external pressure; how impossible must it be to get many such assemblies, deliberating apart, to cooperate long.
719 713
714 > **Quote:** In our case, the concurrence of thirteen distinct sovereign wills is requisite, under the Confederation, to the complete execution of every important measure that proceeds from the Union. The result: Union measures haven't been executed; state failures have stopped the national government's wheels in terrifying standstill. Congress now barely maintains the appearance of administration until States agree on a replacement. We didn't reach this point at once. At first, there was only unequal compliance. Greater failures by some states gave excuse for others to follow suit: "Why should we do more than our peers? Why carry more than our fair share?" These suggestions human selfishness couldn't resist. Each state gradually withdrew support until the fragile building seems ready to crush us beneath its ruins.
720 715
716 PUBLIUS.
721 717
722
723 718 ## No. XVI. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
724 719
725 720 From the New York Packet.
@@ -731,75 +726,88 @@
731 726
732 727 To the People of the State of New York:
733 728
734 The tendency of the principle of legislation for States, or communities, in their political capacities, as it has been exemplified by the experiment we have made of it, is equally attested by the events which have befallen all other governments of the confederate kind, of which we have any account, in exact proportion to its prevalence in those systems. The confirmations of this fact will be worthy of a distinct and particular examination. I shall content myself with barely observing here, that of all the confederacies of antiquity, which history has handed down to us, the Lycian and Achaean leagues, as far as there remain vestiges of them, appear to have been most free from the fetters of that mistaken principle, and were accordingly those which have best deserved, and have most liberally received, the applauding suffrages of political writers.
729 History confirms that legislating for states in their political capacities—our current experiment—produces delinquency in proportion to its prevalence in confederate governments. The Lycian and Achaean leagues, freest from this mistaken principle, earned the highest praise from political writers.
735 730
736 This exceptionable principle may, as truly as emphatically, be styled the parent of anarchy: It has been seen that delinquencies in the members of the Union are its natural and necessary offspring; and that whenever they happen, the only constitutional remedy is force, and the immediate effect of the use of it, civil war.
731 > **Quote:** "This exceptionable principle may, as truly as emphatically, be styled the parent of anarchy: It has been seen that delinquencies in the members of the Union are its natural and necessary offspring; and that whenever they happen, the only constitutional remedy is force, and the immediate effect of the use of it, civil war."
737 732
738 It remains to inquire how far so odious an engine of government, in its application to us, would even be capable of answering its end. If there should not be a large army constantly at the disposal of the national government it would either not be able to employ force at all, or, when this could be done, it would amount to a war between parts of the Confederacy concerning the infractions of a league, in which the strongest combination would be most likely to prevail, whether it consisted of those who supported or of those who resisted the general authority. It would rarely happen that the delinquency to be redressed would be confined to a single member, and if there were more than one who had neglected their duty, similarity of situation would induce them to unite for common defense. Independent of this motive of sympathy, if a large and influential State should happen to be the aggressing member, it would commonly have weight enough with its neighbors to win over some of them as associates to its cause. Specious arguments of danger to the common liberty could easily be contrived; plausible excuses for the deficiencies of the party could, without difficulty, be invented to alarm the apprehensions, inflame the passions, and conciliate the good-will, even of those States which were not chargeable with any violation or omission of duty. This would be the more likely to take place, as the delinquencies of the larger members might be expected sometimes to proceed from an ambitious premeditation in their rulers, with a view to getting rid of all external control upon their designs of personal aggrandizement; the better to effect which it is presumable they would tamper beforehand with leading individuals in the adjacent States. If associates could not be found at home, recourse would be had to the aid of foreign powers, who would seldom be disinclined to encouraging the dissensions of a Confederacy, from the firm union of which they had so much to fear. When the sword is once drawn, the passions of men observe no bounds of moderation. The suggestions of wounded pride, the instigations of irritated resentment, would be apt to carry the States against which the arms of the Union were exerted, to any extremes necessary to avenge the affront or to avoid the disgrace of submission. The first war of this kind would probably terminate in a dissolution of the Union.
733 How would such a repulsive mechanism serve our purpose? Without a large standing army, the government could not employ force; with one, the result would be civil war. The strongest alliance would prevail, and delinquency would rarely confine itself to a single state—shared interests would unite them.
739 734
740 This may be considered as the violent death of the Confederacy. Its more natural death is what we now seem to be on the point of experiencing, if the federal system be not speedily renovated in a more substantial form. It is not probable, considering the genius of this country, that the complying States would often be inclined to support the authority of the Union by engaging in a war against the non-complying States. They would always be more ready to pursue the milder course of putting themselves upon an equal footing with the delinquent members by an imitation of their example. And the guilt of all would thus become the security of all. Our past experience has exhibited the operation of this spirit in its full light. There would, in fact, be an insuperable difficulty in ascertaining when force could with propriety be employed. In the article of pecuniary contribution, which would be the most usual source of delinquency, it would often be impossible to decide whether it had proceeded from disinclination or inability. The pretense of the latter would always be at hand. And the case must be very flagrant in which its fallacy could be detected with sufficient certainty to justify the harsh expedient of compulsion. It is easy to see that this problem alone, as often as it should occur, would open a wide field for the exercise of factious views, of partiality, and of oppression, in the majority that happened to prevail in the national council.
735 A large aggressor state would sway neighbors with specious arguments about threats to common liberty, plausible excuses for its failures, and pre-tampering with their leaders—all aimed at removing external control over its rulers' ambitions.
741 736
742 It seems to require no pains to prove that the States ought not to prefer a national Constitution which could only be kept in motion by the instrumentality of a large army continually on foot to execute the ordinary requisitions or decrees of the government. And yet this is the plain alternative involved by those who wish to deny it the power of extending its operations to individuals. Such a scheme, if practicable at all, would instantly degenerate into a military despotism; but it will be found in every light impracticable. The resources of the Union would not be equal to the maintenance of an army considerable enough to confine the larger States within the limits of their duty; nor would the means ever be furnished of forming such an army in the first instance. Whoever considers the populousness and strength of several of these States singly at the present juncture, and looks forward to what they will become, even at the distance of half a century, will at once dismiss as idle and visionary any scheme which aims at regulating their movements by laws to operate upon them in their collective capacities, and to be executed by a coercion applicable to them in the same capacities. A project of this kind is little less romantic than the monster-taming spirit which is attributed to the fabulous heroes and demi-gods of antiquity.
737 Lacking domestic allies, they would turn to foreign powers eager to exploit our divisions. Once the sword is drawn, passions know no moderation.
743 738
744 Even in those confederacies which have been composed of members smaller than many of our counties, the principle of legislation for sovereign States, supported by military coercion, has never been found effectual. It has rarely been attempted to be employed, but against the weaker members; and in most instances attempts to coerce the refractory and disobedient have been the signals of bloody wars, in which one half of the confederacy has displayed its banners against the other half.
739 > **Quote:** "The suggestions of wounded pride, the instigations of irritated resentment, would be apt to carry the States against which the arms of the Union were exerted, to any extremes necessary to avenge the affront or to avoid the disgrace of submission."
745 740
746 The result of these observations to an intelligent mind must be clearly this, that if it be possible at any rate to construct a federal government capable of regulating the common concerns and preserving the general tranquillity, it must be founded, as to the objects committed to its care, upon the reverse of the principle contended for by the opponents of the proposed Constitution. It must carry its agency to the persons of the citizens. It must stand in need of no intermediate legislations; but must itself be empowered to employ the arm of the ordinary magistrate to execute its own resolutions. The majesty of the national authority must be manifested through the medium of the courts of justice. The government of the Union, like that of each State, must be able to address itself immediately to the hopes and fears of individuals; and to attract to its support those passions which have the strongest influence upon the human heart. It must, in short, possess all the means, and have aright to resort to all the methods, of executing the powers with which it is intrusted, that are possessed and exercised by the government of the particular States.
741 The first war of this kind would likely end in the total dissolution of the Union.
747 742
748 To this reasoning it may perhaps be objected, that if any State should be disaffected to the authority of the Union, it could at any time obstruct the execution of its laws, and bring the matter to the same issue of force, with the necessity of which the opposite scheme is reproached.
743 This is violent death. The natural death—what we now face unless the system is renovated—is compliant states copying delinquents rather than fighting them, putting themselves on equal footing.
749 744
750 The plausibility of this objection will vanish the moment we advert to the essential difference between a mere NON-COMPLIANCE and a DIRECT and ACTIVE RESISTANCE. If the interposition of the State legislatures be necessary to give effect to a measure of the Union, they have only NOT TO ACT, or to ACT EVASIVELY, and the measure is defeated. This neglect of duty may be disguised under affected but unsubstantial provisions, so as not to appear, and of course not to excite any alarm in the people for the safety of the Constitution. The State leaders may even make a merit of their surreptitious invasions of it on the ground of some temporary convenience, exemption, or advantage.
745 > **Quote:** "And the guilt of all would thus become the security of all."
751 746
752 But if the execution of the laws of the national government should not require the intervention of the State legislatures, if they were to pass into immediate operation upon the citizens themselves, the particular governments could not interrupt their progress without an open and violent exertion of an unconstitutional power. No omissions nor evasions would answer the end. They would be obliged to act, and in such a manner as would leave no doubt that they had encroached on the national rights. An experiment of this nature would always be hazardous in the face of a constitution in any degree competent to its own defense, and of a people enlightened enough to distinguish between a legal exercise and an illegal usurpation of authority. The success of it would require not merely a factious majority in the legislature, but the concurrence of the courts of justice and of the body of the people. If the judges were not embarked in a conspiracy with the legislature, they would pronounce the resolutions of such a majority to be contrary to the supreme law of the land, unconstitutional, and void. If the people were not tainted with the spirit of their State representatives, they, as the natural guardians of the Constitution, would throw their weight into the national scale and give it a decided preponderancy in the contest. Attempts of this kind would not often be made with levity or rashness, because they could seldom be made without danger to the authors, unless in cases of a tyrannical exercise of the federal authority.
747 Experience demonstrates this. Determining when to use force presents insurmountable difficulty: in financial delinquency—the most common case—distinguishing unwillingness from inability would be impossible. The excuse of inability would always serve, and only blatant cases could justify force, opening wide fields for factionalism and oppression.
753 748
754 If opposition to the national government should arise from the disorderly conduct of refractory or seditious individuals, it could be overcome by the same means which are daily employed against the same evil under the State governments. The magistracy, being equally the ministers of the law of the land, from whatever source it might emanate, would doubtless be as ready to guard the national as the local regulations from the inroads of private licentiousness. As to those partial commotions and insurrections, which sometimes disquiet society, from the intrigues of an inconsiderable faction, or from sudden or occasional illhumors that do not infect the great body of the community the general government could command more extensive resources for the suppression of disturbances of that kind than would be in the power of any single member. And as to those mortal feuds which, in certain conjunctures, spread a conflagration through a whole nation, or through a very large proportion of it, proceeding either from weighty causes of discontent given by the government or from the contagion of some violent popular paroxysm, they do not fall within any ordinary rules of calculation. When they happen, they commonly amount to revolutions and dismemberments of empire. No form of government can always either avoid or control them. It is in vain to hope to guard against events too mighty for human foresight or precaution, and it would be idle to object to a government because it could not perform impossibilities.
749 No Constitution should require a standing army for ordinary decrees—yet this is the alternative to acting directly on individuals. Even if possible, it would become military despotism, but it's impractical: Union resources could neither form nor maintain an army sufficient to restrain larger states.
755 750
756 PUBLIUS.
751 Considering our states' present and future strength, any scheme aiming to regulate them as collective bodies through coercion is a fantasy.
757 752
753 > **Quote:** "A project of this kind is little less romantic than the monster-taming spirit which is attributed to the fabulous heroes and demi-gods of antiquity."
758 754
755 Even in confederacies of members smaller than our counties, legislating for sovereign states by force has rarely been attempted except against the weakest, usually sparking bloody civil war.
759 756
757 To any intelligent mind, a federal government capable of preserving peace must rest on the opposite principle: extend authority directly to citizens, not depend on intermediate legislatures, but employ regular magistrates to execute its resolutions.
760 758
761 ## No. XVII. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
759 > **Quote:** "The majesty of the national authority must be manifested through the medium of the courts of justice."
762 760
763 For the Independent Journal.
761 The Union government must address itself directly to the hopes and fears of individuals, attracting those passions that most strongly influence the human heart. It must possess all the means of executing its powers that the states themselves enjoy.
764 762
765 HAMILTON
763 Some object that dissatisfied states could still obstruct federal laws, recreating the force problem.
766 764
765 This objection collapses when we distinguish non-compliance from active resistance. When state legislatures must act for federal measures to take effect, they can simply do nothing—or act evasively—hiding violations under deceptive provisions that don't alarm the people. Leaders might even claim credit for such secret violations.
767 766
768 To the People of the State of New York:
767 But if national laws apply directly to citizens, state governments could only block them through open, violent usurpation. Inaction wouldn't suffice—they would have to encroach transparently on national rights, a hazardous experiment against a constitution capable of self-defense and an enlightened people.
769 768
770 An objection, of a nature different from that which has been stated and answered, in my last address, may perhaps be likewise urged against the principle of legislation for the individual citizens of America. It may be said that it would tend to render the government of the Union too powerful, and to enable it to absorb those residuary authorities, which it might be judged proper to leave with the States for local purposes. Allowing the utmost latitude to the love of power which any reasonable man can require, I confess I am at a loss to discover what temptation the persons intrusted with the administration of the general government could ever feel to divest the States of the authorities of that description. The regulation of the mere domestic police of a State appears to me to hold out slender allurements to ambition. Commerce, finance, negotiation, and war seem to comprehend all the objects which have charms for minds governed by that passion; and all the powers necessary to those objects ought, in the first instance, to be lodged in the national depository. The administration of private justice between the citizens of the same State, the supervision of agriculture and of other concerns of a similar nature, all those things, in short, which are proper to be provided for by local legislation, can never be desirable cares of a general jurisdiction. It is therefore improbable that there should exist a disposition in the federal councils to usurp the powers with which they are connected; because the attempt to exercise those powers would be as troublesome as it would be nugatory; and the possession of them, for that reason, would contribute nothing to the dignity, to the importance, or to the splendor of the national government.
769 Such resistance would require not just a legislative majority but court and popular cooperation. Unless the judges were embarked in a conspiracy with the legislature, they would pronounce such acts unconstitutional and void. The people, as natural guardians of the Constitution, would then throw their weight into the national scale. Such attempts would be dangerous and rare, except against tyrannical federal authority.
771 770
772 But let it be admitted, for argument’s sake, that mere wantonness and lust of domination would be sufficient to beget that disposition; still it may be safely affirmed, that the sense of the constituent body of the national representatives, or, in other words, the people of the several States, would control the indulgence of so extravagant an appetite. It will always be far more easy for the State governments to encroach upon the national authorities than for the national government to encroach upon the State authorities. The proof of this proposition turns upon the greater degree of influence which the State governments if they administer their affairs with uprightness and prudence, will generally possess over the people; a circumstance which at the same time teaches us that there is an inherent and intrinsic weakness in all federal constitutions; and that too much pains cannot be taken in their organization, to give them all the force which is compatible with the principles of liberty.
771 Opposition from rebellious individuals could be overcome by the same means states use daily. Magistrates, as ministers of law, would protect national regulations as readily as local ones.
773 772
774 The superiority of influence in favor of the particular governments would result partly from the diffusive construction of the national government, but chiefly from the nature of the objects to which the attention of the State administrations would be directed.
773 Smaller riots could be suppressed with greater resources than any single state commands. Fatal feuds spreading through the nation arise from deep discontent or popular rage—these are revolutions, not ordinary disturbances. No government can prevent such events, and it's irrational to object to a government for not performing the impossible.
775 774
776 It is a known fact in human nature, that its affections are commonly weak in proportion to the distance or diffusiveness of the object. Upon the same principle that a man is more attached to his family than to his neighborhood, to his neighborhood than to the community at large, the people of each State would be apt to feel a stronger bias towards their local governments than towards the government of the Union; unless the force of that principle should be destroyed by a much better administration of the latter.
775 PUBLIUS.
777 776
778 This strong propensity of the human heart would find powerful auxiliaries in the objects of State regulation.
777 ## No. XVII. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
779 778
780 The variety of more minute interests, which will necessarily fall under the superintendence of the local administrations, and which will form so many rivulets of influence, running through every part of the society, cannot be particularized, without involving a detail too tedious and uninteresting to compensate for the instruction it might afford.
779 **For the Independent Journal.**
781 780
782 There is one transcendant advantage belonging to the province of the State governments, which alone suffices to place the matter in a clear and satisfactory light,—I mean the ordinary administration of criminal and civil justice. This, of all others, is the most powerful, most universal, and most attractive source of popular obedience and attachment. It is that which, being the immediate and visible guardian of life and property, having its benefits and its terrors in constant activity before the public eye, regulating all those personal interests and familiar concerns to which the sensibility of individuals is more immediately awake, contributes, more than any other circumstance, to impressing upon the minds of the people, affection, esteem, and reverence towards the government. This great cement of society, which will diffuse itself almost wholly through the channels of the particular governments, independent of all other causes of influence, would insure them so decided an empire over their respective citizens as to render them at all times a complete counterpoise, and, not unfrequently, dangerous rivals to the power of the Union.
781 **HAMILTON**
783 782
784 The operations of the national government, on the other hand, falling less immediately under the observation of the mass of the citizens, the benefits derived from it will chiefly be perceived and attended to by speculative men. Relating to more general interests, they will be less apt to come home to the feelings of the people; and, in proportion, less likely to inspire an habitual sense of obligation, and an active sentiment of attachment.
783 To the People of the State of New York:
785 784
786 The reasoning on this head has been abundantly exemplified by the experience of all federal constitutions with which we are acquainted, and of all others which have borne the least analogy to them.
785 An objection to the national government legislating for citizens might claim this would make it too powerful, swallowing state authority over local matters. Yet I see no temptation for national administrators to strip states of these responsibilities. Commerce, finance, diplomacy, and war—everything that appeals to ambition—should rightfully belong to the national government. Administering justice within a State, supervising agriculture, and similar local concerns hold out slender allurements to ambition. Seizing them would be troublesome and pointless, adding nothing to the Union's dignity.
787 786
788 Though the ancient feudal systems were not, strictly speaking, confederacies, yet they partook of the nature of that species of association. There was a common head, chieftain, or sovereign, whose authority extended over the whole nation; and a number of subordinate vassals, or feudatories, who had large portions of land allotted to them, and numerous trains of INFERIOR vassals or retainers, who occupied and cultivated that land upon the tenure of fealty or obedience, to the persons of whom they held it. Each principal vassal was a kind of sovereign, within his particular demesnes. The consequences of this situation were a continual opposition to authority of the sovereign, and frequent wars between the great barons or chief feudatories themselves. The power of the head of the nation was commonly too weak, either to preserve the public peace, or to protect the people against the oppressions of their immediate lords. This period of European affairs is emphatically styled by historians, the times of feudal anarchy.
787 But even if such a desire existed, the people's representatives would check it.
789 788
790 When the sovereign happened to be a man of vigorous and warlike temper and of superior abilities, he would acquire a personal weight and influence, which answered, for the time, the purpose of a more regular authority. But in general, the power of the barons triumphed over that of the prince; and in many instances his dominion was entirely thrown off, and the great fiefs were erected into independent principalities or States. In those instances in which the monarch finally prevailed over his vassals, his success was chiefly owing to the tyranny of those vassals over their dependents. The barons, or nobles, equally the enemies of the sovereign and the oppressors of the common people, were dreaded and detested by both; till mutual danger and mutual interest effected a union between them fatal to the power of the aristocracy. Had the nobles, by a conduct of clemency and justice, preserved the fidelity and devotion of their retainers and followers, the contests between them and the prince must almost always have ended in their favor, and in the abridgment or subversion of the royal authority.
789 > **Quote:** "It will always be far more easy for the State governments to encroach upon the national authorities than for the national government to encroach upon the State authorities."
791 790
792 This is not an assertion founded merely in speculation or conjecture. Among other illustrations of its truth which might be cited, Scotland will furnish a cogent example. The spirit of clanship which was, at an early day, introduced into that kingdom, uniting the nobles and their dependants by ties equivalent to those of kindred, rendered the aristocracy a constant overmatch for the power of the monarch, till the incorporation with England subdued its fierce and ungovernable spirit, and reduced it within those rules of subordination which a more rational and more energetic system of civil polity had previously established in the latter kingdom.
791 The proof lies in state governments' greater influence over the people, provided they manage affairs with integrity. This reveals an inherent weakness in federal systems that demands careful organization to maintain strength consistent with liberty.
793 792
794 The separate governments in a confederacy may aptly be compared with the feudal baronies; with this advantage in their favor, that from the reasons already explained, they will generally possess the confidence and good-will of the people, and with so important a support, will be able effectually to oppose all encroachments of the national government. It will be well if they are not able to counteract its legitimate and necessary authority. The points of similitude consist in the rivalship of power, applicable to both, and in the CONCENTRATION of large portions of the strength of the community into particular DEPOSITS, in one case at the disposal of individuals, in the other case at the disposal of political bodies.
793 This superior influence results partly from the national government's broad, distant structure, but mainly from the nature of state tasks. Human affections weaken with distance: we attach more to family than neighborhood, more to neighborhood than community at large. The people of each State will naturally favor their local government unless the Union's superior administration overcomes this bias.
795 794
796 A concise review of the events that have attended confederate governments will further illustrate this important doctrine; an inattention to which has been the great source of our political mistakes, and has given our jealousy a direction to the wrong side. This review shall form the subject of some ensuing papers.
795 State regulation covers a variety of minute interests that form countless rivulets of influence throughout society. But one advantage clarifies this issue above all: the everyday administration of criminal and civil justice. This is the most powerful source of popular obedience and loyalty—the immediate protector of life and property, its benefits and punishments constantly visible, regulating personal interests and familiar concerns.
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798 PUBLIUS.
797 > **Quote:** "This great cement of society, which will diffuse itself almost wholly through the channels of the particular governments... would insure them so decided an empire over their respective citizens as to render them at all times a complete counterpoise... to the power of the Union."
799 798
799 National government operations are less visible; its benefits are chiefly perceived and attended to by speculative men. General interests are less likely to inspire steady attachment.
800 800
801 History confirms this reasoning. Though not technically confederacies, feudal systems shared the same nature: a central sovereign and subordinate lords who were essentially sovereigns within their domains, leading to constant opposition and "feudal anarchy." The barons usually triumphed over the prince; only when they abused their own people did the king and commoners unite against them. Had the nobles been just, they would have prevailed.
801 802
803 Scotland proves this: its clan system, binding nobles and followers like family, made aristocracy more than a match for the king until union with England brought them under law.
802 804
805 Confederate governments resemble these feudal baronies. They hold popular confidence and can resist national overreach, but might also undermine legitimate Union authority. The similarity lies in power rivalry and how community strength concentrates—in individuals or political bodies.
806
807 A brief review of confederate government history will further illustrate this point—the source of our political errors. This review will be the subject of the next few papers.
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809 PUBLIUS.
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803 811 ## No. XVIII. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
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805 813 For the Independent Journal.
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810 818 To the People of the State of New York:
811 819
812 Among the confederacies of antiquity, the most considerable was that of the Grecian republics, associated under the Amphictyonic council. From the best accounts transmitted of this celebrated institution, it bore a very instructive analogy to the present Confederation of the American States.
820 Among ancient confederacies, the most significant was that of the Grecian republics associated under the Amphictyonic Council. Based on the best historical accounts, this celebrated institution bears a very instructive resemblance to our current Confederation.
813 821
814 The members retained the character of independent and sovereign states, and had equal votes in the federal council. This council had a general authority to propose and resolve whatever it judged necessary for the common welfare of Greece; to declare and carry on war; to decide, in the last resort, all controversies between the members; to fine the aggressing party; to employ the whole force of the confederacy against the disobedient; to admit new members. The Amphictyons were the guardians of religion, and of the immense riches belonging to the temple of Delphos, where they had the right of jurisdiction in controversies between the inhabitants and those who came to consult the oracle. As a further provision for the efficacy of the federal powers, they took an oath mutually to defend and protect the united cities, to punish the violators of this oath, and to inflict vengeance on sacrilegious despoilers of the temple.
822 The members remained independent and sovereign, holding equal votes in the federal council. This council held general authority to propose and resolve whatever it deemed necessary: to declare and wage war; to decide all controversies between members; to fine aggressors; to employ the full force of the confederacy against the disobedient; and to admit new members. The Amphictyons were guardians of religion and of the immense riches of the temple of Delphi, with jurisdictional rights over disputes there. To ensure federal effectiveness, they swore a mutual oath to defend the united cities, punish violators, and avenge sacrilegious looting.
815 823
816 In theory, and upon paper, this apparatus of powers seems amply sufficient for all general purposes. In several material instances, they exceed the powers enumerated in the articles of confederation. The Amphictyons had in their hands the superstition of the times, one of the principal engines by which government was then maintained; they had a declared authority to use coercion against refractory cities, and were bound by oath to exert this authority on the necessary occasions.
824 In theory, these powers seem more than sufficient, exceeding in several ways those in our Articles of Confederation. The Amphictyons controlled the superstition of the times—then one of the principal engines of government; they had explicit authority to use force against rebellious cities and were oath-bound to exercise it.
817 825
818 Very different, nevertheless, was the experiment from the theory. The powers, like those of the present Congress, were administered by deputies appointed wholly by the cities in their political capacities; and exercised over them in the same capacities. Hence the weakness, the disorders, and finally the destruction of the confederacy. The more powerful members, instead of being kept in awe and subordination, tyrannized successively over all the rest. Athens, as we learn from Demosthenes, was the arbiter of Greece seventy-three years. The Lacedaemonians next governed it twenty-nine years; at a subsequent period, after the battle of Leuctra, the Thebans had their turn of domination.
826 The actual experiment differed sharply. Like our Congress, these powers were administered by deputies appointed by the cities and exercised over them in those same capacities. This produced weakness, disorder, and ultimately destruction. Instead of subordination, the powerful members successively tyrannized the rest. Athens, we learn from Demosthenes, was arbiter of Greece for seventy-three years; the Lacedaemonians next ruled for twenty-nine; later, after Leuctra, the Thebans dominated.
819 827
820 It happened but too often, according to Plutarch, that the deputies of the strongest cities awed and corrupted those of the weaker; and that judgment went in favor of the most powerful party.
828 According to Plutarch, the strongest cities' deputies routinely intimidated and corrupted the weaker, deciding judgments in favor of the most powerful.
821 829
822 Even in the midst of defensive and dangerous wars with Persia and Macedon, the members never acted in concert, and were, more or fewer of them, eternally the dupes or the hirelings of the common enemy. The intervals of foreign war were filled up by domestic vicissitudes convulsions, and carnage.
830 Even in the midst of dangerous defensive wars against Persia and Macedon, members never acted in concert. Many were perpetually dupes or mercenaries of the common enemy, and intervals between foreign wars were filled with domestic upheaval and bloodshed.
823 831
824 After the conclusion of the war with Xerxes, it appears that the Lacedaemonians required that a number of the cities should be turned out of the confederacy for the unfaithful part they had acted. The Athenians, finding that the Lacedaemonians would lose fewer partisans by such a measure than themselves, and would become masters of the public deliberations, vigorously opposed and defeated the attempt. This piece of history proves at once the inefficiency of the union, the ambition and jealousy of its most powerful members, and the dependent and degraded condition of the rest. The smaller members, though entitled by the theory of their system to revolve in equal pride and majesty around the common center, had become, in fact, satellites of the orbs of primary magnitude.
832 After Xerxes' war, the Lacedaemonians demanded several cities be expelled for unfaithfulness. The Athenians, realizing this would make Lacedaemon masters of deliberations, vigorously opposed and defeated the attempt—proving at once the union's inefficiency, the ambition of its powerful members, and the degraded condition of the rest.
825 833
826 Had the Greeks, says the Abbe Milot, been as wise as they were courageous, they would have been admonished by experience of the necessity of a closer union, and would have availed themselves of the peace which followed their success against the Persian arms, to establish such a reformation. Instead of this obvious policy, Athens and Sparta, inflated with the victories and the glory they had acquired, became first rivals and then enemies; and did each other infinitely more mischief than they had suffered from Xerxes. Their mutual jealousies, fears, hatreds, and injuries ended in the celebrated Peloponnesian war; which itself ended in the ruin and slavery of the Athenians who had begun it.
834 > **Quote:** "The smaller members, though entitled by the theory of their system to revolve in equal pride and majesty around the common center, had become, in fact, satellites of the orbs of primary magnitude."
827 835
828 As a weak government, when not at war, is ever agitated by internal dissentions, so these never fail to bring on fresh calamities from abroad. The Phocians having ploughed up some consecrated ground belonging to the temple of Apollo, the Amphictyonic council, according to the superstition of the age, imposed a fine on the sacrilegious offenders. The Phocians, being abetted by Athens and Sparta, refused to submit to the decree. The Thebans, with others of the cities, undertook to maintain the authority of the Amphictyons, and to avenge the violated god. The latter, being the weaker party, invited the assistance of Philip of Macedon, who had secretly fostered the contest. Philip gladly seized the opportunity of executing the designs he had long planned against the liberties of Greece. By his intrigues and bribes he won over to his interests the popular leaders of several cities; by their influence and votes, gained admission into the Amphictyonic council; and by his arts and his arms, made himself master of the confederacy.
836 Had the Greeks, says the Abbé Milot, been as wise as courageous, they would have learned from experience the need for a closer union and used the peace after Persia to establish reform. Instead, Athens and Sparta, inflated by victory and glory, became rivals, then enemies, inflicting more harm on each other than Xerxes had. Their mutual jealousies culminated in the Peloponnesian War, ending in the ruin and enslavement of the Athenians who started it.
829 837
830 Such were the consequences of the fallacious principle on which this interesting establishment was founded. Had Greece, says a judicious observer on her fate, been united by a stricter confederation, and persevered in her union, she would never have worn the chains of Macedon; and might have proved a barrier to the vast projects of Rome.
838 Just as weak governments are perpetually agitated by internal dissension when not at war, these domestic conflicts brought new calamities from abroad. When the Phocians plowed consecrated temple grounds, the Amphictyonic Council imposed a fine. The Phocians, backed by Athens and Sparta, refused. The Thebans and others undertook to uphold the Council's authority and avenge the violated god; but being the weaker party, they invited Philip of Macedon, who had secretly encouraged the conflict. Philip seized the opportunity to execute his plans against Greek liberty. Through intrigue, bribery, and force, he won over popular leaders, gained admission to the Council, and became master of the confederacy.
831 839
832 The Achaean league, as it is called, was another society of Grecian republics, which supplies us with valuable instruction.
840 Such were the consequences of its flawed founding principle. Had Greece, says a discerning observer, been united by a stricter confederation, she would never have worn Macedon's chains and might have stood as a barrier to Rome's ambitions.
833 841
834 The Union here was far more intimate, and its organization much wiser, than in the preceding instance. It will accordingly appear, that though not exempt from a similar catastrophe, it by no means equally deserved it.
842 The Achaean League, as it is called, provides another valuable lesson.
835 843
836 The cities composing this league retained their municipal jurisdiction, appointed their own officers, and enjoyed a perfect equality. The senate, in which they were represented, had the sole and exclusive right of peace and war; of sending and receiving ambassadors; of entering into treaties and alliances; of appointing a chief magistrate or praetor, as he was called, who commanded their armies, and who, with the advice and consent of ten of the senators, not only administered the government in the recess of the senate, but had a great share in its deliberations, when assembled. According to the primitive constitution, there were two praetors associated in the administration; but on trial a single one was preferred.
844 This Union was far more intimate and wiser than the previous, and though not exempt from catastrophe, it by no means deserved it to the same degree.
837 845
838 It appears that the cities had all the same laws and customs, the same weights and measures, and the same money. But how far this effect proceeded from the authority of the federal council is left in uncertainty. It is said only that the cities were in a manner compelled to receive the same laws and usages. When Lacedaemon was brought into the league by Philopoemen, it was attended with an abolition of the institutions and laws of Lycurgus, and an adoption of those of the Achaeans. The Amphictyonic confederacy, of which she had been a member, left her in the full exercise of her government and her legislation. This circumstance alone proves a very material difference in the genius of the two systems.
846 The league's cities retained local jurisdiction, appointed their own officers, and enjoyed perfect equality. Their senate alone decided peace and war, sent ambassadors, made treaties, and appointed a chief magistrate or "praetor" who commanded their armies. This praetor, with ten senators' advice, administered government during recess and influenced deliberations when assembled. Originally there were two praetors, but experience preferred a single leader.
839 847
840 It is much to be regretted that such imperfect monuments remain of this curious political fabric. Could its interior structure and regular operation be ascertained, it is probable that more light would be thrown by it on the science of federal government, than by any of the like experiments with which we are acquainted.
848 The cities shared laws, customs, weights, measures, and currency—though how much this resulted from federal authority is uncertain. When Philopoemen brought Lacedaemon into the league, he abolished Lycurgus's institutions and imposed Achaean laws. The Amphictyonic confederacy had left her in full exercise of her own government, proving a material difference in the genius of the two systems.
841 849
842 One important fact seems to be witnessed by all the historians who take notice of Achaean affairs. It is, that as well after the renovation of the league by Aratus, as before its dissolution by the arts of Macedon, there was infinitely more of moderation and justice in the administration of its government, and less of violence and sedition in the people, than were to be found in any of the cities exercising SINGLY all the prerogatives of sovereignty. The Abbe Mably, in his observations on Greece, says that the popular government, which was so tempestuous elsewhere, caused no disorders in the members of the Achaean republic, BECAUSE IT WAS THERE TEMPERED BY THE GENERAL AUTHORITY AND LAWS OF THE CONFEDERACY.
850 Imperfect records remain of this curious political structure. If its interior workings were fully known, it would probably shed more light on federal government than any similar experiment.
843 851
844 We are not to conclude too hastily, however, that faction did not, in a certain degree, agitate the particular cities; much less that a due subordination and harmony reigned in the general system. The contrary is sufficiently displayed in the vicissitudes and fate of the republic.
852 All historians of Achaean affairs confirm that—after Aratus revived the league and before Macedon's schemes dissolved it—there was infinitely more moderation and justice in its administration, and less violence and sedition, than in any city exercising sovereignty alone. The Abbé Mably notes:
845 853
846 Whilst the Amphictyonic confederacy remained, that of the Achaeans, which comprehended the less important cities only, made little figure on the theatre of Greece. When the former became a victim to Macedon, the latter was spared by the policy of Philip and Alexander. Under the successors of these princes, however, a different policy prevailed. The arts of division were practiced among the Achaeans. Each city was seduced into a separate interest; the union was dissolved. Some of the cities fell under the tyranny of Macedonian garrisons; others under that of usurpers springing out of their own confusions. Shame and oppression erelong awaken their love of liberty. A few cities reunited. Their example was followed by others, as opportunities were found of cutting off their tyrants. The league soon embraced almost the whole Peloponnesus. Macedon saw its progress; but was hindered by internal dissensions from stopping it. All Greece caught the enthusiasm and seemed ready to unite in one confederacy, when the jealousy and envy in Sparta and Athens, of the rising glory of the Achaeans, threw a fatal damp on the enterprise. The dread of the Macedonian power induced the league to court the alliance of the Kings of Egypt and Syria, who, as successors of Alexander, were rivals of the king of Macedon. This policy was defeated by Cleomenes, king of Sparta, who was led by his ambition to make an unprovoked attack on his neighbors, the Achaeans, and who, as an enemy to Macedon, had interest enough with the Egyptian and Syrian princes to effect a breach of their engagements with the league.
854 > **Quote:** "the popular government, which was so tempestuous elsewhere, caused no disorders in the members of the Achaean republic, BECAUSE IT WAS THERE TEMPERED BY THE GENERAL AUTHORITY AND LAWS OF THE CONFEDERACY."
847 855
848 The Achaeans were now reduced to the dilemma of submitting to Cleomenes, or of supplicating the aid of Macedon, its former oppressor. The latter expedient was adopted. The contests of the Greeks always afforded a pleasing opportunity to that powerful neighbor of intermeddling in their affairs. A Macedonian army quickly appeared. Cleomenes was vanquished. The Achaeans soon experienced, as often happens, that a victorious and powerful ally is but another name for a master. All that their most abject compliances could obtain from him was a toleration of the exercise of their laws. Philip, who was now on the throne of Macedon, soon provoked by his tyrannies, fresh combinations among the Greeks. The Achaeans, though weakened by internal dissensions and by the revolt of Messene, one of its members, being joined by the AEtolians and Athenians, erected the standard of opposition. Finding themselves, though thus supported, unequal to the undertaking, they once more had recourse to the dangerous expedient of introducing the succor of foreign arms. The Romans, to whom the invitation was made, eagerly embraced it. Philip was conquered; Macedon subdued. A new crisis ensued to the league. Dissensions broke out among it members. These the Romans fostered. Callicrates and other popular leaders became mercenary instruments for inveigling their countrymen. The more effectually to nourish discord and disorder the Romans had, to the astonishment of those who confided in their sincerity, already proclaimed universal liberty[1] throughout Greece. With the same insidious views, they now seduced the members from the league, by representing to their pride the violation it committed on their sovereignty. By these arts this union, the last hope of Greece, the last hope of ancient liberty, was torn into pieces; and such imbecility and distraction introduced, that the arms of Rome found little difficulty in completing the ruin which their arts had commenced. The Achaeans were cut to pieces, and Achaia loaded with chains, under which it is groaning at this hour.
856 We should not conclude, however, that factionalism never agitated individual cities, much less that perfect harmony reigned in the system. The opposite is shown in the republic's fluctuations and ultimate fate.
849 857
850 I have thought it not superfluous to give the outlines of this important portion of history; both because it teaches more than one lesson, and because, as a supplement to the outlines of the Achaean constitution, it emphatically illustrates the tendency of federal bodies rather to anarchy among the members, than to tyranny in the head.
858 While the Amphictyonic confederacy remained active, the Achaean League—which included only minor cities—made little impact. When the former fell to Macedon, the latter was spared by Philip and Alexander's policy. Under their successors, however, the arts of division were used against the Achaeans. Each city was seduced into pursuing separate interests; the union dissolved. Some fell under Macedonian garrisons, others under internal usurpers. Before long, shame and oppression awakened their love of liberty. A few cities reunited; others followed as they expelled tyrants. The league soon embraced almost all the Peloponnesus. Macedon saw its progress but internal dissension prevented intervention. All Greece caught the enthusiasm and seemed ready to unite, until Athens and Sparta's jealousy of the Achaeans' rising glory cast a fatal damp on the project. Fear of Macedon led the league to seek alliances with the kings of Egypt and Syria, Alexander's successors and Macedon's rivals. Cleomenes, king of Sparta, defeated this policy through an unprovoked attack on his Achaean neighbors. As Macedon's enemy, he had influence enough with the Egyptian and Syrian princes to break their agreements with the league.
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852 PUBLIUS.
860 The Achaeans faced the choice of submitting to Cleomenes or seeking aid from Macedon, their former oppressor. They chose the latter, and a Macedonian army quickly arrived. Cleomenes was defeated, but the Achaeans soon discovered, as often happens, that a victorious ally is simply another name for a master. All their humble compliance could obtain was mere toleration of their laws. Philip, now on Macedon's throne, soon provoked new combinations among the Greeks through his tyrannies. The Achaeans, weakened by internal disputes and Messene's revolt, joined the Aetolians and Athenians in opposition. Finding themselves unequal, they again resorted to the dangerous tactic of inviting foreign arms. The Romans eagerly accepted. Philip was conquered; Macedon subdued. A new crisis followed. Dissensions broke out among members, encouraged by Rome. Callicrates and other leaders became paid instruments for deceiving their countrymen. To nourish discord, the Romans—astonishing those who trusted their sincerity—had proclaimed "universal liberty" throughout Greece, a deceptive name for members' independence from the federal head. With insidious goals, they seduced members away by appealing to their pride, claiming the league violated their sovereignty. Through these tactics, this union—the last hope of Greek liberty—was torn to pieces. The Romans found little difficulty completing with arms the ruin their arts had begun. The Achaeans were destroyed, and Achaia loaded with chains under which it still groans.
853 861
854 [1] This was but another name more specious for the independence of the members on the federal head.
862 I have outlined this important history because it teaches multiple lessons and, supplementing the Achaean constitution, provides a warning that:
855 863
864 > **Quote:** "it emphatically illustrates the tendency of federal bodies rather to anarchy among the members, than to tyranny in the head."
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866 PUBLIUS.
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859 868 ## No. XIX. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
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861 870 For the Independent Journal.
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866 875 To the People of the State of New York:
867 876
868 The examples of ancient confederacies, cited in my last paper, have not exhausted the source of experimental instruction on this subject. There are existing institutions, founded on a similar principle, which merit particular consideration. The first which presents itself is the Germanic body.
877 The lessons of ancient confederacies are not the only ones we can learn from. Existing institutions based on similar principles deserve consideration—first among them, the Germanic body.
869 878
870 In the early ages of Christianity, Germany was occupied by seven distinct nations, who had no common chief. The Franks, one of the number, having conquered the Gauls, established the kingdom which has taken its name from them. In the ninth century Charlemagne, its warlike monarch, carried his victorious arms in every direction; and Germany became a part of his vast dominions. On the dismemberment, which took place under his sons, this part was erected into a separate and independent empire. Charlemagne and his immediate descendants possessed the reality, as well as the ensigns and dignity of imperial power. But the principal vassals, whose fiefs had become hereditary, and who composed the national diets which Charlemagne had not abolished, gradually threw off the yoke and advanced to sovereign jurisdiction and independence. The force of imperial sovereignty was insufficient to restrain such powerful dependants; or to preserve the unity and tranquillity of the empire. The most furious private wars, accompanied with every species of calamity, were carried on between the different princes and states. The imperial authority, unable to maintain the public order, declined by degrees till it was almost extinct in the anarchy, which agitated the long interval between the death of the last emperor of the Suabian, and the accession of the first emperor of the Austrian lines. In the eleventh century the emperors enjoyed full sovereignty: In the fifteenth they had little more than the symbols and decorations of power.
879 Germany began as seven distinct nations without a common leader. After Charlemagne conquered the region in the ninth century, it became part of his empire, then a separate one. His successors possessed the reality, as well as the ensigns and dignity, of imperial power; however, hereditary vassals in the national diets gradually threw off the yoke and asserted their independence. The central government proved too weak to control them, plunging the empire into civil war. Imperial authority steadily declined, nearly extinguished in the anarchy between the last Suabian emperor and the first Austrian line; by the fifteenth century, the emperors retained only the symbols of power.
871 880
872 Out of this feudal system, which has itself many of the important features of a confederacy, has grown the federal system which constitutes the Germanic empire. Its powers are vested in a diet representing the component members of the confederacy; in the emperor, who is the executive magistrate, with a negative on the decrees of the diet; and in the imperial chamber and the aulic council, two judiciary tribunals having supreme jurisdiction in controversies which concern the empire, or which happen among its members.
881 From this feudal, quasi-confederate system grew the present Germanic empire. Power resides in a diet representing member states; an emperor serving as executive with veto power; and two supreme judicial tribunals—the imperial chamber and aulic council.
873 882
874 The diet possesses the general power of legislating for the empire; of making war and peace; contracting alliances; assessing quotas of troops and money; constructing fortresses; regulating coin; admitting new members; and subjecting disobedient members to the ban of the empire, by which the party is degraded from his sovereign rights and his possessions forfeited. The members of the confederacy are expressly restricted from entering into compacts prejudicial to the empire; from imposing tolls and duties on their mutual intercourse, without the consent of the emperor and diet; from altering the value of money; from doing injustice to one another; or from affording assistance or retreat to disturbers of the public peace. And the ban is denounced against such as shall violate any of these restrictions. The members of the diet, as such, are subject in all cases to be judged by the emperor and diet, and in their private capacities by the aulic council and imperial chamber.
883 The diet legislates for the empire, making war and peace, forming alliances, setting quotas for troops and money, building fortresses, regulating currency, admitting members, and imposing the "ban of the empire"—stripping sovereign rights and forfeiting possessions from disobedient members.
875 884
876 The prerogatives of the emperor are numerous. The most important of them are: his exclusive right to make propositions to the diet; to negative its resolutions; to name ambassadors; to confer dignities and titles; to fill vacant electorates; to found universities; to grant privileges not injurious to the states of the empire; to receive and apply the public revenues; and generally to watch over the public safety. In certain cases, the electors form a council to him. In quality of emperor, he possesses no territory within the empire, nor receives any revenue for his support. But his revenue and dominions, in other qualities, constitute him one of the most powerful princes in Europe.
885 Members are forbidden from making harmful agreements, imposing tolls without consent, altering currency value, acting unjustly, or aiding disturbers of the peace—all punishable by the ban. Diet members may be judged by emperor and diet officially, or by the aulic council and imperial chamber privately.
877 886
878 From such a parade of constitutional powers, in the representatives and head of this confederacy, the natural supposition would be, that it must form an exception to the general character which belongs to its kindred systems. Nothing would be further from the reality. The fundamental principle on which it rests, that the empire is a community of sovereigns, that the diet is a representation of sovereigns and that the laws are addressed to sovereigns, renders the empire a nerveless body, incapable of regulating its own members, insecure against external dangers, and agitated with unceasing fermentations in its own bowels.
887 The emperor proposes measures to the diet, holds veto power, appoints ambassadors, grants titles and honors, fills vacant electorates, founds universities, grants harmless privileges, manages public revenue, and oversees public safety—the electors sometimes serving as his council. Though emperor holds no territory nor salary within the empire, his other dominions make him one of Europe's most powerful princes.
879 888
880 The history of Germany is a history of wars between the emperor and the princes and states; of wars among the princes and states themselves; of the licentiousness of the strong, and the oppression of the weak; of foreign intrusions, and foreign intrigues; of requisitions of men and money disregarded, or partially complied with; of attempts to enforce them, altogether abortive, or attended with slaughter and desolation, involving the innocent with the guilty; of general inbecility, confusion, and misery.
889 Despite these impressive constitutional powers, the Germanic system proves no exception to confederate failure.
881 890
882 In the sixteenth century, the emperor, with one part of the empire on his side, was seen engaged against the other princes and states. In one of the conflicts, the emperor himself was put to flight, and very near being made prisoner by the elector of Saxony. The late king of Prussia was more than once pitted against his imperial sovereign; and commonly proved an overmatch for him. Controversies and wars among the members themselves have been so common, that the German annals are crowded with the bloody pages which describe them. Previous to the peace of Westphalia, Germany was desolated by a war of thirty years, in which the emperor, with one half of the empire, was on one side, and Sweden, with the other half, on the opposite side. Peace was at length negotiated, and dictated by foreign powers; and the articles of it, to which foreign powers are parties, made a fundamental part of the Germanic constitution.
891 > **Quote:** "The fundamental principle on which it rests, that the empire is a community of sovereigns, that the diet is a representation of sovereigns and that the laws are addressed to sovereigns, renders the empire a nerveless body, incapable of regulating its own members, insecure against external dangers, and agitated with unceasing fermentations in its own bowels."
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884 If the nation happens, on any emergency, to be more united by the necessity of self-defense, its situation is still deplorable. Military preparations must be preceded by so many tedious discussions, arising from the jealousies, pride, separate views, and clashing pretensions of sovereign bodies, that before the diet can settle the arrangements, the enemy are in the field; and before the federal troops are ready to take it, are retiring into winter quarters.
893 > **Quote:** "The history of Germany is a history of wars between the emperor and the princes and states; of wars among the princes and states themselves; of the licentiousness of the strong, and the oppression of the weak; of foreign intrusions, and foreign intrigues; of requisitions of men and money disregarded, or partially complied with; of attempts to enforce them, altogether abortive, or attended with slaughter and desolation, involving the innocent with the guilty; of general inbecility, confusion, and misery."
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886 The small body of national troops, which has been judged necessary in time of peace, is defectively kept up, badly paid, infected with local prejudices, and supported by irregular and disproportionate contributions to the treasury.
895 In the sixteenth century, emperor fought princes and states; in one conflict, he fled, nearly captured by the Elector of Saxony. The late King of Prussia frequently defied and bested his imperial sovereign. Member disputes and wars fill German history with bloodshed.
887 896
888 The impossibility of maintaining order and dispensing justice among these sovereign subjects, produced the experiment of dividing the empire into nine or ten circles or districts; of giving them an interior organization, and of charging them with the military execution of the laws against delinquent and contumacious members. This experiment has only served to demonstrate more fully the radical vice of the constitution. Each circle is the miniature picture of the deformities of this political monster. They either fail to execute their commissions, or they do it with all the devastation and carnage of civil war. Sometimes whole circles are defaulters; and then they increase the mischief which they were instituted to remedy.
897 The Thirty Years' War, in which emperor and half the empire fought Sweden and the other half, devastated Germany before foreign powers imposed the Peace of Westphalia—which became fundamental to the Germanic constitution.
889 898
890 We may form some judgment of this scheme of military coercion from a sample given by Thuanus. In Donawerth, a free and imperial city of the circle of Suabia, the Abb 300 de St. Croix enjoyed certain immunities which had been reserved to him. In the exercise of these, on some public occasions, outrages were committed on him by the people of the city. The consequence was that the city was put under the ban of the empire, and the Duke of Bavaria, though director of another circle, obtained an appointment to enforce it. He soon appeared before the city with a corps of ten thousand troops, and finding it a fit occasion, as he had secretly intended from the beginning, to revive an antiquated claim, on the pretext that his ancestors had suffered the place to be dismembered from his territory,[1] he took possession of it in his own name, disarmed, and punished the inhabitants, and reannexed the city to his domains.
899 Even in emergencies, the situation remains miserable. Tedious discussions—inspired by jealousy, pride, conflicting goals, and clashing claims—delay preparations until the enemy is already advancing; by the time federal troops mobilize, the enemy is often retiring to winter quarters.
891 900
892 It may be asked, perhaps, what has so long kept this disjointed machine from falling entirely to pieces? The answer is obvious: The weakness of most of the members, who are unwilling to expose themselves to the mercy of foreign powers; the weakness of most of the principal members, compared with the formidable powers all around them; the vast weight and influence which the emperor derives from his separate and heriditary dominions; and the interest he feels in preserving a system with which his family pride is connected, and which constitutes him the first prince in Europe; —these causes support a feeble and precarious Union; whilst the repellant quality, incident to the nature of sovereignty, and which time continually strengthens, prevents any reform whatever, founded on a proper consolidation. Nor is it to be imagined, if this obstacle could be surmounted, that the neighboring powers would suffer a revolution to take place which would give to the empire the force and preeminence to which it is entitled. Foreign nations have long considered themselves as interested in the changes made by events in this constitution; and have, on various occasions, betrayed their policy of perpetuating its anarchy and weakness.
901 Peacetime forces are defectively maintained, badly paid, infected with local prejudices, and supported by irregular and disproportionate contributions.
893 902
894 If more direct examples were wanting, Poland, as a government over local sovereigns, might not improperly be taken notice of. Nor could any proof more striking be given of the calamities flowing from such institutions. Equally unfit for self-government and self-defense, it has long been at the mercy of its powerful neighbors; who have lately had the mercy to disburden it of one third of its people and territories.
903 The impossibility of maintaining order led to the experiment of dividing the empire into nine or ten "circles" or districts to enforce the law. This experiment only highlighted the systemic flaws; as Publius notes, each circle became a
895 904
896 The connection among the Swiss cantons scarcely amounts to a confederacy; though it is sometimes cited as an instance of the stability of such institutions.
905 > **Quote:** 'miniature picture of the deformities of this political monster.'
897 906
898 They have no common treasury; no common troops even in war; no common coin; no common judicatory; nor any other common mark of sovereignty.
907 They either fail to carry out their duties or do so with civil war's destruction and bloodshed. Sometimes entire circles fail to pay their shares, increasing the problems they were meant to solve.
899 908
900 They are kept together by the peculiarity of their topographical position; by their individual weakness and insignificancy; by the fear of powerful neighbors, to one of which they were formerly subject; by the few sources of contention among a people of such simple and homogeneous manners; by their joint interest in their dependent possessions; by the mutual aid they stand in need of, for suppressing insurrections and rebellions, an aid expressly stipulated and often required and afforded; and by the necessity of some regular and permanent provision for accomodating disputes among the cantons. The provision is, that the parties at variance shall each choose four judges out of the neutral cantons, who, in case of disagreement, choose an umpire. This tribunal, under an oath of impartiality, pronounces definitive sentence, which all the cantons are bound to enforce. The competency of this regulation may be estimated by a clause in their treaty of 1683, with Victor Amadeus of Savoy; in which he obliges himself to interpose as mediator in disputes between the cantons, and to employ force, if necessary, against the contumacious party.
909 The historian Thuanus provides a telling example. In Donawerth, a free imperial city, residents attacked the Abbot of St. Croix while he exercised his privileges. The city was placed under the imperial ban, and the Duke of Bavaria—though from a different circle—was appointed to enforce it. He arrived with ten thousand troops, revived an ancestral claim to the territory, and, as historian Pfeffel notes, seized the city under pretext of reimbursing costs, disarming inhabitants and re-annexing the territory.
901 910
902 So far as the peculiarity of their case will admit of comparison with that of the United States, it serves to confirm the principle intended to be established. Whatever efficacy the union may have had in ordinary cases, it appears that the moment a cause of difference sprang up, capable of trying its strength, it failed. The controversies on the subject of religion, which in three instances have kindled violent and bloody contests, may be said, in fact, to have severed the league. The Protestant and Catholic cantons have since had their separate diets, where all the most important concerns are adjusted, and which have left the general diet little other business than to take care of the common bailages.
911 What has prevented this broken machine from collapsing? The weakness of members afraid of foreign domination; the emperor's own hereditary power and family pride; and foreign powers' interest in preserving German anarchy. Sovereignty's natural repulsion, growing stronger over time, prevents genuine reform, while neighboring nations would likely block any revolution that might create a strong, dominant empire.
903 912
904 That separation had another consequence, which merits attention. It produced opposite alliances with foreign powers: of Berne, at the head of the Protestant association, with the United Provinces; and of Luzerne, at the head of the Catholic association, with France.
913 Poland offers a striking proof of the calamities resulting from such institutions. As a government over local sovereigns, it has proven equally unfit for self-government or self-defense, and recently suffered the "mercy" of powerful neighbors who stripped it of one-third of its people and territory.
905 914
906 PUBLIUS.
915 The connection between the Swiss cantons hardly qualifies as a confederacy, though it is sometimes mentioned as an example of stability in such systems. They lack a common treasury, army (even in war), currency, court system, or any standard mark of sovereignty.
907 916
908 [1] Pfeffel, “Nouvel Abrég. Chronol. de l’Hist., etc., d’Allemagne,” says the pretext was to indemnify himself for the expense of the expedition.
917 Geography, mutual weakness, fear of powerful neighbors, the simple and homogeneous manners of the people, shared interests in dependent territories, and the necessity of mutual aid against uprisings hold them together.
909 918
919 The method: each side chooses four judges from neutral cantons, who select an umpire if deadlocked. This tribunal, sworn to impartiality, issues enforceable rulings. The effectiveness of this system can be judged by a clause in their 1683 treaty with Victor Amadeus, who promised to mediate disputes and use force if necessary against non-compliance.
910 920
921 Their experience confirms our principle: however effective in normal circumstances, the union failed when significant conflict arose. Religious controversies sparked three bloody wars that tore it apart. Since then, Protestant and Catholic cantons have maintained separate assemblies for important issues, leaving the general diet only to manage common territories.
911 922
923 This split led Protestant Bern to ally with the United Provinces and Catholic Lucerne with France.
912 924
925 PUBLIUS.
926
913 927 ## No. XX. - The Same Subject Continued (The Insufficiency of the Present Confederation to Preserve the Union)
914 928
915 929 From the New York Packet.
@@ -921,97 +935,97 @@
921 935
922 936 To the People of the State of New York:
923 937
924 The United Netherlands are a confederacy of republics, or rather of aristocracies of a very remarkable texture, yet confirming all the lessons derived from those which we have already reviewed.
938 The United Netherlands—a confederacy of republics, or more accurately, aristocracies of a very remarkable texture—confirms all our previous lessons. Seven equal, sovereign states form the union, each composed of independent cities. In all major matters, both provinces and cities must agree unanimously.
925 939
926 The union is composed of seven coequal and sovereign states, and each state or province is a composition of equal and independent cities. In all important cases, not only the provinces but the cities must be unanimous.
940 The States-General—about fifty deputies appointed by the provinces—represents the Union's sovereignty. Terms vary: some serve for life, others for six, three, or one years; in two provinces, they serve at the appointing authority's discretion.
927 941
928 The sovereignty of the Union is represented by the States-General, consisting usually of about fifty deputies appointed by the provinces. They hold their seats, some for life, some for six, three, and one years; from two provinces they continue in appointment during pleasure.
942 The States-General may treaty, make war, raise armies, equip fleets, and demand contributions—but only with unanimity and constituent approval. It may also appoint ambassadors, execute treaties, manage duties, regulate the mint (respecting provincial rights), and govern territories. Provinces cannot, without general consent, make foreign treaties, establish harmful taxes, or charge neighbors higher duties than their own citizens. A council of state, chamber of accounts, and five naval boards support this administration.
929 943
930 The States-General have authority to enter into treaties and alliances; to make war and peace; to raise armies and equip fleets; to ascertain quotas and demand contributions. In all these cases, however, unanimity and the sanction of their constituents are requisite. They have authority to appoint and receive ambassadors; to execute treaties and alliances already formed; to provide for the collection of duties on imports and exports; to regulate the mint, with a saving to the provincial rights; to govern as sovereigns the dependent territories. The provinces are restrained, unless with the general consent, from entering into foreign treaties; from establishing imposts injurious to others, or charging their neighbors with higher duties than their own subjects. A council of state, a chamber of accounts, with five colleges of admiralty, aid and fortify the federal administration.
944 The stadtholder—currently an hereditary prince—is the union's executive leader. His influence stems from his independent title, vast estates, connections to Europe's monarchs, and, most importantly, from holding office in both the individual provinces and the union. Provincially, he appoints magistrates, executes decrees, presides over courts at his discretion, and pardons.
931 945
932 The executive magistrate of the union is the stadtholder, who is now an hereditary prince. His principal weight and influence in the republic are derived from this independent title; from his great patrimonial estates; from his family connections with some of the chief potentates of Europe; and, more than all, perhaps, from his being stadtholder in the several provinces, as well as for the union; in which provincial quality he has the appointment of town magistrates under certain regulations, executes provincial decrees, presides when he pleases in the provincial tribunals, and has throughout the power of pardon.
946 As national stadtholder, he wields significant powers. Politically, he settles inter-provincial disputes, participates in the States-General's deliberations, grants audiences to ambassadors, and maintains agents abroad. Militarily, he commands federal troops, manages garrisons, controls appointments from colonels to ensigns, and governs fortified towns. As admiral-general, he oversees the navy, presides over naval boards directly or by proxy, appoints officers, and establishes military courts whose sentences require his approval. His revenue, separate from his private wealth, is three hundred thousand florins, and he commands a standing army of about forty thousand men.
933 947
934 As stadtholder of the union, he has, however, considerable prerogatives.
948 Such is the Belgic confederacy on paper. In practice? The government is marked by imbecility, provinces conflict constantly, foreign nations exert undue influence and humiliate the nation, peace is unstable, and war brings unique disasters.
935 949
936 In his political capacity he has authority to settle disputes between the provinces, when other methods fail; to assist at the deliberations of the States-General, and at their particular conferences; to give audiences to foreign ambassadors, and to keep agents for his particular affairs at foreign courts.
950 Grotius observed that only common hatred of the House of Austria prevented the constitution's flaws from ruining them. Another respected writer notes that while the Union of Utrecht grants the States-General authority sufficient for harmony, provincial jealousy makes reality differ from theory. Another writer adds that required contributions have never been—and likely never will be—enforced, as inland provinces with little trade cannot afford their share.
937 951
938 In his military capacity he commands the federal troops, provides for garrisons, and in general regulates military affairs; disposes of all appointments, from colonels to ensigns, and of the governments and posts of fortified towns.
952 In practice, contribution rules are ignored. Willing provinces must pay without waiting for others, then seek reimbursement through delegations. Holland's wealth and influence allow it to fund and collect. Overdue payments have been collected at bayonet-point. This is terrible but possible when one member dominates; it is impossible when members are equal in strength and resources, each capable of sustained defense.
939 953
940 In his marine capacity he is admiral-general, and superintends and directs every thing relative to naval forces and other naval affairs; presides in the admiralties in person or by proxy; appoints lieutenant-admirals and other officers; and establishes councils of war, whose sentences are not executed till he approves them.
954 Sir William Temple observed that foreign diplomats elude the central government by exploiting the requirement to refer matters back to the provinces (*ad referendum*). The 1726 Treaty of Hanover was delayed a full year this way; such examples are numerous.
941 955
942 His revenue, exclusive of his private income, amounts to three hundred thousand florins. The standing army which he commands consists of about forty thousand men.
956 In emergencies, the States-General exceeds constitutional limits: in 1688 they concluded a treaty on their own authority; the 1648 Treaty of Westphalia was signed without Zealand's consent; and the recent peace treaty with Britain ignored the unanimity requirement. > **Quote:** "A weak constitution must necessarily terminate in dissolution, for want of proper powers, or the usurpation of powers requisite for the public safety." Such seizure may stop at a helpful point or continue to dangerous extremes. Tyranny has perhaps grown more often from emergency powers demanded by defective constitutions than from full exercise of broad authority.
943 957
944 Such is the nature of the celebrated Belgic confederacy, as delineated on parchment. What are the characters which practice has stamped upon it? Imbecility in the government; discord among the provinces; foreign influence and indignities; a precarious existence in peace, and peculiar calamities from war.
958 Despite the stadtholder's problems, many believe his provincial influence prevents the confederacy's inherent anarchy from dissolving it. Abbé Mably writes: "Under such a government, the Union could never have survived if the provinces did not have a spring within themselves capable of quickening their tardiness and forcing them to the same way of thinking. This spring is the stadtholder." Sir William Temple noted that when no stadtholder existed, Holland filled the gap with its wealth and authority, making other provinces dependent.
945 959
946 It was long ago remarked by Grotius, that nothing but the hatred of his countrymen to the house of Austria kept them from being ruined by the vices of their constitution.
960 Other factors also prevent collapse. Surrounding powers make some union necessary, even as they encourage constitutional flaws that keep the republic at their mercy.
947 961
948 The union of Utrecht, says another respectable writer, reposes an authority in the States-General, seemingly sufficient to secure harmony, but the jealousy in each province renders the practice very different from the theory.
962 True patriots have long lamented these flaws and attempted four formal experiments through EXTRAORDINARY ASSEMBLIES to find remedies. Each time, they found it impossible to UNITE THE PUBLIC COUNCILS to fix the acknowledged, fatal problems of the existing constitution. Let us pause, my fellow citizens, over this cautionary lesson. As we mourn the calamities brought by conflicting opinions and selfish passions, let our gratitude rise to Heaven for the remarkable concord that has distinguished our own political consultations.
949 963
950 The same instrument, says another, obliges each province to levy certain contributions; but this article never could, and probably never will, be executed; because the inland provinces, who have little commerce, cannot pay an equal quota.
964 A plan for a federal general tax also failed, opposed by many.
951 965
952 In matters of contribution, it is the practice to waive the articles of the constitution. The danger of delay obliges the consenting provinces to furnish their quotas, without waiting for the others; and then to obtain reimbursement from the others, by deputations, which are frequent, or otherwise, as they can. The great wealth and influence of the province of Holland enable her to effect both these purposes.
966 These unhappy people now face popular uprisings, internal conflicts, and foreign invasion. The world watches this spectacle. Humanity's first wish is that this trial produces a revolution establishing a firm union bringing peace, freedom, and happiness. The second is that our sanctuary, where we trust these blessings will soon be secured, may eventually comfort them after their nation's collapse.
953 967
954 It has more than once happened, that the deficiencies had to be ultimately collected at the point of the bayonet; a thing practicable, though dreadful, in a confedracy where one of the members exceeds in force all the rest, and where several of them are too small to meditate resistance; but utterly impracticable in one composed of members, several of which are equal to each other in strength and resources, and equal singly to a vigorous and persevering defense.
968 I make no apology for examining these historical precedents.
955 969
956 Foreign ministers, says Sir William Temple, who was himself a foreign minister, elude matters taken ad referendum, by tampering with the provinces and cities. In 1726, the treaty of Hanover was delayed by these means a whole year. Instances of a like nature are numerous and notorious.
970 > **Quote:** "Experience is the oracle of truth; and where its responses are unequivocal, they ought to be conclusive and sacred."
957 971
958 In critical emergencies, the States-General are often compelled to overleap their constitutional bounds. In 1688, they concluded a treaty of themselves at the risk of their heads. The treaty of Westphalia, in 1648, by which their independence was formerly and finally recognized, was concluded without the consent of Zealand. Even as recently as the last treaty of peace with Great Britain, the constitutional principle of unanimity was departed from. A weak constitution must necessarily terminate in dissolution, for want of proper powers, or the usurpation of powers requisite for the public safety. Whether the usurpation, when once begun, will stop at the salutary point, or go forward to the dangerous extreme, must depend on the contingencies of the moment. Tyranny has perhaps oftener grown out of the assumptions of power, called for, on pressing exigencies, by a defective constitution, than out of the full exercise of the largest constitutional authorities.
972 The crucial lesson is:
959 973
960 Notwithstanding the calamities produced by the stadtholdership, it has been supposed that without his influence in the individual provinces, the causes of anarchy manifest in the confederacy would long ago have dissolved it. “Under such a government,” says the Abbe Mably, “the Union could never have subsisted, if the provinces had not a spring within themselves, capable of quickening their tardiness, and compelling them to the same way of thinking. This spring is the stadtholder.” It is remarked by Sir William Temple, “that in the intermissions of the stadtholdership, Holland, by her riches and her authority, which drew the others into a sort of dependence, supplied the place.”
974 > **Quote:** "a sovereignty over sovereigns, a government over governments, a legislation for communities, as contradistinguished from individuals, as it is a solecism in theory, so in practice it is subversive of the order and ends of civil polity, by substituting VIOLENCE in place of LAW, or the destructive COERCION of the SWORD in place of the mild and salutary COERCION of the MAGISTRACY."
961 975
962 These are not the only circumstances which have controlled the tendency to anarchy and dissolution. The surrounding powers impose an absolute necessity of union to a certain degree, at the same time that they nourish by their intrigues the constitutional vices which keep the republic in some degree always at their mercy.
976 PUBLIUS.
963 977
964 The true patriots have long bewailed the fatal tendency of these vices, and have made no less than four regular experiments by EXTRAORDINARY ASSEMBLIES, convened for the special purpose, to apply a remedy. As many times has their laudable zeal found it impossible to UNITE THE PUBLIC COUNCILS in reforming the known, the acknowledged, the fatal evils of the existing constitution. Let us pause, my fellow-citizens, for one moment, over this melancholy and monitory lesson of history; and with the tear that drops for the calamities brought on mankind by their adverse opinions and selfish passions, let our gratitude mingle an ejaculation to Heaven, for the propitious concord which has distinguished the consultations for our political happiness.
978 ## No. XXI. - Other Defects of the Present Confederation
965 979
966 A design was also conceived of establishing a general tax to be administered by the federal authority. This also had its adversaries and failed.
980 For the Independent Journal.
967 981
968 This unhappy people seem to be now suffering from popular convulsions, from dissensions among the states, and from the actual invasion of foreign arms, the crisis of their destiny. All nations have their eyes fixed on the awful spectacle. The first wish prompted by humanity is, that this severe trial may issue in such a revolution of their government as will establish their union, and render it the parent of tranquillity, freedom and happiness: The next, that the asylum under which, we trust, the enjoyment of these blessings will speedily be secured in this country, may receive and console them for the catastrophe of their own.
982 HAMILTON
969 983
970 I make no apology for having dwelt so long on the contemplation of these federal precedents. Experience is the oracle of truth; and where its responses are unequivocal, they ought to be conclusive and sacred. The important truth, which it unequivocally pronounces in the present case, is that a sovereignty over sovereigns, a government over governments, a legislation for communities, as contradistinguished from individuals, as it is a solecism in theory, so in practice it is subversive of the order and ends of civil polity, by substituting VIOLENCE in place of LAW, or the destructive COERCION of the SWORD in place of the mild and salutary COERCION of the MAGISTRACY.
971 984
972 PUBLIUS.
985 To the People of the State of New York:
973 986
987 After reviewing other confederacies, I now list the primary defects that have disappointed our hopes. To judge the proper remedy, we must understand the extent and malignancy of the disease.
974 988
989 The Confederation's most obvious defect is its lack of legal sanction. It has no power to enforce its resolutions—through fines, privilege suspension, or any constitutional method. No authority is delegated to use force against delinquent states. Even if such right were assumed from the social contract, it would contradict Article II:
975 990
991 > **Quote:** "each State shall retain every power, jurisdiction, and right, not EXPRESSLY delegated to the United States in Congress assembled."
976 992
977 ## No. XXI. - Other Defects of the Present Confederation
993 It is absurd to suppose such a right doesn't exist, yet we face a dilemma: accept this preposterous supposition or explain away a provision praised by the Constitution's opponents. If we honor this celebrated provision, we must conclude:
978 994
979 For the Independent Journal.
995 > **Quote:** "the United States afford the extraordinary spectacle of a government destitute even of the shadow of constitutional power to enforce the execution of its own laws."
980 996
981 HAMILTON
997 The American Confederacy thus presents a new and unprecedented phenomenon.
982 998
999 Another major flaw is the lack of mutual guarantee for state governments. No such provision exists; implying one would contradict Article II even more than implying a coercion power. While less immediately fatal than the lack of sanction, it still endangers the Union.
983 1000
984 To the People of the State of New York:
1001 Without a guarantee, the Union cannot repel domestic dangers threatening state constitutions. Usurpation could rear its crest in any state and trample upon the liberties of the people, while the national government could only watch its encroachments with indignation and regret. Massachusetts's recent unrest proves this is not theoretical. Who can determine what the outcome might have been if the rebels had been led by a Caesar or a Cromwell? What effect would Massachusetts despotism have on neighboring states?
985 1002
986 Having in the three last numbers taken a summary review of the principal circumstances and events which have depicted the genius and fate of other confederate governments, I shall now proceed in the enumeration of the most important of those defects which have hitherto disappointed our hopes from the system established among ourselves. To form a safe and satisfactory judgment of the proper remedy, it is absolutely necessary that we should be well acquainted with the extent and malignity of the disease.
1003 Some object to federal guarantee as meddling in internal affairs, but this deprives us of a primary union advantage and misunderstands the provision. It wouldn't block peaceful constitutional reforms by majority will, only violent changes. No society can have too many safeguards against such calamities.
987 1004
988 The next most palpable defect of the subsisting Confederation, is the total want of a SANCTION to its laws. The United States, as now composed, have no powers to exact obedience, or punish disobedience to their resolutions, either by pecuniary mulcts, by a suspension or divestiture of privileges, or by any other constitutional mode. There is no express delegation of authority to them to use force against delinquent members; and if such a right should be ascribed to the federal head, as resulting from the nature of the social compact between the States, it must be by inference and construction, in the face of that part of the second article, by which it is declared, “that each State shall retain every power, jurisdiction, and right, not EXPRESSLY delegated to the United States in Congress assembled.” There is, doubtless, a striking absurdity in supposing that a right of this kind does not exist, but we are reduced to the dilemma either of embracing that supposition, preposterous as it may seem, or of contravening or explaining away a provision, which has been of late a repeated theme of the eulogies of those who oppose the new Constitution; and the want of which, in that plan, has been the subject of much plausible animadversion, and severe criticism. If we are unwilling to impair the force of this applauded provision, we shall be obliged to conclude, that the United States afford the extraordinary spectacle of a government destitute even of the shadow of constitutional power to enforce the execution of its own laws. It will appear, from the specimens which have been cited, that the American Confederacy, in this particular, stands discriminated from every other institution of a similar kind, and exhibits a new and unexampled phenomenon in the political world.
1005 > **Quote:** The natural cure for an ill-administration, in a popular or representative constitution, is a change of men.
989 1006
990 The want of a mutual guaranty of the State governments is another capital imperfection in the federal plan. There is nothing of this kind declared in the articles that compose it; and to imply a tacit guaranty from considerations of utility, would be a still more flagrant departure from the clause which has been mentioned, than to imply a tacit power of coercion from the like considerations. The want of a guaranty, though it might in its consequences endanger the Union, does not so immediately attack its existence as the want of a constitutional sanction to its laws.
1007 National guarantee would restrain both power-grabbing rulers and rebellious factions.
991 1008
992 Without a guaranty the assistance to be derived from the Union in repelling those domestic dangers which may sometimes threaten the existence of the State constitutions, must be renounced. Usurpation may rear its crest in each State, and trample upon the liberties of the people, while the national government could legally do nothing more than behold its encroachments with indignation and regret. A successful faction may erect a tyranny on the ruins of order and law, while no succor could constitutionally be afforded by the Union to the friends and supporters of the government. The tempestuous situation from which Massachusetts has scarcely emerged, evinces that dangers of this kind are not merely speculative. Who can determine what might have been the issue of her late convulsions, if the malcontents had been headed by a Caesar or by a Cromwell? Who can predict what effect a despotism, established in Massachusetts, would have upon the liberties of New Hampshire or Rhode Island, of Connecticut or New York?
1009 Another fundamental error is the quota system for state contributions. While its inadequacy has been noted, I address now its unfairness. No common standard can measure national wealth—neither land value nor population proposed as contribution rules are fair measures.
993 1010
994 The inordinate pride of State importance has suggested to some minds an objection to the principle of a guaranty in the federal government, as involving an officious interference in the domestic concerns of the members. A scruple of this kind would deprive us of one of the principal advantages to be expected from union, and can only flow from a misapprehension of the nature of the provision itself. It could be no impediment to reforms of the State constitution by a majority of the people in a legal and peaceable mode. This right would remain undiminished. The guaranty could only operate against changes to be effected by violence. Towards the preventions of calamities of this kind, too many checks cannot be provided. The peace of society and the stability of government depend absolutely on the efficacy of the precautions adopted on this head. Where the whole power of the government is in the hands of the people, there is the less pretense for the use of violent remedies in partial or occasional distempers of the State. The natural cure for an ill-administration, in a popular or representative constitution, is a change of men. A guaranty by the national authority would be as much levelled against the usurpations of rulers as against the ferments and outrages of faction and sedition in the community.
1011 Compare the Netherlands to Russia, Germany, or France—land and population show no correlation to wealth. The same holds among American states: Virginia vs. North Carolina, Pennsylvania vs. Connecticut, Maryland vs. New Jersey. Even within New York, Kings County's active wealth far exceeds Montgomery's by any land or population measure.
995 1012
996 The principle of regulating the contributions of the States to the common treasury by QUOTAS is another fundamental error in the Confederation. Its repugnancy to an adequate supply of the national exigencies has been already pointed out, and has sufficiently appeared from the trial which has been made of it. I speak of it now solely with a view to equality among the States. Those who have been accustomed to contemplate the circumstances which produce and constitute national wealth, must be satisfied that there is no common standard or barometer by which the degrees of it can be ascertained. Neither the value of lands, nor the numbers of the people, which have been successively proposed as the rule of State contributions, has any pretension to being a just representative. If we compare the wealth of the United Netherlands with that of Russia or Germany, or even of France, and if we at the same time compare the total value of the lands and the aggregate population of that contracted district with the total value of the lands and the aggregate population of the immense regions of either of the three last-mentioned countries, we shall at once discover that there is no comparison between the proportion of either of these two objects and that of the relative wealth of those nations. If the like parallel were to be run between several of the American States, it would furnish a like result. Let Virginia be contrasted with North Carolina, Pennsylvania with Connecticut, or Maryland with New Jersey, and we shall be convinced that the respective abilities of those States, in relation to revenue, bear little or no analogy to their comparative stock in lands or to their comparative population. The position may be equally illustrated by a similar process between the counties of the same State. No man who is acquainted with the State of New York will doubt that the active wealth of King’s County bears a much greater proportion to that of Montgomery than it would appear to be if we should take either the total value of the lands or the total number of the people as a criterion!
1013 National wealth depends on infinite causes—location, soil, climate, products, government, citizen character, education, commerce, arts, industry. These create wealth differences impossible to fully capture. Consequently, no fixed rule can measure a state's tax ability. Quotas inevitably produce glaring inequality and oppression.
997 1014
998 The wealth of nations depends upon an infinite variety of causes. Situation, soil, climate, the nature of the productions, the nature of the government, the genius of the citizens, the degree of information they possess, the state of commerce, of arts, of industry, these circumstances and many more, too complex, minute, or adventitious to admit of a particular specification, occasion differences hardly conceivable in the relative opulence and riches of different countries. The consequence clearly is that there can be no common measure of national wealth, and, of course, no general or stationary rule by which the ability of a state to pay taxes can be determined. The attempt, therefore, to regulate the contributions of the members of a confederacy by any such rule, cannot fail to be productive of glaring inequality and extreme oppression.
1015 This inequality alone would destroy the Union. Burdened states would not long consent to a system that impoverishes some while others barely feel the weight. This evil is inseparable from the quota system.
999 1016
1000 This inequality would of itself be sufficient in America to work the eventual destruction of the Union, if any mode of enforcing a compliance with its requisitions could be devised. The suffering States would not long consent to remain associated upon a principle which distributes the public burdens with so unequal a hand, and which was calculated to impoverish and oppress the citizens of some States, while those of others would scarcely be conscious of the small proportion of the weight they were required to sustain. This, however, is an evil inseparable from the principle of quotas and requisitions.
1017 The only solution: authorize the national government to raise its own revenue. Import and consumption taxes—imposts and excises—may be compared to a fluid, which will, in time, find its level with the means of paying them. Citizens choose their contribution according to their resources; the wealthy may be extravagant, the poor frugal. Oppression can be avoided by selective taxing. State inequalities would balance out over time, and any remaining would be far less severe than quota-induced disparities.
1001 1018
1002 There is no method of steering clear of this inconvenience, but by authorizing the national government to raise its own revenues in its own way. Imposts, excises, and, in general, all duties upon articles of consumption, may be compared to a fluid, which will, in time, find its level with the means of paying them. The amount to be contributed by each citizen will in a degree be at his own option, and can be regulated by an attention to his resources. The rich may be extravagant, the poor can be frugal; and private oppression may always be avoided by a judicious selection of objects proper for such impositions. If inequalities should arise in some States from duties on particular objects, these will, in all probability, be counterbalanced by proportional inequalities in other States, from the duties on other objects. In the course of time and things, an equilibrium, as far as it is attainable in so complicated a subject, will be established everywhere. Or, if inequalities should still exist, they would neither be so great in their degree, so uniform in their operation, nor so odious in their appearance, as those which would necessarily spring from quotas, upon any scale that can possibly be devised.
1019 Consumption taxes have a natural safeguard: they set their own limits. If too high, they reduce consumption and revenue falls. As the saying goes:
1003 1020
1004 It is a signal advantage of taxes on articles of consumption, that they contain in their own nature a security against excess. They prescribe their own limit; which cannot be exceeded without defeating the end proposed, that is, an extension of the revenue. When applied to this object, the saying is as just as it is witty, that, “in political arithmetic, two and two do not always make four.”
1021 > **Quote:** "in political arithmetic, two and two do not always make four."
1005 1022
1006 If duties are too high, they lessen the consumption; the collection is eluded; and the product to the treasury is not so great as when they are confined within proper and moderate bounds. This forms a complete barrier against any material oppression of the citizens by taxes of this class, and is itself a natural limitation of the power of imposing them.
1023 This prevents oppression and naturally limits taxing power.
1007 1024
1008 Impositions of this kind usually fall under the denomination of indirect taxes, and must for a long time constitute the chief part of the revenue raised in this country. Those of the direct kind, which principally relate to land and buildings, may admit of a rule of apportionment. Either the value of land, or the number of the people, may serve as a standard. The state of agriculture and the populousness of a country have been considered as nearly connected with each other. And, as a rule, for the purpose intended, numbers, in the view of simplicity and certainty, are entitled to a preference. In every country it is a herculean task to obtain a valuation of the land; in a country imperfectly settled and progressive in improvement, the difficulties are increased almost to impracticability. The expense of an accurate valuation is, in all situations, a formidable objection. In a branch of taxation where no limits to the discretion of the government are to be found in the nature of things, the establishment of a fixed rule, not incompatible with the end, may be attended with fewer inconveniences than to leave that discretion altogether at large.
1025 These indirect taxes must long remain our main revenue source. Direct taxes on land and buildings require a fixed rule—either land value or population. Population is simpler, as land valuation is Herculean in any nation, nearly impossible in one still settling and improving. Where nature provides no natural limit on taxing power, a fixed rule is better than unguided discretion.
1009 1026
1010 1027 PUBLIUS.
1011 1028
1012
1013
1014
1015 1029 ## No. XXII. - The Same Subject Continued (Other Defects of the Present Confederation)
1016 1030
1017 1031 From the New York Packet.
@@ -1023,137 +1037,151 @@
1023 1037
1024 1038 To the People of the State of New York:
1025 1039
1026 In addition to the defects already enumerated in the existing federal system, there are others of not less importance, which concur in rendering it altogether unfit for the administration of the affairs of the Union.
1040 Other defects, equal in importance, combine to make the current federal system completely unfit for managing the Union's affairs.
1027 1041
1028 The want of a power to regulate commerce is by all parties allowed to be of the number. The utility of such a power has been anticipated under the first head of our inquiries; and for this reason, as well as from the universal conviction entertained upon the subject, little need be added in this place. It is indeed evident, on the most superficial view, that there is no object, either as it respects the interests of trade or finance, that more strongly demands a federal superintendence. The want of it has already operated as a bar to the formation of beneficial treaties with foreign powers, and has given occasions of dissatisfaction between the States. No nation acquainted with the nature of our political association would be unwise enough to enter into stipulations with the United States, by which they conceded privileges of any importance to them, while they were apprised that the engagements on the part of the Union might at any moment be violated by its members, and while they found from experience that they might enjoy every advantage they desired in our markets, without granting us any return but such as their momentary convenience might suggest. It is not, therefore, to be wondered at that Mr. Jenkinson, in ushering into the House of Commons a bill for regulating the temporary intercourse between the two countries, should preface its introduction by a declaration that similar provisions in former bills had been found to answer every purpose to the commerce of Great Britain, and that it would be prudent to persist in the plan until it should appear whether the American government was likely or not to acquire greater consistency.[1]
1042 The lack of power to regulate commerce is universally acknowledged as a fundamental defect. Its necessity is obvious: no issue demands federal oversight more than trade and finance. This deficiency has already prevented beneficial treaties, as no nation would grant us privileges knowing the Union's commitments could be violated by individual members. Experience shows foreign powers enjoy every advantage in our markets without reciprocation. When Mr. Jenkinson introduced a trade bill in the House of Commons, he declared that previous provisions had fully served British interests and should continue until American government achieved greater stability.
1029 1043
1030 Several States have endeavored, by separate prohibitions, restrictions, and exclusions, to influence the conduct of that kingdom in this particular, but the want of concert, arising from the want of a general authority and from clashing and dissimilar views in the State, has hitherto frustrated every experiment of the kind, and will continue to do so as long as the same obstacles to a uniformity of measures continue to exist.
1044 Several states attempted separate restrictions to influence British policy, but lack of coordination—arising from the absence of central authority and conflicting state views—has frustrated every experiment. These failures will persist while uniform action remains impossible. Conflicting and unneighborly regulations have already given states just cause for offense. Without national control, such examples will multiply until citizens of each state are treated as foreigners and aliens by the others. German commerce suffers constant restriction from duties imposed by various princes, rendering the fine streams and navigable rivers with which that country is so happily watered almost useless.
1031 1045
1032 The interfering and unneighborly regulations of some States, contrary to the true spirit of the Union, have, in different instances, given just cause of umbrage and complaint to others, and it is to be feared that examples of this nature, if not restrained by a national control, would be multiplied and extended till they became not less serious sources of animosity and discord than injurious impediments to the intercourse between the different parts of the Confederacy. “The commerce of the German empire[2] is in continual trammels from the multiplicity of the duties which the several princes and states exact upon the merchandises passing through their territories, by means of which the fine streams and navigable rivers with which Germany is so happily watered are rendered almost useless.” Though the genius of the people of this country might never permit this description to be strictly applicable to us, yet we may reasonably expect, from the gradual conflicts of State regulations, that the citizens of each would at length come to be considered and treated by the others in no better light than that of foreigners and aliens.
1046 The power to raise armies under the Articles is merely the power to request quotas. During the war, this created an auction for soldiers. States outbid each other until bounties became enormous and unsustainable. This encouraged delays in enlistment, produced short terms at unprecedented expense, ruined discipline through constant turnover, and risked public safety by leaving the country defenseless during crises. It also led to oppressive methods of conscription that only a deep passion for liberty could persuade people to endure.
1033 1047
1034 The power of raising armies, by the most obvious construction of the articles of the Confederation, is merely a power of making requisitions upon the States for quotas of men. This practice in the course of the late war, was found replete with obstructions to a vigorous and to an economical system of defense. It gave birth to a competition between the States which created a kind of auction for men. In order to furnish the quotas required of them, they outbid each other till bounties grew to an enormous and insupportable size. The hope of a still further increase afforded an inducement to those who were disposed to serve to procrastinate their enlistment, and disinclined them from engaging for any considerable periods. Hence, slow and scanty levies of men, in the most critical emergencies of our affairs; short enlistments at an unparalleled expense; continual fluctuations in the troops, ruinous to their discipline and subjecting the public safety frequently to the perilous crisis of a disbanded army. Hence, also, those oppressive expedients for raising men which were upon several occasions practiced, and which nothing but the enthusiasm of liberty would have induced the people to endure.
1048 This method damages economy and fair distribution equally. States near the war, motivated by self-preservation, exceeded their abilities, while those far from danger were negligent. The inequality couldn't be settled later, as with financial contributions—no account could be settled for failing to provide men, and delinquent states showed little prospect of ever paying their financial deficiencies.
1035 1049
1036 This method of raising troops is not more unfriendly to economy and vigor than it is to an equal distribution of the burden. The States near the seat of war, influenced by motives of self-preservation, made efforts to furnish their quotas, which even exceeded their abilities; while those at a distance from danger were, for the most part, as remiss as the others were diligent, in their exertions. The immediate pressure of this inequality was not in this case, as in that of the contributions of money, alleviated by the hope of a final liquidation. The States which did not pay their proportions of money might at least be charged with their deficiencies; but no account could be formed of the deficiencies in the supplies of men. We shall not, however, see much reason to reget the want of this hope, when we consider how little prospect there is, that the most delinquent States will ever be able to make compensation for their pecuniary failures. The system of quotas and requisitions, whether it be applied to men or money, is, in every view, a system of imbecility in the Union, and of inequality and injustice among the members.
1050 > **Quote:** "The system of quotas and requisitions, whether it be applied to men or money, is, in every view, a system of imbecility in the Union, and of inequality and injustice among the members."
1037 1051
1038 The right of equal suffrage among the States is another exceptionable part of the Confederation. Every idea of proportion and every rule of fair representation conspire to condemn a principle, which gives to Rhode Island an equal weight in the scale of power with Massachusetts, or Connecticut, or New York; and to Deleware an equal voice in the national deliberations with Pennsylvania, or Virginia, or North Carolina. Its operation contradicts the fundamental maxim of republican government, which requires that the sense of the majority should prevail. Sophistry may reply, that sovereigns are equal, and that a majority of the votes of the States will be a majority of confederated America. But this kind of logical legerdemain will never counteract the plain suggestions of justice and common-sense. It may happen that this majority of States is a small minority of the people of America;[3] and two thirds of the people of America could not long be persuaded, upon the credit of artificial distinctions and syllogistic subtleties, to submit their interests to the management and disposal of one third. The larger States would after a while revolt from the idea of receiving the law from the smaller. To acquiesce in such a privation of their due importance in the political scale, would be not merely to be insensible to the love of power, but even to sacrifice the desire of equality. It is neither rational to expect the first, nor just to require the last. The smaller States, considering how peculiarly their safety and welfare depend on union, ought readily to renounce a pretension which, if not relinquished, would prove fatal to its duration.
1052 Equal voting power among states violates every principle of proportion and fair representation. It gives Rhode Island equal weight to Massachusetts, or Delaware equal voice to Pennsylvania.
1039 1053
1040 It may be objected to this, that not seven but nine States, or two thirds of the whole number, must consent to the most important resolutions; and it may be thence inferred that nine States would always comprehend a majority of the Union. But this does not obviate the impropriety of an equal vote between States of the most unequal dimensions and populousness; nor is the inference accurate in point of fact; for we can enumerate nine States which contain less than a majority of the people;[4] and it is constitutionally possible that these nine may give the vote. Besides, there are matters of considerable moment determinable by a bare majority; and there are others, concerning which doubts have been entertained, which, if interpreted in favor of the sufficiency of a vote of seven States, would extend its operation to interests of the first magnitude. In addition to this, it is to be observed that there is a probability of an increase in the number of States, and no provision for a proportional augmentation of the ratio of votes.
1054 > **Quote:** "Its operation contradicts the fundamental maxim of republican government, which requires that the sense of the majority should prevail."
1041 1055
1042 But this is not all: what at first sight may seem a remedy, is, in reality, a poison. To give a minority a negative upon the majority (which is always the case where more than a majority is requisite to a decision), is, in its tendency, to subject the sense of the greater number to that of the lesser. Congress, from the nonattendance of a few States, have been frequently in the situation of a Polish diet, where a single VOTE has been sufficient to put a stop to all their movements. A sixtieth part of the Union, which is about the proportion of Delaware and Rhode Island, has several times been able to oppose an entire bar to its operations. This is one of those refinements which, in practice, has an effect the reverse of what is expected from it in theory. The necessity of unanimity in public bodies, or of something approaching towards it, has been founded upon a supposition that it would contribute to security. But its real operation is to embarrass the administration, to destroy the energy of the government, and to substitute the pleasure, caprice, or artifices of an insignificant, turbulent, or corrupt junto, to the regular deliberations and decisions of a respectable majority. In those emergencies of a nation, in which the goodness or badness, the weakness or strength of its government, is of the greatest importance, there is commonly a necessity for action. The public business must, in some way or other, go forward. If a pertinacious minority can control the opinion of a majority, respecting the best mode of conducting it, the majority, in order that something may be done, must conform to the views of the minority; and thus the sense of the smaller number will overrule that of the greater, and give a tone to the national proceedings. Hence, tedious delays; continual negotiation and intrigue; contemptible compromises of the public good. And yet, in such a system, it is even happy when such compromises can take place: for upon some occasions things will not admit of accommodation; and then the measures of government must be injuriously suspended, or fatally defeated. It is often, by the impracticability of obtaining the concurrence of the necessary number of votes, kept in a state of inaction. Its situation must always savor of weakness, sometimes border upon anarchy.
1056 Sophistry might argue that sovereigns are equal and a majority of states constitutes a majority of America. But this kind of logical legerdemain cannot counteract the plain suggestions of justice and common sense: a majority of states may represent a small minority of the people. Two-thirds of the people would not long submit their interests to management by the other third, nor would larger states tolerate being governed by smaller ones. The smaller states, whose safety depends on the Union, should readily surrender a claim that would prove fatal to its survival.
1043 1057
1044 It is not difficult to discover, that a principle of this kind gives greater scope to foreign corruption, as well as to domestic faction, than that which permits the sense of the majority to decide; though the contrary of this has been presumed. The mistake has proceeded from not attending with due care to the mischiefs that may be occasioned by obstructing the progress of government at certain critical seasons. When the concurrence of a large number is required by the Constitution to the doing of any national act, we are apt to rest satisfied that all is safe, because nothing improper will be likely TO BE DONE, but we forget how much good may be prevented, and how much ill may be produced, by the power of hindering the doing what may be necessary, and of keeping affairs in the same unfavorable posture in which they may happen to stand at particular periods.
1058 It may be objected that nine states—two-thirds—must consent to important resolutions, suggesting nine states would always represent a majority. This does not fix the impropriety of equal votes for unequal states, and the inference is inaccurate: we can identify nine states containing less than a majority of people. Additionally, matters of great importance can be decided by seven states, and no provision adjusts the vote ratio as states increase.
1045 1059
1046 Suppose, for instance, we were engaged in a war, in conjunction with one foreign nation, against another. Suppose the necessity of our situation demanded peace, and the interest or ambition of our ally led him to seek the prosecution of the war, with views that might justify us in making separate terms. In such a state of things, this ally of ours would evidently find it much easier, by his bribes and intrigues, to tie up the hands of government from making peace, where two thirds of all the votes were requisite to that object, than where a simple majority would suffice. In the first case, he would have to corrupt a smaller number; in the last, a greater number. Upon the same principle, it would be much easier for a foreign power with which we were at war to perplex our councils and embarrass our exertions. And, in a commercial view, we may be subjected to similar inconveniences. A nation, with which we might have a treaty of commerce, could with much greater facility prevent our forming a connection with her competitor in trade, though such a connection should be ever so beneficial to ourselves.
1060 But this remedy is poison. Giving a minority veto over the majority subjects the will of the many to the will of the few.
1047 1061
1048 Evils of this description ought not to be regarded as imaginary. One of the weak sides of republics, among their numerous advantages, is that they afford too easy an inlet to foreign corruption. An hereditary monarch, though often disposed to sacrifice his subjects to his ambition, has so great a personal interest in the government and in the external glory of the nation, that it is not easy for a foreign power to give him an equivalent for what he would sacrifice by treachery to the state. The world has accordingly been witness to few examples of this species of royal prostitution, though there have been abundant specimens of every other kind.
1062 > **Quote:** "Congress, from the nonattendance of a few States, have been frequently in the situation of a Polish diet, where a single VOTE has been sufficient to put a stop to all their movements."
1049 1063
1050 In republics, persons elevated from the mass of the community, by the suffrages of their fellow-citizens, to stations of great pre-eminence and power, may find compensations for betraying their trust, which, to any but minds animated and guided by superior virtue, may appear to exceed the proportion of interest they have in the common stock, and to overbalance the obligations of duty. Hence it is that history furnishes us with so many mortifying examples of the prevalency of foreign corruption in republican governments. How much this contributed to the ruin of the ancient commonwealths has been already delineated. It is well known that the deputies of the United Provinces have, in various instances, been purchased by the emissaries of the neighboring kingdoms. The Earl of Chesterfield (if my memory serves me right), in a letter to his court, intimates that his success in an important negotiation must depend on his obtaining a major’s commission for one of those deputies. And in Sweden the parties were alternately bought by France and England in so barefaced and notorious a manner that it excited universal disgust in the nation, and was a principal cause that the most limited monarch in Europe, in a single day, without tumult, violence, or opposition, became one of the most absolute and uncontrolled.
1064 A sixtieth part of the Union—roughly Delaware and Rhode Island—has repeatedly blocked operations. This theoretical refinement produces the opposite of its intended effect.
1051 1065
1052 A circumstance which crowns the defects of the Confederation remains yet to be mentioned, the want of a judiciary power. Laws are a dead letter without courts to expound and define their true meaning and operation. The treaties of the United States, to have any force at all, must be considered as part of the law of the land. Their true import, as far as respects individuals, must, like all other laws, be ascertained by judicial determinations. To produce uniformity in these determinations, they ought to be submitted, in the last resort, to one SUPREME TRIBUNAL. And this tribunal ought to be instituted under the same authority which forms the treaties themselves. These ingredients are both indispensable. If there is in each State a court of final jurisdiction, there may be as many different final determinations on the same point as there are courts. There are endless diversities in the opinions of men. We often see not only different courts but the judges of the came court differing from each other. To avoid the confusion which would unavoidably result from the contradictory decisions of a number of independent judicatories, all nations have found it necessary to establish one court paramount to the rest, possessing a general superintendence, and authorized to settle and declare in the last resort a uniform rule of civil justice.
1066 > **Quote:** "But its real operation is to embarrass the administration, to destroy the energy of the government, and to substitute the pleasure, caprice, or artifices of an insignificant, turbulent, or corrupt junto, to the regular deliberations and decisions of a respectable majority."
1053 1067
1054 This is the more necessary where the frame of the government is so compounded that the laws of the whole are in danger of being contravened by the laws of the parts. In this case, if the particular tribunals are invested with a right of ultimate jurisdiction, besides the contradictions to be expected from difference of opinion, there will be much to fear from the bias of local views and prejudices, and from the interference of local regulations. As often as such an interference was to happen, there would be reason to apprehend that the provisions of the particular laws might be preferred to those of the general laws; for nothing is more natural to men in office than to look with peculiar deference towards that authority to which they owe their official existence. The treaties of the United States, under the present Constitution, are liable to the infractions of thirteen different legislatures, and as many different courts of final jurisdiction, acting under the authority of those legislatures. The faith, the reputation, the peace of the whole Union, are thus continually at the mercy of the prejudices, the passions, and the interests of every member of which it is composed. Is it possible that foreign nations can either respect or confide in such a government? Is it possible that the people of America will longer consent to trust their honor, their happiness, their safety, on so precarious a foundation?
1068 When action is necessary, public business must move forward. If a stubborn minority controls the majority's opinion, the majority must conform to the minority's views. Thus the few overrule the many, leading to delays, intrigue, and compromises of public good. When accommodation proves impossible, government measures are suspended or defeated. The government tastes of weakness and borders on anarchy.
1055 1069
1056 In this review of the Confederation, I have confined myself to the exhibition of its most material defects; passing over those imperfections in its details by which even a great part of the power intended to be conferred upon it has been in a great measure rendered abortive. It must be by this time evident to all men of reflection, who can divest themselves of the prepossessions of preconceived opinions, that it is a system so radically vicious and unsound, as to admit not of amendment but by an entire change in its leading features and characters.
1070 This principle gives more room for foreign corruption than majority rule. In republics, individuals elevated from the community by the suffrages of their fellow citizens may find rewards for betraying their trust that exceed their stake in the common interest. History provides distressing examples: United Provinces representatives have been bought by neighboring kingdoms; the Earl of Chesterfield wrote that his negotiation success depended on securing a military commission for one representative. In Sweden, parties were openly bought by France and England, disgusted the nation, and enabled the most limited monarch to become absolute without opposition.
1057 1071
1058 The organization of Congress is itself utterly improper for the exercise of those powers which are necessary to be deposited in the Union. A single assembly may be a proper receptacle of those slender, or rather fettered, authorities, which have been heretofore delegated to the federal head; but it would be inconsistent with all the principles of good government, to intrust it with those additional powers which, even the moderate and more rational adversaries of the proposed Constitution admit, ought to reside in the United States. If that plan should not be adopted, and if the necessity of the Union should be able to withstand the ambitious aims of those men who may indulge magnificent schemes of personal aggrandizement from its dissolution, the probability would be, that we should run into the project of conferring supplementary powers upon Congress, as they are now constituted; and either the machine, from the intrinsic feebleness of its structure, will moulder into pieces, in spite of our ill-judged efforts to prop it; or, by successive augmentations of its force an energy, as necessity might prompt, we shall finally accumulate, in a single body, all the most important prerogatives of sovereignty, and thus entail upon our posterity one of the most execrable forms of government that human infatuation ever contrived. Thus, we should create in reality that very tyranny which the adversaries of the new Constitution either are, or affect to be, solicitous to avert.
1072 A final defect crowns the rest: lack of judicial power.
1059 1073
1060 It has not a little contributed to the infirmities of the existing federal system, that it never had a ratification by the PEOPLE. Resting on no better foundation than the consent of the several legislatures, it has been exposed to frequent and intricate questions concerning the validity of its powers, and has, in some instances, given birth to the enormous doctrine of a right of legislative repeal. Owing its ratification to the law of a State, it has been contended that the same authority might repeal the law by which it was ratified. However gross a heresy it may be to maintain that a PARTY to a COMPACT has a right to revoke that COMPACT, the doctrine itself has had respectable advocates. The possibility of a question of this nature proves the necessity of laying the foundations of our national government deeper than in the mere sanction of delegated authority. The fabric of American empire ought to rest on the solid basis of THE CONSENT OF THE PEOPLE. The streams of national power ought to flow immediately from that pure, original fountain of all legitimate authority.
1074 > **Quote:** "Laws are a dead letter without courts to expound and define their true meaning and operation."
1061 1075
1062 PUBLIUS.
1076 Treaties must be considered part of the law of the land, their meaning determined by judicial decisions. To ensure uniform decisions, they should be submitted to one SUPREME TRIBUNAL established by the same authority that creates the treaties. Without this, we risk as many final rulings as there are courts. State bias is inevitable: officials naturally favor the authority that employs them. Under the current system, treaties are subject to violations by thirteen legislatures and thirteen courts of final jurisdiction.
1063 1077
1064 [1] This, as nearly as I can recollect, was the sense of his speech on introducing the last bill.
1078 > **Quote:** "The faith, the reputation, the peace of the whole Union, are thus continually at the mercy of the prejudices, the passions, and the interests of every member of which it is composed."
1065 1079
1066 [2] Encyclopedia, article “Empire.”
1080 Can foreign nations respect such a government? Will Americans entrust their honor, happiness, and safety to this unstable foundation?
1067 1081
1068 [3] New Hampshire, Rhode Island, New Jersey, Delaware, Georgia, South Carolina, and Maryland are a majority of the whole number of the States, but they do not contain one third of the people.
1082 I have limited myself to the Confederation's most significant defects. Any deep thinker can see this system is so fundamentally flawed it cannot be fixed by minor amendments, only by a complete change in its core features.
1069 1083
1070 [4] Add New York and Connecticut to the foregoing seven, and they will be less than a majority.
1084 Congress's organization is unfit for the powers the Union must possess. A single assembly might suffice for weak, restricted authorities, but entrusting it with necessary additional powers violates all principles of good government. If the proposed Constitution is rejected and the Union survives, we would likely try to give more power to the current Congress. This weak structure would either crumble or, as we added power from necessity, concentrate sovereignty in a single body—creating the most hated form of government. Thus, we would create in reality that very tyranny which the adversaries of the new Constitution either are, or affect to be, solicitous to avert.
1071 1085
1086 The Confederation's weakness is compounded by its lack of popular ratification. Resting only on state legislature consent, its powers face constant questions, and some claim states may repeal their participation. Though legally erroneous, this idea has respected supporters—proving the need to build our national government on deeper foundations.
1072 1087
1088 > **Quote:** "The fabric of American empire ought to rest on the solid basis of THE CONSENT OF THE PEOPLE. The streams of national power ought to flow immediately from that pure, original fountain of all legitimate authority."
1073 1089
1090 PUBLIUS.
1074 1091
1075 1092 ## No. XXIII. - The Necessity of a Government as Energetic as the One Proposed to the Preservation of the Union
1076 1093
1077 From the New York Packet.
1094 From the New York Packet. Tuesday, December 18, 1787.
1078 1095
1079 Tuesday, December 18, 1787.
1080
1081 1096 HAMILTON
1082 1097
1083 1098
1084 1099 To the People of the State of New York:
1085 1100
1086 The necessity of a Constitution, at least equally energetic with the one proposed, to the preservation of the Union, is the point at the examination of which we are now arrived.
1101 We have now reached the point in our inquiry where we must examine why a Constitution at least as energetic as the one proposed is necessary to preserve the Union.
1087 1102
1088 This inquiry will naturally divide itself into three branches the objects to be provided for by the federal government, the quantity of power necessary to the accomplishment of those objects, the persons upon whom that power ought to operate. Its distribution and organization will more properly claim our attention under the succeeding head.
1103 This investigation divides into three branches: the Union's objectives, the power necessary to achieve them, and the people upon whom that power should operate. The distribution and organization of this power will be addressed in the next section.
1089 1104
1090 The principal purposes to be answered by union are these the common defense of the members; the preservation of the public peace as well against internal convulsions as external attacks; the regulation of commerce with other nations and between the States; the superintendence of our intercourse, political and commercial, with foreign countries.
1105 The Union's primary purposes are: common defense; preservation of public peace against domestic and foreign threats; regulation of foreign and interstate commerce; and management of foreign political and commercial relations.
1091 1106
1092 The authorities essential to the common defense are these: to raise armies; to build and equip fleets; to prescribe rules for the government of both; to direct their operations; to provide for their support. These powers ought to exist without limitation, BECAUSE IT IS IMPOSSIBLE TO FORESEE OR DEFINE THE EXTENT AND VARIETY OF NATIONAL EXIGENCIES, OR THE CORRESPONDENT EXTENT AND VARIETY OF THE MEANS WHICH MAY BE NECESSARY TO SATISFY THEM. The circumstances that endanger the safety of nations are infinite, and for this reason no constitutional shackles can wisely be imposed on the power to which the care of it is committed. This power ought to be coextensive with all the possible combinations of such circumstances; and ought to be under the direction of the same councils which are appointed to preside over the common defense.
1107 The authorities essential to common defense are: raising armies; building and equipping fleets; establishing governing rules; directing operations; and providing support.
1093 1108
1094 This is one of those truths which, to a correct and unprejudiced mind, carries its own evidence along with it; and may be obscured, but cannot be made plainer by argument or reasoning. It rests upon axioms as simple as they are universal; the MEANS ought to be proportioned to the END; the persons, from whose agency the attainment of any END is expected, ought to possess the MEANS by which it is to be attained.
1109 These powers must exist without limitation,
1095 1110
1096 Whether there ought to be a federal government intrusted with the care of the common defense, is a question in the first instance, open for discussion; but the moment it is decided in the affirmative, it will follow, that that government ought to be clothed with all the powers requisite to complete execution of its trust. And unless it can be shown that the circumstances which may affect the public safety are reducible within certain determinate limits; unless the contrary of this position can be fairly and rationally disputed, it must be admitted, as a necessary consequence, that there can be no limitation of that authority which is to provide for the defense and protection of the community, in any matter essential to its efficacy that is, in any matter essential to the FORMATION, DIRECTION, or SUPPORT of the NATIONAL FORCES.
1111 > **Quote:** "BECAUSE IT IS IMPOSSIBLE TO FORESEE OR DEFINE THE EXTENT AND VARIETY OF NATIONAL EXIGENCIES, OR THE CORRESPONDENT EXTENT AND VARIETY OF THE MEANS WHICH MAY BE NECESSARY TO SATISFY THEM."
1097 1112
1098 Defective as the present Confederation has been proved to be, this principle appears to have been fully recognized by the framers of it; though they have not made proper or adequate provision for its exercise. Congress have an unlimited discretion to make requisitions of men and money; to govern the army and navy; to direct their operations. As their requisitions are made constitutionally binding upon the States, who are in fact under the most solemn obligations to furnish the supplies required of them, the intention evidently was that the United States should command whatever resources were by them judged requisite to the “common defense and general welfare.” It was presumed that a sense of their true interests, and a regard to the dictates of good faith, would be found sufficient pledges for the punctual performance of the duty of the members to the federal head.
1113 As circumstances endangering national safety are infinite,
1099 1114
1100 The experiment has, however, demonstrated that this expectation was ill-founded and illusory; and the observations, made under the last head, will, I imagine, have sufficed to convince the impartial and discerning, that there is an absolute necessity for an entire change in the first principles of the system; that if we are in earnest about giving the Union energy and duration, we must abandon the vain project of legislating upon the States in their collective capacities; we must extend the laws of the federal government to the individual citizens of America; we must discard the fallacious scheme of quotas and requisitions, as equally impracticable and unjust. The result from all this is that the Union ought to be invested with full power to levy troops; to build and equip fleets; and to raise the revenues which will be required for the formation and support of an army and navy, in the customary and ordinary modes practiced in other governments.
1115 > **Quote:** “no constitutional shackles can wisely be imposed on the power to which the care of it is committed.”
1101 1116
1102 If the circumstances of our country are such as to demand a compound instead of a simple, a confederate instead of a sole, government, the essential point which will remain to be adjusted will be to discriminate the OBJECTS, as far as it can be done, which shall appertain to the different provinces or departments of power; allowing to each the most ample authority for fulfilling the objects committed to its charge. Shall the Union be constituted the guardian of the common safety? Are fleets and armies and revenues necessary to this purpose? The government of the Union must be empowered to pass all laws, and to make all regulations which have relation to them. The same must be the case in respect to commerce, and to every other matter to which its jurisdiction is permitted to extend. Is the administration of justice between the citizens of the same State the proper department of the local governments? These must possess all the authorities which are connected with this object, and with every other that may be allotted to their particular cognizance and direction. Not to confer in each case a degree of power commensurate to the end, would be to violate the most obvious rules of prudence and propriety, and improvidently to trust the great interests of the nation to hands which are disabled from managing them with vigor and success.
1117 It must be as extensive as any possible combination of those circumstances.
1103 1118
1104 Who is likely to make suitable provisions for the public defense, as that body to which the guardianship of the public safety is confided; which, as the centre of information, will best understand the extent and urgency of the dangers that threaten; as the representative of the WHOLE, will feel itself most deeply interested in the preservation of every part; which, from the responsibility implied in the duty assigned to it, will be most sensibly impressed with the necessity of proper exertions; and which, by the extension of its authority throughout the States, can alone establish uniformity and concert in the plans and measures by which the common safety is to be secured? Is there not a manifest inconsistency in devolving upon the federal government the care of the general defense, and leaving in the State governments the EFFECTIVE powers by which it is to be provided for? Is not a want of co-operation the infallible consequence of such a system? And will not weakness, disorder, an undue distribution of the burdens and calamities of war, an unnecessary and intolerable increase of expense, be its natural and inevitable concomitants? Have we not had unequivocal experience of its effects in the course of the revolution which we have just accomplished?
1119 This truth, clear to any unbiased mind, rests upon universal axioms:
1105 1120
1106 Every view we may take of the subject, as candid inquirers after truth, will serve to convince us, that it is both unwise and dangerous to deny the federal government an unconfined authority, as to all those objects which are intrusted to its management. It will indeed deserve the most vigilant and careful attention of the people, to see that it be modeled in such a manner as to admit of its being safely vested with the requisite powers. If any plan which has been, or may be, offered to our consideration, should not, upon a dispassionate inspection, be found to answer this description, it ought to be rejected. A government, the constitution of which renders it unfit to be trusted with all the powers which a free people OUGHT TO DELEGATE TO ANY GOVERNMENT, would be an unsafe and improper depositary of the NATIONAL INTERESTS. Wherever THESE can with propriety be confided, the coincident powers may safely accompany them. This is the true result of all just reasoning upon the subject. And the adversaries of the plan promulgated by the convention ought to have confined themselves to showing, that the internal structure of the proposed government was such as to render it unworthy of the confidence of the people. They ought not to have wandered into inflammatory declamations and unmeaning cavils about the extent of the powers. The POWERS are not too extensive for the OBJECTS of federal administration, or, in other words, for the management of our NATIONAL INTERESTS; nor can any satisfactory argument be framed to show that they are chargeable with such an excess. If it be true, as has been insinuated by some of the writers on the other side, that the difficulty arises from the nature of the thing, and that the extent of the country will not permit us to form a government in which such ample powers can safely be reposed, it would prove that we ought to contract our views, and resort to the expedient of separate confederacies, which will move within more practicable spheres. For the absurdity must continually stare us in the face of confiding to a government the direction of the most essential national interests, without daring to trust it to the authorities which are indispensible to their proper and efficient management. Let us not attempt to reconcile contradictions, but firmly embrace a rational alternative.
1121 > **Quote:** "the MEANS ought to be proportioned to the END; the persons, from whose agency the attainment of any END is expected, ought to possess the MEANS by which it is to be attained."
1107 1122
1108 I trust, however, that the impracticability of one general system cannot be shown. I am greatly mistaken, if any thing of weight has yet been advanced of this tendency; and I flatter myself, that the observations which have been made in the course of these papers have served to place the reverse of that position in as clear a light as any matter still in the womb of time and experience can be susceptible of. This, at all events, must be evident, that the very difficulty itself, drawn from the extent of the country, is the strongest argument in favor of an energetic government; for any other can certainly never preserve the Union of so large an empire. If we embrace the tenets of those who oppose the adoption of the proposed Constitution, as the standard of our political creed, we cannot fail to verify the gloomy doctrines which predict the impracticability of a national system pervading entire limits of the present Confederacy.
1123 Whether we should have a federal government for common defense is debatable. But once affirmed, it must possess all powers necessary for that trust. Unless public safety circumstances are confined to fixed limits—and this cannot be rationally argued—there can be no limitation on authority essential to the FORMATION, DIRECTION, or SUPPORT of the NATIONAL FORCES.
1109 1124
1110 PUBLIUS.
1125 The defective Confederation recognized this principle but failed to provide proper means. Congress had unlimited discretion to request men, money, and govern forces, with states solemnly obligated to comply. The intention was that the United States should command whatever resources it judged necessary for "common defense and general welfare," assuming state self-interest and good faith would ensure compliance.
1111 1126
1127 Experience proved this expectation illusory. The previous section's observations should convince any impartial person that the system's core principles must change completely.
1112 1128
1129 To give the Union vigor, we must abandon the futile project of legislating upon states collectively:
1113 1130
1131 > **Quote:** "we must abandon the vain project of legislating upon the States in their collective capacities; we must extend the laws of the federal government to the individual citizens of America."
1114 1132
1115 ## No. XXIV. - The Powers Necessary to the Common Defense Further Considered
1133 We must discard the impractical and unjust scheme of quotas and requisitions. The Union must be granted full power to levy troops, build fleets, and raise revenue through methods practiced by other governments.
1116 1134
1117 For the Independent Journal.
1135 In a federal system, we must distinguish OBJECTIVES between power branches, granting each full authority to fulfill its duties. Shall the Union guard common safety? If so, it must be empowered to pass all laws concerning fleets, armies, and revenues. The same applies to commerce and other federal matters. Should local governments administer justice between state citizens? Then they must possess all related authority. To grant less power than the goal requires would violate obvious prudence and recklessly entrust national interests to hands prevented from managing them vigorously.
1118 1136
1119 HAMILTON
1137 Who better to provide for public defense than the body entrusted with public safety? As the center of information, it understands threatening dangers. As representative of the WHOLE, it is most interested in preserving every part. The weight of its assigned responsibility ensures it is deeply impressed with the necessity of acting properly. Its authority across all states alone can establish uniformity and coordination for common safety.
1120 1138
1139 Is it not inconsistent to give the federal government defense responsibility while leaving EFFECTIVE powers with the states? Does this not produce non-cooperation, weakness, disorder, unfair burden distribution, and excessive expense? Have we not experienced these effects during our revolution?
1121 1140
1122 To the People of the State of New York:
1141 Any honest examination proves it unwise and dangerous to deny the federal government unlimited authority over its entrusted objectives. The people must vigilantly ensure the government is modeled to safely hold these powers. Any plan failing this test must be rejected. A constitution unfit to hold powers that free people OUGHT TO DELEGATE TO ANY GOVERNMENT is unsafe for NATIONAL INTERESTS. Wherever those interests lie, necessary powers must accompany them. This is the logical conclusion of sound reasoning.
1123 1142
1124 To the powers proposed to be conferred upon the federal government, in respect to the creation and direction of the national forces, I have met with but one specific objection, which, if I understand it right, is this, that proper provision has not been made against the existence of standing armies in time of peace; an objection which, I shall now endeavor to show, rests on weak and unsubstantial foundations.
1143 Opponents should have shown the proposed government's internal structure made it unworthy of confidence, not resorted to inflammatory rhetoric about its powers' scope. The POWERS are not too broad for the OBJECTIVES of federal administration—our NATIONAL INTERESTS. No satisfactory argument proves them excessive. If the country is too large for such powers, we should narrow our goals to separate confederacies. It is absurd to entrust a government with essential national interests without granting authority indispensable for their management. Let us not reconcile contradictions but embrace a rational alternative.
1125 1144
1126 It has indeed been brought forward in the most vague and general form, supported only by bold assertions, without the appearance of argument; without even the sanction of theoretical opinions; in contradiction to the practice of other free nations, and to the general sense of America, as expressed in most of the existing constitutions. The proprietory of this remark will appear, the moment it is recollected that the objection under consideration turns upon a supposed necessity of restraining the LEGISLATIVE authority of the nation, in the article of military establishments; a principle unheard of, except in one or two of our State constitutions, and rejected in all the rest.
1145 I trust the impossibility of a single national system cannot be proven. Nothing of weight has been argued to that effect; these papers have shown the opposite as clearly as any matter still in the 'womb of time and experience' can be revealed. Indeed, the vast extent of the country is the strongest argument in favor of an energetic government, for nothing else can preserve so large an empire. If we adopt opponents' views as our creed, we will fulfill their gloomy predictions that a national system cannot span the Confederacy's limits.
1127 1146
1128 A stranger to our politics, who was to read our newspapers at the present juncture, without having previously inspected the plan reported by the convention, would be naturally led to one of two conclusions: either that it contained a positive injunction, that standing armies should be kept up in time of peace; or that it vested in the EXECUTIVE the whole power of levying troops, without subjecting his discretion, in any shape, to the control of the legislature.
1147 PUBLIUS.
1129 1148
1130 If he came afterwards to peruse the plan itself, he would be surprised to discover, that neither the one nor the other was the case; that the whole power of raising armies was lodged in the LEGISLATURE, not in the EXECUTIVE; that this legislature was to be a popular body, consisting of the representatives of the people periodically elected; and that instead of the provision he had supposed in favor of standing armies, there was to be found, in respect to this object, an important qualification even of the legislative discretion, in that clause which forbids the appropriation of money for the support of an army for any longer period than two years a precaution which, upon a nearer view of it, will appear to be a great and real security against the keeping up of troops without evident necessity.
1149 ## No. XXIV. - The Powers Necessary to the Common Defense Further Considered
1131 1150
1132 Disappointed in his first surmise, the person I have supposed would be apt to pursue his conjectures a little further. He would naturally say to himself, it is impossible that all this vehement and pathetic declamation can be without some colorable pretext. It must needs be that this people, so jealous of their liberties, have, in all the preceding models of the constitutions which they have established, inserted the most precise and rigid precautions on this point, the omission of which, in the new plan, has given birth to all this apprehension and clamor.
1151 For the Independent Journal.
1133 1152
1134 If, under this impression, he proceeded to pass in review the several State constitutions, how great would be his disappointment to find that TWO only of them[1] contained an interdiction of standing armies in time of peace; that the other eleven had either observed a profound silence on the subject, or had in express terms admitted the right of the Legislature to authorize their existence.
1153 HAMILTON
1135 1154
1136 Still, however he would be persuaded that there must be some plausible foundation for the cry raised on this head. He would never be able to imagine, while any source of information remained unexplored, that it was nothing more than an experiment upon the public credulity, dictated either by a deliberate intention to deceive, or by the overflowings of a zeal too intemperate to be ingenuous. It would probably occur to him, that he would be likely to find the precautions he was in search of in the primitive compact between the States. Here, at length, he would expect to meet with a solution of the enigma. No doubt, he would observe to himself, the existing Confederation must contain the most explicit provisions against military establishments in time of peace; and a departure from this model, in a favorite point, has occasioned the discontent which appears to influence these political champions.
1155 To the People of the State of New York:
1137 1156
1138 If he should now apply himself to a careful and critical survey of the articles of Confederation, his astonishment would not only be increased, but would acquire a mixture of indignation, at the unexpected discovery, that these articles, instead of containing the prohibition he looked for, and though they had, with jealous circumspection, restricted the authority of the State legislatures in this particular, had not imposed a single restraint on that of the United States. If he happened to be a man of quick sensibility, or ardent temper, he could now no longer refrain from regarding these clamors as the dishonest artifices of a sinister and unprincipled opposition to a plan which ought at least to receive a fair and candid examination from all sincere lovers of their country! How else, he would say, could the authors of them have been tempted to vent such loud censures upon that plan, about a point in which it seems to have conformed itself to the general sense of America as declared in its different forms of government, and in which it has even superadded a new and powerful guard unknown to any of them? If, on the contrary, he happened to be a man of calm and dispassionate feelings, he would indulge a sigh for the frailty of human nature, and would lament, that in a matter so interesting to the happiness of millions, the true merits of the question should be perplexed and entangled by expedients so unfriendly to an impartial and right determination. Even such a man could hardly forbear remarking, that a conduct of this kind has too much the appearance of an intention to mislead the people by alarming their passions, rather than to convince them by arguments addressed to their understandings.
1157 Regarding the proposed federal powers over national forces, I have encountered only one specific objection: that no proper provision has been made against standing armies in peacetime. This objection rests on weak foundations.
1139 1158
1140 But however little this objection may be countenanced, even by precedents among ourselves, it may be satisfactory to take a nearer view of its intrinsic merits. From a close examination it will appear that restraints upon the discretion of the legislature in respect to military establishments in time of peace, would be improper to be imposed, and if imposed, from the necessities of society, would be unlikely to be observed.
1159 It has been presented vaguely, supported only by bold assertions without argument. It contradicts the practices of free nations and the general sentiment in America, as expressed in most state constitutions. The objection relies on a supposed need to restrain the *legislative* authority regarding military establishments—a principle unheard of except in one or two state constitutions and rejected by all others.
1141 1160
1142 Though a wide ocean separates the United States from Europe, yet there are various considerations that warn us against an excess of confidence or security. On one side of us, and stretching far into our rear, are growing settlements subject to the dominion of Britain. On the other side, and extending to meet the British settlements, are colonies and establishments subject to the dominion of Spain. This situation and the vicinity of the West India Islands, belonging to these two powers create between them, in respect to their American possessions and in relation to us, a common interest. The savage tribes on our Western frontier ought to be regarded as our natural enemies, their natural allies, because they have most to fear from us, and most to hope from them. The improvements in the art of navigation have, as to the facility of communication, rendered distant nations, in a great measure, neighbors. Britain and Spain are among the principal maritime powers of Europe. A future concert of views between these nations ought not to be regarded as improbable. The increasing remoteness of consanguinity is every day diminishing the force of the family compact between France and Spain. And politicians have ever with great reason considered the ties of blood as feeble and precarious links of political connection. These circumstances combined, admonish us not to be too sanguine in considering ourselves as entirely out of the reach of danger.
1161 A stranger reading our newspapers today would naturally conclude either that the plan mandates peacetime standing armies or grants the *executive* sole power to raise troops. Reading the plan, they would find neither. They would discover that the entire power to raise armies is placed in the legislature—a popular body of periodically elected representatives. Moreover, they would find an important limit on legislative discretion:
1143 1162
1144 Previous to the Revolution, and ever since the peace, there has been a constant necessity for keeping small garrisons on our Western frontier. No person can doubt that these will continue to be indispensable, if it should only be against the ravages and depredations of the Indians. These garrisons must either be furnished by occasional detachments from the militia, or by permanent corps in the pay of the government. The first is impracticable; and if practicable, would be pernicious. The militia would not long, if at all, submit to be dragged from their occupations and families to perform that most disagreeable duty in times of profound peace. And if they could be prevailed upon or compelled to do it, the increased expense of a frequent rotation of service, and the loss of labor and disconcertion of the industrious pursuits of individuals, would form conclusive objections to the scheme. It would be as burdensome and injurious to the public as ruinous to private citizens. The latter resource of permanent corps in the pay of the government amounts to a standing army in time of peace; a small one, indeed, but not the less real for being small. Here is a simple view of the subject, that shows us at once the impropriety of a constitutional interdiction of such establishments, and the necessity of leaving the matter to the discretion and prudence of the legislature.
1163 > **Quote:** "The whole power of raising armies was lodged in the LEGISLATURE, not in the EXECUTIVE; that this legislature was to be a popular body, consisting of the representatives of the people periodically elected; and that instead of the provision he had supposed in favor of standing armies, there was to be found, in respect to this object, an important qualification even of the legislative discretion, in that clause which forbids the appropriation of money for the support of an army for any longer period than two years"
1145 1164
1146 In proportion to our increase in strength, it is probable, nay, it may be said certain, that Britain and Spain would augment their military establishments in our neighborhood. If we should not be willing to be exposed, in a naked and defenseless condition, to their insults and encroachments, we should find it expedient to increase our frontier garrisons in some ratio to the force by which our Western settlements might be annoyed. There are, and will be, particular posts, the possession of which will include the command of large districts of territory, and facilitate future invasions of the remainder. It may be added that some of those posts will be keys to the trade with the Indian nations. Can any man think it would be wise to leave such posts in a situation to be at any instant seized by one or the other of two neighboring and formidable powers? To act this part would be to desert all the usual maxims of prudence and policy.
1165 This precaution, upon closer inspection, serves as a real security against keeping up troops without evident necessity.
1147 1166
1148 If we mean to be a commercial people, or even to be secure on our Atlantic side, we must endeavor, as soon as possible, to have a navy. To this purpose there must be dock-yards and arsenals; and for the defense of these, fortifications, and probably garrisons. When a nation has become so powerful by sea that it can protect its dock-yards by its fleets, this supersedes the necessity of garrisons for that purpose; but where naval establishments are in their infancy, moderate garrisons will, in all likelihood, be found an indispensable security against descents for the destruction of the arsenals and dock-yards, and sometimes of the fleet itself.
1167 Assuming such rhetoric must have some excuse, our stranger would examine state constitutions, expecting rigid safeguards. They would be disappointed: only Pennsylvania and North Carolina caution that "as standing armies in time of peace are dangerous to liberty, they ought not to be kept up"—more advisory than prohibitive. The other eleven states either remain silent or explicitly acknowledge the legislature’s right. New Hampshire, Massachusetts, Delaware, and Maryland specify that standing armies should not be raised without legislative consent—a formal recognition of authority. New York’s constitution says nothing, and other states are equally silent.
1149 1168
1150 PUBLIUS.
1169 They would then examine the Articles of Confederation, expecting explicit rules. Instead, they would discover that the Articles restrict *state* legislatures while imposing no restraints on the United States government. An observer of ardent temper could no longer refrain from regarding these clamors as the dishonest artifices of a sinister opposition; a calmer one would simply lament the frailty of human nature.
1151 1170
1152 [1] This statement of the matter is taken from the printed collection of State constitutions. Pennsylvania and North Carolina are the two which contain the interdiction in these words: “As standing armies in time of peace are dangerous to liberty, THEY OUGHT NOT to be kept up.” This is, in truth, rather a CAUTION than a PROHIBITION. New Hampshire, Massachusetts, Delaware, and Maryland have, in each of their bils of rights, a clause to this effect: “Standing armies are dangerous to liberty, and ought not to be raised or kept up WITHOUT THE CONSENT OF THE LEGISLATURE”; which is a formal admission of the authority of the Legislature. New York has no bills of rights, and her constitution says not a word about the matter. No bills of rights appear annexed to the constitutions of the other States, except the foregoing, and their constitutions are equally silent. I am told, however that one or two States have bills of rights which do not appear in this collection; but that those also recognize the right of the legislative authority in this respect.
1171 > **Quote:** "A conduct of this kind has too much the appearance of an intention to mislead the people by alarming their passions, rather than to convince them by arguments addressed to their understandings."
1153 1172
1173 However little the objection is supported by precedent, its merits are worth examining. A close look reveals that restraining legislative discretion regarding peacetime military establishments would be improper, and practical needs would likely cause such restraints to be ignored.
1154 1174
1175 Although a wide ocean separates us from Europe, several factors warn against overconfidence. Behind our borders lie growing British settlements; extending to meet them are Spanish colonies. This geography, combined with West Indian possessions, creates common interest between these powers. The tribes on our Western frontier are our natural enemies and their natural allies. Advances in navigation have made distant nations neighbors, and both Britain and Spain are naval powers. As the ties of blood weaken between the French and Spanish monarchies, diminishing the force of their 'family compact', it is not improbable Britain and Spain might coordinate their interests.
1155 1176
1177 Before the Revolution, and since the peace treaty, constant need has required small garrisons on our Western frontier. These will continue to be essential, if only against Indian raids. Such garrisons must be staffed either by militia rotation or permanent units paid by government. The first is impractical and harmful: militia would not tolerate long absence from jobs and families, and the cost of frequent rotations would be ruinous. The second—permanent units—technically constitutes a standing army in peacetime, small but real. This demonstrates both the impropriety of a constitutional ban and the necessity of leaving the matter to legislative wisdom.
1156 1178
1179 As our strength increases, Britain and Spain will likely expand their military presence nearby. Unless we wish to be defenseless, we must increase our frontier garrisons proportionally. Some posts command large territories and facilitate invasion; others are vital to Indian trade. No one would leave such locations vulnerable.
1180
1181 If we intend to be a commercial nation, we must build a navy. This requires shipyards and arsenals, which need fortifications and likely garrisons to defend them. While naval power can eventually protect these sites, moderate garrisons are essential in the meantime to prevent raids destroying our nascent naval establishments.
1182
1183 PUBLIUS.
1184
1157 1185 ## No. XXV. - The Same Subject Continued (The Powers Necessary to the Common Defense Further Considered)
1158 1186
1159 1187 From the New York Packet.
@@ -1162,34 +1190,48 @@
1162 1190
1163 1191 HAMILTON
1164 1192
1165
1166 1193 To the People of the State of New York:
1167 1194
1168 It may perhaps be urged that the objects enumerated in the preceding number ought to be provided for by the State governments, under the direction of the Union. But this would be, in reality, an inversion of the primary principle of our political association, as it would in practice transfer the care of the common defense from the federal head to the individual members: a project oppressive to some States, dangerous to all, and baneful to the Confederacy.
1195 It might be argued that states should handle these objectives under Union direction, but this would reverse our fundamental principle, transferring common defense to individual members—a plan oppressive to some states, dangerous to all, and destructive to the Confederacy.
1169 1196
1170 The territories of Britain, Spain, and of the Indian nations in our neighborhood do not border on particular States, but encircle the Union from Maine to Georgia. The danger, though in different degrees, is therefore common. And the means of guarding against it ought, in like manner, to be the objects of common councils and of a common treasury. It happens that some States, from local situation, are more directly exposed. New York is of this class. Upon the plan of separate provisions, New York would have to sustain the whole weight of the establishments requisite to her immediate safety, and to the mediate or ultimate protection of her neighbors. This would neither be equitable as it respected New York nor safe as it respected the other States. Various inconveniences would attend such a system. The States, to whose lot it might fall to support the necessary establishments, would be as little able as willing, for a considerable time to come, to bear the burden of competent provisions. The security of all would thus be subjected to the parsimony, improvidence, or inability of a part. If the resources of such part becoming more abundant and extensive, its provisions should be proportionally enlarged, the other States would quickly take the alarm at seeing the whole military force of the Union in the hands of two or three of its members, and those probably amongst the most powerful. They would each choose to have some counterpoise, and pretenses could easily be contrived. In this situation, military establishments, nourished by mutual jealousy, would be apt to swell beyond their natural or proper size; and being at the separate disposal of the members, they would be engines for the abridgment or demolition of the national authority.
1197 Britain, Spain, and neighboring Indian nations surround the entire Union, not specific states. While danger varies, it is a common threat requiring common councils and a common treasury. Some states, like New York, are more directly exposed. Under separate state provisions, New York would bear the entire burden of establishments necessary for its immediate safety and the ultimate protection of its neighbors—an arrangement that would be neither equitable for New York nor safe for the other states.
1171 1198
1172 Reasons have been already given to induce a supposition that the State governments will too naturally be prone to a rivalship with that of the Union, the foundation of which will be the love of power; and that in any contest between the federal head and one of its members the people will be most apt to unite with their local government. If, in addition to this immense advantage, the ambition of the members should be stimulated by the separate and independent possession of military forces, it would afford too strong a temptation and too great a facility to them to make enterprises upon, and finally to subvert, the constitutional authority of the Union. On the other hand, the liberty of the people would be less safe in this state of things than in that which left the national forces in the hands of the national government. As far as an army may be considered as a dangerous weapon of power, it had better be in those hands of which the people are most likely to be jealous than in those of which they are least likely to be jealous. For it is a truth, which the experience of ages has attested, that the people are always most in danger when the means of injuring their rights are in the possession of those of whom they entertain the least suspicion.
1199 Such a system would create many problems. The states tasked with supporting these establishments would be unable and unwilling to bear the cost of adequate defenses for a long time.
1173 1200
1174 The framers of the existing Confederation, fully aware of the danger to the Union from the separate possession of military forces by the States, have, in express terms, prohibited them from having either ships or troops, unless with the consent of Congress. The truth is, that the existence of a federal government and military establishments under State authority are not less at variance with each other than a due supply of the federal treasury and the system of quotas and requisitions.
1201 > **Quote:** "The security of all would thus be subjected to the parsimony, improvidence, or inability of a part."
1175 1202
1176 There are other lights besides those already taken notice of, in which the impropriety of restraints on the discretion of the national legislature will be equally manifest. The design of the objection, which has been mentioned, is to preclude standing armies in time of peace, though we have never been informed how far it is designed the prohibition should extend; whether to raising armies as well as to KEEPING THEM UP in a season of tranquillity or not. If it be confined to the latter it will have no precise signification, and it will be ineffectual for the purpose intended. When armies are once raised what shall be denominated “keeping them up,” contrary to the sense of the Constitution? What time shall be requisite to ascertain the violation? Shall it be a week, a month, a year? Or shall we say they may be continued as long as the danger which occasioned their being raised continues? This would be to admit that they might be kept up IN TIME OF PEACE, against threatening or impending danger, which would be at once to deviate from the literal meaning of the prohibition, and to introduce an extensive latitude of construction. Who shall judge of the continuance of the danger? This must undoubtedly be submitted to the national government, and the matter would then be brought to this issue, that the national government, to provide against apprehended danger, might in the first instance raise troops, and might afterwards keep them on foot as long as they supposed the peace or safety of the community was in any degree of jeopardy. It is easy to perceive that a discretion so latitudinary as this would afford ample room for eluding the force of the provision.
1203 If a state's resources grew and its military enlarged, other states would be alarmed to see Union force concentrated in a few powerful members. They would seek counterweights, easily manufacturing excuses. Military establishments, fueled by mutual jealousy, would exceed proper size and become tools for weakening or destroying national authority.
1177 1204
1178 The supposed utility of a provision of this kind can only be founded on the supposed probability, or at least possibility, of a combination between the executive and the legislative, in some scheme of usurpation. Should this at any time happen, how easy would it be to fabricate pretenses of approaching danger! Indian hostilities, instigated by Spain or Britain, would always be at hand. Provocations to produce the desired appearances might even be given to some foreign power, and appeased again by timely concessions. If we can reasonably presume such a combination to have been formed, and that the enterprise is warranted by a sufficient prospect of success, the army, when once raised, from whatever cause, or on whatever pretext, may be applied to the execution of the project.
1205 State governments naturally compete with the national government, driven by love of power. In any conflict, the people will likely side with their local government. If states also possessed independent military forces, the temptation and opportunity to subvert Union authority would be too great. On the other hand, liberty is safer when national forces are held by the national government—better in hands the people watch jealously than those they trust implicitly.
1179 1206
1180 If, to obviate this consequence, it should be resolved to extend the prohibition to the RAISING of armies in time of peace, the United States would then exhibit the most extraordinary spectacle which the world has yet seen, that of a nation incapacitated by its Constitution to prepare for defense, before it was actually invaded. As the ceremony of a formal denunciation of war has of late fallen into disuse, the presence of an enemy within our territories must be waited for, as the legal warrant to the government to begin its levies of men for the protection of the State. We must receive the blow, before we could even prepare to return it. All that kind of policy by which nations anticipate distant danger, and meet the gathering storm, must be abstained from, as contrary to the genuine maxims of a free government. We must expose our property and liberty to the mercy of foreign invaders, and invite them by our weakness to seize the naked and defenseless prey, because we are afraid that rulers, created by our choice, dependent on our will, might endanger that liberty, by an abuse of the means necessary to its preservation.
1207 > **Quote:** "For it is a truth, which the experience of ages has attested, that the people are always most in danger when the means of injuring their rights are in the possession of those of whom they entertain the least suspicion."
1181 1208
1182 Here I expect we shall be told that the militia of the country is its natural bulwark, and would be at all times equal to the national defense. This doctrine, in substance, had like to have lost us our independence. It cost millions to the United States that might have been saved. The facts which, from our own experience, forbid a reliance of this kind, are too recent to permit us to be the dupes of such a suggestion. The steady operations of war against a regular and disciplined army can only be successfully conducted by a force of the same kind. Considerations of economy, not less than of stability and vigor, confirm this position. The American militia, in the course of the late war, have, by their valor on numerous occasions, erected eternal monuments to their fame; but the bravest of them feel and know that the liberty of their country could not have been established by their efforts alone, however great and valuable they were. War, like most other things, is a science to be acquired and perfected by diligence, by perserverance, by time, and by practice.
1209 The Confederation's creators, aware of this danger, prohibited states from maintaining ships or troops without Congress's consent. A federal government and state military establishments are as incompatible as a well-funded treasury is with the current system of state quotas.
1183 1210
1184 All violent policy, as it is contrary to the natural and experienced course of human affairs, defeats itself. Pennsylvania, at this instant, affords an example of the truth of this remark. The Bill of Rights of that State declares that standing armies are dangerous to liberty, and ought not to be kept up in time of peace. Pennsylvania, nevertheless, in a time of profound peace, from the existence of partial disorders in one or two of her counties, has resolved to raise a body of troops; and in all probability will keep them up as long as there is any appearance of danger to the public peace. The conduct of Massachusetts affords a lesson on the same subject, though on different ground. That State (without waiting for the sanction of Congress, as the articles of the Confederation require) was compelled to raise troops to quell a domestic insurrection, and still keeps a corps in pay to prevent a revival of the spirit of revolt. The particular constitution of Massachusetts opposed no obstacle to the measure; but the instance is still of use to instruct us that cases are likely to occur under our government, as well as under those of other nations, which will sometimes render a military force in time of peace essential to the security of the society, and that it is therefore improper in this respect to control the legislative discretion. It also teaches us, in its application to the United States, how little the rights of a feeble government are likely to be respected, even by its own constituents. And it teaches us, in addition to the rest, how unequal parchment provisions are to a struggle with public necessity.
1211 Other perspectives make clear the impropriety of restricting the legislature's discretion. The objection aims to prevent standing armies in peacetime, but we have never been told how far this prohibition should go—whether to raising armies or only maintaining them. If only the latter, the rule lacks clear meaning. Once armies are raised, what constitutes "maintaining" them? A week, a month, a year? Or can they be kept while danger persists? This would admit maintenance in peacetime against looming danger, introducing broad interpretation. Who would judge if danger remains? Undoubtedly the national government. To prepare for perceived danger, it could raise troops and keep them active as long as it believed community peace or safety was jeopardized—broad discretion that provides ample room to bypass the rule entirely.
1185 1212
1186 It was a fundamental maxim of the Lacedaemonian commonwealth, that the post of admiral should not be conferred twice on the same person. The Peloponnesian confederates, having suffered a severe defeat at sea from the Athenians, demanded Lysander, who had before served with success in that capacity, to command the combined fleets. The Lacedaemonians, to gratify their allies, and yet preserve the semblance of an adherence to their ancient institutions, had recourse to the flimsy subterfuge of investing Lysander with the real power of admiral, under the nominal title of vice-admiral. This instance is selected from among a multitude that might be cited to confirm the truth already advanced and illustrated by domestic examples; which is, that nations pay little regard to rules and maxims calculated in their very nature to run counter to the necessities of society. Wise politicians will be cautious about fettering the government with restrictions that cannot be observed, because they know that every breach of the fundamental laws, though dictated by necessity, impairs that sacred reverence which ought to be maintained in the breast of rulers towards the constitution of a country, and forms a precedent for other breaches where the same plea of necessity does not exist at all, or is less urgent and palpable.
1213 Such a rule's usefulness assumes a conspiracy between executive and legislature to seize power. If this occurred, manufacturing excuses would be easy: Indian hostilities incited by Spain or Britain, or provocations given to foreign powers. Once raised, the army could be used for the project.
1187 1214
1188 PUBLIUS.
1215 If the prohibition extended to *raising* armies in peacetime, the United States would present an extraordinary sight: a nation legally prevented from preparing for defense until actually invaded. Since formal declarations of war have fallen out of use, we would wait for enemies within our borders before recruiting for protection.
1189 1216
1217 > **Quote:** "We must receive the blow, before we could even prepare to return it."
1190 1218
1219 We would be forced to ignore gathering storms and leave our property and liberty as 'naked and defenseless prey' to foreign invaders, simply because we fear that rulers of our own choosing might abuse the means necessary for our preservation.
1191 1220
1221 I expect we will be told that the militia is sufficient defense. This doctrine nearly cost us our independence and millions of dollars. Sustained war against a professional army requires a professional force. The militia earned eternal fame, but even the bravest know liberty could not have been won by their efforts alone.
1192 1222
1223 > **Quote:** "War, like most other things, is a science to be acquired and perfected by diligence, by perseverance, by time, and by practice."
1224
1225 Extreme policies defeat themselves. Pennsylvania's Bill of Rights prohibits standing armies in peacetime, yet it raised troops for localized unrest and will keep them while threats persist. Massachusetts, without Congress approval as the Articles require, raised troops to suppress rebellion and maintains a paid corps to prevent its return. These examples teach that situations occur, as in other nations, making peacetime military force essential to security. It is improper to restrict legislative discretion, and shows how little a weak government's rights are respected, even by its own constituents.
1226
1227 > **Quote:** "how unequal parchment provisions are to a struggle with public necessity."
1228
1229 It was a fundamental rule of the Spartan commonwealth that the same person could not hold the admiralty twice. When Peloponnesian allies suffered naval defeat, they demanded Lysander command their fleets. To please allies while appearing to follow law, Spartans gave Lysander admiralty power under the empty title of vice-admiral. This confirms the truth illustrated by local examples: nations ignore rules at odds with society's necessities.
1230
1231 > **Quote:** "Wise politicians will be cautious about fettering the government with restrictions that cannot be observed, because they know that every breach of the fundamental laws, though dictated by necessity, impairs that sacred reverence which ought to be maintained in the breast of rulers towards the constitution of a country, and forms a precedent for other breaches where the same plea of necessity does not exist at all, or is less urgent and palpable."
1232
1233 PUBLIUS.
1234
1193 1235 ## No. XXVI. - The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered
1194 1236
1195 1237 For the Independent Journal.
@@ -1199,39 +1241,56 @@
1199 1241
1200 1242 To the People of the State of New York:
1201 1243
1202 It was a thing hardly to be expected that in a popular revolution the minds of men should stop at that happy mean which marks the salutary boundary between POWER and PRIVILEGE, and combines the energy of government with the security of private rights. A failure in this delicate and important point is the great source of the inconveniences we experience, and if we are not cautious to avoid a repetition of the error, in our future attempts to rectify and ameliorate our system, we may travel from one chimerical project to another; we may try change after change; but we shall never be likely to make any material change for the better.
1244 In a popular revolution, minds rarely stop at that happy mean—the salutary boundary between POWER and PRIVILEGE that
1203 1245
1204 The idea of restraining the legislative authority, in the means of providing for the national defense, is one of those refinements which owe their origin to a zeal for liberty more ardent than enlightened. We have seen, however, that it has not had thus far an extensive prevalency; that even in this country, where it made its first appearance, Pennsylvania and North Carolina are the only two States by which it has been in any degree patronized; and that all the others have refused to give it the least countenance; wisely judging that confidence must be placed somewhere; that the necessity of doing it, is implied in the very act of delegating power; and that it is better to hazard the abuse of that confidence than to embarrass the government and endanger the public safety by impolitic restrictions on the legislative authority. The opponents of the proposed Constitution combat, in this respect, the general decision of America; and instead of being taught by experience the propriety of correcting any extremes into which we may have heretofore run, they appear disposed to conduct us into others still more dangerous, and more extravagant. As if the tone of government had been found too high, or too rigid, the doctrines they teach are calculated to induce us to depress or to relax it, by expedients which, upon other occasions, have been condemned or forborne. It may be affirmed without the imputation of invective, that if the principles they inculcate, on various points, could so far obtain as to become the popular creed, they would utterly unfit the people of this country for any species of government whatever. But a danger of this kind is not to be apprehended. The citizens of America have too much discernment to be argued into anarchy. And I am much mistaken, if experience has not wrought a deep and solemn conviction in the public mind, that greater energy of government is essential to the welfare and prosperity of the community.
1246 > "combines the energy of government with the security of private rights."
1205 1247
1206 It may not be amiss in this place concisely to remark the origin and progress of the idea, which aims at the exclusion of military establishments in time of peace. Though in speculative minds it may arise from a contemplation of the nature and tendency of such institutions, fortified by the events that have happened in other ages and countries, yet as a national sentiment, it must be traced to those habits of thinking which we derive from the nation from whom the inhabitants of these States have in general sprung.
1248 Our failure to strike this balance causes current troubles, and repeating this error will make us chase unrealistic projects without improvement.
1207 1249
1208 In England, for a long time after the Norman Conquest, the authority of the monarch was almost unlimited. Inroads were gradually made upon the prerogative, in favor of liberty, first by the barons, and afterwards by the people, till the greatest part of its most formidable pretensions became extinct. But it was not till the revolution in 1688, which elevated the Prince of Orange to the throne of Great Britain, that English liberty was completely triumphant. As incident to the undefined power of making war, an acknowledged prerogative of the crown, Charles II. had, by his own authority, kept on foot in time of peace a body of 5,000 regular troops. And this number James II. increased to 30,000; who were paid out of his civil list. At the revolution, to abolish the exercise of so dangerous an authority, it became an article of the Bill of Rights then framed, that “the raising or keeping a standing army within the kingdom in time of peace, UNLESS WITH THE CONSENT OF PARLIAMENT, was against law.”
1250 The idea of restricting legislative authority for national defense springs from a zeal for liberty more ardent than enlightened. It has gained little support. Only Pennsylvania and North Carolina have embraced it; all other states wisely recognize that trust must be placed somewhere—that necessity is implied in delegating power—and that risking abuse of that trust is better than handicapping government and endangering public safety.
1209 1251
1210 In that kingdom, when the pulse of liberty was at its highest pitch, no security against the danger of standing armies was thought requisite, beyond a prohibition of their being raised or kept up by the mere authority of the executive magistrate. The patriots, who effected that memorable revolution, were too temperate, too wellinformed, to think of any restraint on the legislative discretion. They were aware that a certain number of troops for guards and garrisons were indispensable; that no precise bounds could be set to the national exigencies; that a power equal to every possible contingency must exist somewhere in the government: and that when they referred the exercise of that power to the judgment of the legislature, they had arrived at the ultimate point of precaution which was reconcilable with the safety of the community.
1252 Thus the Constitution's opponents fight America's general consensus. Rather than learning from experience to correct past extremes, they would lead us into more dangerous ones. As if government authority had proven too strong, their doctrines would weaken it through previously condemned methods. Their principles, if popularly believed, would make Americans unfit for any government—but such danger is not to be feared.
1211 1253
1212 From the same source, the people of America may be said to have derived an hereditary impression of danger to liberty, from standing armies in time of peace. The circumstances of a revolution quickened the public sensibility on every point connected with the security of popular rights, and in some instances raise the warmth of our zeal beyond the degree which consisted with the due temperature of the body politic. The attempts of two of the States to restrict the authority of the legislature in the article of military establishments, are of the number of these instances. The principles which had taught us to be jealous of the power of an hereditary monarch were by an injudicious excess extended to the representatives of the people in their popular assemblies. Even in some of the States, where this error was not adopted, we find unnecessary declarations that standing armies ought not to be kept up, in time of peace, WITHOUT THE CONSENT OF THE LEGISLATURE. I call them unnecessary, because the reason which had introduced a similar provision into the English Bill of Rights is not applicable to any of the State constitutions. The power of raising armies at all, under those constitutions, can by no construction be deemed to reside anywhere else, than in the legislatures themselves; and it was superfluous, if not absurd, to declare that a matter should not be done without the consent of a body, which alone had the power of doing it. Accordingly, in some of these constitutions, and among others, in that of this State of New York, which has been justly celebrated, both in Europe and America, as one of the best of the forms of government established in this country, there is a total silence upon the subject.
1254 > "The citizens of America have too much discernment to be argued into anarchy."
1213 1255
1214 It is remarkable, that even in the two States which seem to have meditated an interdiction of military establishments in time of peace, the mode of expression made use of is rather cautionary than prohibitory. It is not said, that standing armies SHALL NOT BE kept up, but that they OUGHT NOT to be kept up, in time of peace. This ambiguity of terms appears to have been the result of a conflict between jealousy and conviction; between the desire of excluding such establishments at all events, and the persuasion that an absolute exclusion would be unwise and unsafe.
1256 And I am much mistaken if experience has not deeply convinced the public that a more effective government is essential to community welfare and prosperity.
1215 1257
1216 Can it be doubted that such a provision, whenever the situation of public affairs was understood to require a departure from it, would be interpreted by the legislature into a mere admonition, and would be made to yield to the necessities or supposed necessities of the State? Let the fact already mentioned, with respect to Pennsylvania, decide. What then (it may be asked) is the use of such a provision, if it cease to operate the moment there is an inclination to disregard it?
1258 The idea of excluding peacetime military establishments traces to English habits of thought, though theoretical reflection and foreign examples also contribute.
1217 1259
1218 Let us examine whether there be any comparison, in point of efficacy, between the provision alluded to and that which is contained in the new Constitution, for restraining the appropriations of money for military purposes to the period of two years. The former, by aiming at too much, is calculated to effect nothing; the latter, by steering clear of an imprudent extreme, and by being perfectly compatible with a proper provision for the exigencies of the nation, will have a salutary and powerful operation.
1260 In England, long after the Norman Conquest, royal authority was nearly unlimited. Gradual inroads by barons and people eliminated most formidable claims, but not until the 1688 Revolution was English liberty fully triumphant. As part of the crown's war power, Charles II had maintained 5,000 regular troops in peacetime; James II increased this to 30,000 from his personal budget. To abolish this dangerous authority, the Bill of Rights declared that
1219 1261
1220 The legislature of the United States will be OBLIGED, by this provision, once at least in every two years, to deliberate upon the propriety of keeping a military force on foot; to come to a new resolution on the point; and to declare their sense of the matter, by a formal vote in the face of their constituents. They are not AT LIBERTY to vest in the executive department permanent funds for the support of an army, if they were even incautious enough to be willing to repose in it so improper a confidence. As the spirit of party, in different degrees, must be expected to infect all political bodies, there will be, no doubt, persons in the national legislature willing enough to arraign the measures and criminate the views of the majority. The provision for the support of a military force will always be a favorable topic for declamation. As often as the question comes forward, the public attention will be roused and attracted to the subject, by the party in opposition; and if the majority should be really disposed to exceed the proper limits, the community will be warned of the danger, and will have an opportunity of taking measures to guard against it. Independent of parties in the national legislature itself, as often as the period of discussion arrived, the State legislatures, who will always be not only vigilant but suspicious and jealous guardians of the rights of the citizens against encroachments from the federal government, will constantly have their attention awake to the conduct of the national rulers, and will be ready enough, if any thing improper appears, to sound the alarm to the people, and not only to be the VOICE, but, if necessary, the ARM of their discontent.
1262 > "the raising or keeping a standing army within the kingdom in time of peace, UNLESS WITH THE CONSENT OF PARLIAMENT, was against law."
1221 1263
1222 Schemes to subvert the liberties of a great community REQUIRE TIME to mature them for execution. An army, so large as seriously to menace those liberties, could only be formed by progressive augmentations; which would suppose, not merely a temporary combination between the legislature and executive, but a continued conspiracy for a series of time. Is it probable that such a combination would exist at all? Is it probable that it would be persevered in, and transmitted along through all the successive variations in a representative body, which biennial elections would naturally produce in both houses? Is it presumable, that every man, the instant he took his seat in the national Senate or House of Representatives, would commence a traitor to his constituents and to his country? Can it be supposed that there would not be found one man, discerning enough to detect so atrocious a conspiracy, or bold or honest enough to apprise his constituents of their danger? If such presumptions can fairly be made, there ought at once to be an end of all delegated authority. The people should resolve to recall all the powers they have heretofore parted with out of their own hands, and to divide themselves into as many States as there are counties, in order that they may be able to manage their own concerns in person.
1264 Even at liberty's height, England required no further security than prohibiting the executive from maintaining armies without Parliament. The revolution's patriots were too moderate to restrain legislative discretion. They knew some troops were indispensable; that no precise limits could anticipate national emergencies; that power equal to any contingency must exist somewhere; and that entrusting it to the legislature was the ultimate precaution compatible with community safety.
1223 1265
1224 If such suppositions could even be reasonably made, still the concealment of the design, for any duration, would be impracticable. It would be announced, by the very circumstance of augmenting the army to so great an extent in time of profound peace. What colorable reason could be assigned, in a country so situated, for such vast augmentations of the military force? It is impossible that the people could be long deceived; and the destruction of the project, and of the projectors, would quickly follow the discovery.
1266 Americans inherited this concern about peacetime standing armies. Our Revolution heightened sensitivity about popular rights, and our zeal sometimes exceeded healthy political temperature. The attempts by Pennsylvania and North Carolina to restrict the legislature exemplify an injudicious excess—extending principles born of suspicion toward hereditary monarchs to the people's own representatives.
1225 1267
1226 It has been said that the provision which limits the appropriation of money for the support of an army to the period of two years would be unavailing, because the Executive, when once possessed of a force large enough to awe the people into submission, would find resources in that very force sufficient to enable him to dispense with supplies from the acts of the legislature. But the question again recurs, upon what pretense could he be put in possession of a force of that magnitude in time of peace? If we suppose it to have been created in consequence of some domestic insurrection or foreign war, then it becomes a case not within the principles of the objection; for this is levelled against the power of keeping up troops in time of peace. Few persons will be so visionary as seriously to contend that military forces ought not to be raised to quell a rebellion or resist an invasion; and if the defense of the community under such circumstances should make it necessary to have an army so numerous as to hazard its liberty, this is one of those calamaties for which there is neither preventative nor cure. It cannot be provided against by any possible form of government; it might even result from a simple league offensive and defensive, if it should ever be necessary for the confederates or allies to form an army for common defense.
1268 In states avoiding this error, we still find unnecessary declarations that standing armies should not be kept in peacetime WITHOUT LEGISLATIVE CONSENT. These are redundant because the English Bill of Rights' rationale doesn't apply: under state constitutions, the power to raise armies cannot reside anywhere but in the legislatures. Declaring that the only empowered body must consent is absurd. Some constitutions—including New York's, justly praised as one of America's best—are wisely silent.
1227 1269
1228 But it is an evil infinitely less likely to attend us in a united than in a disunited state; nay, it may be safely asserted that it is an evil altogether unlikely to attend us in the latter situation. It is not easy to conceive a possibility that dangers so formidable can assail the whole Union, as to demand a force considerable enough to place our liberties in the least jeopardy, especially if we take into our view the aid to be derived from the militia, which ought always to be counted upon as a valuable and powerful auxiliary. But in a state of disunion (as has been fully shown in another place), the contrary of this supposition would become not only probable, but almost unavoidable.
1270 Even in the two states attempting restriction, the language is cautionary, not prohibitory: they say armies OUGHT NOT, not SHALL NOT, be kept. This ambiguity betrays a conflict between suspicion and the conviction that absolute exclusion would be unsafe.
1229 1271
1230 PUBLIUS.
1272 Can we doubt that such a provision, whenever necessity required departure, would be treated as a mere suggestion yielding to state necessities? Let Pennsylvania's facts decide. What good is a provision that ceases to function the moment it's inconvenient?
1231 1273
1274 Compare that vague provision to the Constitution's limit on military appropriations to two years. The former, aiming too high, achieves nothing; the latter, avoiding unwise extremes and meeting national needs, will have healthy and powerful effect.
1232 1275
1276 Under this provision, Congress must deliberate at least every two years on maintaining a military force, declaring its position by formal vote before constituents. It cannot grant the executive permanent army funds. Since party spirit affects political bodies, opposition members will eagerly challenge majority motives. Military funding will remain a perpetual debate topic, alerting public attention each time and warning the community of danger, should the majority incline toward excess.
1233 1277
1278 Beyond congressional parties, state legislatures will be watching:
1234 1279
1280 > "The State legislatures, who will always be vigilant, suspicious, and jealous guardians of citizens' rights against federal encroachments, will constantly attend to national rulers' conduct, ready enough—if anything improper appears—to sound the alarm to the people, serving not only as the VOICE but, if necessary, the ARM of their discontent."
1281
1282 > **Quote:** Schemes to subvert the liberties of a great community REQUIRE TIME to mature them for execution.
1283
1284 An army large enough to threaten liberty could only be built gradually, requiring not a temporary legislative-executive alliance but a continuous, long-term conspiracy. Is such an alliance probable? Could it survive biennial elections' natural changes? Would every new legislator instantly become a traitor? Would none detect such a conspiracy or warn constituents? If these assumptions were fair, we should immediately end all delegated authority, take back surrendered powers, and divide into as many states as counties to manage affairs personally.
1285
1286 Even if reasonable, such a plot could never stay hidden. Peacetime army expansion would itself signal the scheme. What plausible reason could justify such increases in our situation? The people could not be deceived long; discovery would quickly destroy both the project and the projectors.
1287
1288 Some argue the two-year limit is useless because an executive with a force large enough to intimidate the people could ignore the legislature. But what pretext would grant such a peacetime force? If created for domestic insurrection or foreign war, the objection fails, as it targets peacetime armies. Few would unrealistically argue against raising forces to crush rebellion or resist invasion. If defense requires an army so large it risks liberty, this calamity has neither preventative nor cure; no government can guard against it, nor could even a defensive alliance if allies must form a common-defense army.
1289
1290 This evil is far less likely in a united than disunited state; indeed, it is highly unlikely in the former. Formidable dangers attacking the entire Union would rarely require a force large enough to jeopardize liberty—especially with militia as a valuable auxiliary. But in disunion (as shown elsewhere), this becomes not merely probable but almost unavoidable.
1291
1292 PUBLIUS.
1293
1235 1294 ## No. XXVII. - The Same Subject Continued (The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered)
1236 1295
1237 1296 From the New York Packet.
@@ -1243,25 +1302,38 @@
1243 1302
1244 1303 To the People of the State of New York:
1245 1304
1246 It has been urged, in different shapes, that a Constitution of the kind proposed by the convention cannot operate without the aid of a military force to execute its laws. This, however, like most other things that have been alleged on that side, rests on mere general assertion, unsupported by any precise or intelligible designation of the reasons upon which it is founded. As far as I have been able to divine the latent meaning of the objectors, it seems to originate in a presupposition that the people will be disinclined to the exercise of federal authority in any matter of an internal nature. Waiving any exception that might be taken to the inaccuracy or inexplicitness of the distinction between internal and external, let us inquire what ground there is to presuppose that disinclination in the people. Unless we presume at the same time that the powers of the general government will be worse administered than those of the State government, there seems to be no room for the presumption of ill-will, disaffection, or opposition in the people. I believe it may be laid down as a general rule that their confidence in and obedience to a government will commonly be proportioned to the goodness or badness of its administration. It must be admitted that there are exceptions to this rule; but these exceptions depend so entirely on accidental causes, that they cannot be considered as having any relation to the intrinsic merits or demerits of a constitution. These can only be judged of by general principles and maxims.
1305 The claim that the proposed Constitution requires military force to execute its laws rests, like most opposition assertions, on unsupported generalities without clear explanation. The objectors assume people will resist federal authority in internal matters. Setting aside that vague distinction, what reason supports such reluctance? Unless the national government is administered worse than the states, no ill will should be expected.
1247 1306
1248 Various reasons have been suggested, in the course of these papers, to induce a probability that the general government will be better administered than the particular governments; the principal of which reasons are that the extension of the spheres of election will present a greater option, or latitude of choice, to the people; that through the medium of the State legislatures which are select bodies of men, and which are to appoint the members of the national Senate there is reason to expect that this branch will generally be composed with peculiar care and judgment; that these circumstances promise greater knowledge and more extensive information in the national councils, and that they will be less apt to be tainted by the spirit of faction, and more out of the reach of those occasional ill-humors, or temporary prejudices and propensities, which, in smaller societies, frequently contaminate the public councils, beget injustice and oppression of a part of the community, and engender schemes which, though they gratify a momentary inclination or desire, terminate in general distress, dissatisfaction, and disgust. Several additional reasons of considerable force, to fortify that probability, will occur when we come to survey, with a more critical eye, the interior structure of the edifice which we are invited to erect. It will be sufficient here to remark, that until satisfactory reasons can be assigned to justify an opinion, that the federal government is likely to be administered in such a manner as to render it odious or contemptible to the people, there can be no reasonable foundation for the supposition that the laws of the Union will meet with any greater obstruction from them, or will stand in need of any other methods to enforce their execution, than the laws of the particular members.
1307 > **Quote:** "I believe it may be laid down as a general rule that their confidence in and obedience to a government will commonly be proportioned to the goodness or badness of its administration."
1249 1308
1250 The hope of impunity is a strong incitement to sedition; the dread of punishment, a proportionably strong discouragement to it. Will not the government of the Union, which, if possessed of a due degree of power, can call to its aid the collective resources of the whole Confederacy, be more likely to repress the FORMER sentiment and to inspire the LATTER, than that of a single State, which can only command the resources within itself? A turbulent faction in a State may easily suppose itself able to contend with the friends to the government in that State; but it can hardly be so infatuated as to imagine itself a match for the combined efforts of the Union. If this reflection be just, there is less danger of resistance from irregular combinations of individuals to the authority of the Confederacy than to that of a single member.
1309 Exceptions exist, but these depend on accidental causes unrelated to a constitution's inherent merits, which can only be judged by general principles.
1251 1310
1252 I will, in this place, hazard an observation, which will not be the less just because to some it may appear new; which is, that the more the operations of the national authority are intermingled in the ordinary exercise of government, the more the citizens are accustomed to meet with it in the common occurrences of their political life, the more it is familiarized to their sight and to their feelings, the further it enters into those objects which touch the most sensible chords and put in motion the most active springs of the human heart, the greater will be the probability that it will conciliate the respect and attachment of the community. Man is very much a creature of habit. A thing that rarely strikes his senses will generally have but little influence upon his mind. A government continually at a distance and out of sight can hardly be expected to interest the sensations of the people. The inference is, that the authority of the Union, and the affections of the citizens towards it, will be strengthened, rather than weakened, by its extension to what are called matters of internal concern; and will have less occasion to recur to force, in proportion to the familiarity and comprehensiveness of its agency. The more it circulates through those channels and currents in which the passions of mankind naturally flow, the less will it require the aid of the violent and perilous expedients of compulsion.
1311 Several reasons suggest the national government will be better administered than the states: larger election districts offer better choices; state legislatures—select groups of men—will appoint Senators with particular care; this promises greater knowledge and less factionalism, protecting councils from the fits of temper and temporary prejudices that, in smaller societies, often lead to injustice and the oppression of minorities.
1253 1312
1254 One thing, at all events, must be evident, that a government like the one proposed would bid much fairer to avoid the necessity of using force, than that species of league contend for by most of its opponents; the authority of which should only operate upon the States in their political or collective capacities. It has been shown that in such a Confederacy there can be no sanction for the laws but force; that frequent delinquencies in the members are the natural offspring of the very frame of the government; and that as often as these happen, they can only be redressed, if at all, by war and violence.
1313 Further reasons will emerge upon closer examination. For now, until solid grounds justify believing the federal government will be run hatefully, no basis exists to assume Union laws will face greater resistance, or require different enforcement, than state laws.
1255 1314
1256 The plan reported by the convention, by extending the authority of the federal head to the individual citizens of the several States, will enable the government to employ the ordinary magistracy of each, in the execution of its laws. It is easy to perceive that this will tend to destroy, in the common apprehension, all distinction between the sources from which they might proceed; and will give the federal government the same advantage for securing a due obedience to its authority which is enjoyed by the government of each State, in addition to the influence on public opinion which will result from the important consideration of its having power to call to its assistance and support the resources of the whole Union. It merits particular attention in this place, that the laws of the Confederacy, as to the ENUMERATED and LEGITIMATE objects of its jurisdiction, will become the SUPREME LAW of the land; to the observance of which all officers, legislative, executive, and judicial, in each State, will be bound by the sanctity of an oath. Thus the legislatures, courts, and magistrates, of the respective members, will be incorporated into the operations of the national government AS FAR AS ITS JUST AND CONSTITUTIONAL AUTHORITY EXTENDS; and will be rendered auxiliary to the enforcement of its laws.[1] Any man who will pursue, by his own reflections, the consequences of this situation, will perceive that there is good ground to calculate upon a regular and peaceable execution of the laws of the Union, if its powers are administered with a common share of prudence. If we will arbitrarily suppose the contrary, we may deduce any inferences we please from the supposition; for it is certainly possible, by an injudicious exercise of the authorities of the best government that ever was, or ever can be instituted, to provoke and precipitate the people into the wildest excesses. But though the adversaries of the proposed Constitution should presume that the national rulers would be insensible to the motives of public good, or to the obligations of duty, I would still ask them how the interests of ambition, or the views of encroachment, can be promoted by such a conduct?
1315 Hope of escaping punishment incites rebellion; fear of it deters. The Union government, commanding the Confederacy's collective resources, can better inspire the latter than a state commanding only its own.
1257 1316
1258 PUBLIUS.
1317 > **Quote:** "A turbulent faction in a State may easily suppose itself able to contend with the friends to the government in that State; but it can hardly be so infatuated as to imagine itself a match for the combined efforts of the Union."
1259 1318
1260 [1] The sophistry which has been employed to show that this will tend to the destruction of the State governments, will, in its will, in its proper place, be fully detected.
1319 Thus, there is less danger of resistance from irregular combinations of individuals to the authority of the Confederacy than to that of a single member.
1261 1320
1321 I offer an observation no less true for seeming new: the more national authority is woven into ordinary government functions, the more citizens grow accustomed to it. The more familiar it becomes and the more it touches the sensitive chords and active springs of the human heart, the more it wins respect and loyalty.
1262 1322
1323 > **Quote:** "Man is very much a creature of habit. A thing that rarely strikes his senses will generally have but little influence upon his mind."
1263 1324
1325 A distant, unseen government cannot engage the people's feelings. Thus, the Union's authority and citizen loyalty will be strengthened, not weakened, by extending its reach to internal concerns. The more familiar its actions, the less it need resort to force. The more it flows through natural channels of human passion, the less it requires violent compulsion.
1264 1326
1327 One thing must be clear: the proposed government is far better positioned to avoid force than the opponents' league, which would act only upon states collectively. Such a Confederacy can enforce laws only through force; state failures are its natural result, correctable only by war.
1328
1329 The convention's plan extends federal authority to individual citizens, allowing the government to use state officials to execute its laws. This erases any public distinction between law sources, giving the federal government the same advantages as states, plus the influence of Union-wide resources.
1330
1331 > **Quote:** "It merits particular attention in this place, that the laws of the Confederacy, as to the ENUMERATED and LEGITIMATE objects of its jurisdiction, will become the SUPREME LAW of the land; to the observance of which all officers, legislative, executive, and judicial, in each State, will be bound by the sanctity of an oath."
1332
1333 Thus, state legislatures, courts, and magistrates will be incorporated into national operations, acting as assistants in enforcing its laws. Any man who thinks through this arrangement will see good reason to expect peaceful execution, provided powers are managed with ordinary prudence. If we arbitrarily assume the opposite, any conclusion follows; even the best government can provoke excess through poor administration. But assuming national leaders indifferent to duty, how does this serve ambition? The sophistry used to argue that this system will destroy state governments will be fully exposed and refuted in the appropriate place.
1334
1335 PUBLIUS.
1336
1265 1337 ## No. XXVIII. - The Same Subject Continued (The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered)
1266 1338
1267 1339 For the Independent Journal.
@@ -1271,33 +1343,44 @@
1271 1343
1272 1344 To the People of the State of New York:
1273 1345
1274 That there may happen cases in which the national government may be necessitated to resort to force, cannot be denied. Our own experience has corroborated the lessons taught by the examples of other nations; that emergencies of this sort will sometimes arise in all societies, however constituted; that seditions and insurrections are, unhappily, maladies as inseparable from the body politic as tumors and eruptions from the natural body; that the idea of governing at all times by the simple force of law (which we have been told is the only admissible principle of republican government), has no place but in the reveries of those political doctors whose sagacity disdains the admonitions of experimental instruction.
1346 It cannot be denied that situations may arise in which the national government will be forced to resort to military power. Our own experience confirms the lessons taught by other nations: emergencies of this kind occur in all societies, however structured. We must accept
1275 1347
1276 Should such emergencies at any time happen under the national government, there could be no remedy but force. The means to be employed must be proportioned to the extent of the mischief. If it should be a slight commotion in a small part of a State, the militia of the residue would be adequate to its suppression; and the national presumption is that they would be ready to do their duty. An insurrection, whatever may be its immediate cause, eventually endangers all government. Regard to the public peace, if not to the rights of the Union, would engage the citizens to whom the contagion had not communicated itself to oppose the insurgents; and if the general government should be found in practice conducive to the prosperity and felicity of the people, it were irrational to believe that they would be disinclined to its support.
1348 > **Quote:** "seditions and insurrections are, unhappily, maladies as inseparable from the body politic as tumors and eruptions from the natural body"
1277 1349
1278 If, on the contrary, the insurrection should pervade a whole State, or a principal part of it, the employment of a different kind of force might become unavoidable. It appears that Massachusetts found it necessary to raise troops for repressing the disorders within that State; that Pennsylvania, from the mere apprehension of commotions among a part of her citizens, has thought proper to have recourse to the same measure. Suppose the State of New York had been inclined to re-establish her lost jurisdiction over the inhabitants of Vermont, could she have hoped for success in such an enterprise from the efforts of the militia alone? Would she not have been compelled to raise and to maintain a more regular force for the execution of her design? If it must then be admitted that the necessity of recurring to a force different from the militia, in cases of this extraordinary nature, is applicable to the State governments themselves, why should the possibility, that the national government might be under a like necessity, in similar extremities, be made an objection to its existence? Is it not surprising that men who declare an attachment to the Union in the abstract, should urge as an objection to the proposed Constitution what applies with tenfold weight to the plan for which they contend; and what, as far as it has any foundation in truth, is an inevitable consequence of civil society upon an enlarged scale? Who would not prefer that possibility to the unceasing agitations and frequent revolutions which are the continual scourges of petty republics?
1350 The idea of governing at all times solely by law—which we are told is the only acceptable principle of a republican government—exists only in the fantasies of those political doctors whose sagacity ignores the lessons of experience.
1279 1351
1280 Let us pursue this examination in another light. Suppose, in lieu of one general system, two, or three, or even four Confederacies were to be formed, would not the same difficulty oppose itself to the operations of either of these Confederacies? Would not each of them be exposed to the same casualties; and when these happened, be obliged to have recourse to the same expedients for upholding its authority which are objected to in a government for all the States? Would the militia, in this supposition, be more ready or more able to support the federal authority than in the case of a general union? All candid and intelligent men must, upon due consideration, acknowledge that the principle of the objection is equally applicable to either of the two cases; and that whether we have one government for all the States, or different governments for different parcels of them, or even if there should be an entire separation of the States, there might sometimes be a necessity to make use of a force constituted differently from the militia, to preserve the peace of the community and to maintain the just authority of the laws against those violent invasions of them which amount to insurrections and rebellions.
1352 Should such emergencies occur under the national government, there would be no remedy but force, and the means must be proportional to the extent of the trouble. A minor disturbance in a small part of a state could be suppressed by the militia of the rest, and the national expectation is that they would be ready to do their duty. An insurrection, whatever its immediate cause, eventually threatens all government, and a concern for public peace would naturally lead unaffected citizens to oppose the insurgents. If the general government proves in practice to be conducive to the people's prosperity and happiness, it would be irrational to believe they would be unwilling to support it.
1281 1353
1282 Independent of all other reasonings upon the subject, it is a full answer to those who require a more peremptory provision against military establishments in time of peace, to say that the whole power of the proposed government is to be in the hands of the representatives of the people. This is the essential, and, after all, only efficacious security for the rights and privileges of the people, which is attainable in civil society.[1]
1354 If, on the contrary, the insurrection should spread through an entire state or its major part, a different kind of force might become unavoidable. Massachusetts found it necessary to raise troops to suppress disorders, and Pennsylvania, out of a mere fear of unrest among some citizens, has also resorted to the same measure. Suppose New York had wanted to re-establish its lost jurisdiction over Vermont; could it have hoped for success using only militia? Would it not have been compelled to raise a more regular force? If state governments themselves must sometimes use forces beyond the militia, why should the national government's potential need be an objection to its existence? Is it not surprising that men attached to the Union in theory should object on grounds that apply with ten times more weight to the very plan they support? As far as this objection has any basis, is it not an inevitable consequence of civil society on a large scale? Who would not prefer that possibility to the constant agitation and frequent revolutions that are the scourges of small republics?
1283 1355
1284 If the representatives of the people betray their constituents, there is then no resource left but in the exertion of that original right of self-defense which is paramount to all positive forms of government, and which against the usurpations of the national rulers, may be exerted with infinitely better prospect of success than against those of the rulers of an individual state. In a single state, if the persons intrusted with supreme power become usurpers, the different parcels, subdivisions, or districts of which it consists, having no distinct government in each, can take no regular measures for defense. The citizens must rush tumultuously to arms, without concert, without system, without resource; except in their courage and despair. The usurpers, clothed with the forms of legal authority, can too often crush the opposition in embryo. The smaller the extent of the territory, the more difficult will it be for the people to form a regular or systematic plan of opposition, and the more easy will it be to defeat their early efforts. Intelligence can be more speedily obtained of their preparations and movements, and the military force in the possession of the usurpers can be more rapidly directed against the part where the opposition has begun. In this situation there must be a peculiar coincidence of circumstances to insure success to the popular resistance.
1356 Let us look at this issue from another perspective. Suppose two, three, or four confederacies were formed instead of one general system. Would not each face the same difficulty, be exposed to the same risks, and be forced to use the same methods now objected to? Would the militia be any more ready to support a regional federal authority? All honest men must, upon reflection, acknowledge the principle applies equally to both cases. Whether one Union, multiple confederacies, or entirely separate states, force organized differently from the militia may occasionally be necessary to preserve peace and maintain authority against violent violations amounting to insurrections and rebellions.
1285 1357
1286 The obstacles to usurpation and the facilities of resistance increase with the increased extent of the state, provided the citizens understand their rights and are disposed to defend them. The natural strength of the people in a large community, in proportion to the artificial strength of the government, is greater than in a small, and of course more competent to a struggle with the attempts of the government to establish a tyranny. But in a confederacy the people, without exaggeration, may be said to be entirely the masters of their own fate. Power being almost always the rival of power, the general government will at all times stand ready to check the usurpations of the state governments, and these will have the same disposition towards the general government. The people, by throwing themselves into either scale, will infallibly make it preponderate. If their rights are invaded by either, they can make use of the other as the instrument of redress. How wise will it be in them by cherishing the union to preserve to themselves an advantage which can never be too highly prized!
1358 Independent of all other arguments, there is a complete answer to those demanding absolute provision against standing armies in peacetime: the entire power of the proposed government is to be in the hands of the representatives of the people.
1287 1359
1288 It may safely be received as an axiom in our political system, that the State governments will, in all possible contingencies, afford complete security against invasions of the public liberty by the national authority. Projects of usurpation cannot be masked under pretenses so likely to escape the penetration of select bodies of men, as of the people at large. The legislatures will have better means of information. They can discover the danger at a distance; and possessing all the organs of civil power, and the confidence of the people, they can at once adopt a regular plan of opposition, in which they can combine all the resources of the community. They can readily communicate with each other in the different States, and unite their common forces for the protection of their common liberty.
1360 > **Quote:** "This is the essential, and, after all, only efficacious security for the rights and privileges of the people, which is attainable in civil society."
1289 1361
1290 The great extent of the country is a further security. We have already experienced its utility against the attacks of a foreign power. And it would have precisely the same effect against the enterprises of ambitious rulers in the national councils. If the federal army should be able to quell the resistance of one State, the distant States would have it in their power to make head with fresh forces. The advantages obtained in one place must be abandoned to subdue the opposition in others; and the moment the part which had been reduced to submission was left to itself, its efforts would be renewed, and its resistance revive.
1362 The full effectiveness of this security will be examined in more detail later.
1291 1363
1292 We should recollect that the extent of the military force must, at all events, be regulated by the resources of the country. For a long time to come, it will not be possible to maintain a large army; and as the means of doing this increase, the population and natural strength of the community will proportionably increase. When will the time arrive that the federal government can raise and maintain an army capable of erecting a despotism over the great body of the people of an immense empire, who are in a situation, through the medium of their State governments, to take measures for their own defense, with all the celerity, regularity, and system of independent nations? The apprehension may be considered as a disease, for which there can be found no cure in the resources of argument and reasoning.
1364 > **Quote:** "If the representatives of the people betray their constituents, there is then no resource left but in the exertion of that original right of self-defense which is paramount to all positive forms of government"
1293 1365
1294 PUBLIUS.
1366 Against potential abuses of national rulers, this right may be exerted with infinitely better prospect of success than against rulers of an individual state. In a single state, if those entrusted with supreme power become tyrants, the various districts have no government and cannot take organized measures for defense. Citizens must rush confusedly to arms without coordination, while usurpers clothed in the appearance of legal authority crush the opposition in embryo. The smaller the territory, the more difficult to form systematic opposition and the easier to obtain information and defeat early efforts. The usurpers' military force can be directed more rapidly against the area where opposition began. In this situation, a very rare combination of circumstances would be required to ensure success.
1295 1367
1296 [1] Its full efficacy will be examined hereafter.
1368 The obstacles to tyranny and the ease of resistance increase as the size of the state increases, provided citizens understand their rights and are willing to defend them. The natural strength of the people in a large community is greater than in a small one, and therefore more capable of resisting tyranny. But in a confederacy, the people can be said, without exaggeration, to be the masters of their own fate.
1297 1369
1370 > **Quote:** "Power being almost always the rival of power, the general government will at all times stand ready to check the usurpations of the state governments, and these will have the same disposition towards the general government."
1298 1371
1372 The people, by throwing their support to either side, inevitably make that side prevail. If their rights are invaded by either, they can use the other as an instrument of redress. How wise would it be for them to cherish the Union and preserve for themselves an advantage that can never be overvalued!
1299 1373
1374 > **Quote:** "It may safely be received as an axiom in our political system, that the State governments will, in all possible contingencies, afford complete security against invasions of the public liberty by the national authority."
1300 1375
1376 Efforts to seize power cannot be hidden under excuses likely to escape the notice of select bodies of men as easily as they might the people at large. State legislatures have better access to information, can spot danger from a distance, and because they possess all the organs of civil power and the confidence of the people, can immediately adopt organized opposition plans, combining all resources of the community. They can easily communicate with each other in the different states and unite their forces to protect their common liberty.
1377
1378 The vast size of the country is an additional security. We have seen its usefulness against the attacks of a foreign power, and it would have exactly the same effect against the schemes of ambitious rulers in the national councils. If the federal army were able to suppress resistance of one state, distant states would have power to resist with fresh forces. Advantages gained in one place would have to be abandoned to subdue opposition in others; the moment a region that had been forced into submission was left to itself, its efforts would be renewed and its resistance would revive.
1379
1380 We should remember that the size of the military force must, in any case, be limited by the resources of the country. For a long time to come, it will not be possible to maintain a large army; and as the ability to do so increases, the population and natural strength of the community will increase proportionally. When will the time come that the federal government can raise and maintain an army capable of imposing a despotism over the great mass of the people in an immense empire—people who, positioned through their state governments to take measures for their own defense with all the speed, regularity, and organization of independent nations? This fear may be considered a disease for which no cure can be found in the resources of argument and reasoning.
1381
1382 PUBLIUS.
1383
1301 1384 ## No. XXIX. - Concerning the Militia
1302 1385
1303 1386 From the Daily Advertiser.
@@ -1309,40 +1392,43 @@
1309 1392
1310 1393 To the People of the State of New York:
1311 1394
1312 The power of regulating the militia, and of commanding its services in times of insurrection and invasion are natural incidents to the duties of superintending the common defense, and of watching over the internal peace of the Confederacy.
1395 The power to regulate the militia and command its service in insurrection and invasion is a natural incident to the duties of superintending the common defense and watching over the internal peace of the Union. Uniform organization and discipline would produce beneficial effects, enabling them to act with mutual intelligence and concert—an advantage of peculiar moment in an army—and more rapidly acquire essential military proficiency. This uniformity can only be achieved under national authority, making appropriate the convention's plan empowering the Union "to provide for organizing, arming, and disciplining the militia, and for governing such part of them as may be employed in the service of the United States, RESERVING TO THE STATES RESPECTIVELY THE APPOINTMENT OF THE OFFICERS, AND THE AUTHORITY OF TRAINING THE MILITIA ACCORDING TO THE DISCIPLINE PRESCRIBED BY CONGRESS."
1313 1396
1314 It requires no skill in the science of war to discern that uniformity in the organization and discipline of the militia would be attended with the most beneficial effects, whenever they were called into service for the public defense. It would enable them to discharge the duties of the camp and of the field with mutual intelligence and concert an advantage of peculiar moment in the operations of an army; and it would fit them much sooner to acquire the degree of proficiency in military functions which would be essential to their usefulness. This desirable uniformity can only be accomplished by confiding the regulation of the militia to the direction of the national authority. It is, therefore, with the most evident propriety, that the plan of the convention proposes to empower the Union “to provide for organizing, arming, and disciplining the militia, and for governing such part of them as may be employed in the service of the United States, RESERVING TO THE STATES RESPECTIVELY THE APPOINTMENT OF THE OFFICERS, AND THE AUTHORITY OF TRAINING THE MILITIA ACCORDING TO THE DISCIPLINE PRESCRIBED BY CONGRESS.”
1397 Of all arguments against the convention's plan, none is more indefensible than the attack on this provision. If a well-regulated militia is the natural defense of a free country, it ought to be regulated by the body responsible for national security. If standing armies are dangerous to liberty, giving government effective power over the militia removes the incentive for such institutions. If the federal government can rely on the militia during emergencies requiring military force to support civil law, it can avoid employing a different kind of force; if it cannot, it will be forced to resort to a standing army.
1315 1398
1316 Of the different grounds which have been taken in opposition to the plan of the convention, there is none that was so little to have been expected, or is so untenable in itself, as the one from which this particular provision has been attacked. If a well-regulated militia be the most natural defense of a free country, it ought certainly to be under the regulation and at the disposal of that body which is constituted the guardian of the national security. If standing armies are dangerous to liberty, an efficacious power over the militia, in the body to whose care the protection of the State is committed, ought, as far as possible, to take away the inducement and the pretext to such unfriendly institutions. If the federal government can command the aid of the militia in those emergencies which call for the military arm in support of the civil magistrate, it can the better dispense with the employment of a different kind of force. If it cannot avail itself of the former, it will be obliged to recur to the latter. To render an army unnecessary, will be a more certain method of preventing its existence than a thousand prohibitions upon paper.
1399 > **Quote:** "To render an army unnecessary, will be a more certain method of preventing its existence than a thousand prohibitions upon paper."
1317 1400
1318 In order to cast an odium upon the power of calling forth the militia to execute the laws of the Union, it has been remarked that there is nowhere any provision in the proposed Constitution for calling out the POSSE COMITATUS, to assist the magistrate in the execution of his duty, whence it has been inferred, that military force was intended to be his only auxiliary. There is a striking incoherence in the objections which have appeared, and sometimes even from the same quarter, not much calculated to inspire a very favorable opinion of the sincerity or fair dealing of their authors. The same persons who tell us in one breath, that the powers of the federal government will be despotic and unlimited, inform us in the next, that it has not authority sufficient even to call out the POSSE COMITATUS. The latter, fortunately, is as much short of the truth as the former exceeds it. It would be as absurd to doubt, that a right to pass all laws NECESSARY AND PROPER to execute its declared powers, would include that of requiring the assistance of the citizens to the officers who may be intrusted with the execution of those laws, as it would be to believe, that a right to enact laws necessary and proper for the imposition and collection of taxes would involve that of varying the rules of descent and of the alienation of landed property, or of abolishing the trial by jury in cases relating to it. It being therefore evident that the supposition of a want of power to require the aid of the POSSE COMITATUS is entirely destitute of color, it will follow, that the conclusion which has been drawn from it, in its application to the authority of the federal government over the militia, is as uncandid as it is illogical. What reason could there be to infer, that force was intended to be the sole instrument of authority, merely because there is a power to make use of it when necessary? What shall we think of the motives which could induce men of sense to reason in this manner? How shall we prevent a conflict between charity and judgment?
1401 To make the militia power seem hateful, critics note the Constitution contains no specific provision for calling out the *posse comitatus* to assist magistrates, inferring military force was intended as the only tool. This reveals striking inconsistency: the same critics who claim federal powers will be despotic and unlimited also claim it lacks authority to call out the *posse comitatus*. The latter claim is as false as the former is exaggerated. It would be as absurd to doubt that the right to pass "necessary and proper" laws includes requiring citizen assistance in enforcement, as to believe tax law power includes abolishing jury trials. Since the supposition of a lack of power to require the aid of the *posse comitatus* is entirely destitute of color, the conclusion drawn regarding federal militia authority is as uncandid as it is illogical. Why infer force is intended as the only instrument simply because power exists to use it when necessary? It is difficult to balance charity for intentions with judgment of such logic.
1319 1402
1320 By a curious refinement upon the spirit of republican jealousy, we are even taught to apprehend danger from the militia itself, in the hands of the federal government. It is observed that select corps may be formed, composed of the young and ardent, who may be rendered subservient to the views of arbitrary power. What plan for the regulation of the militia may be pursued by the national government, is impossible to be foreseen. But so far from viewing the matter in the same light with those who object to select corps as dangerous, were the Constitution ratified, and were I to deliver my sentiments to a member of the federal legislature from this State on the subject of a militia establishment, I should hold to him, in substance, the following discourse:
1403 Through a strange distortion of republican caution, we are told to fear the militia itself in federal hands, suggesting elite corps of the young and passionate could serve arbitrary power. While we cannot foresee the national government's exact plan, far from seeing "select corps" as dangerous, I would advise a federal legislator as follows:
1321 1404
1322 “The project of disciplining all the militia of the United States is as futile as it would be injurious, if it were capable of being carried into execution. A tolerable expertness in military movements is a business that requires time and practice. It is not a day, or even a week, that will suffice for the attainment of it. To oblige the great body of the yeomanry, and of the other classes of the citizens, to be under arms for the purpose of going through military exercises and evolutions, as often as might be necessary to acquire the degree of perfection which would entitle them to the character of a well-regulated militia, would be a real grievance to the people, and a serious public inconvenience and loss. It would form an annual deduction from the productive labor of the country, to an amount which, calculating upon the present numbers of the people, would not fall far short of the whole expense of the civil establishments of all the States. To attempt a thing which would abridge the mass of labor and industry to so considerable an extent, would be unwise: and the experiment, if made, could not succeed, because it would not long be endured. Little more can reasonably be aimed at, with respect to the people at large, than to have them properly armed and equipped; and in order to see that this be not neglected, it will be necessary to assemble them once or twice in the course of a year.
1405 "Disciplining the entire militia is as futile as it would be harmful. Basic military expertise requires time and practice; a day or week is insufficient. Requiring the great body of the yeomanry and other classes of citizens to drill frequently enough for a 'well-regulated militia' would burden the people, causing serious public inconvenience and an annual loss of productive labor nearly equal to all state civil governments' costs. Such an attempt would be unwise and would fail, as the people would not endure it. Little more can reasonably be expected of the public than that they be properly armed and equipped, assembling once or twice yearly to ensure this.
1323 1406
1324 “But though the scheme of disciplining the whole nation must be abandoned as mischievous or impracticable; yet it is a matter of the utmost importance that a well-digested plan should, as soon as possible, be adopted for the proper establishment of the militia. The attention of the government ought particularly to be directed to the formation of a select corps of moderate extent, upon such principles as will really fit them for service in case of need. By thus circumscribing the plan, it will be possible to have an excellent body of well-trained militia, ready to take the field whenever the defense of the State shall require it. This will not only lessen the call for military establishments, but if circumstances should at any time oblige the government to form an army of any magnitude that army can never be formidable to the liberties of the people while there is a large body of citizens, little, if at all, inferior to them in discipline and the use of arms, who stand ready to defend their own rights and those of their fellow-citizens. This appears to me the only substitute that can be devised for a standing army, and the best possible security against it, if it should exist.”
1407 "While disciplining the entire nation must be abandoned, it is crucial to adopt a well-organized plan for the militia. The government should focus on forming a select corps of moderate size, truly fit for service when needed. By limiting scope, we can have an excellent body of well-trained militia ready for defense. This reduces need for permanent military establishments, and if a large army must be formed, it cannot threaten liberties while a large body of citizens—hardly inferior in discipline and skill—stands ready to defend their rights."
1325 1408
1326 Thus differently from the adversaries of the proposed Constitution should I reason on the same subject, deducing arguments of safety from the very sources which they represent as fraught with danger and perdition. But how the national legislature may reason on the point, is a thing which neither they nor I can foresee.
1409 > **Quote:** "This appears to me the only substitute that can be devised for a standing army, and the best possible security against it, if it should exist."
1327 1410
1328 There is something so far-fetched and so extravagant in the idea of danger to liberty from the militia, that one is at a loss whether to treat it with gravity or with raillery; whether to consider it as a mere trial of skill, like the paradoxes of rhetoricians; as a disingenuous artifice to instil prejudices at any price; or as the serious offspring of political fanaticism. Where in the name of common-sense, are our fears to end if we may not trust our sons, our brothers, our neighbors, our fellow-citizens? What shadow of danger can there be from men who are daily mingling with the rest of their countrymen and who participate with them in the same feelings, sentiments, habits and interests? What reasonable cause of apprehension can be inferred from a power in the Union to prescribe regulations for the militia, and to command its services when necessary, while the particular States are to have the SOLE AND EXCLUSIVE APPOINTMENT OF THE OFFICERS? If it were possible seriously to indulge a jealousy of the militia upon any conceivable establishment under the federal government, the circumstance of the officers being in the appointment of the States ought at once to extinguish it. There can be no doubt that this circumstance will always secure to them a preponderating influence over the militia.
1411 My reasoning differs entirely from the Constitution's opponents; I find safety in the very sources they claim are full of danger. But neither they nor I can predict how the national legislature will actually reason.
1329 1412
1330 In reading many of the publications against the Constitution, a man is apt to imagine that he is perusing some ill-written tale or romance, which instead of natural and agreeable images, exhibits to the mind nothing but frightful and distorted shapes—
1413 The idea that the militia endangers liberty is so far-fetched that one hardly knows whether to respond seriously or with mockery. Is it rhetorical display, a dishonest trick to spread prejudice, or sincere political obsession?
1331 1414
1332 “Gorgons, hydras, and chimeras dire;”
1415 > **Quote:** "Where in the name of common-sense, are our fears to end if we may not trust our sons, our brothers, our neighbors, our fellow-citizens?"
1333 1416
1334 discoloring and disfiguring whatever it represents, and transforming everything it touches into a monster.
1417 What danger can there be from men who share our feelings, habits, and interests? What reasonable cause for fear exists in federal power to regulate the militia while states maintain SOLE AND EXCLUSIVE APPOINTMENT OF OFFICERS? This fact alone should eliminate any jealousy of the militia under federal arrangement, ensuring states' dominant influence.
1335 1418
1336 A sample of this is to be observed in the exaggerated and improbable suggestions which have taken place respecting the power of calling for the services of the militia. That of New Hampshire is to be marched to Georgia, of Georgia to New Hampshire, of New York to Kentucky, and of Kentucky to Lake Champlain. Nay, the debts due to the French and Dutch are to be paid in militiamen instead of louis d’ors and ducats. At one moment there is to be a large army to lay prostrate the liberties of the people; at another moment the militia of Virginia are to be dragged from their homes five or six hundred miles, to tame the republican contumacy of Massachusetts; and that of Massachusetts is to be transported an equal distance to subdue the refractory haughtiness of the aristocratic Virginians. Do the persons who rave at this rate imagine that their art or their eloquence can impose any conceits or absurdities upon the people of America for infallible truths?
1419 Reading many anti-Constitution publications, one might imagine a poorly written gothic romance presenting frightening, distorted shapes—
1337 1420
1338 If there should be an army to be made use of as the engine of despotism, what need of the militia? If there should be no army, whither would the militia, irritated by being called upon to undertake a distant and hopeless expedition, for the purpose of riveting the chains of slavery upon a part of their countrymen, direct their course, but to the seat of the tyrants, who had meditated so foolish as well as so wicked a project, to crush them in their imagined intrenchments of power, and to make them an example of the just vengeance of an abused and incensed people? Is this the way in which usurpers stride to dominion over a numerous and enlightened nation? Do they begin by exciting the detestation of the very instruments of their intended usurpations? Do they usually commence their career by wanton and disgustful acts of power, calculated to answer no end, but to draw upon themselves universal hatred and execration? Are suppositions of this sort the sober admonitions of discerning patriots to a discerning people? Or are they the inflammatory ravings of incendiaries or distempered enthusiasts? If we were even to suppose the national rulers actuated by the most ungovernable ambition, it is impossible to believe that they would employ such preposterous means to accomplish their designs.
1421 "Gorgons, hydras, and chimeras dire;"
1339 1422
1340 In times of insurrection, or invasion, it would be natural and proper that the militia of a neighboring State should be marched into another, to resist a common enemy, or to guard the republic against the violence of faction or sedition. This was frequently the case, in respect to the first object, in the course of the late war; and this mutual succor is, indeed, a principal end of our political association. If the power of affording it be placed under the direction of the Union, there will be no danger of a supine and listless inattention to the dangers of a neighbor, till its near approach had superadded the incitements of selfpreservation to the too feeble impulses of duty and sympathy.
1423 —discoloring and disfiguring everything, transforming it into a monster.
1341 1424
1342 PUBLIUS.
1425 Exaggerated claims about calling up the militia suggest New Hampshire's will march to Georgia, Georgia's to New Hampshire, New York's to Kentucky, Kentucky's to Lake Champlain. They even suggest that debts due to the French and Dutch are to be paid in militiamen instead of *louis d’ors* and ducats. One moment there's a massive army to crush liberty; the next, Virginia's militia is dragged hundreds of miles to tame the republican contumacy of Massachusetts, while Massachusetts' militia is transported to subdue the refractory haughtiness of the aristocratic Virginians. Do they imagine such absurdities can trick the American people?
1343 1426
1427 If an army were used for tyranny, why need the militia? If no army exists, where would militia—angry at being called to enslave their countrymen—direct their path? Straight for the tyrants' seats of power, crushing them as an example of just vengeance. Is this how usurpers seize power? By inciting hatred in those they need? By senseless acts bringing universal condemnation? > **Quote:** 'Do they usually commence their career by wanton and disgustful acts of power, calculated to answer no end, but to draw upon themselves universal hatred and execration?' Are these sober warnings or inflammatory rants? Even assuming uncontrollable ambition, such ridiculous means are unbelievable.
1344 1428
1429 In insurrection or invasion, it is natural for neighboring militias to assist each other, as frequently occurred in the recent war. This mutual assistance is a primary goal of our union. Placing this power under the Union prevents a supine and listless inattention to the dangers of a neighbor, until the need for self-preservation finally overcomes a lack of duty and sympathy.
1345 1430
1431 PUBLIUS.
1346 1432
1347 1433 ## No. XXX. - Concerning the General Power of Taxation
1348 1434
@@ -1355,32 +1441,35 @@
1355 1441
1356 1442 To the People of the State of New York:
1357 1443
1358 It has been already observed that the federal government ought to possess the power of providing for the support of the national forces; in which proposition was intended to be included the expense of raising troops, of building and equipping fleets, and all other expenses in any wise connected with military arrangements and operations. But these are not the only objects to which the jurisdiction of the Union, in respect to revenue, must necessarily be empowered to extend. It must embrace a provision for the support of the national civil list; for the payment of the national debts contracted, or that may be contracted; and, in general, for all those matters which will call for disbursements out of the national treasury. The conclusion is, that there must be interwoven, in the frame of the government, a general power of taxation, in one shape or another.
1444 The federal government requires revenue not only for military forces—raising troops, building fleets, and all operations—but also for civil service, national debts, and all treasury disbursements. A general power of taxation must therefore be built into the government's structure.
1359 1445
1360 Money is, with propriety, considered as the vital principle of the body politic; as that which sustains its life and motion, and enables it to perform its most essential functions. A complete power, therefore, to procure a regular and adequate supply of it, as far as the resources of the community will permit, may be regarded as an indispensable ingredient in every constitution. From a deficiency in this particular, one of two evils must ensue; either the people must be subjected to continual plunder, as a substitute for a more eligible mode of supplying the public wants, or the government must sink into a fatal atrophy, and, in a short course of time, perish.
1446 > **Quote:** "Money is, with propriety, considered as the vital principle of the body politic; as that which sustains its life and motion, and enables it to perform its most essential functions."
1361 1447
1362 In the Ottoman or Turkish empire, the sovereign, though in other respects absolute master of the lives and fortunes of his subjects, has no right to impose a new tax. The consequence is that he permits the bashaws or governors of provinces to pillage the people without mercy; and, in turn, squeezes out of them the sums of which he stands in need, to satisfy his own exigencies and those of the state. In America, from a like cause, the government of the Union has gradually dwindled into a state of decay, approaching nearly to annihilation. Who can doubt, that the happiness of the people in both countries would be promoted by competent authorities in the proper hands, to provide the revenues which the necessities of the public might require?
1448 A complete power to secure a regular, adequate supply—so far as community resources allow—should be regarded as indispensable. Without it, either the people must suffer constant plunder or the government must sink into fatal decay.
1363 1449
1364 The present Confederation, feeble as it is intended to repose in the United States, an unlimited power of providing for the pecuniary wants of the Union. But proceeding upon an erroneous principle, it has been done in such a manner as entirely to have frustrated the intention. Congress, by the articles which compose that compact (as has already been stated), are authorized to ascertain and call for any sums of money necessary, in their judgment, to the service of the United States; and their requisitions, if conformable to the rule of apportionment, are in every constitutional sense obligatory upon the States. These have no right to question the propriety of the demand; no discretion beyond that of devising the ways and means of furnishing the sums demanded. But though this be strictly and truly the case; though the assumption of such a right would be an infringement of the articles of Union; though it may seldom or never have been avowedly claimed, yet in practice it has been constantly exercised, and would continue to be so, as long as the revenues of the Confederacy should remain dependent on the intermediate agency of its members. What the consequences of this system have been, is within the knowledge of every man the least conversant in our public affairs, and has been amply unfolded in different parts of these inquiries. It is this which has chiefly contributed to reduce us to a situation, which affords ample cause both of mortification to ourselves, and of triumph to our enemies.
1450 The Ottoman sovereign, though absolute master of his subjects' lives and fortunes, cannot impose new taxes. He therefore lets his pashas pillage the people mercilessly, then squeezes them for what the state requires. For similar reasons, America's Union government has dwindled into a state of decay, approaching near annihilation. Who can doubt both peoples' happiness would improve by granting competent authority the power to raise necessary revenue?
1365 1451
1366 What remedy can there be for this situation, but in a change of the system which has produced it in a change of the fallacious and delusive system of quotas and requisitions? What substitute can there be imagined for this ignis fatuus in finance, but that of permitting the national government to raise its own revenues by the ordinary methods of taxation authorized in every well-ordered constitution of civil government? Ingenious men may declaim with plausibility on any subject; but no human ingenuity can point out any other expedient to rescue us from the inconveniences and embarrassments naturally resulting from defective supplies of the public treasury.
1452 The Confederation, weak as it is, was intended to grant unlimited revenue power for the Union's needs. Yet its flawed principle has entirely frustrated this intention. Under the Articles, Congress may determine and request any sums deemed necessary; these requisitions are binding on States if properly apportioned. States have no right to question validity, only to decide the "ways and means" of payment. Yet in practice they constantly refuse—a right they will continue exercising as long as Confederacy revenues depend on their cooperation. The consequences are well known and fully explained in these essays; this system is the primary cause of our embarrassing situation and our enemies' triumph.
1367 1453
1368 The more intelligent adversaries of the new Constitution admit the force of this reasoning; but they qualify their admission by a distinction between what they call INTERNAL and EXTERNAL taxation. The former they would reserve to the State governments; the latter, which they explain into commercial imposts, or rather duties on imported articles, they declare themselves willing to concede to the federal head. This distinction, however, would violate the maxim of good sense and sound policy, which dictates that every POWER ought to be in proportion to its OBJECT; and would still leave the general government in a kind of tutelage to the State governments, inconsistent with every idea of vigor or efficiency. Who can pretend that commercial imposts are, or would be, alone equal to the present and future exigencies of the Union? Taking into the account the existing debt, foreign and domestic, upon any plan of extinguishment which a man moderately impressed with the importance of public justice and public credit could approve, in addition to the establishments which all parties will acknowledge to be necessary, we could not reasonably flatter ourselves, that this resource alone, upon the most improved scale, would even suffice for its present necessities. Its future necessities admit not of calculation or limitation; and upon the principle, more than once adverted to, the power of making provision for them as they arise ought to be equally unconfined. I believe it may be regarded as a position warranted by the history of mankind, that, IN THE USUAL PROGRESS OF THINGS, THE NECESSITIES OF A NATION, IN EVERY STAGE OF ITS EXISTENCE, WILL BE FOUND AT LEAST EQUAL TO ITS RESOURCES.
1454 The only remedy is changing the system—replacing this *ignis fatuus* in finance—this delusive system of quotas and requisitions—with direct national taxation, the ordinary method in every well-ordered government. Clever men may plausibly argue anything, but no ingenuity can find another way to rescue us from an empty treasury's embarrassments.
1369 1455
1370 To say that deficiencies may be provided for by requisitions upon the States, is on the one hand to acknowledge that this system cannot be depended upon, and on the other hand to depend upon it for every thing beyond a certain limit. Those who have carefully attended to its vices and deformities as they have been exhibited by experience or delineated in the course of these papers, must feel invincible repugnancy to trusting the national interests in any degree to its operation. Its inevitable tendency, whenever it is brought into activity, must be to enfeeble the Union, and sow the seeds of discord and contention between the federal head and its members, and between the members themselves. Can it be expected that the deficiencies would be better supplied in this mode than the total wants of the Union have heretofore been supplied in the same mode? It ought to be recollected that if less will be required from the States, they will have proportionably less means to answer the demand. If the opinions of those who contend for the distinction which has been mentioned were to be received as evidence of truth, one would be led to conclude that there was some known point in the economy of national affairs at which it would be safe to stop and to say: Thus far the ends of public happiness will be promoted by supplying the wants of government, and all beyond this is unworthy of our care or anxiety. How is it possible that a government half supplied and always necessitous, can fulfill the purposes of its institution, can provide for the security, advance the prosperity, or support the reputation of the commonwealth? How can it ever possess either energy or stability, dignity or credit, confidence at home or respectability abroad? How can its administration be any thing else than a succession of expedients temporizing, impotent, disgraceful? How will it be able to avoid a frequent sacrifice of its engagements to immediate necessity? How can it undertake or execute any liberal or enlarged plans of public good?
1456 Intelligent opponents admit this reasoning but distinguish between "INTERNAL" and "EXTERNAL" taxation, reserving the former for states while conceding imposts to the federal head. This violates the maxim of sound policy: that every power ought to be in proportion to its object and leaves the general government dependent on states—inconsistent with vigor or efficiency. Who can claim import duties alone would meet present and future Union needs? Consider the existing foreign and domestic debt—by any repayment plan that justice and credit require—plus the military and civil establishments all agree are necessary; this resource alone cannot reasonably suffice even now. Future needs cannot be calculated or limited; therefore the power to provide for them must be equally unlimited.
1371 1457
1372 Let us attend to what would be the effects of this situation in the very first war in which we should happen to be engaged. We will presume, for argument’s sake, that the revenue arising from the impost duties answers the purposes of a provision for the public debt and of a peace establishment for the Union. Thus circumstanced, a war breaks out. What would be the probable conduct of the government in such an emergency? Taught by experience that proper dependence could not be placed on the success of requisitions, unable by its own authority to lay hold of fresh resources, and urged by considerations of national danger, would it not be driven to the expedient of diverting the funds already appropriated from their proper objects to the defense of the State? It is not easy to see how a step of this kind could be avoided; and if it should be taken, it is evident that it would prove the destruction of public credit at the very moment that it was becoming essential to the public safety. To imagine that at such a crisis credit might be dispensed with, would be the extreme of infatuation. In the modern system of war, nations the most wealthy are obliged to have recourse to large loans. A country so little opulent as ours must feel this necessity in a much stronger degree. But who would lend to a government that prefaced its overtures for borrowing by an act which demonstrated that no reliance could be placed on the steadiness of its measures for paying? The loans it might be able to procure would be as limited in their extent as burdensome in their conditions. They would be made upon the same principles that usurers commonly lend to bankrupt and fraudulent debtors, with a sparing hand and at enormous premiums.
1458 > **Quote:** "I believe it may be regarded as a position warranted by the history of mankind, that, in the usual progress of things, the necessities of a nation, in every stage of its existence, will be found at least equal to its resources."
1373 1459
1374 It may perhaps be imagined that, from the scantiness of the resources of the country, the necessity of diverting the established funds in the case supposed would exist, though the national government should possess an unrestrained power of taxation. But two considerations will serve to quiet all apprehension on this head: one is, that we are sure the resources of the community, in their full extent, will be brought into activity for the benefit of the Union; the other is, that whatever deficiences there may be, can without difficulty be supplied by loans.
1460 To cover shortages by requisitions is to admit the system cannot be relied upon while depending on it for everything beyond a limit. Those who have observed its flaws must feel invincible resistance to trusting national interests to it. Its inevitable tendency is to weaken the Union and sow conflict between federal and state governments, and among states themselves. Can we expect shortages to be better supplied than total needs have been? Remember: if less is required from states, they have proportionally fewer means to meet demand. If opponents were right, we would have to conclude there's a point where public happiness stops being worth our concern beyond supplying some government needs. How can a half-funded, perpetually needy government fulfill its purpose? Provide security? Advance prosperity? Support national reputation? Possess energy, stability, dignity, or credit? Its administration would be nothing but temporary, weak, disgraceful makeshifts. How could it avoid sacrificing obligations to necessity or execute ambitious projects for public good?
1375 1461
1376 The power of creating new funds upon new objects of taxation, by its own authority, would enable the national government to borrow as far as its necessities might require. Foreigners, as well as the citizens of America, could then reasonably repose confidence in its engagements; but to depend upon a government that must itself depend upon thirteen other governments for the means of fulfilling its contracts, when once its situation is clearly understood, would require a degree of credulity not often to be met with in the pecuniary transactions of mankind, and little reconcilable with the usual sharp-sightedness of avarice.
1462 Consider the effects in our first war. Assume import duties cover public debt and peacetime expenses. War breaks out. How would the government act? Knowing it cannot depend on requisitions and cannot secure new resources on its own authority, would it not be forced to divert debt payments to defense? This step would be hard to avoid, and it would destroy public credit precisely when credit is essential to safety. In modern warfare, even wealthy nations need large loans; a lean country like ours must feel this more strongly. Who would lend to a government that opens loan negotiations by proving it cannot be trusted to pay debts? Any obtainable loans would be limited and burdensome, offered on the same principles that
1377 1463
1378 Reflections of this kind may have trifling weight with men who hope to see realized in America the halcyon scenes of the poetic or fabulous age; but to those who believe we are likely to experience a common portion of the vicissitudes and calamities which have fallen to the lot of other nations, they must appear entitled to serious attention. Such men must behold the actual situation of their country with painful solicitude, and deprecate the evils which ambition or revenge might, with too much facility, inflict upon it.
1464 > **Quote:** "usurers commonly lend to bankrupt and fraudulent debtors, with a sparing hand and at enormous premiums."
1379 1465
1380 PUBLIUS.
1466 One might argue limited resources would compel such diversion even with unrestrained taxing power. But two considerations ease this: first, community resources would be fully utilized for the Union; second, any remaining shortages could be covered by loans.
1381 1467
1468 The power to create new funds through taxation would enable the national government to borrow as needed. Foreigners and citizens could then trust its promises. But depending on a government that must depend on thirteen other governments to fulfill contracts would require gullibility rarely found in finance, inconsistent with greed's usual sharp-eyed nature.
1382 1469
1470 These reflections may carry little weight with those hoping for the halcyon scenes of a poetic or fabulous age in America. But those who believe we will experience the same calamities as other nations should view our country's state with deep concern and pray to avoid evils ambition or revenge could easily inflict.
1383 1471
1472 PUBLIUS.
1384 1473
1385 1474 ## No. XXXI. - The Same Subject Continued (Concerning the General Power of Taxation)
1386 1475
@@ -1393,35 +1482,40 @@
1393 1482
1394 1483 To the People of the State of New York:
1395 1484
1396 In disquisitions of every kind, there are certain primary truths, or first principles, upon which all subsequent reasonings must depend. These contain an internal evidence which, antecedent to all reflection or combination, commands the assent of the mind. Where it produces not this effect, it must proceed either from some defect or disorder in the organs of perception, or from the influence of some strong interest, or passion, or prejudice. Of this nature are the maxims in geometry, that “the whole is greater than its part; things equal to the same are equal to one another; two straight lines cannot enclose a space; and all right angles are equal to each other.” Of the same nature are these other maxims in ethics and politics, that there cannot be an effect without a cause; that the means ought to be proportioned to the end; that every power ought to be commensurate with its object; that there ought to be no limitation of a power destined to effect a purpose which is itself incapable of limitation. And there are other truths in the two latter sciences which, if they cannot pretend to rank in the class of axioms, are yet such direct inferences from them, and so obvious in themselves, and so agreeable to the natural and unsophisticated dictates of common-sense, that they challenge the assent of a sound and unbiased mind, with a degree of force and conviction almost equally irresistible.
1485 In every inquiry, certain primary truths contain an internal evidence that commands immediate assent. When they don't, the fault lies in the senses or in interest, passion, or prejudice. The axioms in geometry illustrate this: "the whole is greater than its part; things equal to the same thing are equal to one another; two straight lines cannot enclose a space; and all right angles are equal to each other." Political principles share this nature:
1397 1486
1398 The objects of geometrical inquiry are so entirely abstracted from those pursuits which stir up and put in motion the unruly passions of the human heart, that mankind, without difficulty, adopt not only the more simple theorems of the science, but even those abstruse paradoxes which, however they may appear susceptible of demonstration, are at variance with the natural conceptions which the mind, without the aid of philosophy, would be led to entertain upon the subject. The INFINITE DIVISIBILITY of matter, or, in other words, the INFINITE divisibility of a FINITE thing, extending even to the minutest atom, is a point agreed among geometricians, though not less incomprehensible to common-sense than any of those mysteries in religion, against which the batteries of infidelity have been so industriously leveled.
1487 > **Quote:** "the means ought to be proportioned to the end; that every power ought to be commensurate with its object; that there ought to be no limitation of a power destined to effect a purpose which is itself incapable of limitation."
1399 1488
1400 But in the sciences of morals and politics, men are found far less tractable. To a certain degree, it is right and useful that this should be the case. Caution and investigation are a necessary armor against error and imposition. But this untractableness may be carried too far, and may degenerate into obstinacy, perverseness, or disingenuity. Though it cannot be pretended that the principles of moral and political knowledge have, in general, the same degree of certainty with those of the mathematics, yet they have much better claims in this respect than, to judge from the conduct of men in particular situations, we should be disposed to allow them. The obscurity is much oftener in the passions and prejudices of the reasoner than in the subject. Men, upon too many occasions, do not give their own understandings fair play; but, yielding to some untoward bias, they entangle themselves in words and confound themselves in subtleties.
1489 Other truths in ethics and politics, though not axioms themselves, are such direct and obvious inferences that a sound mind finds them almost equally compelling.
1401 1490
1402 How else could it happen (if we admit the objectors to be sincere in their opposition), that positions so clear as those which manifest the necessity of a general power of taxation in the government of the Union, should have to encounter any adversaries among men of discernment? Though these positions have been elsewhere fully stated, they will perhaps not be improperly recapitulated in this place, as introductory to an examination of what may have been offered by way of objection to them. They are in substance as follows:
1491 Geometrical inquiry is so removed from the passions that mankind adopts even its paradoxes—like the infinite divisibility of matter—though they contradict common sense as much as religious mysteries.
1403 1492
1404 A government ought to contain in itself every power requisite to the full accomplishment of the objects committed to its care, and to the complete execution of the trusts for which it is responsible, free from every other control but a regard to the public good and to the sense of the people.
1493 But in morals and politics, men prove less manageable. This caution partly guards against deception, yet stubbornness can become obstidacy.
1405 1494
1406 As the duties of superintending the national defense and of securing the public peace against foreign or domestic violence involve a provision for casualties and dangers to which no possible limits can be assigned, the power of making that provision ought to know no other bounds than the exigencies of the nation and the resources of the community.
1495 > **Quote:** "The obscurity is much oftener in the passions and prejudices of the reasoner than in the subject."
1407 1496
1408 As revenue is the essential engine by which the means of answering the national exigencies must be procured, the power of procuring that article in its full extent must necessarily be comprehended in that of providing for those exigencies.
1497 Men entangle themselves in words and confound themselves in subtleties.
1409 1498
1410 As theory and practice conspire to prove that the power of procuring revenue is unavailing when exercised over the States in their collective capacities, the federal government must of necessity be invested with an unqualified power of taxation in the ordinary modes.
1499 That such clear principles find opponents among perceptive men proves passion confounds reason. The necessity of federal taxation follows:
1411 1500
1412 Did not experience evince the contrary, it would be natural to conclude that the propriety of a general power of taxation in the national government might safely be permitted to rest on the evidence of these propositions, unassisted by any additional arguments or illustrations. But we find, in fact, that the antagonists of the proposed Constitution, so far from acquiescing in their justness or truth, seem to make their principal and most zealous effort against this part of the plan. It may therefore be satisfactory to analyze the arguments with which they combat it.
1501 A government ought to possess every power necessary to the full accomplishment of the objects committed to its care. Since national defense involves limitless dangers, the power to provide for it should know no bounds beyond national needs and resources. Since revenue is the essential engine for these means, the power to obtain revenue must be fully included. Since experience proves revenue cannot be obtained from states collectively, the federal government must be invested with an unqualified power of taxation in the ordinary modes.
1413 1502
1414 Those of them which have been most labored with that view, seem in substance to amount to this: “It is not true, because the exigencies of the Union may not be susceptible of limitation, that its power of laying taxes ought to be unconfined. Revenue is as requisite to the purposes of the local administrations as to those of the Union; and the former are at least of equal importance with the latter to the happiness of the people. It is, therefore, as necessary that the State governments should be able to command the means of supplying their wants, as that the national government should possess the like faculty in respect to the wants of the Union. But an indefinite power of taxation in the LATTER might, and probably would in time, deprive the FORMER of the means of providing for their own necessities; and would subject them entirely to the mercy of the national legislature. As the laws of the Union are to become the supreme law of the land, as it is to have power to pass all laws that may be NECESSARY for carrying into execution the authorities with which it is proposed to vest it, the national government might at any time abolish the taxes imposed for State objects upon the pretense of an interference with its own. It might allege a necessity of doing this in order to give efficacy to the national revenues. And thus all the resources of taxation might by degrees become the subjects of federal monopoly, to the entire exclusion and destruction of the State governments.”
1503 These propositions alone should settle the matter, yet opponents attack this power vigorously. Their principal argument amounts to this:
1415 1504
1416 This mode of reasoning appears sometimes to turn upon the supposition of usurpation in the national government; at other times it seems to be designed only as a deduction from the constitutional operation of its intended powers. It is only in the latter light that it can be admitted to have any pretensions to fairness. The moment we launch into conjectures about the usurpations of the federal government, we get into an unfathomable abyss, and fairly put ourselves out of the reach of all reasoning. Imagination may range at pleasure till it gets bewildered amidst the labyrinths of an enchanted castle, and knows not on which side to turn to extricate itself from the perplexities into which it has so rashly adventured. Whatever may be the limits or modifications of the powers of the Union, it is easy to imagine an endless train of possible dangers; and by indulging an excess of jealousy and timidity, we may bring ourselves to a state of absolute scepticism and irresolution. I repeat here what I have observed in substance in another place, that all observations founded upon the danger of usurpation ought to be referred to the composition and structure of the government, not to the nature or extent of its powers. The State governments, by their original constitutions, are invested with complete sovereignty. In what does our security consist against usurpation from that quarter? Doubtless in the manner of their formation, and in a due dependence of those who are to administer them upon the people. If the proposed construction of the federal government be found, upon an impartial examination of it, to be such as to afford, to a proper extent, the same species of security, all apprehensions on the score of usurpation ought to be discarded.
1505 "Their needs may be limitless, but the Union's tax power shouldn't be. States need revenue equally, for purposes as important as the Union's. Therefore states must command their own means. But unlimited federal taxation would eventually deprive them of these means, subjecting them entirely to the national legislature's mercy. As federal law is supreme, and Congress can pass all necessary laws, it might abolish state taxes under pretext of interference, claiming necessity for federal revenue. Thus all tax resources might become a federal monopoly, destroying state governments."
1417 1506
1418 It should not be forgotten that a disposition in the State governments to encroach upon the rights of the Union is quite as probable as a disposition in the Union to encroach upon the rights of the State governments. What side would be likely to prevail in such a conflict, must depend on the means which the contending parties could employ toward insuring success. As in republics strength is always on the side of the people, and as there are weighty reasons to induce a belief that the State governments will commonly possess most influence over them, the natural conclusion is that such contests will be most apt to end to the disadvantage of the Union; and that there is greater probability of encroachments by the members upon the federal head, than by the federal head upon the members. But it is evident that all conjectures of this kind must be extremely vague and fallible: and that it is by far the safest course to lay them altogether aside, and to confine our attention wholly to the nature and extent of the powers as they are delineated in the Constitution. Every thing beyond this must be left to the prudence and firmness of the people; who, as they will hold the scales in their own hands, it is to be hoped, will always take care to preserve the constitutional equilibrium between the general and the State governments. Upon this ground, which is evidently the true one, it will not be difficult to obviate the objections which have been made to an indefinite power of taxation in the United States.
1507 This reasoning sometimes assumes illegal usurpation, sometimes constitutional operation. Only the latter is fair. Speculating on illegal usurpation leads us into an enchanted castle's labyrinth, beyond reasoning's reach.
1419 1508
1420 PUBLIUS.
1509 > **Quote:** "all observations founded upon the danger of usurpation ought to be referred to the composition and structure of the government, not to the nature or extent of its powers."
1421 1510
1511 State governments possess complete sovereignty. Our security against their usurpation lies in their structure and dependence on the people. If the federal government's structure provides equivalent security, fears of usurpation should be discarded.
1422 1512
1513 Remember, states are as likely to encroach on the Union as vice versa. Which side prevails in such a conflict depends on the means each party can employ to ensure success. Since in republics strength lies with the people, and since state governments will commonly wield most influence over them, the natural conclusion is that such contests will likely end to the Union's disadvantage. Encroachments by states on the federal head are more probable than the reverse.
1423 1514
1515 But such conjectures are vague and unreliable. We should focus only on the powers as outlined in the Constitution. The rest depends on the people's wisdom to preserve the constitutional balance. On this correct ground, the objections to unlimited taxation power are easily resolved.
1424 1516
1517 PUBLIUS.
1518
1425 1519 ## No. XXXII. - The Same Subject Continued (Concerning the General Power of Taxation)
1426 1520
1427 1521 From the Daily Advertiser.
@@ -1433,21 +1527,26 @@
1433 1527
1434 1528 To the People of the State of New York:
1435 1529
1436 Although I am of opinion that there would be no real danger of the consequences which seem to be apprehended to the State governments from a power in the Union to control them in the levies of money, because I am persuaded that the sense of the people, the extreme hazard of provoking the resentments of the State governments, and a conviction of the utility and necessity of local administrations for local purposes, would be a complete barrier against the oppressive use of such a power; yet I am willing here to allow, in its full extent, the justness of the reasoning which requires that the individual States should possess an independent and uncontrollable authority to raise their own revenues for the supply of their own wants. And making this concession, I affirm that (with the sole exception of duties on imports and exports) they would, under the plan of the convention, retain that authority in the most absolute and unqualified sense; and that an attempt on the part of the national government to abridge them in the exercise of it, would be a violent assumption of power, unwarranted by any article or clause of its Constitution.
1530 While public sentiment, the risk of provoking state resentment, and the clear necessity of local government serve as barriers against federal oppression, I fully concede that states require independent and uncontrollable authority to raise their own revenues. Having made this concession, I maintain that (except for duties on imports and exports) the States would retain that authority in the most absolute sense; any national attempt to restrict them would be an unconstitutional seizure of power.
1437 1531
1438 An entire consolidation of the States into one complete national sovereignty would imply an entire subordination of the parts; and whatever powers might remain in them, would be altogether dependent on the general will. But as the plan of the convention aims only at a partial union or consolidation, the State governments would clearly retain all the rights of sovereignty which they before had, and which were not, by that act, EXCLUSIVELY delegated to the United States. This exclusive delegation, or rather this alienation, of State sovereignty, would only exist in three cases: where the Constitution in express terms granted an exclusive authority to the Union; where it granted in one instance an authority to the Union, and in another prohibited the States from exercising the like authority; and where it granted an authority to the Union, to which a similar authority in the States would be absolutely and totally CONTRADICTORY and REPUGNANT. I use these terms to distinguish this last case from another which might appear to resemble it, but which would, in fact, be essentially different; I mean where the exercise of a concurrent jurisdiction might be productive of occasional interferences in the POLICY of any branch of administration, but would not imply any direct contradiction or repugnancy in point of constitutional authority. These three cases of exclusive jurisdiction in the federal government may be exemplified by the following instances: The last clause but one in the eighth section of the first article provides expressly that Congress shall exercise “EXCLUSIVE LEGISLATION” over the district to be appropriated as the seat of government. This answers to the first case. The first clause of the same section empowers Congress “TO LAY AND COLLECT TAXES, DUTIES, IMPOSTS AND EXCISES”; and the second clause of the tenth section of the same article declares that, “NO STATE SHALL, without the consent of Congress, LAY ANY IMPOSTS OR DUTIES ON IMPORTS OR EXPORTS, except for the purpose of executing its inspection laws.” Hence would result an exclusive power in the Union to lay duties on imports and exports, with the particular exception mentioned; but this power is abridged by another clause, which declares that no tax or duty shall be laid on articles exported from any State; in consequence of which qualification, it now only extends to the DUTIES ON IMPORTS. This answers to the second case. The third will be found in that clause which declares that Congress shall have power “to establish an UNIFORM RULE of naturalization throughout the United States.” This must necessarily be exclusive; because if each State had power to prescribe a DISTINCT RULE, there could not be a UNIFORM RULE.
1532 Total consolidation would completely subordinate the states, leaving them dependent on the general will. But since the plan only partially unites them, states retain all sovereignty not exclusively delegated to the federal government.
1439 1533
1440 A case which may perhaps be thought to resemble the latter, but which is in fact widely different, affects the question immediately under consideration. I mean the power of imposing taxes on all articles other than exports and imports. This, I contend, is manifestly a concurrent and coequal authority in the United States and in the individual States. There is plainly no expression in the granting clause which makes that power EXCLUSIVE in the Union. There is no independent clause or sentence which prohibits the States from exercising it. So far is this from being the case, that a plain and conclusive argument to the contrary is to be deduced from the restraint laid upon the States in relation to duties on imports and exports. This restriction implies an admission that, if it were not inserted, the States would possess the power it excludes; and it implies a further admission, that as to all other taxes, the authority of the States remains undiminished. In any other view it would be both unnecessary and dangerous; it would be unnecessary, because if the grant to the Union of the power of laying such duties implied the exclusion of the States, or even their subordination in this particular, there could be no need of such a restriction; it would be dangerous, because the introduction of it leads directly to the conclusion which has been mentioned, and which, if the reasoning of the objectors be just, could not have been intended; I mean that the States, in all cases to which the restriction did not apply, would have a concurrent power of taxation with the Union. The restriction in question amounts to what lawyers call a NEGATIVE PREGNANT that is, a NEGATION of one thing, and an AFFIRMANCE of another; a negation of the authority of the States to impose taxes on imports and exports, and an affirmance of their authority to impose them on all other articles. It would be mere sophistry to argue that it was meant to exclude them ABSOLUTELY from the imposition of taxes of the former kind, and to leave them at liberty to lay others SUBJECT TO THE CONTROL of the national legislature. The restraining or prohibitory clause only says, that they shall not, WITHOUT THE CONSENT OF CONGRESS, lay such duties; and if we are to understand this in the sense last mentioned, the Constitution would then be made to introduce a formal provision for the sake of a very absurd conclusion; which is, that the States, WITH THE CONSENT of the national legislature, might tax imports and exports; and that they might tax every other article, UNLESS CONTROLLED by the same body. If this was the intention, why not leave it, in the first instance, to what is alleged to be the natural operation of the original clause, conferring a general power of taxation upon the Union? It is evident that this could not have been the intention, and that it will not bear a construction of the kind.
1534 > **Quote:** "This exclusive delegation, or rather this alienation, of State sovereignty, would only exist in three cases: where the Constitution in express terms granted an exclusive authority to the Union; where it granted in one instance an authority to the Union, and in another prohibited the States from exercising the like authority; and where it granted an authority to the Union, to which a similar authority in the States would be absolutely and totally CONTRADICTORY and REPUGNANT."
1441 1535
1442 As to a supposition of repugnancy between the power of taxation in the States and in the Union, it cannot be supported in that sense which would be requisite to work an exclusion of the States. It is, indeed, possible that a tax might be laid on a particular article by a State which might render it INEXPEDIENT that thus a further tax should be laid on the same article by the Union; but it would not imply a constitutional inability to impose a further tax. The quantity of the imposition, the expediency or inexpediency of an increase on either side, would be mutually questions of prudence; but there would be involved no direct contradiction of power. The particular policy of the national and of the State systems of finance might now and then not exactly coincide, and might require reciprocal forbearances. It is not, however a mere possibility of inconvenience in the exercise of powers, but an immediate constitutional repugnancy that can by implication alienate and extinguish a pre-existing right of sovereignty.
1536 I use these terms to distinguish this from cases where concurrent jurisdiction might create policy conflicts but no constitutional contradiction. The three cases are illustrated by: the clause giving Congress "EXCLUSIVE LEGISLATION" over the capital (case 1); the clause empowering Congress "TO LAY AND COLLECT TAXES, DUTIES, IMPOSTS AND EXCISES" combined with the prohibition on states laying "ANY IMPOSTS OR DUTIES ON IMPORTS OR EXPORTS" (case 2, now limited to imports); and the clause giving Congress power "to establish an UNIFORM RULE of naturalization" (case 3, necessarily exclusive).
1443 1537
1444 The necessity of a concurrent jurisdiction in certain cases results from the division of the sovereign power; and the rule that all authorities, of which the States are not explicitly divested in favor of the Union, remain with them in full vigor, is not a theoretical consequence of that division, but is clearly admitted by the whole tenor of the instrument which contains the articles of the proposed Constitution. We there find that, notwithstanding the affirmative grants of general authorities, there has been the most pointed care in those cases where it was deemed improper that the like authorities should reside in the States, to insert negative clauses prohibiting the exercise of them by the States. The tenth section of the first article consists altogether of such provisions. This circumstance is a clear indication of the sense of the convention, and furnishes a rule of interpretation out of the body of the act, which justifies the position I have advanced and refutes every hypothesis to the contrary.
1538 A different case is the power to tax items other than exports and imports. This is clearly concurrent and equal. The granting clause doesn't make the power EXCLUSIVE to the Union. No clause prohibits states from exercising it. In fact, the restriction on import duties proves the point: it implies that without it, states would have that power, and that for all other taxes, state authority remains undiminished.
1445 1539
1446 PUBLIUS.
1540 This restriction would be unnecessary and dangerous otherwise. Unnecessary because if the Union's grant already excluded states, no specific restriction would be needed. Dangerous because it leads to the conclusion that states have concurrent taxation power where the restriction doesn't apply. This is what lawyers call a NEGATIVE PREGNANT: the negation of one thing (the authority to tax imports) affirms another (the authority to tax all other articles). It would be sophistry to argue the Constitution meant to exclude them absolutely from the former while leaving the latter subject to national control. The clause only says they shall not lay such duties WITHOUT THE CONSENT OF CONGRESS; if this meant congressional control over all state taxation, the Constitution would absurdly allow states to tax imports WITH consent but everything else UNLESS CONTROLLED by Congress. This could not have been the intent.
1447 1541
1542 The assumption of contradiction cannot exclude states from this power. A state might tax an item until a further federal tax becomes inexpedient, but this creates a practical difficulty, not a constitutional inability. The amount and wisdom of taxation are matters of mutual prudence and reciprocal forbearance, not direct conflict.
1448 1543
1544 > **Quote:** "It is not... a mere possibility of inconvenience in the exercise of powers, but an immediate constitutional repugnancy that can by implication alienate and extinguish a pre-existing right of sovereignty."
1449 1545
1546 The need for concurrent jurisdiction arises from divided sovereignty. The rule that states retain all powers not taken for the Union is clearly recognized by the Constitution's spirit. Despite broad grants of authority, the framers carefully inserted negative clauses prohibiting states from exercising powers deemed improper for them to retain. Article I, Section 10 consists entirely of such provisions, clearly indicating the convention's intent and providing a rule of interpretation that justifies my position.
1450 1547
1548 PUBLIUS.
1549
1451 1550 ## No. XXXIII. - The Same Subject Continued (Concerning the General Power of Taxation)
1452 1551
1453 1552 From the Daily Advertiser.
@@ -1459,27 +1558,34 @@
1459 1558
1460 1559 To the People of the State of New York:
1461 1560
1462 The residue of the argument against the provisions of the Constitution in respect to taxation is ingrafted upon the following clause. The last clause of the eighth section of the first article of the plan under consideration authorizes the national legislature “to make all laws which shall be NECESSARY and PROPER for carrying into execution THE POWERS by that Constitution vested in the government of the United States, or in any department or officer thereof”; and the second clause of the sixth article declares, “that the Constitution and the laws of the United States made IN PURSUANCE THEREOF, and the treaties made by their authority shall be the SUPREME LAW of the land, any thing in the constitution or laws of any State to the contrary notwithstanding.”
1561 The argument against the Constitution's taxation provisions rests on two clauses. The final clause of the eighth section of the first article authorizes the national legislature:
1463 1562
1464 These two clauses have been the source of much virulent invective and petulant declamation against the proposed Constitution. They have been held up to the people in all the exaggerated colors of misrepresentation as the pernicious engines by which their local governments were to be destroyed and their liberties exterminated; as the hideous monster whose devouring jaws would spare neither sex nor age, nor high nor low, nor sacred nor profane; and yet, strange as it may appear, after all this clamor, to those who may not have happened to contemplate them in the same light, it may be affirmed with perfect confidence that the constitutional operation of the intended government would be precisely the same, if these clauses were entirely obliterated, as if they were repeated in every article. They are only declaratory of a truth which would have resulted by necessary and unavoidable implication from the very act of constituting a federal government, and vesting it with certain specified powers. This is so clear a proposition, that moderation itself can scarcely listen to the railings which have been so copiously vented against this part of the plan, without emotions that disturb its equanimity.
1563 > **Quote:** "to make all laws which shall be NECESSARY and PROPER for carrying into execution THE POWERS by that Constitution vested in the government of the United States, or in any department or officer thereof"
1465 1564
1466 What is a power, but the ability or faculty of doing a thing? What is the ability to do a thing, but the power of employing the MEANS necessary to its execution? What is a LEGISLATIVE power, but a power of making LAWS? What are the MEANS to execute a LEGISLATIVE power but LAWS? What is the power of laying and collecting taxes, but a LEGISLATIVE POWER, or a power of MAKING LAWS, to lay and collect taxes? What are the proper means of executing such a power, but NECESSARY and PROPER laws?
1565 And the second clause of the sixth article declares:
1467 1566
1468 This simple train of inquiry furnishes us at once with a test by which to judge of the true nature of the clause complained of. It conducts us to this palpable truth, that a power to lay and collect taxes must be a power to pass all laws NECESSARY and PROPER for the execution of that power; and what does the unfortunate and culumniated provision in question do more than declare the same truth, to wit, that the national legislature, to whom the power of laying and collecting taxes had been previously given, might, in the execution of that power, pass all laws NECESSARY and PROPER to carry it into effect? I have applied these observations thus particularly to the power of taxation, because it is the immediate subject under consideration, and because it is the most important of the authorities proposed to be conferred upon the Union. But the same process will lead to the same result, in relation to all other powers declared in the Constitution. And it is EXPRESSLY to execute these powers that the sweeping clause, as it has been affectedly called, authorizes the national legislature to pass all NECESSARY and PROPER laws. If there is any thing exceptionable, it must be sought for in the specific powers upon which this general declaration is predicated. The declaration itself, though it may be chargeable with tautology or redundancy, is at least perfectly harmless.
1567 > **Quote:** "that the Constitution and the laws of the United States made IN PURSUANCE THEREOF, and the treaties made by their authority shall be the SUPREME LAW of the land, any thing in the constitution or laws of any State to the contrary notwithstanding."
1469 1568
1470 But SUSPICION may ask, Why then was it introduced? The answer is, that it could only have been done for greater caution, and to guard against all cavilling refinements in those who might hereafter feel a disposition to curtail and evade the legitimate authorities of the Union. The Convention probably foresaw, what it has been a principal aim of these papers to inculcate, that the danger which most threatens our political welfare is that the State governments will finally sap the foundations of the Union; and might therefore think it necessary, in so cardinal a point, to leave nothing to construction. Whatever may have been the inducement to it, the wisdom of the precaution is evident from the cry which has been raised against it; as that very cry betrays a disposition to question the great and essential truth which it is manifestly the object of that provision to declare.
1569 These clauses have drawn virulent invective and petulant declamation, misrepresented as the pernicious engines by which local governments would be shattered and liberties destroyed. They have been portrayed as
1471 1570
1472 But it may be again asked, Who is to judge of the NECESSITY and PROPRIETY of the laws to be passed for executing the powers of the Union? I answer, first, that this question arises as well and as fully upon the simple grant of those powers as upon the declaratory clause; and I answer, in the second place, that the national government, like every other, must judge, in the first instance, of the proper exercise of its powers, and its constituents in the last. If the federal government should overpass the just bounds of its authority and make a tyrannical use of its powers, the people, whose creature it is, must appeal to the standard they have formed, and take such measures to redress the injury done to the Constitution as the exigency may suggest and prudence justify. The propriety of a law, in a constitutional light, must always be determined by the nature of the powers upon which it is founded. Suppose, by some forced constructions of its authority (which, indeed, cannot easily be imagined), the Federal legislature should attempt to vary the law of descent in any State, would it not be evident that, in making such an attempt, it had exceeded its jurisdiction, and infringed upon that of the State? Suppose, again, that upon the pretense of an interference with its revenues, it should undertake to abrogate a landtax imposed by the authority of a State; would it not be equally evident that this was an invasion of that concurrent jurisdiction in respect to this species of tax, which its Constitution plainly supposes to exist in the State governments? If there ever should be a doubt on this head, the credit of it will be entirely due to those reasoners who, in the imprudent zeal of their animosity to the plan of the convention, have labored to envelop it in a cloud calculated to obscure the plainest and simplest truths.
1571 > **Quote:** “the hideous monster whose devouring jaws would spare neither sex nor age, nor high nor low, nor sacred nor profane”
1473 1572
1474 But it is said that the laws of the Union are to be the SUPREME LAW of the land. But what inference can be drawn from this, or what would they amount to, if they were not to be supreme? It is evident they would amount to nothing. A LAW, by the very meaning of the term, includes supremacy. It is a rule which those to whom it is prescribed are bound to observe. This results from every political association. If individuals enter into a state of society, the laws of that society must be the supreme regulator of their conduct. If a number of political societies enter into a larger political society, the laws which the latter may enact, pursuant to the powers intrusted to it by its constitution, must necessarily be supreme over those societies, and the individuals of whom they are composed. It would otherwise be a mere treaty, dependent on the good faith of the parties, and not a government, which is only another word for POLITICAL POWER AND SUPREMACY. But it will not follow from this doctrine that acts of the large society which are NOT PURSUANT to its constitutional powers, but which are invasions of the residuary authorities of the smaller societies, will become the supreme law of the land. These will be merely acts of usurpation, and will deserve to be treated as such. Hence we perceive that the clause which declares the supremacy of the laws of the Union, like the one we have just before considered, only declares a truth, which flows immediately and necessarily from the institution of a federal government. It will not, I presume, have escaped observation, that it EXPRESSLY confines this supremacy to laws made PURSUANT TO THE CONSTITUTION; which I mention merely as an instance of caution in the convention; since that limitation would have been to be understood, though it had not been expressed.
1573 Yet the government's operation would be unchanged if these clauses were removed. They merely state truths inherent in creating a federal government and granting it specific powers—a point so clear that any moderate person struggles to hear the insults without losing composure.
1475 1574
1476 Though a law, therefore, laying a tax for the use of the United States would be supreme in its nature, and could not legally be opposed or controlled, yet a law for abrogating or preventing the collection of a tax laid by the authority of the State, (unless upon imports and exports), would not be the supreme law of the land, but a usurpation of power not granted by the Constitution. As far as an improper accumulation of taxes on the same object might tend to render the collection difficult or precarious, this would be a mutual inconvenience, not arising from a superiority or defect of power on either side, but from an injudicious exercise of power by one or the other, in a manner equally disadvantageous to both. It is to be hoped and presumed, however, that mutual interest would dictate a concert in this respect which would avoid any material inconvenience. The inference from the whole is, that the individual States would, under the proposed Constitution, retain an independent and uncontrollable authority to raise revenue to any extent of which they may stand in need, by every kind of taxation, except duties on imports and exports. It will be shown in the next paper that this CONCURRENT JURISDICTION in the article of taxation was the only admissible substitute for an entire subordination, in respect to this branch of power, of the State authority to that of the Union.
1575 What is a power but the ability to do something? What is that ability without the MEANS necessary to accomplish it? What is a legislative power but the power to make laws? What are the means to execute a legislative power but laws? What is the power to lay and collect taxes but a legislative power to make tax laws? And what are the proper means of exercising such a power but necessary and proper laws?
1477 1576
1478 PUBLIUS.
1577 This reasoning immediately tests the nature of the criticized clause, leading to an obvious truth: a power to lay and collect taxes must include power to pass all necessary and proper laws to exercise it. What does the provision do but state that truth? The national legislature, already granted tax power, may pass laws necessary and proper to carry it into execution. Though I've applied this to taxation—the most important Union authority—the same logic applies to every constitutional power. It is specifically to execute these powers that what critics mockingly call the "sweeping clause" authorizes necessary and proper laws. Any objection must target the specific powers themselves; this general declaration merely states their foundation. While perhaps redundant, it is at least harmless.
1479 1578
1579 Why, then, include it? From an abundance of caution, to guard against those who might use legal technicalities to evade the Union's legitimate authority. The Convention oversaw what these papers emphasize: state governments pose the greatest threat to our political well-being. On such a fundamental point, they would leave nothing to interpretation. The wisdom of this precaution is proven by the very outcry against it, which reveals a desire to challenge the essential truth the provision establishes.
1480 1580
1581 Who judges whether laws executing Union powers are "necessary and proper"? First, this question arises as much from the simple grant of powers as from the clause itself. Second, the national government must judge in the first instance, and its constituents—the people—in the last. If the federal government oversteps its authority tyrannically, the people who created it must remedy constitutional violations. A law's propriety must always be determined by the nature of its underlying powers. Suppose the federal legislature attempted to vary the law of descent in any State. It would obviously exceed its jurisdiction and violate state rights. Or suppose, under pretext of revenue, it tried to cancel a state land tax. Equally obvious, this would invade the jurisdiction the Constitution clearly assumes states possess. Any doubt on this matter stems from critics who, in overzealous opposition, obscure the simplest truths.
1481 1582
1583 The Union's laws are supreme law of the land. But what else could they be? A law implies supremacy—a rule those addressed must follow. This results from every political association. When political societies join a larger one, the laws enacted by the latter, pursuant to its constitutional powers, must be supreme. Otherwise, it would be a mere treaty, not a government—another word for political power and supremacy. But this doesn't mean acts exceeding constitutional powers become supreme law. These are usurpations to be treated as such. The supremacy clause, like the other, merely states a necessary truth. Note that it limits supremacy to laws made "in pursuance of the Constitution"—an example of the Convention's caution, though this limitation would be understood even if unstated.
1482 1584
1585 Therefore, while a U.S. tax law would be supreme and legally unopposable, a law abolishing state taxes (except on imports/exports) would be usurpation, not supreme law. If excessive accumulation of taxes makes collection difficult, this mutual inconvenience stems not from lack of power but from unwise exercise hurting both. Mutual interest should dictate a concert between them to avoid such inconvenience. The conclusion: under the proposed Constitution, states retain independent authority to raise revenue through every taxation except duties on imports and exports. The next paper will show this concurrent jurisdiction was the only acceptable alternative to making state authority entirely subordinate.
1586
1587 PUBLIUS.
1588
1483 1589 ## No. XXXIV. - The Same Subject Continued (Concerning the General Power of Taxation)
1484 1590
1485 1591 From the New York Packet.
@@ -1491,33 +1597,34 @@
1491 1597
1492 1598 To the People of the State of New York:
1493 1599
1494 I flatter myself it has been clearly shown in my last number that the particular States, under the proposed Constitution, would have COEQUAL authority with the Union in the article of revenue, except as to duties on imports. As this leaves open to the States far the greatest part of the resources of the community, there can be no color for the assertion that they would not possess means as abundant as could be desired for the supply of their own wants, independent of all external control. That the field is sufficiently wide will more fully appear when we come to advert to the inconsiderable share of the public expenses for which it will fall to the lot of the State governments to provide.
1600 My last essay showed that under the proposed Constitution, the states retain revenue authority equal to the Union's, except for import duties. This leaves them command of the vast majority of community resources—ample means to supply their own needs, independent of external control. That their field remains sufficiently wide will prove even clearer when we consider how minor a portion of public expenses will fall to them.
1495 1601
1496 To argue upon abstract principles that this co-ordinate authority cannot exist, is to set up supposition and theory against fact and reality. However proper such reasonings might be to show that a thing OUGHT NOT TO EXIST, they are wholly to be rejected when they are made use of to prove that it does not exist contrary to the evidence of the fact itself. It is well known that in the Roman republic the legislative authority, in the last resort, resided for ages in two different political bodies not as branches of the same legislature, but as distinct and independent legislatures, in each of which an opposite interest prevailed: in one the patrician; in the other, the plebian. Many arguments might have been adduced to prove the unfitness of two such seemingly contradictory authorities, each having power to ANNUL or REPEAL the acts of the other. But a man would have been regarded as frantic who should have attempted at Rome to disprove their existence. It will be readily understood that I allude to the COMITIA CENTURIATA and the COMITIA TRIBUTA. The former, in which the people voted by centuries, was so arranged as to give a superiority to the patrician interest; in the latter, in which numbers prevailed, the plebian interest had an entire predominancy. And yet these two legislatures coexisted for ages, and the Roman republic attained to the utmost height of human greatness.
1602 To argue from abstract principles that this shared authority cannot exist pits theory against fact. Such reasoning might show what should not exist, but fails to prove what does not exist when evidence contradicts it. In the Roman Republic, the ultimate legislative authority resided for centuries in two distinct and independent legislatures—the Comitia Centuriata, where patricians held advantage through centuries, and the Comitia Tributa, where plebeian numbers prevailed. Each could annul the other's acts, yet they coexisted for ages as Rome reached the peak of human greatness.
1497 1603
1498 In the case particularly under consideration, there is no such contradiction as appears in the example cited; there is no power on either side to annul the acts of the other. And in practice there is little reason to apprehend any inconvenience; because, in a short course of time, the wants of the States will naturally reduce themselves within A VERY NARROW COMPASS; and in the interim, the United States will, in all probability, find it convenient to abstain wholly from those objects to which the particular States would be inclined to resort.
1604 Our case involves no such contradiction—neither side can annul the other's acts. The states' needs will naturally shrink within a very narrow compass, while the Union will avoid the tax sources states prefer. To judge this question properly, we must examine the proportion between federal and state expenses. The former are essentially unlimited; the latter confined within modest limits. We must look not to the present day, but to the distant future.
1499 1605
1500 To form a more precise judgment of the true merits of this question, it will be well to advert to the proportion between the objects that will require a federal provision in respect to revenue, and those which will require a State provision. We shall discover that the former are altogether unlimited, and that the latter are circumscribed within very moderate bounds. In pursuing this inquiry, we must bear in mind that we are not to confine our view to the present period, but to look forward to remote futurity. Constitutions of civil government are not to be framed upon a calculation of existing exigencies, but upon a combination of these with the probable exigencies of ages, according to the natural and tried course of human affairs. Nothing, therefore, can be more fallacious than to infer the extent of any power, proper to be lodged in the national government, from an estimate of its immediate necessities. There ought to be a CAPACITY to provide for future contingencies as they may happen; and as these are illimitable in their nature, it is impossible safely to limit that capacity. It is true, perhaps, that a computation might be made with sufficient accuracy to answer the purpose of the quantity of revenue requisite to discharge the subsisting engagements of the Union, and to maintain those establishments which, for some time to come, would suffice in time of peace. But would it be wise, or would it not rather be the extreme of folly, to stop at this point, and to leave the government intrusted with the care of the national defense in a state of absolute incapacity to provide for the protection of the community against future invasions of the public peace, by foreign war or domestic convulsions? If, on the contrary, we ought to exceed this point, where can we stop, short of an indefinite power of providing for emergencies as they may arise? Though it is easy to assert, in general terms, the possibility of forming a rational judgment of a due provision against probable dangers, yet we may safely challenge those who make the assertion to bring forward their data, and may affirm that they would be found as vague and uncertain as any that could be produced to establish the probable duration of the world. Observations confined to the mere prospects of internal attacks can deserve no weight; though even these will admit of no satisfactory calculation: but if we mean to be a commercial people, it must form a part of our policy to be able one day to defend that commerce. The support of a navy and of naval wars would involve contingencies that must baffle all the efforts of political arithmetic.
1606 > **Quote:** "Constitutions of civil government are not to be framed upon a calculation of existing exigencies, but upon a combination of these with the probable exigencies of ages, according to the natural and tried course of human affairs."
1501 1607
1502 Admitting that we ought to try the novel and absurd experiment in politics of tying up the hands of government from offensive war founded upon reasons of state, yet certainly we ought not to disable it from guarding the community against the ambition or enmity of other nations. A cloud has been for some time hanging over the European world. If it should break forth into a storm, who can insure us that in its progress a part of its fury would not be spent upon us? No reasonable man would hastily pronounce that we are entirely out of its reach. Or if the combustible materials that now seem to be collecting should be dissipated without coming to maturity, or if a flame should be kindled without extending to us, what security can we have that our tranquillity will long remain undisturbed from some other cause or from some other quarter? Let us recollect that peace or war will not always be left to our option; that however moderate or unambitious we may be, we cannot count upon the moderation, or hope to extinguish the ambition of others. Who could have imagined at the conclusion of the last war that France and Britain, wearied and exhausted as they both were, would so soon have looked with so hostile an aspect upon each other? To judge from the history of mankind, we shall be compelled to conclude that the fiery and destructive passions of war reign in the human breast with much more powerful sway than the mild and beneficent sentiments of peace; and that to model our political systems upon speculations of lasting tranquillity, is to calculate on the weaker springs of the human character.
1608 Nothing could be more fallacious than to fix the national government's power by its immediate needs. There must be capacity for future contingencies as they arise—these being inherently limitless, that capacity cannot be safely limited. One might calculate current revenue needs for debts and peacetime establishments, but would it not be folly to stop there? Must the government responsible for national defense be unable to protect against future threats, foreign or domestic? If we must go beyond current needs, where can we stop short of indefinite power to meet emergencies?
1503 1609
1504 What are the chief sources of expense in every government? What has occasioned that enormous accumulation of debts with which several of the European nations are oppressed? The answers plainly is, wars and rebellions; the support of those institutions which are necessary to guard the body politic against these two most mortal diseases of society. The expenses arising from those institutions which are relative to the mere domestic police of a state, to the support of its legislative, executive, and judicial departments, with their different appendages, and to the encouragement of agriculture and manufactures (which will comprehend almost all the objects of state expenditure), are insignificant in comparison with those which relate to the national defense.
1610 Claims that we can rationally judge defense needs would find data as vague as predictions of the world's end. While we might attempt the absurd experiment of tying the government's hands against offensive wars, we certainly must not disable it from guarding against other nations' ambition or hostility. > **Quote:** "The support of a navy and of naval wars would involve contingencies that must baffle all the efforts of political arithmetic." A cloud has been hanging over Europe—if it breaks into a storm, who can guarantee we would escape its fury? No reasonable person would quickly conclude us entirely out of reach. Even if current tensions dissipate, what security have we that peace will remain undisturbed? Let us remember that peace or war will not always be our choice. No matter how moderate we are, we cannot rely on others' moderation or hope to extinguish their ambition. Who could have imagined France and Britain, exhausted at the last war's end, would so quickly view each other with such hostility? History shows war's fiery passions hold far more sway over human hearts than peace's mild sentiments. To model our political systems on lasting tranquility's hope relies on humanity's weaker aspects.
1505 1611
1506 In the kingdom of Great Britain, where all the ostentatious apparatus of monarchy is to be provided for, not above a fifteenth part of the annual income of the nation is appropriated to the class of expenses last mentioned; the other fourteen fifteenths are absorbed in the payment of the interest of debts contracted for carrying on the wars in which that country has been engaged, and in the maintenance of fleets and armies. If, on the one hand, it should be observed that the expenses incurred in the prosecution of the ambitious enterprises and vainglorious pursuits of a monarchy are not a proper standard by which to judge of those which might be necessary in a republic, it ought, on the other hand, to be remarked that there should be as great a disproportion between the profusion and extravagance of a wealthy kingdom in its domestic administration, and the frugality and economy which in that particular become the modest simplicity of republican government. If we balance a proper deduction from one side against that which it is supposed ought to be made from the other, the proportion may still be considered as holding good.
1612 In Great Britain, monarchy’s lavish machinery consumes no more than one-fifteenth of national income for domestic expenses; the other fourteen-fifteenths go to war debts and military maintenance. If objectors note monarchy is no standard for a republic, the same gap exists between a wealthy kingdom's domestic extravagance and a republic's modest frugality. Balancing deductions from both sides, the proportion holds.
1507 1613
1508 But let us advert to the large debt which we have ourselves contracted in a single war, and let us only calculate on a common share of the events which disturb the peace of nations, and we shall instantly perceive, without the aid of any elaborate illustration, that there must always be an immense disproportion between the objects of federal and state expenditures. It is true that several of the States, separately, are encumbered with considerable debts, which are an excrescence of the late war. But this cannot happen again, if the proposed system be adopted; and when these debts are discharged, the only call for revenue of any consequence, which the State governments will continue to experience, will be for the mere support of their respective civil list; to which, if we add all contingencies, the total amount in every State ought to fall considerably short of two hundred thousand pounds.
1614 Our own single-war debt shows, without elaborate explanation, that a massive disparity will always exist between federal and state expenditures. True, several states now bear significant war debts—but this will not recur under the proposed system. Once paid, the states' only significant revenue need will be administrative costs, which for each individual state should fall considerably short of two hundred thousand pounds, contingencies included.
1509 1615
1510 In framing a government for posterity as well as ourselves, we ought, in those provisions which are designed to be permanent, to calculate, not on temporary, but on permanent causes of expense. If this principle be a just one our attention would be directed to a provision in favor of the State governments for an annual sum of about two hundred thousand pounds; while the exigencies of the Union could be susceptible of no limits, even in imagination. In this view of the subject, by what logic can it be maintained that the local governments ought to command, in perpetuity, an EXCLUSIVE source of revenue for any sum beyond the extent of two hundred thousand pounds? To extend its power further, in EXCLUSION of the authority of the Union, would be to take the resources of the community out of those hands which stood in need of them for the public welfare, in order to put them into other hands which could have no just or proper occasion for them.
1616 In framing a government for descendants and ourselves, we should base permanent provisions on permanent causes, not temporary ones. If sound, our focus would be providing the states about two hundred thousand pounds annually, while the Union's needs know no limit. By what logic should local governments command an exclusive revenue source beyond this sum? Extending their power further, excluding Union authority, takes resources from hands that need them for public welfare and puts them into hands that have no proper use.
1511 1617
1512 Suppose, then, the convention had been inclined to proceed upon the principle of a repartition of the objects of revenue, between the Union and its members, in PROPORTION to their comparative necessities; what particular fund could have been selected for the use of the States, that would not either have been too much or too little too little for their present, too much for their future wants? As to the line of separation between external and internal taxes, this would leave to the States, at a rough computation, the command of two thirds of the resources of the community to defray from a tenth to a twentieth part of its expenses; and to the Union, one third of the resources of the community, to defray from nine tenths to nineteen twentieths of its expenses. If we desert this boundary and content ourselves with leaving to the States an exclusive power of taxing houses and lands, there would still be a great disproportion between the MEANS and the END; the possession of one third of the resources of the community to supply, at most, one tenth of its wants. If any fund could have been selected and appropriated, equal to and not greater than the object, it would have been inadequate to the discharge of the existing debts of the particular States, and would have left them dependent on the Union for a provision for this purpose.
1618 Suppose the convention had divided revenue sources by relative needs. What fund could serve the states without being too much or too little—too little for present debts, too much for future needs? Splitting external and internal taxes would leave states commanding two-thirds of resources to pay one-tenth to one-twentieth of expenses, while the Union got one-third of resources to cover nine-tenths to nineteen-twentieths. Granting states exclusive power over houses and land would still leave them with one-third of resources for at most one-tenth of needs. Any fund perfectly equal to their needs would be insufficient to pay existing state debts, leaving them Union-dependent.
1513 1619
1514 The preceding train of observation will justify the position which has been elsewhere laid down, that “A CONCURRENT JURISDICTION in the article of taxation was the only admissible substitute for an entire subordination, in respect to this branch of power, of State authority to that of the Union.” Any separation of the objects of revenue that could have been fallen upon, would have amounted to a sacrifice of the great INTERESTS of the Union to the POWER of the individual States. The convention thought the concurrent jurisdiction preferable to that subordination; and it is evident that it has at least the merit of reconciling an indefinite constitutional power of taxation in the Federal government with an adequate and independent power in the States to provide for their own necessities. There remain a few other lights, in which this important subject of taxation will claim a further consideration.
1620 These observations justify the position:
1515 1621
1516 PUBLIUS.
1622 > **Quote:** "A CONCURRENT JURISDICTION in the article of taxation was the only admissible substitute for an entire subordination, in respect to this branch of power, of State authority to that of the Union."
1517 1623
1624 Any division of revenue sources would have sacrificed the Union's vital interests to individual states. The convention preferred concurrent jurisdiction; it reconciles an indefinite federal taxing power with adequate, independent state power to provide for their own needs. Further perspectives on this important subject remain for consideration.
1518 1625
1626 PUBLIUS.
1519 1627
1520
1521 1628 ## No. XXXV. - The Same Subject Continued (Concerning the General Power of Taxation)
1522 1629
1523 1630 For the Independent Journal.
@@ -1527,85 +1634,90 @@
1527 1634
1528 1635 To the People of the State of New York:
1529 1636
1530 Before we proceed to examine any other objections to an indefinite power of taxation in the Union, I shall make one general remark; which is, that if the jurisdiction of the national government, in the article of revenue, should be restricted to particular objects, it would naturally occasion an undue proportion of the public burdens to fall upon those objects. Two evils would spring from this source: the oppression of particular branches of industry; and an unequal distribution of the taxes, as well among the several States as among the citizens of the same State.
1637 Before we continue examining objections to the Union's unrestricted taxing power, one general observation: limiting federal revenue to specific items would naturally concentrate the public burden on them. Two evils would spring from this: the oppression of particular industries and an unequal distribution of taxes among states and citizens alike.
1531 1638
1532 Suppose, as has been contended for, the federal power of taxation were to be confined to duties on imports, it is evident that the government, for want of being able to command other resources, would frequently be tempted to extend these duties to an injurious excess. There are persons who imagine that they can never be carried to too great a length; since the higher they are, the more it is alleged they will tend to discourage an extravagant consumption, to produce a favorable balance of trade, and to promote domestic manufactures. But all extremes are pernicious in various ways. Exorbitant duties on imported articles would beget a general spirit of smuggling; which is always prejudicial to the fair trader, and eventually to the revenue itself: they tend to render other classes of the community tributary, in an improper degree, to the manufacturing classes, to whom they give a premature monopoly of the markets; they sometimes force industry out of its more natural channels into others in which it flows with less advantage; and in the last place, they oppress the merchant, who is often obliged to pay them himself without any retribution from the consumer. When the demand is equal to the quantity of goods at market, the consumer generally pays the duty; but when the markets happen to be overstocked, a great proportion falls upon the merchant, and sometimes not only exhausts his profits, but breaks in upon his capital. I am apt to think that a division of the duty, between the seller and the buyer, more often happens than is commonly imagined. It is not always possible to raise the price of a commodity in exact proportion to every additional imposition laid upon it. The merchant, especially in a country of small commercial capital, is often under a necessity of keeping prices down in order to a more expeditious sale.
1639 Suppose federal taxation were limited to import duties. Deprived of other resources, the government would often raise these duties to harmful extremes. Some believe tariffs cannot be too high, claiming they discourage luxury, improve trade balance, and promote domestic manufacturing. But extremes always prove harmful. Excessive tariffs encourage smuggling, which hurts honest traders and ultimately reduces revenue. They grant manufacturers a premature monopoly and force industry into less efficient channels. They also burden merchants, who often cannot pass the tax to consumers. When demand matches supply, the consumer pays; when markets are overstocked, the merchant bears the cost, sometimes exhausting his profits and draining his capital. I suspect the tax is shared more often than supposed, for merchants—especially in countries with limited commercial capital—cannot always raise prices proportionally to new taxes and must often keep prices low for quick sales.
1533 1640
1534 The maxim that the consumer is the payer, is so much oftener true than the reverse of the proposition, that it is far more equitable that the duties on imports should go into a common stock, than that they should redound to the exclusive benefit of the importing States. But it is not so generally true as to render it equitable, that those duties should form the only national fund. When they are paid by the merchant they operate as an additional tax upon the importing State, whose citizens pay their proportion of them in the character of consumers. In this view they are productive of inequality among the States; which inequality would be increased with the increased extent of the duties. The confinement of the national revenues to this species of imposts would be attended with inequality, from a different cause, between the manufacturing and the non-manufacturing States. The States which can go farthest towards the supply of their own wants, by their own manufactures, will not, according to their numbers or wealth, consume so great a proportion of imported articles as those States which are not in the same favorable situation. They would not, therefore, in this mode alone contribute to the public treasury in a ratio to their abilities. To make them do this it is necessary that recourse be had to excises, the proper objects of which are particular kinds of manufactures. New York is more deeply interested in these considerations than such of her citizens as contend for limiting the power of the Union to external taxation may be aware of. New York is an importing State, and is not likely speedily to be, to any great extent, a manufacturing State. She would, of course, suffer in a double light from restraining the jurisdiction of the Union to commercial imposts.
1641 Since consumers usually pay the tax, import duties are fairly pooled into a common national fund rather than benefiting only the importing states. But these duties should not be the sole revenue source. When merchants absorb the tax, it becomes an extra burden on importing states whose citizens already pay as consumers. This creates inequality among states, worsening as tariffs rise. Manufacturing states, consuming fewer imports relative to wealth, would contribute less than their ability—inequality that only excise taxes on domestic manufactures can correct. New York has deeper stakes here than some citizens realize. As an importing state unlikely to become a major manufacturer soon, it would suffer doubly if the Union's power were restricted to commercial duties.
1535 1642
1536 So far as these observations tend to inculcate a danger of the import duties being extended to an injurious extreme it may be observed, conformably to a remark made in another part of these papers, that the interest of the revenue itself would be a sufficient guard against such an extreme. I readily admit that this would be the case, as long as other resources were open; but if the avenues to them were closed, HOPE, stimulated by necessity, would beget experiments, fortified by rigorous precautions and additional penalties, which, for a time, would have the intended effect, till there had been leisure to contrive expedients to elude these new precautions. The first success would be apt to inspire false opinions, which it might require a long course of subsequent experience to correct. Necessity, especially in politics, often occasions false hopes, false reasonings, and a system of measures correspondingly erroneous. But even if this supposed excess should not be a consequence of the limitation of the federal power of taxation, the inequalities spoken of would still ensue, though not in the same degree, from the other causes that have been noticed. Let us now return to the examination of objections.
1643 The danger of excessive tariffs, as noted elsewhere, is normally checked by the government's interest in preserving revenue. This holds true only while other resources exist. Close all other avenues, and necessity's desperation would drive experiments with oppressive taxes, enforced strictly until evasion routes are found.
1537 1644
1538 One which, if we may judge from the frequency of its repetition, seems most to be relied on, is, that the House of Representatives is not sufficiently numerous for the reception of all the different classes of citizens, in order to combine the interests and feelings of every part of the community, and to produce a due sympathy between the representative body and its constituents. This argument presents itself under a very specious and seducing form; and is well calculated to lay hold of the prejudices of those to whom it is addressed. But when we come to dissect it with attention, it will appear to be made up of nothing but fair-sounding words. The object it seems to aim at is, in the first place, impracticable, and in the sense in which it is contended for, is unnecessary. I reserve for another place the discussion of the question which relates to the sufficiency of the representative body in respect to numbers, and shall content myself with examining here the particular use which has been made of a contrary supposition, in reference to the immediate subject of our inquiries.
1645 > **Quote:** "Necessity, especially in politics, often occasions false hopes, false reasonings, and a system of measures correspondingly erroneous."
1539 1646
1540 The idea of an actual representation of all classes of the people, by persons of each class, is altogether visionary. Unless it were expressly provided in the Constitution, that each different occupation should send one or more members, the thing would never take place in practice. Mechanics and manufacturers will always be inclined, with few exceptions, to give their votes to merchants, in preference to persons of their own professions or trades. Those discerning citizens are well aware that the mechanic and manufacturing arts furnish the materials of mercantile enterprise and industry. Many of them, indeed, are immediately connected with the operations of commerce. They know that the merchant is their natural patron and friend; and they are aware, that however great the confidence they may justly feel in their own good sense, their interests can be more effectually promoted by the merchant than by themselves. They are sensible that their habits in life have not been such as to give them those acquired endowments, without which, in a deliberative assembly, the greatest natural abilities are for the most part useless; and that the influence and weight, and superior acquirements of the merchants render them more equal to a contest with any spirit which might happen to infuse itself into the public councils, unfriendly to the manufacturing and trading interests. These considerations, and many others that might be mentioned prove, and experience confirms it, that artisans and manufacturers will commonly be disposed to bestow their votes upon merchants and those whom they recommend. We must therefore consider merchants as the natural representatives of all these classes of the community.
1647 But even without excess, those inequalities would persist, though diminished. Let us return to the objections.
1541 1648
1542 With regard to the learned professions, little need be observed; they truly form no distinct interest in society, and according to their situation and talents, will be indiscriminately the objects of the confidence and choice of each other, and of other parts of the community.
1649 The most repeated objection claims the House of Representatives is too small to include all citizen classes and cannot properly bond with constituents. This argument, appealing as it is deceptive, proves on examination to be empty rhetoric. Its goal is both impossible and unnecessary. I reserve discussion of representative numbers for another time; let us focus on how this argument applies to taxation.
1543 1650
1544 Nothing remains but the landed interest; and this, in a political view, and particularly in relation to taxes, I take to be perfectly united, from the wealthiest landlord down to the poorest tenant. No tax can be laid on land which will not affect the proprietor of millions of acres as well as the proprietor of a single acre. Every landholder will therefore have a common interest to keep the taxes on land as low as possible; and common interest may always be reckoned upon as the surest bond of sympathy. But if we even could suppose a distinction of interest between the opulent landholder and the middling farmer, what reason is there to conclude, that the first would stand a better chance of being deputed to the national legislature than the last? If we take fact as our guide, and look into our own senate and assembly, we shall find that moderate proprietors of land prevail in both; nor is this less the case in the senate, which consists of a smaller number, than in the assembly, which is composed of a greater number. Where the qualifications of the electors are the same, whether they have to choose a small or a large number, their votes will fall upon those in whom they have most confidence; whether these happen to be men of large fortunes, or of moderate property, or of no property at all.
1651 > **Quote:** "The idea of an actual representation of all classes of the people, by persons of each class, is altogether visionary."
1545 1652
1546 It is said to be necessary, that all classes of citizens should have some of their own number in the representative body, in order that their feelings and interests may be the better understood and attended to. But we have seen that this will never happen under any arrangement that leaves the votes of the people free. Where this is the case, the representative body, with too few exceptions to have any influence on the spirit of the government, will be composed of landholders, merchants, and men of the learned professions. But where is the danger that the interests and feelings of the different classes of citizens will not be understood or attended to by these three descriptions of men? Will not the landholder know and feel whatever will promote or insure the interest of landed property? And will he not, from his own interest in that species of property, be sufficiently prone to resist every attempt to prejudice or encumber it? Will not the merchant understand and be disposed to cultivate, as far as may be proper, the interests of the mechanic and manufacturing arts, to which his commerce is so nearly allied? Will not the man of the learned profession, who will feel a neutrality to the rivalships between the different branches of industry, be likely to prove an impartial arbiter between them, ready to promote either, so far as it shall appear to him conducive to the general interests of the society?
1653 Without constitutional requirements mandating occupational representation, this would never occur. Tradespeople and manufacturers will generally vote for merchants, not their own. These discerning citizens know their trades supply commercial enterprise; many are directly connected to commerce. They know that the merchant is their > **Quote:** "natural patron and friend," and they recognize that their interests can be more effectively promoted by the merchant's superior acquired endowments and influence in a deliberative assembly, with status and resources to defend manufacturing and trade against unfriendly policies. Experience confirms artisans will vote for merchants or their recommendations. Merchants are thus the natural representatives of these classes.
1547 1654
1548 If we take into the account the momentary humors or dispositions which may happen to prevail in particular parts of the society, and to which a wise administration will never be inattentive, is the man whose situation leads to extensive inquiry and information less likely to be a competent judge of their nature, extent, and foundation than one whose observation does not travel beyond the circle of his neighbors and acquaintances? Is it not natural that a man who is a candidate for the favor of the people, and who is dependent on the suffrages of his fellow-citizens for the continuance of his public honors, should take care to inform himself of their dispositions and inclinations, and should be willing to allow them their proper degree of influence upon his conduct? This dependence, and the necessity of being bound himself, and his posterity, by the laws to which he gives his assent, are the true, and they are the strong chords of sympathy between the representative and the constituent.
1655 The professional classes—lawyers, doctors—form no separate political interest. They will be chosen by each other and the community according to location and talent.
1549 1656
1550 There is no part of the administration of government that requires extensive information and a thorough knowledge of the principles of political economy, so much as the business of taxation. The man who understands those principles best will be least likely to resort to oppressive expedients, or sacrifice any particular class of citizens to the procurement of revenue. It might be demonstrated that the most productive system of finance will always be the least burdensome. There can be no doubt that in order to a judicious exercise of the power of taxation, it is necessary that the person in whose hands it should be acquainted with the general genius, habits, and modes of thinking of the people at large, and with the resources of the country. And this is all that can be reasonably meant by a knowledge of the interests and feelings of the people. In any other sense the proposition has either no meaning, or an absurd one. And in that sense let every considerate citizen judge for himself where the requisite qualification is most likely to be found.
1657 Finally, the landed interest—landowners—is completely unified politically, from richest landlord to poorest tenant. Any land tax affects all equally, creating common interest in keeping them low. Even if wealthy and average landowners conflicted, why assume the wealthy would be elected? Our state senate and assembly show average landowners are the majority. When voter qualifications are equal, they elect those they trust most—wealthy, moderate, or property-less.
1551 1658
1552 PUBLIUS.
1659 While some argue each class needs its own representatives, free elections will produce a body of landowners, merchants, and professionals—with negligible exceptions. But will these three groups fail to understand other citizens' interests? Will a landowner not resist threats to land values? Will a merchant not support the trades supplying his business? Will a professional, who feels a neutrality toward the rivalries between branches of industry, not prove an impartial arbiter, ready to promote the general interest?
1553 1660
1661 When considering temporary local moods—which wise government must not ignore—is a broadly informed person less competent to judge them than one who never looks beyond his neighbors? Would an office-seeker, dependent on votes, not naturally study and weigh his constituents' desires?
1554 1662
1663 > **Quote:** "This dependence, and the necessity of being bound himself, and his posterity, by the laws to which he gives his assent, are the true, and they are the strong chords of sympathy between the representative and the constituent."
1555 1664
1665 Taxation demands more extensive economic knowledge than any government function. Those who understand these principles best will least oppress or sacrifice one class for revenue. It might even be demonstrated that > **Quote:** "the most productive system of finance will always be the least burdensome." Wise taxation requires familiarity with the general genius, habits, and modes of thinking of the people, and with the resources of the country—this is all that "knowledge of the interests and feelings of the people" can reasonably mean. In any other sense, the claim is meaningless or absurd. Let thoughtful citizens judge where these qualifications are most likely found.
1556 1666
1667 PUBLIUS.
1668
1557 1669 ## No. XXXVI. - The Same Subject Continued (Concerning the General Power of Taxation)
1558 1670
1559 1671 From the New York Packet.
1560 1672
1561 Tuesday January 8, 1788.
1673 Tuesday, January 8, 1788.
1562 1674
1563 1675 HAMILTON
1564 1676
1565
1566 1677 To the People of the State of New York:
1567 1678
1568 We have seen that the result of the observations, to which the foregoing number has been principally devoted, is, that from the natural operation of the different interests and views of the various classes of the community, whether the representation of the people be more or less numerous, it will consist almost entirely of proprietors of land, of merchants, and of members of the learned professions, who will truly represent all those different interests and views. If it should be objected that we have seen other descriptions of men in the local legislatures, I answer that it is admitted there are exceptions to the rule, but not in sufficient number to influence the general complexion or character of the government. There are strong minds in every walk of life that will rise superior to the disadvantages of situation, and will command the tribute due to their merit, not only from the classes to which they particularly belong, but from the society in general. The door ought to be equally open to all; and I trust, for the credit of human nature, that we shall see examples of such vigorous plants flourishing in the soil of federal as well as of State legislation; but occasional instances of this sort will not render the reasoning founded upon the general course of things, less conclusive.
1679 The natural interplay of interests within any community dictates that its legislature—whether large or small—will consist almost entirely of landowners, merchants, and professionals who truly represent those diverse perspectives. If anyone objects that local legislatures contain other types of men, I respond that such exceptions are too rare to influence the general character of government. Exceptional minds will always rise above their circumstances to earn the merit due to them; I trust we shall see such vigorous plants flourishing in federal as well as state soil. But occasional instances do not invalidate reasoning based on the general course of affairs.
1569 1680
1570 The subject might be placed in several other lights that would all lead to the same result; and in particular it might be asked, What greater affinity or relation of interest can be conceived between the carpenter and blacksmith, and the linen manufacturer or stocking weaver, than between the merchant and either of them? It is notorious that there are often as great rivalships between different branches of the mechanic or manufacturing arts as there are between any of the departments of labor and industry; so that, unless the representative body were to be far more numerous than would be consistent with any idea of regularity or wisdom in its deliberations, it is impossible that what seems to be the spirit of the objection we have been considering should ever be realized in practice. But I forbear to dwell any longer on a matter which has hitherto worn too loose a garb to admit even of an accurate inspection of its real shape or tendency.
1681 This conclusion follows from many angles. Consider: what greater connection exists between a carpenter and a blacksmith than between either and a merchant? Different branches of skilled trades often rival each other as much as any other sectors. Consequently, unless the representative body were impractically numerous, the spirit of this objection could never be realized. But I will not dwell further on a matter presented too vaguely for precise inspection.
1571 1682
1572 There is another objection of a somewhat more precise nature that claims our attention. It has been asserted that a power of internal taxation in the national legislature could never be exercised with advantage, as well from the want of a sufficient knowledge of local circumstances, as from an interference between the revenue laws of the Union and of the particular States. The supposition of a want of proper knowledge seems to be entirely destitute of foundation. If any question is depending in a State legislature respecting one of the counties, which demands a knowledge of local details, how is it acquired? No doubt from the information of the members of the county. Cannot the like knowledge be obtained in the national legislature from the representatives of each State? And is it not to be presumed that the men who will generally be sent there will be possessed of the necessary degree of intelligence to be able to communicate that information? Is the knowledge of local circumstances, as applied to taxation, a minute topographical acquaintance with all the mountains, rivers, streams, highways, and bypaths in each State; or is it a general acquaintance with its situation and resources, with the state of its agriculture, commerce, manufactures, with the nature of its products and consumptions, with the different degrees and kinds of its wealth, property, and industry?
1683 A more precise objection claims the national legislature could never exercise internal taxation effectively, lacking both knowledge of local circumstances and compatibility with state revenue laws. The knowledge objection is unfounded. When a state legislature needs details about a specific county, how is that knowledge acquired? From its representatives. Can the same not occur in the national legislature? Will representatives lack the intelligence to communicate this information? More importantly, does "knowledge of local circumstances" require minute topographical acquaintance with every mountain and river, or simply a general understanding of a state's agriculture, commerce, resources, and wealth?
1573 1684
1574 Nations in general, even under governments of the more popular kind, usually commit the administration of their finances to single men or to boards composed of a few individuals, who digest and prepare, in the first instance, the plans of taxation, which are afterwards passed into laws by the authority of the sovereign or legislature.
1685 Nations, even under democratic governments, typically entrust financial management to individuals or small boards who organize tax plans later enacted by authority. That enlightened statesmen everywhere are deemed best qualified to select taxable items indicates, by universal experience, what local knowledge taxation requires.
1575 1686
1576 Inquisitive and enlightened statesmen are deemed everywhere best qualified to make a judicious selection of the objects proper for revenue; which is a clear indication, as far as the sense of mankind can have weight in the question, of the species of knowledge of local circumstances requisite to the purposes of taxation.
1687 Taxes divide into direct and indirect. The objection seems confined to the former. For indirect taxes—duties and excises on consumer goods—what problems are feared? Knowledge of these is either obvious from the product itself or easily obtained from informed persons, especially merchants. The circumstances distinguishing a product's situation in one state from another must be few and simple. The main priority is avoiding items already taxed by a state, and each state's revenue system can be learned from its legal codes and its representatives.
1577 1688
1578 The taxes intended to be comprised under the general denomination of internal taxes may be subdivided into those of the DIRECT and those of the INDIRECT kind. Though the objection be made to both, yet the reasoning upon it seems to be confined to the former branch. And indeed, as to the latter, by which must be understood duties and excises on articles of consumption, one is at a loss to conceive what can be the nature of the difficulties apprehended. The knowledge relating to them must evidently be of a kind that will either be suggested by the nature of the article itself, or can easily be procured from any well-informed man, especially of the mercantile class. The circumstances that may distinguish its situation in one State from its situation in another must be few, simple, and easy to be comprehended. The principal thing to be attended to, would be to avoid those articles which had been previously appropriated to the use of a particular State; and there could be no difficulty in ascertaining the revenue system of each. This could always be known from the respective codes of laws, as well as from the information of the members from the several States.
1689 The land tax objection appears more substantial at first glance but does not withstand scrutiny. Land taxes are laid either by permanent or periodic valuations, or by occasional assessments at officers' discretion. In either case, the actual execution—which alone requires detailed local knowledge—must be delegated to commissioners or assessors, elected or appointed for that purpose. All the legislature can do is name these officers, prescribe their election or appointment, fix their number and qualifications, and outline their general powers. What part of this cannot be performed by the national legislature as well as a state legislature? Legislative attention can only reach general principles; local details must be handled by those who execute the plan.
1579 1690
1580 The objection, when applied to real property or to houses and lands, appears to have, at first sight, more foundation, but even in this view it will not bear a close examination. Land taxes are co monly laid in one of two modes, either by ACTUAL valuations, permanent or periodical, or by OCCASIONAL assessments, at the discretion, or according to the best judgment, of certain officers whose duty it is to make them. In either case, the EXECUTION of the business, which alone requires the knowledge of local details, must be devolved upon discreet persons in the character of commissioners or assessors, elected by the people or appointed by the government for the purpose. All that the law can do must be to name the persons or to prescribe the manner of their election or appointment, to fix their numbers and qualifications and to draw the general outlines of their powers and duties. And what is there in all this that cannot as well be performed by the national legislature as by a State legislature? The attention of either can only reach to general principles; local details, as already observed, must be referred to those who are to execute the plan.
1691 A simple perspective renders this matter completely satisfactory:
1581 1692
1582 But there is a simple point of view in which this matter may be placed that must be altogether satisfactory. The national legislature can make use of the SYSTEM OF EACH STATE WITHIN THAT STATE. The method of laying and collecting this species of taxes in each State can, in all its parts, be adopted and employed by the federal government.
1693 > **Quote:** "The national legislature can make use of the SYSTEM OF EACH STATE WITHIN THAT STATE."
1583 1694
1584 Let it be recollected that the proportion of these taxes is not to be left to the discretion of the national legislature, but is to be determined by the numbers of each State, as described in the second section of the first article. An actual census or enumeration of the people must furnish the rule, a circumstance which effectually shuts the door to partiality or oppression. The abuse of this power of taxation seems to have been provided against with guarded circumspection. In addition to the precaution just mentioned, there is a provision that “all duties, imposts, and excises shall be UNIFORM throughout the United States.”
1695 The method of laying and collecting these taxes in each state can be adopted in its entirety by the federal government.
1585 1696
1586 It has been very properly observed by different speakers and writers on the side of the Constitution, that if the exercise of the power of internal taxation by the Union should be discovered on experiment to be really inconvenient, the federal government may then forbear the use of it, and have recourse to requisitions in its stead. By way of answer to this, it has been triumphantly asked, Why not in the first instance omit that ambiguous power, and rely upon the latter resource? Two solid answers may be given. The first is, that the exercise of that power, if convenient, will be preferable, because it will be more effectual; and it is impossible to prove in theory, or otherwise than by the experiment, that it cannot be advantageously exercised. The contrary, indeed, appears most probable. The second answer is, that the existence of such a power in the Constitution will have a strong influence in giving efficacy to requisitions. When the States know that the Union can apply itself without their agency, it will be a powerful motive for exertion on their part.
1697 Recall that the proportion of these taxes is not discretionary but determined by each state's population, as described in Article I, Section 2. An actual census provides the rule, preventing favoritism or oppression. The abuse of this power is further guarded by:
1587 1698
1588 As to the interference of the revenue laws of the Union, and of its members, we have already seen that there can be no clashing or repugnancy of authority. The laws cannot, therefore, in a legal sense, interfere with each other; and it is far from impossible to avoid an interference even in the policy of their different systems. An effectual expedient for this purpose will be, mutually, to abstain from those objects which either side may have first had recourse to. As neither can CONTROL the other, each will have an obvious and sensible interest in this reciprocal forbearance. And where there is an IMMEDIATE common interest, we may safely count upon its operation. When the particular debts of the States are done away, and their expenses come to be limited within their natural compass, the possibility almost of interference will vanish. A small land tax will answer the purpose of the States, and will be their most simple and most fit resource.
1699 > **Quote:** "all duties, imposts, and excises shall be UNIFORM throughout the United States."
1589 1700
1590 Many spectres have been raised out of this power of internal taxation, to excite the apprehensions of the people: double sets of revenue officers, a duplication of their burdens by double taxations, and the frightful forms of odious and oppressive poll-taxes, have been played off with all the ingenious dexterity of political legerdemain.
1701 Various proponents correctly observe that if internal taxation proves inconvenient, the federal government may then rely on requisitions from the states. Critics ask: why not omit that ambiguous power from the start? Two solid answers exist. First, if convenient, its exercise will be more effective; experience alone can prove its usefulness, and the opposite seems most likely. Second, this constitutional power will strongly encourage states to comply with requisitions, since they will know the Union can collect taxes without their help.
1591 1702
1592 As to the first point, there are two cases in which there can be no room for double sets of officers: one, where the right of imposing the tax is exclusively vested in the Union, which applies to the duties on imports; the other, where the object has not fallen under any State regulation or provision, which may be applicable to a variety of objects. In other cases, the probability is that the United States will either wholly abstain from the objects preoccupied for local purposes, or will make use of the State officers and State regulations for collecting the additional imposition. This will best answer the views of revenue, because it will save expense in the collection, and will best avoid any occasion of disgust to the State governments and to the people. At all events, here is a practicable expedient for avoiding such an inconvenience; and nothing more can be required than to show that evils predicted to not necessarily result from the plan.
1703 As for interference between Union and state revenue laws, no legal conflict can exist. Each system can avoid policy conflicts by mutually refraining from taxing what the other has already claimed. Where direct common interest exists, we can safely rely on it. When state debts are paid and expenses limited to their natural scope, the possibility of interference will vanish. A small land tax will then serve state needs.
1593 1704
1594 As to any argument derived from a supposed system of influence, it is a sufficient answer to say that it ought not to be presumed; but the supposition is susceptible of a more precise answer. If such a spirit should infest the councils of the Union, the most certain road to the accomplishment of its aim would be to employ the State officers as much as possible, and to attach them to the Union by an accumulation of their emoluments. This would serve to turn the tide of State influence into the channels of the national government, instead of making federal influence flow in an opposite and adverse current. But all suppositions of this kind are invidious, and ought to be banished from the consideration of the great question before the people. They can answer no other end than to cast a mist over the truth.
1705 Many "spectres" have been raised about this power to scare the public: double sets of revenue officers, double tax burdens, and the frightening prospect of hated poll taxes. These have been played off with all the skill of political legerdemain.
1595 1706
1596 As to the suggestion of double taxation, the answer is plain. The wants of the Union are to be supplied in one way or another; if to be done by the authority of the federal government, it will not be to be done by that of the State government. The quantity of taxes to be paid by the community must be the same in either case; with this advantage, if the provision is to be made by the Union that the capital resource of commercial imposts, which is the most convenient branch of revenue, can be prudently improved to a much greater extent under federal than under State regulation, and of course will render it less necessary to recur to more inconvenient methods; and with this further advantage, that as far as there may be any real difficulty in the exercise of the power of internal taxation, it will impose a disposition to greater care in the choice and arrangement of the means; and must naturally tend to make it a fixed point of policy in the national administration to go as far as may be practicable in making the luxury of the rich tributary to the public treasury, in order to diminish the necessity of those impositions which might create dissatisfaction in the poorer and most numerous classes of the society. Happy it is when the interest which the government has in the preservation of its own power, coincides with a proper distribution of the public burdens, and tends to guard the least wealthy part of the community from oppression!
1707 Regarding double officers, two cases make them unnecessary: where the right to tax belongs exclusively to the Union (such as import duties), and where the item remains unregulated by the state, which could apply to many things. In other cases, the United States will likely avoid items taxed locally or simply use state officers and regulations to collect the federal tax. This saves collection costs and avoids irritating state governments and the people. This is a practical solution showing the predicted evils are not inevitable.
1597 1708
1598 As to poll taxes, I, without scruple, confess my disapprobation of them; and though they have prevailed from an early period in those States[1] which have uniformly been the most tenacious of their rights, I should lament to see them introduced into practice under the national government. But does it follow because there is a power to lay them that they will actually be laid? Every State in the Union has power to impose taxes of this kind; and yet in several of them they are unknown in practice. Are the State governments to be stigmatized as tyrannies, because they possess this power? If they are not, with what propriety can the like power justify such a charge against the national government, or even be urged as an obstacle to its adoption? As little friendly as I am to the species of imposition, I still feel a thorough conviction that the power of having recourse to it ought to exist in the federal government. There are certain emergencies of nations, in which expedients, that in the ordinary state of things ought to be forborne, become essential to the public weal. And the government, from the possibility of such emergencies, ought ever to have the option of making use of them. The real scarcity of objects in this country, which may be considered as productive sources of revenue, is a reason peculiar to itself, for not abridging the discretion of the national councils in this respect. There may exist certain critical and tempestuous conjunctures of the State, in which a poll tax may become an inestimable resource. And as I know nothing to exempt this portion of the globe from the common calamities that have befallen other parts of it, I acknowledge my aversion to every project that is calculated to disarm the government of a single weapon, which in any possible contingency might be usefully employed for the general defense and security.
1709 Regarding alleged corrupt influence, such a thing should not be assumed. But if such a spirit infected the national councils, the surest path would be to employ state officers and attach them to the Union by increasing their compensation. This would turn state influence toward the national government, not the reverse. All such suppositions are resentful and should be dismissed. They serve no purpose but to cloud the truth.
1599 1710
1600 I have now gone through the examination of such of the powers proposed to be vested in the United States, which may be considered as having an immediate relation to the energy of the government; and have endeavored to answer the principal objections which have been made to them. I have passed over in silence those minor authorities, which are either too inconsiderable to have been thought worthy of the hostilities of the opponents of the Constitution, or of too manifest propriety to admit of controversy. The mass of judiciary power, however, might have claimed an investigation under this head, had it not been for the consideration that its organization and its extent may be more advantageously considered in connection. This has determined me to refer it to the branch of our inquiries upon which we shall next enter.
1711 Regarding double taxation, the answer is simple. The Union's needs must be met; if met by the federal government, they will not need state action. The total tax burden on the community will be identical either way. But federal provision offers an advantage: commercial tariffs—the most convenient revenue—can be more effectively administered under federal than state regulation, making harsher methods less necessary. Moreover, any real difficulty in exercising internal taxation will encourage careful selection of tax methods, naturally leading the national government to tax luxuries as much as possible to reduce burdens on poorer classes.
1601 1712
1602 PUBLIUS.
1713 > **Quote:** "Happy it is when the interest which the government has in the preservation of its own power, coincides with a proper distribution of the public burdens."
1603 1714
1604 [1] The New England States.
1715 Regarding poll taxes, I openly admit my dislike. Though used since early periods in states most protective of their rights—specifically New England—I would regret seeing them practiced by the national government. But does this power's existence mean it will be used? Every state possesses this power, yet several never practice it. Are state governments tyrannies because they hold this power? If not, why should it justify charges against the national government? As little as I like them, I am thoroughly convinced the power must exist in the federal government. National emergencies arise when measures ordinarily avoided become essential. Because such emergencies are possible, government must retain this option. The scarcity of productive revenue sources in this country uniquely argues against limiting national discretion. Critical periods may make poll taxes invaluable. Since nothing exempts this region from common calamities, I confess my aversion to any project that would disarm government of a weapon that might prove useful for general defense and security.
1605 1716
1717 I have now passed over in silence those minor authorities too small to target, having completed the examination of those powers that relate directly to government energy. I have answered the main objections. Judicial power's extent might have been investigated here, but I have decided its organization and scope can be more advantageously discussed together. I will address it in the next branch of our inquiries.
1606 1718
1719 PUBLIUS.
1607 1720
1608
1609 1721 ## No. XXXVII. - Concerning the Difficulties of the Convention in Devising a Proper Form of Government
1610 1722
1611 1723 From the Daily Advertiser.
@@ -1617,81 +1729,86 @@
1617 1729
1618 1730 To the People of the State of New York:
1619 1731
1620 In reviewing the defects of the existing Confederation, and showing that they cannot be supplied by a government of less energy than that before the public, several of the most important principles of the latter fell of course under consideration. But as the ultimate object of these papers is to determine clearly and fully the merits of this Constitution, and the expediency of adopting it, our plan cannot be complete without taking a more critical and thorough survey of the work of the convention, without examining it on all its sides, comparing it in all its parts, and calculating its probable effects.
1732 In reviewing the Confederation's flaws and showing they cannot be remedied by a government of less energy than the one now proposed, several key principles emerged. Yet to establish the Constitution's merits and the wisdom of adopting it, we must also survey the Convention's work more critically—examining it thoroughly, comparing its parts, and assessing its effects.
1621 1733
1622 That this remaining task may be executed under impressions conducive to a just and fair result, some reflections must in this place be indulged, which candor previously suggests.
1734 To ensure a just result, I must share honest reflections.
1623 1735
1624 It is a misfortune, inseparable from human affairs, that public measures are rarely investigated with that spirit of moderation which is essential to a just estimate of their real tendency to advance or obstruct the public good; and that this spirit is more apt to be diminished than promoted, by those occasions which require an unusual exercise of it. To those who have been led by experience to attend to this consideration, it could not appear surprising, that the act of the convention, which recommends so many important changes and innovations, which may be viewed in so many lights and relations, and which touches the springs of so many passions and interests, should find or excite dispositions unfriendly, both on one side and on the other, to a fair discussion and accurate judgment of its merits. In some, it has been too evident from their own publications, that they have scanned the proposed Constitution, not only with a predisposition to censure, but with a predetermination to condemn; as the language held by others betrays an opposite predetermination or bias, which must render their opinions also of little moment in the question. In placing, however, these different characters on a level, with respect to the weight of their opinions, I wish not to insinuate that there may not be a material difference in the purity of their intentions. It is but just to remark in favor of the latter description, that as our situation is universally admitted to be peculiarly critical, and to require indispensably that something should be done for our relief, the predetermined patron of what has been actually done may have taken his bias from the weight of these considerations, as well as from considerations of a sinister nature. The predetermined adversary, on the other hand, can have been governed by no venial motive whatever. The intentions of the first may be upright, as they may on the contrary be culpable. The views of the last cannot be upright, and must be culpable. But the truth is, that these papers are not addressed to persons falling under either of these characters. They solicit the attention of those only, who add to a sincere zeal for the happiness of their country, a temper favorable to a just estimate of the means of promoting it.
1736 > **Quote:** "It is a misfortune, inseparable from human affairs, that public measures are rarely investigated with that spirit of moderation which is essential to a just estimate of their real tendency to advance or obstruct the public good; and that this spirit is more apt to be diminished than promoted, by those occasions which require an unusual exercise of it."
1625 1737
1626 Persons of this character will proceed to an examination of the plan submitted by the convention, not only without a disposition to find or to magnify faults; but will see the propriety of reflecting, that a faultless plan was not to be expected. Nor will they barely make allowances for the errors which may be chargeable on the fallibility to which the convention, as a body of men, were liable; but will keep in mind, that they themselves also are but men, and ought not to assume an infallibility in rejudging the fallible opinions of others.
1738 Those who remember this will not be surprised that the Convention's proposal—which recommends such sweeping changes, can be viewed from so many perspectives, and affects so many passions and interests—has stirred up attitudes hostile to fair discussion. Some have examined the Constitution with a fixed determination to condemn it; others show an opposite bias that makes their opinions equally worthless. Yet in treating these extremes alike, I do not suggest there is no difference in their intentions' purity. It is only fair to note that supporters may be motivated by our universally acknowledged crisis requiring immediate action, while opponents can hardly be governed by any excusable motive. The former's intentions might be upright or culpable; the latter's cannot be upright and must be culpable. But these papers address neither extreme. They seek only those who combine sincere love of country with a temperament that allows fair assessment of the means to secure its happiness.
1627 1739
1628 With equal readiness will it be perceived, that besides these inducements to candor, many allowances ought to be made for the difficulties inherent in the very nature of the undertaking referred to the convention.
1740 Such readers will examine the plan without desiring to find faults, recognizing that perfection was impossible. They will make allowances for the Convention's fallibility, remembering they themselves are human and should not claim infallibility when judging others.
1629 1741
1630 The novelty of the undertaking immediately strikes us. It has been shown in the course of these papers, that the existing Confederation is founded on principles which are fallacious; that we must consequently change this first foundation, and with it the superstructure resting upon it. It has been shown, that the other confederacies which could be consulted as precedents have been vitiated by the same erroneous principles, and can therefore furnish no other light than that of beacons, which give warning of the course to be shunned, without pointing out that which ought to be pursued. The most that the convention could do in such a situation, was to avoid the errors suggested by the past experience of other countries, as well as of our own; and to provide a convenient mode of rectifying their own errors, as future experiences may unfold them.
1742 Beyond these reasons for fairness, many allowances must be made for the difficulties inherent in the Convention's task.
1631 1743
1632 Among the difficulties encountered by the convention, a very important one must have lain in combining the requisite stability and energy in government, with the inviolable attention due to liberty and to the republican form. Without substantially accomplishing this part of their undertaking, they would have very imperfectly fulfilled the object of their appointment, or the expectation of the public; yet that it could not be easily accomplished, will be denied by no one who is unwilling to betray his ignorance of the subject. Energy in government is essential to that security against external and internal danger, and to that prompt and salutary execution of the laws which enter into the very definition of good government. Stability in government is essential to national character and to the advantages annexed to it, as well as to that repose and confidence in the minds of the people, which are among the chief blessings of civil society. An irregular and mutable legislation is not more an evil in itself than it is odious to the people; and it may be pronounced with assurance that the people of this country, enlightened as they are with regard to the nature, and interested, as the great body of them are, in the effects of good government, will never be satisfied till some remedy be applied to the vicissitudes and uncertainties which characterize the State administrations. On comparing, however, these valuable ingredients with the vital principles of liberty, we must perceive at once the difficulty of mingling them together in their due proportions. The genius of republican liberty seems to demand on one side, not only that all power should be derived from the people, but that those intrusted with it should be kept in independence on the people, by a short duration of their appointments; and that even during this short period the trust should be placed not in a few, but a number of hands. Stability, on the contrary, requires that the hands in which power is lodged should continue for a length of time the same. A frequent change of men will result from a frequent return of elections; and a frequent change of measures from a frequent change of men: whilst energy in government requires not only a certain duration of power, but the execution of it by a single hand.
1744 The novelty is immediately striking. We must abandon the Confederation's flawed principles and rebuild. Other confederacies, ruined by the same errors, can > **Quote:** "furnish no other light than that of beacons, which give warning of the course to be shunned, without pointing out that which ought to be pursued." The Convention could only avoid past mistakes and provide means to correct its own as experience reveals them.
1633 1745
1634 How far the convention may have succeeded in this part of their work, will better appear on a more accurate view of it. From the cursory view here taken, it must clearly appear to have been an arduous part.
1746 Among the difficulties, a crucial one was combining necessary government stability and energy with unwavering respect for liberty and republicanism. Without achieving this, the Convention would have failed. Yet no one familiar with the subject denies how difficult this is. Energy is essential for security and effective law execution; stability is essential for national reputation and the people's peace of mind. Inconsistent laws are an evil hated by the people. Yet when we compare these traits with liberty's core principles, the difficulty of mixing them in proper proportions becomes clear. Republican liberty seems to demand that all power come from the people, that those entrusted with it remain dependent through short terms, and that power be held by many rather than few. Stability requires that those in power remain for significant lengths of time. Frequent elections lead to frequent changes of personnel and policy. Energy requires both duration of power and its exercise by a single individual.
1635 1747
1636 Not less arduous must have been the task of marking the proper line of partition between the authority of the general and that of the State governments. Every man will be sensible of this difficulty, in proportion as he has been accustomed to contemplate and discriminate objects extensive and complicated in their nature. The faculties of the mind itself have never yet been distinguished and defined, with satisfactory precision, by all the efforts of the most acute and metaphysical philosophers. Sense, perception, judgment, desire, volition, memory, imagination, are found to be separated by such delicate shades and minute gradations that their boundaries have eluded the most subtle investigations, and remain a pregnant source of ingenious disquisition and controversy. The boundaries between the great kingdom of nature, and, still more, between the various provinces, and lesser portions, into which they are subdivided, afford another illustration of the same important truth. The most sagacious and laborious naturalists have never yet succeeded in tracing with certainty the line which separates the district of vegetable life from the neighboring region of unorganized matter, or which marks the termination of the former and the commencement of the animal empire. A still greater obscurity lies in the distinctive characters by which the objects in each of these great departments of nature have been arranged and assorted.
1748 How well the Convention succeeded will be clearer upon further examination. Even from this brief view, the difficulty is obvious.
1637 1749
1638 When we pass from the works of nature, in which all the delineations are perfectly accurate, and appear to be otherwise only from the imperfection of the eye which surveys them, to the institutions of man, in which the obscurity arises as well from the object itself as from the organ by which it is contemplated, we must perceive the necessity of moderating still further our expectations and hopes from the efforts of human sagacity. Experience has instructed us that no skill in the science of government has yet been able to discriminate and define, with sufficient certainty, its three great provinces the legislative, executive, and judiciary; or even the privileges and powers of the different legislative branches. Questions daily occur in the course of practice, which prove the obscurity which reins in these subjects, and which puzzle the greatest adepts in political science.
1750 Just as difficult was drawing the proper line between federal and state authority. Anyone who has distinguished complex subjects understands this. Even the most acute philosophers have never defined the mind's faculties with satisfactory precision—sense, perception, judgment, desire, volition, memory, and imagination remain separated by such subtle shades that their boundaries escape the most intense study. The boundaries between nature's kingdoms, and even more their subdivisions, illustrate this truth. The most diligent naturalists cannot trace where plant life ends and unorganized matter begins, or where plants end and animals start.
1639 1751
1640 The experience of ages, with the continued and combined labors of the most enlightened legislatures and jurists, has been equally unsuccessful in delineating the several objects and limits of different codes of laws and different tribunals of justice. The precise extent of the common law, and the statute law, the maritime law, the ecclesiastical law, the law of corporations, and other local laws and customs, remains still to be clearly and finally established in Great Britain, where accuracy in such subjects has been more industriously pursued than in any other part of the world. The jurisdiction of her several courts, general and local, of law, of equity, of admiralty, etc., is not less a source of frequent and intricate discussions, sufficiently denoting the indeterminate limits by which they are respectively circumscribed. All new laws, though penned with the greatest technical skill, and passed on the fullest and most mature deliberation, are considered as more or less obscure and equivocal, until their meaning be liquidated and ascertained by a series of particular discussions and adjudications. Besides the obscurity arising from the complexity of objects, and the imperfection of the human faculties, the medium through which the conceptions of men are conveyed to each other adds a fresh embarrassment. The use of words is to express ideas. Perspicuity, therefore, requires not only that the ideas should be distinctly formed, but that they should be expressed by words distinctly and exclusively appropriate to them. But no language is so copious as to supply words and phrases for every complex idea, or so correct as not to include many equivocally denoting different ideas. Hence it must happen that however accurately objects may be discriminated in themselves, and however accurately the discrimination may be considered, the definition of them may be rendered inaccurate by the inaccuracy of the terms in which it is delivered. And this unavoidable inaccuracy must be greater or less, according to the complexity and novelty of the objects defined. When the Almighty himself condescends to address mankind in their own language, his meaning, luminous as it must be, is rendered dim and doubtful by the cloudy medium through which it is communicated.
1752 When we move from nature's works—where lines are perfect but seem blurred by our imperfect vision—to human institutions, where confusion comes from both object and observer, we must lower our expectations. Experience teaches that no political science skill has yet defined the three great branches of government—legislative, executive, and judicial—or even legislative bodies' powers, with sufficient certainty. Daily questions prove how much obscurity surrounds these topics, puzzling even the greatest experts.
1641 1753
1642 Here, then, are three sources of vague and incorrect definitions: indistinctness of the object, imperfection of the organ of conception, inadequateness of the vehicle of ideas. Any one of these must produce a certain degree of obscurity. The convention, in delineating the boundary between the federal and State jurisdictions, must have experienced the full effect of them all.
1754 Centuries of experience and the work of the most enlightened lawmakers have been equally unsuccessful in defining legal codes' boundaries. The exact reach of common law, statute law, maritime law, ecclesiastical law, and local customs remains unclear even in Great Britain, where these subjects have been most studied. The jurisdiction of her various courts—law, equity, admiralty—is a source of frequent debate, showing how poorly defined their limits are. All new laws, even skillfully written ones, are somewhat vague until clarified by cases and rulings. Beyond subject complexity and intellectual limits, language itself adds difficulty. Words express ideas, but no language is rich enough to give each complex idea a unique term, nor so precise that words lack multiple meanings. Therefore, no matter how clearly an object is understood, its definition may be inaccurate because the terms are inaccurate. This unavoidable inaccuracy grows with the subject's complexity and novelty.
1643 1755
1644 To the difficulties already mentioned may be added the interfering pretensions of the larger and smaller States. We cannot err in supposing that the former would contend for a participation in the government, fully proportioned to their superior wealth and importance; and that the latter would not be less tenacious of the equality at present enjoyed by them. We may well suppose that neither side would entirely yield to the other, and consequently that the struggle could be terminated only by compromise. It is extremely probable, also, that after the ratio of representation had been adjusted, this very compromise must have produced a fresh struggle between the same parties, to give such a turn to the organization of the government, and to the distribution of its powers, as would increase the importance of the branches, in forming which they had respectively obtained the greatest share of influence. There are features in the Constitution which warrant each of these suppositions; and as far as either of them is well founded, it shows that the convention must have been compelled to sacrifice theoretical propriety to the force of extraneous considerations.
1756 > **Quote:** "When the Almighty himself condescends to address mankind in their own language, his meaning, luminous as it must be, is rendered dim and doubtful by the cloudy medium through which it is communicated."
1645 1757
1646 Nor could it have been the large and small States only, which would marshal themselves in opposition to each other on various points. Other combinations, resulting from a difference of local position and policy, must have created additional difficulties. As every State may be divided into different districts, and its citizens into different classes, which give birth to contending interests and local jealousies, so the different parts of the United States are distinguished from each other by a variety of circumstances, which produce a like effect on a larger scale. And although this variety of interests, for reasons sufficiently explained in a former paper, may have a salutary influence on the administration of the government when formed, yet every one must be sensible of the contrary influence, which must have been experienced in the task of forming it.
1758 There are, then, three sources of vague definitions: the indistinctness of the object, the imperfection of the mind's conception, and the inadequacy of language. The Convention, in drawing the line between federal and state power, felt the full impact of all three.
1647 1759
1648 Would it be wonderful if, under the pressure of all these difficulties, the convention should have been forced into some deviations from that artificial structure and regular symmetry which an abstract view of the subject might lead an ingenious theorist to bestow on a Constitution planned in his closet or in his imagination? The real wonder is that so many difficulties should have been surmounted, and surmounted with a unanimity almost as unprecedented as it must have been unexpected. It is impossible for any man of candor to reflect on this circumstance without partaking of the astonishment. It is impossible for the man of pious reflection not to perceive in it a finger of that Almighty hand which has been so frequently and signally extended to our relief in the critical stages of the revolution.
1760 To these difficulties, add the conflicting claims of large and small states. The large states fought for governmental share proportional to their wealth and importance; the small states were equally stubborn about keeping their current equality. Neither would yield completely, so conflict could only end in compromise. This compromise likely led to further struggles over government organization and power distribution, as each side tried to empower branches where they had most influence. Constitutional features support these assumptions; they show the Convention was forced to sacrifice theoretical perfection to the pressure of outside practicalities.
1649 1761
1650 We had occasion, in a former paper, to take notice of the repeated trials which have been unsuccessfully made in the United Netherlands for reforming the baneful and notorious vices of their constitution. The history of almost all the great councils and consultations held among mankind for reconciling their discordant opinions, assuaging their mutual jealousies, and adjusting their respective interests, is a history of factions, contentions, and disappointments, and may be classed among the most dark and degraded pictures which display the infirmities and depravities of the human character. If, in a few scattered instances, a brighter aspect is presented, they serve only as exceptions to admonish us of the general truth; and by their lustre to darken the gloom of the adverse prospect to which they are contrasted. In revolving the causes from which these exceptions result, and applying them to the particular instances before us, we are necessarily led to two important conclusions. The first is, that the convention must have enjoyed, in a very singular degree, an exemption from the pestilential influence of party animosities the disease most incident to deliberative bodies, and most apt to contaminate their proceedings. The second conclusion is that all the deputations composing the convention were satisfactorily accommodated by the final act, or were induced to accede to it by a deep conviction of the necessity of sacrificing private opinions and partial interests to the public good, and by a despair of seeing this necessity diminished by delays or by new experiments.
1762 It wasn't only large versus small states. Other combinations, based on geography and policy, created more hurdles. Just as states are divided into districts and citizens into classes with competing interests, different parts of the United States are distinguished by circumstances creating similar effects on a larger scale. While this variety may benefit administration once government is formed, everyone recognizes its opposite influence on the task of forming it.
1651 1763
1652 PUBLIUS
1764 Would it be surprising if, under all these pressures, the Convention was forced to deviate from the perfect symmetry a theorist might imagine while planning a constitution in his closet?
1653 1765
1766 > **Quote:** "The real wonder is that so many difficulties should have been surmounted, and surmounted with a unanimity almost as unprecedented as it must have been unexpected. It is impossible for the man of pious reflection not to perceive in it a finger of that Almighty hand which has been so frequently and signally extended to our relief in the critical stages of the revolution."
1654 1767
1768 We previously noted the repeated, unsuccessful attempts in the United Netherlands to fix the notorious flaws in their constitution. The history of most great human councils reconciling opinions, calming jealousies, and adjusting interests is a history of factions, fighting, and disappointment—among the darkest examples of human weakness. If a few rare instances look better, they are exceptions proving the rule. In considering why we are an exception, we reach two conclusions. First, the Convention must have enjoyed an exemption from the > **Quote:** "pestilential influence of party animosities—the disease most incident to deliberative bodies, and most apt to contaminate their proceedings." Second, all delegations were either satisfied by the final act or felt compelled to sign it, realizing they must sacrifice personal opinions and local interests for the common good, seeing no hope that delay would help.
1655 1769
1770 PUBLIUS
1656 1771
1657 1772 ## No. XXXVIII. - The Same Subject Continued, and the Incoherence of the Objections to the New Plan Exposed
1658 1773
1659 From the New York Packet.
1774 From the New York Packet. Tuesday, January 15, 1788. MADISON
1660 1775
1661 Tuesday, January 15, 1788.
1776 To the People of the State of New York:
1662 1777
1663 MADISON
1778 Remarkably, every government established through deliberation and consent was drafted not by a large assembly but by a single individual of exceptional wisdom and integrity. Minos founded Crete's government, Zaleucus the Locrians'. Theseus, Draco, and Solon established Athens' government; Lycurgus gave laws to Sparta. Romulus laid Rome's foundation, completed by Numa and Tullius Hostilius. After monarchy fell, Brutus introduced the consular system, claiming a project prepared by Tullius Hostilius, and through skill secured senate and popular approval. This holds for confederations too: Amphictyon authored his eponymous league; Achaeus created the Achaean league, later revived by Aratus.
1664 1779
1780 The extent of these lawgivers' authority cannot always be determined, though sometimes the process was strictly formal. The Athenians entrusted Draco with unlimited power to reform government and laws, and Plutarch records that Solon was effectively forced by unanimous citizen vote to assume sole absolute power to redesign the constitution. Lycurgus' proceedings were less formal, yet reformers looked to his individual efforts rather than seeking revolution through a deliberative body.
1665 1781
1666 To the People of the State of New York:
1782 How could liberty-loving Greeks so abandon caution as to place their destiny in a single citizen? How could Athenians—who refused to let fewer than ten generals command an army and saw any fellow citizen's success as a freedom threat—consider one person a better guardian than a select body whose collective deliberation might promise more wisdom and safety?
1667 1783
1668 It is not a little remarkable that in every case reported by ancient history, in which government has been established with deliberation and consent, the task of framing it has not been committed to an assembly of men, but has been performed by some individual citizen of preeminent wisdom and approved integrity.
1784 > **Quote:** "These questions cannot be fully answered, without supposing that the fears of discord and disunion among a number of counsellors exceeded the apprehension of treachery or incapacity in a single individual."
1669 1785
1670 Minos, we learn, was the primitive founder of the government of Crete, as Zaleucus was of that of the Locrians. Theseus first, and after him Draco and Solon, instituted the government of Athens. Lycurgus was the lawgiver of Sparta. The foundation of the original government of Rome was laid by Romulus, and the work completed by two of his elective successors, Numa and Tullius Hostilius. On the abolition of royalty the consular administration was substituted by Brutus, who stepped forward with a project for such a reform, which, he alleged, had been prepared by Tullius Hostilius, and to which his address obtained the assent and ratification of the senate and people. This remark is applicable to confederate governments also. Amphictyon, we are told, was the author of that which bore his name. The Achaean league received its first birth from Achaeus, and its second from Aratus.
1786 These reformers faced difficulties and resorted to questionable tactics. Solon, preferring compromise, confessed he gave his countrymen not the government best suited to their happiness but the one most tolerable to their prejudices. Lycurgus, more dedicated, mixed force with superstition's influence and secured success only by voluntarily renouncing first his country and then his life. These lessons both admire America's improvement on ancient methods and warn of the hazards and difficulties inherent in such experiments—and the great imprudence of unnecessarily repeating them.
1671 1787
1672 What degree of agency these reputed lawgivers might have in their respective establishments, or how far they might be clothed with the legitimate authority of the people, cannot in every instance be ascertained. In some, however, the proceeding was strictly regular. Draco appears to have been intrusted by the people of Athens with indefinite powers to reform its government and laws. And Solon, according to Plutarch, was in a manner compelled, by the universal suffrage of his fellow-citizens, to take upon him the sole and absolute power of new-modeling the constitution. The proceedings under Lycurgus were less regular; but as far as the advocates for a regular reform could prevail, they all turned their eyes towards the single efforts of that celebrated patriot and sage, instead of seeking to bring about a revolution by the intervention of a deliberative body of citizens.
1788 Is it unreasonable to suggest that the Convention's errors stemmed less from lack of accuracy or care than from inexperience with this complex subject—errors that will only be revealed by actual trial? This is probable from general considerations and from the Articles of Confederation specifically. Notably, among the numerous objections states raised when the Articles were submitted for ratification, not one mentioned the great radical defect later revealed by experience. Excepting New Jersey's observations—prompted more by local situation than foresight—it is questionable whether any suggestion justified revision. Yet there is reason to believe some states would have clung to these minor objections with dangerous inflexibility if not silenced by the more powerful need for self-preservation. One state refused agreement for several years even while the enemy remained at our gates—or rather in the very bowels of our country. Her eventual compliance came from fear of blame for prolonging public suffering and endangering the war's outcome. Every honest reader will reflect properly on these important facts.
1673 1789
1674 Whence could it have proceeded, that a people, jealous as the Greeks were of their liberty, should so far abandon the rules of caution as to place their destiny in the hands of a single citizen? Whence could it have proceeded, that the Athenians, a people who would not suffer an army to be commanded by fewer than ten generals, and who required no other proof of danger to their liberties than the illustrious merit of a fellow-citizen, should consider one illustrious citizen as a more eligible depositary of the fortunes of themselves and their posterity, than a select body of citizens, from whose common deliberations more wisdom, as well as more safety, might have been expected? These questions cannot be fully answered, without supposing that the fears of discord and disunion among a number of counsellors exceeded the apprehension of treachery or incapacity in a single individual. History informs us, likewise, of the difficulties with which these celebrated reformers had to contend, as well as the expedients which they were obliged to employ in order to carry their reforms into effect. Solon, who seems to have indulged a more temporizing policy, confessed that he had not given to his countrymen the government best suited to their happiness, but most tolerable to their prejudices. And Lycurgus, more true to his object, was under the necessity of mixing a portion of violence with the authority of superstition, and of securing his final success by a voluntary renunciation, first of his country, and then of his life. If these lessons teach us, on one hand, to admire the improvement made by America on the ancient mode of preparing and establishing regular plans of government, they serve not less, on the other, to admonish us of the hazards and difficulties incident to such experiments, and of the great imprudence of unnecessarily multiplying them.
1790 Consider a patient whose condition worsens daily, who realizes a potent remedy can no longer be delayed without extreme risk. He carefully considers his situation and various doctors' reputations, selecting those he deems most capable and trustworthy. The doctors arrive, examine him, and consult. They unanimously agree that while symptoms are critical, the case is not hopeless; with proper treatment, his health can even improve. They are equally unanimous in prescribing the remedy. Yet as soon as the prescription is announced, several people intervene. Without denying the disease's danger, they assure the patient the medicine is poison, warning him on pain of death not to take it. Would not the patient reasonably demand that these critics agree on an alternative before he follows their advice? And if he found them disagreeing with each other as much as with his original doctors, would he not be wise to try the treatment recommended unanimously by the first group, rather than listening to those who can neither deny the need for a cure nor agree on what it should be?
1675 1791
1676 Is it an unreasonable conjecture, that the errors which may be contained in the plan of the convention are such as have resulted rather from the defect of antecedent experience on this complicated and difficult subject, than from a want of accuracy or care in the investigation of it; and, consequently such as will not be ascertained until an actual trial shall have pointed them out? This conjecture is rendered probable, not only by many considerations of a general nature, but by the particular case of the Articles of Confederation. It is observable that among the numerous objections and amendments suggested by the several States, when these articles were submitted for their ratification, not one is found which alludes to the great and radical error which on actual trial has discovered itself. And if we except the observations which New Jersey was led to make, rather by her local situation, than by her peculiar foresight, it may be questioned whether a single suggestion was of sufficient moment to justify a revision of the system. There is abundant reason, nevertheless, to suppose that immaterial as these objections were, they would have been adhered to with a very dangerous inflexibility, in some States, had not a zeal for their opinions and supposed interests been stifled by the more powerful sentiment of selfpreservation. One State, we may remember, persisted for several years in refusing her concurrence, although the enemy remained the whole period at our gates, or rather in the very bowels of our country. Nor was her pliancy in the end effected by a less motive, than the fear of being chargeable with protracting the public calamities, and endangering the event of the contest. Every candid reader will make the proper reflections on these important facts.
1792 America is such a patient. She is aware of her illness. She has obtained formal and unanimous advice from men she chose herself. And she is warned by others against following this advice, under threat of fatal consequences. Do these critics deny her danger? No. Do they deny the need for a quick and powerful remedy? No. Do they agree—does even any *two* of them agree—on objections to the proposed remedy, or on a better substitute? Let them speak. One says the Constitution should be rejected because it governs individuals, not states. Another admits it should govern individuals to some extent, but not as much as proposed. A third objects not to governing individuals nor the proposed extent, but to the lack of a bill of rights. A fourth agrees a bill of rights is essential, but argues it should define states' reserved rights rather than personal rights. A fifth believes any bill of rights would be unnecessary and out of place, and that the plan would be perfect if not for the power to regulate election time and place. A large-state objector protests equal Senate representation; a small-state objector is equally loud against House inequality. One side alarms us about the massive expense of running the new government; another—and sometimes the same side on different occasions—complains Congress will be a mere shadow of representation, and the government would be better if representatives and expense were doubled. A patriot in a state that neither imports nor exports sees insurmountable problems with direct taxation power; a patriotic opponent in a state with high exports and imports is equally dissatisfied that the entire tax burden might fall on consumption. This politician sees a direct tendency toward monarchy; that one is sure it will end in aristocracy. Another is unsure which it will become but sees clearly it must be one or the other; while a fourth claims with equal confidence that the Constitution is so far from having a bias toward either danger that it won't be strong enough to stand upright against opposing tendencies. Another class argues that the legislative, executive, and judicial departments are mixed in a way that contradicts good government and liberty's necessary precautions. While this objection is shared vaguely, few agree on specifics. To one, the Senate's role with the President in appointments, rather than giving this power to the President alone, is the flaw. To another, excluding the House of Representatives—whose numbers alone could prevent corruption—is equally offensive. To a third, letting the President share any part of a power always dangerous in executive hands is an unpardonable violation of republican principles. According to some, nothing is more unacceptable than the Senate trying impeachments, since the Senate is part of both legislative and executive branches while this power clearly belongs to the judiciary. "We agree entirely with the objection to this part of the plan," others reply, "but we can never agree that giving impeachments to the courts would be a fix. Our main dislike of the organization comes from the extensive powers already given to the judiciary." Even among supporters of a "council of state," there is irreconcilable disagreement over its formation. One gentleman demands a small number appointed by the legislature's largest branch. Another prefers a larger number and considers it essential that the President himself make appointments.
1677 1793
1678 A patient who finds his disorder daily growing worse, and that an efficacious remedy can no longer be delayed without extreme danger, after coolly revolving his situation, and the characters of different physicians, selects and calls in such of them as he judges most capable of administering relief, and best entitled to his confidence. The physicians attend; the case of the patient is carefully examined; a consultation is held; they are unanimously agreed that the symptoms are critical, but that the case, with proper and timely relief, is so far from being desperate, that it may be made to issue in an improvement of his constitution. They are equally unanimous in prescribing the remedy, by which this happy effect is to be produced. The prescription is no sooner made known, however, than a number of persons interpose, and, without denying the reality or danger of the disorder, assure the patient that the prescription will be poison to his constitution, and forbid him, under pain of certain death, to make use of it. Might not the patient reasonably demand, before he ventured to follow this advice, that the authors of it should at least agree among themselves on some other remedy to be substituted? And if he found them differing as much from one another as from his first counsellors, would he not act prudently in trying the experiment unanimously recommended by the latter, rather than be hearkening to those who could neither deny the necessity of a speedy remedy, nor agree in proposing one?
1794 Since it should cause no offense to those opposing the federal Constitution, let us assume that, being most passionate, they are also most insightful among those who think the recent Convention was inadequate and that a better plan should be substituted. Let us further assume the country agrees with this high opinion of them and low opinion of the Convention, and therefore forms them into a second convention to rewrite the first's work. If this experiment were seriously attempted—though it is hard to view it seriously even as hypothetical—I leave it to be decided by the variety of opinions just shown whether, despite shared dislike for their predecessors, they would agree on anything. In fact, they would likely differ from the first Convention most in the chaos and discord defining their own meetings. The Constitution now before the public would have a better chance of lasting than Sparta's laws—which Lycurgus made permanent until his return from exile—if it were adopted immediately and remained in force not until a BETTER one, but until ANOTHER could be agreed upon by this new assembly.
1679 1795
1680 Such a patient and in such a situation is America at this moment. She has been sensible of her malady. She has obtained a regular and unanimous advice from men of her own deliberate choice. And she is warned by others against following this advice under pain of the most fatal consequences. Do the monitors deny the reality of her danger? No. Do they deny the necessity of some speedy and powerful remedy? No. Are they agreed, are any two of them agreed, in their objections to the remedy proposed, or in the proper one to be substituted? Let them speak for themselves. This one tells us that the proposed Constitution ought to be rejected, because it is not a confederation of the States, but a government over individuals. Another admits that it ought to be a government over individuals to a certain extent, but by no means to the extent proposed. A third does not object to the government over individuals, or to the extent proposed, but to the want of a bill of rights. A fourth concurs in the absolute necessity of a bill of rights, but contends that it ought to be declaratory, not of the personal rights of individuals, but of the rights reserved to the States in their political capacity. A fifth is of opinion that a bill of rights of any sort would be superfluous and misplaced, and that the plan would be unexceptionable but for the fatal power of regulating the times and places of election. An objector in a large State exclaims loudly against the unreasonable equality of representation in the Senate. An objector in a small State is equally loud against the dangerous inequality in the House of Representatives. From this quarter, we are alarmed with the amazing expense, from the number of persons who are to administer the new government. From another quarter, and sometimes from the same quarter, on another occasion, the cry is that the Congress will be but a shadow of a representation, and that the government would be far less objectionable if the number and the expense were doubled. A patriot in a State that does not import or export, discerns insuperable objections against the power of direct taxation. The patriotic adversary in a State of great exports and imports, is not less dissatisfied that the whole burden of taxes may be thrown on consumption. This politician discovers in the Constitution a direct and irresistible tendency to monarchy; that is equally sure it will end in aristocracy. Another is puzzled to say which of these shapes it will ultimately assume, but sees clearly it must be one or other of them; whilst a fourth is not wanting, who with no less confidence affirms that the Constitution is so far from having a bias towards either of these dangers, that the weight on that side will not be sufficient to keep it upright and firm against its opposite propensities. With another class of adversaries to the Constitution the language is that the legislative, executive, and judiciary departments are intermixed in such a manner as to contradict all the ideas of regular government and all the requisite precautions in favor of liberty. Whilst this objection circulates in vague and general expressions, there are but a few who lend their sanction to it. Let each one come forward with his particular explanation, and scarce any two are exactly agreed upon the subject. In the eyes of one the junction of the Senate with the President in the responsible function of appointing to offices, instead of vesting this executive power in the Executive alone, is the vicious part of the organization. To another, the exclusion of the House of Representatives, whose numbers alone could be a due security against corruption and partiality in the exercise of such a power, is equally obnoxious. With another, the admission of the President into any share of a power which ever must be a dangerous engine in the hands of the executive magistrate, is an unpardonable violation of the maxims of republican jealousy. No part of the arrangement, according to some, is more inadmissible than the trial of impeachments by the Senate, which is alternately a member both of the legislative and executive departments, when this power so evidently belonged to the judiciary department. “We concur fully,” reply others, “in the objection to this part of the plan, but we can never agree that a reference of impeachments to the judiciary authority would be an amendment of the error. Our principal dislike to the organization arises from the extensive powers already lodged in that department.” Even among the zealous patrons of a council of state the most irreconcilable variance is discovered concerning the mode in which it ought to be constituted. The demand of one gentleman is, that the council should consist of a small number to be appointed by the most numerous branch of the legislature. Another would prefer a larger number, and considers it as a fundamental condition that the appointment should be made by the President himself.
1796 It is remarkable that those raising so many objections to the new Constitution never consider the defects of the system it is meant to replace. The new plan need not be perfect; it only needs to be better than the old. No one would refuse to trade brass for gold or silver just because the latter had impurities.
1681 1797
1682 As it can give no umbrage to the writers against the plan of the federal Constitution, let us suppose, that as they are the most zealous, so they are also the most sagacious, of those who think the late convention were unequal to the task assigned them, and that a wiser and better plan might and ought to be substituted. Let us further suppose that their country should concur, both in this favorable opinion of their merits, and in their unfavorable opinion of the convention; and should accordingly proceed to form them into a second convention, with full powers, and for the express purpose of revising and remoulding the work of the first. Were the experiment to be seriously made, though it required some effort to view it seriously even in fiction, I leave it to be decided by the sample of opinions just exhibited, whether, with all their enmity to their predecessors, they would, in any one point, depart so widely from their example, as in the discord and ferment that would mark their own deliberations; and whether the Constitution, now before the public, would not stand as fair a chance for immortality, as Lycurgus gave to that of Sparta, by making its change to depend on his own return from exile and death, if it were to be immediately adopted, and were to continue in force, not until a BETTER, but until ANOTHER should be agreed upon by this new assembly of lawgivers.
1798 > **Quote:** "No man would refuse to quit a shattered and tottering habitation for a firm and commodious building, because the latter had not a porch to it, or because some of the rooms might be a little larger or smaller, or the ceilings a little higher or lower than his fancy would have planned them."
1683 1799
1684 It is a matter both of wonder and regret, that those who raise so many objections against the new Constitution should never call to mind the defects of that which is to be exchanged for it. It is not necessary that the former should be perfect; it is sufficient that the latter is more imperfect. No man would refuse to give brass for silver or gold, because the latter had some alloy in it. No man would refuse to quit a shattered and tottering habitation for a firm and commodious building, because the latter had not a porch to it, or because some of the rooms might be a little larger or smaller, or the ceilings a little higher or lower than his fancy would have planned them. But waiving illustrations of this sort, is it not manifest that most of the capital objections urged against the new system lie with tenfold weight against the existing Confederation? Is an indefinite power to raise money dangerous in the hands of the federal government? The present Congress can make requisitions to any amount they please, and the States are constitutionally bound to furnish them; they can emit bills of credit as long as they will pay for the paper; they can borrow, both abroad and at home, as long as a shilling will be lent. Is an indefinite power to raise troops dangerous? The Confederation gives to Congress that power also; and they have already begun to make use of it. Is it improper and unsafe to intermix the different powers of government in the same body of men? Congress, a single body of men, are the sole depositary of all the federal powers. Is it particularly dangerous to give the keys of the treasury, and the command of the army, into the same hands? The Confederation places them both in the hands of Congress. Is a bill of rights essential to liberty? The Confederation has no bill of rights. Is it an objection against the new Constitution, that it empowers the Senate, with the concurrence of the Executive, to make treaties which are to be the laws of the land? The existing Congress, without any such control, can make treaties which they themselves have declared, and most of the States have recognized, to be the supreme law of the land. Is the importation of slaves permitted by the new Constitution for twenty years? By the old it is permitted forever.
1800 > **Quote:** "Is it not manifest that most of the capital objections urged against the new system lie with tenfold weight against the existing Confederation?"
1685 1801
1686 I shall be told, that however dangerous this mixture of powers may be in theory, it is rendered harmless by the dependence of Congress on the State for the means of carrying them into practice; that however large the mass of powers may be, it is in fact a lifeless mass. Then, say I, in the first place, that the Confederation is chargeable with the still greater folly of declaring certain powers in the federal government to be absolutely necessary, and at the same time rendering them absolutely nugatory; and, in the next place, that if the Union is to continue, and no better government be substituted, effective powers must either be granted to, or assumed by, the existing Congress; in either of which events, the contrast just stated will hold good. But this is not all. Out of this lifeless mass has already grown an excrescent power, which tends to realize all the dangers that can be apprehended from a defective construction of the supreme government of the Union. It is now no longer a point of speculation and hope, that the Western territory is a mine of vast wealth to the United States; and although it is not of such a nature as to extricate them from their present distresses, or for some time to come, to yield any regular supplies for the public expenses, yet must it hereafter be able, under proper management, both to effect a gradual discharge of the domestic debt, and to furnish, for a certain period, liberal tributes to the federal treasury. A very large proportion of this fund has been already surrendered by individual States; and it may with reason be expected that the remaining States will not persist in withholding similar proofs of their equity and generosity. We may calculate, therefore, that a rich and fertile country, of an area equal to the inhabited extent of the United States, will soon become a national stock. Congress have assumed the administration of this stock. They have begun to render it productive. Congress have undertaken to do more: they have proceeded to form new States, to erect temporary governments, to appoint officers for them, and to prescribe the conditions on which such States shall be admitted into the Confederacy. All this has been done; and done without the least color of constitutional authority. Yet no blame has been whispered; no alarm has been sounded. A GREAT and INDEPENDENT fund of revenue is passing into the hands of a SINGLE BODY of men, who can RAISE TROOPS to an INDEFINITE NUMBER, and appropriate money to their support for an INDEFINITE PERIOD OF TIME. And yet there are men, who have not only been silent spectators of this prospect, but who are advocates for the system which exhibits it; and, at the same time, urge against the new system the objections which we have heard. Would they not act with more consistency, in urging the establishment of the latter, as no less necessary to guard the Union against the future powers and resources of a body constructed like the existing Congress, than to save it from the dangers threatened by the present impotency of that Assembly?
1802 Is unlimited power to raise money dangerous for the federal government? The current Congress can request any amount, and states are constitutionally required to provide it; they can issue credit as long as they can pay for paper; they can borrow at home and abroad as long as anyone will lend. Is unlimited power to raise troops dangerous? The Confederation gives Congress that power, and they have already begun using it. Is it unsafe to mix government powers in the same people? Congress, a single body, currently holds all federal powers. Is it especially dangerous to give treasury keys and army command to the same people? The Confederation puts both in Congress's hands. Is a bill of rights essential to liberty? The Confederation has no bill of rights. Is it objectionable that the new Constitution lets Senate and Executive make treaties that are law of the land? The current Congress, without such oversight, can make treaties they have declared—and most states have accepted—to be supreme law of the land. Is the slave trade permitted by the new Constitution for twenty years? Under the old one, it is permitted forever.
1687 1803
1688 I mean not, by any thing here said, to throw censure on the measures which have been pursued by Congress. I am sensible they could not have done otherwise. The public interest, the necessity of the case, imposed upon them the task of overleaping their constitutional limits. But is not the fact an alarming proof of the danger resulting from a government which does not possess regular powers commensurate to its objects? A dissolution or usurpation is the dreadful dilemma to which it is continually exposed.
1804 I will be told that however dangerous this power mix may be in theory, it is harmless because Congress depends on states to execute them; that however large the powers, they are effectively lifeless. To that I reply: first, the Confederation is guilty of the greater folly of declaring powers necessary while making them useless. Second, if the Union is to continue and no better government substituted, effective powers must either be given to or taken by the current Congress. In either case, my contrast remains true. But that is not all. From this inactive foundation, an unauthorized power has already grown, highlighting all dangers of a poorly constructed supreme government. It is no longer theoretical that the Western territory is a mine of vast wealth for the United States. Though it cannot solve our current financial crisis immediately, it will eventually pay off the national debt and provide steady federal revenue. A large portion has already been ceded by individual states, and we can expect the rest to show similar fairness. We can expect a fertile region, equal in size to the currently inhabited United States, to soon become national property.
1689 1805
1690 PUBLIUS.
1806 Congress has taken over this property's administration and begun making it productive. They have gone further: they have formed new states, set up temporary governments, appointed officers, and set conditions for these states to join the Confederacy—all without the slightest constitutional authority. Yet no whisper of blame or alarm has sounded. A GREAT and INDEPENDENT fund of revenue is passing into the hands of a SINGLE BODY of men, who can RAISE TROOPS to an INDEFINITE NUMBER and appropriate money for their support for an INDEFINITE PERIOD OF TIME. Yet some have watched in silence—or even supported this—while attacking the new system with the objections we have heard. Would it not be more consistent to support the new Constitution as necessary to guard the Union against the future powers of a body like the current Congress, as much as to save it from that assembly's present weakness?
1691 1807
1808 I do not mean to criticize Congress's actions. I realize they could not have done otherwise. Public interest and necessity forced them to exceed constitutional limits. But is not this alarming proof of the danger of a government lacking formal powers to achieve its goals? Such a government is constantly exposed to the terrible choice of either falling apart or seizing power.
1692 1809
1810 PUBLIUS.
1693 1811
1694
1695 1812 ## No. XXXIX. - The Conformity of the Plan to Republican Principles
1696 1813
1697 1814 For the Independent Journal.
@@ -1701,42 +1818,45 @@
1701 1818
1702 1819 To the People of the State of New York:
1703 1820
1704 The last paper having concluded the observations which were meant to introduce a candid survey of the plan of government reported by the convention, we now proceed to the execution of that part of our undertaking.
1821 Having completed our introductory observations, we now proceed to examine the proposed plan of government.
1705 1822
1706 The first question that offers itself is, whether the general form and aspect of the government be strictly republican. It is evident that no other form would be reconcilable with the genius of the people of America; with the fundamental principles of the Revolution; or with that honorable determination which animates every votary of freedom, to rest all our political experiments on the capacity of mankind for self-government. If the plan of the convention, therefore, be found to depart from the republican character, its advocates must abandon it as no longer defensible.
1823 The first question is whether the government is strictly republican. No other form would be consistent with the genius of the American people, the principles of the Revolution, or that honorable determination
1707 1824
1708 What, then, are the distinctive characters of the republican form? Were an answer to this question to be sought, not by recurring to principles, but in the application of the term by political writers, to the constitution of different States, no satisfactory one would ever be found. Holland, in which no particle of the supreme authority is derived from the people, has passed almost universally under the denomination of a republic. The same title has been bestowed on Venice, where absolute power over the great body of the people is exercised, in the most absolute manner, by a small body of hereditary nobles. Poland, which is a mixture of aristocracy and of monarchy in their worst forms, has been dignified with the same appellation. The government of England, which has one republican branch only, combined with an hereditary aristocracy and monarchy, has, with equal impropriety, been frequently placed on the list of republics. These examples, which are nearly as dissimilar to each other as to a genuine republic, show the extreme inaccuracy with which the term has been used in political disquisitions.
1825 > **Quote:** "to rest all our political experiments on the capacity of mankind for self-government."
1709 1826
1710 If we resort for a criterion to the different principles on which different forms of government are established, we may define a republic to be, or at least may bestow that name on, a government which derives all its powers directly or indirectly from the great body of the people, and is administered by persons holding their offices during pleasure, for a limited period, or during good behavior. It is ESSENTIAL to such a government that it be derived from the great body of the society, not from an inconsiderable proportion, or a favored class of it; otherwise a handful of tyrannical nobles, exercising their oppressions by a delegation of their powers, might aspire to the rank of republicans, and claim for their government the honorable title of republic. It is SUFFICIENT for such a government that the persons administering it be appointed, either directly or indirectly, by the people; and that they hold their appointments by either of the tenures just specified; otherwise every government in the United States, as well as every other popular government that has been or can be well organized or well executed, would be degraded from the republican character. According to the constitution of every State in the Union, some or other of the officers of government are appointed indirectly only by the people. According to most of them, the chief magistrate himself is so appointed. And according to one, this mode of appointment is extended to one of the co-ordinate branches of the legislature. According to all the constitutions, also, the tenure of the highest offices is extended to a definite period, and in many instances, both within the legislative and executive departments, to a period of years. According to the provisions of most of the constitutions, again, as well as according to the most respectable and received opinions on the subject, the members of the judiciary department are to retain their offices by the firm tenure of good behavior.
1827 A republican character is therefore essential; without it, the plan is indefensible.
1711 1828
1712 On comparing the Constitution planned by the convention with the standard here fixed, we perceive at once that it is, in the most rigid sense, conformable to it. The House of Representatives, like that of one branch at least of all the State legislatures, is elected immediately by the great body of the people. The Senate, like the present Congress, and the Senate of Maryland, derives its appointment indirectly from the people. The President is indirectly derived from the choice of the people, according to the example in most of the States. Even the judges, with all other officers of the Union, will, as in the several States, be the choice, though a remote choice, of the people themselves, the duration of the appointments is equally conformable to the republican standard, and to the model of State constitutions The House of Representatives is periodically elective, as in all the States; and for the period of two years, as in the State of South Carolina. The Senate is elective, for the period of six years; which is but one year more than the period of the Senate of Maryland, and but two more than that of the Senates of New York and Virginia. The President is to continue in office for the period of four years; as in New York and Delaware, the chief magistrate is elected for three years, and in South Carolina for two years. In the other States the election is annual. In several of the States, however, no constitutional provision is made for the impeachment of the chief magistrate. And in Delaware and Virginia he is not impeachable till out of office. The President of the United States is impeachable at any time during his continuance in office. The tenure by which the judges are to hold their places, is, as it unquestionably ought to be, that of good behavior. The tenure of the ministerial offices generally, will be a subject of legal regulation, conformably to the reason of the case and the example of the State constitutions.
1829 What, then, distinguishes the republican form? Consulting political writers yields no satisfactory answer. Holland, where no part of the supreme authority derives from the people, is called a republic. So is Venice, where hereditary nobles exercise absolute power. Poland, a mix of aristocracy and monarchy in their worst forms, bears the title. Even England, with only one republican branch among hereditary aristocracy and monarchy, is improperly listed. These divergent examples reveal the term's extreme misuse.
1713 1830
1714 Could any further proof be required of the republican complexion of this system, the most decisive one might be found in its absolute prohibition of titles of nobility, both under the federal and the State governments; and in its express guaranty of the republican form to each of the latter.
1831 If we instead seek a criterion from first principles,
1715 1832
1716 “But it was not sufficient,” say the adversaries of the proposed Constitution, “for the convention to adhere to the republican form. They ought, with equal care, to have preserved the FEDERAL form, which regards the Union as a CONFEDERACY of sovereign states; instead of which, they have framed a NATIONAL government, which regards the Union as a CONSOLIDATION of the States.” And it is asked by what authority this bold and radical innovation was undertaken? The handle which has been made of this objection requires that it should be examined with some precision.
1833 > **Quote:** "we may define a republic to be, or at least may bestow that name on, a government which derives all its powers directly or indirectly from the great body of the people, and is administered by persons holding their offices during pleasure, for a limited period, or during good behavior."
1717 1834
1718 Without inquiring into the accuracy of the distinction on which the objection is founded, it will be necessary to a just estimate of its force, first, to ascertain the real character of the government in question; secondly, to inquire how far the convention were authorized to propose such a government; and thirdly, how far the duty they owed to their country could supply any defect of regular authority.
1835 It is ESSENTIAL that such a government derive from the great body of society, not a favored class; otherwise, a handful of tyrannical nobles could exercise their power and claim the honorable title of republic. It is SUFFICIENT that administrators be appointed, directly or indirectly, by the people and hold office by one of those terms; otherwise, every well-organized popular government in America would lose its republican character. Indeed, every state constitution appoints some officers indirectly, most elect their chief executive this way, and one state even appoints a legislative branch indirectly. All limit the highest offices to definite terms, and most constitutions make the judiciary hold office during good behavior.
1719 1836
1720 First. In order to ascertain the real character of the government, it may be considered in relation to the foundation on which it is to be established; to the sources from which its ordinary powers are to be drawn; to the operation of those powers; to the extent of them; and to the authority by which future changes in the government are to be introduced.
1837 Comparing the Constitution to this standard, it conforms in the strictest sense. The House, like at least one branch of every state legislature, is directly elected by the people. The Senate, like the current Congress and Maryland's Senate, derives its appointment indirectly. The President, like most state chief executives, is indirectly chosen. Even judges and other officers will be the choice of the people, however remote. Appointment durations match both the republican standard and state models. The House is elected biennially, as in South Carolina. The Senate serves six years—one year longer than Maryland's Senate and two years longer than those of New York and Virginia. The President serves four years; in New York and Delaware the term is three, in South Carolina two, and annual elsewhere. The President is impeachable at any time, unlike several states that provide no impeachment or limit it to after office. Judges hold office during good behavior, as they unquestionably should. Other offices will be regulated by law, following state precedents.
1721 1838
1722 On examining the first relation, it appears, on one hand, that the Constitution is to be founded on the assent and ratification of the people of America, given by deputies elected for the special purpose; but, on the other, that this assent and ratification is to be given by the people, not as individuals composing one entire nation, but as composing the distinct and independent States to which they respectively belong. It is to be the assent and ratification of the several States, derived from the supreme authority in each State, the authority of the people themselves. The act, therefore, establishing the Constitution, will not be a NATIONAL, but a FEDERAL act.
1839 If further proof were required, the prohibition of titles of nobility and the guarantee of a republican form to each state would supply it.
1723 1840
1724 That it will be a federal and not a national act, as these terms are understood by the objectors; the act of the people, as forming so many independent States, not as forming one aggregate nation, is obvious from this single consideration, that it is to result neither from the decision of a MAJORITY of the people of the Union, nor from that of a MAJORITY of the States. It must result from the UNANIMOUS assent of the several States that are parties to it, differing no otherwise from their ordinary assent than in its being expressed, not by the legislative authority, but by that of the people themselves. Were the people regarded in this transaction as forming one nation, the will of the majority of the whole people of the United States would bind the minority, in the same manner as the majority in each State must bind the minority; and the will of the majority must be determined either by a comparison of the individual votes, or by considering the will of the majority of the States as evidence of the will of a majority of the people of the United States. Neither of these rules have been adopted. Each State, in ratifying the Constitution, is considered as a sovereign body, independent of all others, and only to be bound by its own voluntary act. In this relation, then, the new Constitution will, if established, be a FEDERAL, and not a NATIONAL constitution.
1841 "But it was not enough," opponents argue, "to preserve the republican form. The convention should have retained the FEDERAL form—viewing the Union as a CONFEDERACY of sovereign states—not framed a NATIONAL government, which views it as a CONSOLIDATION." This objection demands precise examination.
1725 1842
1726 The next relation is, to the sources from which the ordinary powers of government are to be derived. The House of Representatives will derive its powers from the people of America; and the people will be represented in the same proportion, and on the same principle, as they are in the legislature of a particular State. So far the government is NATIONAL, not FEDERAL. The Senate, on the other hand, will derive its powers from the States, as political and coequal societies; and these will be represented on the principle of equality in the Senate, as they now are in the existing Congress. So far the government is FEDERAL, not NATIONAL. The executive power will be derived from a very compound source. The immediate election of the President is to be made by the States in their political characters. The votes allotted to them are in a compound ratio, which considers them partly as distinct and coequal societies, partly as unequal members of the same society. The eventual election, again, is to be made by that branch of the legislature which consists of the national representatives; but in this particular act they are to be thrown into the form of individual delegations, from so many distinct and coequal bodies politic. From this aspect of the government it appears to be of a mixed character, presenting at least as many FEDERAL as NATIONAL features.
1843 To assess this objection, we must determine: first, the government's real character; second, the convention's authority to propose it; third, whether duty could compensate for any lack of authority.
1727 1844
1728 The difference between a federal and national government, as it relates to the OPERATION OF THE GOVERNMENT, is supposed to consist in this, that in the former the powers operate on the political bodies composing the Confederacy, in their political capacities; in the latter, on the individual citizens composing the nation, in their individual capacities. On trying the Constitution by this criterion, it falls under the NATIONAL, not the FEDERAL character; though perhaps not so completely as has been understood. In several cases, and particularly in the trial of controversies to which States may be parties, they must be viewed and proceeded against in their collective and political capacities only. So far the national countenance of the government on this side seems to be disfigured by a few federal features. But this blemish is perhaps unavoidable in any plan; and the operation of the government on the people, in their individual capacities, in its ordinary and most essential proceedings, may, on the whole, designate it, in this relation, a NATIONAL government.
1845 The government's character may be considered in five relations: its foundation; the sources of its powers; their operation; their extent; and the authority for future changes.
1729 1846
1730 But if the government be national with regard to the OPERATION of its powers, it changes its aspect again when we contemplate it in relation to the EXTENT of its powers. The idea of a national government involves in it, not only an authority over the individual citizens, but an indefinite supremacy over all persons and things, so far as they are objects of lawful government. Among a people consolidated into one nation, this supremacy is completely vested in the national legislature. Among communities united for particular purposes, it is vested partly in the general and partly in the municipal legislatures. In the former case, all local authorities are subordinate to the supreme; and may be controlled, directed, or abolished by it at pleasure. In the latter, the local or municipal authorities form distinct and independent portions of the supremacy, no more subject, within their respective spheres, to the general authority, than the general authority is subject to them, within its own sphere. In this relation, then, the proposed government cannot be deemed a NATIONAL one; since its jurisdiction extends to certain enumerated objects only, and leaves to the several States a residuary and inviolable sovereignty over all other objects. It is true that in controversies relating to the boundary between the two jurisdictions, the tribunal which is ultimately to decide, is to be established under the general government. But this does not change the principle of the case. The decision is to be impartially made, according to the rules of the Constitution; and all the usual and most effectual precautions are taken to secure this impartiality. Some such tribunal is clearly essential to prevent an appeal to the sword and a dissolution of the compact; and that it ought to be established under the general rather than under the local governments, or, to speak more properly, that it could be safely established under the first alone, is a position not likely to be combated.
1847 Examining the foundation, the Constitution rests on the assent of the people of America, given by the people, not as individuals composing one entire nation, but as members of the distinct and independent states to which they belong. This ratification, derived from the supreme authority of the people in each state, is therefore a FEDERAL, not a NATIONAL act. It requires the UNANIMOUS assent of the states, not the decision of a MAJORITY of the people or of states. If the people were regarded as one nation, the majority would weight the minority, as it does within each state. But each state is considered sovereign, bound only by its own voluntary act. The Constitution is thus federal in its foundation.
1731 1848
1732 If we try the Constitution by its last relation to the authority by which amendments are to be made, we find it neither wholly NATIONAL nor wholly FEDERAL. Were it wholly national, the supreme and ultimate authority would reside in the MAJORITY of the people of the Union; and this authority would be competent at all times, like that of a majority of every national society, to alter or abolish its established government. Were it wholly federal, on the other hand, the concurrence of each State in the Union would be essential to every alteration that would be binding on all. The mode provided by the plan of the convention is not founded on either of these principles. In requiring more than a majority, and principles. In requiring more than a majority, and particularly in computing the proportion by STATES, not by CITIZENS, it departs from the NATIONAL and advances towards the FEDERAL character; in rendering the concurrence of less than the whole number of States sufficient, it loses again the FEDERAL and partakes of the NATIONAL character.
1849 Regarding the sources of power, the House derives its authority from the people proportionally, making it NATIONAL. The Senate derives its authority from the states as equal societies, making it FEDERAL. The executive is more complex: the immediate election occurs through states in a compound ratio—partly as distinct societies, partly as unequal members of the same society. Any final election is made by national representatives acting as state delegations. The executive thus presents a mixed character, with at least as many federal as national features.
1733 1850
1734 The proposed Constitution, therefore, is, in strictness, neither a national nor a federal Constitution, but a composition of both. In its foundation it is federal, not national; in the sources from which the ordinary powers of the government are drawn, it is partly federal and partly national; in the operation of these powers, it is national, not federal; in the extent of them, again, it is federal, not national; and, finally, in the authoritative mode of introducing amendments, it is neither wholly federal nor wholly national.
1851 In its OPERATION, a federal government acts on states in their collective capacities; a national government acts on individual citizens. By this standard, the Constitution is NATIONAL, not FEDERAL, though not completely. In trials involving states, they must be proceeded against in their collective capacity—an unavoidable federal feature. But since the government operates on individuals in its ordinary proceedings, it is national overall.
1735 1852
1736 PUBLIUS.
1853 In the EXTENT of its powers, the government again changes character. A national government has indefinite supremacy over all objects of lawful authority, with local powers subordinate. In the proposed system, jurisdiction extends only to enumerated objects, leaving to the several states a residuary and inviolable sovereignty over all other objects—making it FEDERAL, not national. True, the tribunal to decide boundary disputes sits under the general government, but this does not change the principle. Such a tribunal is essential to prevent an appeal to the sword and a dissolution of the compact; that it can be safely established only under the general government is undisputed.
1737 1854
1855 Finally, in its amendment authority, the Constitution is neither wholly NATIONAL nor wholly FEDERAL. A wholly national government would allow alteration by a MAJORITY of the people; a wholly federal government would require concurrence of every state. The convention's mode requires more than a majority and computes the proportion by STATES rather than CITIZENS, departing from the national toward the federal character—but by requiring less than unanimous state concurrence, it also partakes of the national character.
1738 1856
1857 > **Quote:** "The proposed Constitution, therefore, is, in strictness, neither a national nor a federal Constitution, but a composition of both. In its foundation it is federal, not national; in the sources from which the ordinary powers of the government are drawn, it is partly federal and partly national; in the operation of these powers, it is national, not federal; in the extent of them, again, it is federal, not national; and, finally, in the authoritative mode of introducing amendments, it is neither wholly federal nor wholly national."
1739 1858
1859 PUBLIUS.
1740 1860
1741 1861 ## No. XL. - The Powers of the Convention to Form a Mixed Government Examined and Sustained
1742 1862
@@ -1749,43 +1869,143 @@
1749 1869
1750 1870 To the People of the State of New York:
1751 1871
1752 The second point to be examined is, whether the convention were authorized to frame and propose this mixed Constitution. The powers of the convention ought, in strictness, to be determined by an inspection of the commissions given to the members by their respective constituents. As all of these, however, had reference, either to the recommendation from the meeting at Annapolis, in September, 1786, or to that from Congress, in February, 1787, it will be sufficient to recur to these particular acts. The act from Annapolis recommends the “appointment of commissioners to take into consideration the situation of the United States; to devise SUCH FURTHER PROVISIONS as shall appear to them necessary to render the Constitution of the federal government ADEQUATE TO THE EXIGENCIES OF THE UNION; and to report such an act for that purpose, to the United States in Congress assembled, as when agreed to by them, and afterwards confirmed by the legislature of every State, will effectually provide for the same. “The recommendatory act of Congress is in the words following: “WHEREAS, There is provision in the articles of Confederation and perpetual Union, for making alterations therein, by the assent of a Congress of the United States, and of the legislatures of the several States; and whereas experience hath evinced, that there are defects in the present Confederation; as a mean to remedy which, several of the States, and PARTICULARLY THE STATE OF NEW YORK, by express instructions to their delegates in Congress, have suggested a convention for the purposes expressed in the following resolution; and such convention appearing to be the most probable mean of establishing in these States A FIRM NATIONAL GOVERNMENT: “Resolved, That in the opinion of Congress it is expedient, that on the second Monday of May next a convention of delegates, who shall have been appointed by the several States, be held at Philadelphia, for the sole and express purpose OF REVISING THE ARTICLES OF CONFEDERATION, and reporting to Congress and the several legislatures such ALTERATIONS AND PROVISIONS THEREIN, as shall, when agreed to in Congress, and confirmed by the States, render the federal Constitution ADEQUATE TO THE EXIGENCIES OF GOVERNMENT AND THE PRESERVATION OF THE UNION. “From these two acts, it appears, 1st, that the object of the convention was to establish, in these States, A FIRM NATIONAL GOVERNMENT; 2d, that this government was to be such as would be ADEQUATE TO THE EXIGENCIES OF GOVERNMENT and THE PRESERVATION OF THE UNION; 3d, that these purposes were to be effected by ALTERATIONS AND PROVISIONS IN THE ARTICLES OF CONFEDERATION, as it is expressed in the act of Congress, or by SUCH FURTHER PROVISIONS AS SHOULD APPEAR NECESSARY, as it stands in the recommendatory act from Annapolis; 4th, that the alterations and provisions were to be reported to Congress, and to the States, in order to be agreed to by the former and confirmed by the latter. From a comparison and fair construction of these several modes of expression, is to be deduced the authority under which the convention acted. They were to frame a NATIONAL GOVERNMENT, adequate to the EXIGENCIES OF GOVERNMENT, and OF THE UNION; and to reduce the articles of Confederation into such form as to accomplish these purposes.
1872 The second question is whether the convention exceeded its authority. Though its powers should technically be determined by the states' commissions, all referred to either the Annapolis recommendation (September 1786) or the Congressional resolution (February 1787), so those two acts suffice.
1753 1873
1754 There are two rules of construction, dictated by plain reason, as well as founded on legal axioms. The one is, that every part of the expression ought, if possible, to be allowed some meaning, and be made to conspire to some common end. The other is, that where the several parts cannot be made to coincide, the less important should give way to the more important part; the means should be sacrificed to the end, rather than the end to the means. Suppose, then, that the expressions defining the authority of the convention were irreconcilably at variance with each other; that a NATIONAL and ADEQUATE GOVERNMENT could not possibly, in the judgment of the convention, be affected by ALTERATIONS and PROVISIONS in the ARTICLES OF CONFEDERATION; which part of the definition ought to have been embraced, and which rejected? Which was the more important, which the less important part? Which the end; which the means? Let the most scrupulous expositors of delegated powers; let the most inveterate objectors against those exercised by the convention, answer these questions. Let them declare, whether it was of most importance to the happiness of the people of America, that the articles of Confederation should be disregarded, and an adequate government be provided, and the Union preserved; or that an adequate government should be omitted, and the articles of Confederation preserved. Let them declare, whether the preservation of these articles was the end, for securing which a reform of the government was to be introduced as the means; or whether the establishment of a government, adequate to the national happiness, was the end at which these articles themselves originally aimed, and to which they ought, as insufficient means, to have been sacrificed. But is it necessary to suppose that these expressions are absolutely irreconcilable to each other; that no ALTERATIONS or PROVISIONS in THE ARTICLES OF THE CONFEDERATION could possibly mould them into a national and adequate government; into such a government as has been proposed by the convention? No stress, it is presumed, will, in this case, be laid on the TITLE; a change of that could never be deemed an exercise of ungranted power. ALTERATIONS in the body of the instrument are expressly authorized. NEW PROVISIONS therein are also expressly authorized. Here then is a power to change the title; to insert new articles; to alter old ones. Must it of necessity be admitted that this power is infringed, so long as a part of the old articles remain? Those who maintain the affirmative ought at least to mark the boundary between authorized and usurped innovations; between that degree of change which lies within the compass of ALTERATIONS AND FURTHER PROVISIONS, and that which amounts to a TRANSMUTATION of the government. Will it be said that the alterations ought not to have touched the substance of the Confederation? The States would never have appointed a convention with so much solemnity, nor described its objects with so much latitude, if some SUBSTANTIAL reform had not been in contemplation. Will it be said that the FUNDAMENTAL PRINCIPLES of the Confederation were not within the purview of the convention, and ought not to have been varied? I ask, What are these principles? Do they require that, in the establishment of the Constitution, the States should be regarded as distinct and independent sovereigns? They are so regarded by the Constitution proposed. Do they require that the members of the government should derive their appointment from the legislatures, not from the people of the States? One branch of the new government is to be appointed by these legislatures; and under the Confederation, the delegates to Congress MAY ALL be appointed immediately by the people, and in two States[1] are actually so appointed. Do they require that the powers of the government should act on the States, and not immediately on individuals? In some instances, as has been shown, the powers of the new government will act on the States in their collective characters. In some instances, also, those of the existing government act immediately on individuals. In cases of capture; of piracy; of the post office; of coins, weights, and measures; of trade with the Indians; of claims under grants of land by different States; and, above all, in the case of trials by courts-marshal in the army and navy, by which death may be inflicted without the intervention of a jury, or even of a civil magistrate; in all these cases the powers of the Confederation operate immediately on the persons and interests of individual citizens. Do these fundamental principles require, particularly, that no tax should be levied without the intermediate agency of the States? The Confederation itself authorizes a direct tax, to a certain extent, on the post office. The power of coinage has been so construed by Congress as to levy a tribute immediately from that source also. But pretermitting these instances, was it not an acknowledged object of the convention and the universal expectation of the people, that the regulation of trade should be submitted to the general government in such a form as would render it an immediate source of general revenue? Had not Congress repeatedly recommended this measure as not inconsistent with the fundamental principles of the Confederation? Had not every State but one; had not New York herself, so far complied with the plan of Congress as to recognize the PRINCIPLE of the innovation? Do these principles, in fine, require that the powers of the general government should be limited, and that, beyond this limit, the States should be left in possession of their sovereignty and independence? We have seen that in the new government, as in the old, the general powers are limited; and that the States, in all unenumerated cases, are left in the enjoyment of their sovereign and independent jurisdiction. The truth is, that the great principles of the Constitution proposed by the convention may be considered less as absolutely new, than as the expansion of principles which are found in the articles of Confederation. The misfortune under the latter system has been, that these principles are so feeble and confined as to justify all the charges of inefficiency which have been urged against it, and to require a degree of enlargement which gives to the new system the aspect of an entire transformation of the old. In one particular it is admitted that the convention have departed from the tenor of their commission. Instead of reporting a plan requiring the confirmation OF THE LEGISLATURES OF ALL THE STATES, they have reported a plan which is to be confirmed by the PEOPLE, and may be carried into effect by NINE STATES ONLY. It is worthy of remark that this objection, though the most plausible, has been the least urged in the publications which have swarmed against the convention. The forbearance can only have proceeded from an irresistible conviction of the absurdity of subjecting the fate of twelve States to the perverseness or corruption of a thirteenth; from the example of inflexible opposition given by a MAJORITY of one sixtieth of the people of America to a measure approved and called for by the voice of twelve States, comprising fifty-nine sixtieths of the people an example still fresh in the memory and indignation of every citizen who has felt for the wounded honor and prosperity of his country. As this objection, therefore, has been in a manner waived by those who have criticised the powers of the convention, I dismiss it without further observation. The THIRD point to be inquired into is, how far considerations of duty arising out of the case itself could have supplied any defect of regular authority. In the preceding inquiries the powers of the convention have been analyzed and tried with the same rigor, and by the same rules, as if they had been real and final powers for the establishment of a Constitution for the United States. We have seen in what manner they have borne the trial even on that supposition. It is time now to recollect that the powers were merely advisory and recommendatory; that they were so meant by the States, and so understood by the convention; and that the latter have accordingly planned and proposed a Constitution which is to be of no more consequence than the paper on which it is written, unless it be stamped with the approbation of those to whom it is addressed. This reflection places the subject in a point of view altogether different, and will enable us to judge with propriety of the course taken by the convention. Let us view the ground on which the convention stood. It may be collected from their proceedings, that they were deeply and unanimously impressed with the crisis, which had led their country almost with one voice to make so singular and solemn an experiment for correcting the errors of a system by which this crisis had been produced; that they were no less deeply and unanimously convinced that such a reform as they have proposed was absolutely necessary to effect the purposes of their appointment. It could not be unknown to them that the hopes and expectations of the great body of citizens, throughout this great empire, were turned with the keenest anxiety to the event of their deliberations. They had every reason to believe that the contrary sentiments agitated the minds and bosoms of every external and internal foe to the liberty and prosperity of the United States. They had seen in the origin and progress of the experiment, the alacrity with which the PROPOSITION, made by a single State (Virginia), towards a partial amendment of the Confederation, had been attended to and promoted. They had seen the LIBERTY ASSUMED by a VERY FEW deputies from a VERY FEW States, convened at Annapolis, of recommending a great and critical object, wholly foreign to their commission, not only justified by the public opinion, but actually carried into effect by twelve out of the thirteen States. They had seen, in a variety of instances, assumptions by Congress, not only of recommendatory, but of operative, powers, warranted, in the public estimation, by occasions and objects infinitely less urgent than those by which their conduct was to be governed. They must have reflected, that in all great changes of established governments, forms ought to give way to substance; that a rigid adherence in such cases to the former, would render nominal and nugatory the transcendent and precious right of the people to “abolish or alter their governments as to them shall seem most likely to effect their safety and happiness,”[2] since it is impossible for the people spontaneously and universally to move in concert towards their object; and it is therefore essential that such changes be instituted by some INFORMAL AND UNAUTHORIZED PROPOSITIONS, made by some patriotic and respectable citizen or number of citizens. They must have recollected that it was by this irregular and assumed privilege of proposing to the people plans for their safety and happiness, that the States were first united against the danger with which they were threatened by their ancient government; that committees and congresses were formed for concentrating their efforts and defending their rights; and that CONVENTIONS were ELECTED in THE SEVERAL STATES for establishing the constitutions under which they are now governed; nor could it have been forgotten that no little ill-timed scruples, no zeal for adhering to ordinary forms, were anywhere seen, except in those who wished to indulge, under these masks, their secret enmity to the substance contended for. They must have borne in mind, that as the plan to be framed and proposed was to be submitted TO THE PEOPLE THEMSELVES, the disapprobation of this supreme authority would destroy it forever; its approbation blot out antecedent errors and irregularities. It might even have occurred to them, that where a disposition to cavil prevailed, their neglect to execute the degree of power vested in them, and still more their recommendation of any measure whatever, not warranted by their commission, would not less excite animadversion, than a recommendation at once of a measure fully commensurate to the national exigencies. Had the convention, under all these impressions, and in the midst of all these considerations, instead of exercising a manly confidence in their country, by whose confidence they had been so peculiarly distinguished, and of pointing out a system capable, in their judgment, of securing its happiness, taken the cold and sullen resolution of disappointing its ardent hopes, of sacrificing substance to forms, of committing the dearest interests of their country to the uncertainties of delay and the hazard of events, let me ask the man who can raise his mind to one elevated conception, who can awaken in his bosom one patriotic emotion, what judgment ought to have been pronounced by the impartial world, by the friends of mankind, by every virtuous citizen, on the conduct and character of this assembly? Or if there be a man whose propensity to condemn is susceptible of no control, let me then ask what sentence he has in reserve for the twelve States who USURPED THE POWER of sending deputies to the convention, a body utterly unknown to their constitutions; for Congress, who recommended the appointment of this body, equally unknown to the Confederation; and for the State of New York, in particular, which first urged and then complied with this unauthorized interposition? But that the objectors may be disarmed of every pretext, it shall be granted for a moment that the convention were neither authorized by their commission, nor justified by circumstances in proposing a Constitution for their country: does it follow that the Constitution ought, for that reason alone, to be rejected? If, according to the noble precept, it be lawful to accept good advice even from an enemy, shall we set the ignoble example of refusing such advice even when it is offered by our friends? The prudent inquiry, in all cases, ought surely to be, not so much FROM WHOM the advice comes, as whether the advice be GOOD. The sum of what has been here advanced and proved is, that the charge against the convention of exceeding their powers, except in one instance little urged by the objectors, has no foundation to support it; that if they had exceeded their powers, they were not only warranted, but required, as the confidential servants of their country, by the circumstances in which they were placed, to exercise the liberty which they assume; and that finally, if they had violated both their powers and their obligations, in proposing a Constitution, this ought nevertheless to be embraced, if it be calculated to accomplish the views and happiness of the people of America. How far this character is due to the Constitution, is the subject under investigation.
1874 Annapolis recommended commissioners "devise SUCH FURTHER PROVISIONS as shall appear necessary to render the Constitution of the federal government ADEQUATE TO THE EXIGENCIES OF THE UNION," to be confirmed by Congress and every state legislature.
1755 1875
1756 PUBLIUS.
1876 Congress resolved that a convention be held "for the sole and express purpose OF REVISING THE ARTICLES OF CONFEDERATION, and reporting...such ALTERATIONS AND PROVISIONS THEREIN as shall...render the federal Constitution ADEQUATE TO THE EXIGENCIES OF GOVERNMENT AND THE PRESERVATION OF THE UNION."
1757 1877
1758 [1] Connecticut and Rhode Island.
1878 These acts show: (1) the goal was a FIRM NATIONAL GOVERNMENT; (2) ADEQUATE TO THE EXIGENCIES OF GOVERNMENT and THE PRESERVATION OF THE UNION; (3) to be achieved by ALTERATIONS AND PROVISIONS IN THE ARTICLES, or SUCH FURTHER PROVISIONS AS SHOULD APPEAR NECESSARY; (4) to be reported to Congress and the states for approval.
1759 1879
1760 [2] Declaration of Independence.
1880 Two rules of interpretation apply: first, every part should be given meaning if possible; second, when parts conflict, the less important (means) yields to the more important (end).
1761 1881
1882 If these expressions were truly irreconcilable—if a NATIONAL and ADEQUATE GOVERNMENT couldn't be achieved by merely ALTERING the ARTICLES—which part should have prevailed? Let the strictest critics answer: Was it more important to preserve the Articles at the cost of an adequate government, or to secure the Union by altering them? Were the Articles the end, or merely inadequate means to achieve national happiness?
1762 1883
1884 But need we assume irreconcilability? Could not ALTERATIONS and PROVISIONS shape the Articles into an adequate national government? The TITLE change is trivial; altering the body and inserting new articles are expressly authorized. Must any retention of old Articles violate the mandate? Critics should at least define where authorized change becomes usurpation.
1763 1885
1886 Should alterations have avoided substance? Such solemn appointments imply SUBSTANTIAL reform was intended. What are the Confederation's FUNDAMENTAL PRINCIPLES? That states remain distinct sovereigns? The proposed Constitution preserves this. That members be appointed by legislatures? One branch is; and under the Confederation, delegates may be appointed directly by the people (as in Connecticut and Rhode Island).
1764 1887
1888 Must powers act only on states, not individuals? The new government does act on states collectively, but the existing government already acts directly on individuals—in maritime captures, piracy, the post office, coinage, Indian trade, interstate land claims, and court-martials imposing the death penalty without juries. The Confederation already operates directly on citizens.
1889
1890 Must taxes be levied only through state intermediaries? The Confederation already authorizes direct taxes on the post office, and Congress has used coinage power similarly. More importantly, the convention and public universally expected trade regulation to provide direct national revenue—something Congress repeatedly recommended, and every state but one (including New York) recognized in principle.
1891
1892 Finally, must the general government's powers be limited, leaving states sovereign beyond that? The new government, like the old, has limited general powers with states retaining jurisdiction in unlisted cases. The Constitution's principles aren't new but expansions of those in the Articles—so weak and restricted before that their necessary enlargement makes the new system appear as total transformation.
1893
1894 The convention did depart in one instance: instead of requiring confirmation by ALL STATE LEGISLATURES, they proposed confirmation by THE PEOPLE, enactable by NINE STATES ONLY. Yet this plausible objection is rarely raised, from an overwhelming conviction of its absurdity—subjecting twelve states to the stubbornness of one-sixtieth of the people, against the call of the other fifty-nine sixtieths. This restraint shows critics essentially waive the point, so I will too.
1895
1896 The third point is how far a sense of duty, arising from the crisis itself, could supply any defect of formal authority. It must be remembered that the convention’s powers were merely advisory—they proposed a Constitution meaningless until approved. This perspective allows fair judgment.
1897
1898 The convention faced a crisis that demanded this solemn experiment. They were convinced their reform was necessary, knew the nation's hopes focused on them, and understood enemies of liberty were watching. They had seen Virginia's partial amendment proposal gain quick support, Annapolis deputies recommend major changes beyond their commission (justified by twelve states), and Congress assume powers on far less urgent occasions.
1899
1900 They reflected that in great changes, substance trumps form; rigid adherence would nullify the people's right to alter government.
1901
1902 > **Quote:** "abolish or alter their governments as to them shall seem most likely to effect their safety and happiness" [Declaration of Independence]
1903
1904 Since populations cannot move in perfect concert, changes must begin with informal proposals by patriotic citizens—just as committees, congresses, and state CONVENTIONS first united the states against their former government, without hesitation over forms except from those hostile to the cause.
1905
1906 They knew submission TO THE PEOPLE meant disapproval would end it, while approval would legitimize all previous actions. Critics would attack regardless; half-measures would earn as much condemnation as adequate ones.
1907
1908 Had the convention, instead of exercising a manly confidence in their country, taken the cold and silent resolution of disappointing its ardent hopes, instead stubbornly sacrificing substance to form, what would the world think? Let any patriotic citizen judge: what of twelve states sending deputies to an unauthorized convention? Of Congress recommending it? Of New York urging and joining it?
1909
1910 But even if unauthorized and unjustified, should we reject the Constitution for that alone? If we accept good advice from enemies, should we refuse it from friends?
1911
1912 > **Quote:** "The prudent inquiry, in all cases, ought surely to be, not so much FROM WHOM the advice comes, as whether the advice be GOOD."
1913
1914 In sum: the convention exceeded its powers only in one rarely-mentioned instance. Even if they had exceeded them, circumstances required it. And even if they violated both powers and duties, the Constitution should be accepted if it achieves American happiness—which is what we are investigating.
1915
1916 PUBLIUS.
1917
1765 1918 ## No. XLI. - General View of the Powers Conferred by The Constitution
1766 1919
1767 For the Independent Journal.
1920 **Title:** The Federalist Papers (Timeless Library Edition)
1768 1921
1769 MADISON
1922 **Originally written by:** Alexander Hamilton, James Madison, and John Jay
1770 1923
1924 **Modernized Edition by:** Timeless Library
1771 1925
1926 Copyright & License
1927
1928 The Original Text: The underlying original text of this work is in the Public Domain. It is free of known copyright restrictions.
1929
1930 The Modernized Text: The modernization, adaptation, and formatting of this edition are Copyright © 2025 by Timeless Library.
1931
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1933
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1946
1947 Disclaimer: This text is provided "as is" without warranty of any kind, express or implied, including but not limited to the warranties of merchantability, fitness for a particular purpose, and non-infringement.
1948
1949
1950 This book is part of the Timeless Library project, which aims to make old texts more accessible to modern audiences with the aid of AI. For more information, please visit: [timelesslibrary.org](https://timelesslibrary.org)
1951
1952 The version of this book is: v1.0
1953
1954
1955 **For the Independent Journal.**
1956
1957 **MADISON**
1958
1772 1959 To the People of the State of New York:
1773 1960
1774 The Constitution proposed by the convention may be considered under two general points of view. The FIRST relates to the sum or quantity of power which it vests in the government, including the restraints imposed on the States. The SECOND, to the particular structure of the government, and the distribution of this power among its several branches. Under the FIRST view of the subject, two important questions arise: 1. Whether any part of the powers transferred to the general government be unnecessary or improper? 2. Whether the entire mass of them be dangerous to the portion of jurisdiction left in the several States? Is the aggregate power of the general government greater than ought to have been vested in it? This is the FIRST question. It cannot have escaped those who have attended with candor to the arguments employed against the extensive powers of the government, that the authors of them have very little considered how far these powers were necessary means of attaining a necessary end. They have chosen rather to dwell on the inconveniences which must be unavoidably blended with all political advantages; and on the possible abuses which must be incident to every power or trust, of which a beneficial use can be made. This method of handling the subject cannot impose on the good sense of the people of America. It may display the subtlety of the writer; it may open a boundless field for rhetoric and declamation; it may inflame the passions of the unthinking, and may confirm the prejudices of the misthinking: but cool and candid people will at once reflect, that the purest of human blessings must have a portion of alloy in them; that the choice must always be made, if not of the lesser evil, at least of the GREATER, not the PERFECT, good; and that in every political institution, a power to advance the public happiness involves a discretion which may be misapplied and abused. They will see, therefore, that in all cases where power is to be conferred, the point first to be decided is, whether such a power be necessary to the public good; as the next will be, in case of an affirmative decision, to guard as effectually as possible against a perversion of the power to the public detriment. That we may form a correct judgment on this subject, it will be proper to review the several powers conferred on the government of the Union; and that this may be the more conveniently done they may be reduced into different classes as they relate to the following different objects: 1. Security against foreign danger; 2. Regulation of the intercourse with foreign nations; 3. Maintenance of harmony and proper intercourse among the States; 4. Certain miscellaneous objects of general utility; 5. Restraint of the States from certain injurious acts; 6. Provisions for giving due efficacy to all these powers. The powers falling within the FIRST class are those of declaring war and granting letters of marque; of providing armies and fleets; of regulating and calling forth the militia; of levying and borrowing money. Security against foreign danger is one of the primitive objects of civil society. It is an avowed and essential object of the American Union. The powers requisite for attaining it must be effectually confided to the federal councils. Is the power of declaring war necessary? No man will answer this question in the negative. It would be superfluous, therefore, to enter into a proof of the affirmative. The existing Confederation establishes this power in the most ample form. Is the power of raising armies and equipping fleets necessary? This is involved in the foregoing power. It is involved in the power of self-defense. But was it necessary to give an INDEFINITE POWER of raising TROOPS, as well as providing fleets; and of maintaining both in PEACE, as well as in war? The answer to these questions has been too far anticipated in another place to admit an extensive discussion of them in this place. The answer indeed seems to be so obvious and conclusive as scarcely to justify such a discussion in any place. With what color of propriety could the force necessary for defense be limited by those who cannot limit the force of offense? If a federal Constitution could chain the ambition or set bounds to the exertions of all other nations, then indeed might it prudently chain the discretion of its own government, and set bounds to the exertions for its own safety.
1961 The Constitution proposed by the convention may be considered from two general perspectives: the total amount of power it grants government, including restrictions on the states, and the distribution of that power among federal branches. Under the first view, two questions arise: Is any federal power unnecessary or improper? Does the sum of these powers threaten the jurisdiction remaining with the states? Opponents of federal power often ignore its necessity to focus on rhetoric, declamation, and the inevitable inconveniences of any political advantage. Yet calm and honest people recognize that the purest of human blessings must have a portion of alloy in them.
1775 1962
1776 How could a readiness for war in time of peace be safely prohibited, unless we could prohibit, in like manner, the preparations and establishments of every hostile nation? The means of security can only be regulated by the means and the danger of attack. They will, in fact, be ever determined by these rules, and by no others. It is in vain to oppose constitutional barriers to the impulse of self-preservation. It is worse than in vain; because it plants in the Constitution itself necessary usurpations of power, every precedent of which is a germ of unnecessary and multiplied repetitions. If one nation maintains constantly a disciplined army, ready for the service of ambition or revenge, it obliges the most pacific nations who may be within the reach of its enterprises to take corresponding precautions.
1963 > **Quote:** "The choice must always be made, if not of the lesser evil, at least of the GREATER, not the PERFECT, good; and that in every political institution, a power to advance the public happiness involves a discretion which may be misapplied and abused."
1777 1964
1778 The fifteenth century was the unhappy epoch of military establishments in the time of peace. They were introduced by Charles VII. of France. All Europe has followed, or been forced into, the example. Had the example not been followed by other nations, all Europe must long ago have worn the chains of a universal monarch. Were every nation except France now to disband its peace establishments, the same event might follow. The veteran legions of Rome were an overmatch for the undisciplined valor of all other nations and rendered her the mistress of the world. Not the less true is it, that the liberties of Rome proved the final victim to her military triumphs; and that the liberties of Europe, as far as they ever existed, have, with few exceptions, been the price of her military establishments. A standing force, therefore, is a dangerous, at the same time that it may be a necessary, provision. On the smallest scale it has its inconveniences. On an extensive scale its consequences may be fatal. On any scale it is an object of laudable circumspection and precaution. A wise nation will combine all these considerations; and, whilst it does not rashly preclude itself from any resource which may become essential to its safety, will exert all its prudence in diminishing both the necessity and the danger of resorting to one which may be inauspicious to its liberties. The clearest marks of this prudence are stamped on the proposed Constitution. The Union itself, which it cements and secures, destroys every pretext for a military establishment which could be dangerous. America united, with a handful of troops, or without a single soldier, exhibits a more forbidding posture to foreign ambition than America disunited, with a hundred thousand veterans ready for combat. It was remarked, on a former occasion, that the want of this pretext had saved the liberties of one nation in Europe. Being rendered by her insular situation and her maritime resources impregnable to the armies of her neighbors, the rulers of Great Britain have never been able, by real or artificial dangers, to cheat the public into an extensive peace establishment. The distance of the United States from the powerful nations of the world gives them the same happy security. A dangerous establishment can never be necessary or plausible, so long as they continue a united people. But let it never, for a moment, be forgotten that they are indebted for this advantage to the Union alone. The moment of its dissolution will be the date of a new order of things. The fears of the weaker, or the ambition of the stronger States, or Confederacies, will set the same example in the New, as Charles VII. did in the Old World. The example will be followed here from the same motives which produced universal imitation there. Instead of deriving from our situation the precious advantage which Great Britain has derived from hers, the face of America will be but a copy of that of the continent of Europe. It will present liberty everywhere crushed between standing armies and perpetual taxes. The fortunes of disunited America will be even more disastrous than those of Europe. The sources of evil in the latter are confined to her own limits. No superior powers of another quarter of the globe intrigue among her rival nations, inflame their mutual animosities, and render them the instruments of foreign ambition, jealousy, and revenge. In America the miseries springing from her internal jealousies, contentions, and wars, would form a part only of her lot. A plentiful addition of evils would have their source in that relation in which Europe stands to this quarter of the earth, and which no other quarter of the earth bears to Europe. This picture of the consequences of disunion cannot be too highly colored, or too often exhibited. Every man who loves peace, every man who loves his country, every man who loves liberty, ought to have it ever before his eyes, that he may cherish in his heart a due attachment to the Union of America, and be able to set a due value on the means of preserving it.
1965 Thus, when evaluating conferred power, the first point is whether it serves the public good. If so, the next step is guarding against its misuse.
1779 1966
1780 Next to the effectual establishment of the Union, the best possible precaution against danger from standing armies is a limitation of the term for which revenue may be appropriated to their support. This precaution the Constitution has prudently added. I will not repeat here the observations which I flatter myself have placed this subject in a just and satisfactory light. But it may not be improper to take notice of an argument against this part of the Constitution, which has been drawn from the policy and practice of Great Britain. It is said that the continuance of an army in that kingdom requires an annual vote of the legislature; whereas the American Constitution has lengthened this critical period to two years. This is the form in which the comparison is usually stated to the public: but is it a just form? Is it a fair comparison? Does the British Constitution restrain the parliamentary discretion to one year? Does the American impose on the Congress appropriations for two years? On the contrary, it cannot be unknown to the authors of the fallacy themselves, that the British Constitution fixes no limit whatever to the discretion of the legislature, and that the American ties down the legislature to two years, as the longest admissible term. Had the argument from the British example been truly stated, it would have stood thus: The term for which supplies may be appropriated to the army establishment, though unlimited by the British Constitution, has nevertheless, in practice, been limited by parliamentary discretion to a single year. Now, if in Great Britain, where the House of Commons is elected for seven years; where so great a proportion of the members are elected by so small a proportion of the people; where the electors are so corrupted by the representatives, and the representatives so corrupted by the Crown, the representative body can possess a power to make appropriations to the army for an indefinite term, without desiring, or without daring, to extend the term beyond a single year, ought not suspicion herself to blush, in pretending that the representatives of the United States, elected FREELY by the WHOLE BODY of the people, every SECOND YEAR, cannot be safely intrusted with the discretion over such appropriations, expressly limited to the short period of TWO YEARS? A bad cause seldom fails to betray itself. Of this truth, the management of the opposition to the federal government is an unvaried exemplification. But among all the blunders which have been committed, none is more striking than the attempt to enlist on that side the prudent jealousy entertained by the people, of standing armies. The attempt has awakened fully the public attention to that important subject; and has led to investigations which must terminate in a thorough and universal conviction, not only that the constitution has provided the most effectual guards against danger from that quarter, but that nothing short of a Constitution fully adequate to the national defense and the preservation of the Union, can save America from as many standing armies as it may be split into States or Confederacies, and from such a progressive augmentation, of these establishments in each, as will render them as burdensome to the properties and ominous to the liberties of the people, as any establishment that can become necessary, under a united and efficient government, must be tolerable to the former and safe to the latter. The palpable necessity of the power to provide and maintain a navy has protected that part of the Constitution against a spirit of censure, which has spared few other parts. It must, indeed, be numbered among the greatest blessings of America, that as her Union will be the only source of her maritime strength, so this will be a principal source of her security against danger from abroad. In this respect our situation bears another likeness to the insular advantage of Great Britain. The batteries most capable of repelling foreign enterprises on our safety, are happily such as can never be turned by a perfidious government against our liberties. The inhabitants of the Atlantic frontier are all of them deeply interested in this provision for naval protection, and if they have hitherto been suffered to sleep quietly in their beds; if their property has remained safe against the predatory spirit of licentious adventurers; if their maritime towns have not yet been compelled to ransom themselves from the terrors of a conflagration, by yielding to the exactions of daring and sudden invaders, these instances of good fortune are not to be ascribed to the capacity of the existing government for the protection of those from whom it claims allegiance, but to causes that are fugitive and fallacious. If we except perhaps Virginia and Maryland, which are peculiarly vulnerable on their eastern frontiers, no part of the Union ought to feel more anxiety on this subject than New York. Her seacoast is extensive. A very important district of the State is an island. The State itself is penetrated by a large navigable river for more than fifty leagues. The great emporium of its commerce, the great reservoir of its wealth, lies every moment at the mercy of events, and may almost be regarded as a hostage for ignominious compliances with the dictates of a foreign enemy, or even with the rapacious demands of pirates and barbarians. Should a war be the result of the precarious situation of European affairs, and all the unruly passions attending it be let loose on the ocean, our escape from insults and depredations, not only on that element, but every part of the other bordering on it, will be truly miraculous. In the present condition of America, the States more immediately exposed to these calamities have nothing to hope from the phantom of a general government which now exists; and if their single resources were equal to the task of fortifying themselves against the danger, the object to be protected would be almost consumed by the means of protecting them. The power of regulating and calling forth the militia has been already sufficiently vindicated and explained. The power of levying and borrowing money, being the sinew of that which is to be exerted in the national defense, is properly thrown into the same class with it. This power, also, has been examined already with much attention, and has, I trust, been clearly shown to be necessary, both in the extent and form given to it by the Constitution. I will address one additional reflection only to those who contend that the power ought to have been restrained to external taxation by which they mean, taxes on articles imported from other countries. It cannot be doubted that this will always be a valuable source of revenue; that for a considerable time it must be a principal source; that at this moment it is an essential one. But we may form very mistaken ideas on this subject, if we do not call to mind in our calculations, that the extent of revenue drawn from foreign commerce must vary with the variations, both in the extent and the kind of imports; and that these variations do not correspond with the progress of population, which must be the general measure of the public wants. As long as agriculture continues the sole field of labor, the importation of manufactures must increase as the consumers multiply. As soon as domestic manufactures are begun by the hands not called for by agriculture, the imported manufactures will decrease as the numbers of people increase. In a more remote stage, the imports may consist in a considerable part of raw materials, which will be wrought into articles for exportation, and will, therefore, require rather the encouragement of bounties, than to be loaded with discouraging duties. A system of government, meant for duration, ought to contemplate these revolutions, and be able to accommodate itself to them. Some, who have not denied the necessity of the power of taxation, have grounded a very fierce attack against the Constitution, on the language in which it is defined. It has been urged and echoed, that the power “to lay and collect taxes, duties, imposts, and excises, to pay the debts, and provide for the common defense and general welfare of the United States,” amounts to an unlimited commission to exercise every power which may be alleged to be necessary for the common defense or general welfare. No stronger proof could be given of the distress under which these writers labor for objections, than their stooping to such a misconstruction. Had no other enumeration or definition of the powers of the Congress been found in the Constitution, than the general expressions just cited, the authors of the objection might have had some color for it; though it would have been difficult to find a reason for so awkward a form of describing an authority to legislate in all possible cases. A power to destroy the freedom of the press, the trial by jury, or even to regulate the course of descents, or the forms of conveyances, must be very singularly expressed by the terms “to raise money for the general welfare. “But what color can the objection have, when a specification of the objects alluded to by these general terms immediately follows, and is not even separated by a longer pause than a semicolon? If the different parts of the same instrument ought to be so expounded, as to give meaning to every part which will bear it, shall one part of the same sentence be excluded altogether from a share in the meaning; and shall the more doubtful and indefinite terms be retained in their full extent, and the clear and precise expressions be denied any signification whatsoever? For what purpose could the enumeration of particular powers be inserted, if these and all others were meant to be included in the preceding general power? Nothing is more natural nor common than first to use a general phrase, and then to explain and qualify it by a recital of particulars. But the idea of an enumeration of particulars which neither explain nor qualify the general meaning, and can have no other effect than to confound and mislead, is an absurdity, which, as we are reduced to the dilemma of charging either on the authors of the objection or on the authors of the Constitution, we must take the liberty of supposing, had not its origin with the latter. The objection here is the more extraordinary, as it appears that the language used by the convention is a copy from the articles of Confederation. The objects of the Union among the States, as described in article third, are “their common defense, security of their liberties, and mutual and general welfare. “ The terms of article eighth are still more identical: “All charges of war and all other expenses that shall be incurred for the common defense or general welfare, and allowed by the United States in Congress, shall be defrayed out of a common treasury,” etc. A similar language again occurs in article ninth. Construe either of these articles by the rules which would justify the construction put on the new Constitution, and they vest in the existing Congress a power to legislate in all cases whatsoever.
1967 To judge this properly, review the Union's powers, conveniently organized by objective: 1) Security against foreign danger; 2) Regulation of relations with foreign nations; 3) Maintenance of harmony among the states; 4) Miscellaneous objects of general utility; 5) Restraining states from harmful acts; 6) Provisions for making these powers effective.
1781 1968
1782 But what would have been thought of that assembly, if, attaching themselves to these general expressions, and disregarding the specifications which ascertain and limit their import, they had exercised an unlimited power of providing for the common defense and general welfare? I appeal to the objectors themselves, whether they would in that case have employed the same reasoning in justification of Congress as they now make use of against the convention. How difficult it is for error to escape its own condemnation!
1969 **Security Against Foreign Danger**
1783 1970
1784 PUBLIUS.
1971 The FIRST class includes declaring war, granting letters of marque, providing armies and fleets, regulating and calling forth the militia, and levying or borrowing money. Security against foreign danger is a primary goal of civil society and an explicit objective of the American Union. If a Constitution could set bounds to the exertions of all other nations, it might prudently limit its own government; but it is in vain to oppose constitutional barriers to the impulse of self-preservation. Doing so only plants 'necessary usurpations' in the document—precedents that become a germ of unnecessary and multiplied repetitions of power.
1785 1972
1973 The fifteenth century introduced peacetime military establishments through Charles VII of France, and Europe has followed ever since. Had others not matched France's example, all Europe would have been enslaved by a universal monarch. If every nation except France disbanded its peacetime armies today, the same result might follow. Rome's veteran legions conquered the world, yet its liberties fell victim to military triumphs. European liberties, where they exist, have mostly been the price paid for military establishments.
1786 1974
1975 A standing military force is dangerous but necessary. On any scale, it requires caution. A wise nation reduces both the necessity and danger of this resource. The proposed Constitution shows this wisdom. A united America, with handful of troops or even none, presents a more formidable presence to foreign ambition than a disunited America with a hundred thousand veterans ready for combat.
1787 1976
1977 Great Britain's island location and naval resources have made large peacetime armies unnecessary, preserving its liberties. The United States' distance from powerful nations offers similar security—but only through Union. If the Union dissolves, the fears of weaker states and the ambition of stronger ones will replicate Europe's military system. America would become a mere copy of the European continent, with liberty crushed between standing armies and perpetual taxes.
1788 1978
1979 A disunited America's fate would prove worse than Europe's. Europe's conflicts remain confined within its borders; no superior outside powers interfere. In America, internal wars would be compounded by evils from our relationship with Europe. Every person who loves peace, country, and liberty should keep this image before their eyes and cherish their commitment to the Union.
1980
1981 After ensuring the Union's stability, the best safeguard against standing armies is limiting appropriations for their support. The Constitution wisely includes this precaution. Critics compare this to Britain, where Parliament annually votes on army funding. But they omit crucial context: Britain's House of Commons serves seven-year terms, elected by a tiny fraction of the people, while its members are corrupted by the Crown. Yet even that body never extends army funding beyond one year. By contrast, American representatives are elected every two years by the entire people, and their discretion over such funds is constitutionally limited to that same two-year term. If Britain’s corrupted legislature can be trusted with annual army funding, suspicion herself should blush to claim that American representatives, elected freely every two years, cannot be trusted with a similar two-year limit. Thus, the comparison actually favors the American system.
1982
1983 > **Quote:** "A bad cause seldom fails to betray itself."
1984
1985 The opposition's attempt to exploit public jealousy of standing armies has backfired. Their arguments have led to investigations proving that the Constitution provides the most effective safeguards against this danger—and that only a Constitution capable of national defense can prevent America from having as many standing armies as states or confederacies. Without a unified government, these military establishments would burden property and threaten liberty far more than an efficient federal government ever could.
1986
1987 The power to provide and maintain a navy has faced little criticism—a blessing, since maritime strength is America's primary security against foreign threat. Here our situation mirrors Great Britain's geographic advantage: the defenses best suited to repelling foreign attacks cannot be turned against our own liberties. Atlantic frontier residents understand this need. Those who have slept quietly, whose property has remained safe from predators, whose coastal towns have not paid ransom to invaders—these blessings owe nothing to the current government's capacity to protect them. They are ascribable to causes that are fugitive and fallacious. Except perhaps Virginia and Maryland, no state should feel more anxiety than New York: its coastline is extensive; a vital part is an island; a large navigable river penetrates the state for more than fifty leagues (150 miles); its commercial hub and wealth reservoir constantly risks becoming hostage to foreign demands. If European instability unleashes war's unruly passions on the ocean, escaping insult and plunder at sea and on our shores would prove miraculous. In our current condition, exposed states have nothing to hope for from the ghost of a general government that now exists. Even if individual resources could fortify against danger, the cost of protection would nearly consume what they aim to protect.
1988
1989 The power to regulate and call the militia has been sufficiently explained. The power to levy and borrow money, which provides strength for national defense, belongs in this same category. This power has been examined with care, clearly shown to be necessary in scope and form. I add only one thought for those who argue this power should be limited to "external taxation" (taxes on imports). While this will always be valuable revenue—essential now and primary for some time—we must remember that import revenue varies with trade volume and type, not with population growth, which measures public needs. As domestic manufacturing develops, imports will decline even as population grows. Eventually, imports might consist largely of raw materials for export, requiring subsidies rather than taxes. A lasting governmental system must anticipate and adapt to these shifts.
1990
1991 **The "General Welfare" Clause**
1992
1993 Some who concede the necessity of taxation attack the Constitution on the language defining it:
1994
1995 > **Quote:** "to lay and collect taxes, duties, imposts, and excises, to pay the debts, and provide for the common defense and general welfare of the United States,"
1996
1997 They claim this grants unlimited power to do anything for common defense or general welfare. No stronger proof of their desperation exists than this misconstruction. Had no other list of congressional powers followed these general expressions, they might have some basis—though it would still be strange to describe unlimited legislative authority by language about raising money.
1998
1999 But what basis can this objection have when a specific list of objectives follows immediately after, separated only by a semicolon? If different parts of the same document give meaning to every part, should one part be ignored entirely? Should vague terms be kept broad while clear expressions are denied meaning? Why list particular powers if all were meant to be covered by the preceding general phrase? Nothing is more natural than to use a general phrase, then explain it with specifics. Yet listing particulars that neither explain nor qualify the general meaning—serving only to confuse—would be absurd. Since this absurdity must be blamed on either the objectors or the Constitution's authors, we must assume it did not originate with the latter.
2000
2001 > **Quote:** "Nothing is more natural nor common than first to use a general phrase, and then to explain and qualify it by a recital of particulars."
2002
2003 The objection is even more extraordinary because the Convention's language copies the Articles of Confederation. Article 3 describes Union goals as "their common defense, security of their liberties, and mutual and general welfare." Article 8 reads: "All charges of war and all other expenses that shall be incurred for the common defense or general welfare, and allowed by the United United States in Congress, shall be defrayed out of a common treasury," and so on. Similar language appears in Article 9. If these articles were interpreted by the rules used to criticize the new Constitution, they would grant the current Congress power to legislate in all cases whatsoever.
2004
2005 What would be thought of that assembly if, focusing on these general expressions while ignoring the specifications that define and limit their meaning, they had exercised unlimited power? I ask the objectors: would they have used the same reasoning to justify Congress then as they now use against the Convention? How difficult it is for error to avoid its own condemnation!
2006
2007 PUBLIUS.
2008
1789 2009 ## No. XLII. - The Powers Conferred by the Constitution Further Considered
1790 2010
1791 2011 From the New York Packet. Tuesday, January 22, 1788.
@@ -1795,23 +2015,44 @@
1795 2015
1796 2016 To the People of the State of New York:
1797 2017
1798 The second class of powers, lodged in the general government, consists of those which regulate the intercourse with foreign nations, to wit: to make treaties; to send and receive ambassadors, other public ministers, and consuls; to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations; to regulate foreign commerce, including a power to prohibit, after the year 1808, the importation of slaves, and to lay an intermediate duty of ten dollars per head, as a discouragement to such importations. This class of powers forms an obvious and essential branch of the federal administration. If we are to be one nation in any respect, it clearly ought to be in respect to other nations. The powers to make treaties and to send and receive ambassadors, speak their own propriety. Both of them are comprised in the articles of Confederation, with this difference only, that the former is disembarrassed, by the plan of the convention, of an exception, under which treaties might be substantially frustrated by regulations of the States; and that a power of appointing and receiving “other public ministers and consuls,” is expressly and very properly added to the former provision concerning ambassadors. The term ambassador, if taken strictly, as seems to be required by the second of the articles of Confederation, comprehends the highest grade only of public ministers, and excludes the grades which the United States will be most likely to prefer, where foreign embassies may be necessary. And under no latitude of construction will the term comprehend consuls. Yet it has been found expedient, and has been the practice of Congress, to employ the inferior grades of public ministers, and to send and receive consuls. It is true, that where treaties of commerce stipulate for the mutual appointment of consuls, whose functions are connected with commerce, the admission of foreign consuls may fall within the power of making commercial treaties; and that where no such treaties exist, the mission of American consuls into foreign countries may PERHAPS be covered under the authority, given by the ninth article of the Confederation, to appoint all such civil officers as may be necessary for managing the general affairs of the United States. But the admission of consuls into the United States, where no previous treaty has stipulated it, seems to have been nowhere provided for. A supply of the omission is one of the lesser instances in which the convention have improved on the model before them. But the most minute provisions become important when they tend to obviate the necessity or the pretext for gradual and unobserved usurpations of power. A list of the cases in which Congress have been betrayed, or forced by the defects of the Confederation, into violations of their chartered authorities, would not a little surprise those who have paid no attention to the subject; and would be no inconsiderable argument in favor of the new Constitution, which seems to have provided no less studiously for the lesser, than the more obvious and striking defects of the old. The power to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations, belongs with equal propriety to the general government, and is a still greater improvement on the articles of Confederation. These articles contain no provision for the case of offenses against the law of nations; and consequently leave it in the power of any indiscreet member to embroil the Confederacy with foreign nations. The provision of the federal articles on the subject of piracies and felonies extends no further than to the establishment of courts for the trial of these offenses. The definition of piracies might, perhaps, without inconveniency, be left to the law of nations; though a legislative definition of them is found in most municipal codes.
2018 The second class of powers invested in the federal government consists of those that regulate interaction with foreign nations—namely: to make treaties; to send and receive ambassadors, other public ministers, and consuls; to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations; to regulate foreign commerce, including the power to prohibit the importation of slaves after 1808, and to lay an intermediate duty of ten dollars per head as a discouragement to such importations. This class forms an obvious and essential branch of federal administration.
1799 2019
1800 A definition of felonies on the high seas is evidently requisite. Felony is a term of loose signification, even in the common law of England; and of various import in the statute law of that kingdom. But neither the common nor the statute law of that, or of any other nation, ought to be a standard for the proceedings of this, unless previously made its own by legislative adoption. The meaning of the term, as defined in the codes of the several States, would be as impracticable as the former would be a dishonorable and illegitimate guide. It is not precisely the same in any two of the States; and varies in each with every revision of its criminal laws. For the sake of certainty and uniformity, therefore, the power of defining felonies in this case was in every respect necessary and proper.
2020 > **Quote:** "If we are to be one nation in any respect, it clearly ought to be in respect to other nations."
1801 2021
1802 The regulation of foreign commerce, having fallen within several views which have been taken of this subject, has been too fully discussed to need additional proofs here of its being properly submitted to the federal administration. It were doubtless to be wished, that the power of prohibiting the importation of slaves had not been postponed until the year 1808, or rather that it had been suffered to have immediate operation. But it is not difficult to account, either for this restriction on the general government, or for the manner in which the whole clause is expressed. It ought to be considered as a great point gained in favor of humanity, that a period of twenty years may terminate forever, within these States, a traffic which has so long and so loudly upbraided the barbarism of modern policy; that within that period, it will receive a considerable discouragement from the federal government, and may be totally abolished, by a concurrence of the few States which continue the unnatural traffic, in the prohibitory example which has been given by so great a majority of the Union. Happy would it be for the unfortunate Africans, if an equal prospect lay before them of being redeemed from the oppressions of their European brethren!
2022 The powers to make treaties and to send and receive ambassadors are self-evidently appropriate. Both appear in the Articles of Confederation, but with two improvements: treaties are now freed from state interference, and the power to appoint and receive "other public ministers and consuls" is expressly added. The term "ambassador," if strictly interpreted, includes only the highest rank, excluding lower ranks and consuls that the United States will most often need. Yet Congress has long employed these in practice. While sending consuls abroad might fall under existing authority, admitting foreign consuls without treaty stipulation had no provision. Correcting this omission exemplifies how the convention improved the previous model, for even the most minute provisions become important when they tend to obviate the necessity or the pretext for gradual and unobserved usurpations of power. The defects of the Confederation have forced Congress to violate its chartered authorities in ways that would surprise the inattentive; the new Constitution remedies these lesser defects as carefully as the more obvious ones.
1803 2023
1804 Attempts have been made to pervert this clause into an objection against the Constitution, by representing it on one side as a criminal toleration of an illicit practice, and on another as calculated to prevent voluntary and beneficial emigrations from Europe to America. I mention these misconstructions, not with a view to give them an answer, for they deserve none, but as specimens of the manner and spirit in which some have thought fit to conduct their opposition to the proposed government. The powers included in the THIRD class are those which provide for the harmony and proper intercourse among the States. Under this head might be included the particular restraints imposed on the authority of the States, and certain powers of the judicial department; but the former are reserved for a distinct class, and the latter will be particularly examined when we arrive at the structure and organization of the government. I shall confine myself to a cursory review of the remaining powers comprehended under this third description, to wit: to regulate commerce among the several States and the Indian tribes; to coin money, regulate the value thereof, and of foreign coin; to provide for the punishment of counterfeiting the current coin and secureties of the United States; to fix the standard of weights and measures; to establish a uniform rule of naturalization, and uniform laws of bankruptcy, to prescribe the manner in which the public acts, records, and judicial proceedings of each State shall be proved, and the effect they shall have in other States; and to establish post offices and post roads. The defect of power in the existing Confederacy to regulate the commerce between its several members, is in the number of those which have been clearly pointed out by experience. To the proofs and remarks which former papers have brought into view on this subject, it may be added that without this supplemental provision, the great and essential power of regulating foreign commerce would have been incomplete and ineffectual. A very material object of this power was the relief of the States which import and export through other States, from the improper contributions levied on them by the latter. Were these at liberty to regulate the trade between State and State, it must be foreseen that ways would be found out to load the articles of import and export, during the passage through their jurisdiction, with duties which would fall on the makers of the latter and the consumers of the former. We may be assured by past experience, that such a practice would be introduced by future contrivances; and both by that and a common knowledge of human affairs, that it would nourish unceasing animosities, and not improbably terminate in serious interruptions of the public tranquillity. To those who do not view the question through the medium of passion or of interest, the desire of the commercial States to collect, in any form, an indirect revenue from their uncommercial neighbors, must appear not less impolitic than it is unfair; since it would stimulate the injured party, by resentment as well as interest, to resort to less convenient channels for their foreign trade. But the mild voice of reason, pleading the cause of an enlarged and permanent interest, is but too often drowned, before public bodies as well as individuals, by the clamors of an impatient avidity for immediate and immoderate gain. The necessity of a superintending authority over the reciprocal trade of confederated States, has been illustrated by other examples as well as our own. In Switzerland, where the Union is so very slight, each canton is obliged to allow to merchandises a passage through its jurisdiction into other cantons, without an augmentation of the tolls. In Germany it is a law of the empire, that the princes and states shall not lay tolls or customs on bridges, rivers, or passages, without the consent of the emperor and the diet; though it appears from a quotation in an antecedent paper, that the practice in this, as in many other instances in that confederacy, has not followed the law, and has produced there the mischiefs which have been foreseen here. Among the restraints imposed by the Union of the Netherlands on its members, one is, that they shall not establish imposts disadvantageous to their neighbors, without the general permission. The regulation of commerce with the Indian tribes is very properly unfettered from two limitations in the articles of Confederation, which render the provision obscure and contradictory. The power is there restrained to Indians, not members of any of the States, and is not to violate or infringe the legislative right of any State within its own limits. What description of Indians are to be deemed members of a State, is not yet settled, and has been a question of frequent perplexity and contention in the federal councils. And how the trade with Indians, though not members of a State, yet residing within its legislative jurisdiction, can be regulated by an external authority, without so far intruding on the internal rights of legislation, is absolutely incomprehensible. This is not the only case in which the articles of Confederation have inconsiderately endeavored to accomplish impossibilities; to reconcile a partial sovereignty in the Union, with complete sovereignty in the States; to subvert a mathematical axiom, by taking away a part, and letting the whole remain. All that need be remarked on the power to coin money, regulate the value thereof, and of foreign coin, is, that by providing for this last case, the Constitution has supplied a material omission in the articles of Confederation. The authority of the existing Congress is restrained to the regulation of coin STRUCK by their own authority, or that of the respective States. It must be seen at once that the proposed uniformity in the VALUE of the current coin might be destroyed by subjecting that of foreign coin to the different regulations of the different States. The punishment of counterfeiting the public securities, as well as the current coin, is submitted of course to that authority which is to secure the value of both. The regulation of weights and measures is transferred from the articles of Confederation, and is founded on like considerations with the preceding power of regulating coin.
2024 The power to define and punish piracies and felonies on the high seas, and offenses against the law of nations, belongs with equal appropriateness to the general government and represents a great improvement over the Articles. Those articles contained no provision for law of nations offenses, leaving it in the power of any indiscreet member to embroil the Confederacy with foreign nations. Their piracy provision only established courts for trial, not definitions. While piracy might be left to international law, felony clearly requires definition. The term is vague even in English common law, and varies across states with every revision of their criminal codes. Neither foreign law nor the diverse state codes should define our proceedings without our legislature's adoption. For certainty and uniformity, federal definition was necessary and proper.
1805 2025
1806 The dissimilarity in the rules of naturalization has long been remarked as a fault in our system, and as laying a foundation for intricate and delicate questions. In the fourth article of the Confederation, it is declared “that the FREE INHABITANTS of each of these States, paupers, vagabonds, and fugitives from justice, excepted, shall be entitled to all privileges and immunities of FREE CITIZENS in the several States; and THE PEOPLE of each State shall, in every other, enjoy all the privileges of trade and commerce,” etc. There is a confusion of language here, which is remarkable. Why the terms FREE INHABITANTS are used in one part of the article, FREE CITIZENS in another, and PEOPLE in another; or what was meant by superadding to “all privileges and immunities of free citizens,” “all the privileges of trade and commerce,” cannot easily be determined. It seems to be a construction scarcely avoidable, however, that those who come under the denomination of FREE INHABITANTS of a State, although not citizens of such State, are entitled, in every other State, to all the privileges of FREE CITIZENS of the latter; that is, to greater privileges than they may be entitled to in their own State: so that it may be in the power of a particular State, or rather every State is laid under a necessity, not only to confer the rights of citizenship in other States upon any whom it may admit to such rights within itself, but upon any whom it may allow to become inhabitants within its jurisdiction. But were an exposition of the term “inhabitants” to be admitted which would confine the stipulated privileges to citizens alone, the difficulty is diminished only, not removed. The very improper power would still be retained by each State, of naturalizing aliens in every other State. In one State, residence for a short term confirms all the rights of citizenship: in another, qualifications of greater importance are required. An alien, therefore, legally incapacitated for certain rights in the latter, may, by previous residence only in the former, elude his incapacity; and thus the law of one State be preposterously rendered paramount to the law of another, within the jurisdiction of the other. We owe it to mere casualty, that very serious embarrassments on this subject have been hitherto escaped. By the laws of several States, certain descriptions of aliens, who had rendered themselves obnoxious, were laid under interdicts inconsistent not only with the rights of citizenship but with the privilege of residence. What would have been the consequence, if such persons, by residence or otherwise, had acquired the character of citizens under the laws of another State, and then asserted their rights as such, both to residence and citizenship, within the State proscribing them? Whatever the legal consequences might have been, other consequences would probably have resulted, of too serious a nature not to be provided against. The new Constitution has accordingly, with great propriety, made provision against them, and all others proceeding from the defect of the Confederation on this head, by authorizing the general government to establish a uniform rule of naturalization throughout the United States. The power of establishing uniform laws of bankruptcy is so intimately connected with the regulation of commerce, and will prevent so many frauds where the parties or their property may lie or be removed into different States, that the expediency of it seems not likely to be drawn into question. The power of prescribing by general laws, the manner in which the public acts, records and judicial proceedings of each State shall be proved, and the effect they shall have in other States, is an evident and valuable improvement on the clause relating to this subject in the articles of Confederation. The meaning of the latter is extremely indeterminate, and can be of little importance under any interpretation which it will bear. The power here established may be rendered a very convenient instrument of justice, and be particularly beneficial on the borders of contiguous States, where the effects liable to justice may be suddenly and secretly translated, in any stage of the process, within a foreign jurisdiction. The power of establishing post roads must, in every view, be a harmless power, and may, perhaps, by judicious management, become productive of great public conveniency.
2026 The regulation of foreign commerce has been so thoroughly discussed that no further proof is needed. It would undoubtedly be better had the prohibition on slave importation taken effect immediately rather than after 1808, but the restriction is not difficult to account for.
1807 2027
1808 Nothing which tends to facilitate the intercourse between the States can be deemed unworthy of the public care.
2028 > **Quote:** "It ought to be considered as a great point gained in favor of humanity, that a period of twenty years may terminate forever, within these States, a traffic which has so long and so loudly upbraided the barbarism of modern policy; that within that period, it will receive a considerable discouragement from the federal government, and may be totally abolished, by a concurrence of the few States which continue the unnatural traffic, in the prohibitory example which has been given by so great a majority of the Union."
1809 2029
1810 PUBLIUS.
2030 It would be a blessing for the unfortunate Africans if they had an equal prospect of freedom from their European oppressors! Attempts to distort this clause—representing it either as criminal tolerance of an illicit practice or as preventing beneficial European immigration—deserve no answer, but they illustrate the spirit of opposition to the proposed government.
1811 2031
2032 The THIRD class provides for harmony among the states. Though specific state restraints and judicial powers belong here, the former will be discussed separately and the latter when we examine government structure. I limit myself to the remaining powers: regulating commerce among the states and Indian tribes; coining money and regulating its value and that of foreign coin; punishing counterfeiting of U.S. securities; fixing weights and measures; establishing uniform naturalization and bankruptcy laws; prescribing how each state's public acts, records, and judicial proceedings shall be proved and their effect in other states; and establishing post offices and roads.
1812 2033
2034 The Confederacy's lack of power to regulate commerce among its members is a defect proven by experience. Without it, foreign commerce regulation would remain incomplete. This power protects states that trade through neighboring jurisdictions from unfair taxes levied on passing imports and exports. Left to themselves, states would inevitably devise schemes to burden such commerce, falling ultimately on producers and consumers. Experience and human nature suggest this would fuel hostility and disrupt public peace. To impartial observers, such indirect revenue extraction appears both unwise and unfair, provoking retaliation through less convenient trade channels. > **Quote:** "But the mild voice of reason, pleading the cause of an enlarged and permanent interest, is but too often drowned, before public bodies as well as individuals, by the clamors of an impatient avidity for immediate and immoderate gain."
1813 2035
2036 The necessity of supervising authority over reciprocal trade of confederated states is illustrated by other examples. In Switzerland, where the union is very loose, each canton must allow merchandise to pass through its jurisdiction into other cantons without increased tolls. In Germany, imperial law prohibits princes and states from imposing tolls or customs without emperor and diet consent; though practice has not followed law, producing the very mischiefs foreseen here. The Netherlands Union also prohibits members from establishing taxes disadvantageous to neighbors without general permission.
1814 2037
2038 Regulation of commerce with Indian tribes is properly freed from two Articles of Confederation limitations that made the provision obscure and contradictory. That power is currently restricted to Indians "not members of any of the states," and must not "violate the legislative right of any state within its own limits." What constitutes "members of a state" remains unsettled, a source of frequent confusion. How trade with Indians—even if non-members but residing within state jurisdiction—can be regulated externally without intruding on internal legislative rights is incomprehensible. This is not the only case where the Articles thoughtlessly attempted the impossible: > **Quote:** "to reconcile a partial sovereignty in the Union, with complete sovereignty in the States; to subvert a mathematical axiom, by taking away a part, and letting the whole remain."
2039
2040 All that needs to be said regarding the power to coin money and regulate its value and that of foreign coin is that by providing for the latter, the Constitution fixes a significant Articles omission. The current Congress's authority is limited to regulating coin minted by its own authority or that of the respective states; obviously, currency uniformity could be destroyed if foreign coin faced different state regulations. Punishing counterfeiting of public securities and currency naturally belongs to the authority securing their value. The regulation of weights and measures is transferred from the Articles on similar considerations.
2041
2042 The dissimilarity in the rules of naturalization has long been noted as a fault in our system, laying a foundation for intricate and delicate questions. The Confederation's fourth article declares "that the FREE INHABITANTS of each of these States, paupers, vagabonds, and fugitives from justice excepted, shall be entitled to all privileges and immunities of FREE CITIZENS in the several States; and THE PEOPLE of each State shall, in every other, enjoy all the privileges of trade and commerce," etc. This language is remarkably confused. Why use "free inhabitants," "free citizens," and "people" interchangeably, or add "privileges of trade and commerce" to "privileges and immunities of free citizens"? The unavoidable interpretation is that "free inhabitants" of one state, even if not citizens, are entitled in every other state to all privileges of that state's "free citizens"—potentially receiving greater privileges abroad than at home. Thus each state is forced to grant citizenship rights in other states not only to those it admits as citizens, but to anyone it allows as an inhabitant.
2043
2044 Even limiting "inhabitants" to citizens, the difficulty remains. Each state retains the improper power of naturalizing aliens for every other state. One state may grant citizenship after brief residence, another requires greater qualifications. An alien barred from certain rights in the latter could bypass those restrictions by residing in the former, absurdly rendering one state's law superior to another's within that other's jurisdiction. We owe it to mere chance that serious embarrassments have been avoided. Several states placed objectionable aliens under bans inconsistent with citizenship and even residence rights. Had such persons acquired citizenship in another state and then asserted their rights in the banning state, the consequences would have been serious. The new Constitution has very properly authorized a uniform naturalization rule throughout the United States.
2045
2046 The power to establish uniform bankruptcy laws is so closely connected to commerce regulation, and will prevent so many frauds where parties or property move between states, that its necessity is unlikely to be questioned.
2047
2048 The power to prescribe, through general laws, how each state's public acts, records, and judicial proceedings shall be proved and their effect in other states is a clear and valuable improvement over the Articles' vague clause. This can become a convenient instrument of justice, especially beneficial in border areas where assets might be suddenly moved to another jurisdiction.
2049
2050 The power to establish post roads is, from every perspective, harmless and may, through wise management, become a great public convenience.
2051
2052 Nothing that serves to facilitate interaction between the states should be considered unworthy of public attention.
2053
2054 PUBLIUS.
2055
1815 2056 ## No. XLIII. - The Same Subject Continued (The Powers Conferred by the Constitution Further Considered)
1816 2057
1817 2058 For the Independent Journal.
@@ -1821,23 +2062,93 @@
1821 2062
1822 2063 To the People of the State of New York:
1823 2064
1824 The fourth class comprises the following miscellaneous powers:1. A power “to promote the progress of science and useful arts, by securing, for a limited time, to authors and inventors, the exclusive right to their respective writings and discoveries. “The utility of this power will scarcely be questioned. The copyright of authors has been solemnly adjudged, in Great Britain, to be a right of common law. The right to useful inventions seems with equal reason to belong to the inventors.
2065 The fourth category includes the following miscellaneous powers:
1825 2066
1826 The public good fully coincides in both cases with the claims of individuals. The States cannot separately make effectual provisions for either of the cases, and most of them have anticipated the decision of this point, by laws passed at the instance of Congress. 2. “To exercise exclusive legislation, in all cases whatsoever, over such district (not exceeding ten miles square) as may, by cession of particular States and the acceptance of Congress, become the seat of the government of the United States; and to exercise like authority over all places purchased by the consent of the legislatures of the States in which the same shall be, for the erection of forts, magazines, arsenals, dockyards, and other needful buildings. “The indispensable necessity of complete authority at the seat of government, carries its own evidence with it. It is a power exercised by every legislature of the Union, I might say of the world, by virtue of its general supremacy. Without it, not only the public authority might be insulted and its proceedings interrupted with impunity; but a dependence of the members of the general government on the State comprehending the seat of the government, for protection in the exercise of their duty, might bring on the national councils an imputation of awe or influence, equally dishonorable to the government and dissatisfactory to the other members of the Confederacy. This consideration has the more weight, as the gradual accumulation of public improvements at the stationary residence of the government would be both too great a public pledge to be left in the hands of a single State, and would create so many obstacles to a removal of the government, as still further to abridge its necessary independence. The extent of this federal district is sufficiently circumscribed to satisfy every jealousy of an opposite nature. And as it is to be appropriated to this use with the consent of the State ceding it; as the State will no doubt provide in the compact for the rights and the consent of the citizens inhabiting it; as the inhabitants will find sufficient inducements of interest to become willing parties to the cession; as they will have had their voice in the election of the government which is to exercise authority over them; as a municipal legislature for local purposes, derived from their own suffrages, will of course be allowed them; and as the authority of the legislature of the State, and of the inhabitants of the ceded part of it, to concur in the cession, will be derived from the whole people of the State in their adoption of the Constitution, every imaginable objection seems to be obviated. The necessity of a like authority over forts, magazines, etc., established by the general government, is not less evident. The public money expended on such places, and the public property deposited in them, requires that they should be exempt from the authority of the particular State. Nor would it be proper for the places on which the security of the entire Union may depend, to be in any degree dependent on a particular member of it. All objections and scruples are here also obviated, by requiring the concurrence of the States concerned, in every such establishment. 3. “To declare the punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attained. “As treason may be committed against the United States, the authority of the United States ought to be enabled to punish it. But as new-fangled and artificial treasons have been the great engines by which violent factions, the natural offspring of free government, have usually wreaked their alternate malignity on each other, the convention have, with great judgment, opposed a barrier to this peculiar danger, by inserting a constitutional definition of the crime, fixing the proof necessary for conviction of it, and restraining the Congress, even in punishing it, from extending the consequences of guilt beyond the person of its author. 4. “To admit new States into the Union; but no new State shall be formed or erected within the jurisdiction of any other State; nor any State be formed by the junction of two or more States, or parts of States, without the consent of the legislatures of the States concerned, as well as of the Congress. “In the articles of Confederation, no provision is found on this important subject. Canada was to be admitted of right, on her joining in the measures of the United States; and the other COLONIES, by which were evidently meant the other British colonies, at the discretion of nine States. The eventual establishment of NEW STATES seems to have been overlooked by the compilers of that instrument. We have seen the inconvenience of this omission, and the assumption of power into which Congress have been led by it. With great propriety, therefore, has the new system supplied the defect. The general precaution, that no new States shall be formed, without the concurrence of the federal authority, and that of the States concerned, is consonant to the principles which ought to govern such transactions. The particular precaution against the erection of new States, by the partition of a State without its consent, quiets the jealousy of the larger States; as that of the smaller is quieted by a like precaution, against a junction of States without their consent. 5. “To dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States, with a proviso, that nothing in the Constitution shall be so construed as to prejudice any claims of the United States, or of any particular State. “This is a power of very great importance, and required by considerations similar to those which show the propriety of the former. The proviso annexed is proper in itself, and was probably rendered absolutely necessary by jealousies and questions concerning the Western territory sufficiently known to the public. 6. “To guarantee to every State in the Union a republican form of government; to protect each of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convened), against domestic violence. “In a confederacy founded on republican principles, and composed of republican members, the superintending government ought clearly to possess authority to defend the system against aristocratic or monarchial innovations. The more intimate the nature of such a union may be, the greater interest have the members in the political institutions of each other; and the greater right to insist that the forms of government under which the compact was entered into should be SUBSTANTIALLY maintained. But a right implies a remedy; and where else could the remedy be deposited, than where it is deposited by the Constitution? Governments of dissimilar principles and forms have been found less adapted to a federal coalition of any sort, than those of a kindred nature. “As the confederate republic of Germany,” says Montesquieu, “consists of free cities and petty states, subject to different princes, experience shows us that it is more imperfect than that of Holland and Switzerland. “ “Greece was undone,” he adds, “as soon as the king of Macedon obtained a seat among the Amphictyons. “ In the latter case, no doubt, the disproportionate force, as well as the monarchical form, of the new confederate, had its share of influence on the events. It may possibly be asked, what need there could be of such a precaution, and whether it may not become a pretext for alterations in the State governments, without the concurrence of the States themselves. These questions admit of ready answers. If the interposition of the general government should not be needed, the provision for such an event will be a harmless superfluity only in the Constitution. But who can say what experiments may be produced by the caprice of particular States, by the ambition of enterprising leaders, or by the intrigues and influence of foreign powers? To the second question it may be answered, that if the general government should interpose by virtue of this constitutional authority, it will be, of course, bound to pursue the authority. But the authority extends no further than to a GUARANTY of a republican form of government, which supposes a pre-existing government of the form which is to be guaranteed. As long, therefore, as the existing republican forms are continued by the States, they are guaranteed by the federal Constitution. Whenever the States may choose to substitute other republican forms, they have a right to do so, and to claim the federal guaranty for the latter. The only restriction imposed on them is, that they shall not exchange republican for antirepublican Constitutions; a restriction which, it is presumed, will hardly be considered as a grievance.
2067 1. A power “to promote the progress of science and useful arts, by securing, for a limited time, to authors and inventors, the exclusive right to their respective writings and discoveries.”
1827 2068
1828 A protection against invasion is due from every society to the parts composing it. The latitude of the expression here used seems to secure each State, not only against foreign hostility, but against ambitious or vindictive enterprises of its more powerful neighbors. The history, both of ancient and modern confederacies, proves that the weaker members of the union ought not to be insensible to the policy of this article. Protection against domestic violence is added with equal propriety. It has been remarked, that even among the Swiss cantons, which, properly speaking, are not under one government, provision is made for this object; and the history of that league informs us that mutual aid is frequently claimed and afforded; and as well by the most democratic, as the other cantons. A recent and well-known event among ourselves has warned us to be prepared for emergencies of a like nature. At first view, it might seem not to square with the republican theory, to suppose, either that a majority have not the right, or that a minority will have the force, to subvert a government; and consequently, that the federal interposition can never be required, but when it would be improper. But theoretic reasoning, in this as in most other cases, must be qualified by the lessons of practice. Why may not illicit combinations, for purposes of violence, be formed as well by a majority of a State, especially a small State as by a majority of a county, or a district of the same State; and if the authority of the State ought, in the latter case, to protect the local magistracy, ought not the federal authority, in the former, to support the State authority? Besides, there are certain parts of the State constitutions which are so interwoven with the federal Constitution, that a violent blow cannot be given to the one without communicating the wound to the other.
2069 This power's usefulness is clear. Britain recognizes copyright as common law; inventors deserve similar rights.
1829 2070
1830 Insurrections in a State will rarely induce a federal interposition, unless the number concerned in them bear some proportion to the friends of government. It will be much better that the violence in such cases should be repressed by the superintending power, than that the majority should be left to maintain their cause by a bloody and obstinate contest. The existence of a right to interpose, will generally prevent the necessity of exerting it. Is it true that force and right are necessarily on the same side in republican governments? May not the minor party possess such a superiority of pecuniary resources, of military talents and experience, or of secret succors from foreign powers, as will render it superior also in an appeal to the sword? May not a more compact and advantageous position turn the scale on the same side, against a superior number so situated as to be less capable of a prompt and collected exertion of its strength? Nothing can be more chimerical than to imagine that in a trial of actual force, victory may be calculated by the rules which prevail in a census of the inhabitants, or which determine the event of an election!
2071 **Quote:**
1831 2072
1832 May it not happen, in fine, that the minority of CITIZENS may become a majority of PERSONS, by the accession of alien residents, of a casual concourse of adventurers, or of those whom the constitution of the State has not admitted to the rights of suffrage? I take no notice of an unhappy species of population abounding in some of the States, who, during the calm of regular government, are sunk below the level of men; but who, in the tempestuous scenes of civil violence, may emerge into the human character, and give a superiority of strength to any party with which they may associate themselves. In cases where it may be doubtful on which side justice lies, what better umpires could be desired by two violent factions, flying to arms, and tearing a State to pieces, than the representatives of confederate States, not heated by the local flame? To the impartiality of judges, they would unite the affection of friends. Happy would it be if such a remedy for its infirmities could be enjoyed by all free governments; if a project equally effectual could be established for the universal peace of mankind! Should it be asked, what is to be the redress for an insurrection pervading all the States, and comprising a superiority of the entire force, though not a constitutional right? the answer must be, that such a case, as it would be without the compass of human remedies, so it is fortunately not within the compass of human probability; and that it is a sufficient recommendation of the federal Constitution, that it diminishes the risk of a calamity for which no possible constitution can provide a cure. Among the advantages of a confederate republic enumerated by Montesquieu, an important one is, “that should a popular insurrection happen in one of the States, the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound. “7. “To consider all debts contracted, and engagements entered into, before the adoption of this Constitution, as being no less valid against the United States, under this Constitution, than under the Confederation. “This can only be considered as a declaratory proposition; and may have been inserted, among other reasons, for the satisfaction of the foreign creditors of the United States, who cannot be strangers to the pretended doctrine, that a change in the political form of civil society has the magical effect of dissolving its moral obligations. Among the lesser criticisms which have been exercised on the Constitution, it has been remarked that the validity of engagements ought to have been asserted in favor of the United States, as well as against them; and in the spirit which usually characterizes little critics, the omission has been transformed and magnified into a plot against the national rights. The authors of this discovery may be told, what few others need to be informed of, that as engagements are in their nature reciprocal, an assertion of their validity on one side, necessarily involves a validity on the other side; and that as the article is merely declaratory, the establishment of the principle in one case is sufficient for every case. They may be further told, that every constitution must limit its precautions to dangers that are not altogether imaginary; and that no real danger can exist that the government would DARE, with, or even without, this constitutional declaration before it, to remit the debts justly due to the public, on the pretext here condemned. 8. “To provide for amendments to be ratified by three fourths of the States under two exceptions only. “That useful alterations will be suggested by experience, could not but be foreseen. It was requisite, therefore, that a mode for introducing them should be provided. The mode preferred by the convention seems to be stamped with every mark of propriety. It guards equally against that extreme facility, which would render the Constitution too mutable; and that extreme difficulty, which might perpetuate its discovered faults. It, moreover, equally enables the general and the State governments to originate the amendment of errors, as they may be pointed out by the experience on one side, or on the other. The exception in favor of the equality of suffrage in the Senate, was probably meant as a palladium to the residuary sovereignty of the States, implied and secured by that principle of representation in one branch of the legislature; and was probably insisted on by the States particularly attached to that equality. The other exception must have been admitted on the same considerations which produced the privilege defended by it. 9. “The ratification of the conventions of nine States shall be sufficient for the establishment of this Constitution between the States, ratifying the same. “This article speaks for itself.
2073 > "The public good fully coincides in both cases with the claims of individuals."
1833 2074
1834 The express authority of the people alone could give due validity to the Constitution. To have required the unanimous ratification of the thirteen States, would have subjected the essential interests of the whole to the caprice or corruption of a single member. It would have marked a want of foresight in the convention, which our own experience would have rendered inexcusable. Two questions of a very delicate nature present themselves on this occasion: 1. On what principle the Confederation, which stands in the solemn form of a compact among the States, can be superseded without the unanimous consent of the parties to it? 2. What relation is to subsist between the nine or more States ratifying the Constitution, and the remaining few who do not become parties to it? The first question is answered at once by recurring to the absolute necessity of the case; to the great principle of self-preservation; to the transcendent law of nature and of nature’s God, which declares that the safety and happiness of society are the objects at which all political institutions aim, and to which all such institutions must be sacrificed. PERHAPS, also, an answer may be found without searching beyond the principles of the compact itself. It has been heretofore noted among the defects of the Confederation, that in many of the States it had received no higher sanction than a mere legislative ratification. The principle of reciprocality seems to require that its obligation on the other States should be reduced to the same standard. A compact between independent sovereigns, founded on ordinary acts of legislative authority, can pretend to no higher validity than a league or treaty between the parties. It is an established doctrine on the subject of treaties, that all the articles are mutually conditions of each other; that a breach of any one article is a breach of the whole treaty; and that a breach, committed by either of the parties, absolves the others, and authorizes them, if they please, to pronounce the compact violated and void. Should it unhappily be necessary to appeal to these delicate truths for a justification for dispensing with the consent of particular States to a dissolution of the federal pact, will not the complaining parties find it a difficult task to answer the MULTIPLIED and IMPORTANT infractions with which they may be confronted? The time has been when it was incumbent on us all to veil the ideas which this paragraph exhibits. The scene is now changed, and with it the part which the same motives dictate. The second question is not less delicate; and the flattering prospect of its being merely hypothetical forbids an overcurious discussion of it. It is one of those cases which must be left to provide for itself. In general, it may be observed, that although no political relation can subsist between the assenting and dissenting States, yet the moral relations will remain uncancelled. The claims of justice, both on one side and on the other, will be in force, and must be fulfilled; the rights of humanity must in all cases be duly and mutually respected; whilst considerations of a common interest, and, above all, the remembrance of the endearing scenes which are past, and the anticipation of a speedy triumph over the obstacles to reunion, will, it is hoped, not urge in vain MODERATION on one side, and PRUDENCE on the other.
1835 2075
1836 PUBLIUS.
2076 States cannot effectively provide for either individually, and most have anticipated this necessity.
1837 2077
2078 2. “To exercise exclusive legislation, in all cases whatsoever, over such district (not exceeding ten miles square) as may, by cession of particular States and the acceptance of Congress, become the seat of the government of the United States; and to exercise like authority over all places purchased by the consent of the legislatures of the States in which the same shall be, for the erection of forts, magazines, arsenals, dockyards, and other needful buildings.”
1838 2079
2080 The absolute necessity of complete authority at the seat of government is self‑evident. Without it, public authority could be insulted and its proceedings interrupted with impunity. If national officials depended on the State containing the capital for protection, it might subject national councils to an 'imputation of awe or influence'—equally dishonorable to the government and unsatisfactory to other Confederacy members. The gradual accumulation of public improvements at the government's permanent residence would be too great a national asset to leave in a single State's hands, creating obstacles to moving the government and diminishing its independence.
1839 2081
2082 The district's size is limited; the land is ceded with State consent, which will protect citizens' rights. Inhabitants will have voted for the ruling government, will likely retain a local legislature, and the transfer authority derives from the whole people of the State through the Constitution—all objections seem answered.
1840 2083
2084 Similar authority over forts, magazines, arsenals, and dockyards is equally necessary. Public money and property there must be exempt from any specific State's authority, and places essential to the Union's security should not depend on a single member. Requiring the States' agreement addresses all concerns.
2085
2086 3. “To declare the punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attained.”
2087
2088 Since treason can be committed against the United States, the federal government must have authority to punish it. But as > **Quote:** 'new-fangled and artificial treasons have been the great engines by which violent factions... have usually wreaked their alternate malignity on each other,' the convention wisely created barriers: a constitutional definition, strict evidence requirements, and preventing Congress from extending guilt's consequences beyond the offender to descendants.
2089
2090 4. “To admit new States into the Union; but no new State shall be formed or erected within the jurisdiction of any other State; nor any State be formed by the junction of two or more States, or parts of States, without the consent of the legislatures of the States concerned, as well as of the Congress.”
2091
2092 The Articles of Confederation lacked provisions for admitting new States. Canada could join by right; other colonies could be admitted by nine States' discretion. The creation of entirely new states was overlooked, causing inconvenience and forcing Congress to assume power. The new system correctly fixes this. The general rule requiring both federal and State consent is sound; specific protections against splitting or joining States without consent calm both large and small States' anxieties.
2093
2094 5. “To dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States, with a proviso, that nothing in the Constitution shall be so construed as to prejudice any claims of the United States, or of any particular State.”
2095
2096 This important power is justified as above. The proviso—preventing constitutional interpretation from prejudicing claims of the United States or any State—was likely necessitated by disputes over Western territories.
2097
2098 6. “To guarantee to every State in the Union a republican form of government; to protect each of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convened), against domestic violence.”
2099
2100 In a republican confederacy, the overseeing government should defend the system against antirepublican changes. Closer union means greater interest in members' political institutions and right to insist on maintaining agreed forms.
2101
2102 A right requires a remedy, properly placed in the Constitution. Governments with conflicting forms suit federal coalitions poorly. Montesquieu noted Germany's mixed confederation proved less perfect than Holland's or Switzerland's, and Greece's ruin began when Macedon's king joined the Amphictyons.
2103
2104 Why is this precaution necessary? Might it let the federal government alter State governments? If never needed, it's harmless. But State whims, ambitious leaders, or foreign schemes may create unforeseen dangers.
2105
2106 Federal intervention is bound by constitutional authority, which only guarantees a republican form—assuming one exists to be guaranteed. States may alter their republican forms and claim protection for the new version.
2107
2108 **Quote:**
2109
2110 > "The only restriction imposed on them is, that they shall not exchange republican for antirepublican Constitutions; a restriction which, it is presumed, will hardly be considered as a grievance."
2111
2112
2113 Every society must protect members from invasion—here, from foreign enemies and powerful neighbors' ambitions. Protection against domestic violence is equally justified. Even Swiss cantons provide mutual aid, and a recent domestic event warns us to prepare.
2114
2115 It might seem un‑republican to suggest federal intervention, but theory must yield to experience. Violent groups could form within a majority, especially in small States. If State authority protects local officials, federal authority should support States. Parts of State constitutions are so intertwined with the federal that injuring one wounds the other.
2116
2117 Federal intervention will be rare unless insurrectionists significantly outnumber supporters. Better that supervising power suppress violence than force majority into bloody conflict. The intervention right's existence generally prevents its use. In republics, might isn't always with right—a minority might have superior resources, skill, foreign aid, or strategic position.
2118
2119 **Quote:**
2120
2121 > "Nothing can be more chimerical than to imagine that in a trial of actual force, victory may be calculated by the rules which prevail in a census of the inhabitants, or which determine the event of an election!"
2122
2123
2124 Could a minority of citizens become a majority of persons through aliens, adventurers, or disenfranchised residents? I take no notice of that 'unhappy species of population' in some States who, during the calm of regular government, are sunk below the level of men, but who in the tempest of civil violence might emerge into their human character and tip the scales of strength. In unclear cases, what better mediators than allied States' representatives, adding friends' affection to judges' impartiality?
2125
2126 What remedy for an insurrection spreading through all States? Such a case is beyond remedy and probability. The Constitution's virtue is reducing this risk. Montesquieu listed this as an essential benefit of a confederate republic:
2127
2128 > **Quote:** 'should a popular insurrection happen in one of the States, the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound.'
2129
2130 7. “To consider all debts contracted, and engagements entered into, before the adoption of this Constitution, as being no less valid against the United States, under this Constitution, than under the Confederation.”
2131
2132 This should be seen as a clarifying statement, included to reassure foreign creditors aware of false claims that changing political systems dissolves moral obligations. Critics say it should have asserted validity for the United States too, portraying omission as conspiratorial. They should be told that reciprocal agreements imply mutual validity, and establishing principle in one instance suffices. Constitutions must limit safeguards to real dangers, not imaginary ones. No real danger exists that government would dare cancel public debts—with or without this declaration.
2133
2134 8. “To provide for amendments to be ratified by three fourths of the States under two exceptions only.”
2135
2136 Experience inevitably suggests changes, so a method was necessary. The convention's method seems perfectly appropriate.
2137
2138 > "It guards equally against that extreme facility, which would render the Constitution too mutable; and that extreme difficulty, which might perpetuate its discovered faults."
2139
2140 It allows both federal and State governments to initiate corrections as experience reveals errors. The Senate representation exception likely protects State sovereignty; the other exception defends its privilege for the same reasons.
2141
2142 9. “The ratification of the conventions of nine States shall be sufficient for the establishment of this Constitution between the States, ratifying the same.”
2143
2144 Only popular authority could properly validate the Constitution. Unanimous consent would subject vital interests to one member's whims—an inexcusable lack of foresight. Two questions arise: 1. How replace the Confederation pact without unanimous consent? 2. What relationship between ratifying and non‑ratifying States? The first answer is found in:
2145
2146 > **Quote:** 'the absolute necessity of the case; to the great principle of self-preservation; to the transcendent law of nature and of nature’s God, which declares that the safety and happiness of society are the objects at which all political institutions aim, and to which all such institutions must be sacrificed.'
2147
2148 The Confederation was weak because many States ratified it only legislatively, making it essentially a treaty. In treaty law, a breach by one party releases others. Using these truths to justify proceeding without certain States is answerable by their own violations. The second question is equally delicate but hopefully theoretical. No formal relationship can exist between ratifying and non‑ratifying States, but moral obligations, justice, and human rights remain. Shared interests and hopes for reunion should encourage moderation.
2149
2150 PUBLIUS.
2151
1841 2152 ## No. XLIV. - Restrictions on the Authority of the Several States
1842 2153
1843 2154 From the New York Packet. Friday, January 25, 1788.
@@ -1847,23 +2158,72 @@
1847 2158
1848 2159 To the People of the State of New York:
1849 2160
1850 A fifth class of provisions in favor of the federal authority consists of the following restrictions on the authority of the several States:1. “No State shall enter into any treaty, alliance, or confederation; grant letters of marque and reprisal; coin money; emit bills of credit; make any thing but gold and silver a legal tender in payment of debts; pass any bill of attainder, ex-post-facto law, or law impairing the obligation of contracts; or grant any title of nobility. “The prohibition against treaties, alliances, and confederations makes a part of the existing articles of Union; and for reasons which need no explanation, is copied into the new Constitution. The prohibition of letters of marque is another part of the old system, but is somewhat extended in the new. According to the former, letters of marque could be granted by the States after a declaration of war; according to the latter, these licenses must be obtained, as well during war as previous to its declaration, from the government of the United States. This alteration is fully justified by the advantage of uniformity in all points which relate to foreign powers; and of immediate responsibility to the nation in all those for whose conduct the nation itself is to be responsible.
2161 A fifth class of provisions supporting federal authority imposes the following restrictions on the individual States:
1851 2162
1852 The right of coining money, which is here taken from the States, was left in their hands by the Confederation, as a concurrent right with that of Congress, under an exception in favor of the exclusive right of Congress to regulate the alloy and value. In this instance, also, the new provision is an improvement on the old. Whilst the alloy and value depended on the general authority, a right of coinage in the particular States could have no other effect than to multiply expensive mints and diversify the forms and weights of the circulating pieces. The latter inconveniency defeats one purpose for which the power was originally submitted to the federal head; and as far as the former might prevent an inconvenient remittance of gold and silver to the central mint for recoinage, the end can be as well attained by local mints established under the general authority.
2163 1. “No State shall enter into any treaty, alliance, or confederation; grant letters of marque and reprisal; coin money; issue paper money; make anything but gold and silver a legal tender for the payment of debts; pass any bill of attainder, ex-post-facto law, or law undermining the obligation of contracts; or grant any title of nobility.”
1853 2164
1854 The extension of the prohibition to bills of credit must give pleasure to every citizen, in proportion to his love of justice and his knowledge of the true springs of public prosperity. The loss which America has sustained since the peace, from the pestilent effects of paper money on the necessary confidence between man and man, on the necessary confidence in the public councils, on the industry and morals of the people, and on the character of republican government, constitutes an enormous debt against the States chargeable with this unadvised measure, which must long remain unsatisfied; or rather an accumulation of guilt, which can be expiated no otherwise than by a voluntary sacrifice on the altar of justice, of the power which has been the instrument of it. In addition to these persuasive considerations, it may be observed, that the same reasons which show the necessity of denying to the States the power of regulating coin, prove with equal force that they ought not to be at liberty to substitute a paper medium in the place of coin. Had every State a right to regulate the value of its coin, there might be as many different currencies as States, and thus the intercourse among them would be impeded; retrospective alterations in its value might be made, and thus the citizens of other States be injured, and animosities be kindled among the States themselves. The subjects of foreign powers might suffer from the same cause, and hence the Union be discredited and embroiled by the indiscretion of a single member. No one of these mischiefs is less incident to a power in the States to emit paper money, than to coin gold or silver. The power to make any thing but gold and silver a tender in payment of debts, is withdrawn from the States, on the same principle with that of issuing a paper currency. Bills of attainder, ex-post-facto laws, and laws impairing the obligation of contracts, are contrary to the first principles of the social compact, and to every principle of sound legislation. The two former are expressly prohibited by the declarations prefixed to some of the State constitutions, and all of them are prohibited by the spirit and scope of these fundamental charters. Our own experience has taught us, nevertheless, that additional fences against these dangers ought not to be omitted. Very properly, therefore, have the convention added this constitutional bulwark in favor of personal security and private rights; and I am much deceived if they have not, in so doing, as faithfully consulted the genuine sentiments as the undoubted interests of their constituents. The sober people of America are weary of the fluctuating policy which has directed the public councils. They have seen with regret and indignation that sudden changes and legislative interferences, in cases affecting personal rights, become jobs in the hands of enterprising and influential speculators, and snares to the more-industrious and less-informed part of the community. They have seen, too, that one legislative interference is but the first link of a long chain of repetitions, every subsequent interference being naturally produced by the effects of the preceding. They very rightly infer, therefore, that some thorough reform is wanting, which will banish speculations on public measures, inspire a general prudence and industry, and give a regular course to the business of society. The prohibition with respect to titles of nobility is copied from the articles of Confederation and needs no comment. 2. “No State shall, without the consent of the Congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for executing its inspection laws, and the net produce of all duties and imposts laid by any State on imports or exports, shall be for the use of the treasury of the United States; and all such laws shall be subject to the revision and control of the Congress. No State shall, without the consent of Congress, lay any duty on tonnage, keep troops or ships of war in time of peace, enter into any agreement or compact with another State, or with a foreign power, or engage in war unless actually invaded, or in such imminent danger as will not admit of delay. “The restraint on the power of the States over imports and exports is enforced by all the arguments which prove the necessity of submitting the regulation of trade to the federal councils. It is needless, therefore, to remark further on this head, than that the manner in which the restraint is qualified seems well calculated at once to secure to the States a reasonable discretion in providing for the conveniency of their imports and exports, and to the United States a reasonable check against the abuse of this discretion.
2165 The prohibition against treaties, alliances, and confederations is copied from the existing Articles of Confederation, for reasons that require no explanation.
1855 2166
1856 The remaining particulars of this clause fall within reasonings which are either so obvious, or have been so fully developed, that they may be passed over without remark. The SIXTH and last class consists of the several powers and provisions by which efficacy is given to all the rest. 1. Of these the first is, the “power to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof. “Few parts of the Constitution have been assailed with more intemperance than this; yet on a fair investigation of it, no part can appear more completely invulnerable. Without the SUBSTANCE of this power, the whole Constitution would be a dead letter. Those who object to the article, therefore, as a part of the Constitution, can only mean that the FORM of the provision is improper. But have they considered whether a better form could have been substituted? There are four other possible methods which the Constitution might have taken on this subject. They might have copied the second article of the existing Confederation, which would have prohibited the exercise of any power not EXPRESSLY delegated; they might have attempted a positive enumeration of the powers comprehended under the general terms “necessary and proper”; they might have attempted a negative enumeration of them, by specifying the powers excepted from the general definition; they might have been altogether silent on the subject, leaving these necessary and proper powers to construction and inference. Had the convention taken the first method of adopting the second article of Confederation, it is evident that the new Congress would be continually exposed, as their predecessors have been, to the alternative of construing the term “EXPRESSLY” with so much rigor, as to disarm the government of all real authority whatever, or with so much latitude as to destroy altogether the force of the restriction.
2167 The prohibition of letters of marque—licenses for privateers—is expanded from the old system. Under the former, States could grant these licenses after a declaration of war; under the latter, they must be obtained from the United States government both during war and prior to its declaration. This ensures a uniform policy toward foreign powers and immediate national accountability for those the nation is responsible for.
1857 2168
1858 It would be easy to show, if it were necessary, that no important power, delegated by the articles of Confederation, has been or can be executed by Congress, without recurring more or less to the doctrine of CONSTRUCTION or IMPLICATION. As the powers delegated under the new system are more extensive, the government which is to administer it would find itself still more distressed with the alternative of betraying the public interests by doing nothing, or of violating the Constitution by exercising powers indispensably necessary and proper, but, at the same time, not EXPRESSLY granted. Had the convention attempted a positive enumeration of the powers necessary and proper for carrying their other powers into effect, the attempt would have involved a complete digest of laws on every subject to which the Constitution relates; accommodated too, not only to the existing state of things, but to all the possible changes which futurity may produce; for in every new application of a general power, the PARTICULAR POWERS, which are the means of attaining the OBJECT of the general power, must always necessarily vary with that object, and be often properly varied whilst the object remains the same.
2169 The Confederation had left coining money to the States, shared with Congress, though Congress alone regulated metal content and value. The new provision improves on this. Allowing States to coin money while the general authority controlled value would only multiply expensive mints and create a confusing variety of forms and weights, defeating one of the power's original purposes. Local minting under federal authority can achieve the same convenience without this drawback.
1859 2170
1860 Had they attempted to enumerate the particular powers or means not necessary or proper for carrying the general powers into execution, the task would have been no less chimerical; and would have been liable to this further objection, that every defect in the enumeration would have been equivalent to a positive grant of authority. If, to avoid this consequence, they had attempted a partial enumeration of the exceptions, and described the residue by the general terms, NOT NECESSARY OR PROPER, it must have happened that the enumeration would comprehend a few of the excepted powers only; that these would be such as would be least likely to be assumed or tolerated, because the enumeration would of course select such as would be least necessary or proper; and that the unnecessary and improper powers included in the residuum, would be less forcibly excepted, than if no partial enumeration had been made. Had the Constitution been silent on this head, there can be no doubt that all the particular powers requisite as means of executing the general powers would have resulted to the government, by unavoidable implication. No axiom is more clearly established in law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power to do a thing is given, every particular power necessary for doing it is included. Had this last method, therefore, been pursued by the convention, every objection now urged against their plan would remain in all its plausibility; and the real inconveniency would be incurred of not removing a pretext which may be seized on critical occasions for drawing into question the essential powers of the Union. If it be asked what is to be the consequence, in case the Congress shall misconstrue this part of the Constitution, and exercise powers not warranted by its true meaning, I answer, the same as if they should misconstrue or enlarge any other power vested in them; as if the general power had been reduced to particulars, and any one of these were to be violated; the same, in short, as if the State legislatures should violate the irrespective constitutional authorities. In the first instance, the success of the usurpation will depend on the executive and judiciary departments, which are to expound and give effect to the legislative acts; and in the last resort a remedy must be obtained from the people who can, by the election of more faithful representatives, annul the acts of the usurpers. The truth is, that this ultimate redress may be more confided in against unconstitutional acts of the federal than of the State legislatures, for this plain reason, that as every such act of the former will be an invasion of the rights of the latter, these will be ever ready to mark the innovation, to sound the alarm to the people, and to exert their local influence in effecting a change of federal representatives. There being no such intermediate body between the State legislatures and the people interested in watching the conduct of the former, violations of the State constitutions are more likely to remain unnoticed and unredressed. 2. “This Constitution and the laws of the United States which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land, and the judges in every State shall be bound thereby, any thing in the constitution or laws of any State to the contrary notwithstanding. “The indiscreet zeal of the adversaries to the Constitution has betrayed them into an attack on this part of it also, without which it would have been evidently and radically defective. To be fully sensible of this, we need only suppose for a moment that the supremacy of the State constitutions had been left complete by a saving clause in their favor. In the first place, as these constitutions invest the State legislatures with absolute sovereignty, in all cases not excepted by the existing articles of Confederation, all the authorities contained in the proposed Constitution, so far as they exceed those enumerated in the Confederation, would have been annulled, and the new Congress would have been reduced to the same impotent condition with their predecessors. In the next place, as the constitutions of some of the States do not even expressly and fully recognize the existing powers of the Confederacy, an express saving of the supremacy of the former would, in such States, have brought into question every power contained in the proposed Constitution. In the third place, as the constitutions of the States differ much from each other, it might happen that a treaty or national law, of great and equal importance to the States, would interfere with some and not with other constitutions, and would consequently be valid in some of the States, at the same time that it would have no effect in others. In fine, the world would have seen, for the first time, a system of government founded on an inversion of the fundamental principles of all government; it would have seen the authority of the whole society every where subordinate to the authority of the parts; it would have seen a monster, in which the head was under the direction of the members. 3. “The Senators and Representatives, and the members of the several State legislatures, and all executive and judicial officers, both of the United States and the several States, shall be bound by oath or affirmation to support this Constitution. “It has been asked why it was thought necessary, that the State magistracy should be bound to support the federal Constitution, and unnecessary that a like oath should be imposed on the officers of the United States, in favor of the State constitutions. Several reasons might be assigned for the distinction. I content myself with one, which is obvious and conclusive. The members of the federal government will have no agency in carrying the State constitutions into effect. The members and officers of the State governments, on the contrary, will have an essential agency in giving effect to the federal Constitution. The election of the President and Senate will depend, in all cases, on the legislatures of the several States. And the election of the House of Representatives will equally depend on the same authority in the first instance; and will, probably, forever be conducted by the officers, and according to the laws, of the States. 4. Among the provisions for giving efficacy to the federal powers might be added those which belong to the executive and judiciary departments: but as these are reserved for particular examination in another place, I pass them over in this. We have now reviewed, in detail, all the articles composing the sum or quantity of power delegated by the proposed Constitution to the federal government, and are brought to this undeniable conclusion, that no part of the power is unnecessary or improper for accomplishing the necessary objects of the Union. The question, therefore, whether this amount of power shall be granted or not, resolves itself into another question, whether or not a government commensurate to the exigencies of the Union shall be established; or, in other words, whether the Union itself shall be preserved.
2171 The extension of the prohibition to paper money must please every citizen, in proportion to their love of justice and their knowledge of true public prosperity. The loss America has suffered since peace, from the pestilent effects of paper money on the necessary trust between individuals, confidence in public leadership, the industry and morals of the people, and the character of republican government, constitutes an enormous debt against the States responsible—an accumulation of guilt that can only be cleared by a voluntary sacrifice on the altar of justice: surrendering the power that caused the harm.
1861 2172
1862 PUBLIUS.
2173 The same reasons for denying States the power to regulate coin apply equally to substituting paper. If every State could regulate currency value, there could be as many currencies as States, impeding trade. Retrospective changes could injure citizens of other States and spark animosity. Foreign subjects might also suffer, discrediting the Union. These problems are as likely with paper as with coin; thus the power to make anything but gold and silver legal tender is withdrawn on the same principle.
1863 2174
2175 Bills of attainder, ex-post-facto laws, and laws impairing contracts violate the social contract and sound legislation. Though prohibited by some State constitutions, experience demands additional safeguards. The convention properly added this protection for personal security and private rights, representing their constituents' feelings and interests.
1864 2176
2177 The sensible people of America are tired of inconsistent policies that become tools for influential speculators and snares for the more-industrious and less-informed part of the community. They have seen that one legislative interference becomes the first link in a chain of repetitions. They rightly conclude that thorough reform is needed to banish speculation and give regularity to society. The prohibition of titles of nobility is copied from the Articles and requires no comment.
1865 2178
2179 2. “No State shall, without the consent of Congress, impose any duties or tariffs on imports or exports, except what may be absolutely necessary for executing its inspection laws; and the net proceeds of all duties and tariffs imposed by any State on imports or exports shall be for the use of the Treasury of the United States; and all such laws shall be subject to the revision and control of Congress. No State shall, without the consent of Congress, impose any duty on cargo capacity, keep troops or warships in time of peace, enter into any agreement or compact with another State or with a foreign power, or engage in war unless actually invaded or in such imminent danger as will not allow for delay.”
1866 2180
2181 The restriction on States’ power over imports and exports is supported by all arguments for federal trade regulation. Its qualification gives States reasonable discretion while allowing federal checks against abuse. The remaining details rest on reasoning either obvious or already explained.
2182
2183 The SIXTH and final class consists of provisions that give effectiveness to all the others.
2184
2185 1. The first is the “power to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof.”
2186
2187 Few parts have been attacked with more hostility; yet none appears more unassailable. Without the substance of this power, the Constitution would be a dead letter. Those who object can only mean the form is improper—but have they considered a better alternative?
2188
2189 Four alternatives were possible: copying the Confederation's second article, which prohibited any power not EXPRESSLY delegated; attempting to list every power under "necessary and proper"; attempting to list only excluded powers; or remaining silent, leaving these powers to inference.
2190
2191 Had the convention adopted the Confederation's "EXPRESSLY delegated" article, Congress would face the same dilemma as before: interpreting "EXPRESSLY" so strictly as to strip all authority, or so broadly as to void the restriction. Every important Confederation power has required interpretation or implication. Under the more extensive new system, the government would be even more conflicted: either betray the public interest by doing nothing, or violate the Constitution by exercising necessary and proper powers not EXPRESSLY granted.
2192
2193 Attempting to list every necessary and proper power would have required a complete code of laws on every constitutional subject, accounting not only for current affairs but for every future change; for in each new application of a general power, the specific means must change with circumstances.
2194
2195 Listing the powers or means that were NOT necessary or proper would be equally unrealistic and would suggest that every omission was a grant of authority. A partial list of exceptions, with the rest described as "not necessary or proper," would likely include only powers already unlikely to be used, leaving the remainder less effectively prohibited than if no list existed.
2196
2197 Had the Constitution been silent, all specific powers needed to execute the general powers would have belonged to the government by implication.
2198
2199 > **Quote:** "No axiom is more clearly established in law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power to do a thing is given, every particular power necessary for doing it is included."
2200
2201 With this method, every current objection would remain plausible, and the convention would have failed to remove a pretext for questioning the Union's essential powers during a crisis.
2202
2203 If Congress misinterprets this clause and exercises unjustified powers, the consequence is the same as for any other constitutional violation: in the first instance, it depends on the executive and judicial departments; in the final resort, the people must elect more faithful representatives.
2204
2205 This remedy is more reliable against federal than State violations. Every federal overreach invades State rights, so State governments will always sound the alarm and use local influence to change federal representatives. Because no such intermediate body exists between State legislatures and the people to watch their conduct, violations of State constitutions are more likely to remain unnoticed and unredressed.
2206
2207 2. “This Constitution and the laws of the United States which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land, and the judges in every State shall be bound thereby, anything in the constitution or laws of any State to the contrary notwithstanding.”
2208
2209 The reckless passion of opponents has led them to attack this part, though without it the system would be fundamentally flawed. Imagine if State constitutions remained supreme.
2210
2211 First, since these constitutions give State legislatures absolute sovereignty in all cases not covered by the Articles of Confederation, all powers in the proposed Constitution exceeding those in the Confederation would be void, reducing Congress to helplessness. Second, since some State constitutions do not clearly recognize the Confederacy's existing powers, preserving their supremacy would question every power in the proposed Constitution. Third, as State constitutions differ greatly, a treaty or national law might conflict with some but not others, being valid in some States while void in others.
2212
2213 Thus the world would see, for the first time, a government founded on a reversal of basic principles—the authority of the whole society subordinated to its parts.
2214
2215 > **Quote:** "It would have seen a monster, in which the head was under the direction of the members."
2216
2217 3. “The Senators and Representatives, and the members of the several State legislatures, and all executive and judicial officers, both of the United United States and the several States, shall be bound by oath or affirmation to support this Constitution.”
2218
2219 It has been asked why State officials must support the federal Constitution while federal officers need not support State constitutions. One decisive reason: members of the federal government have no role in carrying State constitutions into effect, while State officers are essential to making the federal Constitution work. The President and Senate are elected entirely by State legislatures; House elections also depend initially on State authority and will likely always be conducted by State officers and laws.
2220
2221 4. The executive and judicial provisions belong here, but as they are examined elsewhere, I pass over them.
2222
2223 We have now reviewed all specific powers delegated to the federal government, and are led to this undeniable conclusion: no part is unnecessary or improper for achieving the Union's essential goals. > **Quote:** "The question, therefore, whether this amount of power shall be granted or not, resolves itself into another question, whether or not a government commensurate to the exigencies of the Union shall be established; or, in other words, whether the Union itself shall be preserved."
2224
2225 PUBLIUS.
2226
1867 2227 ## No. XLV. - The Alleged Danger From the Powers of the Union to the State Governments Considered
1868 2228
1869 2229 For the Independent Journal.
@@ -1873,55 +2233,837 @@
1873 2233
1874 2234 To the People of the State of New York:
1875 2235
1876 Having shown that no one of the powers transferred to the federal government is unnecessary or improper, the next question to be considered is, whether the whole mass of them will be dangerous to the portion of authority left in the several States. The adversaries to the plan of the convention, instead of considering in the first place what degree of power was absolutely necessary for the purposes of the federal government, have exhausted themselves in a secondary inquiry into the possible consequences of the proposed degree of power to the governments of the particular States. But if the Union, as has been shown, be essential to the security of the people of America against foreign danger; if it be essential to their security against contentions and wars among the different States; if it be essential to guard them against those violent and oppressive factions which embitter the blessings of liberty, and against those military establishments which must gradually poison its very fountain; if, in a word, the Union be essential to the happiness of the people of America, is it not preposterous, to urge as an objection to a government, without which the objects of the Union cannot be attained, that such a government may derogate from the importance of the governments of the individual States? Was, then, the American Revolution effected, was the American Confederacy formed, was the precious blood of thousands spilt, and the hard-earned substance of millions lavished, not that the people of America should enjoy peace, liberty, and safety, but that the government of the individual States, that particular municipal establishments, might enjoy a certain extent of power, and be arrayed with certain dignities and attributes of sovereignty? We have heard of the impious doctrine in the Old World, that the people were made for kings, not kings for the people. Is the same doctrine to be revived in the New, in another shape that the solid happiness of the people is to be sacrificed to the views of political institutions of a different form? It is too early for politicians to presume on our forgetting that the public good, the real welfare of the great body of the people, is the supreme object to be pursued; and that no form of government whatever has any other value than as it may be fitted for the attainment of this object. Were the plan of the convention adverse to the public happiness, my voice would be, Reject the plan. Were the Union itself inconsistent with the public happiness, it would be, Abolish the Union. In like manner, as far as the sovereignty of the States cannot be reconciled to the happiness of the people, the voice of every good citizen must be,
2236 Having shown that every federal power is necessary and proper, we now ask: will these powers endanger the authority left to the States? Critics exhaust themselves on this secondary question, ignoring what power is necessary for Union.
1877 2237
1878 Let the former be sacrificed to the latter. How far the sacrifice is necessary, has been shown. How far the unsacrificed residue will be endangered, is the question before us. Several important considerations have been touched in the course of these papers, which discountenance the supposition that the operation of the federal government will by degrees prove fatal to the State governments. The more I revolve the subject, the more fully I am persuaded that the balance is much more likely to be disturbed by the preponderancy of the last than of the first scale. We have seen, in all the examples of ancient and modern confederacies, the strongest tendency continually betraying itself in the members, to despoil the general government of its authorities, with a very ineffectual capacity in the latter to defend itself against the encroachments. Although, in most of these examples, the system has been so dissimilar from that under consideration as greatly to weaken any inference concerning the latter from the fate of the former, yet, as the States will retain, under the proposed Constitution, a very extensive portion of active sovereignty, the inference ought not to be wholly disregarded. In the Achaean league it is probable that the federal head had a degree and species of power, which gave it a considerable likeness to the government framed by the convention. The Lycian Confederacy, as far as its principles and form are transmitted, must have borne a still greater analogy to it. Yet history does not inform us that either of them ever degenerated, or tended to degenerate, into one consolidated government. On the contrary, we know that the ruin of one of them proceeded from the incapacity of the federal authority to prevent the dissensions, and finally the disunion, of the subordinate authorities. These cases are the more worthy of our attention, as the external causes by which the component parts were pressed together were much more numerous and powerful than in our case; and consequently less powerful ligaments within would be sufficient to bind the members to the head, and to each other. In the feudal system, we have seen a similar propensity exemplified. Notwithstanding the want of proper sympathy in every instance between the local sovereigns and the people, and the sympathy in some instances between the general sovereign and the latter, it usually happened that the local sovereigns prevailed in the rivalship for encroachments.
2238 But if Union is essential to security against foreign danger, interstate wars, and oppressive factions—which embitter the blessings of liberty—and against those military establishments which gradually poison its very fountain; if, in a word, the Union be essential to American happiness, is it not absurd to object to the government that alone can achieve these ends merely because it might diminish the States? Was the Revolution fought, was our Confederacy formed, was blood spilled and treasure spent, not for the people's peace, liberty, and safety, but so that State governments might retain power and sovereign dignity? We have heard the Old World doctrine that people were made for kings. Must we revive it in the New World, sacrificing the people's happiness to the interests of political institutions?
1879 2239
1880 Had no external dangers enforced internal harmony and subordination, and particularly, had the local sovereigns possessed the affections of the people, the great kingdoms in Europe would at this time consist of as many independent princes as there were formerly feudatory barons. The State government will have the advantage of the Federal government, whether we compare them in respect to the immediate dependence of the one on the other; to the weight of personal influence which each side will possess; to the powers respectively vested in them; to the predilection and probable support of the people; to the disposition and faculty of resisting and frustrating the measures of each other. The State governments may be regarded as constituent and essential parts of the federal government; whilst the latter is nowise essential to the operation or organization of the former. Without the intervention of the State legislatures, the President of the United States cannot be elected at all. They must in all cases have a great share in his appointment, and will, perhaps, in most cases, of themselves determine it. The Senate will be elected absolutely and exclusively by the State legislatures. Even the House of Representatives, though drawn immediately from the people, will be chosen very much under the influence of that class of men, whose influence over the people obtains for themselves an election into the State legislatures. Thus, each of the principal branches of the federal government will owe its existence more or less to the favor of the State governments, and must consequently feel a dependence, which is much more likely to beget a disposition too obsequious than too overbearing towards them. On the other side, the component parts of the State governments will in no instance be indebted for their appointment to the direct agency of the federal government, and very little, if at all, to the local influence of its members. The number of individuals employed under the Constitution of the United States will be much smaller than the number employed under the particular States.
2240 > **Quote:** "Was, then, the American Revolution effected, was the American Confederacy formed, was the precious blood of thousands spilt, and the hard-earned substance of millions lavished, not that the people of America should enjoy peace, liberty, and safety, but that the government of the individual States... might enjoy a certain extent of power, and be arrayed with certain dignities and attributes of sovereignty?"
1881 2241
1882 There will consequently be less of personal influence on the side of the former than of the latter. The members of the legislative, executive, and judiciary departments of thirteen and more States, the justices of peace, officers of militia, ministerial officers of justice, with all the county, corporation, and town officers, for three millions and more of people, intermixed, and having particular acquaintance with every class and circle of people, must exceed, beyond all proportion, both in number and influence, those of every description who will be employed in the administration of the federal system. Compare the members of the three great departments of the thirteen States, excluding from the judiciary department the justices of peace, with the members of the corresponding departments of the single government of the Union; compare the militia officers of three millions of people with the military and marine officers of any establishment which is within the compass of probability, or, I may add, of possibility, and in this view alone, we may pronounce the advantage of the States to be decisive. If the federal government is to have collectors of revenue, the State governments will have theirs also. And as those of the former will be principally on the seacoast, and not very numerous, whilst those of the latter will be spread over the face of the country, and will be very numerous, the advantage in this view also lies on the same side. I
2242 It is too early for politicians to assume we have forgotten that:
1883 2243
1884 t is true, that the Confederacy is to possess, and may exercise, the power of collecting internal as well as external taxes throughout the States; but it is probable that this power will not be resorted to, except for supplemental purposes of revenue; that an option will then be given to the States to supply their quotas by previous collections of their own; and that the eventual collection, under the immediate authority of the Union, will generally be made by the officers, and according to the rules, appointed by the several States. Indeed it is extremely probable, that in other instances, particularly in the organization of the judicial power, the officers of the States will be clothed with the correspondent authority of the Union.
2244 > **Quote:** "the public good, the real welfare of the great body of the people, is the supreme object to be pursued; and that no form of government whatever has any other value than as it may be fitted for the attainment of this object."
1885 2245
1886 Should it happen, however, that separate collectors of internal revenue should be appointed under the federal government, the influence of the whole number would not bear a comparison with that of the multitude of State officers in the opposite scale.
2246 If the plan opposes public happiness, reject it. If Union itself opposes it, abolish Union. As far as the sovereignty of the States cannot be reconciled to the happiness of the people, the voice of every good citizen must be: let the former be sacrificed to the latter. The necessity of that sacrifice has already been shown. How far remaining State authority is endangered is now before us.
1887 2247
1888 Within every district to which a federal collector would be allotted, there would not be less than thirty or forty, or even more, officers of different descriptions, and many of them persons of character and weight, whose influence would lie on the side of the State. The powers delegated by the proposed Constitution to the federal government are few and defined. Those which are to remain in the State governments are numerous and indefinite. The former will be exercised principally on external objects, as war, peace, negotiation, and foreign commerce; with which last the power of taxation will, for the most part, be connected. The powers reserved to the several States will extend to all the objects which, in the ordinary course of affairs, concern the lives, liberties, and properties of the people, and the internal order, improvement, and prosperity of the State. The operations of the federal government will be most extensive and important in times of war and danger; those of the State governments, in times of peace and security. As the former periods will probably bear a small proportion to the latter, the State governments will here enjoy another advantage over the federal government. The more adequate, indeed, the federal powers may be rendered to the national defense, the less frequent will be those scenes of danger which might favor their ascendancy over the governments of the particular States. If the new Constitution be examined with accuracy and candor, it will be found that the change which it proposes consists much less in the addition of NEW POWERS to the Union, than in the invigoration of its ORIGINAL POWERS. The regulation of commerce, it is true, is a new power; but that seems to be an addition which few oppose, and from which no apprehensions are entertained. The powers relating to war and peace, armies and fleets, treaties and finance, with the other more considerable powers, are all vested in the existing Congress by the articles of Confederation. The proposed change does not enlarge these powers; it only substitutes a more effectual mode of administering them. The change relating to taxation may be regarded as the most important; and yet the present Congress have as complete authority to REQUIRE of the States indefinite supplies of money for the common defense and general welfare, as the future Congress will have to require them of individual citizens; and the latter will be no more bound than the States themselves have been, to pay the quotas respectively taxed on them. Had the States complied punctually with the articles of Confederation, or could their compliance have been enforced by as peaceable means as may be used with success towards single persons, our past experience is very far from countenancing an opinion, that the State governments would have lost their constitutional powers, and have gradually undergone an entire consolidation. To maintain that such an event would have ensued, would be to say at once, that the existence of the State governments is incompatible with any system whatever that accomplishes the essential purposes of the Union.
2248 Several considerations challenge the assumption that federal operation will prove fatal to the States. The more I reflect, the more I am convinced that the balance is more likely to be disturbed by the States' weight than the federal government's. Ancient and modern confederacies show a strong tendency of members to strip the general government of authority, with the center weak to defend itself.
1889 2249
1890 PUBLIUS.
2250 The Achaean League's federal head probably resembled our proposed government; the Lycian Confederacy must have been even more similar. Yet history records no tendency in either toward consolidation. Instead, the ruin of one came from the federal authority's inability to prevent subordinate dissensions and disunion. These cases merit attention because external pressures pushing parts together were greater than ours; thus weaker internal bonds would have sufficed. In the feudal system, despite occasional sympathy between sovereign and people, local lords usually prevailed. Without external dangers forcing obedience—and especially had they possessed popular affection—Europe's kingdoms would likely contain as many independent princes as feudal barons.
1891 2251
2252 State governments will have decisive advantages over the federal government in dependence, personal influence, powers, popular support, and ability to frustrate each other's measures. The States are essential to the federal government's operation; the reverse is not true. Without State legislatures, the President cannot be elected at all—they will largely determine his appointment. The Senate is elected exclusively by State legislatures. Even the House, drawn directly from the people, will be chosen under the influence of the same men who secure election to State legislatures.
1892 2253
2254 Thus each federal branch will owe its existence to State favor, producing submissiveness rather than overbearing attitude. State officials, conversely, will owe nothing to the federal government. Moreover, federal employment will be far smaller than State employment. The members of the legislative, executive, and judiciary departments of thirteen States—including justices of the peace, militia officers, and county or town officials—must exceed, beyond all proportion, the number and influence of those employed by the federal system. Compare State department members with Union department members; compare militia officers with federal military officers. In this view, the States' advantage is decisive. Both governments will have tax collectors, but federal collectors—mainly on the coast, few in number—cannot match the multitude of State officers spread across the country.
1893 2255
2256 > **Quote:** "The powers delegated by the proposed Constitution to the federal government are few and defined. Those which are to remain in the State governments are numerous and indefinite."
1894 2257
2258 Federal power operates mainly on external matters—war, peace, negotiation, foreign commerce—while State powers extend to lives, liberties, properties, and internal order. Federal operations are most extensive in war; State operations, in peace. As peace will exceed war, the States enjoy another advantage. Indeed, effective federal defense makes dangerous periods less frequent.
2259
2260 If examined accurately, the Constitution strengthens the Union's ORIGINAL POWERS more than adding NEW ONES. Commerce regulation is new, but few oppose it. War, peace, armies, navies, treaties, and finance powers already exist in the Articles. The change provides more effective management, not expanded authority. In taxation, the current Congress has as complete authority to REQUIRE of the States indefinite supplies of money for the common defense as the future Congress will have to require them of individual citizens. Citizens will be no more bound than States were to their quotas.
2261
2262 Had States complied punctually with the Articles, or had compliance been enforceable against individuals, our experience gives no reason to believe State governments would have lost power or consolidated. To argue otherwise is to claim State governments are incompatible with achieving Union's essential goals.
2263
2264 PUBLIUS.
2265
1895 2266 ## No. XLVI. - The Influence of the State and Federal Governments Compared
1896 2267
1897 From the New York Packet. Tuesday, January 29, 1788.
2268 thoughtful
1898 2269
1899 MADISON
2270 The objective is to apply five specific changes to a provided text from *The Federalist Papers* (No. 46 by James Madison).
1900 2271
2272 * *Location:* Very beginning, before "To the People...".
2273 * *Change:* Add "From the New York Packet. Tuesday, January 29, 1788. MADISON"
2274 * *Action:* Insert this header.
2275 * *Location:* Paragraph 4, second sentence.
2276 * *Current Text:* "More individuals expect to rise through state administration; more offices and salaries flow from them."
2277 * *Proposed Change:* "More individuals expect to rise through state administration; more offices and emoluments flow from them."
2278 * *Action:* Replace "salaries" with "emoluments".
2279 * *Location:* Paragraph 8, fifth sentence.
2280 * *Current Text:* "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2281 * *Proposed Change:* "Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest."
2282 * *Action:* Replace the sentence with the expanded version.
2283 * *Location:* Paragraph 11, third sentence.
2284 * *Current Text:* "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force."
2285 * *Proposed Change:* "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made."
2286 * *Action:* Replace the sentence.
2287 * *Location:* Paragraph 14, following the mention of European kingdoms.
2288 * *Current Text:* "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2289 * *Proposed Change:* Add a block quote.
2290 * *Note:* The instructions say "following the mention of European kingdoms". The current text is "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2291 * *Proposed Text to add:*
1901 2292
1902 To the People of the State of New York:
2293 > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
1903 2294
1904 Resuming the subject of the last paper, I proceed to inquire whether the federal government or the State governments will have the advantage with regard to the predilection and support of the people. Notwithstanding the different modes in which they are appointed, we must consider both of them as substantially dependent on the great body of the citizens of the United States.
2295 * *Context Check:* Does the quote replace or follow? The rationale says "this is one of the most famous... deserves to be preserved verbatim." The prompt says "following the mention...". However, the current text "European kingdoms with large military establishments fear trusting their people with arms..." is essentially a paraphrase of the quote. Let's look at the "Current text" provided in the change instruction: "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2296 * *Placement:* The change list says "Location: Paragraph 14, following the mention of European kingdoms."
2297 * *Refinement:* I will insert the quote block after that specific sentence or replace it if that's the intent. Usually, "following" means "after". Let's look at the flow.
1905 2298
1906 I assume this position here as it respects the first, reserving the proofs for another place. The federal and State governments are in fact but different agents and trustees of the people, constituted with different powers, and designed for different purposes. The adversaries of the Constitution seem to have lost sight of the people altogether in their reasonings on this subject; and to have viewed these different establishments, not only as mutual rivals and enemies, but as uncontrolled by any common superior in their efforts to usurp the authorities of each other. These gentlemen must here be reminded of their error. They must be told that the ultimate authority, wherever the derivative may be found, resides in the people alone, and that it will not depend merely on the comparative ambition or address of the different governments, whether either, or which of them, will be able to enlarge its sphere of jurisdiction at the expense of the other. Truth, no less than decency, requires that the event in every case should be supposed to depend on the sentiments and sanction of their common constituents. Many considerations, besides those suggested on a former occasion, seem to place it beyond doubt that the first and most natural attachment of the people will be to the governments of their respective States.
2299 *Paragraph 14 Current:*
1907 2300
1908 Into the administration of these a greater number of individuals will expect to rise. From the gift of these a greater number of offices and emoluments will flow. By the superintending care of these, all the more domestic and personal interests of the people will be regulated and provided for. With the affairs of these, the people will be more familiarly and minutely conversant. And with the members of these, will a greater proportion of the people have the ties of personal acquaintance and friendship, and of family and party attachments; on the side of these, therefore, the popular bias may well be expected most strongly to incline. Experience speaks the same language in this case. The federal administration, though hitherto very defective in comparison with what may be hoped under a better system, had, during the war, and particularly whilst the independent fund of paper emissions was in credit, an activity and importance as great as it can well have in any future circumstances whatever.
2301 "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them. If they also had local governments to coordinate national will and direct force, appointing militia officers, every tyranny would be quickly overturned."
1909 2302
1910 It was engaged, too, in a course of measures which had for their object the protection of everything that was dear, and the acquisition of everything that could be desirable to the people at large. It was, nevertheless, invariably found, after the transient enthusiasm for the early Congresses was over, that the attention and attachment of the people were turned anew to their own particular governments; that the federal council was at no time the idol of popular favor; and that opposition to proposed enlargements of its powers and importance was the side usually taken by the men who wished to build their political consequence on the prepossessions of their fellow-citizens. If, therefore, as has been elsewhere remarked, the people should in future become more partial to the federal than to the State governments, the change can only result from such manifest and irresistible proofs of a better administration, as will overcome all their antecedent propensities. And in that case, the people ought not surely to be precluded from giving most of their confidence where they may discover it to be most due; but even in that case the State governments could have little to apprehend, because it is only within a certain sphere that the federal power can, in the nature of things, be advantageously administered. The remaining points on which I propose to compare the federal and State governments, are the disposition and the faculty they may respectively possess, to resist and frustrate the measures of each other. It has been already proved that the members of the federal will be more dependent on the members of the State governments, than the latter will be on the former. It has appeared also, that the prepossessions of the people, on whom both will depend, will be more on the side of the State governments, than of the federal government. So far as the disposition of each towards the other may be influenced by these causes, the State governments must clearly have the advantage.
2303 *Paragraph 14 with Quote:*
1911 2304
1912 But in a distinct and very important point of view, the advantage will lie on the same side. The prepossessions, which the members themselves will carry into the federal government, will generally be favorable to the States; whilst it will rarely happen, that the members of the State governments will carry into the public councils a bias in favor of the general government. A local spirit will infallibly prevail much more in the members of Congress, than a national spirit will prevail in the legislatures of the particular States. Every one knows that a great proportion of the errors committed by the State legislatures proceeds from the disposition of the members to sacrifice the comprehensive and permanent interest of the State, to the particular and separate views of the counties or districts in which they reside. And if they do not sufficiently enlarge their policy to embrace the collective welfare of their particular State, how can it be imagined that they will make the aggregate prosperity of the Union, and the dignity and respectability of its government, the objects of their affections and consultations? For the same reason that the members of the State legislatures will be unlikely to attach themselves sufficiently to national objects, the members of the federal legislature will be likely to attach themselves too much to local objects. The States will be to the latter what counties and towns are to the former. Measures will too often be decided according to their probable effect, not on the national prosperity and happiness, but on the prejudices, interests, and pursuits of the governments and people of the individual States. What is the spirit that has in general characterized the proceedings of Congress? A perusal of their journals, as well as the candid acknowledgments of such as have had a seat in that assembly, will inform us, that the members have but too frequently displayed the character, rather of partisans of their respective States, than of impartial guardians of a common interest; that where on one occasion improper sacrifices have been made of local considerations, to the aggrandizement of the federal government, the great interests of the nation have suffered on a hundred, from an undue attention to the local prejudices, interests, and views of the particular States. I mean not by these reflections to insinuate, that the new federal government will not embrace a more enlarged plan of policy than the existing government may have pursued; much less, that its views will be as confined as those of the State legislatures; but only that it will partake sufficiently of the spirit of both, to be disinclined to invade the rights of the individual States, or the preorgatives of their governments. The motives on the part of the State governments, to augment their prerogatives by defalcations from the federal government, will be overruled by no reciprocal predispositions in the members. Were it admitted, however, that the Federal government may feel an equal disposition with the State governments to extend its power beyond the due limits, the latter would still have the advantage in the means of defeating such encroachments. If an act of a particular State, though unfriendly to the national government, be generally popular in that State and should not too grossly violate the oaths of the State officers, it is executed immediately and, of course, by means on the spot and depending on the State alone. The opposition of the federal government, or the interposition of federal officers, would but inflame the zeal of all parties on the side of the State, and the evil could not be prevented or repaired, if at all, without the employment of means which must always be resorted to with reluctance and difficulty.
2305 "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them.
1913 2306
1914 On the other hand, should an unwarrantable measure of the federal government be unpopular in particular States, which would seldom fail to be the case, or even a warrantable measure be so, which may sometimes be the case, the means of opposition to it are powerful and at hand. The disquietude of the people; their repugnance and, perhaps, refusal to co-operate with the officers of the Union; the frowns of the executive magistracy of the State; the embarrassments created by legislative devices, which would often be added on such occasions, would oppose, in any State, difficulties not to be despised; would form, in a large State, very serious impediments; and where the sentiments of several adjoining States happened to be in unison, would present obstructions which the federal government would hardly be willing to encounter. But ambitious encroachments of the federal government, on the authority of the State governments, would not excite the opposition of a single State, or of a few States only. They would be signals of general alarm. Every government would espouse the common cause. A correspondence would be opened. Plans of resistance would be concerted. One spirit would animate and conduct the whole. The same combinations, in short, would result from an apprehension of the federal, as was produced by the dread of a foreign, yoke; and unless the projected innovations should be voluntarily renounced, the same appeal to a trial of force would be made in the one case as was made in the other. But what degree of madness could ever drive the federal government to such an extremity. In the contest with Great Britain, one part of the empire was employed against the other.
2307 > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
1915 2308
1916 The more numerous part invaded the rights of the less numerous part. The attempt was unjust and unwise; but it was not in speculation absolutely chimerical. But what would be the contest in the case we are supposing? Who would be the parties? A few representatives of the people would be opposed to the people themselves; or rather one set of representatives would be contending against thirteen sets of representatives, with the whole body of their common constituents on the side of the latter. The only refuge left for those who prophesy the downfall of the State governments is the visionary supposition that the federal government may previously accumulate a military force for the projects of ambition. The reasonings contained in these papers must have been employed to little purpose indeed, if it could be necessary now to disprove the reality of this danger. That the people and the States should, for a sufficient period of time, elect an uninterrupted succession of men ready to betray both; that the traitors should, throughout this period, uniformly and systematically pursue some fixed plan for the extension of the military establishment; that the governments and the people of the States should silently and patiently behold the gathering storm, and continue to supply the materials, until it should be prepared to burst on their own heads, must appear to every one more like the incoherent dreams of a delirious jealousy, or the misjudged exaggerations of a counterfeit zeal, than like the sober apprehensions of genuine patriotism.
2309 If they also had local governments to coordinate national will and direct force, appointing militia officers, every tyranny would be quickly overturned."
1917 2310
1918 Extravagant as the supposition is, let it however be made. Let a regular army, fully equal to the resources of the country, be formed; and let it be entirely at the devotion of the federal government; still it would not be going too far to say, that the State governments, with the people on their side, would be able to repel the danger. The highest number to which, according to the best computation, a standing army can be carried in any country, does not exceed one hundredth part of the whole number of souls; or one twenty-fifth part of the number able to bear arms. This proportion would not yield, in the United States, an army of more than twenty-five or thirty thousand men. To these would be opposed a militia amounting to near half a million of citizens with arms in their hands, officered by men chosen from among themselves, fighting for their common liberties, and united and conducted by governments possessing their affections and confidence. It may well be doubted, whether a militia thus circumstanced could ever be conquered by such a proportion of regular troops. Those who are best acquainted with the last successful resistance of this country against the British arms, will be most inclined to deny the possibility of it. Besides the advantage of being armed, which the Americans possess over the people of almost every other nation, the existence of subordinate governments, to which the people are attached, and by which the militia officers are appointed, forms a barrier against the enterprises of ambition, more insurmountable than any which a simple government of any form can admit of. Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms. And it is not certain, that with this aid alone they would not be able to shake off their yokes. But were the people to possess the additional advantages of local governments chosen by themselves, who could collect the national will and direct the national force, and of officers appointed out of the militia, by these governments, and attached both to them and to the militia, it may be affirmed with the greatest assurance, that the throne of every tyranny in Europe would be speedily overturned in spite of the legions which surround it. Let us not insult the free and gallant citizens of America with the suspicion, that they would be less able to defend the rights of which they would be in actual possession, than the debased subjects of arbitrary power would be to rescue theirs from the hands of their oppressors. Let us rather no longer insult them with the supposition that they can ever reduce themselves to the necessity of making the experiment, by a blind and tame submission to the long train of insidious measures which must precede and produce it. The argument under the present head may be put into a very concise form, which appears altogether conclusive. Either the mode in which the federal government is to be constructed will render it sufficiently dependent on the people, or it will not. On the first supposition, it will be restrained by that dependence from forming schemes obnoxious to their constituents. On the other supposition, it will not possess the confidence of the people, and its schemes of usurpation will be easily defeated by the State governments, who will be supported by the people. On summing up the considerations stated in this and the last paper, they seem to amount to the most convincing evidence, that the powers proposed to be lodged in the federal government are as little formidable to those reserved to the individual States, as they are indispensably necessary to accomplish the purposes of the Union; and that all those alarms which have been sounded, of a meditated and consequential annihilation of the State governments, must, on the most favorable interpretation, be ascribed to the chimerical fears of the authors of them.
2311 *Wait, the instructions say "Current text: 'European kingdoms...'" and "Proposed change: '> **Quote:** ... '". Often in these tasks, if the proposed change is just the quote, it might be meant to replace or be added. But "following" usually indicates insertion.*
1919 2312
1920 PUBLIUS.
2313 *Self-Correction on Change 5:* The current passage has a sentence paraphrasing the quote. The change asks to add the quote. I will place the quote after that sentence.
1921 2314
2315 * Header: Added.
2316 * "salaries" -> "emoluments": Done.
2317 * "frequently acted as state partisans" -> "too frequently acted as partisans of their respective states rather than impartial guardians of a common interest": Done.
2318 * "The same alliances would result from fear of federal power..." -> "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made.": Done.
2319 * Quote insertion in Para 14: Done.
1922 2320
2321 Paragraph 8 Check:
1923 2322
2323 "For the same reason, federal legislators will focus too much on local goals. Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest. While local concerns might rarely be sacrificed..."
1924 2324
2325 Paragraph 11 Check:
2326
2327 "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made. What madness could drive the federal government to this?"
2328
2329 Paragraph 14 Check:
2330
2331 "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them.
2332
2333 > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
2334
2335 If they also had local governments to coordinate national will and direct force, appointing militia officers, every tyranny would be quickly overturned."
2336
2337 Wait, let me look at the flow in Paragraph 14 again. The paraphrase in the current text is: "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2338
2339 The quote provided is: "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
2340
2341 These cover identical ground. Usually, in these editing tasks, if the "Proposed change" is a block quote and the "Current text" is the sentence it relates to, it replaces the sentence or is added for emphasis. Given the instruction says "following", I will add it immediately after.
2342
2343 Wait, I see "Location: Paragraph 14, following the mention of European kingdoms."
2344
2345 "Current text: 'European kingdoms...'"
2346
2347 If the current text is listed, it usually means that specific segment is the target. I'll place the quote right after it.
2348
2349 Wait, looking at the instruction again for Change 5:
2350
2351 **Location:** Paragraph 14, following the mention of European kingdoms.
2352
2353 **Current text:** "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2354
2355 **Proposed change:** [The Quote]
2356
2357 If I just replace the current text with the quote, it loses the bit about "yet even armed alone, the people might overthrow them."
2358
2359 If I append the quote after, it repeats "fear trusting their people with arms".
2360
2361 Actually, usually, "Proposed change" replaces the "Current text". But the rationale says "it provides the crucial philosophical contrast... deserves to be preserved verbatim."
2362
2363 Let's look at Paragraph 14 in the original source.
2364
2365 "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms. And it is not certain, that with this aid alone they would not be able to shake off their yokes."
2366
2367 The "Current text" provided in the prompt is a summary of both these ideas.
2368
2369 If I replace the "Current text" with the "Proposed change", I lose the second half of the idea.
2370
2371 If I add it "following", I have a repetition.
2372
2373 However, the instructions say "Apply each proposed change carefully... Use the exact proposed text when specified. Match the location carefully."
2374
2375 Let's re-read the location: "Paragraph 14, following the mention of European kingdoms."
2376
2377 And the "Current text" snippet.
2378
2379 I will place the quote after that sentence.
2380
2381 *Wait, let's look at Change 3:*
2382
2383 **Location:** Paragraph 8, fifth sentence.
2384
2385 **Current text:** "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2386
2387 **Proposed change:** "Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest."
2388
2389 Here, the "Proposed change" is clearly a substitution for the "Current text".
2390
2391 Applying the same logic to Change 5:
2392
2393 The "Proposed change" (the quote) would replace the "Current text".
2394
2395 But the "Current text" includes the phrase "yet even armed alone, the people might overthrow them", which is *not* in the quote provided.
2396
2397 However, my task is to follow the instructions provided by the "analyst". If the analyst defines the "Current text" and provides a "Proposed change", the standard implementation is substitution.
2398
2399 Wait, let's look at the Quote again.
2400
2401 Current: "European kingdoms... fear trusting their people with arms—yet even armed alone, the people might overthrow them."
2402
2403 Proposed: > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
2404
2405 If I substitute, I lose the part about the people overthrowing them. But the very next sentence in the passage says: "If they also had local governments... every tyranny would be quickly overturned."
2406
2407 This transition makes sense even without the "yet even armed alone" part.
2408
2409 Wait, I'll check the prompt instructions again: "Apply each proposed change carefully and produce the final, refined passage... Use the exact proposed text when specified. Match the location carefully."
2410
2411 "Preserve What's Not Changed: Text that is not mentioned in the change list should remain exactly as it appears in the Current Passage."
2412
2413 If Change 5 defines a "Current text" and a "Proposed change", and I replace it, I am following the standard pattern of these tasks.
2414
2415 Let's review Change 5 again.
2416
2417 "Location: Paragraph 14, following the mention of European kingdoms."
2418
2419 "Current text: 'European kingdoms...'"
2420
2421 "Proposed change: > **Quote:** ... "
2422
2423 Okay, I will replace the "Current text" with the "Proposed change".
2424
2425 Let's double check Paragraph 11 (Change 4).
2426
2427 "Current text: 'The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force.'"
2428
2429 "Proposed change: 'The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made.'"
2430
2431 This is definitely a replacement.
2432
2433 Let's double check Paragraph 4 (Change 2).
2434
2435 "Current text: 'More individuals expect to rise through state administration; more offices and salaries flow from them.'"
2436
2437 "Proposed change: 'More individuals expect to rise through state administration; more offices and emoluments flow from them.'"
2438
2439 This is definitely a replacement.
2440
2441 Okay, checking Change 1 (Metadata).
2442
2443 "Location: At the very beginning... before 'To the People...'"
2444
2445 "Current text: '[None]'"
2446
2447 "Proposed change: 'From the New York Packet. Tuesday, January 29, 1788. MADISON'"
2448
2449 Replacement of [None] (Addition).
2450
2451 Checking Change 5 again.
2452
2453 If I replace "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them." with the block quote, the passage flows:
2454
2455 "...possibility.
2456
2457 > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
2458
2459 If they also had local governments to coordinate national will and direct force..."
2460
2461 This seems correct.
2462
2463 One final look at the "Current Passage" to ensure I don't miss anything.
2464
2465 - Preface/License tags: None present.
2466 - Verbatim quotes:
2467 - Para 2: "The federal and State governments..."
2468 - Para 3: "The ultimate authority..."
2469 - Para 14: "Besides the advantage..."
2470
2471 I must preserve these.
2472
2473 Paragraph count:
2474
2475 1: To the People...
2476
2477 2: Continuing the last paper's topic...
2478
2479 3: > "The federal and State...
2480
2481 4: The Constitution's opponents... (wait, the quote in the current passage is a separate block, does it count as a paragraph?)
2482
2483 Let's re-count using the provided text structure:
2484
2485 P1: To the People...
2486
2487 P2: Continuing the last...
2488
2489 P3: > "The federal and State...
2490
2491 P4: The Constitution's opponents...
2492
2493 P5: > "The ultimate authority...
2494
2495 P6: Truth and decency...
2496
2497 P7: Many factors...
2498
2499 P8: If the people ever...
2500
2501 P9: Regarding willingness...
2502
2503 P10: From another perspective... (This is Para 8 in the change list? Let's check).
2504
2505 Wait, the analyst says Change 3 is in Paragraph 8.
2506
2507 Let's count again carefully.
2508
2509 1. To the People
2510 2. Continuing the last paper's topic...
2511 3. Quote (Federal and State...)
2512 4. The Constitution's opponents...
2513 5. Quote (The ultimate authority...)
2514 6. Truth and decency...
2515 7. Many factors make clear...
2516 8. If the people ever...
2517 9. Regarding willingness...
2518 10. From another perspective...
2519
2520 Let's look at Change 3: "Location: Paragraph 8, fifth sentence."
2521
2522 Current text: "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2523
2524 I find this sentence in the paragraph starting "From another perspective..."
2525
2526 If "To the People" is P1, then:
2527
2528 1: To the People
2529
2530 2: Continuing...
2531
2532 3: Quote
2533
2534 4: Constitution's opponents
2535
2536 5: Quote
2537
2538 6: Truth and decency
2539
2540 7: Many factors
2541
2542 8: If the people ever (wait, no "Congressional journals" here)
2543
2544 9: Regarding willingness
2545
2546 10: From another perspective... (found it).
2547
2548 Wait, if the analyst calls this "Paragraph 8", they might not be counting the "To the People" or the quotes as paragraphs.
2549
2550 Let's exclude those:
2551
2552 1. Continuing...
2553 2. The Constitution's opponents...
2554 3. Truth and decency...
2555 4. Many factors...
2556 5. If the people ever...
2557 6. Regarding willingness...
2558 7. From another perspective... (found "Congressional journals" here).
2559
2560 Wait, that's Paragraph 7.
2561
2562 Let's try a different count.
2563
2564 1. Continuing...
2565 2. The Constitution's opponents... (includes the quote? No, separate block).
2566 3. Truth and decency...
2567 4. Many factors...
2568 5. If the people ever...
2569 6. Regarding willingness...
2570 7. From another perspective...
2571 8. I do not imply...
2572 9. Even if the federal...
2573 10. If an unjustifiable...
2574 11. The same alliances...
2575 12. The only remaining...
2576 13. Yet let us consider...
2577 14. Quote (Besides the advantage...)
2578 15. European kingdoms... (Change 5 location).
2579
2580 Let's look at the labels again.
2581
2582 Change 2: Para 4, second sentence. "Many factors make clear..." (If "Continuing" is P1, then P4 is "Many factors").
2583
2584 P1: Continuing...
2585
2586 P2: The Constitution's opponents...
2587
2588 P3: Truth and decency...
2589
2590 P4: Many factors make clear... (Matches! "More individuals expect to rise..." is the second sentence).
2591
2592 Change 3: Para 8, fifth sentence.
2593
2594 P1: Continuing...
2595
2596 P2: The Constitution's opponents...
2597
2598 P3: Truth and decency...
2599
2600 P4: Many factors...
2601
2602 P5: If the people ever...
2603
2604 P6: Regarding willingness...
2605
2606 P7: From another perspective...
2607
2608 P8: I do not imply...
2609
2610 Wait, if Change 3 is Para 8, let's look at P8.
2611
2612 "I do not imply the new federal government will be as limited as state legislatures..."
2613
2614 Wait, the target sentence "Congressional journals show members have frequently acted as state partisans..." is actually in the paragraph starting "From another perspective..." (which is P7 in this count).
2615
2616 Let's recount again.
2617
2618 1. To the People...
2619 2. Continuing...
2620 3. Quote 1
2621 4. The Constitution's opponents...
2622 5. Quote 2
2623 6. Truth and decency...
2624 7. Many factors...
2625 8. If the people ever...
2626 9. Regarding willingness...
2627 10. From another perspective...
2628
2629 Sentence 1: From another perspective...
2630
2631 Sentence 2: Federal members...
2632
2633 Sentence 3: A local spirit...
2634
2635 Sentence 4: State legislators...
2636
2637 Sentence 5: For the same reason...
2638
2639 Sentence 6: Congressional journals show...
2640
2641 Wait, the analyst says Change 3 is "Paragraph 8, fifth sentence."
2642
2643 In my count, that sentence is in Paragraph 10 (or Paragraph 7/8 depending on headers/quotes).
2644
2645 However, the *Current text* is provided in the instructions: "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2646
2647 Since the *Current text* is unique and identifiable, I will follow the text rather than the paragraph number if they conflict.
2648
2649 Change 4: Paragraph 11.
2650
2651 If P1 is "To the People":
2652
2653 1. To the People
2654 2. Continuing
2655 3. Quote
2656 4. Constitution's opponents
2657 5. Quote
2658 6. Truth and decency
2659 7. Many factors
2660 8. If the people ever
2661 9. Regarding willingness
2662 10. From another perspective
2663 11. I do not imply...
2664 12. Even if the federal...
2665 13. If an unjustifiable...
2666 14. The same alliances...
2667
2668 Wait, Change 4 is "The same alliances...". In this count, that's Para 14.
2669
2670 If P1 is "Continuing":
2671
2672 1. Continuing
2673 2. Constitution's opponents
2674 3. Truth and decency
2675 4. Many factors
2676 5. If the people ever
2677 6. Regarding willingness
2678 7. From another perspective
2679 8. I do not imply
2680 9. Even if the federal
2681 10. If an unjustifiable
2682 11. The same alliances... (Matches!)
2683
2684 So the numbering follows:
2685
2686 P1: Continuing...
2687
2688 P2: Constitution's opponents...
2689
2690 P3: Truth and decency...
2691
2692 P4: Many factors...
2693
2694 P5: If the people ever...
2695
2696 P6: Regarding willingness...
2697
2698 P7: From another perspective...
2699
2700 P8: I do not imply...
2701
2702 P9: Even if the federal...
2703
2704 P10: If an unjustifiable...
2705
2706 P11: The same alliances...
2707
2708 P12: The only remaining...
2709
2710 P13: Yet let us consider...
2711
2712 P14: [Quote + Following text]
2713
2714 Let's check Change 3 again (Para 8).
2715
2716 P8: "I do not imply the new federal government will be as limited as state legislatures..."
2717
2718 Wait, "Congressional journals" is in P7 ("From another perspective").
2719
2720 Maybe the analyst counted the "Regarding willingness" paragraph (P6) as part of P5 or P7?
2721
2722 "Regarding willingness and ability to resist each other, the state governments clearly have the advantage. Federal members are more dependent on state members than vice versa, and the people's biases will favor state governments."
2723
2724 This is a short paragraph. If merged with "From another perspective", then:
2725
2726 P6: Regarding willingness... / From another perspective...
2727
2728 Then P7: I do not imply...
2729
2730 Then P8: Even if the federal...
2731
2732 This is getting confusing. *However*, the prompt's instruction is: "Match the location carefully. Preserve what's not changed." and "Use the exact proposed text".
2733
2734 Since the "Current text" to be replaced is explicitly provided for every change (except the header), I will prioritize matching the text strings over the paragraph indices.
2735
2736 * Change 1: Added header.
2737 * Change 2: "salaries" -> "emoluments".
2738 * Change 3: "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest." -> "Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest." (Note: In the passage, this is the 6th sentence of the paragraph starting "From another perspective", but the text matches exactly).
2739 * Change 4: "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force." -> "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made."
2740 * Change 5: Replace "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them." with the block quote.
2741
2742 *One detail on Change 5:*
2743
2744 Current: "European kingdoms... alone, the people might overthrow them."
2745
2746 Change: Replace with Quote block.
2747
2748 The text immediately following in the passage is: "If they also had local governments to coordinate national will and direct force..."
2749
2750 This seems like a clean replacement.
2751
2752 Let's re-verify the text "Congressional journals..." in Paragraph 8.
2753
2754 The paragraph starting "From another perspective" is Paragraph 10 if you count everything, or Paragraph 7 if you count only main text blocks.
2755
2756 Paragraph 8 (if counting main blocks) is "I do not imply...".
2757
2758 Let me search for "Congressional journals" in the source text one more time.
2759
2760 It is in the paragraph "From another perspective, the advantage remains with the states...".
2761
2762 Okay, I will ignore the paragraph number and focus on the text string.
2763
2764 *Wait, I notice something in Change 3:*
2765
2766 Current: "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2767
2768 Proposed: "Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest."
2769
2770 The "Current Passage" provided has: "Congressional journals show members have frequently acted as state partisans rather than guardians of the common interest."
2771
2772 Wait, in my count earlier I said it's the 6th sentence.
2773
2774 1. From another perspective...
2775 2. Federal members...
2776 3. A local spirit...
2777 4. State legislators already sacrifice...
2778 5. For the same reason...
2779 6. Congressional journals show...
2780
2781 The analyst says "fifth sentence". If sentence 4 and 5 are treated as one (separated by a semicolon in some versions), it might be the fifth. Doesn't matter, the text matches.
2782
2783 "The only remaining excuse for predicting state governments' downfall is... (P12)"
2784
2785 "Yet let us consider it. (P13)"
2786
2787 "Even if a standing army... (Sentence 2 of P13)"
2788
2789 "Opposed would be a militia... (Sentence 4 of P13)"
2790
2791 "It is doubtful such a militia... (Sentence 5 of P13)"
2792
2793 "Those familiar... (Sentence 6 of P13)"
2794
2795 Then the quote "Besides the advantage...".
2796
2797 Then "European kingdoms...".
2798
2799 Then "If they also had local governments...".
2800
2801 Wait, "European kingdoms..." is the start of a new paragraph in the provided "Current Passage".
2802
2803 Let's check:
2804
2805 "...possibility.
2806
2807 > "Besides the advantage..."
2808
2809 European kingdoms with large military establishments...
2810
2811 If they also had local governments...
2812
2813 Okay, so I will replace that paragraph's first sentence with the quote.
2814
2815 *Correction:* The "Current text" for Change 5 is the entire first sentence of that paragraph.
2816
2817 So Para 14 (or whatever it's numbered) will now start with the Quote block.
2818
2819 *Refining Para 14:*
2820
2821 Current:
2822
2823 "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them. If they also had local governments to coordinate national will and direct force, appointing militia officers, every tyranny would be quickly overturned."
2824
2825 New:
2826
2827 > **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
2828
2829 If they also had local governments to coordinate national will and direct force, appointing militia officers, every tyranny would be quickly overturned.
2830
2831 Check the rationale for Change 5: "This is one of the most famous... deserves to be preserved verbatim."
2832
2833 Check the "Current text": "European kingdoms... overthrow them."
2834
2835 The quote provided: "Notwithstanding... trust the people with arms."
2836
2837 The original text in Federalist 46 is: "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms. And it is not certain, that with this aid alone they would not be able to shake off their yokes."
2838
2839 The "Current Passage" had summarized both sentences into one. The "Proposed change" only provides the first sentence of the original as a quote.
2840
2841 My instructions are to apply the *Proposed change* exactly.
2842
2843 Para 11 (in my count, Para 13/14 overall):
2844
2845 "If an unjustifiable federal measure... communications would open, resistance plans coordinated, a single spirit driving the whole."
2846
2847 Next paragraph:
2848
2849 "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force. What madness could drive the federal government to this?"
2850
2851 Applying Change 4:
2852
2853 "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made. What madness could drive the federal government to this?"
2854
2855 Done.
2856
2857 - Header: Added.
2858 - Emoluments: Replaced "salaries".
2859 - Congressional Journals: Replaced sentence.
2860 - Alliances/Force: Replaced sentence.
2861 - European Quote: Replaced sentence.
2862 - All verbatim quotes from the current passage (3 of them) preserved.
2863 - "To the People..." preserved.
2864 - "PUBLIUS." preserved.
2865
2866 Double-checking Change 3 text again:
2867
2868 "Congressional journals show members have too frequently acted as partisans of their respective states rather than impartial guardians of a common interest." (Note the "a common interest" instead of "the common interest"). Correct.
2869
2870 Double-checking Change 4 text again:
2871
2872 "...as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made." (Note semicolon). Correct.
2873
2874 Double-checking Change 5 Quote:
2875
2876 "> **Quote:** "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms." " (Exact). Correct.
2877
2878 Wait, paragraph 11 change (Change 4).
2879
2880 The "Current text" provided is: "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force."
2881
2882 In the "Current Passage", this sentence is at the start of its own paragraph.
2883
2884 "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force. What madness could drive the federal government to this? In the British conflict..."
2885
2886 So the replacement will be:
2887
2888 "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made. What madness could drive the federal government to this? In the British conflict..."
2889
2890 One final look at the "Current Passage" text to ensure I have the paragraph structure right.
2891
2892 P1: To the People...
2893
2894 P2: Continuing...
2895
2896 P3: > "The federal...
2897
2898 P4: The Constitution's...
2899
2900 P5: > "The ultimate...
2901
2902 P6: Truth and decency...
2903
2904 P7: Many factors... (contains "emoluments" change)
2905
2906 P8: If the people ever...
2907
2908 P9: Regarding willingness...
2909
2910 P10: From another perspective... (contains "Congressional journals" change)
2911
2912 P11: I do not imply...
2913
2914 P12: Even if the federal...
2915
2916 P13: If an unjustifiable...
2917
2918 P14: The same alliances... (contains "apprehension" change)
2919
2920 P15: The only remaining...
2921
2922 P16: Yet let us consider it...
2923
2924 P17: > "Besides the advantage...
2925
2926 P18: European kingdoms... (contains Quote change)
2927
2928 P19: Let us not insult... (Wait, current passage has "Let us not insult..." as two sentences at the end).
2929
2930 P20: The argument is...
2931
2932 P21: The points in these...
2933
2934 P22: PUBLIUS.
2935
2936 Wait, let me recount para 14-18.
2937
2938 P14: The same alliances...
2939
2940 P15: The only remaining excuse...
2941
2942 P16: Yet let us consider it...
2943
2944 P17: > "Besides the advantage..."
2945
2946 P18: European kingdoms with large...
2947
2948 P19: Let us not insult...
2949
2950 P20: The argument is...
2951
2952 P21: The points...
2953
2954 P22: PUBLIUS.
2955
2956 Okay, the structure is solid. I will apply the changes now.
2957
2958 *Wait, Change 5 again:*
2959
2960 "Location: Paragraph 14, following the mention of European kingdoms."
2961
2962 My count just had this at P18.
2963
2964 The analyst's count (P14) likely excludes the "To the People", the quotes, and maybe some short paragraphs.
2965
2966 1. Continuing
2967 2. Constitution's opponents
2968 3. Truth and decency
2969 4. Many factors
2970 5. If the people ever
2971 6. Regarding willingness
2972 7. From another perspective
2973 8. I do not imply
2974 9. Even if the federal
2975 10. If an unjustifiable
2976 11. The same alliances
2977 12. The only remaining
2978 13. Yet let us consider
2979 14. European kingdoms...
2980
2981 This matches perfectly. Paragraph 14 is the paragraph starting "European kingdoms".
2982
2983 One detail on Change 5 placement: "Location: Paragraph 14, following the mention of European kingdoms. Current text: 'European kingdoms with large... overthrow them.'"
2984
2985 I will replace that sentence with the quote.
2986
2987 Wait, the rationale for Change 1: "Restoring... Madison... provides context".
2988
2989 Change 1: "From the New York Packet. Tuesday, January 29, 1788. MADISON"
2990
2991 I'll put it at the top.
2992
2993 Final check on Change 3: "impartial guardians of a common interest".
2994
2995 The original text in Federalist 46 is: "...than impartial guardians of a common interest."
2996
2997 The provided change says: "...than impartial guardians of a common interest."
2998
2999 Perfect.
3000
3001 Final check on Change 4: "trial of force".
3002
3003 The original text in Federalist 46 is: "...the same appeal to a trial of force would be made."
3004
3005 The provided change says: "...the same appeal to a trial of force would be made."
3006
3007 Perfect.
3008
3009 One tiny detail:
3010
3011 Paragraph 14 replacement sentence:
3012
3013 "European kingdoms with large military establishments fear trusting their people with arms—yet even armed alone, the people might overthrow them."
3014
3015 The text following it in the same paragraph: "If they also had local governments..."
3016
3017 If I replace the first sentence with a block quote, should I leave the second sentence in the same paragraph or move it?
3018
3019 Standard formatting:
3020
3021 > Quote
3022
3023 Sentence...
3024
3025 I'll keep the following sentence as a new line or same paragraph. I'll make it a new paragraph for clarity, but standardly, a block quote is its own block.
3026
3027 Wait, looking at the passage:
3028
3029 > "Besides the advantage..."
3030
3031 European kingdoms...
3032
3033 If I replace "European kingdoms..." with a quote, I get:
3034
3035 > "Besides the advantage..."
3036
3037 > **Quote:** "Notwithstanding..."
3038
3039 If they also had local governments...
3040
3041 This looks correct.
3042
3043 One final look at the "Current Passage" to ensure I don't delete the second sentence of the European kingdoms paragraph.
3044
3045 Sentence 1: "European kingdoms... overthrow them." (Target for replacement)
3046
3047 Sentence 2: "If they also had local governments..." (Must be preserved)
3048
3049 Sentence 1 and 2 are in the same block.
3050
3051 I will replace Sentence 1 with the quote block and keep Sentence 2.
3052
3053 One small check on Paragraph 14 (The same alliances...).
3054
3055 Current:
3056
3057 "The same alliances would result from fear of federal power as from dread of foreign yoke, with the same appeal to force. What madness could drive the federal government to this? In the British conflict..."
3058
3059 The replacement:
3060
3061 "The same alliances would result from an apprehension of federal power as were produced by the dread of a foreign yoke; unless the innovations were renounced, the same appeal to a trial of force would be made. What madness could drive the federal government to this? In the British conflict..."
3062
3063 This maintains the integrity of the paragraph.
3064
3065 Ready.
3066
1925 3067 ## No. XLVII. - The Particular Structure of the New Government and the Distribution of Power Among Its Different Parts
1926 3068
1927 3069 From the New York Packet. Friday, February 1, 1788.
@@ -1931,25 +3073,64 @@
1931 3073
1932 3074 To the People of the State of New York:
1933 3075
1934 Having reviewed the general form of the proposed government and the general mass of power allotted to it, I proceed to examine the particular structure of this government, and the distribution of this mass of power among its constituent parts. One of the principal objections inculcated by the more respectable adversaries to the Constitution, is its supposed violation of the political maxim, that the legislative, executive, and judiciary departments ought to be separate and distinct. In the structure of the federal government, no regard, it is said, seems to have been paid to this essential precaution in favor of liberty. The several departments of power are distributed and blended in such a manner as at once to destroy all symmetry and beauty of form, and to expose some of the essential parts of the edifice to the danger of being crushed by the disproportionate weight of other parts. No political truth is certainly of greater intrinsic value, or is stamped with the authority of more enlightened patrons of liberty, than that on which the objection is founded.
3076 Having reviewed the proposed government's general form and total power, I now examine its specific structure and distribution. A main objection from respected critics is that the Constitution violates the principle that legislative, executive, and judicial departments should be separate and distinct. Critics claim its structure ignores this liberty safeguard, mixing powers in a way that destroys the symmetry of the political edifice and leaves its essential parts vulnerable to being crushed by the weight of others. No political truth has greater value or more respected advocates.
1935 3077
1936 The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, selfappointed, or elective, may justly be pronounced the very definition of tyranny. Were the federal Constitution, therefore, really chargeable with the accumulation of power, or with a mixture of powers, having a dangerous tendency to such an accumulation, no further arguments would be necessary to inspire a universal reprobation of the system. I persuade myself, however, that it will be made apparent to every one, that the charge cannot be supported, and that the maxim on which it relies has been totally misconceived and misapplied. In order to form correct ideas on this important subject, it will be proper to investigate the sense in which the preservation of liberty requires that the three great departments of power should be separate and distinct. The oracle who is always consulted and cited on this subject is the celebrated Montesquieu. If he be not the author of this invaluable precept in the science of politics, he has the merit at least of displaying and recommending it most effectually to the attention of mankind. Let us endeavor, in the first place, to ascertain his meaning on this point. The British Constitution was to Montesquieu what Homer has been to the didactic writers on epic poetry. As the latter have considered the work of the immortal bard as the perfect model from which the principles and rules of the epic art were to be drawn, and by which all similar works were to be judged, so this great political critic appears to have viewed the Constitution of England as the standard, or to use his own expression, as the mirror of political liberty; and to have delivered, in the form of elementary truths, the several characteristic principles of that particular system. That we may be sure, then, not to mistake his meaning in this case, let us recur to the source from which the maxim was drawn. On the slightest view of the British Constitution, we must perceive that the legislative, executive, and judiciary departments are by no means totally separate and distinct from each other. The executive magistrate forms an integral part of the legislative authority. He alone has the prerogative of making treaties with foreign sovereigns, which, when made, have, under certain limitations, the force of legislative acts. All the members of the judiciary department are appointed by him, can be removed by him on the address of the two Houses of Parliament, and form, when he pleases to consult them, one of his constitutional councils. One branch of the legislative department forms also a great constitutional council to the executive chief, as, on another hand, it is the sole depositary of judicial power in cases of impeachment, and is invested with the supreme appellate jurisdiction in all other cases. The judges, again, are so far connected with the legislative department as often to attend and participate in its deliberations, though not admitted to a legislative vote. From these facts, by which Montesquieu was guided, it may clearly be inferred that, in saying “There can be no liberty where the legislative and executive powers are united in the same person, or body of magistrates,” or, “if the power of judging be not separated from the legislative and executive powers,” he did not mean that these departments ought to have no PARTIAL AGENCY in, or no CONTROL over, the acts of each other. His meaning, as his own words import, and still more conclusively as illustrated by the example in his eye, can amount to no more than this, that where the WHOLE power of one department is exercised by the same hands which possess the WHOLE power of another department, the fundamental principles of a free constitution are subverted. This would have been the case in the constitution examined by him, if the king, who is the sole executive magistrate, had possessed also the complete legislative power, or the supreme administration of justice; or if the entire legislative body had possessed the supreme judiciary, or the supreme executive authority. This, however, is not among the vices of that constitution. The magistrate in whom the whole executive power resides cannot of himself make a law, though he can put a negative on every law; nor administer justice in person, though he has the appointment of those who do administer it. The judges can exercise no executive prerogative, though they are shoots from the executive stock; nor any legislative function, though they may be advised with by the legislative councils. The entire legislature can perform no judiciary act, though by the joint act of two of its branches the judges may be removed from their offices, and though one of its branches is possessed of the judicial power in the last resort. The entire legislature, again, can exercise no executive prerogative, though one of its branches constitutes the supreme executive magistracy, and another, on the impeachment of a third, can try and condemn all the subordinate officers in the executive department. The reasons on which Montesquieu grounds his maxim are a further demonstration of his meaning. “When the legislative and executive powers are united in the same person or body,” says he, “there can be no liberty, because apprehensions may arise lest THE SAME monarch or senate should ENACT tyrannical laws to EXECUTE them in a tyrannical manner. “ Again: “Were the power of judging joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control, for THE JUDGE would then be THE LEGISLATOR.
3078 > "The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, selfappointed, or elective, may justly be pronounced the very definition of tyranny."
1937 3079
1938 Were it joined to the executive power, THE JUDGE might behave with all the violence of AN OPPRESSOR. “ Some of these reasons are more fully explained in other passages; but briefly stated as they are here, they sufficiently establish the meaning which we have put on this celebrated maxim of this celebrated author.
3080 If the Constitution truly concentrated power this way, no further argument would be needed to reject it. But this charge is unfounded; it will be shown that **> Quote: the maxim on which it relies has been totally misconceived and misapplied. End quote.** To understand this, we must investigate what liberty requires of these departments. The oracle always consulted and cited on this subject is the celebrated Montesquieu. If not the originator, he deserves credit for explaining this rule most effectively. Let us determine exactly what he meant.
1939 3081
1940 If we look into the constitutions of the several States, we find that, notwithstanding the emphatical and, in some instances, the unqualified terms in which this axiom has been laid down, there is not a single instance in which the several departments of power have been kept absolutely separate and distinct. New Hampshire, whose constitution was the last formed, seems to have been fully aware of the impossibility and inexpediency of avoiding any mixture whatever of these departments, and has qualified the doctrine by declaring “that the legislative, executive, and judiciary powers ought to be kept as separate from, and independent of, each other AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT; OR AS IS CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS THE WHOLE FABRIC OF THE CONSTITUTION IN ONE INDISSOLUBLE BOND OF UNITY AND AMITY. “ Her constitution accordingly mixes these departments in several respects. The Senate, which is a branch of the legislative department, is also a judicial tribunal for the trial of impeachments. The President, who is the head of the executive department, is the presiding member also of the Senate; and, besides an equal vote in all cases, has a casting vote in case of a tie. The executive head is himself eventually elective every year by the legislative department, and his council is every year chosen by and from the members of the same department. Several of the officers of state are also appointed by the legislature. And the members of the judiciary department are appointed by the executive department. The constitution of Massachusetts has observed a sufficient though less pointed caution, in expressing this fundamental article of liberty. It declares “that the legislative department shall never exercise the executive and judicial powers, or either of them; the executive shall never exercise the legislative and judicial powers, or either of them; the judicial shall never exercise the legislative and executive powers, or either of them. “ This declaration corresponds precisely with the doctrine of Montesquieu, as it has been explained, and is not in a single point violated by the plan of the convention. It goes no farther than to prohibit any one of the entire departments from exercising the powers of another department. In the very Constitution to which it is prefixed, a partial mixture of powers has been admitted. The executive magistrate has a qualified negative on the legislative body, and the Senate, which is a part of the legislature, is a court of impeachment for members both of the executive and judiciary departments. The members of the judiciary department, again, are appointable by the executive department, and removable by the same authority on the address of the two legislative branches.
3082 To Montesquieu, the British Constitution was what Homer was to epic poetry. Just as those writers viewed Homer's work as the perfect model, Montesquieu viewed the English Constitution as the mirror of political liberty. He presented its principles as fundamental truths. To ensure we do not mistake his meaning, let us look at the source. Even a brief look shows that legislative, executive, and judicial departments are not entirely separate. The executive monarch is essential to legislative authority, makes treaties with law's force, appoints all judges who serve as his council and are removable upon legislative request. One legislative branch serves as council to the executive, holds sole impeachment power, and serves as supreme appellate court. Judges attend legislative debates without voting.
1941 3083
1942 Lastly, a number of the officers of government are annually appointed by the legislative department. As the appointment to offices, particularly executive offices, is in its nature an executive function, the compilers of the Constitution have, in this last point at least, violated the rule established by themselves. I pass over the constitutions of Rhode Island and Connecticut, because they were formed prior to the Revolution, and even before the principle under examination had become an object of political attention. The constitution of New York contains no declaration on this subject; but appears very clearly to have been framed with an eye to the danger of improperly blending the different departments. It gives, nevertheless, to the executive magistrate, a partial control over the legislative department; and, what is more, gives a like control to the judiciary department; and even blends the executive and judiciary departments in the exercise of this control. In its council of appointment members of the legislative are associated with the executive authority, in the appointment of officers, both executive and judiciary. And its court for the trial of impeachments and correction of errors is to consist of one branch of the legislature and the principal members of the judiciary department. The constitution of New Jersey has blended the different powers of government more than any of the preceding. The governor, who is the executive magistrate, is appointed by the legislature; is chancellor and ordinary, or surrogate of the State; is a member of the Supreme Court of Appeals, and president, with a casting vote, of one of the legislative branches. The same legislative branch acts again as executive council of the governor, and with him constitutes the Court of Appeals. The members of the judiciary department are appointed by the legislative department and removable by one branch of it, on the impeachment of the other. According to the constitution of Pennsylvania, the president, who is the head of the executive department, is annually elected by a vote in which the legislative department predominates. In conjunction with an executive council, he appoints the members of the judiciary department, and forms a court of impeachment for trial of all officers, judiciary as well as executive. The judges of the Supreme Court and justices of the peace seem also to be removable by the legislature; and the executive power of pardoning in certain cases, to be referred to the same department. The members of the executive council are made EX-OFFICIO justices of peace throughout the State. In Delaware, the chief executive magistrate is annually elected by the legislative department. The speakers of the two legislative branches are vice-presidents in the executive department. The executive chief, with six others, appointed, three by each of the legislative branches constitutes the Supreme Court of Appeals; he is joined with the legislative department in the appointment of the other judges. Throughout the States, it appears that the members of the legislature may at the same time be justices of the peace; in this State, the members of one branch of it are EX-OFFICIO justices of the peace; as are also the members of the executive council. The principal officers of the executive department are appointed by the legislative; and one branch of the latter forms a court of impeachments. All officers may be removed on address of the legislature. Maryland has adopted the maxim in the most unqualified terms; declaring that the legislative, executive, and judicial powers of government ought to be forever separate and distinct from each other. Her constitution, notwithstanding, makes the executive magistrate appointable by the legislative department; and the members of the judiciary by the executive department. The language of Virginia is still more pointed on this subject. Her constitution declares, “that the legislative, executive, and judiciary departments shall be separate and distinct; so that neither exercise the powers properly belonging to the other; nor shall any person exercise the powers of more than one of them at the same time, except that the justices of county courts shall be eligible to either House of Assembly. “ Yet we find not only this express exception, with respect to the members of the inferior courts, but that the chief magistrate, with his executive council, are appointable by the legislature; that two members of the latter are triennially displaced at the pleasure of the legislature; and that all the principal offices, both executive and judiciary, are filled by the same department. The executive prerogative of pardon, also, is in one case vested in the legislative department. The constitution of North Carolina, which declares “that the legislative, executive, and supreme judicial powers of government ought to be forever separate and distinct from each other,” refers, at the same time, to the legislative department, the appointment not only of the executive chief, but all the principal officers within both that and the judiciary department. In South Carolina, the constitution makes the executive magistracy eligible by the legislative department.
3084 From these facts, Montesquieu's meaning is clear:
1943 3085
1944 It gives to the latter, also, the appointment of the members of the judiciary department, including even justices of the peace and sheriffs; and the appointment of officers in the executive department, down to captains in the army and navy of the State.
3086 > "There can be no liberty where the legislative and executive powers are united in the same person, or body of magistrates," or, "if the power of judging be not separated from the legislative and executive powers."
1945 3087
1946 In the constitution of Georgia, where it is declared “that the legislative, executive, and judiciary departments shall be separate and distinct, so that neither exercise the powers properly belonging to the other,” we find that the executive department is to be filled by appointments of the legislature; and the executive prerogative of pardon to be finally exercised by the same authority. Even justices of the peace are to be appointed by the legislature. In citing these cases, in which the legislative, executive, and judiciary departments have not been kept totally separate and distinct, I wish not to be regarded as an advocate for the particular organizations of the several State governments. I am fully aware that among the many excellent principles which they exemplify, they carry strong marks of the haste, and still stronger of the inexperience, under which they were framed. It is but too obvious that in some instances the fundamental principle under consideration has been violated by too great a mixture, and even an actual consolidation, of the different powers; and that in no instance has a competent provision been made for maintaining in practice the separation delineated on paper. What I have wished to evince is, that the charge brought against the proposed Constitution, of violating the sacred maxim of free government, is warranted neither by the real meaning annexed to that maxim by its author, nor by the sense in which it has hitherto been understood in America. This interesting subject will be resumed in the ensuing paper.
3088 He did not mean these departments should have no PARTIAL AGENCY in, or no CONTROL over, the acts of each other. His meaning—shown by his words and the British example—is simply this: where the *entire* power of one department is exercised by those who hold the *entire* power of another, free constitution's fundamentals are undermined. This would have been true if Britain's sole executive held complete legislative power or supreme judicial authority; or if the entire legislature held supreme judicial or executive authority. That Constitution avoids this flaw. The executive cannot make laws alone, though he can veto; nor administer justice personally, though he appoints judges. Judges cannot exercise executive powers, though appointed by the executive; nor perform legislative functions, though consulted by councils. The entire legislature cannot perform judicial acts, though its branches together can remove judges and one branch serves as court of last resort. Finally, the entire legislature cannot exercise executive power, though one branch acts as supreme council and another can impeach executive officers.
1947 3089
1948 PUBLIUS.
3090 Montesquieu's reasons further demonstrate his meaning:
1949 3091
3092 > "When the legislative and executive powers are united in the same person or body," says he, "there can be no liberty, because apprehensions may arise lest THE SAME monarch or senate should ENACT tyrannical laws to EXECUTE them in a tyrannical manner. Again: Were the power of judging joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control, for THE JUDGE would then be THE LEGISLATOR. Were it joined to the executive power, THE JUDGE might behave with all the violence of AN OPPRESSOR."
1950 3093
3094 These reasons establish the meaning we have given this principle.
1951 3095
3096 If we examine state constitutions, we find that despite absolute language describing this rule, not one keeps departments completely separate and distinct. New Hampshire, whose constitution is newest, seems fully aware that avoiding any mixture is impossible and unwise, modifying the doctrine by declaring:
1952 3097
3098 > "that the legislative, executive, and judiciary powers ought to be kept as separate from, and independent of, each other AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT; OR AS IS CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS THE WHOLE FABRIC OF THE CONSTITUTION IN ONE INDISSOLUBLE BOND OF UNITY AND AMITY."
3099
3100 Accordingly, its constitution mixes these departments in several ways. The Senate, a legislative branch, is also an impeachment court. The President, head of the executive, presides over the Senate with regular and tie-breaking votes. The executive head is elected annually by the legislature, and his council is chosen yearly from that same body. Several state officers are appointed by the legislature, while judges are appointed by the executive.
3101
3102 The Massachusetts constitution declares this fundamental rule of liberty less explicitly:
3103
3104 > "that the legislative department shall never exercise the executive and judicial powers, or either of them; the executive shall never exercise the legislative and judicial powers, or either of them; the judicial shall never exercise the legislative and executive powers, or either of them."
3105
3106 This declaration matches Montesquieu's doctrine and is not violated by the convention's plan. It prohibits any department from exercising another's full powers. In the very Constitution stating this rule, partial mixture is allowed. The executive has a qualified veto, and the Senate, part of the legislature, serves as impeachment court for both executive and judicial officers. Judges are appointed by the executive and removable by that authority if both legislative branches request it. Finally, several officers are appointed annually by the legislature—naturally an executive function, meaning the authors violated their own rule on this point.
3107
3108 I will skip Rhode Island and Connecticut, written before this principle became a major focus. The New York constitution has no specific declaration but was written with improper mixing in mind. Nevertheless, it gives executive and judicial partial control over the legislature, blending these departments. Its council of appointment includes legislators who work with the executive to appoint officers. Its impeachment court combines a legislative branch with top judiciary members.
3109
3110 New Jersey blends powers most extensively. Its governor—appointed by the legislature—is also chancellor, surrogate, member of the Supreme Court of Appeals, and president of a legislative branch with tie-breaking vote. That branch serves as his council and forms the Court of Appeals with him. Judges are appointed and can be removed by the legislature.
3111
3112 In Pennsylvania, the president is elected annually by the legislature, appoints judges with his council, and forms an impeachment court for all officers. Judges can be removed by the legislature, and the pardon power is sometimes referred to it. Executive council members serve as justices of the peace throughout the state.
3113
3114 In Delaware, legislative speakers serve as vice-presidents in the executive department. The executive head and six legislative appointees form the Supreme Court of Appeals. The executive works with the legislature to appoint judges. Legislators and executive council members serve as justices of the peace. The main executive officers are appointed by the legislature, one branch serves as impeachment court, and all officers can be removed at its request.
3115
3116 Maryland adopts the principle in the most absolute terms, declaring legislative, executive, and judicial powers "forever separate and distinct." Despite this, its constitution allows the executive to be appointed by the legislature and judges by the executive.
3117
3118 Virginia's language is even more direct, declaring:
3119
3120 > "that the legislative, executive, and judiciary departments shall be separate and distinct; so that neither exercise the powers properly belonging to the other; nor shall any person exercise the powers of more than one of them at the same time, except that the justices of county courts shall be eligible to either House of Assembly."
3121
3122 Yet we find not only this exception but that the chief executive and his council are appointed by the legislature; two council members are replaced every three years at its discretion; all major offices are filled by the legislature; and the pardon power is sometimes given to it.
3123
3124 The North Carolina constitution declares that the three powers "ought to be forever separate and distinct," yet gives the legislature power to appoint the executive head and all major officers in both departments.
3125
3126 The South Carolina constitution makes the executive head elective by the legislature and gives the legislature power to appoint judges and executive officers down to military captains.
3127
3128 The Georgia constitution states that departments "shall be separate and distinct, so that neither exercise the powers properly belonging to the other," yet the executive is filled by legislative appointment, the power to pardon is ultimately exercised by the legislature, and even justices of the peace are appointed by it.
3129
3130 I cite these cases not to defend these state governments. They carry marks of haste, and even stronger marks of the inexperience under which they were framed; some violate the principle through an actual consolidation of powers. Yet none has found adequate means to maintain the separation described on paper. The charge against the proposed Constitution—that it violates free government—finds no support in Montesquieu's meaning or in American practice. This subject will continue.
3131
3132 PUBLIUS.
3133
1953 3134 ## No. XLVIII. - These Departments Should Not Be So Far Separated as to Have No Constitutional Control Over Each Other
1954 3135
1955 3136 From the New York Packet. Friday, February 1, 1788.
@@ -1959,23 +3140,37 @@
1959 3140
1960 3141 To the People of the State of New York:
1961 3142
1962 It was shown in the last paper that the political apothegm there examined does not require that the legislative, executive, and judiciary departments should be wholly unconnected with each other. I shall undertake, in the next place, to show that unless these departments be so far connected and blended as to give to each a constitutional control over the others, the degree of separation which the maxim requires, as essential to a free government, can never in practice be duly maintained. It is agreed on all sides, that the powers properly belonging to one of the departments ought not to be directly and completely administered by either of the other departments. It is equally evident, that none of them ought to possess, directly or indirectly, an overruling influence over the others, in the administration of their respective powers. It will not be denied, that power is of an encroaching nature, and that it ought to be effectually restrained from passing the limits assigned to it.
3143 In the previous essay, I showed that separation of powers does not require the three departments to be completely disconnected. Now I demonstrate that unless they are sufficiently connected—blended to give each constitutional checks on the others—the separation essential to free government cannot be maintained.
1963 3144
1964 After discriminating, therefore, in theory, the several classes of power, as they may in their nature be legislative, executive, or judiciary, the next and most difficult task is to provide some practical security for each, against the invasion of the others.
3145 Everyone agrees that one department's powers should not be directly managed by another, nor should any department dominate the rest. It cannot be denied that power is of an encroaching nature, and that it must be effectually restrained from passing its assigned limits. After distinguishing these powers theoretically, the great problem is providing practical security for each branch against invasion by the others.
1965 3146
1966 What this security ought to be, is the great problem to be solved. Will it be sufficient to mark, with precision, the boundaries of these departments, in the constitution of the government, and to trust to these parchment barriers against the encroaching spirit of power? This is the security which appears to have been principally relied on by the compilers of most of the American constitutions. But experience assures us, that the efficacy of the provision has been greatly overrated; and that some more adequate defense is indispensably necessary for the more feeble, against the more powerful, members of the government. The legislative department is everywhere extending the sphere of its activity, and drawing all power into its impetuous vortex. The founders of our republics have so much merit for the wisdom which they have displayed, that no task can be less pleasing than that of pointing out the errors into which they have fallen. A respect for truth, however, obliges us to remark, that they seem never for a moment to have turned their eyes from the danger to liberty from the overgrown and all-grasping prerogative of an hereditary magistrate, supported and fortified by an hereditary branch of the legislative authority. They seem never to have recollected the danger from legislative usurpations, which, by assembling all power in the same hands, must lead to the same tyranny as is threatened by executive usurpations. In a government where numerous and extensive prerogatives are placed in the hands of an hereditary monarch, the executive department is very justly regarded as the source of danger, and watched with all the jealousy which a zeal for liberty ought to inspire. In a democracy, where a multitude of people exercise in person the legislative functions, and are continually exposed, by their incapacity for regular deliberation and concerted measures, to the ambitious intrigues of their executive magistrates, tyranny may well be apprehended, on some favorable emergency, to start up in the same quarter. But in a representative republic, where the executive magistracy is carefully limited; both in the extent and the duration of its power; and where the legislative power is exercised by an assembly, which is inspired, by a supposed influence over the people, with an intrepid confidence in its own strength; which is sufficiently numerous to feel all the passions which actuate a multitude, yet not so numerous as to be incapable of pursuing the objects of its passions, by means which reason prescribes; it is against the enterprising ambition of this department that the people ought to indulge all their jealousy and exhaust all their precautions. The legislative department derives a superiority in our governments from other circumstances. Its constitutional powers being at once more extensive, and less susceptible of precise limits, it can, with the greater facility, mask, under complicated and indirect measures, the encroachments which it makes on the co-ordinate departments. It is not unfrequently a question of real nicety in legislative bodies, whether the operation of a particular measure will, or will not, extend beyond the legislative sphere. On the other side, the executive power being restrained within a narrower compass, and being more simple in its nature, and the judiciary being described by landmarks still less uncertain, projects of usurpation by either of these departments would immediately betray and defeat themselves. Nor is this all: as the legislative department alone has access to the pockets of the people, and has in some constitutions full discretion, and in all a prevailing influence, over the pecuniary rewards of those who fill the other departments, a dependence is thus created in the latter, which gives still greater facility to encroachments of the former. I have appealed to our own experience for the truth of what I advance on this subject. Were it necessary to verify this experience by particular proofs, they might be multiplied without end. I might find a witness in every citizen who has shared in, or been attentive to, the course of public administrations. I might collect vouchers in abundance from the records and archives of every State in the Union. But as a more concise, and at the same time equally satisfactory, evidence, I will refer to the example of two States, attested by two unexceptionable authorities. The first example is that of Virginia, a State which, as we have seen, has expressly declared in its constitution, that the three great departments ought not to be intermixed. The authority in support of it is Mr. Jefferson, who, besides his other advantages for remarking the operation of the government, was himself the chief magistrate of it. In order to convey fully the ideas with which his experience had impressed him on this subject, it will be necessary to quote a passage of some length from his very interesting “Notes on the State of Virginia,” p. 195. “All the powers of government, legislative, executive, and judiciary, result to the legislative body. The concentrating these in the same hands, is precisely the definition of despotic government. It will be no alleviation, that these powers will be exercised by a plurality of hands, and not by a single one. One hundred and seventy-three despots would surely be as oppressive as one. Let those who doubt it, turn their eyes on the republic of Venice. As little will it avail us, that they are chosen by ourselves. An ELECTIVE DESPOTISM was not the government we fought for; but one which should not only be founded on free principles, but in which the powers of government should be so divided and balanced among several bodies of magistracy, as that no one could transcend their legal limits, without being effectually checked and restrained by the others.
3147 Is it enough to define these boundaries in the constitution and trust these "parchment barriers" to restrain power? Most state constitutions have relied on this, but experience proves its effectiveness has been greatly overrated. A more adequate defense is necessary to protect weaker departments from the more powerful. The legislature constantly expands its reach, drawing all power into its impetuous vortex.
1967 3148
1968 For this reason, that convention which passed the ordinance of government, laid its foundation on this basis, that the legislative, executive, and judiciary departments should be separate and distinct, so that no person should exercise the powers of more than one of them at the same time. BUT NO BARRIER WAS PROVIDED BETWEEN THESE SEVERAL POWERS. The judiciary and the executive members were left dependent on the legislative for their subsistence in office, and some of them for their continuance in it. If, therefore, the legislature assumes executive and judiciary powers, no opposition is likely to be made; nor, if made, can be effectual; because in that case they may put their proceedings into the form of acts of Assembly, which will render them obligatory on the other branches. They have accordingly, IN MANY instances, DECIDED RIGHTS which should have been left to JUDICIARY CONTROVERSY, and THE DIRECTION OF THE EXECUTIVE, DURING THE WHOLE TIME OF THEIR SESSION, IS BECOMING HABITUAL AND FAMILIAR. “The other State which I shall take for an example is Pennsylvania; and the other authority, the Council of Censors, which assembled in the years 1783 and 1784. A part of the duty of this body, as marked out by the constitution, was “to inquire whether the constitution had been preserved inviolate in every part; and whether the legislative and executive branches of government had performed their duty as guardians of the people, or assumed to themselves, or exercised, other or greater powers than they are entitled to by the constitution. “ In the execution of this trust, the council were necessarily led to a comparison of both the legislative and executive proceedings, with the constitutional powers of these departments; and from the facts enumerated, and to the truth of most of which both sides in the council subscribed, it appears that the constitution had been flagrantly violated by the legislature in a variety of important instances. A great number of laws had been passed, violating, without any apparent necessity, the rule requiring that all bills of a public nature shall be previously printed for the consideration of the people; although this is one of the precautions chiefly relied on by the constitution against improper acts of legislature. The constitutional trial by jury had been violated, and powers assumed which had not been delegated by the constitution.
3149 The founders deserve great credit, but truth compels me to observe: they watched vigilantly against executive tyranny from hereditary monarchs, yet forgot that legislative power-grabs concentrate all powers in the same hands and lead to the same tyranny.
1969 3150
1970 Executive powers had been usurped. The salaries of the judges, which the constitution expressly requires to be fixed, had been occasionally varied; and cases belonging to the judiciary department frequently drawn within legislative cognizance and determination. Those who wish to see the several particulars falling under each of these heads, may consult the journals of the council, which are in print. Some of them, it will be found, may be imputable to peculiar circumstances connected with the war; but the greater part of them may be considered as the spontaneous shoots of an ill-constituted government. It appears, also, that the executive department had not been innocent of frequent breaches of the constitution. There are three observations, however, which ought to be made on this head: FIRST, a great proportion of the instances were either immediately produced by the necessities of the war, or recommended by Congress or the commander-in-chief; SECONDLY, in most of the other instances, they conformed either to the declared or the known sentiments of the legislative department; THIRDLY, the executive department of Pennsylvania is distinguished from that of the other States by the number of members composing it. In this respect, it has as much affinity to a legislative assembly as to an executive council. And being at once exempt from the restraint of an individual responsibility for the acts of the body, and deriving confidence from mutual example and joint influence, unauthorized measures would, of course, be more freely hazarded, than where the executive department is administered by a single hand, or by a few hands.
3151 In monarchies, the executive is rightly feared. But in our representative republic, where the executive is carefully limited and the legislature is inspired with an intrepid confidence in its own strength by its influence over the people, it is against the legislative department that the people should direct their suspicion. This assembly is large enough to feel the crowd's passions, yet small enough to pursue them through organized means.
1971 3152
1972 The conclusion which I am warranted in drawing from these observations is, that a mere demarcation on parchment of the constitutional limits of the several departments, is not a sufficient guard against those encroachments which lead to a tyrannical concentration of all the powers of government in the same hands.
3153 The legislature gains further superiority because its extensive powers are harder to limit precisely, letting it hide encroachments behind complex measures. Executive or judicial overreach would be immediately obvious. Moreover, as the legislature alone > **Quote:** "has access to the pockets of the people" and influences the salaries in other departments, creating a dependency that invites overreach.
1973 3154
1974 PUBLIUS.
3155 These claims are proven by our own experience. While examples could be multiplied endlessly, two will suffice—verified by unquestionable authorities.
1975 3156
3157 First: Virginia, whose constitution explicitly declared the departments should not be mixed. The authority is Mr. Jefferson, who served as governor. From his "Notes on the State of Virginia":
1976 3158
3159 > **Quote:** "All the powers of government, legislative, executive, and judiciary, result to the legislative body. The concentrating these in the same hands, is precisely the definition of despotic government. It will be no alleviation, that these powers will be exercised by a plurality of hands, and not by a single one. One hundred and seventy-three despots would surely be as oppressive as one. Let those who doubt it, turn their eyes on the republic of Venice. As little will it avail us, that they are chosen by ourselves. An ELECTIVE DESPOTISM was not the government we fought for; but one which should not only be founded on free principles, but in which the powers of government should be so divided and balanced among several bodies of magistracy, as that no one could transcend their legal limits, without being effectually checked and restrained by the others.
1977 3160
3161 >
3162 > For this reason, that convention which passed the ordinance of government, laid its foundation on this basis, that the legislative, executive, and judiciary departments should be separate and distinct, so that no person should exercise the powers of more than one of them at the same time. BUT NO BARRIER WAS PROVIDED BETWEEN THESE SEVERAL POWERS. The judiciary and the executive members were left dependent on the legislative for their subsistence in office, and some of them for their continuance in it. If, therefore, the legislature assumes executive and judiciary powers, no opposition is likely to be made; nor, if made, can be effectual; because in that case they may put their proceedings into the form of acts of Assembly, which will render them obligatory on the other branches. They have accordingly, IN MANY instances, DECIDED RIGHTS which should have been left to JUDICIARY CONTROVERSY, and THE DIRECTION OF THE EXECUTIVE, DURING THE WHOLE TIME OF THEIR SESSION, IS BECOMING HABITUAL AND FAMILIAR."
1978 3163
3164 The other state I will use is Pennsylvania, and the other authority is the Council of Censors, which met in 1783 and 1784. The council's duty was to inquire whether the constitution had been preserved and whether branches had exceeded their powers. It found the legislature flagrantly violated the constitution: laws were passed without being printed for the people's consideration, the constitutional trial by jury was violated, and powers never delegated were assumed. Executive powers were also seized. Judges' constitutionally fixed salaries were changed, and judicial cases were decided by the legislature. Details are in the council's published records.
3165
3166 Some violations may be blamed on war circumstances, and the executive also breached the constitution. However: first, many were war necessities or recommended by Congress; second, the executive usually followed the legislature's wishes; third, Pennsylvania's executive—composed of many members like a legislative assembly—lacks personal responsibility and thus risks unauthorized actions more than a single executive would.
3167
3168 The conclusion I draw is:
3169
3170 > **Quote:** "a mere demarcation on parchment of the constitutional limits of the several departments, is not a sufficient guard against those encroachments which lead to a tyrannical concentration of all the powers of government in the same hands."
3171
3172 PUBLIUS.
3173
1979 3174 ## No. XLIX. - Method of Guarding Against the Encroachments of Any One Department of Government by Appealing to the People Through a Convention
1980 3175
1981 3176 From the New York Packet. Tuesday, February 5, 1788.
@@ -1985,19 +3180,40 @@
1985 3180
1986 3181 To the People of the State of New York:
1987 3182
1988 The author of the “Notes on the State of Virginia,” quoted in the last paper, has subjoined to that valuable work the draught of a constitution, which had been prepared in order to be laid before a convention, expected to be called in 1783, by the legislature, for the establishment of a constitution for that commonwealth. The plan, like every thing from the same pen, marks a turn of thinking, original, comprehensive, and accurate; and is the more worthy of attention as it equally displays a fervent attachment to republican government and an enlightened view of the dangerous propensities against which it ought to be guarded.
3183 Thomas Jefferson, the author of 'Notes on the State of Virginia' mentioned in the previous paper, included in that work a draft constitution prepared for a 1783 convention. This plan reflects an original, comprehensive, and precise mind, displaying both passionate commitment to republican government and insightful understanding of the dangers it must guard against.
1989 3184
1990 One of the precautions which he proposes, and on which he appears ultimately to rely as a palladium to the weaker departments of power against the invasions of the stronger, is perhaps altogether his own, and as it immediately relates to the subject of our present inquiry, ought not to be overlooked. His proposition is, “that whenever any two of the three branches of government shall concur in opinion, each by the voices of two thirds of their whole number, that a convention is necessary for altering the constitution, or CORRECTING BREACHES OF IT, a convention shall be called for the purpose. “As the people are the only legitimate fountain of power, and it is from them that the constitutional charter, under which the several branches of government hold their power, is derived, it seems strictly consonant to the republican theory, to recur to the same original authority, not only whenever it may be necessary to enlarge, diminish, or new-model the powers of the government, but also whenever any one of the departments may commit encroachments on the chartered authorities of the others. The several departments being perfectly co-ordinate by the terms of their common commission, none of them, it is evident, can pretend to an exclusive or superior right of settling the boundaries between their respective powers; and how are the encroachments of the stronger to be prevented, or the wrongs of the weaker to be redressed, without an appeal to the people themselves, who, as the grantors of the commissions, can alone declare its true meaning, and enforce its observance? There is certainly great force in this reasoning, and it must be allowed to prove that a constitutional road to the decision of the people ought to be marked out and kept open, for certain great and extraordinary occasions. But there appear to be insuperable objections against the proposed recurrence to the people, as a provision in all cases for keeping the several departments of power within their constitutional limits. In the first place, the provision does not reach the case of a combination of two of the departments against the third. If the legislative authority, which possesses so many means of operating on the motives of the other departments, should be able to gain to its interest either of the others, or even one third of its members, the remaining department could derive no advantage from its remedial provision. I do not dwell, however, on this objection, because it may be thought to be rather against the modification of the principle, than against the principle itself. In the next place, it may be considered as an objection inherent in the principle, that as every appeal to the people would carry an implication of some defect in the government, frequent appeals would, in a great measure, deprive the government of that veneration which time bestows on every thing, and without which perhaps the wisest and freest governments would not possess the requisite stability. If it be true that all governments rest on opinion, it is no less true that the strength of opinion in each individual, and its practical influence on his conduct, depend much on the number which he supposes to have entertained the same opinion. The reason of man, like man himself, is timid and cautious when left alone, and acquires firmness and confidence in proportion to the number with which it is associated. When the examples which fortify opinion are ANCIENT as well as NUMEROUS, they are known to have a double effect. In a nation of philosophers, this consideration ought to be disregarded. A reverence for the laws would be sufficiently inculcated by the voice of an enlightened reason. But a nation of philosophers is as little to be expected as the philosophical race of kings wished for by Plato. And in every other nation, the most rational government will not find it a superfluous advantage to have the prejudices of the community on its side. The danger of disturbing the public tranquillity by interesting too strongly the public passions, is a still more serious objection against a frequent reference of constitutional questions to the decision of the whole society. Notwithstanding the success which has attended the revisions of our established forms of government, and which does so much honor to the virtue and intelligence of the people of America, it must be confessed that the experiments are of too ticklish a nature to be unnecessarily multiplied. We are to recollect that all the existing constitutions were formed in the midst of a danger which repressed the passions most unfriendly to order and concord; of an enthusiastic confidence of the people in their patriotic leaders, which stifled the ordinary diversity of opinions on great national questions; of a universal ardor for new and opposite forms, produced by a universal resentment and indignation against the ancient government; and whilst no spirit of party connected with the changes to be made, or the abuses to be reformed, could mingle its leaven in the operation. The future situations in which we must expect to be usually placed, do not present any equivalent security against the danger which is apprehended. But the greatest objection of all is, that the decisions which would probably result from such appeals would not answer the purpose of maintaining the constitutional equilibrium of the government. We have seen that the tendency of republican governments is to an aggrandizement of the legislative at the expense of the other departments. The appeals to the people, therefore, would usually be made by the executive and judiciary departments. But whether made by one side or the other, would each side enjoy equal advantages on the trial? Let us view their different situations. The members of the executive and judiciary departments are few in number, and can be personally known to a small part only of the people. The latter, by the mode of their appointment, as well as by the nature and permanency of it, are too far removed from the people to share much in their prepossessions. The former are generally the objects of jealousy, and their administration is always liable to be discolored and rendered unpopular. The members of the legislative department, on the other hand, are numberous. They are distributed and dwell among the people at large. Their connections of blood, of friendship, and of acquaintance embrace a great proportion of the most influential part of the society. The nature of their public trust implies a personal influence among the people, and that they are more immediately the confidential guardians of the rights and liberties of the people. With these advantages, it can hardly be supposed that the adverse party would have an equal chance for a favorable issue. But the legislative party would not only be able to plead their cause most successfully with the people. They would probably be constituted themselves the judges.
3185 One proposed safeguard—perhaps entirely his own, and directly relevant to our investigation—is:
1991 3186
1992 The same influence which had gained them an election into the legislature, would gain them a seat in the convention. If this should not be the case with all, it would probably be the case with many, and pretty certainly with those leading characters, on whom every thing depends in such bodies. The convention, in short, would be composed chiefly of men who had been, who actually were, or who expected to be, members of the department whose conduct was arraigned. They would consequently be parties to the very question to be decided by them. It might, however, sometimes happen, that appeals would be made under circumstances less adverse to the executive and judiciary departments. The usurpations of the legislature might be so flagrant and so sudden, as to admit of no specious coloring. A strong party among themselves might take side with the other branches. The executive power might be in the hands of a peculiar favorite of the people. In such a posture of things, the public decision might be less swayed by prepossessions in favor of the legislative party. But still it could never be expected to turn on the true merits of the question. It would inevitably be connected with the spirit of pre-existing parties, or of parties springing out of the question itself. It would be connected with persons of distinguished character and extensive influence in the community. It would be pronounced by the very men who had been agents in, or opponents of, the measures to which the decision would relate. The PASSIONS, therefore, not the REASON, of the public would sit in judgment. But it is the reason, alone, of the public, that ought to control and regulate the government. The passions ought to be controlled and regulated by the government.
3187 > **Quote:** “whenever any two of the three branches of government shall concur in opinion, each by the voices of two thirds of their whole number, that a convention is necessary for altering the constitution, or CORRECTING BREACHES OF IT, a convention shall be called for the purpose.”
1993 3188
1994 We found in the last paper, that mere declarations in the written constitution are not sufficient to restrain the several departments within their legal rights. It appears in this, that occasional appeals to the people would be neither a proper nor an effectual provision for that purpose. How far the provisions of a different nature contained in the plan above quoted might be adequate, I do not examine. Some of them are unquestionably founded on sound political principles, and all of them are framed with singular ingenuity and precision.
3189 Since the people are the only legitimate source of power, from whom the constitutional charter derives, it seems perfectly consistent with republican theory to return to that authority whenever one department encroaches on another. As equal grantees, no department can claim superior right to define power boundaries. How, then, can the overreach of the strong be prevented, or the grievances of the weak be redressed, without an appeal to the people—who, as the grantors of power, alone have the authority to declare the constitution’s true meaning and enforce its observance?
1995 3190
1996 PUBLIUS.
3191 There is great force in this reasoning, and it suggests that a constitutional road to the people's decision should be kept open for great and extraordinary occasions. However, there are insurmountable objections to using such an appeal as a regular provision for keeping government branches within their limits. First, it fails if two branches conspire against the third. Should the legislative branch, with its many means of influence, win over either branch—or even one-third of their members—the remaining department would gain no remedy.
1997 3192
3193 More fundamentally, every appeal to the people implies some defect in the government. Frequent appeals would deprive the government of that veneration which time bestows on everything, and without which even the wisest and freest governments would lack necessary stability.
1998 3194
3195 > **Quote:** "If it be true that all governments rest on opinion, it is no less true that the strength of opinion in each individual, and its practical influence on his conduct, depend much on the number which he supposes to have entertained the same opinion."
1999 3196
3197 Human reason is naturally cautious, gaining firmness and confidence in proportion to the number of people who share an opinion. When examples are ancient as well as numerous, they have a double effect on the mind. In a nation of philosophers, the voice of enlightened reason would suffice, but such a nation is as unlikely as Plato's philosophical race of kings. Even rational government benefits from having community traditions and prejudices on its side.
2000 3198
3199 The danger of disturbing public peace by excessively exciting passions presents a still more serious objection. Despite the success of our constitutional revisions—which reflects so well on American virtue and intelligence—these experiments are too delicate and risky to repeat unnecessarily. Our existing constitutions were formed during a time of danger that suppressed hostile passions, with enthusiastic public trust in patriotic leaders and universal desire for new systems. Most importantly, no party spirit interfered. Future circumstances offer no such security.
3200
3201 The greatest objection is that such appeals would likely fail to maintain constitutional balance. The natural tendency of republican governments is toward an aggrandizement of the legislative department at the expense of others, so appeals would usually come from executive or judiciary—but would they have equal advantage?
3202
3203 The executive and judiciary consist of few members, known only to a small portion of the public. Judges, by appointment and permanence, are too removed to share popular sympathies. The executive is often an object of jealousy, vulnerable to misrepresentation.
3204
3205 Legislators are numerous. They live among the people; their family, friendship, and acquaintance connections reach many influential members. Their public role gives them personal influence, positioning them as direct guardians of the people's rights. With these advantages, the opposing party would have no equal chance. Not only would the legislature more successfully plead its case; its members would likely serve as judges themselves.
3206
3207 The same influence that won them legislative seats would likely win them convention seats, at least for leaders who drive such bodies' decisions. The convention would mostly consist of people who were, are, or expect to be members of the very department whose conduct is challenged—parties to the question they must decide.
3208
3209 Occasionally, appeals might occur under less biased circumstances: legislative power-grabs might be too obvious; a strong legislative faction might side with other branches; the executive might be a particular favorite. Yet even then, the decision would never turn on the question's actual merits. It would inevitably be tied to party spirit, to individuals of high character and influence—to those who were agents or opponents of the measures.
3210
3211 > **Quote:** "The PASSIONS, therefore, not the REASON, of the public would sit in judgment. But it is the reason, alone, of the public, that ought to control and regulate the government. The passions ought to be controlled and regulated by the government."
3212
3213 The previous essay found written constitutional declarations insufficient to keep departments within legal limits. This essay shows that occasional popular appeals are neither proper nor effective. I will not examine how well other provisions in the proposed plan might work, though some are based on sound political principles, and all are designed with remarkable ingenuity.
3214
3215 PUBLIUS.
3216
2001 3217 ## No. L. - Periodical Appeals to the People Considered
2002 3218
2003 3219 From the New York Packet. Tuesday, February 5, 1788.
@@ -2007,23 +3223,34 @@
2007 3223
2008 3224 To the People of the State of New York:
2009 3225
2010 It may be contended, perhaps, that instead of OCCASIONAL appeals to the people, which are liable to the objections urged against them, PERIODICAL appeals are the proper and adequate means of PREVENTING AND CORRECTING INFRACTIONS OF THE CONSTITUTION. It will be attended to, that in the examination of these expedients, I confine myself to their aptitude for ENFORCING the Constitution, by keeping the several departments of power within their due bounds, without particularly considering them as provisions for ALTERING the Constitution itself. In the first view, appeals to the people at fixed periods appear to be nearly as ineligible as appeals on particular occasions as they emerge.
3226 Periodic appeals to the people might seem a proper way to prevent constitutional violations, superior to occasional appeals. But examined solely as a means to enforce constitutional limits—not to change them—fixed intervals appear nearly as unsuitable as appeals made only when issues arise.
2011 3227
2012 If the periods be separated by short intervals, the measures to be reviewed and rectified will have been of recent date, and will be connected with all the circumstances which tend to vitiate and pervert the result of occasional revisions. If the periods be distant from each other, the same remark will be applicable to all recent measures; and in proportion as the remoteness of the others may favor a dispassionate review of them, this advantage is inseparable from inconveniences which seem to counterbalance it. In the first place, a distant prospect of public censure would be a very feeble restraint on power from those excesses to which it might be urged by the force of present motives. Is it to be imagined that a legislative assembly, consisting of a hundred or two hundred members, eagerly bent on some favorite object, and breaking through the restraints of the Constitution in pursuit of it, would be arrested in their career, by considerations drawn from a censorial revision of their conduct at the future distance of ten, fifteen, or twenty years? In the next place, the abuses would often have completed their mischievous effects before the remedial provision would be applied. And in the last place, where this might not be the case, they would be of long standing, would have taken deep root, and would not easily be extirpated. The scheme of revising the constitution, in order to correct recent breaches of it, as well as for other purposes, has been actually tried in one of the States. One of the objects of the Council of Censors which met in Pennsylvania in 1783 and 1784, was, as we have seen, to inquire, “whether the constitution had been violated, and whether the legislative and executive departments had encroached upon each other. “ This important and novel experiment in politics merits, in several points of view, very particular attention. In some of them it may, perhaps, as a single experiment, made under circumstances somewhat peculiar, be thought to be not absolutely conclusive. But as applied to the case under consideration, it involves some facts, which I venture to remark, as a complete and satisfactory illustration of the reasoning which I have employed. First. It appears, from the names of the gentlemen who composed the council, that some, at least, of its most active members had also been active and leading characters in the parties which pre-existed in the State.
3228 Short intervals mean reviewing recent actions, subject to the same distortions as occasional appeals. Long intervals might allow more objective review of older actions, but this advantage is outweighed by serious drawbacks. First, a distant review is a weak restraint compared to immediate motives for overstepping. Would a legislative assembly, intent on a goal and willing to break constitutional restraints, be stopped by a review ten, fifteen, or twenty years hence? Second, abuses would often complete their harm before remedy could be applied. Third, even when not completed, abuses would be deeply rooted and hard to uproot.
2013 3229
2014 Secondly. It appears that the same active and leading members of the council had been active and influential members of the legislative and executive branches, within the period to be reviewed; and even patrons or opponents of the very measures to be thus brought to the test of the constitution. Two of the members had been vice-presidents of the State, and several other members of the executive council, within the seven preceding years. One of them had been speaker, and a number of others distinguished members, of the legislative assembly within the same period.
3230 The plan of periodic revision has been tried in Pennsylvania, where the Council of Censors met in 1783-84 to investigate constitutional violations and encroachments between branches. Though a single experiment under unique circumstances, this important and novel political experiment merits close attention as a clear illustration of my reasoning.
2015 3231
2016 Thirdly. Every page of their proceedings witnesses the effect of all these circumstances on the temper of their deliberations. Throughout the continuance of the council, it was split into two fixed and violent parties. The fact is acknowledged and lamented by themselves. Had this not been the case, the face of their proceedings exhibits a proof equally satisfactory. In all questions, however unimportant in themselves, or unconnected with each other, the same names stand invariably contrasted on the opposite columns. Every unbiased observer may infer, without danger of mistake, and at the same time without meaning to reflect on either party, or any individuals of either party, that, unfortunately, PASSION, not REASON, must have presided over their decisions. When men exercise their reason coolly and freely on a variety of distinct questions, they inevitably fall into different opinions on some of them. When they are governed by a common passion, their opinions, if they are so to be called, will be the same.
3232 First, the council's most active members were leaders of existing political parties.
2017 3233
2018 Fourthly. It is at least problematical, whether the decisions of this body do not, in several instances, misconstrue the limits prescribed for the legislative and executive departments, instead of reducing and limiting them within their constitutional places.
3234 Second, these same members had been influential legislators and executives during the period under review; some had been vice-presidents, council members, or speaker of the assembly. They were sponsors or opponents of the very measures being examined.
2019 3235
2020 Fifthly. I have never understood that the decisions of the council on constitutional questions, whether rightly or erroneously formed, have had any effect in varying the practice founded on legislative constructions. It even appears, if I mistake not, that in one instance the contemporary legislature denied the constructions of the council, and actually prevailed in the contest. This censorial body, therefore, proves at the same time, by its researches, the existence of the disease, and by its example, the inefficacy of the remedy. This conclusion cannot be invalidated by alleging that the State in which the experiment was made was at that crisis, and had been for a long time before, violently heated and distracted by the rage of party. Is it to be presumed, that at any future septennial epoch the same State will be free from parties? Is it to be presumed that any other State, at the same or any other given period, will be exempt from them? Such an event ought to be neither presumed nor desired; because an extinction of parties necessarily implies either a universal alarm for the public safety, or an absolute extinction of liberty. Were the precaution taken of excluding from the assemblies elected by the people, to revise the preceding administration of the government, all persons who should have been concerned with the government within the given period, the difficulties would not be obviated. The important task would probably devolve on men, who, with inferior capacities, would in other respects be little better qualified. Although they might not have been personally concerned in the administration, and therefore not immediately agents in the measures to be examined, they would probably have been involved in the parties connected with these measures, and have been elected under their auspices.
3236 Third, the records show these circumstances shaped their deliberations. The council split into two fixed, aggressive parties, acknowledged by members themselves. On every question, the same names opposed each other. Any unbiased observer must conclude:
2021 3237
2022 PUBLIUS.
3238 > **Quote:** "PASSION, not REASON, must have presided over their decisions."
2023 3239
3240 When people reason calmly, they reach different opinions on some questions. When governed by shared passion, their 'opinions' will be identical.
2024 3241
3242 Fourth, it is debatable whether the council misinterpreted constitutional limits rather than properly restricting them.
2025 3243
3244 Fifth, I have seen no evidence that the council's decisions affected legislative practice. In one instance, the legislature rejected the council's interpretation and prevailed. This body thus proves the problem through its research and the remedy's failure through its example.
2026 3245
3246 This conclusion cannot be invalidated by claiming Pennsylvania was uniquely distracted by the rage of party spirit at that time. Can we assume any State will be free from parties at future intervals? Such an outcome should be neither expected nor desired:
3247
3248 > **Quote:** "An extinction of parties necessarily implies either a universal alarm for the public safety, or an absolute extinction of liberty."
3249
3250 Even if we excluded those involved in government during the reviewed period, the difficulties would persist. The task would likely fall to men of inferior capacity, little better qualified in other respects—men who, though not direct participants, would likely be involved in the parties connected to those measures and elected with their support.
3251
3252 PUBLIUS.
3253
2027 3254 ## No. LI. - The Structure of the Government Must Furnish the Proper Checks and Balances Between the Different Departments
2028 3255
2029 3256 From the New York Packet. Friday, February 8, 1788.
@@ -2033,13 +3260,50 @@
2033 3260
2034 3261 To the People of the State of New York:
2035 3262
2036 To what expedient, then, shall we finally resort, for maintaining in practice the necessary partition of power among the several departments, as laid down in the Constitution? The only answer that can be given is, that as all these exterior provisions are found to be inadequate, the defect must be supplied, by so contriving the interior structure of the government as that its several constituent parts may, by their mutual relations, be the means of keeping each other in their proper places. Without presuming to undertake a full development of this important idea, I will hazard a few general observations, which may perhaps place it in a clearer light, and enable us to form a more correct judgment of the principles and structure of the government planned by the convention. In order to lay a due foundation for that separate and distinct exercise of the different powers of government, which to a certain extent is admitted on all hands to be essential to the preservation of liberty, it is evident that each department should have a will of its own; and consequently should be so constituted that the members of each should have as little agency as possible in the appointment of the members of the others. Were this principle rigorously adhered to, it would require that all the appointments for the supreme executive, legislative, and judiciary magistracies should be drawn from the same fountain of authority, the people, through channels having no communication whatever with one another. Perhaps such a plan of constructing the several departments would be less difficult in practice than it may in contemplation appear. Some difficulties, however, and some additional expense would attend the execution of it. Some deviations, therefore, from the principle must be admitted. In the constitution of the judiciary department in particular, it might be inexpedient to insist rigorously on the principle: first, because peculiar qualifications being essential in the members, the primary consideration ought to be to select that mode of choice which best secures these qualifications; secondly, because the permanent tenure by which the appointments are held in that department, must soon destroy all sense of dependence on the authority conferring them. It is equally evident, that the members of each department should be as little dependent as possible on those of the others, for the emoluments annexed to their offices. Were the executive magistrate, or the judges, not independent of the legislature in this particular, their independence in every other would be merely nominal. But the great security against a gradual concentration of the several powers in the same department, consists in giving to those who administer each department the necessary constitutional means and personal motives to resist encroachments of the others. The provision for defense must in this, as in all other cases, be made commensurate to the danger of attack. Ambition must be made to counteract ambition. The interest of the man must be connected with the constitutional rights of the place. It may be a reflection on human nature, that such devices should be necessary to control the abuses of government. But what is government itself, but the greatest of all reflections on human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself. A dependence on the people is, no doubt, the primary control on the government; but experience has taught mankind the necessity of auxiliary precautions. This policy of supplying, by opposite and rival interests, the defect of better motives, might be traced through the whole system of human affairs, private as well as public. We see it particularly displayed in all the subordinate distributions of power, where the constant aim is to divide and arrange the several offices in such a manner as that each may be a check on the other that the private interest of every individual may be a sentinel over the public rights. These inventions of prudence cannot be less requisite in the distribution of the supreme powers of the State. But it is not possible to give to each department an equal power of self-defense. In republican government, the legislative authority necessarily predominates. The remedy for this inconveniency is to divide the legislature into different branches; and to render them, by different modes of election and different principles of action, as little connected with each other as the nature of their common functions and their common dependence on the society will admit. It may even be necessary to guard against dangerous encroachments by still further precautions. As the weight of the legislative authority requires that it should be thus divided, the weakness of the executive may require, on the other hand, that it should be fortified. An absolute negative on the legislature appears, at first view, to be the natural defense with which the executive magistrate should be armed. But perhaps it would be neither altogether safe nor alone sufficient. On ordinary occasions it might not be exerted with the requisite firmness, and on extraordinary occasions it might be perfidiously abused. May not this defect of an absolute negative be supplied by some qualified connection between this weaker department and the weaker branch of the stronger department, by which the latter may be led to support the constitutional rights of the former, without being too much detached from the rights of its own department? If the principles on which these observations are founded be just, as I persuade myself they are, and they be applied as a criterion to the several State constitutions, and to the federal Constitution it will be found that if the latter does not perfectly correspond with them, the former are infinitely less able to bear such a test. There are, moreover, two considerations particularly applicable to the federal system of America, which place that system in a very interesting point of view. First. In a single republic, all the power surrendered by the people is submitted to the administration of a single government; and the usurpations are guarded against by a division of the government into distinct and separate departments. In the compound republic of America, the power surrendered by the people is first divided between two distinct governments, and then the portion allotted to each subdivided among distinct and separate departments. Hence a double security arises to the rights of the people. The different governments will control each other, at the same time that each will be controlled by itself. Second. It is of great importance in a republic not only to guard the society against the oppression of its rulers, but to guard one part of the society against the injustice of the other part. Different interests necessarily exist in different classes of citizens. If a majority be united by a common interest, the rights of the minority will be insecure. There are but two methods of providing against this evil: the one by creating a will in the community independent of the majority that is, of the society itself; the other, by comprehending in the society so many separate descriptions of citizens as will render an unjust combination of a majority of the whole very improbable, if not impracticable. The first method prevails in all governments possessing an hereditary or self-appointed authority. This, at best, is but a precarious security; because a power independent of the society may as well espouse the unjust views of the major, as the rightful interests of the minor party, and may possibly be turned against both parties. The second method will be exemplified in the federal republic of the United States. Whilst all authority in it will be derived from and dependent on the society, the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority. In a free government the security for civil rights must be the same as that for religious rights. It consists in the one case in the multiplicity of interests, and in the other in the multiplicity of sects. The degree of security in both cases will depend on the number of interests and sects; and this may be presumed to depend on the extent of country and number of people comprehended under the same government. This view of the subject must particularly recommend a proper federal system to all the sincere and considerate friends of republican government, since it shows that in exact proportion as the territory of the Union may be formed into more circumscribed Confederacies, or States oppressive combinations of a majority will be facilitated: the best security, under the republican forms, for the rights of every class of citizens, will be diminished: and consequently the stability and independence of some member of the government, the only other security, must be proportionately increased. Justice is the end of government. It is the end of civil society. It ever has been and ever will be pursued until it be obtained, or until liberty be lost in the pursuit. In a society under the forms of which the stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to reign as in a state of nature, where the weaker individual is not secured against the violence of the stronger; and as, in the latter state, even the stronger individuals are prompted, by the uncertainty of their condition, to submit to a government which may protect the weak as well as themselves; so, in the former state, will the more powerful factions or parties be gradually induced, by a like motive, to wish for a government which will protect all parties, the weaker as well as the more powerful. It can be little doubted that if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of rights under the popular form of government within such narrow limits would be displayed by such reiterated oppressions of factious majorities that some power altogether independent of the people would soon be called for by the voice of the very factions whose misrule had proved the necessity of it. In the extended republic of the United States, and among the great variety of interests, parties, and sects which it embraces, a coalition of a majority of the whole society could seldom take place on any other principles than those of justice and the general good; whilst there being thus less danger to a minor from the will of a major party, there must be less pretext, also, to provide for the security of the former, by introducing into the government a will not dependent on the latter, or, in other words, a will independent of the society itself. It is no less certain than it is important, notwithstanding the contrary opinions which have been entertained, that the larger the society, provided it lie within a practical sphere, the more duly capable it will be of self-government. And happily for the REPUBLICAN CAUSE, the practicable sphere may be carried to a very great extent, by a judicious modification and mixture of the FEDERAL PRINCIPLE.
3263 What method, then, shall we ultimately resort to for maintaining the necessary division of power among the various departments? Since external safeguards have proven inadequate, the deficiency must be corrected by so contriving the interior structure of government so its several constituent parts may, through mutual relations, be the means of keeping each other in their proper places. Without attempting a full development, I offer a few general observations.
2037 3264
2038 PUBLIUS.
3265 To establish a proper foundation for the separate exercise of different powers—essential to liberty—each department should have a will of its own. Consequently, members of one department should have as little influence as possible in appointing members of others. If strictly followed, this would require all supreme appointments to come from the same source—the people—through channels with no communication. Such a plan might be less difficult in practice than theory suggests, though difficulties and expenses require some deviations.
2039 3266
3267 In the judicial department, it might be impractical to insist strictly on this principle: first, because specific qualifications are essential, and the primary consideration must be selecting the method that best ensures them; second, because the permanent tenure soon eliminates any sense of dependence on the appointing authority. It is equally evident that members of each department should be as little dependent as possible on others for salaries; otherwise their independence in every other respect would be merely symbolic.
2040 3268
3269 But the greatest security against a gradual concentration of powers consists in giving those who administer each department the necessary constitutional tools and personal motives to resist encroachments. The means of defense must, in this as in all cases, be proportional to the danger of attack.
2041 3270
3271 > **Quote:** "Ambition must be made to counteract ambition. The interest of the man must be connected with the constitutional rights of the place."
2042 3272
3273 It may be a commentary on human nature that such mechanisms are necessary. But what is government itself but the greatest of all commentaries on human nature?
3274
3275 > **Quote:** "If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself."
3276
3277 Dependence on the people is undoubtedly the primary check, but experience teaches the necessity of auxiliary precautions. This policy of correcting insufficient motives through opposing interests appears throughout human affairs, private and public. We see it particularly in the smaller distributions of power, where the constant goal is arranging offices so each may check the other—so the private interest of every individual may be a sentinel over the public rights. These prudent inventions are no less necessary in distributing the supreme powers.
3278
3279 Yet departments cannot have equal self-defense capacity. In republican government, legislative authority naturally predominates. The remedy is to divide the legislature into different branches, making them, through different election methods and principles of action, as little connected as their common functions and shared dependence will allow. The executive's relative weakness may require fortification.
3280
3281 An absolute veto appears the natural defense for the executive magistrate, but might prove neither entirely safe nor sufficient. On ordinary occasions it might not be exercised with necessary firmness; on extraordinary ones it might be dangerously abused. Might not this defect be compensated by some limited connection between this weaker department and the weaker branch of the stronger department, by which the latter may be led to support the constitutional rights of the former without being too detached from its own?
3282
3283 If these principles are sound, as I am convinced they are, applying them to the state constitutions and federal Constitution will show that if the latter does not perfectly align, the former align far less.
3284
3285 Two considerations particularly illuminate the American federal system.
3286
3287 First, in a single republic all surrendered power is submitted to one government, guarded by internal division. In the compound republic of America, power is first divided between two distinct levels of government, then each portion subdivided among separate departments. This creates a double security for the rights of the people: the different governments control each other, while each controls itself.
3288
3289 Second, a republic must guard not only against rulers' oppression, but one part of society against another. Different interests necessarily exist; if a majority is united by common interest, minority rights become insecure. Two remedies exist: creating a power independent of the majority, or including so many separate descriptions of citizens that unjust majority combinations become improbable.
3290
3291 The first method prevails where authority is hereditary or self-appointed. This is, at best, fragile security, because independent power may support majority injustice as readily as minority rights. The federal republic of the United States exemplifies the second. Though all authority derives from and depends on society, society itself will be broken into so many parts, interests, and classes that individual and minority rights face little danger from majority combinations.
3292
3293 In a free government, security for civil rights must be the same as for religious rights—in the one case through multiplicity of interests, in the other through multiplicity of sects. The degree of security depends on their number, which may be expected to depend on the country's size and population. This must particularly recommend a proper federal system to sincere friends of republican government, since it shows that as the Union's territory breaks into smaller confederacies, majority combinations become easier, minority rights less secure, and the need for independent government branches proportionally greater.
3294
3295 > **Quote:** "Justice is the end of government. It is the end of civil society. It ever has been and ever will be pursued until it be obtained, or until liberty be lost in the pursuit."
3296
3297 In a society where stronger factions can easily unite and oppress the weaker, anarchy reigns just as truly as in the state of nature where the weaker individual lacks protection against the stronger's violence. And as in nature, where even the stronger are prompted by uncertainty to submit to government that protects weak and strong alike, so powerful factions will be gradually induced to desire government that protects all parties.
3298
3299 If Rhode Island were separated from the Confederacy, its narrow limits would demonstrate how popular governments lack security for rights, as factional majorities would repeatedly oppress until some power entirely independent of the people would be called for by the very factions whose misrule had proved the necessity of it.
3300
3301 In the expanded republic of the United States, with its great variety of interests and sects, a majority coalition could seldom form except on principles of justice and the general good. Because there is less danger to a minority, there is also less pretext to provide for its security by introducing a power independent of society itself.
3302
3303 It is no less certain than it is important, despite contrary opinions, that the larger the society (provided it remains practical), the more capable it will be of self-government. And fortunately for the republican cause, this practical size can be extended very far through careful modification and blending of the federal principle.
3304
3305 PUBLIUS.
3306
2043 3307 ## No. LII. - The House of Representatives
2044 3308
2045 3309 From the New York Packet. Friday, February 8, 1788.
@@ -2049,21 +3313,40 @@
2049 3313
2050 3314 To the People of the State of New York:
2051 3315
2052 From the more general inquiries pursued in the four last papers, I pass on to a more particular examination of the several parts of the government. I shall begin with the House of Representatives. The first view to be taken of this part of the government relates to the qualifications of the electors and the elected. Those of the former are to be the same with those of the electors of the most numerous branch of the State legislatures.
3316 Turning from general inquiries to the specific branches of government, I begin with the House of Representatives. First to consider are the qualifications of voters and those they elect. Voter qualifications are to match those for the largest branch of each State's own legislature.
2053 3317
2054 The definition of the right of suffrage is very justly regarded as a fundamental article of republican government. It was incumbent on the convention, therefore, to define and establish this right in the Constitution. To have left it open for the occasional regulation of the Congress, would have been improper for the reason just mentioned. To have submitted it to the legislative discretion of the States, would have been improper for the same reason; and for the additional reason that it would have rendered too dependent on the State governments that branch of the federal government which ought to be dependent on the people alone. To have reduced the different qualifications in the different States to one uniform rule, would probably have been as dissatisfactory to some of the States as it would have been difficult to the convention. The provision made by the convention appears, therefore, to be the best that lay within their option.
3318 > **Quote:** "The definition of the right of suffrage is very justly regarded as a fundamental article of republican government."
2055 3319
2056 It must be satisfactory to every State, because it is conformable to the standard already established, or which may be established, by the State itself. It will be safe to the United States, because, being fixed by the State constitutions, it is not alterable by the State governments, and it cannot be feared that the people of the States will alter this part of their constitutions in such a manner as to abridge the rights secured to them by the federal Constitution. The qualifications of the elected, being less carefully and properly defined by the State constitutions, and being at the same time more susceptible of uniformity, have been very properly considered and regulated by the convention. A representative of the United States must be of the age of twenty-five years; must have been seven years a citizen of the United States; must, at the time of his election, be an inhabitant of the State he is to represent; and, during the time of his service, must be in no office under the United States. Under these reasonable limitations, the door of this part of the federal government is open to merit of every description, whether native or adoptive, whether young or old, and without regard to poverty or wealth, or to any particular profession of religious faith. The term for which the representatives are to be elected falls under a second view which may be taken of this branch. In order to decide on the propriety of this article, two questions must be considered: first, whether biennial elections will, in this case, be safe; secondly, whether they be necessary or useful. First. As it is essential to liberty that the government in general should have a common interest with the people, so it is particularly essential that the branch of it under consideration should have an immediate dependence on, and an intimate sympathy with, the people. Frequent elections are unquestionably the only policy by which this dependence and sympathy can be effectually secured. But what particular degree of frequency may be absolutely necessary for the purpose, does not appear to be susceptible of any precise calculation, and must depend on a variety of circumstances with which it may be connected. Let us consult experience, the guide that ought always to be followed whenever it can be found. The scheme of representation, as a substitute for a meeting of the citizens in person, being at most but very imperfectly known to ancient polity, it is in more modern times only that we are to expect instructive examples. And even here, in order to avoid a research too vague and diffusive, it will be proper to confine ourselves to the few examples which are best known, and which bear the greatest analogy to our particular case. The first to which this character ought to be applied, is the House of Commons in Great Britain. The history of this branch of the English Constitution, anterior to the date of Magna Charta, is too obscure to yield instruction. The very existence of it has been made a question among political antiquaries. The earliest records of subsequent date prove that parliaments were to SIT only every year; not that they were to be ELECTED every year. And even these annual sessions were left so much at the discretion of the monarch, that, under various pretexts, very long and dangerous intermissions were often contrived by royal ambition. To remedy this grievance, it was provided by a statute in the reign of Charles II. , that the intermissions should not be protracted beyond a period of three years. On the accession of William III., when a revolution took place in the government, the subject was still more seriously resumed, and it was declared to be among the fundamental rights of the people that parliaments ought to be held FREQUENTLY. By another statute, which passed a few years later in the same reign, the term “frequently,” which had alluded to the triennial period settled in the time of Charles II., is reduced to a precise meaning, it being expressly enacted that a new parliament shall be called within three years after the termination of the former. The last change, from three to seven years, is well known to have been introduced pretty early in the present century, under on alarm for the Hanoverian succession. From these facts it appears that the greatest frequency of elections which has been deemed necessary in that kingdom, for binding the representatives to their constituents, does not exceed a triennial return of them. And if we may argue from the degree of liberty retained even under septennial elections, and all the other vicious ingredients in the parliamentary constitution, we cannot doubt that a reduction of the period from seven to three years, with the other necessary reforms, would so far extend the influence of the people over their representatives as to satisfy us that biennial elections, under the federal system, cannot possibly be dangerous to the requisite dependence of the House of Representatives on their constituents. Elections in Ireland, till of late, were regulated entirely by the discretion of the crown, and were seldom repeated, except on the accession of a new prince, or some other contingent event. The parliament which commenced with George II. was continued throughout his whole reign, a period of about thirty-five years. The only dependence of the representatives on the people consisted in the right of the latter to supply occasional vacancies by the election of new members, and in the chance of some event which might produce a general new election.
3320 The convention therefore had to establish this right in the Constitution. To leave it to Congress would be improper; to leave it to the states would make this federal branch too dependent on State governments. Establishing a single uniform rule for all states would have been as dissatisfactory to some states as it was difficult for the convention. The convention's solution follows the standard already established by each State itself. It is safe because, being fixed by State constitutions, it cannot be changed by State governments. There is no reason to fear the people will alter their own constitutions to limit rights secured by the federal Constitution.
2057 3321
2058 The ability also of the Irish parliament to maintain the rights of their constituents, so far as the disposition might exist, was extremely shackled by the control of the crown over the subjects of their deliberation. Of late these shackles, if I mistake not, have been broken; and octennial parliaments have besides been established. What effect may be produced by this partial reform, must be left to further experience. The example of Ireland, from this view of it, can throw but little light on the subject. As far as we can draw any conclusion from it, it must be that if the people of that country have been able under all these disadvantages to retain any liberty whatever, the advantage of biennial elections would secure to them every degree of liberty, which might depend on a due connection between their representatives and themselves. Let us bring our inquiries nearer home. The example of these States, when British colonies, claims particular attention, at the same time that it is so well known as to require little to be said on it. The principle of representation, in one branch of the legislature at least, was established in all of them. But the periods of election were different. They varied from one to seven years. Have we any reason to infer, from the spirit and conduct of the representatives of the people, prior to the Revolution, that biennial elections would have been dangerous to the public liberties? The spirit which everywhere displayed itself at the commencement of the struggle, and which vanquished the obstacles to independence, is the best of proofs that a sufficient portion of liberty had been everywhere enjoyed to inspire both a sense of its worth and a zeal for its proper enlargement This remark holds good, as well with regard to the then colonies whose elections were least frequent, as to those whose elections were most frequent Virginia was the colony which stood first in resisting the parliamentary usurpations of Great Britain; it was the first also in espousing, by public act, the resolution of independence.
3322 Representative qualifications, being less defined by state constitutions, were properly regulated by the convention. A representative must be twenty-five years old, a citizen of the United States for seven years, a resident of his State at election time, and hold no other federal office during his term. Under these reasonable limitations, the door is open to merit of every description—native-born or naturalized, young or old, regardless of poverty, wealth, or religious faith.
2059 3323
2060 In Virginia, nevertheless, if I have not been misinformed, elections under the former government were septennial. This particular example is brought into view, not as a proof of any peculiar merit, for the priority in those instances was probably accidental; and still less of any advantage in SEPTENNIAL elections, for when compared with a greater frequency they are inadmissible; but merely as a proof, and I conceive it to be a very substantial proof, that the liberties of the people can be in no danger from BIENNIAL elections. The conclusion resulting from these examples will be not a little strengthened by recollecting three circumstances. The first is, that the federal legislature will possess a part only of that supreme legislative authority which is vested completely in the British Parliament; and which, with a few exceptions, was exercised by the colonial assemblies and the Irish legislature. It is a received and well-founded maxim, that where no other circumstances affect the case, the greater the power is, the shorter ought to be its duration; and, conversely, the smaller the power, the more safely may its duration be protracted. In the second place, it has, on another occasion, been shown that the federal legislature will not only be restrained by its dependence on its people, as other legislative bodies are, but that it will be, moreover, watched and controlled by the several collateral legislatures, which other legislative bodies are not. And in the third place, no comparison can be made between the means that will be possessed by the more permanent branches of the federal government for seducing, if they should be disposed to seduce, the House of Representatives from their duty to the people, and the means of influence over the popular branch possessed by the other branches of the government above cited. With less power, therefore, to abuse, the federal representatives can be less tempted on one side, and will be doubly watched on the other.
3324 The second aspect is the term of service. To judge the two-year term, we must ask: is it safe, and is it necessary or useful?
2061 3325
2062 PUBLIUS.
3326 First, as liberty requires government to share the people's common interest, the House must have an immediate dependence on and intimate sympathy with the people.
2063 3327
3328 > **Quote:** "Frequent elections are unquestionably the only policy by which this dependence and sympathy can be effectually secured."
2064 3329
3330 The exact frequency cannot be precisely calculated; we must consult experience—> **Quote:** 'the guide that ought always to be followed whenever it can be found.'
2065 3331
3332 Since ancient politics offers little guidance, we turn to modern examples most similar to our situation.
2066 3333
3334 The British House of Commons shows elections need not exceed three years. Before Magna Carta, records are obscure; afterward, parliaments were to sit annually, but elections weren't required annually. Charles II limited gaps to three years; after the revolution, parliaments were required "frequently," later defined as within three years of the previous one. The early eighteenth century extended this to seven years over succession concerns.
3335
3336 Even under seven-year elections, and despite other vicious ingredients in the parliamentary constitution, liberty endures. Reducing the term to three years, with other reforms, would extend popular influence; we can be confident two-year elections cannot endanger the House's dependence on constituents.
3337
3338 Ireland offers less guidance. Until recently, elections were at the crown's discretion—one parliament lasted George II's entire thirty-five-year reign. Representatives depended on the people only to fill vacancies; the parliament's power was further shackled by the crown’s control over its deliberations. Recently, eight-year parliaments were established; experience will show the effects. Yet if the Irish retained any liberty under such disadvantages, two-year elections would certainly secure every degree of liberty dependent on proper connection between representatives and people.
3339
3340 Closer to home, the colonies established representation with election periods from one to seven years. Is there reason to believe two-year elections would have endangered liberty? The spirit that launched and won the Revolution proves sufficient liberty existed everywhere to inspire its worth and enlargement. This applies equally to colonies with the least and most frequent elections. Virginia—first to resist British overreach and support independence—held seven-year elections. This proves liberties are in no danger from two-year elections.
3341
3342 Three additional circumstances strengthen this conclusion. First, the federal legislature holds only a portion of supreme authority, unlike the British Parliament.
3343
3344 > **Quote:** "It is a received and well-founded maxim, that where no other circumstances affect the case, the greater the power is, the shorter ought to be its duration; and, conversely, the smaller the power, the more safely may its duration be protracted."
3345
3346 Second, federal legislators are checked not only by the people but also by state legislatures. Third, there is no comparison between the permanent branches' power to corrupt our House and the influence of executives in the governments mentioned. With less power to abuse, federal representatives face less temptation and more scrutiny.
3347
3348 PUBLIUS.
3349
2067 3350 ## No. LIII. - The Same Subject Continued (The House of Representatives)
2068 3351
2069 3352 From the New York Packet. Tuesday, February 12, 1788.
@@ -2073,17 +3356,48 @@
2073 3356
2074 3357 To the People of the State of New York:
2075 3358
2076 I shall here, perhaps, be reminded of a current observation, “that where annual elections end, tyranny begins. “ If it be true, as has often been remarked, that sayings which become proverbial are generally founded in reason, it is not less true, that when once established, they are often applied to cases to which the reason of them does not extend. I need not look for a proof beyond the case before us. What is the reason on which this proverbial observation is founded? No man will subject himself to the ridicule of pretending that any natural connection subsists between the sun or the seasons, and the period within which human virtue can bear the temptations of power. Happily for mankind, liberty is not, in this respect, confined to any single point of time; but lies within extremes, which afford sufficient latitude for all the variations which may be required by the various situations and circumstances of civil society. The election of magistrates might be, if it were found expedient, as in some instances it actually has been, daily, weekly, or monthly, as well as annual; and if circumstances may require a deviation from the rule on one side, why not also on the other side? Turning our attention to the periods established among ourselves, for the election of the most numerous branches of the State legislatures, we find them by no means coinciding any more in this instance, than in the elections of other civil magistrates. In Connecticut and Rhode Island, the periods are half-yearly. In the other States, South Carolina excepted, they are annual. In South Carolina they are biennial as is proposed in the federal government. Here is a difference, as four to one, between the longest and shortest periods; and yet it would be not easy to show, that Connecticut or Rhode Island is better governed, or enjoys a greater share of rational liberty, than South Carolina; or that either the one or the other of these States is distinguished in these respects, and by these causes, from the States whose elections are different from both. In searching for the grounds of this doctrine, I can discover but one, and that is wholly inapplicable to our case. The important distinction so well understood in America, between a Constitution established by the people and unalterable by the government, and a law established by the government and alterable by the government, seems to have been little understood and less observed in any other country. Wherever the supreme power of legislation has resided, has been supposed to reside also a full power to change the form of the government. Even in Great Britain, where the principles of political and civil liberty have been most discussed, and where we hear most of the rights of the Constitution, it is maintained that the authority of the Parliament is transcendent and uncontrollable, as well with regard to the Constitution, as the ordinary objects of legislative provision. They have accordingly, in several instances, actually changed, by legislative acts, some of the most fundamental articles of the government. They have in particular, on several occasions, changed the period of election; and, on the last occasion, not only introduced septennial in place of triennial elections, but by the same act, continued themselves in place four years beyond the term for which they were elected by the people. An attention to these dangerous practices has produced a very natural alarm in the votaries of free government, of which frequency of elections is the corner-stone; and has led them to seek for some security to liberty, against the danger to which it is exposed. Where no Constitution, paramount to the government, either existed or could be obtained, no constitutional security, similar to that established in the United States, was to be attempted. Some other security, therefore, was to be sought for; and what better security would the case admit, than that of selecting and appealing to some simple and familiar portion of time, as a standard for measuring the danger of innovations, for fixing the national sentiment, and for uniting the patriotic exertions? The most simple and familiar portion of time, applicable to the subject was that of a year; and hence the doctrine has been inculcated by a laudable zeal, to erect some barrier against the gradual innovations of an unlimited government, that the advance towards tyranny was to be calculated by the distance of departure from the fixed point of annual elections. But what necessity can there be of applying this expedient to a government limited, as the federal government will be, by the authority of a paramount Constitution? Or who will pretend that the liberties of the people of America will not be more secure under biennial elections, unalterably fixed by such a Constitution, than those of any other nation would be, where elections were annual, or even more frequent, but subject to alterations by the ordinary power of the government? The second question stated is, whether biennial elections be necessary or useful. The propriety of answering this question in the affirmative will appear from several very obvious considerations. No man can be a competent legislator who does not add to an upright intention and a sound judgment a certain degree of knowledge of the subjects on which he is to legislate. A part of this knowledge may be acquired by means of information which lie within the compass of men in private as well as public stations. Another part can only be attained, or at least thoroughly attained, by actual experience in the station which requires the use of it. The period of service, ought, therefore, in all such cases, to bear some proportion to the extent of practical knowledge requisite to the due performance of the service. The period of legislative service established in most of the States for the more numerous branch is, as we have seen, one year. The question then may be put into this simple form: does the period of two years bear no greater proportion to the knowledge requisite for federal legislation than one year does to the knowledge requisite for State legislation? The very statement of the question, in this form, suggests the answer that ought to be given to it. In a single State, the requisite knowledge relates to the existing laws which are uniform throughout the State, and with which all the citizens are more or less conversant; and to the general affairs of the State, which lie within a small compass, are not very diversified, and occupy much of the attention and conversation of every class of people. The great theatre of the United States presents a very different scene. The laws are so far from being uniform, that they vary in every State; whilst the public affairs of the Union are spread throughout a very extensive region, and are extremely diversified by t e local affairs connected with them, and can with difficulty be correctly learnt in any other place than in the central councils to which a knowledge of them will be brought by the representatives of every part of the empire. Yet some knowledge of the affairs, and even of the laws, of all the States, ought to be possessed by the members from each of the States. How can foreign trade be properly regulated by uniform laws, without some acquaintance with the commerce, the ports, the usages, and the regulatious of the different States? How can the trade between the different States be duly regulated, without some knowledge of their relative situations in these and other respects? How can taxes be judiciously imposed and effectually collected, if they be not accommodated to the different laws and local circumstances relating to these objects in the different States? How can uniform regulations for the militia be duly provided, without a similar knowledge of many internal circumstances by which the States are distinguished from each other? These are the principal objects of federal legislation, and suggest most forcibly the extensive information which the representatives ought to acquire. The other interior objects will require a proportional degree of information with regard to them. It is true that all these difficulties will, by degrees, be very much diminished. The most laborious task will be the proper inauguration of the government and the primeval formation of a federal code. Improvements on the first draughts will every year become both easier and fewer. Past transactions of the government will be a ready and accurate source of information to new members. The affairs of the Union will become more and more objects of curiosity and conversation among the citizens at large. And the increased intercourse among those of different States will contribute not a little to diffuse a mutual knowledge of their affairs, as this again will contribute to a general assimilation of their manners and laws. But with all these abatements, the business of federal legislation must continue so far to exceed, both in novelty and difficulty, the legislative business of a single State, as to justify the longer period of service assigned to those who are to transact it. A branch of knowledge which belongs to the acquirements of a federal representative, and which has not been mentioned is that of foreign affairs. In regulating our own commerce he ought to be not only acquainted with the treaties between the United States and other nations, but also with the commercial policy and laws of other nations. He ought not to be altogether ignorant of the law of nations; for that, as far as it is a proper object of municipal legislation, is submitted to the federal government.
3359 The proverb > **Quote:** "where annual elections end, tyranny begins." may be cited against biennial elections. While proverbs often rest on reason, they are frequently applied where that reason no longer fits.
2077 3360
2078 And although the House of Representatives is not immediately to participate in foreign negotiations and arrangements, yet from the necessary connection between the several branches of public affairs, those particular branches will frequently deserve attention in the ordinary course of legislation, and will sometimes demand particular legislative sanction and co-operation. Some portion of this knowledge may, no doubt, be acquired in a man’s closet; but some of it also can only be derived from the public sources of information; and all of it will be acquired to best effect by a practical attention to the subject during the period of actual service in the legislature.
3361 No one can claim a natural connection between the sun or the seasons and the duration of human virtue against power's temptations. Liberty fortunately exists within a flexible range, not at a single point. If useful, elections could be daily, weekly, or monthly as easily as annual; if circumstances justify moving from annual elections in one direction, why not the other?
2079 3362
2080 There are other considerations, of less importance, perhaps, but which are not unworthy of notice. The distance which many of the representatives will be obliged to travel, and the arrangements rendered necessary by that circumstance, might be much more serious objections with fit men to this service, if limited to a single year, than if extended to two years. No argument can be drawn on this subject, from the case of the delegates to the existing Congress. They are elected annually, it is true; but their re-election is considered by the legislative assemblies almost as a matter of course. The election of the representatives by the people would not be governed by the same principle. A few of the members, as happens in all such assemblies, will possess superior talents; will, by frequent reelections, become members of long standing; will be thoroughly masters of the public business, and perhaps not unwilling to avail themselves of those advantages. The greater the proportion of new members, and the less the information of the bulk of the members the more apt will they be to fall into the snares that may be laid for them. This remark is no less applicable to the relation which will subsist between the House of Representatives and the Senate. It is an inconvenience mingled with the advantages of our frequent elections even in single States, where they are large, and hold but one legislative session in a year, that spurious elections cannot be investigated and annulled in time for the decision to have its due effect. If a return can be obtained, no matter by what unlawful means, the irregular member, who takes his seat of course, is sure of holding it a sufficient time to answer his purposes. Hence, a very pernicious encouragement is given to the use of unlawful means, for obtaining irregular returns. Were elections for the federal legislature to be annual, this practice might become a very serious abuse, particularly in the more distant States. Each house is, as it necessarily must be, the judge of the elections, qualifications, and returns of its members; and whatever improvements may be suggested by experience, for simplifying and accelerating the process in disputed cases, so great a portion of a year would unavoidably elapse, before an illegitimate member could be dispossessed of his seat, that the prospect of such an event would be little check to unfair and illicit means of obtaining a seat. All these considerations taken together warrant us in affirming, that biennial elections will be as useful to the affairs of the public as we have seen that they will be safe to the liberty of the people.
3363 State election terms vary widely: six months in Connecticut and Rhode Island, annual in most states, biennial in South Carolina—the same period proposed for the federal House. This four-to-one ratio produces no discernible difference in governing quality or liberty.
2081 3364
2082 PUBLIUS.
3365 The annual election doctrine originates from systems without our constitutional distinction. > **Quote:** "The important distinction so well understood in America, between a Constitution established by the people and unalterable by the government, and a law established by the government and alterable by the government, seems to have been little understood and less observed in any other country."
2083 3366
3367 In Great Britain, where the principles of liberty have been most debated, Parliament claims absolute authority. They have repeatedly altered election cycles, most recently extending three-year terms to seven years while holding themselves in office four years beyond their elected mandate.
2084 3368
3369 These dangerous practices naturally alarmed supporters of free government, who saw frequent elections as liberty's cornerstone. Where no superior Constitution existed, annual elections became a practical safeguard—a simple, familiar standard to rally patriotic resistance against governmental overreach. The doctrine emerged from a laudable zeal to erect a barrier against the gradual innovations of an unlimited government.
2085 3370
3371 But why apply this safeguard to a government limited by a superior Constitution? American liberties under fixed, biennial elections will be more secure than nations with annual elections subject to governmental alteration.
2086 3372
3373 The second question is whether biennial elections are necessary or useful. The answer becomes clear from several considerations.
3374
3375 > **Quote:** "No man can be a competent legislator who does not add to an upright intention and a sound judgment a certain degree of knowledge of the subjects on which he is to legislate." Some knowledge comes from private life, but some can only be gained—or fully mastered—through experience in office. The term of service should match the practical knowledge required.
3376
3377 State legislators need knowledge of relatively uniform laws and limited, widely discussed local affairs. The question becomes simple: is a two-year term for federal legislators no more proportionate to their knowledge requirements than one-year terms are for state legislators? The very way the question is asked suggests its answer.
3378
3379 The great theatre of the United States presents a different scene: laws vary in every state, and public affairs span an extensive, diverse region. Knowledge is concentrated in the central councils where representatives gather, yet each member must understand the laws and circumstances of all states.
3380
3381 How can foreign trade be properly regulated by uniform laws without knowing each state's commerce, ports, and customs? Manage interstate trade without understanding their relative situations? Impose taxes without adapting to local laws and circumstances? Regulate the militia without knowledge of internal distinctions? These are primary focuses of federal legislation, requiring extensive information.
3382
3383 These difficulties will gradually decrease. The inauguration of the government and the initial formation of a federal code will be the most laborious tasks; subsequent improvements will become easier. Government records will inform new members, interstate interaction will spread knowledge, and Union affairs will become common conversation.
3384
3385 Even so, federal legislation will remain more novel and difficult than state legislation, justifying longer terms.
3386
3387 Federal representatives must also understand foreign affairs: treaties, other nations' commercial policies, and international law as it pertains to domestic legislation.
3388
3389 Though the House does not negotiate treaties, foreign affairs frequently require legislative attention and approval. Some knowledge comes from private study, some only from public sources; all is best mastered through service.
3390
3391 Travel distances might deter qualified men from annual service; biennial terms would be more acceptable. Current congressional delegates differ because their reelection by state legislatures is virtually guaranteed, unlike popular election of representatives.
3392
3393 As in all assemblies, a few members possess superior talent and, through reelection, become masters of public business—perhaps unwilling to forego their advantages. > **Quote:** The greater the proportion of new members, and the less the information of the bulk of the members, the more apt will they be to fall into the snares that may be laid for them. This applies to the House’s internal dynamics as well as its relationship with the Senate.
3394
3395 Frequent elections also hinder fraud investigation. In large states with annual sessions, fraudulent results cannot be overturned before the illegitimate member serves their purpose. Each house must judge its own elections, but with annual terms so much time would pass before removal that the deterrent would be minimal. This creates incentives for illegal practices, a problem that would worsen at the federal level, especially in distant states.
3396
3397 These considerations together justify biennial elections as both useful for public affairs and safe for liberty.
3398
3399 PUBLIUS.
3400
2087 3401 ## No. LIV. - The Apportionment of Members Among the States
2088 3402
2089 3403 From the New York Packet. Tuesday, February 12, 1788.
@@ -2093,19 +3407,34 @@
2093 3407
2094 3408 To the People of the State of New York:
2095 3409
2096 The next view which I shall take of the House of Representatives relates to the appointment of its members to the several States which is to be determined by the same rule with that of direct taxes. It is not contended that the number of people in each State ought not to be the standard for regulating the proportion of those who are to represent the people of each State. The establishment of the same rule for the appointment of taxes, will probably be as little contested; though the rule itself in this case, is by no means founded on the same principle. In the former case, the rule is understood to refer to the personal rights of the people, with which it has a natural and universal connection.
3410 The next aspect of the House of Representatives I will examine is how its members are apportioned among the states—determined by the same rule used for direct taxes. Population is universally accepted as the standard for representation. Applying the same rule to taxation will likely be just as uncontested, though the principle differs: representation concerns personal rights, while taxation concerns wealth, for which population is an imperfect but least objectionable measure. It recently received such general approval across America that the convention naturally preferred it.
2097 3411
2098 In the latter, it has reference to the proportion of wealth, of which it is in no case a precise measure, and in ordinary cases a very unfit one. But notwithstanding the imperfection of the rule as applied to the relative wealth and contributions of the States, it is evidently the least objectionable among the practicable rules, and had too recently obtained the general sanction of America, not to have found a ready preference with the convention. All this is admitted, it will perhaps be said; but does it follow, from an admission of numbers for the measure of representation, or of slaves combined with free citizens as a ratio of taxation, that slaves ought to be included in the numerical rule of representation? Slaves are considered as property, not as persons. They ought therefore to be comprehended in estimates of taxation which are founded on property, and to be excluded from representation which is regulated by a census of persons. This is the objection, as I understand it, stated in its full force. I shall be equally candid in stating the reasoning which may be offered on the opposite side. “We subscribe to the doctrine,” might one of our Southern brethren observe, “that representation relates more immediately to persons, and taxation more immediately to property, and we join in the application of this distinction to the case of our slaves. But we must deny the fact, that slaves are considered merely as property, and in no respect whatever as persons. The true state of the case is, that they partake of both these qualities: being considered by our laws, in some respects, as persons, and in other respects as property. In being compelled to labor, not for himself, but for a master; in being vendible by one master to another master; and in being subject at all times to be restrained in his liberty and chastised in his body, by the capricious will of another, the slave may appear to be degraded from the human rank, and classed with those irrational animals which fall under the legal denomination of property. In being protected, on the other hand, in his life and in his limbs, against the violence of all others, even the master of his labor and his liberty; and in being punishable himself for all violence committed against others, the slave is no less evidently regarded by the law as a member of the society, not as a part of the irrational creation; as a moral person, not as a mere article of property. The federal Constitution, therefore, decides with great propriety on the case of our slaves, when it views them in the mixed character of persons and of property. This is in fact their true character. It is the character bestowed on them by the laws under which they live; and it will not be denied, that these are the proper criterion; because it is only under the pretext that the laws have transformed the negroes into subjects of property, that a place is disputed them in the computation of numbers; and it is admitted, that if the laws were to restore the rights which have been taken away, the negroes could no longer be refused an equal share of representation with the other inhabitants. “This question may be placed in another light. It is agreed on all sides, that numbers are the best scale of wealth and taxation, as they are the only proper scale of representation. Would the convention have been impartial or consistent, if they had rejected the slaves from the list of inhabitants, when the shares of representation were to be calculated, and inserted them on the lists when the tariff of contributions was to be adjusted? Could it be reasonably expected, that the Southern States would concur in a system, which considered their slaves in some degree as men, when burdens were to be imposed, but refused to consider them in the same light, when advantages were to be conferred? Might not some surprise also be expressed, that those who reproach the Southern States with the barbarous policy of considering as property a part of their human brethren, should themselves contend, that the government to which all the States are to be parties, ought to consider this unfortunate race more completely in the unnatural light of property, than the very laws of which they complain? “It may be replied, perhaps, that slaves are not included in the estimate of representatives in any of the States possessing them. They neither vote themselves nor increase the votes of their masters. Upon what principle, then, ought they to be taken into the federal estimate of representation? In rejecting them altogether, the Constitution would, in this respect, have followed the very laws which have been appealed to as the proper guide. “This objection is repelled by a single observation. It is a fundamental principle of the proposed Constitution, that as the aggregate number of representatives allotted to the several States is to be determined by a federal rule, founded on the aggregate number of inhabitants, so the right of choosing this allotted number in each State is to be exercised by such part of the inhabitants as the State itself may designate. The qualifications on which the right of suffrage depend are not, perhaps, the same in any two States. In some of the States the difference is very material. In every State, a certain proportion of inhabitants are deprived of this right by the constitution of the State, who will be included in the census by which the federal Constitution apportions the representatives.
3412 The objection, stated in its full force, is this: Slaves are property, not persons. Therefore they should be included in tax estimates but excluded from a census of persons for representation. I shall be equally honest in stating the opposing reasoning.
2099 3413
2100 In this point of view the Southern States might retort the complaint, by insisting that the principle laid down by the convention required that no regard should be had to the policy of particular States towards their own inhabitants; and consequently, that the slaves, as inhabitants, should have been admitted into the census according to their full number, in like manner with other inhabitants, who, by the policy of other States, are not admitted to all the rights of citizens. A rigorous adherence, however, to this principle, is waived by those who would be gainers by it. All that they ask is that equal moderation be shown on the other side. Let the case of the slaves be considered, as it is in truth, a peculiar one. Let the compromising expedient of the Constitution be mutually adopted, which regards them as inhabitants, but as debased by servitude below the equal level of free inhabitants, which regards the SLAVE as divested of two fifths of the MAN. “After all, may not another ground be taken on which this article of the Constitution will admit of a still more ready defense? We have hitherto proceeded on the idea that representation related to persons only, and not at all to property. But is it a just idea?
3414 One of our Southern brethren might observe: "We accept that representation relates to persons and taxation to property. But slaves possess both qualities. Our laws regard them as property in being forced to labor, saleable, and subject to restraint and punishment. Yet they also view them as persons in protecting their lives and limbs against violence, even from their masters, and in holding them punishable for crimes. The federal Constitution correctly views them in this mixed character—as a moral person and a member of society, yet also as an article of property—for this is the character bestowed on them by the laws under which they live. If those laws restored their rights, they could not be denied equal representation."
2101 3415
2102 Government is instituted no less for protection of the property, than of the persons, of individuals. The one as well as the other, therefore, may be considered as represented by those who are charged with the government. Upon this principle it is, that in several of the States, and particularly in the State of New York, one branch of the government is intended more especially to be the guardian of property, and is accordingly elected by that part of the society which is most interested in this object of government. In the federal Constitution, this policy does not prevail. The rights of property are committed into the same hands with the personal rights. Some attention ought, therefore, to be paid to property in the choice of those hands. “For another reason, the votes allowed in the federal legislature to the people of each State, ought to bear some proportion to the comparative wealth of the States. States have not, like individuals, an influence over each other, arising from superior advantages of fortune. If the law allows an opulent citizen but a single vote in the choice of his representative, the respect and consequence which he derives from his fortunate situation very frequently guide the votes of others to the objects of his choice; and through this imperceptible channel the rights of property are conveyed into the public representation. A State possesses no such influence over other States. It is not probable that the richest State in the Confederacy will ever influence the choice of a single representative in any other State. Nor will the representatives of the larger and richer States possess any other advantage in the federal legislature, over the representatives of other States, than what may result from their superior number alone. As far, therefore, as their superior wealth and weight may justly entitle them to any advantage, it ought to be secured to them by a superior share of representation. The new Constitution is, in this respect, materially different from the existing Confederation, as well as from that of the United Netherlands, and other similar confederacies. In each of the latter, the efficacy of the federal resolutions depends on the subsequent and voluntary resolutions of the states composing the union. Hence the states, though possessing an equal vote in the public councils, have an unequal influence, corresponding with the unequal importance of these subsequent and voluntary resolutions. Under the proposed Constitution, the federal acts will take effect without the necessary intervention of the individual States. They will depend merely on the majority of votes in the federal legislature, and consequently each vote, whether proceeding from a larger or smaller State, or a State more or less wealthy or powerful, will have an equal weight and efficacy: in the same manner as the votes individually given in a State legislature, by the representatives of unequal counties or other districts, have each a precise equality of value and effect; or if there be any difference in the case, it proceeds from the difference in the personal character of the individual representative, rather than from any regard to the extent of the district from which he comes. “Such is the reasoning which an advocate for the Southern interests might employ on this subject; and although it may appear to be a little strained in some points, yet, on the whole, I must confess that it fully reconciles me to the scale of representation which the convention have established. In one respect, the establishment of a common measure for representation and taxation will have a very salutary effect. As the accuracy of the census to be obtained by the Congress will necessarily depend, in a considerable degree on the disposition, if not on the co-operation, of the States, it is of great importance that the States should feel as little bias as possible, to swell or to reduce the amount of their numbers. Were their share of representation alone to be governed by this rule, they would have an interest in exaggerating their inhabitants. Were the rule to decide their share of taxation alone, a contrary temptation would prevail. By extending the rule to both objects, the States will have opposite interests, which will control and balance each other, and produce the requisite impartiality.
3416 Another perspective: Population is the best scale for both wealth and representation. Would the convention have been consistent if it counted slaves for taxation but not for representation? Could Southern states accept a system that considered slaves as men when imposing burdens but not when granting advantages? And would those who reproach the South for the "barbarous policy" of treating their human brethren as property contend that the federal government should view this "unfortunate race" even more strictly as property than the very laws they criticize?
2103 3417
2104 PUBLIUS.
3418 "But slaves don't vote in any state, nor increase their masters' votes. Why include them in the federal count? The Constitution would simply follow state laws."
2105 3419
3420 This is answered by a fundamental principle: while representatives are apportioned by total inhabitants, each state decides who votes. Voting qualifications differ significantly across states; many inhabitants are disfranchised yet still counted for representation. Southern states could therefore insist slaves be counted fully as inhabitants. Instead, they waive this right, asking only for equal moderation. Let the case be considered unique. Let the Constitution's compromise be adopted: slaves count as inhabitants, but as diminished by servitude.
2106 3421
3422 > **Quote:** "Let the compromising expedient of the Constitution be mutually adopted, which regards them as inhabitants, but as debased by servitude below the equal level of free inhabitants, which regards the SLAVE as divested of two fifths of the MAN."
2107 3423
3424 Is there not another defense? We have assumed representation relates only to persons, not property. But is that correct?
2108 3425
3426 > **Quote:** "Government is instituted no less for protection of the property, than of the persons, of individuals."
3427
3428 Both property and persons may therefore be represented. In several states, particularly New York, one branch of government is specifically designed to protect property. The federal Constitution entrusts property rights to the same hands as personal rights. Therefore, property should influence representation.
3429
3430 Furthermore, votes in the federal legislature should bear proportion to comparative state wealth. Unlike wealthy individuals, whose influence guides the votes of others through imperceptible channels, states exert no such influence over one another. Representatives from richer states have no advantage except from their numbers. Therefore, superior wealth should be secured by a larger share of representation.
3431
3432 This distinguishes the new Constitution from the Confederation and similar unions, where federal resolutions depend on voluntary state action, giving states unequal influence despite equal votes. Under the proposed Constitution, federal acts require only a legislative majority, giving each vote equal weight, just as in state legislatures—any difference comes from representatives' character, not district size.
3433
3434 Such is the reasoning a Southern advocate might employ. Though it may appear strained in some points, I must confess that it fully reconciles me to the scale of representation established by the convention. One benefit is clear: a common measure for representation and taxation creates checks on the census. If representation alone were governed by this rule, states would inflate their numbers. If taxation alone, they'd reduce them. Applying the rule to both creates opposing interests that balance each other, producing impartiality.
3435
3436 PUBLIUS.
3437
2109 3438 ## No. LV. - The Total Number of the House of Representatives
2110 3439
2111 3440 From the New York Packet. Friday, February 15, 1788.
@@ -2115,27 +3444,26 @@
2115 3444
2116 3445 To the People of the State of New York:
2117 3446
2118 The number of which the House of Representatives is to consist, forms another and a very interesting point of view, under which this branch of the federal legislature may be contemplated.
3447 The size of the House of Representatives deserves close attention, given the prominence of its critics and their seemingly strong arguments. The charges are: first, too few representatives to safely guard the public interest; second, insufficient knowledge of local circumstances; third, that members will come from a class unsympathetic to the people, aiming to elevate the few over the many; and fourth, that the number will become increasingly disproportionate as population grows.
2119 3448
2120 Scarce any article, indeed, in the whole Constitution seems to be rendered more worthy of attention, by the weight of character and the apparent force of argument with which it has been assailed.
3449 No political problem is less capable of precise solution than determining the optimal size of a representative legislature. State policies differ dramatically, both in absolute numbers and in ratios to constituents. Delaware's most numerous legislative branch has twenty-one representatives; Massachusetts has three to four hundred. Pennsylvania, with a population similar to Massachusetts, has one-fifth as many representatives. New York's population relates to South Carolina's as six to five, yet New York has little more than one-third South Carolina's representatives. Rhode Island has at least one representative per thousand constituents; Pennsylvania has one per four or five thousand; and Georgia's constitution allows a ratio as high as one per ten electors.
2121 3450
2122 The charges exhibited against it are, first, that so small a number of representatives will be an unsafe depositary of the public interests; secondly, that they will not possess a proper knowledge of the local circumstances of their numerous constituents; thirdly, that they will be taken from that class of citizens which will sympathize least with the feelings of the mass of the people, and be most likely to aim at a permanent elevation of the few on the depression of the many; fourthly, that defective as the number will be in the first instance, it will be more and more disproportionate, by the increase of the people, and the obstacles which will prevent a correspondent increase of the representatives. In general it may be remarked on this subject, that no political problem is less susceptible of a precise solution than that which relates to the number most convenient for a representative legislature; nor is there any point on which the policy of the several States is more at variance, whether we compare their legislative assemblies directly with each other, or consider the proportions which they respectively bear to the number of their constituents. Passing over the difference between the smallest and largest States, as Delaware, whose most numerous branch consists of twenty-one representatives, and Massachusetts, where it amounts to between three and four hundred, a very considerable difference is observable among States nearly equal in population. The number of representatives in Pennsylvania is not more than one fifth of that in the State last mentioned. New York, whose population is to that of South Carolina as six to five, has little more than one third of the number of representatives. As great a disparity prevails between the States of Georgia and Delaware or Rhode Island. In Pennsylvania, the representatives do not bear a greater proportion to their constituents than of one for every four or five thousand. In Rhode Island, they bear a proportion of at least one for every thousand. And according to the constitution of Georgia, the proportion may be carried to one to every ten electors; and must unavoidably far exceed the proportion in any of the other States. Another general remark to be made is, that the ratio between the representatives and the people ought not to be the same where the latter are very numerous as where they are very few. Were the representatives in Virginia to be regulated by the standard in Rhode Island, they would, at this time, amount to between four and five hundred; and twenty or thirty years hence, to a thousand. On the other hand, the ratio of Pennsylvania, if applied to the State of Delaware, would reduce the representative assembly of the latter to seven or eight members. Nothing can be more fallacious than to found our political calculations on arithmetical principles. Sixty or seventy men may be more properly trusted with a given degree of power than six or seven. But it does not follow that six or seven hundred would be proportionably a better depositary. And if we carry on the supposition to six or seven thousand, the whole reasoning ought to be reversed. The truth is, that in all cases a certain number at least seems to be necessary to secure the benefits of free consultation and discussion, and to guard against too easy a combination for improper purposes; as, on the other hand, the number ought at most to be kept within a certain limit, in order to avoid the confusion and intemperance of a multitude. In all very numerous assemblies, of whatever character composed, passion never fails to wrest the sceptre from reason.
3451 The ratio between representatives and people should not remain fixed across populations of vastly different size. Apply Rhode Island's standard to Virginia, and its assembly would number four or five hundred, reaching a thousand within decades. Apply Pennsylvania's ratio to Delaware, and Delaware's legislature would shrink to seven or eight. Pure mathematical principles mislead. Sixty or seventy men can be more appropriately trusted with power than six or seven, but six or seven hundred are not proportionally better guardians, and six or seven thousand would reverse the logic entirely. A minimum number secures the benefits of consultation and guards against conspiracy; a maximum avoids the confusion of a crowd, where passion never fails to wrest the sceptre from reason.
2123 3452
2124 Had every Athenian citizen been a Socrates, every Athenian assembly would still have been a mob.
3453 > **Quote:** "Had every Athenian citizen been a Socrates, every Athenian assembly would still have been a mob."
2125 3454
2126 It is necessary also to recollect here the observations which were applied to the case of biennial elections. For the same reason that the limited powers of the Congress, and the control of the State legislatures, justify less frequent elections than the public safely might otherwise require, the members of the Congress need be less numerous than if they possessed the whole power of legislation, and were under no other than the ordinary restraints of other legislative bodies. With these general ideas in our mind, let us weigh the objections which have been stated against the number of members proposed for the House of Representatives. It is said, in the first place, that so small a number cannot be safely trusted with so much power. The number of which this branch of the legislature is to consist, at the outset of the government, will be sixtyfive. Within three years a census is to be taken, when the number may be augmented to one for every thirty thousand inhabitants; and within every successive period of ten years the census is to be renewed, and augmentations may continue to be made under the above limitation. It will not be thought an extravagant conjecture that the first census will, at the rate of one for every thirty thousand, raise the number of representatives to at least one hundred. Estimating the negroes in the proportion of three fifths, it can scarcely be doubted that the population of the United States will by that time, if it does not already, amount to three millions. At the expiration of twenty-five years, according to the computed rate of increase, the number of representatives will amount to two hundred, and of fifty years, to four hundred. This is a number which, I presume, will put an end to all fears arising from the smallness of the body. I take for granted here what I shall, in answering the fourth objection, hereafter show, that the number of representatives will be augmented from time to time in the manner provided by the Constitution. On a contrary supposition, I should admit the objection to have very great weight indeed. The true question to be decided then is, whether the smallness of the number, as a temporary regulation, be dangerous to the public liberty? Whether sixty-five members for a few years, and a hundred or two hundred for a few more, be a safe depositary for a limited and well-guarded power of legislating for the United States? I must own that I could not give a negative answer to this question, without first obliterating every impression which I have received with regard to the present genius of the people of America, the spirit which actuates the State legislatures, and the principles which are incorporated with the political character of every class of citizens I am unable to conceive that the people of America, in their present temper, or under any circumstances which can speedily happen, will choose, and every second year repeat the choice of, sixty-five or a hundred men who would be disposed to form and pursue a scheme of tyranny or treachery. I am unable to conceive that the State legislatures, which must feel so many motives to watch, and which possess so many means of counteracting, the federal legislature, would fail either to detect or to defeat a conspiracy of the latter against the liberties of their common constituents. I am equally unable to conceive that there are at this time, or can be in any short time, in the United States, any sixty-five or a hundred men capable of recommending themselves to the choice of the people at large, who would either desire or dare, within the short space of two years, to betray the solemn trust committed to them. What change of circumstances, time, and a fuller population of our country may produce, requires a prophetic spirit to declare, which makes no part of my pretensions. But judging from the circumstances now before us, and from the probable state of them within a moderate period of time, I must pronounce that the liberties of America cannot be unsafe in the number of hands proposed by the federal Constitution. From what quarter can the danger proceed? Are we afraid of foreign gold? If foreign gold could so easily corrupt our federal rulers and enable them to ensnare and betray their constituents, how has it happened that we are at this time a free and independent nation? The Congress which conducted us through the Revolution was a less numerous body than their successors will be; they were not chosen by, nor responsible to, their fellowcitizens at large; though appointed from year to year, and recallable at pleasure, they were generally continued for three years, and prior to the ratification of the federal articles, for a still longer term.
3455 Recall too the observations on biennial elections. The limited powers of Congress and the oversight of State legislatures justify fewer representatives than would be needed for an unchecked legislative body.
2127 3456
2128 They held their consultations always under the veil of secrecy; they had the sole transaction of our affairs with foreign nations; through the whole course of the war they had the fate of their country more in their hands than it is to be hoped will ever be the case with our future representatives; and from the greatness of the prize at stake, and the eagerness of the party which lost it, it may well be supposed that the use of other means than force would not have been scrupled. Yet we know by happy experience that the public trust was not betrayed; nor has the purity of our public councils in this particular ever suffered, even from the whispers of calumny. Is the danger apprehended from the other branches of the federal government?
3457 First, is such a small number a safe guardian? The House will initially have sixty-five members. Within three years, a census will increase the number to one per thirty thousand inhabitants—likely raising it to at least one hundred, given a population approaching three million. In twenty-five years, it will reach two hundred; in fifty years, four hundred. This number should end all fears. But is the temporary arrangement dangerous? Is sixty-five members for a few years, then one or two hundred, a safe guardian for the limited power of federal legislation?
2129 3458
2130 But where are the means to be found by the President, or the Senate, or both? Their emoluments of office, it is to be presumed, will not, and without a previous corruption of the House of Representatives cannot, more than suffice for very different purposes; their private fortunes, as they must allbe American citizens, cannot possibly be sources of danger. The only means, then, which they can possess, will be in the dispensation of appointments. Is it here that suspicion rests her charge? Sometimes we are told that this fund of corruption is to be exhausted by the President in subduing the virtue of the Senate. Now, the fidelity of the other House is to be the victim. The improbability of such a mercenary and perfidious combination of the several members of government, standing on as different foundations as republican principles will well admit, and at the same time accountable to the society over which they are placed, ought alone to quiet this apprehension. But, fortunately, the Constitution has provided a still further safeguard. The members of the Congress are rendered ineligible to any civil offices that may be created, or of which the emoluments may be increased, during the term of their election.
3459 I could not answer no without erasing every impression of the American people's character, the spirit of the State legislatures, and the principles of our citizens. I cannot imagine the people repeatedly electing sixty-five or a hundred men inclined to tyranny. I cannot imagine State legislatures, with so many motives and means to counteract the federal legislature, failing to detect a conspiracy. Nor can I imagine sixty-five or a hundred men elected by the public who would dare, within a brief two-year term, to betray that trust.
2131 3460
2132 No offices therefore can be dealt out to the existing members but such as may become vacant by ordinary casualties: and to suppose that these would be sufficient to purchase the guardians of the people, selected by the people themselves, is to renounce every rule by which events ought to be calculated, and to substitute an indiscriminate and unbounded jealousy, with which all reasoning must be vain. The sincere friends of liberty, who give themselves up to the extravagancies of this passion, are not aware of the injury they do their own cause. As there is a degree of depravity in mankind which requires a certain degree of circumspection and distrust, so there are other qualities in human nature which justify a certain portion of esteem and confidence. Republican government presupposes the existence of these qualities in a higher degree than any other form. Were the pictures which have been drawn by the political jealousy of some among us faithful likenesses of the human character, the inference would be, that there is not sufficient virtue among men for self-government; and that nothing less than the chains of despotism can restrain them from destroying and devouring one another.
3461 From what direction could danger come? Foreign gold? The Congress that led the Revolution was smaller, was not directly elected by the people, held greater power, and met entirely in secret—yet the public trust was never betrayed. From other branches of government? The President and Senate lack the means to corrupt the House; their salaries would be insufficient without first corrupting the House itself, and their private fortunes cannot pose a threat. The only tool is the power of appointments, but the Constitution prevents members from holding civil offices created or whose pay is increased during their term. Only offices vacated by chance remain available—hardly enough to buy off the people's guardians.
2133 3462
3463 The Constitution's safeguard reflects a truth: as there is a degree of depravity in mankind which requires circumspection, so there are qualities in human nature which justify a certain portion of esteem and confidence. Republican government demands these virtues. If jealousy alone defined human character, self-government would be impossible, and only despotism could prevent mutual destruction.
3464
2134 3465 PUBLIUS.
2135 3466
2136
2137
2138
2139 3467 ## No. LVI. - The Same Subject Continued (The Total Number of the House of Representatives)
2140 3468
2141 3469 From the New York Packet. Tuesday, February 19, 1788.
@@ -2145,19 +3473,28 @@
2145 3473
2146 3474 To the People of the State of New York:
2147 3475
2148 The second charge against the House of Representatives is, that it will be too small to possess a due knowledge of the interests of its constituents. As this objection evidently proceeds from a comparison of the proposed number of representatives with the great extent of the United States, the number of their inhabitants, and the diversity of their interests, without taking into view at the same time the circumstances which will distinguish the Congress from other legislative bodies, the best answer that can be given to it will be a brief explanation of these peculiarities. It is a sound and important principle that the representative ought to be acquainted with the interests and circumstances of his constituents. But this principle can extend no further than to those circumstances and interests to which the authority and care of the representative relate. An ignorance of a variety of minute and particular objects, which do not lie within the compass of legislation, is consistent with every attribute necessary to a due performance of the legislative trust. In determining the extent of information required in the exercise of a particular authority, recourse then must be had to the objects within the purview of that authority. What are to be the objects of federal legislation? Those which are of most importance, and which seem most to require local knowledge, are commerce, taxation, and the militia. A proper regulation of commerce requires much information, as has been elsewhere remarked; but as far as this information relates to the laws and local situation of each individual State, a very few representatives would be very sufficient vehicles of it to the federal councils. Taxation will consist, in a great measure, of duties which will be involved in the regulation of commerce. So far the preceding remark is applicable to this object. As far as it may consist of internal collections, a more diffusive knowledge of the circumstances of the State may be necessary. But will not this also be possessed in sufficient degree by a very few intelligent men, diffusively elected within the State? Divide the largest State into ten or twelve districts, and it will be found that there will be no peculiar local interests in either, which will not be within the knowledge of the representative of the district. Besides this source of information, the laws of the State, framed by representatives from every part of it, will be almost of themselves a sufficient guide. In every State there have been made, and must continue to be made, regulations on this subject which will, in many cases, leave little more to be done by the federal legislature, than to review the different laws, and reduce them in one general act. A skillful individual in his closet with all the local codes before him, might compile a law on some subjects of taxation for the whole union, without any aid from oral information, and it may be expected that whenever internal taxes may be necessary, and particularly in cases requiring uniformity throughout the States, the more simple objects will be preferred. To be fully sensible of the facility which will be given to this branch of federal legislation by the assistance of the State codes, we need only suppose for a moment that this or any other State were divided into a number of parts, each having and exercising within itself a power of local legislation. Is it not evident that a degree of local information and preparatory labor would be found in the several volumes of their proceedings, which would very much shorten the labors of the general legislature, and render a much smaller number of members sufficient for it? The federal councils will derive great advantage from another circumstance. The representatives of each State will not only bring with them a considerable knowledge of its laws, and a local knowledge of their respective districts, but will probably in all cases have been members, and may even at the very time be members, of the State legislature, where all the local information and interests of the State are assembled, and from whence they may easily be conveyed by a very few hands into the legislature of the United States. The observations made on the subject of taxation apply with greater force to the case of the militia. For however different the rules of discipline may be in different States, they are the same throughout each particular State; and depend on circumstances which can differ but little in different parts of the same State. The attentive reader will discern that the reasoning here used, to prove the sufficiency of a moderate number of representatives, does not in any respect contradict what was urged on another occasion with regard to the extensive information which the representatives ought to possess, and the time that might be necessary for acquiring it. This information, so far as it may relate to local objects, is rendered necessary and difficult, not by a difference of laws and local circumstances within a single State, but of those among different States. Taking each State by itself, its laws are the same, and its interests but little diversified. A few men, therefore, will possess all the knowledge requisite for a proper representation of them. Were the interests and affairs of each individual State perfectly simple and uniform, a knowledge of them in one part would involve a knowledge of them in every other, and the whole State might be competently represented by a single member taken from any part of it. On a comparison of the different States together, we find a great dissimilarity in their laws, and in many other circumstances connected with the objects of federal legislation, with all of which the federal representatives ought to have some acquaintance. Whilst a few representatives, therefore, from each State, may bring with them a due knowledge of their own State, every representative will have much information to acquire concerning all the other States.
3476 The second criticism of the House of Representatives is that it will be too small to understand constituents' interests. This objection stems from comparing its size to the nation's vastness without considering Congress's unique characteristics. The best response is to explain these distinctions.
2149 3477
2150 The changes of time, as was formerly remarked, on the comparative situation of the different States, will have an assimilating effect. The effect of time on the internal affairs of the States, taken singly, will be just the contrary. At present some of the States are little more than a society of husbandmen. Few of them have made much progress in those branches of industry which give a variety and complexity to the affairs of a nation. These, however, will in all of them be the fruits of a more advanced population, and will require, on the part of each State, a fuller representation. The foresight of the convention has accordingly taken care that the progress of population may be accompanied with a proper increase of the representative branch of the government. The experience of Great Britain, which presents to mankind so many political lessons, both of the monitory and exemplary kind, and which has been frequently consulted in the course of these inquiries, corroborates the result of the reflections which we have just made. The number of inhabitants in the two kingdoms of England and Scotland cannot be stated at less than eight millions. The representatives of these eight millions in the House of Commons amount to five hundred and fifty-eight.
3478 > **Quote:** "It is a sound and important principle that the representative ought to be acquainted with the interests and circumstances of his constituents."
2151 3479
2152 Of this number, one ninth are elected by three hundred and sixty-four persons, and one half, by five thousand seven hundred and twenty-three persons.[1] It cannot be supposed that the half thus elected, and who do not even reside among the people at large, can add any thing either to the security of the people against the government, or to the knowledge of their circumstances and interests in the legislative councils. On the contrary, it is notorious, that they are more frequently the representatives and instruments of the executive magistrate, than the guardians and advocates of the popular rights. They might therefore, with great propriety, be considered as something more than a mere deduction from the real representatives of the nation. We will, however, consider them in this light alone, and will not extend the deduction to a considerable number of others, who do not reside among their constitutents, are very faintly connected with them, and have very little particular knowledge of their affairs. With all these concessions, two hundred and seventy-nine persons only will be the depository of the safety, interest, and happiness of eight millions that is to say, there will be one representative only to maintain the rights and explain the situation OF TWENTY-EIGHT THOUSAND SIX HUNDRED AND SEVENTY constitutents, in an assembly exposed to the whole force of executive influence, and extending its authority to every object of legislation within a nation whose affairs are in the highest degree diversified and complicated. Yet it is very certain, not only that a valuable portion of freedom has been preserved under all these circumstances, but that the defects in the British code are chargeable, in a very small proportion, on the ignorance of the legislature concerning the circumstances of the people. Allowing to this case the weight which is due to it, and comparing it with that of the House of Representatives as above explained it seems to give the fullest assurance, that a representative for every THIRTY THOUSAND INHABITANTS will render the latter both a safe and competent guardian of the interests which will be confided to it.
3480 But this principle only applies to matters within the representative's authority. Ignoring details outside legislative scope doesn't impair one's ability to legislate. To gauge how much information a specific power requires, we must examine its objects.
2153 3481
2154 PUBLIUS.
3482 The chief objects requiring local knowledge are commerce, taxation, and the militia. While commerce regulation demands much information, a few representatives can convey each state's laws and conditions. Taxation will largely consist of commerce duties. Internal taxes may require broader state knowledge, but a few intelligent men from different districts will possess it. State legislatures' tax laws will serve as ready guides, often leaving Congress little more than to consolidate them. A skilled individual, studying state codes in private, could draft a national tax law without needing oral testimony; when internal taxes are necessary—especially those requiring uniformity—simpler targets will be chosen.
2155 3483
2156 [1] Burgh’s _Political Disquisitions_.
3484 The militia argument is stronger: military discipline is uniform within each state.
2157 3485
3486 Moreover, most representatives will have served in state legislatures, where local information gathers—bringing that knowledge to Congress.
2158 3487
3488 This argument doesn't contradict the need for extensive local information. The complexity arises not from differences within a single state—where laws are uniform and interests simple—but from differences between states. A few men from each state can master its internal affairs; the challenge is learning about all the other states.
2159 3489
3490 Time will make states more alike while their internal affairs grow more complex. Currently, many states are simple societies of farmers, but as industry develops, the Convention has provided for a proportional increase in representatives.
2160 3491
3492 The experience of Great Britain, offering both warnings and examples, supports this. England and Scotland's eight million people have 558 representatives. One-ninth are elected by 364 people, and half by 5,723 [1]. Setting aside those detached from constituents leaves 279 for eight million—one per 28,670—acting more as instruments of the executive than guardians of popular rights while governing complex affairs. Yet Britain preserves freedom, with legislative flaws rarely stemming from ignorance. This provides full assurance that one representative per 30,000 will make our House a safe guardian of entrusted interests.
3493
3494 [1] Burgh’s _Political Disquisitions_.
3495
3496 PUBLIUS.
3497
2161 3498 ## No. LVII. - The Alleged Tendency of the New Plan to Elevate the Few at the Expense of the Many Considered in Connection with Representation
2162 3499
2163 3500 From the New York Packet. Tuesday, February 19, 1788.
@@ -2167,27 +3504,46 @@
2167 3504
2168 3505 To the People of the State of New York:
2169 3506
2170 The third charge against the House of Representatives is, that it will be taken from that class of citizens which will have least sympathy with the mass of the people, and be most likely to aim at an ambitious sacrifice of the many to the aggrandizement of the few. Of all the objections which have been framed against the federal Constitution, this is perhaps the most extraordinary.
3507 The third charge against the House is that it will draw from citizens lacking sympathy for the masses, sacrificing the many to the empowerment of the few. This extraordinary objection strikes at the root of republican government itself.
2171 3508
2172 Whilst the objection itself is levelled against a pretended oligarchy, the principle of it strikes at the very root of republican government. The aim of every political constitution is, or ought to be, first to obtain for rulers men who possess most wisdom to discern, and most virtue to pursue, the common good of the society; and in the next place, to take the most effectual precautions for keeping them virtuous whilst they continue to hold their public trust. The elective mode of obtaining rulers is the characteristic policy of republican government. The means relied on in this form of government for preventing their degeneracy are numerous and various. The most effectual one, is such a limitation of the term of appointments as will maintain a proper responsibility to the people. Let me now ask what circumstance there is in the constitution of the House of Representatives that violates the principles of republican government, or favors the elevation of the few on the ruins of the many? Let me ask whether every circumstance is not, on the contrary, strictly conformable to these principles, and scrupulously impartial to the rights and pretensions of every class and description of citizens? Who are to be the electors of the federal representatives? Not the rich, more than the poor; not the learned, more than the ignorant; not the haughty heirs of distinguished names, more than the humble sons of obscurity and unpropitious fortune. The electors are to be the great body of the people of the United States. They are to be the same who exercise the right in every State of electing the corresponding branch of the legislature of the State. Who are to be the objects of popular choice? Every citizen whose merit may recommend him to the esteem and confidence of his country. No qualification of wealth, of birth, of religious faith, or of civil profession is permitted to fetter the judgement or disappoint the inclination of the people. If we consider the situation of the men on whom the free suffrages of their fellow-citizens may confer the representative trust, we shall find it involving every security which can be devised or desired for their fidelity to their constituents. In the first place, as they will have been distinguished by the preference of their fellow-citizens, we are to presume that in general they will be somewhat distinguished also by those qualities which entitle them to it, and which promise a sincere and scrupulous regard to the nature of their engagements. In the second place, they will enter into the public service under circumstances which cannot fail to produce a temporary affection at least to their constituents. There is in every breast a sensibility to marks of honor, of favor, of esteem, and of confidence, which, apart from all considerations of interest, is some pledge for grateful and benevolent returns.
3509 > **Quote:** "The aim of every political constitution is, or ought to be, first to obtain for rulers men who possess most wisdom to discern, and most virtue to pursue, the common good of the society; and in the next place, to take the most effectual precautions for keeping them virtuous whilst they continue to hold their public trust."
2173 3510
2174 Ingratitude is a common topic of declamation against human nature; and it must be confessed that instances of it are but too frequent and flagrant, both in public and in private life. But the universal and extreme indignation which it inspires is itself a proof of the energy and prevalence of the contrary sentiment.
3511 Elections define republican government, and limiting terms of office is the most effective means of maintaining accountability. What aspect of the House's structure violates republican principles or favors the few over the many? Is every detail not instead strictly in line with these principles, scrupulously fair to every class of citizen?
2175 3512
2176 In the third place, those ties which bind the representative to his constituents are strengthened by motives of a more selfish nature. His pride and vanity attach him to a form of government which favors his pretensions and gives him a share in its honors and distinctions. Whatever hopes or projects might be entertained by a few aspiring characters, it must generally happen that a great proportion of the men deriving their advancement from their influence with the people, would have more to hope from a preservation of the favor, than from innovations in the government subversive of the authority of the people. All these securities, however, would be found very insufficient without the restraint of frequent elections. Hence, in the fourth place, the House of Representatives is so constituted as to support in the members an habitual recollection of their dependence on the people. Before the sentiments impressed on their minds by the mode of their elevation can be effaced by the exercise of power, they will be compelled to anticipate the moment when their power is to cease, when their exercise of it is to be reviewed, and when they must descend to the level from which they were raised; there forever to remain unless a faithful discharge of their trust shall have established their title to a renewal of it. I will add, as a fifth circumstance in the situation of the House of Representatives, restraining them from oppressive measures, that they can make no law which will not have its full operation on themselves and their friends, as well as on the great mass of the society. This has always been deemed one of the strongest bonds by which human policy can connect the rulers and the people together. It creates between them that communion of interests and sympathy of sentiments, of which few governments have furnished examples; but without which every government degenerates into tyranny. If it be asked, what is to restrain the House of Representatives from making legal discriminations in favor of themselves and a particular class of the society? I answer: the genius of the whole system; the nature of just and constitutional laws; and above all, the vigilant and manly spirit which actuates the people of America, a spirit which nourishes freedom, and in return is nourished by it. If this spirit shall ever be so far debased as to tolerate a law not obligatory on the legislature, as well as on the people, the people will be prepared to tolerate any thing but liberty. Such will be the relation between the House of Representatives and their constituents. Duty, gratitude, interest, ambition itself, are the chords by which they will be bound to fidelity and sympathy with the great mass of the people.
3513 The voters are the great body of the American people—not the rich over the poor, the educated over the uneducated, nor arrogant heirs of famous names over humble children of obscurity and unpropitious fortune—the same individuals who elect state legislatures. The candidates? Every citizen whose merit recommends them to the country's respect and confidence. No wealth, birth, faith, or profession restricts the people's judgment.
2177 3514
2178 It is possible that these may all be insufficient to control the caprice and wickedness of man. But are they not all that government will admit, and that human prudence can devise? Are they not the genuine and the characteristic means by which republican government provides for the liberty and happiness of the people? Are they not the identical means on which every State government in the Union relies for the attainment of these important ends? What then are we to understand by the objection which this paper has combated? What are we to say to the men who profess the most flaming zeal for republican government, yet boldly impeach the fundamental principle of it; who pretend to be champions for the right and the capacity of the people to choose their own rulers, yet maintain that they will prefer those only who will immediately and infallibly betray the trust committed to them? Were the objection to be read by one who had not seen the mode prescribed by the Constitution for the choice of representatives, he could suppose nothing less than that some unreasonable qualification of property was annexed to the right of suffrage; or that the right of eligibility was limited to persons of particular families or fortunes; or at least that the mode prescribed by the State constitutions was in some respect or other, very grossly departed from. We have seen how far such a supposition would err, as to the two first points. Nor would it, in fact, be less erroneous as to the last. The only difference discoverable between the two cases is, that each representative of the United States will be elected by five or six thousand citizens; whilst in the individual States, the election of a representative is left to about as many hundreds. Will it be pretended that this difference is sufficient to justify an attachment to the State governments, and an abhorrence to the federal government? If this be the point on which the objection turns, it deserves to be examined. Is it supported by REASON?
3515 The situation of elected representatives includes every safeguard for constituent loyalty. First, being distinguished by popular preference, they will generally possess the qualities that earned that trust. Second, election creates a natural, if temporary, affection for constituents. The human heart's sensitivity to honor and confidence serves as a pledge for grateful returns.
2179 3516
2180 This cannot be said, without maintaining that five or six thousand citizens are less capable of choosing a fit representative, or more liable to be corrupted by an unfit one, than five or six hundred. Reason, on the contrary, assures us, that as in so great a number a fit representative would be most likely to be found, so the choice would be less likely to be diverted from him by the intrigues of the ambitious or the ambitious or the bribes of the rich. Is the CONSEQUENCE from this doctrine admissible? If we say that five or six hundred citizens are as many as can jointly exercise their right of suffrage, must we not deprive the people of the immediate choice of their public servants, in every instance where the administration of the government does not require as many of them as will amount to one for that number of citizens? Is the doctrine warranted by FACTS? It was shown in the last paper, that the real representation in the British House of Commons very little exceeds the proportion of one for every thirty thousand inhabitants. Besides a variety of powerful causes not existing here, and which favor in that country the pretensions of rank and wealth, no person is eligible as a representative of a county, unless he possess real estate of the clear value of six hundred pounds sterling per year; nor of a city or borough, unless he possess a like estate of half that annual value. To this qualification on the part of the county representatives is added another on the part of the county electors, which restrains the right of suffrage to persons having a freehold estate of the annual value of more than twenty pounds sterling, according to the present rate of money. Notwithstanding these unfavorable circumstances, and notwithstanding some very unequal laws in the British code, it cannot be said that the representatives of the nation have elevated the few on the ruins of the many. But we need not resort to foreign experience on this subject. Our own is explicit and decisive. The districts in New Hampshire in which the senators are chosen immediately by the people, are nearly as large as will be necessary for her representatives in the Congress. Those of Massachusetts are larger than will be necessary for that purpose; and those of New York still more so.
3517 Ingratitude is a common complaint against human nature, and instances are too frequent. But the universal indignation it inspires proves the strength of the opposite sentiment.
2181 3518
2182 In the last State the members of Assembly for the cities and counties of New York and Albany are elected by very nearly as many voters as will be entitled to a representative in the Congress, calculating on the number of sixty-five representatives only. It makes no difference that in these senatorial districts and counties a number of representatives are voted for by each elector at the same time. If the same electors at the same time are capable of choosing four or five representatives, they cannot be incapable of choosing one. Pennsylvania is an additional example. Some of her counties, which elect her State representatives, are almost as large as her districts will be by which her federal representatives will be elected. The city of Philadelphia is supposed to contain between fifty and sixty thousand souls. It will therefore form nearly two districts for the choice of federal representatives. It forms, however, but one county, in which every elector votes for each of its representatives in the State legislature. And what may appear to be still more directly to our purpose, the whole city actually elects a SINGLE MEMBER for the executive council. This is the case in all the other counties of the State. Are not these facts the most satisfactory proofs of the fallacy which has been employed against the branch of the federal government under consideration? Has it appeared on trial that the senators of New Hampshire, Massachusetts, and New York, or the executive council of Pennsylvania, or the members of the Assembly in the two last States, have betrayed any peculiar disposition to sacrifice the many to the few, or are in any respect less worthy of their places than the representatives and magistrates appointed in other States by very small divisions of the people? But there are cases of a stronger complexion than any which I have yet quoted.
3519 Third, selfish motives strengthen these ties. Pride and vanity connect representatives to a government that favors their ambitions. Most men who owe advancement to the people have more to gain from preserving that favor than from destroying popular authority.
2183 3520
2184 One branch of the legislature of Connecticut is so constituted that each member of it is elected by the whole State. So is the governor of that State, of Massachusetts, and of this State, and the president of New Hampshire. I leave every man to decide whether the result of any one of these experiments can be said to countenance a suspicion, that a diffusive mode of choosing representatives of the people tends to elevate traitors and to undermine the public liberty.
3521 Fourth, frequent elections provide indispensable restraint. The House is structured to maintain an habitual recollection of their dependence on the people. Before election sentiments fade, members must anticipate the moment their power ends and they return to private life, unless faithful service earns renewal.
2185 3522
2186 PUBLIUS.
3523 Fifth, representatives can make no law that does not apply equally to themselves and their friends as to the great mass of society. This has always been deemed one of the strongest bonds connecting rulers and people.
2187 3524
3525 This creates a shared interest and sympathy of sentiment. What prevents the House from making legal exceptions for themselves? The genius of the whole system, the nature of just and constitutional laws, and above all,
2188 3526
3527 > **Quote:** "the vigilant and manly spirit which actuates the people of America, a spirit which nourishes freedom, and in return is nourished by it. If this spirit shall ever be so far debased as to tolerate a law not obligatory on the legislature, as well as on the people, the people will be prepared to tolerate any thing but liberty."
2189 3528
3529 Duty, gratitude, interest, and even ambition are the cords that bind them to fidelity and sympathy with the great mass of the people.
2190 3530
3531 May all this be insufficient? Perhaps. But are these not all the safeguards government can allow and prudence can devise? Are they not the genuine means by which republican government secures liberty? Are they not the exact means every state government relies upon?
3532
3533 What, then, of this objection? What of men who profess zeal for republican government yet attack its principle—champions of popular choice who maintain the people will only choose betrayers? One reading this objection without seeing the Constitution would assume property qualifications for voting, limited eligibility, or abandonment of state methods. We have seen these assumptions are wrong. The only difference is that federal representatives will be elected by five or six thousand citizens, while state representatives are chosen by about as many hundreds. Can this justify hatred of the federal government? Does reason support this?
3534
3535 This requires arguing that five or six thousand citizens are less capable of choosing well than five or six hundred. On the contrary, reason assures us a larger group is more likely to contain a suitable candidate, and less likely to be diverted by ambition or wealth. Must we then limit voting groups to five or six hundred, depriving people of direct choice where government does not require so many officials?
3536
3537 Facts disprove this. British representation has one member per thirty thousand inhabitants, with property qualifications requiring representatives to own real estate worth six to twelve hundred pounds annually, and voters needing land worth over twenty pounds. Despite restrictions favoring rank and wealth, British representatives have not elevated the few upon the ruins of the many.
3538
3539 We need not look abroad. New Hampshire's senatorial districts are nearly as large as federal ones will be; Massachusetts's are larger; New York's larger still. New York Assembly members for New York and Albany counties are elected by almost as many voters as will choose a federal representative. That voters can choose four or five representatives at once proves they can choose one. Pennsylvania's counties electing state representatives are almost as large as federal districts. Philadelphia, with fifty to sixty thousand residents, will form nearly two federal districts, yet elects state legislators and a single executive council member at large. Are these not proof of the fallacy against this branch of the federal government?
3540
3541 Have these officials shown any tendency to sacrifice the many to the few? Are they less worthy than those chosen by small divisions?
3542
3543 More striking still: Connecticut elects one legislative branch by the entire state. Its governor, and those of Massachusetts and New York, plus New Hampshire's president, are chosen the same way. I leave it to every person to decide whether these experiments support the suspicion that broad elections promote traitors and undermine public liberty.
3544
3545 PUBLIUS.
3546
2191 3547 ## No. LVIII. - Objection That The Number of Members Will Not Be Augmented as the Progress of Population Demands Considered
2192 3548
2193 3549 MADISON
@@ -2195,15 +3551,40 @@
2195 3551
2196 3552 To the People of the State of New York:
2197 3553
2198 The remaining charge against the House of Representatives, which I am to examine, is grounded on a supposition that the number of members will not be augmented from time to time, as the progress of population may demand. It has been admitted, that this objection, if well supported, would have great weight. The following observations will show that, like most other objections against the Constitution, it can only proceed from a partial view of the subject, or from a jealousy which discolors and disfigures every object which is beheld. 1. Those who urge the objection seem not to have recollected that the federal Constitution will not suffer by a comparison with the State constitutions, in the security provided for a gradual augmentation of the number of representatives. The number which is to prevail in the first instance is declared to be temporary. Its duration is limited to the short term of three years. Within every successive term of ten years a census of inhabitants is to be repeated. The unequivocal objects of these regulations are, first, to readjust, from time to time, the apportionment of representatives to the number of inhabitants, under the single exception that each State shall have one representative at least; secondly, to augment the number of representatives at the same periods, under the sole limitation that the whole number shall not exceed one for every thirty thousand inhabitants. If we review the constitutions of the several States, we shall find that some of them contain no determinate regulations on this subject, that others correspond pretty much on this point with the federal Constitution, and that the most effectual security in any of them is resolvable into a mere directory provision. 2. As far as experience has taken place on this subject, a gradual increase of representatives under the State constitutions has at least kept pace with that of the constituents, and it appears that the former have been as ready to concur in such measures as the latter have been to call for them. 3. There is a peculiarity in the federal Constitution which insures a watchful attention in a majority both of the people and of their representatives to a constitutional augmentation of the latter. The peculiarity lies in this, that one branch of the legislature is a representation of citizens, the other of the States: in the former, consequently, the larger States will have most weight; in the latter, the advantage will be in favor of the smaller States. From this circumstance it may with certainty be inferred that the larger States will be strenuous advocates for increasing the number and weight of that part of the legislature in which their influence predominates. And it so happens that four only of the largest will have a majority of the whole votes in the House of Representatives. Should the representatives or people, therefore, of the smaller States oppose at any time a reasonable addition of members, a coalition of a very few States will be sufficient to overrule the opposition; a coalition which, notwithstanding the rivalship and local prejudices which might prevent it on ordinary occasions, would not fail to take place, when not merely prompted by common interest, but justified by equity and the principles of the Constitution. It may be alleged, perhaps, that the Senate would be prompted by like motives to an adverse coalition; and as their concurrence would be indispensable, the just and constitutional views of the other branch might be defeated. This is the difficulty which has probably created the most serious apprehensions in the jealous friends of a numerous representation. Fortunately it is among the difficulties which, existing only in appearance, vanish on a close and accurate inspection. The following reflections will, if I mistake not, be admitted to be conclusive and satisfactory on this point. Notwithstanding the equal authority which will subsist between the two houses on all legislative subjects, except the originating of money bills, it cannot be doubted that the House, composed of the greater number of members, when supported by the more powerful States, and speaking the known and determined sense of a majority of the people, will have no small advantage in a question depending on the comparative firmness of the two houses. This advantage must be increased by the consciousness, felt by the same side of being supported in its demands by right, by reason, and by the Constitution; and the consciousness, on the opposite side, of contending against the force of all these solemn considerations. It is farther to be considered, that in the gradation between the smallest and largest States, there are several, which, though most likely in general to arrange themselves among the former are too little removed in extent and population from the latter, to second an opposition to their just and legitimate pretensions. Hence it is by no means certain that a majority of votes, even in the Senate, would be unfriendly to proper augmentations in the number of representatives. It will not be looking too far to add, that the senators from all the new States may be gained over to the just views of the House of Representatives, by an expedient too obvious to be overlooked. As these States will, for a great length of time, advance in population with peculiar rapidity, they will be interested in frequent reapportionments of the representatives to the number of inhabitants. The large States, therefore, who will prevail in the House of Representatives, will have nothing to do but to make reapportionments and augmentations mutually conditions of each other; and the senators from all the most growing States will be bound to contend for the latter, by the interest which their States will feel in the former. These considerations seem to afford ample security on this subject, and ought alone to satisfy all the doubts and fears which have been indulged with regard to it. Admitting, however, that they should all be insufficient to subdue the unjust policy of the smaller States, or their predominant influence in the councils of the Senate, a constitutional and infallible resource still remains with the larger States, by which they will be able at all times to accomplish their just purposes. The House of Representatives cannot only refuse, but they alone can propose, the supplies requisite for the support of government. They, in a word, hold the purse that powerful instrument by which we behold, in the history of the British Constitution, an infant and humble representation of the people gradually enlarging the sphere of its activity and importance, and finally reducing, as far as it seems to have wished, all the overgrown prerogatives of the other branches of the government. This power over the purse may, in fact, be regarded as the most complete and effectual weapon with which any constitution can arm the immediate representatives of the people, for obtaining a redress of every grievance, and for carrying into effect every just and salutary measure. But will not the House of Representatives be as much interested as the Senate in maintaining the government in its proper functions, and will they not therefore be unwilling to stake its existence or its reputation on the pliancy of the Senate? Or, if such a trial of firmness between the two branches were hazarded, would not the one be as likely first to yield as the other? These questions will create no difficulty with those who reflect that in all cases the smaller the number, and the more permanent and conspicuous the station, of men in power, the stronger must be the interest which they will individually feel in whatever concerns the government. Those who represent the dignity of their country in the eyes of other nations, will be particularly sensible to every prospect of public danger, or of dishonorable stagnation in public affairs. To those causes we are to ascribe the continual triumph of the British House of Commons over the other branches of the government, whenever the engine of a money bill has been employed. An absolute inflexibility on the side of the latter, although it could not have failed to involve every department of the state in the general confusion, has neither been apprehended nor experienced. The utmost degree of firmness that can be displayed by the federal Senate or President, will not be more than equal to a resistance in which they will be supported by constitutional and patriotic principles. In this review of the Constitution of the House of Representatives, I have passed over the circumstances of economy, which, in the present state of affairs, might have had some effect in lessening the temporary number of representatives, and a disregard of which would probably have been as rich a theme of declamation against the Constitution as has been shown by the smallness of the number proposed. I omit also any remarks on the difficulty which might be found, under present circumstances, in engaging in the federal service a large number of such characters as the people will probably elect. One observation, however, I must be permitted to add on this subject as claiming, in my judgment, a very serious attention. It is, that in all legislative assemblies the greater the number composing them may be, the fewer will be the men who will in fact direct their proceedings. In the first place, the more numerous an assembly may be, of whatever characters composed, the greater is known to be the ascendency of passion over reason. In the next place, the larger the number, the greater will be the proportion of members of limited information and of weak capacities. Now, it is precisely on characters of this description that the eloquence and address of the few are known to act with all their force. In the ancient republics, where the whole body of the people assembled in person, a single orator, or an artful statesman, was generally seen to rule with as complete a sway as if a sceptre had been placed in his single hand. On the same principle, the more multitudinous a representative assembly may be rendered, the more it will partake of the infirmities incident to collective meetings of the people.
3554 The final criticism of the House of Representatives assumes the number of members will not increase with population growth. If well-founded, it would carry great weight. Yet like most objections, it stems from a partial view of the subject or a jealousy that discolors and disfigures everything it sees.
2199 3555
2200 Ignorance will be the dupe of cunning, and passion the slave of sophistry and declamation. The people can never err more than in supposing that by multiplying their representatives beyond a certain limit, they strengthen the barrier against the government of a few. Experience will forever admonish them that, on the contrary, AFTER SECURING A SUFFICIENT NUMBER FOR THE PURPOSES OF SAFETY, OF LOCAL INFORMATION, AND OF DIFFUSIVE SYMPATHY WITH THE WHOLE SOCIETY, they will counteract their own views by every addition to their representatives. The countenance of the government may become more democratic, but the soul that animates it will be more oligarchic. The machine will be enlarged, but the fewer, and often the more secret, will be the springs by which its motions are directed. As connected with the objection against the number of representatives, may properly be here noticed, that which has been suggested against the number made competent for legislative business. It has been said that more than a majority ought to have been required for a quorum; and in particular cases, if not in all, more than a majority of a quorum for a decision. That some advantages might have resulted from such a precaution, cannot be denied. It might have been an additional shield to some particular interests, and another obstacle generally to hasty and partial measures. But these considerations are outweighed by the inconveniences in the opposite scale. In all cases where justice or the general good might require new laws to be passed, or active measures to be pursued, the fundamental principle of free government would be reversed. It would be no longer the majority that would rule: the power would be transferred to the minority. Were the defensive privilege limited to particular cases, an interested minority might take advantage of it to screen themselves from equitable sacrifices to the general weal, or, in particular emergencies, to extort unreasonable indulgences. Lastly, it would facilitate and foster the baneful practice of secessions; a practice which has shown itself even in States where a majority only is required; a practice subversive of all the principles of order and regular government; a practice which leads more directly to public convulsions, and the ruin of popular governments, than any other which has yet been displayed among us.
3556 1. The federal Constitution provides greater security for increasing representatives than state constitutions. The initial number is explicitly temporary, limited to three years. Every ten years a census must repeat, with two clear purposes: readjusting representation to population (with each state guaranteed at least one representative) and increasing the total number, restricted only by a maximum of one per thirty thousand inhabitants. State constitutions offer weaker protections—some have no rules, others general guidelines at best.
3557 2. Our experience thus far shows that under state constitutions, the gradual increase of representatives has kept pace with population, legislatures proving as ready to agree as the people to demand.
3558 3. A unique constitutional feature ensures vigilance: one legislative branch represents citizens, the other states. Larger states dominate the House; smaller ones, the Senate. From this we may safely infer that larger states will strongly advocate for House expansion where their power lies. Only four of the largest states will hold a House majority, enough to overrule smaller states' opposition—a coalition that rivalries might prevent ordinarily but that common interest and constitutional principle would certainly prompt.
2201 3559
2202 PUBLIUS.
3560 It may be argued that the Senate would form an opposing alliance, and since its agreement is indispensable, the House's goals could be blocked. This surface difficulty vanishes on inspection.
2203 3561
3562 Despite equal legislative authority (except revenue bills), the House—more numerous, backed by powerful states, speaking for a popular majority—holds significant advantage in any standoff. This is strengthened when House demands are supported by justice, reason, and Constitution, while Senate would fight against them. Middle-sized states, though typically aligning with smaller ones, are too close in population to large states to support opposing legitimate claims. Therefore, it is by no means certain that Senate hostility would arise.
2204 3563
3564 Senators from new states can be won over by an obvious strategy. Since these states will grow rapidly, they will favor frequent reapportionments. Large states can simply make reapportionment conditional on membership increases, forcing growth-state senators to fight for both.
2205 3565
3566 If these factors proved insufficient, large states possess a constitutional, foolproof resource: the House alone holds the power of the purse.
2206 3567
3568 > **Quote:** "They, in a word, hold the purse that powerful instrument by which we behold, in the history of the British Constitution, an infant and humble representation of the people gradually enlarging the sphere of its activity and importance, and finally reducing, as far as it seems to have wished, all the overgrown prerogatives of the other branches of the government."
3569
3570 This weapon enables the people's representatives to obtain a redress of every grievance and carry out every just and salutary measure.
3571
3572 But wouldn't the House be as interested as the Senate in keeping government functioning, equally hesitant to risk its existence? These questions are easily answered by anyone who realizes that the smaller the governing number, and the more permanent and prominent their positions, the stronger their individual interest in government affairs. Those representing national dignity are especially sensitive to public danger or dishonorable standstills. This explains why the British House of Commons has consistently triumphed when using revenue leverage. Absolute stubbornness by other branches would have thrown the state into chaos, yet such an outcome has never been feared or experienced. Senate or Presidential resolve cannot resist a House supported by constitutional principle.
3573
3574 In reviewing the House, I have ignored cost considerations that may have kept the initial number low—had we ignored costs, that would be as popular a target as the small number proposed. I also omit comment on finding qualified individuals for federal service.
3575
3576 I must add one observation that deserves serious attention: in all legislative assemblies, the larger the membership, the fewer the people who actually direct proceedings.
3577
3578 First, in more numerous assemblies, the greater is the ascendency of passion over reason. Second, larger numbers increase the proportion of members with limited information and weak abilities—precisely those most easily influenced by a few clever leaders. In ancient republics, where populations assembled personally, a single orator ruled as completely as with a royal scepter. By the same principle, massive representative assemblies suffer mass-meeting weaknesses: ignorance fooled by cunning, passion enslaved by deceptive rhetoric.
3579
3580 > **Quote:** "The people can never err more than in supposing that by multiplying their representatives beyond a certain limit, they strengthen the barrier against the government of a few. Experience will forever admonish them that, on the contrary, AFTER SECURING A SUFFICIENT NUMBER FOR THE PURPOSES OF SAFETY, OF LOCAL INFORMATION, AND OF DIFFUSIVE SYMPATHY WITH THE WHOLE SOCIETY, they will counteract their own views by every addition to their representatives. The countenance of the government may become more democratic, but the soul that animates it will be more oligarchic."
3581
3582 The machine will be enlarged, but the fewer, and more secret, will be the springs by which its motions are directed.
3583
3584 Connected to this is the criticism that too few members are required for business. Some argue for supermajority quorum and decision requirements. While offering some advantages—extra protection for specific interests, obstacle to hasty measures—the disadvantages outweigh them. In cases requiring new laws or active measures for justice or public good, free government's fundamental principle reverses: the majority no longer rules; power transfers to the minority. If limited to specific cases, a self-interested minority might avoid fair sacrifices or extort unreasonable concessions in emergencies. Finally, it would foster the baneful practice of secessions—a tactic already seen in states requiring only simple majority, undermining order and regular government, leading directly to public unrest and popular government's ruin.
3585
3586 PUBLIUS.
3587
2207 3588 ## No. LIX. - Concerning the Power of Congress to Regulate the Election of Members
2208 3589
2209 3590 From the New York Packet. Friday, February 22, 1788.
@@ -2213,15 +3594,48 @@
2213 3594
2214 3595 To the People of the State of New York:
2215 3596
2216 The natural order of the subject leads us to consider, in this place, that provision of the Constitution which authorizes the national legislature to regulate, in the last resort, the election of its own members. It is in these words: “The TIMES, PLACES, and MANNER of holding elections for senators and representatives shall be prescribed in each State by the legislature thereof; but the Congress may, at any time, by law, make or alter SUCH REGULATIONS, except as to the PLACES of choosing senators.”[1] This provision has not only been declaimed against by those who condemn the Constitution in the gross, but it has been censured by those who have objected with less latitude and greater moderation; and, in one instance it has been thought exceptionable by a gentleman who has declared himself the advocate of every other part of the system. I am greatly mistaken, notwithstanding, if there be any article in the whole plan more completely defensible than this. Its propriety rests upon the evidence of this plain proposition, that EVERY GOVERNMENT OUGHT TO CONTAIN IN ITSELF THE MEANS OF ITS OWN PRESERVATION. Every just reasoner will, at first sight, approve an adherence to this rule, in the work of the convention; and will disapprove every deviation from it which may not appear to have been dictated by the necessity of incorporating into the work some particular ingredient, with which a rigid conformity to the rule was incompatible. Even in this case, though he may acquiesce in the necessity, yet he will not cease to regard and to regret a departure from so fundamental a principle, as a portion of imperfection in the system which may prove the seed of future weakness, and perhaps anarchy. It will not be alleged, that an election law could have been framed and inserted in the Constitution, which would have been always applicable to every probable change in the situation of the country; and it will therefore not be denied, that a discretionary power over elections ought to exist somewhere. It will, I presume, be as readily conceded, that there were only three ways in which this power could have been reasonably modified and disposed: that it must either have been lodged wholly in the national legislature, or wholly in the State legislatures, or primarily in the latter and ultimately in the former. The last mode has, with reason, been preferred by the convention. They have submitted the regulation of elections for the federal government, in the first instance, to the local administrations; which, in ordinary cases, and when no improper views prevail, may be both more convenient and more satisfactory; but they have reserved to the national authority a right to interpose, whenever extraordinary circumstances might render that interposition necessary to its safety. Nothing can be more evident, than that an exclusive power of regulating elections for the national government, in the hands of the State legislatures, would leave the existence of the Union entirely at their mercy. They could at any moment annihilate it, by neglecting to provide for the choice of persons to administer its affairs. It is to little purpose to say, that a neglect or omission of this kind would not be likely to take place. The constitutional possibility of the thing, without an equivalent for the risk, is an unanswerable objection. Nor has any satisfactory reason been yet assigned for incurring that risk. The extravagant surmises of a distempered jealousy can never be dignified with that character. If we are in a humor to presume abuses of power, it is as fair to presume them on the part of the State governments as on the part of the general government. And as it is more consonant to the rules of a just theory, to trust the Union with the care of its own existence, than to transfer that care to any other hands, if abuses of power are to be hazarded on the one side or on the other, it is more rational to hazard them where the power would naturally be placed, than where it would unnaturally be placed. Suppose an article had been introduced into the Constitution, empowering the United States to regulate the elections for the particular States, would any man have hesitated to condemn it, both as an unwarrantable transposition of power, and as a premeditated engine for the destruction of the State governments? The violation of principle, in this case, would have required no comment; and, to an unbiased observer, it will not be less apparent in the project of subjecting the existence of the national government, in a similar respect, to the pleasure of the State governments. An impartial view of the matter cannot fail to result in a conviction, that each, as far as possible, ought to depend on itself for its own preservation. As an objection to this position, it may be remarked that the constitution of the national Senate would involve, in its full extent, the danger which it is suggested might flow from an exclusive power in the State legislatures to regulate the federal elections. It may be alleged, that by declining the appointment of Senators, they might at any time give a fatal blow to the Union; and from this it may be inferred, that as its existence would be thus rendered dependent upon them in so essential a point, there can be no objection to intrusting them with it in the particular case under consideration. The interest of each State, it may be added, to maintain its representation in the national councils, would be a complete security against an abuse of the trust. This argument, though specious, will not, upon examination, be found solid. It is certainly true that the State legislatures, by forbearing the appointment of senators, may destroy the national government. But it will not follow that, because they have a power to do this in one instance, they ought to have it in every other. There are cases in which the pernicious tendency of such a power may be far more decisive, without any motive equally cogent with that which must have regulated the conduct of the convention in respect to the formation of the Senate, to recommend their admission into the system. So far as that construction may expose the Union to the possibility of injury from the State legislatures, it is an evil; but it is an evil which could not have been avoided without excluding the States, in their political capacities, wholly from a place in the organization of the national government. If this had been done, it would doubtless have been interpreted into an entire dereliction of the federal principle; and would certainly have deprived the State governments of that absolute safeguard which they will enjoy under this provision. But however wise it may have been to have submitted in this instance to an inconvenience, for the attainment of a necessary advantage or a greater good, no inference can be drawn from thence to favor an accumulation of the evil, where no necessity urges, nor any greater good invites. It may be easily discerned also that the national government would run a much greater risk from a power in the State legislatures over the elections of its House of Representatives, than from their power of appointing the members of its Senate. The senators are to be chosen for the period of six years; there is to be a rotation, by which the seats of a third part of them are to be vacated and replenished every two years; and no State is to be entitled to more than two senators; a quorum of the body is to consist of sixteen members. The joint result of these circumstances would be, that a temporary combination of a few States to intermit the appointment of senators, could neither annul the existence nor impair the activity of the body; and it is not from a general and permanent combination of the States that we can have any thing to fear. The first might proceed from sinister designs in the leading members of a few of the State legislatures; the last would suppose a fixed and rooted disaffection in the great body of the people, which will either never exist at all, or will, in all probability, proceed from an experience of the inaptitude of the general government to the advancement of their happiness in which event no good citizen could desire its continuance. But with regard to the federal House of Representatives, there is intended to be a general election of members once in two years. If the State legislatures were to be invested with an exclusive power of regulating these elections, every period of making them would be a delicate crisis in the national situation, which might issue in a dissolution of the Union, if the leaders of a few of the most important States should have entered into a previous conspiracy to prevent an election. I shall not deny, that there is a degree of weight in the observation, that the interests of each State, to be represented in the federal councils, will be a security against the abuse of a power over its elections in the hands of the State legislatures. But the security will not be considered as complete, by those who attend to the force of an obvious distinction between the interest of the people in the public felicity, and the interest of their local rulers in the power and consequence of their offices. The people of America may be warmly attached to the government of the Union, at times when the particular rulers of particular States, stimulated by the natural rivalship of power, and by the hopes of personal aggrandizement, and supported by a strong faction in each of those States, may be in a very opposite temper. This diversity of sentiment between a majority of the people, and the individuals who have the greatest credit in their councils, is exemplified in some of the States at the present moment, on the present question. The scheme of separate confederacies, which will always multiply the chances of ambition, will be a never failing bait to all such influential characters in the State administrations as are capable of preferring their own emolument and advancement to the public weal. With so effectual a weapon in their hands as the exclusive power of regulating elections for the national government, a combination of a few such men, in a few of the most considerable States, where the temptation will always be the strongest, might accomplish the destruction of the Union, by seizing the opportunity of some casual dissatisfaction among the people (and which perhaps they may themselves have excited), to discontinue the choice of members for the federal House of Representatives. It ought never to be forgotten, that a firm union of this country, under an efficient government, will probably be an increasing object of jealousy to more than one nation of Europe; and that enterprises to subvert it will sometimes originate in the intrigues of foreign powers, and will seldom fail to be patronized and abetted by some of them. Its preservation, therefore ought in no case that can be avoided, to be committed to the guardianship of any but those whose situation will uniformly beget an immediate interest in the faithful and vigilant performance of the trust.
3597 We now examine the constitutional provision authorizing Congress to regulate, as a final resort, the election of its members:
2217 3598
2218 PUBLIUS.
3599 > **Quote:** “The TIMES, PLACES, and MANNER of holding elections for senators and representatives shall be prescribed in each State by the legislature thereof; but the Congress may, at any time, by law, make or alter SUCH REGULATIONS, except as to the PLACES of choosing senators.”
2219 3600
2220 [1] 1st clause, 4th section, of the 1st article.
3601 This provision has been attacked by both the Constitution's opponents and more moderate critics—even by one gentleman who supports every other part of the system. Yet no article in the whole plan is more completely defensible. Its validity rests on this plain proposition:
2221 3602
3603 > **Quote:** "Every government ought to contain in itself the means of its own preservation."
2222 3604
3605 Every logical thinker approves the convention's adherence to this rule and would regret any departure from such a fundamental principle, viewing it as a flaw that could plant seeds of future weakness and anarchy.
2223 3606
3607 No election law could anticipate every future situation, so discretionary power over elections must exist somewhere. It could only be assigned three ways: entirely to the national legislature, entirely to the states, or primarily to the states and ultimately to the national government. The convention wisely chose the last.
2224 3608
3609 They assigned federal elections first to the states, which is more convenient and satisfying to the people in ordinary cases. But they reserved the national authority's right to intervene when extraordinary circumstances require it for its own safety. Giving states exclusive power would leave the Union's existence at their mercy—they could destroy it simply by failing to provide for elections.
3610
3611 It is pointless to argue such neglect is unlikely. > **Quote:** The constitutional possibility of the thing, without an equivalent for the risk, is an unanswerable objection. No satisfactory reason has been given for taking that risk; the extravagant surmises of a distempered jealousy cannot be dignified as such.
3612
3613 If we assume power will be abused, it is as likely in state governments as in the national government. Sound political theory suggests trusting the Union with its own preservation. If we must risk abuse, it is more rational to do so where power naturally belongs.
3614
3615 Suppose the Constitution allowed the United States to regulate state elections. Would anyone hesitate to condemn it as an unwarrantable transposition of power and a premeditated engine for the destruction of the state governments? To an unbiased observer, it is equally obvious that subjecting the national government's existence to state whims violates the same principle: each government should depend on itself for preservation.
3616
3617 One objection notes that the Senate already involves this danger: states could destroy the Union by refusing to appoint senators. Critics infer that since the Union's existence already depends on states, there should be no objection to trusting them with House elections as well, especially since each state's interest in representation would safeguard against abuse.
3618
3619 This argument does not hold up under scrutiny. While states could destroy the Union by refusing senators, it doesn't follow they should have similar power in every instance. The Senate's structure had compelling reasons; extending this dependence to House elections lacks them.
3620
3621 This exposure is an evil, but one that could not be avoided without excluding states from the national government entirely—an abandonment of federal principle. However wisely we accepted this drawback for a greater good, we cannot pile on more problems without necessity.
3622
3623 The risk would be far greater if states controlled House elections. Senators serve six-year terms on a rotating basis, with one-third elected every two years. No state has more than two senators, and a quorum is only sixteen members. A few states stopping appointments could neither end the Senate nor stop its work; only a general, permanent conspiracy among all states would pose a threat.
3624
3625 A small alliance might arise from corrupt motives, but a general conspiracy would require deep-seated popular resentment—unlikely unless the national government failed to promote happiness, in which case no good citizen would want it to continue.
3626
3627 The House faces general elections every two years. If states had exclusive power, each cycle would become a dangerous crisis. Leaders of a few major states could conspire to prevent elections and dissolve the Union.
3628
3629 A state's interest in representation provides some safeguard, but it is incomplete. The interests of people in their happiness differ from those of local rulers in power and prestige. The people might remain loyal to the Union while state leaders, driven by rivalry and ambition, might feel the opposite.
3630
3631 This difference is already evident in some states. The idea of separate confederacies creates opportunities for personal ambition, tempting officials to put gain above public good. Armed with exclusive control over elections, a small group in a few major states could exploit temporary dissatisfaction to stop House elections and destroy the Union.
3632
3633 We must never forget that a strong Union will incite European jealousy. Foreign powers will scheme to undermine it and support such efforts. Therefore, the Union's preservation should be entrusted only to those whose positions give them a direct interest in faithful vigilance.
3634
3635 PUBLIUS.
3636
3637 [1] 1st clause, 4th section, of the 1st article.
3638
2225 3639 ## No. LX. - The Same Subject Continued (Concerning the Power of Congress to Regulate the Election of Members)
2226 3640
2227 3641 From the New York Packet.
@@ -2233,37 +3647,42 @@
2233 3647
2234 3648 To the People of the State of New York:
2235 3649
2236 We have seen, that an uncontrollable power over the elections to the federal government could not, without hazard, be committed to the State legislatures. Let us now see, what would be the danger on the other side; that is, from confiding the ultimate right of regulating its own elections to the Union itself. It is not pretended, that this right would ever be used for the exclusion of any State from its share in the representation. The interest of all would, in this respect at least, be the security of all. But it is alleged, that it might be employed in such a manner as to promote the election of some favorite class of men in exclusion of others, by confining the places of election to particular districts, and rendering it impracticable to the citizens at large to partake in the choice. Of all chimerical suppositions, this seems to be the most chimerical. On the one hand, no rational calculation of probabilities would lead us to imagine that the disposition which a conduct so violent and extraordinary would imply, could ever find its way into the national councils; and on the other, it may be concluded with certainty, that if so improper a spirit should ever gain admittance into them, it would display itself in a form altogether different and far more decisive.
3650 We have seen that an uncontrollable power over federal elections could not, without great risk, be entrusted to the State legislatures. Let us now examine the danger on the other side: the risk of giving the Union itself final authority to regulate its own elections. No one claims this power would be used to exclude any State from representation.
2237 3651
2238 The improbability of the attempt may be satisfactorily inferred from this single reflection, that it could never be made without causing an immediate revolt of the great body of the people, headed and directed by the State governments. It is not difficult to conceive that this characteristic right of freedom may, in certain turbulent and factious seasons, be violated, in respect to a particular class of citizens, by a victorious and overbearing majority; but that so fundamental a privilege, in a country so situated and enlightened, should be invaded to the prejudice of the great mass of the people, by the deliberate policy of the government, without occasioning a popular revolution, is altogether inconceivable and incredible.
3652 > **Quote:** “The interest of all would, in this respect at least, be the security of all.”
2239 3653
2240 In addition to this general reflection, there are considerations of a more precise nature, which forbid all apprehension on the subject. The dissimilarity in the ingredients which will compose the national government, and still more in the manner in which they will be brought into action in its various branches, must form a powerful obstacle to a concert of views in any partial scheme of elections. There is sufficient diversity in the state of property, in the genius, manners, and habits of the people of the different parts of the Union, to occasion a material diversity of disposition in their representatives towards the different ranks and conditions in society. And though an intimate intercourse under the same government will promote a gradual assimilation in some of these respects, yet there are causes, as well physical as moral, which may, in a greater or less degree, permanently nourish different propensities and inclinations in this respect. But the circumstance which will be likely to have the greatest influence in the matter, will be the dissimilar modes of constituting the several component parts of the government. The House of Representatives being to be elected immediately by the people, the Senate by the State legislatures, the President by electors chosen for that purpose by the people, there would be little probability of a common interest to cement these different branches in a predilection for any particular class of electors.
3654 But it is alleged that Congress might favor a specific class by restricting election sites, making participation impossible for the general public. Of all chimerical suppositions, this seems the most baseless. No rational calculation would suggest that a disposition toward such violent and extraordinary conduct could take hold in the national councils; and if it did, it would manifest in a far more decisive form.
2241 3655
2242 As to the Senate, it is impossible that any regulation of “time and manner,” which is all that is proposed to be submitted to the national government in respect to that body, can affect the spirit which will direct the choice of its members. The collective sense of the State legislatures can never be influenced by extraneous circumstances of that sort; a consideration which alone ought to satisfy us that the discrimination apprehended would never be attempted. For what inducement could the Senate have to concur in a preference in which itself would not be included? Or to what purpose would it be established, in reference to one branch of the legislature, if it could not be extended to the other? The composition of the one would in this case counteract that of the other. And we can never suppose that it would embrace the appointments to the Senate, unless we can at the same time suppose the voluntary co-operation of the State legislatures. If we make the latter supposition, it then becomes immaterial where the power in question is placed whether in their hands or in those of the Union.
3656 The improbability is clear: such an attempt would trigger immediate revolt by the vast majority, led by the State governments. While in turbulent times a victorious majority might violate this right for a specific class, it is inconceivable that a deliberate policy would invade this basic privilege to the detriment of the great mass without sparking a popular revolution.
2243 3657
2244 But what is to be the object of this capricious partiality in the national councils? Is it to be exercised in a discrimination between the different departments of industry, or between the different kinds of property, or between the different degrees of property? Will it lean in favor of the landed interest, or the moneyed interest, or the mercantile interest, or the manufacturing interest? Or, to speak in the fashionable language of the adversaries to the Constitution, will it court the elevation of “the wealthy and the well-born,” to the exclusion and debasement of all the rest of the society?
3658 Further considerations should dismiss all anxiety. The diverse elements composing the national government—and especially the way those elements are activated across its branches—create a powerful obstacle to any unified biased scheme. Enough diversity exists in property distribution, temperament, manners, and habits across the Union to ensure corresponding diversity among representatives. Though interaction under one government will promote gradual blending, physical and moral causes will permanently sustain different inclinations. Most influential will be the different modes of constituting each branch: the House elected directly by the people, the Senate by State legislatures, and the President by electors chosen for that purpose. There is little chance of a common interest uniting these branches in preference for any particular class.
2245 3659
2246 If this partiality is to be exerted in favor of those who are concerned in any particular description of industry or property, I presume it will readily be admitted, that the competition for it will lie between landed men and merchants. And I scruple not to affirm, that it is infinitely less likely that either of them should gain an ascendant in the national councils, than that the one or the other of them should predominate in all the local councils. The inference will be, that a conduct tending to give an undue preference to either is much less to be dreaded from the former than from the latter.
3660 Regarding the Senate, no regulation of “time and manner”—which is all proposed for the national government regarding that body—could affect the spirit guiding the choice of its members. The collective judgment of State legislatures can never be influenced by such external factors. This alone should satisfy us that the feared discrimination would never be attempted. What motivation would the Senate have to agree to a preference in which it was not included? Or what purpose would such a system serve for one legislative branch if it could not extend to the other? In such a case, each would counteract the other. We could never assume the government would control Senate appointments without also assuming voluntary cooperation of the State legislatures. If we assume their cooperation, it becomes irrelevant whether this power resides with them or with the Union.
2247 3661
2248 The several States are in various degrees addicted to agriculture and commerce. In most, if not all of them, agriculture is predominant. In a few of them, however, commerce nearly divides its empire, and in most of them has a considerable share of influence. In proportion as either prevails, it will be conveyed into the national representation; and for the very reason, that this will be an emanation from a greater variety of interests, and in much more various proportions, than are to be found in any single State, it will be much less apt to espouse either of them with a decided partiality, than the representation of any single State.
3662 What goal would this unpredictable favoritism serve? Would it discriminate between sectors of industry, types of property, or levels of wealth? Would it favor landed, financial, merchant, or manufacturing interests? Or, to use the fashionable language of the adversaries of the Constitution, would it elevate “the wealthy and the well-born” while degrading the rest?
2249 3663
2250 In a country consisting chiefly of the cultivators of land, where the rules of an equal representation obtain, the landed interest must, upon the whole, preponderate in the government. As long as this interest prevails in most of the State legislatures, so long it must maintain a correspondent superiority in the national Senate, which will generally be a faithful copy of the majorities of those assemblies. It cannot therefore be presumed, that a sacrifice of the landed to the mercantile class will ever be a favorite object of this branch of the federal legislature. In applying thus particularly to the Senate a general observation suggested by the situation of the country, I am governed by the consideration, that the credulous votaries of State power cannot, upon their own principles, suspect, that the State legislatures would be warped from their duty by any external influence. But in reality the same situation must have the same effect, in the primative composition at least of the federal House of Representatives: an improper bias towards the mercantile class is as little to be expected from this quarter as from the other.
3664 If bias favored a specific industry or property type, the competition would be between landowners and merchants. I affirm it is infinitely less likely either would gain total dominance in the national councils than that one would predominate in all local councils. Therefore, we should fear undue preference for either far less from the national government than from state governments.
2251 3665
2252 In order, perhaps, to give countenance to the objection at any rate, it may be asked, is there not danger of an opposite bias in the national government, which may dispose it to endeavor to secure a monopoly of the federal administration to the landed class? As there is little likelihood that the supposition of such a bias will have any terrors for those who would be immediately injured by it, a labored answer to this question will be dispensed with. It will be sufficient to remark, first, that for the reasons elsewhere assigned, it is less likely that any decided partiality should prevail in the councils of the Union than in those of any of its members. Secondly, that there would be no temptation to violate the Constitution in favor of the landed class, because that class would, in the natural course of things, enjoy as great a preponderancy as itself could desire. And thirdly, that men accustomed to investigate the sources of public prosperity upon a large scale, must be too well convinced of the utility of commerce, to be inclined to inflict upon it so deep a wound as would result from the entire exclusion of those who would best understand its interest from a share in the management of them. The importance of commerce, in the view of revenue alone, must effectually guard it against the enmity of a body which would be continually importuned in its favor, by the urgent calls of public necessity.
3666 The various states differ in their focus on agriculture and commerce. In most, agriculture dominates; in a few, commerce is nearly equal; in most, it has significant influence. These interests will reflect proportionally in national representation. Because the national government will be a product of greater variety and more diverse proportions than any single state, it will be much less likely to embrace either interest with clear bias.
2253 3667
2254 I the rather consult brevity in discussing the probability of a preference founded upon a discrimination between the different kinds of industry and property, because, as far as I understand the meaning of the objectors, they contemplate a discrimination of another kind. They appear to have in view, as the objects of the preference with which they endeavor to alarm us, those whom they designate by the description of “the wealthy and the well-born.” These, it seems, are to be exalted to an odious pre-eminence over the rest of their fellow-citizens. At one time, however, their elevation is to be a necessary consequence of the smallness of the representative body; at another time it is to be effected by depriving the people at large of the opportunity of exercising their right of suffrage in the choice of that body.
3668 In a country primarily of farmers, where equal representation rules, the landed interest must ultimately prevail. As long as this interest dominates most State legislatures, it will maintain corresponding superiority in the national Senate, which will faithfully reflect those majorities. Therefore, one cannot assume sacrificing the landed to the merchant class would be this branch's goal. In applying this general observation specifically to the Senate, I am mindful that the gullible devotees of state power cannot, by their own logic, suspect State legislatures would be turned from their duty by any outside influence. But in reality, the same situation will affect the initial composition of the federal House. An improper bias toward the merchant class is as little to be expected from that house as from the other.
2255 3669
2256 But upon what principle is the discrimination of the places of election to be made, in order to answer the purpose of the meditated preference? Are “the wealthy and the well-born,” as they are called, confined to particular spots in the several States? Have they, by some miraculous instinct or foresight, set apart in each of them a common place of residence? Are they only to be met with in the towns or cities? Or are they, on the contrary, scattered over the face of the country as avarice or chance may have happened to cast their own lot or that of their predecessors? If the latter is the case, (as every intelligent man knows it to be[1]) is it not evident that the policy of confining the places of election to particular districts would be as subversive of its own aim as it would be exceptionable on every other account? The truth is, that there is no method of securing to the rich the preference apprehended, but by prescribing qualifications of property either for those who may elect or be elected. But this forms no part of the power to be conferred upon the national government. Its authority would be expressly restricted to the regulation of the TIMES, the PLACES, the MANNER of elections. The qualifications of the persons who may choose or be chosen, as has been remarked upon other occasions, are defined and fixed in the Constitution, and are unalterable by the legislature.
3670 To give weight to the objection, one might ask: is there not danger of the opposite bias—one securing a monopoly for the landed class? Since this unlikely idea would not frighten those directly harmed, three answers suffice. First, strong bias is less likely in Union councils than in any member state. Second, no temptation exists to violate the Constitution for the landed class because that class will naturally enjoy as much dominance as it could desire. Third, men accustomed to studying public prosperity on a large scale must be too convinced of commerce's importance to inflict the deep wound of excluding those who best understand commercial interests from managing them. Commerce's importance for tax revenue alone will effectively protect it from hostility by a government constantly pressured in its favor by the urgent demands of public necessity.
2257 3671
2258 Let it, however, be admitted, for argument sake, that the expedient suggested might be successful; and let it at the same time be equally taken for granted that all the scruples which a sense of duty or an apprehension of the danger of the experiment might inspire, were overcome in the breasts of the national rulers, still I imagine it will hardly be pretended that they could ever hope to carry such an enterprise into execution without the aid of a military force sufficient to subdue the resistance of the great body of the people. The improbability of the existence of a force equal to that object has been discussed and demonstrated in different parts of these papers; but that the futility of the objection under consideration may appear in the strongest light, it shall be conceded for a moment that such a force might exist, and the national government shall be supposed to be in the actual possession of it. What will be the conclusion? With a disposition to invade the essential rights of the community, and with the means of gratifying that disposition, is it presumable that the persons who were actuated by it would amuse themselves in the ridiculous task of fabricating election laws for securing a preference to a favorite class of men? Would they not be likely to prefer a conduct better adapted to their own immediate aggrandizement? Would they not rather boldly resolve to perpetuate themselves in office by one decisive act of usurpation, than to trust to precarious expedients which, in spite of all the precautions that might accompany them, might terminate in the dismission, disgrace, and ruin of their authors? Would they not fear that citizens, not less tenacious than conscious of their rights, would flock from the remote extremes of their respective States to the places of election, to overthrow their tyrants, and to substitute men who would be disposed to avenge the violated majesty of the people?
3672 I prefer to be brief on industry and property bias because, as I understand the objectors, they are imagining a different discrimination. They seem to fear favoritism for those they describe as “the wealthy and the well-born,” supposedly to be raised to hateful dominance over fellow citizens. At one time their rise is presented as an inevitable result of the small size of the representative body; at another, by depriving the people at large of the opportunity to vote for that body.
2259 3673
2260 PUBLIUS.
3674 But on what principle would election locations be chosen to achieve this favoritism? Are “the wealthy and the well-born,” as they are called, restricted to specific spots within the states? Have they, by miraculous instinct or foresight, set aside a common residence in each state? Are they only found in towns or cities? Or are they, on the contrary, scattered across the country as greed or chance dictated their own lives or those of their ancestors? This latter case is what every intelligent person knows to be true, particularly in the Southern States and New York. If so, is it not obvious that restricting election sites would be as self-defeating as it would be objectionable for every other reason? The truth is that no way exists to secure the feared preference for the rich except by requiring property qualifications for voters or candidates. But this is not part of the power granted. Its authority is expressly limited to regulating the TIMES, the PLACES, and the MANNER of elections.
2261 3675
2262 [1] Particularly in the Southern States and in this State.
3676 > **Quote:** "The qualifications of the persons who may choose or be chosen, as has been remarked upon other occasions, are defined and fixed in the Constitution, and are unalterable by the legislature."
2263 3677
3678 Yet assume for argument that this tactic could work, and all moral concerns were overcome. Even then, I doubt anyone would claim they could succeed without a military force large enough to crush the resistance of the vast majority. The impossibility of such a force has been demonstrated elsewhere. But to show this objection's futility, briefly assume such a force existed and the national government possessed it. What would be the result?
2264 3679
3680 > **Quote:** "With a disposition to invade the essential rights of the community, and with the means of gratifying that disposition, is it presumable that the persons who were actuated by it would amuse themselves in the ridiculous task of fabricating election laws for securing a preference to a favorite class of men?"
2265 3681
3682 Would they not prefer a course better suited to immediate gain? Would they not rather boldly resolve to keep themselves in power through one decisive illegal seizure than trust risky schemes ending in dismissal, disgrace, and ruin? Would they not fear that citizens, protective and aware of their rights, would flock from the farthest corners to overthrow tyrants and substitute men who would be disposed to avenge the violated majesty of the people?
2266 3683
3684 PUBLIUS.
3685
2267 3686 ## No. LXI. - The Same Subject Continued (Concerning the Power of Congress to Regulate the Election of Members)
2268 3687
2269 3688 From the New York Packet.
@@ -2275,23 +3694,28 @@
2275 3694
2276 3695 To the People of the State of New York:
2277 3696
2278 The more candid opposers of the provision respecting elections, contained in the plan of the convention, when pressed in argument, will sometimes concede the propriety of that provision; with this qualification, however, that it ought to have been accompanied with a declaration, that all elections should be had in the counties where the electors resided. This, say they, was a necessary precaution against an abuse of the power. A declaration of this nature would certainly have been harmless; so far as it would have had the effect of quieting apprehensions, it might not have been undesirable. But it would, in fact, have afforded little or no additional security against the danger apprehended; and the want of it will never be considered, by an impartial and judicious examiner, as a serious, still less as an insuperable, objection to the plan. The different views taken of the subject in the two preceding papers must be sufficient to satisfy all dispassionate and discerning men, that if the public liberty should ever be the victim of the ambition of the national rulers, the power under examination, at least, will be guiltless of the sacrifice.
3697 Honest opponents of the Convention's election provision, when pressed in argument, sometimes admit its appropriateness—if it also required all elections in voters' counties. They call this a necessary precaution. While harmless and potentially reassuring, it would provide little real security. No impartial examiner would deem its omission a serious flaw. The previous papers should satisfy any objective mind that this power would not endanger liberty.
2279 3698
2280 If those who are inclined to consult their jealousy only, would exercise it in a careful inspection of the several State constitutions, they would find little less room for disquietude and alarm, from the latitude which most of them allow in respect to elections, than from the latitude which is proposed to be allowed to the national government in the same respect. A review of their situation, in this particular, would tend greatly to remove any ill impressions which may remain in regard to this matter. But as that view would lead into long and tedious details, I shall content myself with the single example of the State in which I write. The constitution of New York makes no other provision for LOCALITY of elections, than that the members of the Assembly shall be elected in the COUNTIES; those of the Senate, in the great districts into which the State is or may be divided: these at present are four in number, and comprehend each from two to six counties. It may readily be perceived that it would not be more difficult to the legislature of New York to defeat the suffrages of the citizens of New York, by confining elections to particular places, than for the legislature of the United States to defeat the suffrages of the citizens of the Union, by the like expedient. Suppose, for instance, the city of Albany was to be appointed the sole place of election for the county and district of which it is a part, would not the inhabitants of that city speedily become the only electors of the members both of the Senate and Assembly for that county and district? Can we imagine that the electors who reside in the remote subdivisions of the counties of Albany, Saratoga, Cambridge, etc., or in any part of the county of Montgomery, would take the trouble to come to the city of Albany, to give their votes for members of the Assembly or Senate, sooner than they would repair to the city of New York, to participate in the choice of the members of the federal House of Representatives? The alarming indifference discoverable in the exercise of so invaluable a privilege under the existing laws, which afford every facility to it, furnishes a ready answer to this question. And, abstracted from any experience on the subject, we can be at no loss to determine, that when the place of election is at an INCONVENIENT DISTANCE from the elector, the effect upon his conduct will be the same whether that distance be twenty miles or twenty thousand miles. Hence it must appear, that objections to the particular modification of the federal power of regulating elections will, in substance, apply with equal force to the modification of the like power in the constitution of this State; and for this reason it will be impossible to acquit the one, and to condemn the other. A similar comparison would lead to the same conclusion in respect to the constitutions of most of the other States.
3699 > **Quote:** "if the public liberty should ever be the victim of the ambition of the national rulers, the power under examination, at least, will be guiltless of the sacrifice."
2281 3700
2282 If it should be said that defects in the State constitutions furnish no apology for those which are to be found in the plan proposed, I answer, that as the former have never been thought chargeable with inattention to the security of liberty, where the imputations thrown on the latter can be shown to be applicable to them also, the presumption is that they are rather the cavilling refinements of a predetermined opposition, than the well-founded inferences of a candid research after truth. To those who are disposed to consider, as innocent omissions in the State constitutions, what they regard as unpardonable blemishes in the plan of the convention, nothing can be said; or at most, they can only be asked to assign some substantial reason why the representatives of the people in a single State should be more impregnable to the lust of power, or other sinister motives, than the representatives of the people of the United States? If they cannot do this, they ought at least to prove to us that it is easier to subvert the liberties of three millions of people, with the advantage of local governments to head their opposition, than of two hundred thousand people who are destitute of that advantage. And in relation to the point immediately under consideration, they ought to convince us that it is less probable that a predominant faction in a single State should, in order to maintain its superiority, incline to a preference of a particular class of electors, than that a similar spirit should take possession of the representatives of thirteen States, spread over a vast region, and in several respects distinguishable from each other by a diversity of local circumstances, prejudices, and interests.
3701 The suspicious would find equal cause for concern in state constitutions' election provisions. A full review would be tedious; New York alone illustrates the point. Its constitution only requires Assembly elections within COUNTIES and Senate elections within large districts. There are currently four such districts, each containing two to six counties. The New York legislature could undermine votes by limiting polling places as easily as Congress could. If Albany were the sole polling place for its county and district, city residents would soon become the only voters. Would voters from remote parts of Albany, Saratoga, Cambridge, or Montgomery counties travel there any more readily than they'd go to New York City for federal elections? Current apathy about exercising this right, even when easy, answers clearly.
2283 3702
2284 Hitherto my observations have only aimed at a vindication of the provision in question, on the ground of theoretic propriety, on that of the danger of placing the power elsewhere, and on that of the safety of placing it in the manner proposed. But there remains to be mentioned a positive advantage which will result from this disposition, and which could not as well have been obtained from any other: I allude to the circumstance of uniformity in the time of elections for the federal House of Representatives. It is more than possible that this uniformity may be found by experience to be of great importance to the public welfare, both as a security against the perpetuation of the same spirit in the body, and as a cure for the diseases of faction. If each State may choose its own time of election, it is possible there may be at least as many different periods as there are months in the year. The times of election in the several States, as they are now established for local purposes, vary between extremes as wide as March and November. The consequence of this diversity would be that there could never happen a total dissolution or renovation of the body at one time. If an improper spirit of any kind should happen to prevail in it, that spirit would be apt to infuse itself into the new members, as they come forward in succession. The mass would be likely to remain nearly the same, assimilating constantly to itself its gradual accretions. There is a contagion in example which few men have sufficient force of mind to resist. I am inclined to think that treble the duration in office, with the condition of a total dissolution of the body at the same time, might be less formidable to liberty than one third of that duration subject to gradual and successive alterations.
3703 > **Quote:** "when the place of election is at an INCONVENIENT DISTANCE from the elector, the effect upon his conduct will be the same whether that distance be twenty miles or twenty thousand miles."
2285 3704
2286 Uniformity in the time of elections seems not less requisite for executing the idea of a regular rotation in the Senate, and for conveniently assembling the legislature at a stated period in each year.
3705 Thus federal objections apply equally to our state constitution; condemning one while accepting the other is impossible. Similar comparison of most other state constitutions would lead to the same conclusion.
2287 3706
2288 It may be asked, Why, then, could not a time have been fixed in the Constitution? As the most zealous adversaries of the plan of the convention in this State are, in general, not less zealous admirers of the constitution of the State, the question may be retorted, and it may be asked, Why was not a time for the like purpose fixed in the constitution of this State? No better answer can be given than that it was a matter which might safely be entrusted to legislative discretion; and that if a time had been appointed, it might, upon experiment, have been found less convenient than some other time. The same answer may be given to the question put on the other side. And it may be added that the supposed danger of a gradual change being merely speculative, it would have been hardly advisable upon that speculation to establish, as a fundamental point, what would deprive several States of the convenience of having the elections for their own governments and for the national government at the same epochs.
3707 If state defects don't excuse federal ones, recall that state constitutions have never been charged with neglecting liberty's security. When the same criticisms apply to both, the objections seem like predetermined nitpicking rather than honest inquiry. To those who see these as innocent in states but unpardonable federally, little can be said. At least they should provide sound reasons why state representatives would be more resistant to the lust for power than federal ones. Or why subverting three million people (with local governments to resist) would be easier than subverting two hundred thousand (without that advantage). Or why a state faction would less likely favor specific voters than a federal faction spanning thirteen diverse states.
2289 3708
2290 PUBLIUS.
3709 Beyond defense, this provision offers a positive advantage: uniform election times for the House. Experience will likely prove this vital for public welfare, both as a safeguard against permanent House "spirits" and as a cure for the diseases of faction. Without it, states might choose any month—some currently elect in March, others in November. The House would never renew entirely at once. The body would likely remain the same, constantly assimilating new members into its existing spirit.
2291 3710
3711 > **Quote:** "There is a contagion in example which few men have sufficient force of mind to resist."
2292 3712
3713 I suspect a three-year term with simultaneous replacement might be safer than one-year terms with staggered changes. Uniformity also aids Senate rotation and annual assembly.
2293 3714
3715 Why, then, wasn't a specific time fixed? New York's own critics, who admire our state constitution, must answer: why wasn't it fixed there? Because it could safely be left to legislative discretion; a fixed time might prove inconvenient. The same applies federally. Since the danger is merely theoretical, it would be unwise to prevent states from holding state and national elections simultaneously.
2294 3716
3717 PUBLIUS.
3718
2295 3719 ## No. LXII. - The Senate
2296 3720
2297 3721 For the Independent Journal.
@@ -2301,49 +3725,54 @@
2301 3725
2302 3726 To the People of the State of New York:
2303 3727
2304 Having examined the constitution of the House of Representatives, and answered such of the objections against it as seemed to merit notice, I enter next on the examination of the Senate.
3728 Having examined the House of Representatives, I now turn to the Senate, considering: I. Qualifications; II. Appointment by State legislatures; III. Equality of representation; IV. Number, terms, and purposes; V. Powers.
2305 3729
2306 The heads into which this member of the government may be considered are: I. The qualification of senators; II. The appointment of them by the State legislatures; III. The equality of representation in the Senate; IV. The number of senators, and the term for which they are to be elected; V. The powers vested in the Senate.
3730 I. The proposed qualifications for senators require a more advanced age and longer citizenship: thirty years old (versus twenty-five for representatives) and nine years a citizen (versus seven). The logic lies in senatorial responsibility. Because it requires greater depth of information and stability of character, a senator should have reached a stage of life more likely to provide these advantages. Furthermore, since the Senate participates directly in transactions with foreign nations, it should be composed of individuals thoroughly weaned from the prepossessions and habits of foreign birth and education. The nine-year requirement offers a sensible middle ground between excluding naturalized citizens—whose merits might deserve public trust—and hasty admission, which could create a channel for foreign influence.
2307 3731
2308 I. The qualifications proposed for senators, as distinguished from those of representatives, consist in a more advanced age and a longer period of citizenship. A senator must be thirty years of age at least; as a representative must be twenty-five. And the former must have been a citizen nine years; as seven years are required for the latter. The propriety of these distinctions is explained by the nature of the senatorial trust, which, requiring greater extent of information and stability of character, requires at the same time that the senator should have reached a period of life most likely to supply these advantages; and which, participating immediately in transactions with foreign nations, ought to be exercised by none who are not thoroughly weaned from the prepossessions and habits incident to foreign birth and education. The term of nine years appears to be a prudent mediocrity between a total exclusion of adopted citizens, whose merits and talents may claim a share in the public confidence, and an indiscriminate and hasty admission of them, which might create a channel for foreign influence on the national councils.
3732 II. Appointment by State legislatures needs little elaboration. Among the various methods for forming this branch, the convention's proposal aligns best with public opinion, encouraging quality selection while securing state authority and creating a convenient link between the two systems.
2309 3733
2310 II. It is equally unnecessary to dilate on the appointment of senators by the State legislatures. Among the various modes which might have been devised for constituting this branch of the government, that which has been proposed by the convention is probably the most congenial with the public opinion. It is recommended by the double advantage of favoring a select appointment, and of giving to the State governments such an agency in the formation of the federal government as must secure the authority of the former, and may form a convenient link between the two systems.
3734 III. The equality of representation in the Senate clearly resulted from compromise between large and small States. In a compound republic sharing both national and federal characteristics, a mixture of proportional and equal representation is reasonable. But it is pointless to test by theoretical standards a part of the Constitution that everyone admits arose from practical necessity, not theory.
2311 3735
2312 III. The equality of representation in the Senate is another point, which, being evidently the result of compromise between the opposite pretensions of the large and the small States, does not call for much discussion. If indeed it be right, that among a people thoroughly incorporated into one nation, every district ought to have a PROPORTIONAL share in the government, and that among independent and sovereign States, bound together by a simple league, the parties, however unequal in size, ought to have an EQUAL share in the common councils, it does not appear to be without some reason that in a compound republic, partaking both of the national and federal character, the government ought to be founded on a mixture of the principles of proportional and equal representation. But it is superfluous to try, by the standard of theory, a part of the Constitution which is allowed on all hands to be the result, not of theory, but “of a spirit of amity, and that mutual deference and concession which the peculiarity of our political situation rendered indispensable.” A common government, with powers equal to its objects, is called for by the voice, and still more loudly by the political situation, of America. A government founded on principles more consonant to the wishes of the larger States, is not likely to be obtained from the smaller States. The only option, then, for the former, lies between the proposed government and a government still more objectionable. Under this alternative, the advice of prudence must be to embrace the lesser evil; and, instead of indulging a fruitless anticipation of the possible mischiefs which may ensue, to contemplate rather the advantageous consequences which may qualify the sacrifice.
3736 > **Quote:** "of a spirit of amity, and that mutual deference and concession which the peculiarity of our political situation rendered indispensable."
2313 3737
2314 In this spirit it may be remarked, that the equal vote allowed to each State is at once a constitutional recognition of the portion of sovereignty remaining in the individual States, and an instrument for preserving that residuary sovereignty. So far the equality ought to be no less acceptable to the large than to the small States; since they are not less solicitous to guard, by every possible expedient, against an improper consolidation of the States into one simple republic.
3738 A common government with sufficient powers is demanded by America's political situation. One founded on principles favoring larger States would never be accepted by smaller States; larger States must therefore choose between the proposed government and one more objectionable. In this light, giving each State an equal vote both recognizes the sovereignty remaining in individual States and preserves that residual sovereignty. Both large and small States should find this acceptable, since both seek to guard against improper consolidation.
2315 3739
2316 Another advantage accruing from this ingredient in the constitution of the Senate is, the additional impediment it must prove against improper acts of legislation. No law or resolution can now be passed without the concurrence, first, of a majority of the people, and then, of a majority of the States. It must be acknowledged that this complicated check on legislation may in some instances be injurious as well as beneficial; and that the peculiar defense which it involves in favor of the smaller States, would be more rational, if any interests common to them, and distinct from those of the other States, would otherwise be exposed to peculiar danger. But as the larger States will always be able, by their power over the supplies, to defeat unreasonable exertions of this prerogative of the lesser States, and as the faculty and excess of law-making seem to be the diseases to which our governments are most liable, it is not impossible that this part of the Constitution may be more convenient in practice than it appears to many in contemplation.
3740 Another advantage is the additional obstacle this arrangement provides against improper legislation. No law can now pass without the consent first of a majority of the people (through the House), then a majority of the States (through the Senate). This complicated check may sometimes be harmful as well as beneficial, but since the tendency toward excessive law-making seems to be the disease to which our governments are most liable, this part of the Constitution may prove more useful in practice than it appears in theory.
2317 3741
2318 IV. The number of senators, and the duration of their appointment, come next to be considered. In order to form an accurate judgment on both of these points, it will be proper to inquire into the purposes which are to be answered by a senate; and in order to ascertain these, it will be necessary to review the inconveniences which a republic must suffer from the want of such an institution.
3742 IV. To judge the number of senators and length of their terms, we must examine the purposes a senate serves; to do that, we must review the problems a republic suffers without such an institution.
2319 3743
2320 First. It is a misfortune incident to republican government, though in a less degree than to other governments, that those who administer it may forget their obligations to their constituents, and prove unfaithful to their important trust. In this point of view, a senate, as a second branch of the legislative assembly, distinct from, and dividing the power with, a first, must be in all cases a salutary check on the government. It doubles the security to the people, by requiring the concurrence of two distinct bodies in schemes of usurpation or perfidy, where the ambition or corruption of one would otherwise be sufficient. This is a precaution founded on such clear principles, and now so well understood in the United States, that it would be more than superfluous to enlarge on it. I will barely remark, that as the improbability of sinister combinations will be in proportion to the dissimilarity in the genius of the two bodies, it must be politic to distinguish them from each other by every circumstance which will consist with a due harmony in all proper measures, and with the genuine principles of republican government.
3744 First, those who administer republican government may forget their duty and betray their trust. A senate, as a second legislative branch sharing power with the first, acts as a healthy check by requiring agreement of two distinct bodies for schemes of corruption—making corrupt alliances less likely as the bodies differ more in character.
2321 3745
2322 Secondly. The necessity of a senate is not less indicated by the propensity of all single and numerous assemblies to yield to the impulse of sudden and violent passions, and to be seduced by factious leaders into intemperate and pernicious resolutions. Examples on this subject might be cited without number; and from proceedings within the United States, as well as from the history of other nations. But a position that will not be contradicted, need not be proved. All that need be remarked is, that a body which is to correct this infirmity ought itself to be free from it, and consequently ought to be less numerous. It ought, moreover, to possess great firmness, and consequently ought to hold its authority by a tenure of considerable duration.
3746 Second, all large single assemblies tend to act on sudden, violent passions and be misled by factional leaders into reckless decisions. A body intended to correct this must itself be free from it, and therefore should be less numerous, with great firmness and authority held for significant duration.
2323 3747
2324 Thirdly. Another defect to be supplied by a senate lies in a want of due acquaintance with the objects and principles of legislation. It is not possible that an assembly of men called for the most part from pursuits of a private nature, continued in appointment for a short time, and led by no permanent motive to devote the intervals of public occupation to a study of the laws, the affairs, and the comprehensive interests of their country, should, if left wholly to themselves, escape a variety of important errors in the exercise of their legislative trust. It may be affirmed, on the best grounds, that no small share of the present embarrassments of America is to be charged on the blunders of our governments; and that these have proceeded from the heads rather than the hearts of most of the authors of them. What indeed are all the repealing, explaining, and amending laws, which fill and disgrace our voluminous codes, but so many monuments of deficient wisdom; so many impeachments exhibited by each succeeding against each preceding session; so many admonitions to the people, of the value of those aids which may be expected from a well-constituted senate?
3748 Third, another defect is the lack of proper legislative knowledge. An assembly of people called from private life, serving briefly, with no permanent motive to study laws and interests inevitably makes serious errors. Much of America's embarrassment stems from governmental blunders, which have proceeded from the heads rather than the hearts of their authors—laws that repeal, explain, and amend each other clutter and shame our legal codes, indicting each session by the next.
2325 3749
2326 A good government implies two things: first, fidelity to the object of government, which is the happiness of the people; secondly, a knowledge of the means by which that object can be best attained. Some governments are deficient in both these qualities; most governments are deficient in the first. I scruple not to assert, that in American governments too little attention has been paid to the last. The federal Constitution avoids this error; and what merits particular notice, it provides for the last in a mode which increases the security for the first.
3750 A good government implies loyalty to the people's happiness and knowledge of the means to achieve it. Most governments lack the first; American governments have paid too little attention to the second. The federal Constitution notably provides for the second in a way that increases security for the first.
2327 3751
2328 Fourthly. The mutability in the public councils arising from a rapid succession of new members, however qualified they may be, points out, in the strongest manner, the necessity of some stable institution in the government. Every new election in the States is found to change one half of the representatives. From this change of men must proceed a change of opinions; and from a change of opinions, a change of measures. But a continual change even of good measures is inconsistent with every rule of prudence and every prospect of success. The remark is verified in private life, and becomes more just, as well as more important, in national transactions.
3752 Fourth, rapid turnover of members causes instability in public councils. Every new election changes half the representatives, leading to changed opinions and policies. But constant change, even of good policies, contradicts prudence and any prospect of success.
2329 3753
2330 To trace the mischievous effects of a mutable government would fill a volume. I will hint a few only, each of which will be perceived to be a source of innumerable others.
3754 The harmful effects of unstable government would fill a book; I mention only a few, each a source of many others.
2331 3755
2332 In the first place, it forfeits the respect and confidence of other nations, and all the advantages connected with national character. An individual who is observed to be inconstant to his plans, or perhaps to carry on his affairs without any plan at all, is marked at once, by all prudent people, as a speedy victim to his own unsteadiness and folly. His more friendly neighbors may pity him, but all will decline to connect their fortunes with his; and not a few will seize the opportunity of making their fortunes out of his. One nation is to another what one individual is to another; with this melancholy distinction perhaps, that the former, with fewer of the benevolent emotions than the latter, are under fewer restraints also from taking undue advantage from the indiscretions of each other. Every nation, consequently, whose affairs betray a want of wisdom and stability, may calculate on every loss which can be sustained from the more systematic policy of their wiser neighbors. But the best instruction on this subject is unhappily conveyed to America by the example of her own situation. She finds that she is held in no respect by her friends; that she is the derision of her enemies; and that she is a prey to every nation which has an interest in speculating on her fluctuating councils and embarrassed affairs.
3756 It loses the respect and confidence of other nations. An inconsistent individual is seen by prudent people as a victim of his own folly; neighbors may pity him but will not link their fortunes to his. One nation is to another what one individual is to another, with the sad difference that nations have fewer restraints against exploiting each other's mistakes. Any nation lacking wisdom and stability can expect losses from neighbors' systematic policies. America knows this: she is not respected by friends, is mocked by enemies, and is preyed upon by nations speculating on her fluctuating policies.
2333 3757
2334 The internal effects of a mutable policy are still more calamitous. It poisons the blessing of liberty itself. It will be of little avail to the people, that the laws are made by men of their own choice, if the laws be so voluminous that they cannot be read, or so incoherent that they cannot be understood; if they be repealed or revised before they are promulgated, or undergo such incessant changes that no man, who knows what the law is to-day, can guess what it will be to-morrow. Law is defined to be a rule of action; but how can that be a rule, which is little known, and less fixed?
3758 The internal effects are more disastrous.
2335 3759
2336 Another effect of public instability is the unreasonable advantage it gives to the sagacious, the enterprising, and the moneyed few over the industrious and uniformed mass of the people. Every new regulation concerning commerce or revenue, or in any way affecting the value of the different species of property, presents a new harvest to those who watch the change, and can trace its consequences; a harvest, reared not by themselves, but by the toils and cares of the great body of their fellow-citizens. This is a state of things in which it may be said with some truth that laws are made for the FEW, not for the MANY.
3760 > **Quote:** "It poisons the blessing of liberty itself."
2337 3761
2338 In another point of view, great injury results from an unstable government. The want of confidence in the public councils damps every useful undertaking, the success and profit of which may depend on a continuance of existing arrangements. What prudent merchant will hazard his fortunes in any new branch of commerce when he knows not but that his plans may be rendered unlawful before they can be executed? What farmer or manufacturer will lay himself out for the encouragement given to any particular cultivation or establishment, when he can have no assurance that his preparatory labors and advances will not render him a victim to an inconstant government? In a word, no great improvement or laudable enterprise can go forward which requires the auspices of a steady system of national policy.
3762 > **Quote:** "It will be of little avail to the people, that the laws are made by men of their own choice, if the laws be so voluminous that they cannot be read, or so incoherent that they cannot be understood; if they be repealed or revised before they are promulgated, or undergo such incessant changes that no man, who knows what the law is to-day, can guess what it will be to-morrow."
2339 3763
2340 But the most deplorable effect of all is that diminution of attachment and reverence which steals into the hearts of the people, towards a political system which betrays so many marks of infirmity, and disappoints so many of their flattering hopes. No government, any more than an individual, will long be respected without being truly respectable; nor be truly respectable, without possessing a certain portion of order and stability.
3764 Law is defined as a rule of action; how can something be a rule if little known and less fixed?
2341 3765
2342 PUBLIUS.
3766 Another effect is the unreasonable advantage it gives the sagacious, the enterprising, and the moneyed few over the industrious and uninformed mass of the people. Every new regulation regarding trade, revenue, or property values offers a harvest to those who predict its consequences—a harvest grown by fellow citizens' toil. In such a state, laws are made for the FEW, not the MANY.
2343 3767
3768 Great harm also results when lack of confidence in public policy dampens useful projects. What prudent merchant will risk his fortune when his plans might become illegal before completion? What farmer or manufacturer will invest when he has no assurance against a changing government? No great improvement can move forward if it requires steady national policy.
2344 3769
3770 But the most tragic effect is the loss of attachment and respect people feel toward a political system showing such weakness and failing their hopes.
2345 3771
3772 > **Quote:** "No government, any more than an individual, will long be respected without being truly respectable; nor be truly respectable, without possessing a certain portion of order and stability."
2346 3773
3774 PUBLIUS.
3775
2347 3776 ## No. LXIII. - The Senate Continued
2348 3777
2349 3778 For the Independent Journal.
@@ -2353,53 +3782,62 @@
2353 3782
2354 3783 To the People of the State of New York:
2355 3784
2356 A fifth desideratum, illustrating the utility of a senate, is the want of a due sense of national character. Without a select and stable member of the government, the esteem of foreign powers will not only be forfeited by an unenlightened and variable policy, proceeding from the causes already mentioned, but the national councils will not possess that sensibility to the opinion of the world, which is perhaps not less necessary in order to merit, than it is to obtain, its respect and confidence.
3785 A fifth requirement, illustrating the usefulness of a Senate, is the lack of a proper sense of national character. Without a select and stable branch, the respect of foreign powers will be lost through inconsistent policies, and national leadership will lack that sensitivity to world opinion which is perhaps no less necessary to deserve respect than to obtain it.
2357 3786
2358 An attention to the judgment of other nations is important to every government for two reasons: the one is, that, independently of the merits of any particular plan or measure, it is desirable, on various accounts, that it should appear to other nations as the offspring of a wise and honorable policy; the second is, that in doubtful cases, particularly where the national councils may be warped by some strong passion or momentary interest, the presumed or known opinion of the impartial world may be the best guide that can be followed. What has not America lost by her want of character with foreign nations; and how many errors and follies would she not have avoided, if the justice and propriety of her measures had, in every instance, been previously tried by the light in which they would probably appear to the unbiased part of mankind?
3787 Attention to the judgment of other nations is important for two reasons: first, regardless of merits, it is desirable that a plan appear to other nations as the result of wise and honorable policy; second, in doubtful cases—where councils may be distorted by strong passion or temporary interests—the impartial world's opinion may be the best guide. What has America not lost by her lack of standing? How many errors would she have avoided if her measures had been tested by how they'd appear to unbiased mankind?
2359 3788
2360 Yet however requisite a sense of national character may be, it is evident that it can never be sufficiently possessed by a numerous and changeable body. It can only be found in a number so small that a sensible degree of the praise and blame of public measures may be the portion of each individual; or in an assembly so durably invested with public trust, that the pride and consequence of its members may be sensibly incorporated with the reputation and prosperity of the community. The half-yearly representatives of Rhode Island would probably have been little affected in their deliberations on the iniquitous measures of that State, by arguments drawn from the light in which such measures would be viewed by foreign nations, or even by the sister States; whilst it can scarcely be doubted that if the concurrence of a select and stable body had been necessary, a regard to national character alone would have prevented the calamities under which that misguided people is now laboring.
3789 Yet however necessary a sense of national character may be, a large and frequently changing body can never sufficiently possess it. It can only be found in a group small enough that a visible portion of praise and blame falls on each individual, or in an assembly so durably entrusted with power that members' pride and status are clearly linked to the community's reputation.
2361 3790
2362 I add, as a SIXTH defect the want, in some important cases, of a due responsibility in the government to the people, arising from that frequency of elections which in other cases produces this responsibility. This remark will, perhaps, appear not only new, but paradoxical. It must nevertheless be acknowledged, when explained, to be as undeniable as it is important.
3791 The representatives of Rhode Island, serving six-month terms, would likely have been little moved by arguments about how unjust policies would appear to foreign nations or sister states. There is little doubt that if a select and stable body's agreement had been required, regard for national character alone would have prevented the calamities that misguided people now suffer.
2363 3792
2364 Responsibility, in order to be reasonable, must be limited to objects within the power of the responsible party, and in order to be effectual, must relate to operations of that power, of which a ready and proper judgment can be formed by the constituents. The objects of government may be divided into two general classes: the one depending on measures which have singly an immediate and sensible operation; the other depending on a succession of well-chosen and well-connected measures, which have a gradual and perhaps unobserved operation. The importance of the latter description to the collective and permanent welfare of every country, needs no explanation. And yet it is evident that an assembly elected for so short a term as to be unable to provide more than one or two links in a chain of measures, on which the general welfare may essentially depend, ought not to be answerable for the final result, any more than a steward or tenant, engaged for one year, could be justly made to answer for places or improvements which could not be accomplished in less than half a dozen years. Nor is it possible for the people to estimate the SHARE of influence which their annual assemblies may respectively have on events resulting from the mixed transactions of several years. It is sufficiently difficult to preserve a personal responsibility in the members of a NUMEROUS body, for such acts of the body as have an immediate, detached, and palpable operation on its constituents.
3793 I add, as a sixth defect, the lack in some important cases of proper responsibility to the people, arising from the very frequency of elections which otherwise creates it. This remark will seem not only new but paradoxical. Nevertheless, once explained, it must be acknowledged as undeniable and important.
2365 3794
2366 The proper remedy for this defect must be an additional body in the legislative department, which, having sufficient permanency to provide for such objects as require a continued attention, and a train of measures, may be justly and effectually answerable for the attainment of those objects.
3795 Responsibility must be limited to things within the responsible party's power and relate to actions voters can easily judge. Government goals divide into two classes: those depending on measures with immediate, noticeable effect, and those depending on a series of well-chosen, connected measures with gradual, perhaps unobserved operation. The latter's importance to permanent welfare needs no explanation.
2367 3796
2368 Thus far I have considered the circumstances which point out the necessity of a well-constructed Senate only as they relate to the representatives of the people. To a people as little blinded by prejudice or corrupted by flattery as those whom I address, I shall not scruple to add, that such an institution may be sometimes necessary as a defense to the people against their own temporary errors and delusions. As the cool and deliberate sense of the community ought, in all governments, and actually will, in all free governments, ultimately prevail over the views of its rulers; so there are particular moments in public affairs when the people, stimulated by some irregular passion, or some illicit advantage, or misled by the artful misrepresentations of interested men, may call for measures which they themselves will afterwards be the most ready to lament and condemn. In these critical moments, how salutary will be the interference of some temperate and respectable body of citizens, in order to check the misguided career, and to suspend the blow meditated by the people against themselves, until reason, justice, and truth can regain their authority over the public mind? What bitter anguish would not the people of Athens have often escaped if their government had contained so provident a safeguard against the tyranny of their own passions? Popular liberty might then have escaped the indelible reproach of decreeing to the same citizens the hemlock on one day and statues on the next.
3797 Yet an assembly elected for a short term that can provide only one or two links in a welfare-essential chain should not be held accountable for the final result—no more than a one-year manager should answer for six-year improvements. Nor can the people estimate their assembly's influence on multi-year events. It is difficult enough to maintain personal responsibility in large bodies for acts with immediate, direct impact.
2369 3798
2370 It may be suggested, that a people spread over an extensive region cannot, like the crowded inhabitants of a small district, be subject to the infection of violent passions, or to the danger of combining in pursuit of unjust measures. I am far from denying that this is a distinction of peculiar importance. I have, on the contrary, endeavored in a former paper to show, that it is one of the principal recommendations of a confederated republic. At the same time, this advantage ought not to be considered as superseding the use of auxiliary precautions. It may even be remarked, that the same extended situation, which will exempt the people of America from some of the dangers incident to lesser republics, will expose them to the inconveniency of remaining for a longer time under the influence of those misrepresentations which the combined industry of interested men may succeed in distributing among them.
3799 The proper remedy must be an additional legislative body with enough permanence to handle objectives requiring continued attention, making it justly and effectively answerable for achieving those goals.
2371 3800
2372 It adds no small weight to all these considerations, to recollect that history informs us of no long-lived republic which had not a senate. Sparta, Rome, and Carthage are, in fact, the only states to whom that character can be applied. In each of the two first there was a senate for life. The constitution of the senate in the last is less known. Circumstantial evidence makes it probable that it was not different in this particular from the two others. It is at least certain, that it had some quality or other which rendered it an anchor against popular fluctuations; and that a smaller council, drawn out of the senate, was appointed not only for life, but filled up vacancies itself. These examples, though as unfit for the imitation, as they are repugnant to the genius, of America, are, notwithstanding, when compared with the fugitive and turbulent existence of other ancient republics, very instructive proofs of the necessity of some institution that will blend stability with liberty. I am not unaware of the circumstances which distinguish the American from other popular governments, as well ancient as modern; and which render extreme circumspection necessary, in reasoning from the one case to the other. But after allowing due weight to this consideration, it may still be maintained, that there are many points of similitude which render these examples not unworthy of our attention. Many of the defects, as we have seen, which can only be supplied by a senatorial institution, are common to a numerous assembly frequently elected by the people, and to the people themselves. There are others peculiar to the former, which require the control of such an institution. The people can never wilfully betray their own interests; but they may possibly be betrayed by the representatives of the people; and the danger will be evidently greater where the whole legislative trust is lodged in the hands of one body of men, than where the concurrence of separate and dissimilar bodies is required in every public act.
3801 Thus far I have considered the Senate's necessity only as it relates to representatives. To a people as little blinded by prejudice or corrupted by flattery as those I address, I will not hesitate to add that such an institution may be necessary as a defense against their own temporary errors and delusions. While the community's cool and deliberate sense should and will prevail, there are moments when sudden passion, temporary interest, or misrepresentation may drive them to demand measures they will later regret. How beneficial then is a temperate, respectable body to check this misguided course and suspend the blow the people might strike against themselves until reason, justice, and truth can regain influence?
2373 3802
2374 The difference most relied on, between the American and other republics, consists in the principle of representation; which is the pivot on which the former move, and which is supposed to have been unknown to the latter, or at least to the ancient part of them. The use which has been made of this difference, in reasonings contained in former papers, will have shown that I am disposed neither to deny its existence nor to undervalue its importance. I feel the less restraint, therefore, in observing, that the position concerning the ignorance of the ancient governments on the subject of representation, is by no means precisely true in the latitude commonly given to it. Without entering into a disquisition which here would be misplaced, I will refer to a few known facts, in support of what I advance.
3803 > **Quote:** "What bitter anguish would not the people of Athens have often escaped if their government had contained so provident a safeguard against the tyranny of their own passions?"
2375 3804
2376 In the most pure democracies of Greece, many of the executive functions were performed, not by the people themselves, but by officers elected by the people, and REPRESENTING the people in their EXECUTIVE capacity.
3805 > **Quote:** "Popular liberty might then have escaped the indelible reproach of decreeing to the same citizens the hemlock on one day and statues on the next."
2377 3806
2378 Prior to the reform of Solon, Athens was governed by nine Archons, annually ELECTED BY THE PEOPLE AT LARGE. The degree of power delegated to them seems to be left in great obscurity. Subsequent to that period, we find an assembly, first of four, and afterwards of six hundred members, annually ELECTED BY THE PEOPLE; and PARTIALLY representing them in their LEGISLATIVE capacity, since they were not only associated with the people in the function of making laws, but had the exclusive right of originating legislative propositions to the people. The senate of Carthage, also, whatever might be its power, or the duration of its appointment, appears to have been ELECTIVE by the suffrages of the people. Similar instances might be traced in most, if not all the popular governments of antiquity.
3807 It may be suggested that a people spread over a vast region cannot, like crowded inhabitants of a small district, be infected by violent passions. I do not deny this distinction's importance; I have shown it to be a main recommendation of a confederated republic. Yet this advantage should not make additional precautions unnecessary. The same vast geography that protects from some dangers will also prolong the influence of misrepresentations spread by self-interested men.
2379 3808
2380 Lastly, in Sparta we meet with the Ephori, and in Rome with the Tribunes; two bodies, small indeed in numbers, but annually ELECTED BY THE WHOLE BODY OF THE PEOPLE, and considered as the REPRESENTATIVES of the people, almost in their PLENIPOTENTIARY capacity. The Cosmi of Crete were also annually ELECTED BY THE PEOPLE, and have been considered by some authors as an institution analogous to those of Sparta and Rome, with this difference only, that in the election of that representative body the right of suffrage was communicated to a part only of the people.
3809 It adds significant weight to remember that history tells of no long-lived republic without a senate: Sparta, Rome, and Carthage. Sparta and Rome had senates for life. Carthage's senate is less known, but evidence suggests similar tenure, with a smaller life-appointed council filling its own vacancies. These examples, unfit for imitation and contrary to America's spirit, are nevertheless instructive proofs of the need for an institution blending stability with liberty.
2381 3810
2382 From these facts, to which many others might be added, it is clear that the principle of representation was neither unknown to the ancients nor wholly overlooked in their political constitutions. The true distinction between these and the American governments, lies IN THE TOTAL EXCLUSION OF THE PEOPLE, IN THEIR COLLECTIVE CAPACITY, from any share in the LATTER, and not in the TOTAL EXCLUSION OF THE REPRESENTATIVES OF THE PEOPLE from the administration of the FORMER. The distinction, however, thus qualified, must be admitted to leave a most advantageous superiority in favor of the United States. But to insure to this advantage its full effect, we must be careful not to separate it from the other advantage, of an extensive territory. For it cannot be believed, that any form of representative government could have succeeded within the narrow limits occupied by the democracies of Greece.
3811 The difference most relied on between American and other republics is the principle of representation—the pivot on which our system turns, supposedly unknown to ancients. I do not deny its importance, but the claim that ancients were ignorant of representation is not entirely true. A few facts support this.
2383 3812
2384 In answer to all these arguments, suggested by reason, illustrated by examples, and enforced by our own experience, the jealous adversary of the Constitution will probably content himself with repeating, that a senate appointed not immediately by the people, and for the term of six years, must gradually acquire a dangerous pre-eminence in the government, and finally transform it into a tyrannical aristocracy.
3813 In Greek democracies, many executive functions were performed by elected officers, not the people. Before Solon, Athens had nine annually elected Archons. Afterward, an assembly of 400 (later 600) members was annually elected, partially representing the people legislatively and holding exclusive power to propose laws. Carthage's senate also appears to have been elected by the people.
2385 3814
2386 To this general answer, the general reply ought to be sufficient, that liberty may be endangered by the abuses of liberty as well as by the abuses of power; that there are numerous instances of the former as well as of the latter; and that the former, rather than the latter, are apparently most to be apprehended by the United States. But a more particular reply may be given.
3815 In Sparta, the Ephori, and in Rome, the Tribunes—small bodies annually elected by the entire people—were considered representatives with nearly full governing power. Crete's Cosmi were similarly elected, though suffrage was limited. From these facts, representation was neither unknown to ancients nor entirely overlooked.
2387 3816
2388 Before such a revolution can be effected, the Senate, it is to be observed, must in the first place corrupt itself; must next corrupt the State legislatures; must then corrupt the House of Representatives; and must finally corrupt the people at large. It is evident that the Senate must be first corrupted before it can attempt an establishment of tyranny. Without corrupting the State legislatures, it cannot prosecute the attempt, because the periodical change of members would otherwise regenerate the whole body. Without exerting the means of corruption with equal success on the House of Representatives, the opposition of that coequal branch of the government would inevitably defeat the attempt; and without corrupting the people themselves, a succession of new representatives would speedily restore all things to their pristine order. Is there any man who can seriously persuade himself that the proposed Senate can, by any possible means within the compass of human address, arrive at the object of a lawless ambition, through all these obstructions?
3817 > **Quote:** "The true distinction between these and the American governments, lies IN THE TOTAL EXCLUSION OF THE PEOPLE, IN THEIR COLLECTIVE CAPACITY, from any share in the LATTER, and not in the TOTAL EXCLUSION OF THE REPRESENTATIVES OF THE PEOPLE from the administration of the FORMER."
2389 3818
2390 If reason condemns the suspicion, the same sentence is pronounced by experience. The constitution of Maryland furnishes the most apposite example. The Senate of that State is elected, as the federal Senate will be, indirectly by the people, and for a term less by one year only than the federal Senate. It is distinguished, also, by the remarkable prerogative of filling up its own vacancies within the term of its appointment, and, at the same time, is not under the control of any such rotation as is provided for the federal Senate. There are some other lesser distinctions, which would expose the former to colorable objections, that do not lie against the latter. If the federal Senate, therefore, really contained the danger which has been so loudly proclaimed, some symptoms at least of a like danger ought by this time to have been betrayed by the Senate of Maryland, but no such symptoms have appeared. On the contrary, the jealousies at first entertained by men of the same description with those who view with terror the correspondent part of the federal Constitution, have been gradually extinguished by the progress of the experiment; and the Maryland constitution is daily deriving, from the salutary operation of this part of it, a reputation in which it will probably not be rivalled by that of any State in the Union.
3819 This distinction gives great advantage to the United States, but only when combined with our vast territory. Representative government could hardly have succeeded within Greece's narrow limits.
2391 3820
2392 But if any thing could silence the jealousies on this subject, it ought to be the British example. The Senate there instead of being elected for a term of six years, and of being unconfined to particular families or fortunes, is an hereditary assembly of opulent nobles. The House of Representatives, instead of being elected for two years, and by the whole body of the people, is elected for seven years, and, in very great proportion, by a very small proportion of the people. Here, unquestionably, ought to be seen in full display the aristocratic usurpations and tyranny which are at some future period to be exemplified in the United States. Unfortunately, however, for the anti-federal argument, the British history informs us that this hereditary assembly has not been able to defend itself against the continual encroachments of the House of Representatives; and that it no sooner lost the support of the monarch, than it was actually crushed by the weight of the popular branch.
3821 In answer to these arguments—suggested by reason, illustrated by examples, enforced by experience—the suspicious opponent will likely repeat that a Senate not directly elected, serving six years, must gradually gain power and transform the government into tyrannical aristocracy.
2393 3822
2394 As far as antiquity can instruct us on this subject, its examples support the reasoning which we have employed. In Sparta, the Ephori, the annual representatives of the people, were found an overmatch for the senate for life, continually gained on its authority and finally drew all power into their own hands. The Tribunes of Rome, who were the representatives of the people, prevailed, it is well known, in almost every contest with the senate for life, and in the end gained the most complete triumph over it. The fact is the more remarkable, as unanimity was required in every act of the Tribunes, even after their number was augmented to ten. It proves the irresistible force possessed by that branch of a free government, which has the people on its side. To these examples might be added that of Carthage, whose senate, according to the testimony of Polybius, instead of drawing all power into its vortex, had, at the commencement of the second Punic War, lost almost the whole of its original portion.
3823 To this concern, the general reply suffices:
2395 3824
2396 Besides the conclusive evidence resulting from this assemblage of facts, that the federal Senate will never be able to transform itself, by gradual usurpations, into an independent and aristocratic body, we are warranted in believing, that if such a revolution should ever happen from causes which the foresight of man cannot guard against, the House of Representatives, with the people on their side, will at all times be able to bring back the Constitution to its primitive form and principles. Against the force of the immediate representatives of the people, nothing will be able to maintain even the constitutional authority of the Senate, but such a display of enlightened policy, and attachment to the public good, as will divide with that branch of the legislature the affections and support of the entire body of the people themselves.
3825 > **Quote:** 'liberty may be endangered by the abuses of liberty as well as by the abuses of power'
2397 3826
2398 PUBLIUS.
3827 —and the former is apparently more to be feared here. But a specific reply can be given.
2399 3828
3829 Such revolution would require the Senate to corrupt itself, then the state legislatures, then the House, then the people. Without corrupting the legislatures, regular member changes would refresh the body; without corrupting the House, that equal branch would defeat it; without corrupting the people, new representatives would restore order. Can anyone believe the Senate could achieve lawless ambition through all these obstacles?
2400 3830
3831 If reason rejects this, experience confirms it. Maryland's Senate is elected indirectly like the federal, for a term only one year shorter, with power to fill its own vacancies and no rotation. If the federal Senate posed such danger, symptoms should have appeared in Maryland's. None have. Instead, the Maryland constitution daily gains a reputation that will likely be unrivaled by any other state in the Union.
2401 3832
3833 But if anything could silence suspicions, it should be Britain. Their Senate (House of Lords) is hereditary nobles, not elected for six years. Their House (Commons) serves seven years, elected largely by a small portion. Yet British history shows the hereditary assembly could not defend against the Commons' growth; losing monarchical support, it was crushed by the popular branch.
2402 3834
3835 Antiquity supports this: Sparta's Ephori continually gained authority over the life-term senate, finally taking all power. Rome's Tribunes won almost every contest with the senate, achieving complete triumph despite requiring unanimity even at ten members—proving the irresistible force of the branch with the people. Carthage's senate had, by Polybius's account, lost nearly all power to the people by the Second Punic War.
3836
3837 These facts prove the federal Senate can never become an independent aristocracy through gradual power-grabbing. Should such revolution somehow occur, the House of Representatives—with the people—can restore the Constitution. Against the people's direct representatives, nothing can maintain the Senate's authority except enlightened policy and an attachment to the public good that earns the support and affection of the entire people.
3838
3839 PUBLIUS.
3840
2403 3841 ## No. LXIV. - The Powers of the Senate
2404 3842
2405 3843 From the New York Packet.
@@ -2411,41 +3849,42 @@
2411 3849
2412 3850 To the People of the State of New York:
2413 3851
2414 It is a just and not a new observation, that enemies to particular persons, and opponents to particular measures, seldom confine their censures to such things only in either as are worthy of blame. Unless on this principle, it is difficult to explain the motives of their conduct, who condemn the proposed Constitution in the aggregate, and treat with severity some of the most unexceptionable articles in it.
3852 Opponents of specific people or measures rarely limit their criticism to what is actually blameworthy. This principle explains why some condemn the Constitution as a whole and attack even its most unobjectionable articles. The second section gives power to the President,
2415 3853
2416 The second section gives power to the President, “BY AND WITH THE ADVICE AND CONSENT OF THE SENATE, TO MAKE TREATIES, PROVIDED TWO THIRDS OF THE SENATORS PRESENT CONCUR.”
3854 > **Quote:** “BY AND WITH THE ADVICE AND CONSENT OF THE SENATE, TO MAKE TREATIES, PROVIDED TWO THIRDS OF THE SENATORS PRESENT CONCUR.”
2417 3855
2418 The power of making treaties is an important one, especially as it relates to war, peace, and commerce; and it should not be delegated but in such a mode, and with such precautions, as will afford the highest security that it will be exercised by men the best qualified for the purpose, and in the manner most conducive to the public good. The convention appears to have been attentive to both these points: they have directed the President to be chosen by select bodies of electors, to be deputed by the people for that express purpose; and they have committed the appointment of senators to the State legislatures. This mode has, in such cases, vastly the advantage of elections by the people in their collective capacity, where the activity of party zeal, taking the advantage of the supineness, the ignorance, and the hopes and fears of the unwary and interested, often places men in office by the votes of a small proportion of the electors.
3856 The treaty power, governing war, peace, and commerce, demands safeguards ensuring it rests with the most qualified individuals serving the public good. The convention ensured this by having the President chosen by electors and senators appointed by state legislatures—a method far superior to direct popular elections, where partisan zeal exploits the apathy, ignorance, and the hopes and fears of the unwary.
2419 3857
2420 As the select assemblies for choosing the President, as well as the State legislatures who appoint the senators, will in general be composed of the most enlightened and respectable citizens, there is reason to presume that their attention and their votes will be directed to those men only who have become the most distinguished by their abilities and virtue, and in whom the people perceive just grounds for confidence. The Constitution manifests very particular attention to this object. By excluding men under thirty-five from the first office, and those under thirty from the second, it confines the electors to men of whom the people have had time to form a judgment, and with respect to whom they will not be liable to be deceived by those brilliant appearances of genius and patriotism, which, like transient meteors, sometimes mislead as well as dazzle. If the observation be well founded, that wise kings will always be served by able ministers, it is fair to argue, that as an assembly of select electors possess, in a greater degree than kings, the means of extensive and accurate information relative to men and characters, so will their appointments bear at least equal marks of discretion and discernment. The inference which naturally results from these considerations is this, that the President and senators so chosen will always be of the number of those who best understand our national interests, whether considered in relation to the several States or to foreign nations, who are best able to promote those interests, and whose reputation for integrity inspires and merits confidence. With such men the power of making treaties may be safely lodged.
3858 These bodies, composed of enlightened citizens, will select men distinguished by ability and integrity. The Constitution shows particular attention to this goal: by excluding men under thirty-five from the presidency and those under thirty from the Senate, it limits the choice to men whom the people have had time to judge, ensuring voters will not be deceived by those brilliant displays of genius and patriotism which, like passing meteors, sometimes dazzle only to mislead. If wise kings are served by capable ministers, select electors—with greater capacity for extensive information than any king—will show at least equal wisdom. The President and senators chosen this way will consistently be among those who best understand our national interests, who are best equipped to promote them, and whose reputations for integrity deserve our trust. With such men, the treaty power may be safely placed.
2421 3859
2422 Although the absolute necessity of system, in the conduct of any business, is universally known and acknowledged, yet the high importance of it in national affairs has not yet become sufficiently impressed on the public mind. They who wish to commit the power under consideration to a popular assembly, composed of members constantly coming and going in quick succession, seem not to recollect that such a body must necessarily be inadequate to the attainment of those great objects, which require to be steadily contemplated in all their relations and circumstances, and which can only be approached and achieved by measures which not only talents, but also exact information, and often much time, are necessary to concert and to execute. It was wise, therefore, in the convention to provide, not only that the power of making treaties should be committed to able and honest men, but also that they should continue in place a sufficient time to become perfectly acquainted with our national concerns, and to form and introduce a a system for the management of them. The duration prescribed is such as will give them an opportunity of greatly extending their political information, and of rendering their accumulating experience more and more beneficial to their country. Nor has the convention discovered less prudence in providing for the frequent elections of senators in such a way as to obviate the inconvenience of periodically transferring those great affairs entirely to new men; for by leaving a considerable residue of the old ones in place, uniformity and order, as well as a constant succession of official information will be preserved.
3860 A systematic approach in national affairs requires steady contemplation, precise information, and time—qualities a popular assembly with rapid turnover cannot provide. It was wise, therefore, to entrust this power to capable men who remain in office long enough to master our national concerns and establish a system for managing them. The prescribed terms of office give them opportunity to expand their knowledge and make their experience beneficial. Staggered Senate elections preserve experienced members, ensuring continuity and accumulated knowledge.
2423 3861
2424 There are a few who will not admit that the affairs of trade and navigation should be regulated by a system cautiously formed and steadily pursued; and that both our treaties and our laws should correspond with and be made to promote it. It is of much consequence that this correspondence and conformity be carefully maintained; and they who assent to the truth of this position will see and confess that it is well provided for by making concurrence of the Senate necessary both to treaties and to laws.
3862 Trade and navigation require a consistent system; requiring Senate approval for both treaties and laws ensures this alignment.
2425 3863
2426 It seldom happens in the negotiation of treaties, of whatever nature, but that perfect SECRECY and immediate DESPATCH are sometimes requisite. These are cases where the most useful intelligence may be obtained, if the persons possessing it can be relieved from apprehensions of discovery. Those apprehensions will operate on those persons whether they are actuated by mercenary or friendly motives; and there doubtless are many of both descriptions, who would rely on the secrecy of the President, but who would not confide in that of the Senate, and still less in that of a large popular Assembly. The convention have done well, therefore, in so disposing of the power of making treaties, that although the President must, in forming them, act by the advice and consent of the Senate, yet he will be able to manage the business of intelligence in such a manner as prudence may suggest.
3864 Treaty negotiations often require secrecy and dispatch. Informants—motivated by money or friendship—will trust the President to keep secrets but not the Senate or a popular assembly. The convention arranged the treaty power so that, though the President must act with Senate consent, he can manage information-gathering as wisdom dictates.
2427 3865
2428 They who have turned their attention to the affairs of men, must have perceived that there are tides in them; tides very irregular in their duration, strength, and direction, and seldom found to run twice exactly in the same manner or measure. To discern and to profit by these tides in national affairs is the business of those who preside over them; and they who have had much experience on this head inform us, that there frequently are occasions when days, nay, even when hours, are precious. The loss of a battle, the death of a prince, the removal of a minister, or other circumstances intervening to change the present posture and aspect of affairs, may turn the most favorable tide into a course opposite to our wishes. As in the field, so in the cabinet, there are moments to be seized as they pass, and they who preside in either should be left in capacity to improve them. So often and so essentially have we heretofore suffered from the want of secrecy and despatch, that the Constitution would have been inexcusably defective, if no attention had been paid to those objects. Those matters which in negotiations usually require the most secrecy and the most despatch, are those preparatory and auxiliary measures which are not otherwise important in a national view, than as they tend to facilitate the attainment of the objects of the negotiation. For these, the President will find no difficulty to provide; and should any circumstance occur which requires the advice and consent of the Senate, he may at any time convene them. Thus we see that the Constitution provides that our negotiations for treaties shall have every advantage which can be derived from talents, information, integrity, and deliberate investigations, on the one hand, and from secrecy and despatch on the other.
3866 Anyone who has observed human affairs has noticed their "tides"—irregular cycles that rarely run the same way twice. Recognizing and profiting from these tides is the statesman's task; as experience teaches,
2429 3867
2430 But to this plan, as to most others that have ever appeared, objections are contrived and urged.
3868 > **Quote:** there frequently are occasions when days, nay, even when hours, are precious.
2431 3869
2432 Some are displeased with it, not on account of any errors or defects in it, but because, as the treaties, when made, are to have the force of laws, they should be made only by men invested with legislative authority. These gentlemen seem not to consider that the judgments of our courts, and the commissions constitutionally given by our governor, are as valid and as binding on all persons whom they concern, as the laws passed by our legislature. All constitutional acts of power, whether in the executive or in the judicial department, have as much legal validity and obligation as if they proceeded from the legislature; and therefore, whatever name be given to the power of making treaties, or however obligatory they may be when made, certain it is, that the people may, with much propriety, commit the power to a distinct body from the legislature, the executive, or the judicial. It surely does not follow, that because they have given the power of making laws to the legislature, that therefore they should likewise give them the power to do every other act of sovereignty by which the citizens are to be bound and affected.
3870 The loss of a battle, the death of a ruler, or other sudden events can reverse a favorable tide. In the cabinet as on the battlefield, moments must be seized. Our past sufferings from lack of secrecy and dispatch make these provisions essential. The President can manage secret preparatory steps and convene the Senate when needed, ensuring our negotiations have every advantage.
2433 3871
2434 Others, though content that treaties should be made in the mode proposed, are averse to their being the SUPREME laws of the land. They insist, and profess to believe, that treaties like acts of assembly, should be repealable at pleasure. This idea seems to be new and peculiar to this country, but new errors, as well as new truths, often appear. These gentlemen would do well to reflect that a treaty is only another name for a bargain, and that it would be impossible to find a nation who would make any bargain with us, which should be binding on them ABSOLUTELY, but on us only so long and so far as we may think proper to be bound by it. They who make laws may, without doubt, amend or repeal them; and it will not be disputed that they who make treaties may alter or cancel them; but still let us not forget that treaties are made, not by only one of the contracting parties, but by both; and consequently, that as the consent of both was essential to their formation at first, so must it ever afterwards be to alter or cancel them. The proposed Constitution, therefore, has not in the least extended the obligation of treaties. They are just as binding, and just as far beyond the lawful reach of legislative acts now, as they will be at any future period, or under any form of government.
3872 But objections are being manufactured against this plan.
2435 3873
2436 However useful jealousy may be in republics, yet when like bile in the natural, it abounds too much in the body politic, the eyes of both become very liable to be deceived by the delusive appearances which that malady casts on surrounding objects. From this cause, probably, proceed the fears and apprehensions of some, that the President and Senate may make treaties without an equal eye to the interests of all the States. Others suspect that two thirds will oppress the remaining third, and ask whether those gentlemen are made sufficiently responsible for their conduct; whether, if they act corruptly, they can be punished; and if they make disadvantageous treaties, how are we to get rid of those treaties?
3874 Some complain that treaties, having the force of law, should be made only by the legislature. Yet court rulings and gubernatorial commissions bind as firmly as legislative acts. All constitutional exercises of power—executive or judicial—carry equal legal validity. The people may properly entrust treaty-making to a body distinct from the legislature; it does not follow that legislative power over laws extends to every other sovereign act.
2437 3875
2438 As all the States are equally represented in the Senate, and by men the most able and the most willing to promote the interests of their constituents, they will all have an equal degree of influence in that body, especially while they continue to be careful in appointing proper persons, and to insist on their punctual attendance. In proportion as the United States assume a national form and a national character, so will the good of the whole be more and more an object of attention, and the government must be a weak one indeed, if it should forget that the good of the whole can only be promoted by advancing the good of each of the parts or members which compose the whole. It will not be in the power of the President and Senate to make any treaties by which they and their families and estates will not be equally bound and affected with the rest of the community; and, having no private interests distinct from that of the nation, they will be under no temptations to neglect the latter.
3876 Others object that treaties are the supreme law of the land, claiming they should be repealable at will like statutes. This notion is unprecedented. A treaty is a bargain: no nation would bind itself absolutely while we remain free to withdraw. While legislatures amend their laws and treaty-makers alter agreements, treaties require mutual consent—being made by two parties, they cannot be changed unilaterally. The Constitution does not expand treaty obligations; they are now, and will remain, beyond legislative reach.
2439 3877
2440 As to corruption, the case is not supposable. He must either have been very unfortunate in his intercourse with the world, or possess a heart very susceptible of such impressions, who can think it probable that the President and two thirds of the Senate will ever be capable of such unworthy conduct. The idea is too gross and too invidious to be entertained. But in such a case, if it should ever happen, the treaty so obtained from us would, like all other fraudulent contracts, be null and void by the law of nations.
3878 Excessive jealousy—like an excess of bile in the natural body—distorts the vision of the body politic, making us liable to be deceived by false appearances, creating fears that the President and Senate might neglect some states' interests, or that two-thirds will oppress the remaining third. Others question accountability: can corrupt officials be punished, and how can we escape bad treaties?
2441 3879
2442 With respect to their responsibility, it is difficult to conceive how it could be increased. Every consideration that can influence the human mind, such as honor, oaths, reputations, conscience, the love of country, and family affections and attachments, afford security for their fidelity. In short, as the Constitution has taken the utmost care that they shall be men of talents and integrity, we have reason to be persuaded that the treaties they make will be as advantageous as, all circumstances considered, could be made; and so far as the fear of punishment and disgrace can operate, that motive to good behavior is amply afforded by the article on the subject of impeachments.
3880 Equal state representation in the Senate, especially if legislatures appoint carefully and ensure attendance, guarantees every state influence. As our national identity develops, the good of the whole will advance through advancing the good of each part. The President and Senate cannot make treaties that do not bind their own families as much as the community, having no separate private interests to tempt them from the public good.
2443 3881
2444 PUBLIUS.
3882 Corruption is unthinkable. One must be most unfortunate in worldly dealings or prone to dark thoughts to imagine the President and two-thirds of the Senate capable of such shame. The idea is too gross and offensive for serious consideration. Yet if it occurred, a fraudulent treaty would be void under international law, like any fraudulent contract.
2445 3883
3884 Accountability could hardly be greater. Honor, oaths, reputation, conscience, love of country, and family loyalty all secure faithfulness. Since the Constitution ensures these will be men of talent and integrity, we may trust their treaties will be as advantageous as circumstances permit. And for those influenced by fear of punishment, impeachment provisions supply that motive.
2446 3885
3886 PUBLIUS.
2447 3887
2448
2449 3888 ## No. LXV. - The Powers of the Senate Continued
2450 3889
2451 3890 From the New York Packet.
@@ -2457,33 +3896,38 @@
2457 3896
2458 3897 To the People of the State of New York:
2459 3898
2460 The remaining powers which the plan of the convention allots to the Senate, in a distinct capacity, are comprised in their participation with the executive in the appointment to offices, and in their judicial character as a court for the trial of impeachments. As in the business of appointments the executive will be the principal agent, the provisions relating to it will most properly be discussed in the examination of that department. We will, therefore, conclude this head with a view of the judicial character of the Senate.
3899 The Senate's remaining distinct powers are its participation in appointments and its judicial role in impeachment trials. Since appointments will be discussed with the executive department, we conclude with the Senate's judicial character.
2461 3900
2462 A well-constituted court for the trial of impeachments is an object not more to be desired than difficult to be obtained in a government wholly elective. The subjects of its jurisdiction are those offenses which proceed from the misconduct of public men, or, in other words, from the abuse or violation of some public trust. They are of a nature which may with peculiar propriety be denominated POLITICAL, as they relate chiefly to injuries done immediately to the society itself. The prosecution of them, for this reason, will seldom fail to agitate the passions of the whole community, and to divide it into parties more or less friendly or inimical to the accused. In many cases it will connect itself with the pre-existing factions, and will enlist all their animosities, partialities, influence, and interest on one side or on the other; and in such cases there will always be the greatest danger that the decision will be regulated more by the comparative strength of parties, than by the real demonstrations of innocence or guilt.
3901 A well-constituted court for impeachment trials is as desirable as it is difficult to establish in a government entirely elective.
2463 3902
2464 The delicacy and magnitude of a trust which so deeply concerns the political reputation and existence of every man engaged in the administration of public affairs, speak for themselves. The difficulty of placing it rightly, in a government resting entirely on the basis of periodical elections, will as readily be perceived, when it is considered that the most conspicuous characters in it will, from that circumstance, be too often the leaders or the tools of the most cunning or the most numerous faction, and on this account, can hardly be expected to possess the requisite neutrality towards those whose conduct may be the subject of scrutiny.
3903 > **Quote:** "The subjects of its jurisdiction are those offenses which proceed from the misconduct of public men, or, in other words, from the abuse or violation of some public trust. They are of a nature which may with peculiar propriety be denominated POLITICAL, as they relate chiefly to injuries done immediately to the society itself."
2465 3904
2466 The convention, it appears, thought the Senate the most fit depositary of this important trust. Those who can best discern the intrinsic difficulty of the thing, will be least hasty in condemning that opinion, and will be most inclined to allow due weight to the arguments which may be supposed to have produced it.
3905 The prosecution of these offenses will almost always agitate community passions and divide it into parties more or less hostile to the accused. In many cases it will connect with pre-existing factions, enlisting all their animosities, biases, and interests. There will always be profound danger that decisions are governed more by the comparative strength of political parties than by evidence of guilt or innocence.
2467 3906
2468 What, it may be asked, is the true spirit of the institution itself? Is it not designed as a method of NATIONAL INQUEST into the conduct of public men? If this be the design of it, who can so properly be the inquisitors for the nation as the representatives of the nation themselves? It is not disputed that the power of originating the inquiry, or, in other words, of preferring the impeachment, ought to be lodged in the hands of one branch of the legislative body. Will not the reasons which indicate the propriety of this arrangement strongly plead for an admission of the other branch of that body to a share of the inquiry? The model from which the idea of this institution has been borrowed, pointed out that course to the convention. In Great Britain it is the province of the House of Commons to prefer the impeachment, and of the House of Lords to decide upon it. Several of the State constitutions have followed the example. As well the latter, as the former, seem to have regarded the practice of impeachments as a bridle in the hands of the legislative body upon the executive servants of the government. Is not this the true light in which it ought to be regarded?
3907 The sensitivity of a responsibility so deeply affecting political reputation speaks for itself. The difficulty of assigning this power correctly is easily perceived when one considers that the most prominent figures in an elective system will, by that very circumstance, too often be the leaders or tools of the most cunning or numerous faction. They can hardly be expected to possess the necessary neutrality toward those whose conduct may be the subject of scrutiny.
2469 3908
2470 Where else than in the Senate could have been found a tribunal sufficiently dignified, or sufficiently independent? What other body would be likely to feel CONFIDENCE ENOUGH IN ITS OWN SITUATION, to preserve, unawed and uninfluenced, the necessary impartiality between an INDIVIDUAL accused, and the REPRESENTATIVES OF THE PEOPLE, HIS ACCUSERS?
3909 The convention thought the Senate most suitable guardian of this important trust. Those who can best discern the inherent difficulty will be least hasty in condemning that opinion.
2471 3910
2472 Could the Supreme Court have been relied upon as answering this description? It is much to be doubted, whether the members of that tribunal would at all times be endowed with so eminent a portion of fortitude, as would be called for in the execution of so difficult a task; and it is still more to be doubted, whether they would possess the degree of credit and authority, which might, on certain occasions, be indispensable towards reconciling the people to a decision that should happen to clash with an accusation brought by their immediate representatives. A deficiency in the first, would be fatal to the accused; in the last, dangerous to the public tranquillity. The hazard in both these respects, could only be avoided, if at all, by rendering that tribunal more numerous than would consist with a reasonable attention to economy. The necessity of a numerous court for the trial of impeachments, is equally dictated by the nature of the proceeding. This can never be tied down by such strict rules, either in the delineation of the offense by the prosecutors, or in the construction of it by the judges, as in common cases serve to limit the discretion of courts in favor of personal security. There will be no jury to stand between the judges who are to pronounce the sentence of the law, and the party who is to receive or suffer it. The awful discretion which a court of impeachments must necessarily have, to doom to honor or to infamy the most confidential and the most distinguished characters of the community, forbids the commitment of the trust to a small number of persons.
3911 What is the true spirit of the institution itself? Is it not designed as a method of NATIONAL INQUEST into the conduct of public officials? If so, who can so properly serve as the inquisitors for the nation as the representatives of the nation themselves? It is undisputed that the power of initiating inquiry—of bringing impeachment—ought to lodge in one branch of the legislative body. Do not the reasons for this also strongly argue for giving the other branch a share in the inquiry? The model from which the idea was borrowed pointed out this course. In Great Britain, the House of Commons brings impeachments and the House of Lords decides them. Several state constitutions have followed this example. Both seem to regard impeachment as a bridle held by the legislature over the executive. Is this not the true light?
2473 3912
2474 These considerations seem alone sufficient to authorize a conclusion, that the Supreme Court would have been an improper substitute for the Senate, as a court of impeachments. There remains a further consideration, which will not a little strengthen this conclusion. It is this: The punishment which may be the consequence of conviction upon impeachment, is not to terminate the chastisement of the offender. After having been sentenced to a perpetual ostracism from the esteem and confidence, and honors and emoluments of his country, he will still be liable to prosecution and punishment in the ordinary course of law. Would it be proper that the persons who had disposed of his fame, and his most valuable rights as a citizen in one trial, should, in another trial, for the same offense, be also the disposers of his life and his fortune? Would there not be the greatest reason to apprehend, that error, in the first sentence, would be the parent of error in the second sentence? That the strong bias of one decision would be apt to overrule the influence of any new lights which might be brought to vary the complexion of another decision? Those who know anything of human nature, will not hesitate to answer these questions in the affirmative; and will be at no loss to perceive, that by making the same persons judges in both cases, those who might happen to be the objects of prosecution would, in a great measure, be deprived of the double security intended them by a double trial. The loss of life and estate would often be virtually included in a sentence which, in its terms, imported nothing more than dismission from a present, and disqualification for a future, office. It may be said, that the intervention of a jury, in the second instance, would obviate the danger. But juries are frequently influenced by the opinions of judges. They are sometimes induced to find special verdicts, which refer the main question to the decision of the court. Who would be willing to stake his life and his estate upon the verdict of a jury acting under the auspices of judges who had predetermined his guilt?
3913 Where besides the Senate could a tribunal be found sufficiently dignified or independent? What other body would possess enough confidence in its own situation to preserve, unawed and uninfluenced, the necessary impartiality between an accused individual and the representatives of the people, his accusers?
2475 3914
2476 Would it have been an improvement of the plan, to have united the Supreme Court with the Senate, in the formation of the court of impeachments? This union would certainly have been attended with several advantages; but would they not have been overbalanced by the signal disadvantage, already stated, arising from the agency of the same judges in the double prosecution to which the offender would be liable? To a certain extent, the benefits of that union will be obtained from making the chief justice of the Supreme Court the president of the court of impeachments, as is proposed to be done in the plan of the convention; while the inconveniences of an entire incorporation of the former into the latter will be substantially avoided. This was perhaps the prudent mean. I forbear to remark upon the additional pretext for clamor against the judiciary, which so considerable an augmentation of its authority would have afforded.
3915 Could the Supreme Court have been relied upon? It is highly doubtful whether its members would always possess the exceptional fortitude required to execute such a task. It is even more doubtful whether they would possess the level of credit and authority indispensable for reconciling the people to a decision that clashed with an accusation brought by their immediate representatives. A deficiency in the first quality would be fatal to the accused; a deficiency in the second would be dangerous to public peace. These hazards could only be avoided, if at all, by making that tribunal much larger than consistent with reasonable economy. A large court is also dictated by the nature of the proceeding, which can never be tied down by the strict rules that limit discretion in ordinary cases. There will be no jury to stand between the judges and the party. The profound discretion a court of impeachments must have—to consign to honor or disgrace the most trusted and distinguished characters of the community—forbids committing this trust to a small number.
2477 3916
2478 Would it have been desirable to have composed the court for the trial of impeachments, of persons wholly distinct from the other departments of the government? There are weighty arguments, as well against, as in favor of, such a plan. To some minds it will not appear a trivial objection, that it could tend to increase the complexity of the political machine, and to add a new spring to the government, the utility of which would at best be questionable. But an objection which will not be thought by any unworthy of attention, is this: a court formed upon such a plan, would either be attended with a heavy expense, or might in practice be subject to a variety of casualties and inconveniences. It must either consist of permanent officers, stationary at the seat of government, and of course entitled to fixed and regular stipends, or of certain officers of the State governments to be called upon whenever an impeachment was actually depending. It will not be easy to imagine any third mode materially different, which could rationally be proposed. As the court, for reasons already given, ought to be numerous, the first scheme will be reprobated by every man who can compare the extent of the public wants with the means of supplying them. The second will be espoused with caution by those who will seriously consider the difficulty of collecting men dispersed over the whole Union; the injury to the innocent, from the procrastinated determination of the charges which might be brought against them; the advantage to the guilty, from the opportunities which delay would afford to intrigue and corruption; and in some cases the detriment to the State, from the prolonged inaction of men whose firm and faithful execution of their duty might have exposed them to the persecution of an intemperate or designing majority in the House of Representatives. Though this latter supposition may seem harsh, and might not be likely often to be verified, yet it ought not to be forgotten that the demon of faction will, at certain seasons, extend his sceptre over all numerous bodies of men.
3917 These considerations alone seem sufficient to justify that the Supreme Court would be an improper substitute. There remains a further consideration: the punishment following conviction does not end the offender's chastisement. After being sentenced to a perpetual ostracism from the esteem, confidence, honors, and emoluments of his country, he remains liable to prosecution under ordinary law. Would it be proper that the same people who decided his reputation and most valuable rights in one trial should also decide his life and fortune in another? Is there not reason to fear an error in the first sentence would father an error in the second? Would not the strong bias of one decision overrule new evidence? Those who know human nature will answer affirmatively. By making the same people judges in both cases, the prosecuted would be deprived of the double security intended by having two separate trials. The loss of life and property would often be virtually included in a sentence meaning nothing more than dismissal from office. It might be said a jury in the second instance would remove the danger. But juries are frequently influenced by judges and sometimes return special verdicts referring the main question back to the court. Who would stake his life and estate on a jury acting under judges who had already determined his guilt?
2479 3918
2480 But though one or the other of the substitutes which have been examined, or some other that might be devised, should be thought preferable to the plan in this respect, reported by the convention, it will not follow that the Constitution ought for this reason to be rejected. If mankind were to resolve to agree in no institution of government, until every part of it had been adjusted to the most exact standard of perfection, society would soon become a general scene of anarchy, and the world a desert. Where is the standard of perfection to be found? Who will undertake to unite the discordant opinions of a whole community, in the same judgment of it; and to prevail upon one conceited projector to renounce his INFALLIBLE criterion for the FALLIBLE criterion of his more CONCEITED NEIGHBOR? To answer the purpose of the adversaries of the Constitution, they ought to prove, not merely that particular provisions in it are not the best which might have been imagined, but that the plan upon the whole is bad and pernicious.
3919 Would it have been an improvement to unite the Supreme Court with the Senate? This union would have advantages, but they would be outweighed by the disadvantage already mentioned: the same judges acting in the double prosecution. To a certain extent, the benefits are obtained by making the Chief Justice president of the court of impeachments, as the convention's plan proposes, while the inconveniences are avoided. This was perhaps the prudent middle ground.
2481 3920
2482 PUBLIUS.
3921 Would it have been desirable to compose the court of people entirely separate from government? There are weighty arguments on both sides. Some will not think it trivial that this would increase the complexity of the political engine and add a component of questionable utility. But an objection no one should think unworthy is this: such a court would involve heavy expense or be subject to accidents and inconveniences. It must consist either of permanent officers with regular salaries or state officers called when needed. The first scheme will be rejected by anyone comparing public needs with means. The second will be supported only cautiously by those considering the difficulty of assembling people dispersed across the Union; the injury to the innocent from delayed resolution; the advantage to the guilty from intrigue; and the harm to the state from inaction of faithful officials exposed to persecution. Though this last may seem harsh, the demon of faction will, at certain seasons, extend its sceptre over all large assemblies.
2483 3922
3923 But even if one of these substitutes should be thought preferable, it does not follow the Constitution should be rejected.
2484 3924
3925 > **Quote:** "If mankind were to resolve to agree in no institution of government, until every part of it had been adjusted to the most exact standard of perfection, society would soon become a general scene of anarchy, and the world a desert."
2485 3926
3927 Where is the standard of perfection? Who will unite clashing community opinions into a single judgment? Who will prevail upon one conceited projector to renounce his INFALLIBLE criterion for the FALLIBLE criterion of his even more CONCEITED NEIGHBOR? To serve the adversaries' purpose, they must prove not merely that specific provisions are not the best imaginable, but that the plan, taken as a whole, is bad and pernicious.
2486 3928
3929 PUBLIUS.
3930
2487 3931 ## No. LXVI. - Objections to the Power of the Senate To Set as a Court for Impeachments Further Considered
2488 3932
2489 3933 From the New York Packet.
@@ -2495,41 +3939,24 @@
2495 3939
2496 3940 To the People of the State of New York:
2497 3941
2498 A review of the principal objections that have appeared against the proposed court for the trial of impeachments, will not improbably eradicate the remains of any unfavorable impressions which may still exist in regard to this matter.
3942 A review of the main objections to the proposed impeachment court will clear any lingering negative impressions.
2499 3943
2500 The FIRST of these objections is, that the provision in question confounds legislative and judiciary authorities in the same body, in violation of that important and wellestablished maxim which requires a separation between the different departments of power. The true meaning of this maxim has been discussed and ascertained in another place, and has been shown to be entirely compatible with a partial intermixture of those departments for special purposes, preserving them, in the main, distinct and unconnected. This partial intermixture is even, in some cases, not only proper but necessary to the mutual defense of the several members of the government against each other. An absolute or qualified negative in the executive upon the acts of the legislative body, is admitted, by the ablest adepts in political science, to be an indispensable barrier against the encroachments of the latter upon the former. And it may, perhaps, with no less reason be contended, that the powers relating to impeachments are, as before intimated, an essential check in the hands of that body upon the encroachments of the executive. The division of them between the two branches of the legislature, assigning to one the right of accusing, to the other the right of judging, avoids the inconvenience of making the same persons both accusers and judges; and guards against the danger of persecution, from the prevalency of a factious spirit in either of those branches. As the concurrence of two thirds of the Senate will be requisite to a condemnation, the security to innocence, from this additional circumstance, will be as complete as itself can desire.
3944 The FIRST objection is that this provision blends legislative and judicial authorities, violating that important and well-established maxim which requires a separation between the different departments of power. Yet this principle, as discussed elsewhere, permits limited overlap for mutual defense—such as the executive veto, recognized as an essential barrier against legislative overreach. The impeachment power serves as the legislature's corresponding check on the executive. As the quoted passage notes: "The division of them between the two branches of the legislature, assigning to one the right of accusing, to the other the right of judging, avoids the inconvenience of making the same persons both accusers and judges; and guards against the danger of persecution, from the prevalency of a factious spirit in either of those branches." The two-thirds vote required for conviction provides robust protection for the innocent.
2501 3945
2502 It is curious to observe, with what vehemence this part of the plan is assailed, on the principle here taken notice of, by men who profess to admire, without exception, the constitution of this State; while that constitution makes the Senate, together with the chancellor and judges of the Supreme Court, not only a court of impeachments, but the highest judicatory in the State, in all causes, civil and criminal. The proportion, in point of numbers, of the chancellor and judges to the senators, is so inconsiderable, that the judiciary authority of New York, in the last resort, may, with truth, be said to reside in its Senate. If the plan of the convention be, in this respect, chargeable with a departure from the celebrated maxim which has been so often mentioned, and seems to be so little understood, how much more culpable must be the constitution of New York?[1]
3946 The intensity of this attack is curious given that New York's constitution makes its Senate, together with the chancellor and Supreme Court judges, not merely an impeachment court but the highest court for all cases. With judges and chancellor so few, ultimate judicial authority effectively resides in New York's Senate—yet these same critics admire that constitution without exception. Several other states similarly lodge impeachment trials in a legislative branch.
2503 3947
2504 A SECOND objection to the Senate, as a court of impeachments, is, that it contributes to an undue accumulation of power in that body, tending to give to the government a countenance too aristocratic. The Senate, it is observed, is to have concurrent authority with the Executive in the formation of treaties and in the appointment to offices: if, say the objectors, to these prerogatives is added that of deciding in all cases of impeachment, it will give a decided predominancy to senatorial influence. To an objection so little precise in itself, it is not easy to find a very precise answer. Where is the measure or criterion to which we can appeal, for determining what will give the Senate too much, too little, or barely the proper degree of influence? Will it not be more safe, as well as more simple, to dismiss such vague and uncertain calculations, to examine each power by itself, and to decide, on general principles, where it may be deposited with most advantage and least inconvenience?
3948 The SECOND objection claims this accumulates excessive power in the Senate, giving government an aristocratic character. This vague standard defies precise answer. Better to examine each power individually based on general principles of benefit and inconvenience. The treaty and appointment powers will be justified elsewhere, while my last paper showed the impeachment power could not be better placed.
2505 3949
2506 If we take this course, it will lead to a more intelligible, if not to a more certain result. The disposition of the power of making treaties, which has obtained in the plan of the convention, will, then, if I mistake not, appear to be fully justified by the considerations stated in a former number, and by others which will occur under the next head of our inquiries. The expediency of the junction of the Senate with the Executive, in the power of appointing to offices, will, I trust, be placed in a light not less satisfactory, in the disquisitions under the same head. And I flatter myself the observations in my last paper must have gone no inconsiderable way towards proving that it was not easy, if practicable, to find a more fit receptacle for the power of determining impeachments, than that which has been chosen. If this be truly the case, the hypothetical dread of the too great weight of the Senate ought to be discarded from our reasonings.
3950 Moreover, as the most popular branch—and therefore generally a full match for any other member of government—the House of Representatives holds several important counterbalances: exclusive right to initiate revenue bills, sole power to impeach (a complete counterweight to the Senate's power to try), and ultimate authority in presidential elections where no candidate receives a majority. This contingent power of selecting the nation's chief executive—a situation likely to occur occasionally if not often—gains importance upon consideration and may outweigh all the Senate's unique privileges.
2507 3951
2508 But this hypothesis, such as it is, has already been refuted in the remarks applied to the duration in office prescribed for the senators. It was by them shown, as well on the credit of historical examples, as from the reason of the thing, that the most POPULAR branch of every government, partaking of the republican genius, by being generally the favorite of the people, will be as generally a full match, if not an overmatch, for every other member of the Government.
3952 The THIRD objection suggests the Senate would be too lenient toward officials they helped appoint—a practice universal in all governments. The system assumes appointing bodies are responsible for their choices and will dismiss the untrustworthy. Since the Senate merely confirms the President's nominations rather than choosing themselves, a majority would feel no stronger favor than the appointee's merit commands—a favor proof of misconduct would quickly destroy.
2509 3953
2510 But independent of this most active and operative principle, to secure the equilibrium of the national House of Representatives, the plan of the convention has provided in its favor several important counterpoises to the additional authorities to be conferred upon the Senate. The exclusive privilege of originating money bills will belong to the House of Representatives. The same house will possess the sole right of instituting impeachments: is not this a complete counterbalance to that of determining them? The same house will be the umpire in all elections of the President, which do not unite the suffrages of a majority of the whole number of electors; a case which it cannot be doubted will sometimes, if not frequently, happen. The constant possibility of the thing must be a fruitful source of influence to that body. The more it is contemplated, the more important will appear this ultimate though contingent power, of deciding the competitions of the most illustrious citizens of the Union, for the first office in it. It would not perhaps be rash to predict, that as a mean of influence it will be found to outweigh all the peculiar attributes of the Senate.
3954 The FOURTH and most forceful objection concerns the Senate's partnership with the Executive in treaty-making, suggesting senators would be their own judges in corruption cases. Yet the Constitution's protection against treaty corruption lies in requiring the President and two-thirds of the Senate—chosen by state legislatures—to act jointly. The convention might have sought to punish the Executive for deviating from instructions, or a few leading individuals who acted as 'mercenary instruments of foreign corruption,' but they could not reasonably provide for punishing two-thirds of the Senate for agreeing to an unwise treaty, any more than they could punish a majority of the House for passing a harmful law. > **Quote:** How, in fact, could a majority in the House of Representatives impeach themselves? Not better, it is evident, than two thirds of the Senate might try themselves. Why should a House majority, sacrificing society's interests through unjust legislation, escape punishment more than two-thirds of the Senate doing so through a harmful treaty? The truth is that for a body to deliberate independently, its members must be exempt from punishment for collective acts. Society's security must instead depend on placing trust carefully, aligning interests with faithful conduct, and making collusion difficult.
2511 3955
2512 A THIRD objection to the Senate as a court of impeachments, is drawn from the agency they are to have in the appointments to office. It is imagined that they would be too indulgent judges of the conduct of men, in whose official creation they had participated. The principle of this objection would condemn a practice, which is to be seen in all the State governments, if not in all the governments with which we are acquainted: I mean that of rendering those who hold offices during pleasure, dependent on the pleasure of those who appoint them. With equal plausibility might it be alleged in this case, that the favoritism of the latter would always be an asylum for the misbehavior of the former. But that practice, in contradiction to this principle, proceeds upon the presumption, that the responsibility of those who appoint, for the fitness and competency of the persons on whom they bestow their choice, and the interest they will have in the respectable and prosperous administration of affairs, will inspire a sufficient disposition to dismiss from a share in it all such who, by their conduct, shall have proved themselves unworthy of the confidence reposed in them. Though facts may not always correspond with this presumption, yet if it be, in the main, just, it must destroy the supposition that the Senate, who will merely sanction the choice of the Executive, should feel a bias, towards the objects of that choice, strong enough to blind them to the evidences of guilt so extraordinary, as to have induced the representatives of the nation to become its accusers.
3956 If the Executive were to pervert instructions or contravene the Senate's views, we can count on the Senate's pride, if not its virtue, to punish such an abuse of authority. As for leading senators who might corruptly influence the majority into unpopular measures, human nature suggests that clear evidence of corruption would move the Senate to sacrifice the guilty and shift public anger from the institution itself.
2513 3957
2514 If any further arguments were necessary to evince the improbability of such a bias, it might be found in the nature of the agency of the Senate in the business of appointments.
2515
2516 It will be the office of the President to NOMINATE, and, with the advice and consent of the Senate, to APPOINT. There will, of course, be no exertion of CHOICE on the part of the Senate. They may defeat one choice of the Executive, and oblige him to make another; but they cannot themselves CHOOSE, they can only ratify or reject the choice of the President. They might even entertain a preference to some other person, at the very moment they were assenting to the one proposed, because there might be no positive ground of opposition to him; and they could not be sure, if they withheld their assent, that the subsequent nomination would fall upon their own favorite, or upon any other person in their estimation more meritorious than the one rejected. Thus it could hardly happen, that the majority of the Senate would feel any other complacency towards the object of an appointment than such as the appearances of merit might inspire, and the proofs of the want of it destroy.
2517
2518 A FOURTH objection to the Senate in the capacity of a court of impeachments, is derived from its union with the Executive in the power of making treaties. This, it has been said, would constitute the senators their own judges, in every case of a corrupt or perfidious execution of that trust. After having combined with the Executive in betraying the interests of the nation in a ruinous treaty, what prospect, it is asked, would there be of their being made to suffer the punishment they would deserve, when they were themselves to decide upon the accusation brought against them for the treachery of which they have been guilty?
2519
2520 This objection has been circulated with more earnestness and with greater show of reason than any other which has appeared against this part of the plan; and yet I am deceived if it does not rest upon an erroneous foundation.
2521
2522 The security essentially intended by the Constitution against corruption and treachery in the formation of treaties, is to be sought for in the numbers and characters of those who are to make them. The JOINT AGENCY of the Chief Magistrate of the Union, and of two thirds of the members of a body selected by the collective wisdom of the legislatures of the several States, is designed to be the pledge for the fidelity of the national councils in this particular. The convention might with propriety have meditated the punishment of the Executive, for a deviation from the instructions of the Senate, or a want of integrity in the conduct of the negotiations committed to him; they might also have had in view the punishment of a few leading individuals in the Senate, who should have prostituted their influence in that body as the mercenary instruments of foreign corruption: but they could not, with more or with equal propriety, have contemplated the impeachment and punishment of two thirds of the Senate, consenting to an improper treaty, than of a majority of that or of the other branch of the national legislature, consenting to a pernicious or unconstitutional law, a principle which, I believe, has never been admitted into any government. How, in fact, could a majority in the House of Representatives impeach themselves? Not better, it is evident, than two thirds of the Senate might try themselves. And yet what reason is there, that a majority of the House of Representatives, sacrificing the interests of the society by an unjust and tyrannical act of legislation, should escape with impunity, more than two thirds of the Senate, sacrificing the same interests in an injurious treaty with a foreign power? The truth is, that in all such cases it is essential to the freedom and to the necessary independence of the deliberations of the body, that the members of it should be exempt from punishment for acts done in a collective capacity; and the security to the society must depend on the care which is taken to confide the trust to proper hands, to make it their interest to execute it with fidelity, and to make it as difficult as possible for them to combine in any interest opposite to that of the public good.
2523
2524 So far as might concern the misbehavior of the Executive in perverting the instructions or contravening the views of the Senate, we need not be apprehensive of the want of a disposition in that body to punish the abuse of their confidence or to vindicate their own authority. We may thus far count upon their pride, if not upon their virtue. And so far even as might concern the corruption of leading members, by whose arts and influence the majority may have been inveigled into measures odious to the community, if the proofs of that corruption should be satisfactory, the usual propensity of human nature will warrant us in concluding that there would be commonly no defect of inclination in the body to divert the public resentment from themselves by a ready sacrifice of the authors of their mismanagement and disgrace.
2525
2526 3958 PUBLIUS.
2527 3959
2528 [1] In that of New Jersey, also, the final judiciary authority is in a branch of the legislature. In New Hampshire, Massachusetts, Pennsylvanis, and South Carolina, one branch of the legislature is the court for the trial of impeachments.
2529
2530
2531
2532
2533 3960 ## No. LXVII. - The Executive Department
2534 3961
2535 3962 From the New York Packet.
@@ -2541,37 +3968,26 @@
2541 3968
2542 3969 To the People of the State of New York:
2543 3970
2544 The constitution of the executive department of the proposed government, claims next our attention.
3971 The executive department was the most difficult part of the system to arrange, and none has been attacked with less honesty or judgment. Opponents have gone out of their way to misrepresent it, playing on the public's aversion to monarchy by casting the President not merely as the embryo but as the full-grown progeny of that detested parent. To forge this false connection, they haven't scrupled to draw from fiction, exaggerating the magistrate's powers—greater in some cases, less in others, than New York's Governor—into more than royal prerogatives. They depict him with a sparkling crown, the imperial purple flowing in his train, seated on a throne surrounded by minions and mistresses, granting audiences with royal pomp, adding touches of Asian despotism to complete the scene: murdering janizaries and a future seraglio.
2545 3972
2546 There is hardly any part of the system which could have been attended with greater difficulty in the arrangement of it than this; and there is, perhaps, none which has been inveighed against with less candor or criticised with less judgment.
3973 These extravagant distortions require us to examine the truth and expose the deception. Such tactics exceed ordinary partisanship, demanding genuine indignation at the use of > **Quote:** "devices, not less weak than wicked, which have been contrived to pervert the public opinion."
2547 3974
2548 Here the writers against the Constitution seem to have taken pains to signalize their talent of misrepresentation. Calculating upon the aversion of the people to monarchy, they have endeavored to enlist all their jealousies and apprehensions in opposition to the intended President of the United States; not merely as the embryo, but as the full-grown progeny, of that detested parent. To establish the pretended affinity, they have not scrupled to draw resources even from the regions of fiction. The authorities of a magistrate, in few instances greater, in some instances less, than those of a governor of New York, have been magnified into more than royal prerogatives. He has been decorated with attributes superior in dignity and splendor to those of a king of Great Britain. He has been shown to us with the diadem sparkling on his brow and the imperial purple flowing in his train. He has been seated on a throne surrounded with minions and mistresses, giving audience to the envoys of foreign potentates, in all the supercilious pomp of majesty. The images of Asiatic despotism and voluptuousness have scarcely been wanting to crown the exaggerated scene. We have been taught to tremble at the terrific visages of murdering janizaries, and to blush at the unveiled mysteries of a future seraglio.
3975 One writer (Cato, in his fifth essay), popular with his party, has hazarded a bold experiment upon the discernment of his countrymen by claiming the President can fill Senate vacancies—a power the Constitution expressly gives state executives. On this false premise he built equally false observations. Let him face the facts.
2549 3976
2550 Attempts so extravagant as these to disfigure or, it might rather be said, to metamorphose the object, render it necessary to take an accurate view of its real nature and form: in order as well to ascertain its true aspect and genuine appearance, as to unmask the disingenuity and expose the fallacy of the counterfeit resemblances which have been so insidiously, as well as industriously, propagated.
3977 Article II, Section 2, Clause 3 gives the President power "to nominate, and by and with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other OFFICERS of the United States whose appointments are NOT in the Constitution OTHERWISE PROVIDED FOR, and WHICH SHALL BE ESTABLISHED BY LAW." The next clause states: "The President shall have power to fill up ALL VACANCIES that may happen DURING THE RECESS OF THE SENATE, by granting commissions which shall EXPIRE AT THE END OF THEIR NEXT SESSION."
2551 3978
2552 In the execution of this task, there is no man who would not find it an arduous effort either to behold with moderation, or to treat with seriousness, the devices, not less weak than wicked, which have been contrived to pervert the public opinion in relation to the subject. They so far exceed the usual though unjustifiable licenses of party artifice, that even in a disposition the most candid and tolerant, they must force the sentiments which favor an indulgent construction of the conduct of political adversaries to give place to a voluntary and unreserved indignation. It is impossible not to bestow the imputation of deliberate imposture and deception upon the gross pretense of a similitude between a king of Great Britain and a magistrate of the character marked out for that of the President of the United States. It is still more impossible to withhold that imputation from the rash and barefaced expedients which have been employed to give success to the attempted imposition.
3979 This conclusion is baseless. First, the first clause covers only officers "NOT OTHERWISE PROVIDED FOR in the Constitution," which cannot include senators, whose appointments ARE provided for and who are established by the Constitution itself, not by law.
2553 3980
2554 In one instance, which I cite as a sample of the general spirit, the temerity has proceeded so far as to ascribe to the President of the United States a power which by the instrument reported is EXPRESSLY allotted to the Executives of the individual States. I mean the power of filling casual vacancies in the Senate.
3981 Second, as a supplement to the first clause, the "vacancies" must refer to those same officers, excluding senators.
2555 3982
2556 This bold experiment upon the discernment of his countrymen has been hazarded by a writer who (whatever may be his real merit) has had no inconsiderable share in the applauses of his party;[1] and who, upon this false and unfounded suggestion, has built a series of observations equally false and unfounded. Let him now be confronted with the evidence of the fact, and let him, if he be able, justify or extenuate the shameful outrage he has offered to the dictates of truth and to the rules of fair dealing.
3983 Third, the timing confirms this. The power operates "during the recess of the Senate" and appointments expire "at the end of their next session." If it applied to senators, it would refer to the recess of state legislatures (who make permanent appointments) and extend to their next session, not the Senate's. Since only the national Senate's situation is considered, the vacancies must be those where President and Senate jointly appoint.
2557 3984
2558 The second clause of the second section of the second article empowers the President of the United States “to nominate, and by and with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other OFFICERS of United States whose appointments are NOT in the Constitution OTHERWISE PROVIDED FOR, and WHICH SHALL BE ESTABLISHED BY LAW.” Immediately after this clause follows another in these words: “The President shall have power to fill up ?? VACANCIES that may happen DURING THE RECESS OF THE SENATE, by granting commissions which shall EXPIRE AT THE END OF THEIR NEXT SESSION.” It is from this last provision that the pretended power of the President to fill vacancies in the Senate has been deduced. A slight attention to the connection of the clauses, and to the obvious meaning of the terms, will satisfy us that the deduction is not even colorable.
3985 Finally, Article I, Section 3 removes all doubt: "The Senate shall be composed of two Senators from each State, chosen BY THE LEGISLATURE THEREOF for six years," and "if vacancies...happen...DURING THE RECESS OF THE LEGISLATURE OF ANY STATE, the Executive THEREOF may make temporary appointments until the NEXT MEETING OF THE LEGISLATURE." This expressly gives governors power to fill Senate vacancies, proving the earlier clause never intended to give it to the President. Such a theory, lacking even plausibility, must be a deliberate deception—too obvious to hide and too disgraceful to excuse.
2559 3986
2560 The first of these two clauses, it is clear, only provides a mode for appointing such officers, “whose appointments are NOT OTHERWISE PROVIDED FOR in the Constitution, and which SHALL BE ESTABLISHED BY LAW”; of course it cannot extend to the appointments of senators, whose appointments are OTHERWISE PROVIDED FOR in the Constitution,[2] and who are ESTABLISHED BY THE CONSTITUTION, and will not require a future establishment by law. This position will hardly be contested.
3987 I have dwelt on this misrepresentation to prove the dishonest tactics used against the Constitution. In this blatant case, I have permitted unusual severity. I submit to any honest opponent: no language is too harsh for so shamelessly an attempt to deceive the American people.
2561 3988
2562 The last of these two clauses, it is equally clear, cannot be understood to comprehend the power of filling vacancies in the Senate, for the following reasons: First. The relation in which that clause stands to the other, which declares the general mode of appointing officers of the United States, denotes it to be nothing more than a supplement to the other, for the purpose of establishing an auxiliary method of appointment, in cases to which the general method was inadequate. The ordinary power of appointment is confined to the President and Senate JOINTLY, and can therefore only be exercised during the session of the Senate; but as it would have been improper to oblige this body to be continually in session for the appointment of officers and as vacancies might happen IN THEIR RECESS, which it might be necessary for the public service to fill without delay, the succeeding clause is evidently intended to authorize the President, SINGLY, to make temporary appointments “during the recess of the Senate, by granting commissions which shall expire at the end of their next session.” Secondly. If this clause is to be considered as supplementary to the one which precedes, the VACANCIES of which it speaks must be construed to relate to the “officers” described in the preceding one; and this, we have seen, excludes from its description the members of the Senate. Thirdly. The time within which the power is to operate, “during the recess of the Senate,” and the duration of the appointments, “to the end of the next session” of that body, conspire to elucidate the sense of the provision, which, if it had been intended to comprehend senators, would naturally have referred the temporary power of filling vacancies to the recess of the State legislatures, who are to make the permanent appointments, and not to the recess of the national Senate, who are to have no concern in those appointments; and would have extended the duration in office of the temporary senators to the next session of the legislature of the State, in whose representation the vacancies had happened, instead of making it to expire at the end of the ensuing session of the national Senate. The circumstances of the body authorized to make the permanent appointments would, of course, have governed the modification of a power which related to the temporary appointments; and as the national Senate is the body, whose situation is alone contemplated in the clause upon which the suggestion under examination has been founded, the vacancies to which it alludes can only be deemed to respect those officers in whose appointment that body has a concurrent agency with the President. But lastly, the first and second clauses of the third section of the first article, not only obviate all possibility of doubt, but destroy the pretext of misconception. The former provides, that “the Senate of the United States shall be composed of two Senators from each State, chosen BY THE LEGISLATURE THEREOF for six years”; and the latter directs, that, “if vacancies in that body should happen by resignation or otherwise, DURING THE RECESS OF THE LEGISLATURE OF ANY STATE, the Executive THEREOF may make temporary appointments until the NEXT MEETING OF THE LEGISLATURE, which shall then fill such vacancies.” Here is an express power given, in clear and unambiguous terms, to the State Executives, to fill casual vacancies in the Senate, by temporary appointments; which not only invalidates the supposition, that the clause before considered could have been intended to confer that power upon the President of the United States, but proves that this supposition, destitute as it is even of the merit of plausibility, must have originated in an intention to deceive the people, too palpable to be obscured by sophistry, too atrocious to be palliated by hypocrisy.
2563
2564 I have taken the pains to select this instance of misrepresentation, and to place it in a clear and strong light, as an unequivocal proof of the unwarrantable arts which are practiced to prevent a fair and impartial judgment of the real merits of the Constitution submitted to the consideration of the people. Nor have I scrupled, in so flagrant a case, to allow myself a severity of animadversion little congenial with the general spirit of these papers. I hesitate not to submit it to the decision of any candid and honest adversary of the proposed government, whether language can furnish epithets of too much asperity, for so shameless and so prostitute an attempt to impose on the citizens of America.
2565
2566 3989 PUBLIUS.
2567 3990
2568 [1] See CATO, No. V.
2569
2570 [2] Article 1, section 3, clause 1.
2571
2572
2573
2574
2575 3991 ## No. LXVIII. - The Mode of Electing the President
2576 3992
2577 3993 From the New York Packet.
@@ -2583,37 +3999,38 @@
2583 3999
2584 4000 To the People of the State of New York:
2585 4001
2586 The mode of appointment of the Chief Magistrate of the United States is almost the only part of the system, of any consequence, which has escaped without severe censure, or which has received the slightest mark of approbation from its opponents. The most plausible of these, who has appeared in print, has even deigned to admit that the election of the President is pretty well guarded.[1] I venture somewhat further, and hesitate not to affirm, that if the manner of it be not perfect, it is at least excellent. It unites in an eminent degree all the advantages, the union of which was to be wished for.
4002 The method of appointing the President is nearly the only part of the proposed system to escape harsh criticism or receive approval from opponents. The most reasonable critic, in his published writings, admits the election is fairly well protected.[1] I venture somewhat further, and hesitate not to affirm that, > **Quote:** "if the manner of it be not perfect, it is at least excellent." It combines all desirable advantages to a remarkable degree.
2587 4003
2588 It was desirable that the sense of the people should operate in the choice of the person to whom so important a trust was to be confided. This end will be answered by committing the right of making it, not to any preestablished body, but to men chosen by the people for the special purpose, and at the particular conjuncture.
4004 It was desirable that the will of the people should play a role in choosing one to whom so significant a trust is confided. This is achieved by giving the right of election not to any pre-existing body, but to individuals chosen by the people for this specific purpose.
2589 4005
2590 It was equally desirable, that the immediate election should be made by men most capable of analyzing the qualities adapted to the station, and acting under circumstances favorable to deliberation, and to a judicious combination of all the reasons and inducements which were proper to govern their choice. A small number of persons, selected by their fellow-citizens from the general mass, will be most likely to possess the information and discernment requisite to such complicated investigations.
4006 It was equally desirable that the immediate election should be made by those most capable of analyzing the qualities required for the office, acting under circumstances favorable to deliberation. A small number of citizens, selected by their peers, will most likely possess the information and discernment necessary for such a complex task.
2591 4007
2592 It was also peculiarly desirable to afford as little opportunity as possible to tumult and disorder. This evil was not least to be dreaded in the election of a magistrate, who was to have so important an agency in the administration of the government as the President of the United States. But the precautions which have been so happily concerted in the system under consideration, promise an effectual security against this mischief. The choice of SEVERAL, to form an intermediate body of electors, will be much less apt to convulse the community with any extraordinary or violent movements, than the choice of ONE who was himself to be the final object of the public wishes. And as the electors, chosen in each State, are to assemble and vote in the State in which they are chosen, this detached and divided situation will expose them much less to heats and ferments, which might be communicated from them to the people, than if they were all to be convened at one time, in one place.
4008 It was especially important to minimize opportunity for chaos in electing so vital a leader. Choosing an intermediate body of electors is far less likely to throw the community into violent upheaval than choosing a single object of public desire. Moreover, because electors meet and vote within their own state, this separation makes them less susceptible to the heats and ferments that might spread if everyone gathered in one place.
2593 4009
2594 Nothing was more to be desired than that every practicable obstacle should be opposed to cabal, intrigue, and corruption. These most deadly adversaries of republican government might naturally have been expected to make their approaches from more than one quarter, but chiefly from the desire in foreign powers to gain an improper ascendant in our councils. How could they better gratify this, than by raising a creature of their own to the chief magistracy of the Union? But the convention have guarded against all danger of this sort, with the most provident and judicious attention. They have not made the appointment of the President to depend on any preexisting bodies of men, who might be tampered with beforehand to prostitute their votes; but they have referred it in the first instance to an immediate act of the people of America, to be exerted in the choice of persons for the temporary and sole purpose of making the appointment. And they have excluded from eligibility to this trust, all those who from situation might be suspected of too great devotion to the President in office. No senator, representative, or other person holding a place of trust or profit under the United States, can be of the numbers of the electors. Thus without corrupting the body of the people, the immediate agents in the election will at least enter upon the task free from any sinister bias. Their transient existence, and their detached situation, already taken notice of, afford a satisfactory prospect of their continuing so, to the conclusion of it. The business of corruption, when it is to embrace so considerable a number of men, requires time as well as means. Nor would it be found easy suddenly to embark them, dispersed as they would be over thirteen States, in any combinations founded upon motives, which though they could not properly be denominated corrupt, might yet be of a nature to mislead them from their duty.
4010 Nothing was more desirable than creating every obstacle to conspiracy, intrigue, and corruption, which might naturally be expected from foreign powers seeking to place a puppet at the head of the Union. How could they better achieve this than by raising a creature of their own to the chief magistracy of the Union? The convention guarded against this danger by making the appointment depend not on any pre-existing group who could be tampered with, but on an immediate act of the people through individuals chosen temporarily and solely for this purpose.
2595 4011
2596 Another and no less important desideratum was, that the Executive should be independent for his continuance in office on all but the people themselves. He might otherwise be tempted to sacrifice his duty to his complaisance for those whose favor was necessary to the duration of his official consequence. This advantage will also be secured, by making his re-election to depend on a special body of representatives, deputed by the society for the single purpose of making the important choice.
4012 They have also excluded senators, representatives, and anyone holding a position of trust or profit under the United States from serving as electors. Thus, without corrupting the general public, the immediate agents of the election begin their task free from bias. Their temporary existence and dispersion across thirteen states offers a reassuring prospect of independence. Corrupting so many requires time and resources, and it would not be easy to suddenly involve them in any conspiracy, even one based on motives not strictly corrupt.
2597 4013
2598 All these advantages will happily combine in the plan devised by the convention; which is, that the people of each State shall choose a number of persons as electors, equal to the number of senators and representatives of such State in the national government, who shall assemble within the State, and vote for some fit person as President. Their votes, thus given, are to be transmitted to the seat of the national government, and the person who may happen to have a majority of the whole number of votes will be the President. But as a majority of the votes might not always happen to centre in one man, and as it might be unsafe to permit less than a majority to be conclusive, it is provided that, in such a contingency, the House of Representatives shall select out of the candidates who shall have the five highest number of votes, the man who in their opinion may be best qualified for the office.
4014 Another equally important goal was that the Executive should depend on no one but the people to remain in office. Otherwise, he might be tempted to sacrifice his duty to please those whose favor he needed to stay in power. This advantage is secured by making his re-election depend on a special body, delegated by society solely for this purpose.
2599 4015
2600 The process of election affords a moral certainty, that the office of President will never fall to the lot of any man who is not in an eminent degree endowed with the requisite qualifications. Talents for low intrigue, and the little arts of popularity, may alone suffice to elevate a man to the first honors in a single State; but it will require other talents, and a different kind of merit, to establish him in the esteem and confidence of the whole Union, or of so considerable a portion of it as would be necessary to make him a successful candidate for the distinguished office of President of the United States. It will not be too strong to say, that there will be a constant probability of seeing the station filled by characters pre-eminent for ability and virtue. And this will be thought no inconsiderable recommendation of the Constitution, by those who are able to estimate the share which the executive in every government must necessarily have in its good or ill administration. Though we cannot acquiesce in the political heresy of the poet who says:
4016 All these advantages combine in the convention's plan. The people of each state shall choose a number of electors equal to its total senators and representatives. These electors will meet within their state and vote for a fit person as President. The person receiving a majority becomes President; if no majority emerges, the House will select the best-qualified candidate from the five highest vote-getters.
2601 4017
2602 “For forms of government let fools contest That which is best administered is best,”
4018 This process provides practical certainty that the office will never be held by anyone lacking eminent qualifications.
2603 4019
2604 yet we may safely pronounce, that the true test of a good government is its aptitude and tendency to produce a good administration.
4020 > **Quote:** "Talents for low intrigue, and the little arts of popularity, may alone suffice to elevate a man to the first honors in a single State; but it will require other talents, and a different kind of merit, to establish him in the esteem and confidence of the whole Union, or of so considerable a portion of it as would be necessary to make him a successful candidate for the distinguished office of President of the United States."
2605 4021
2606 The Vice-President is to be chosen in the same manner with the President; with this difference, that the Senate is to do, in respect to the former, what is to be done by the House of Representatives, in respect to the latter.
4022 There will be a constant probability of the office being filled by individuals distinguished for ability and virtue—a significant recommendation for the Constitution to those who understand how much the executive affects a government's success. While we cannot agree with the poet's political error—"For forms of government let fools contest; That which is best administered is best"—we can safely say that:
2607 4023
2608 The appointment of an extraordinary person, as Vice-President, has been objected to as superfluous, if not mischievous. It has been alleged, that it would have been preferable to have authorized the Senate to elect out of their own body an officer answering that description. But two considerations seem to justify the ideas of the convention in this respect. One is, that to secure at all times the possibility of a definite resolution of the body, it is necessary that the President should have only a casting vote. And to take the senator of any State from his seat as senator, to place him in that of President of the Senate, would be to exchange, in regard to the State from which he came, a constant for a contingent vote. The other consideration is, that as the Vice-President may occasionally become a substitute for the President, in the supreme executive magistracy, all the reasons which recommend the mode of election prescribed for the one, apply with great if not with equal force to the manner of appointing the other. It is remarkable that in this, as in most other instances, the objection which is made would lie against the constitution of this State. We have a Lieutenant-Governor, chosen by the people at large, who presides in the Senate, and is the constitutional substitute for the Governor, in casualties similar to those which would authorize the Vice-President to exercise the authorities and discharge the duties of the President.
4024 > **Quote:** "the true test of a good government is its aptitude and tendency to produce a good administration."
2609 4025
2610 PUBLIUS.
4026 The Vice-President is chosen the same way, except the Senate performs the role the House performs for the President.
2611 4027
2612 [1] _Vide Federal Farmer_.
4028 The appointment of a specific person as Vice-President has been criticized as unnecessary or even harmful, with some arguing the Senate should elect from its own members. However, two reasons justify the convention. First, to ensure the Senate can always reach a definitive resolution, the President of that body should have only a casting vote. If a senator were taken from his seat to preside, his state would exchange a constant vote for a contingent one. Second, since the Vice-President may occasionally serve as supreme executive, the same reasons for choosing the President apply. Notably, these objections would also apply to New York's constitution, which has a Lieutenant-Governor, chosen by the people, who presides over the State Senate and is the constitutional substitute for the Governor.
2613 4029
4030 PUBLIUS.
2614 4031
4032 [1] *Vide Federal Farmer*.
2615 4033
2616
2617 4034 ## No. LXIX. - The Real Character of the Executive
2618 4035
2619 4036 From the New York Packet.
@@ -2625,43 +4042,48 @@
2625 4042
2626 4043 To the People of the State of New York:
2627 4044
2628 I proceed now to trace the real characters of the proposed Executive, as they are marked out in the plan of the convention. This will serve to place in a strong light the unfairness of the representations which have been made in regard to it.
4045 I now describe the true character of the proposed Executive, revealing how unfair recent comparisons have been.
2629 4046
2630 The first thing which strikes our attention is, that the executive authority, with few exceptions, is to be vested in a single magistrate. This will scarcely, however, be considered as a point upon which any comparison can be grounded; for if, in this particular, there be a resemblance to the king of Great Britain, there is not less a resemblance to the Grand Seignior, to the khan of Tartary, to the Man of the Seven Mountains, or to the governor of New York.
4047 Executive authority resides in a single official—a feature resembling the King of Great Britain no more than it does the Grand Seignior, the Khan of Tartary, or the Governor of New York.
2631 4048
2632 That magistrate is to be elected for FOUR years; and is to be re-eligible as often as the people of the United States shall think him worthy of their confidence. In these circumstances there is a total dissimilitude between HIM and a king of Great Britain, who is an HEREDITARY monarch, possessing the crown as a patrimony descendible to his heirs forever; but there is a close analogy between HIM and a governor of New York, who is elected for THREE years, and is re-eligible without limitation or intermission. If we consider how much less time would be requisite for establishing a dangerous influence in a single State, than for establishing a like influence throughout the United States, we must conclude that a duration of FOUR years for the Chief Magistrate of the Union is a degree of permanency far less to be dreaded in that office, than a duration of THREE years for a corresponding office in a single State.
4049 The President serves four years, subject to re-election as often as the people find him worthy—a total lack of similarity to Britain's hereditary monarch, and in closer analogy to New York's governor, who serves three-year terms with unlimited re-election. Given that establishing dangerous influence takes far less time in a single state than across the Union, a four-year term for the national Chief Magistrate presents far less risk than a three-year term for a state governor.
2633 4050
2634 The President of the United States would be liable to be impeached, tried, and, upon conviction of treason, bribery, or other high crimes or misdemeanors, removed from office; and would afterwards be liable to prosecution and punishment in the ordinary course of law. The person of the king of Great Britain is sacred and inviolable; there is no constitutional tribunal to which he is amenable; no punishment to which he can be subjected without involving the crisis of a national revolution. In this delicate and important circumstance of personal responsibility, the President of Confederated America would stand upon no better ground than a governor of New York, and upon worse ground than the governors of Maryland and Delaware.
4051 The President may be impeached, tried, and upon conviction of treason, bribery, or other high crimes or misdemeanors, removed from office and then liable to prosecution under ordinary law.
2635 4052
2636 The President of the United States is to have power to return a bill, which shall have passed the two branches of the legislature, for reconsideration; and the bill so returned is to become a law, if, upon that reconsideration, it be approved by two thirds of both houses. The king of Great Britain, on his part, has an absolute negative upon the acts of the two houses of Parliament. The disuse of that power for a considerable time past does not affect the reality of its existence; and is to be ascribed wholly to the crown’s having found the means of substituting influence to authority, or the art of gaining a majority in one or the other of the two houses, to the necessity of exerting a prerogative which could seldom be exerted without hazarding some degree of national agitation. The qualified negative of the President differs widely from this absolute negative of the British sovereign; and tallies exactly with the revisionary authority of the council of revision of this State, of which the governor is a constituent part. In this respect the power of the President would exceed that of the governor of New York, because the former would possess, singly, what the latter shares with the chancellor and judges; but it would be precisely the same with that of the governor of Massachusetts, whose constitution, as to this article, seems to have been the original from which the convention have copied.
4053 > **Quote:** "The person of the king of Great Britain is sacred and inviolable; there is no constitutional tribunal to which he is amenable; no punishment to which he can be subjected without involving the crisis of a national revolution."
2637 4054
2638 The President is to be the “commander-in-chief of the army and navy of the United States, and of the militia of the several States, when called into the actual service of the United States. He is to have power to grant reprieves and pardons for offenses against the United States, EXCEPT IN CASES OF IMPEACHMENT; to recommend to the consideration of Congress such measures as he shall judge necessary and expedient; to convene, on extraordinary occasions, both houses of the legislature, or either of them, and, in case of disagreement between them WITH RESPECT TO THE TIME OF ADJOURNMENT, to adjourn them to such time as he shall think proper; to take care that the laws be faithfully executed; and to commission all officers of the United States.” In most of these particulars, the power of the President will resemble equally that of the king of Great Britain and of the governor of New York. The most material points of difference are these: First. The President will have only the occasional command of such part of the militia of the nation as by legislative provision may be called into the actual service of the Union. The king of Great Britain and the governor of New York have at all times the entire command of all the militia within their several jurisdictions. In this article, therefore, the power of the President would be inferior to that of either the monarch or the governor. Secondly. The President is to be commander-in-chief of the army and navy of the United States. In this respect his authority would be nominally the same with that of the king of Great Britain, but in substance much inferior to it. It would amount to nothing more than the supreme command and direction of the military and naval forces, as first General and admiral of the Confederacy; while that of the British king extends to the DECLARING of war and to the RAISING and REGULATING of fleets and armies, all which, by the Constitution under consideration, would appertain to the legislature.[1] The governor of New York, on the other hand, is by the constitution of the State vested only with the command of its militia and navy. But the constitutions of several of the States expressly declare their governors to be commanders-in-chief, as well of the army as navy; and it may well be a question, whether those of New Hampshire and Massachusetts, in particular, do not, in this instance, confer larger powers upon their respective governors, than could be claimed by a President of the United States. Thirdly. The power of the President, in respect to pardons, would extend to all cases, EXCEPT THOSE OF IMPEACHMENT. The governor of New York may pardon in all cases, even in those of impeachment, except for treason and murder. Is not the power of the governor, in this article, on a calculation of political consequences, greater than that of the President? All conspiracies and plots against the government, which have not been matured into actual treason, may be screened from punishment of every kind, by the interposition of the prerogative of pardoning. If a governor of New York, therefore, should be at the head of any such conspiracy, until the design had been ripened into actual hostility he could insure his accomplices and adherents an entire impunity. A President of the Union, on the other hand, though he may even pardon treason, when prosecuted in the ordinary course of law, could shelter no offender, in any degree, from the effects of impeachment and conviction. Would not the prospect of a total indemnity for all the preliminary steps be a greater temptation to undertake and persevere in an enterprise against the public liberty, than the mere prospect of an exemption from death and confiscation, if the final execution of the design, upon an actual appeal to arms, should miscarry? Would this last expectation have any influence at all, when the probability was computed, that the person who was to afford that exemption might himself be involved in the consequences of the measure, and might be incapacitated by his agency in it from affording the desired impunity? The better to judge of this matter, it will be necessary to recollect, that, by the proposed Constitution, the offense of treason is limited “to levying war upon the United States, and adhering to their enemies, giving them aid and comfort”; and that by the laws of New York it is confined within similar bounds. Fourthly. The President can only adjourn the national legislature in the single case of disagreement about the time of adjournment. The British monarch may prorogue or even dissolve the Parliament. The governor of New York may also prorogue the legislature of this State for a limited time; a power which, in certain situations, may be employed to very important purposes.
4055 In personal accountability, the President is no better positioned than New York's governor, and more constrained than Maryland's or Delaware's.
2639 4056
2640 The President is to have power, with the advice and consent of the Senate, to make treaties, provided two thirds of the senators present concur. The king of Great Britain is the sole and absolute representative of the nation in all foreign transactions. He can of his own accord make treaties of peace, commerce, alliance, and of every other description. It has been insinuated, that his authority in this respect is not conclusive, and that his conventions with foreign powers are subject to the revision, and stand in need of the ratification, of Parliament. But I believe this doctrine was never heard of, until it was broached upon the present occasion. Every jurist[2] of that kingdom, and every other man acquainted with its Constitution, knows, as an established fact, that the prerogative of making treaties exists in the crown in its utmost plentitude; and that the compacts entered into by the royal authority have the most complete legal validity and perfection, independent of any other sanction. The Parliament, it is true, is sometimes seen employing itself in altering the existing laws to conform them to the stipulations in a new treaty; and this may have possibly given birth to the imagination, that its co-operation was necessary to the obligatory efficacy of the treaty. But this parliamentary interposition proceeds from a different cause: from the necessity of adjusting a most artificial and intricate system of revenue and commercial laws, to the changes made in them by the operation of the treaty; and of adapting new provisions and precautions to the new state of things, to keep the machine from running into disorder. In this respect, therefore, there is no comparison between the intended power of the President and the actual power of the British sovereign. The one can perform alone what the other can do only with the concurrence of a branch of the legislature. It must be admitted, that, in this instance, the power of the federal Executive would exceed that of any State Executive. But this arises naturally from the sovereign power which relates to treaties. If the Confederacy were to be dissolved, it would become a question, whether the Executives of the several States were not solely invested with that delicate and important prerogative.
4057 The President possesses a qualified veto: he may return a bill for reconsideration, and it becomes law only if two-thirds of both houses approve. The King holds absolute veto over Parliament's acts—a prerogative still existing despite recent disuse, as the crown now secures majorities through influence rather than confrontation. The President's qualified veto matches exactly New York's Council of Revision, though his authority exceeds the Governor's since the President acts alone while the Governor shares power with chancellor and judges. It is identical to the power of Massachusetts' governor, whose constitution likely served as the model.
2641 4058
2642 The President is also to be authorized to receive ambassadors and other public ministers. This, though it has been a rich theme of declamation, is more a matter of dignity than of authority. It is a circumstance which will be without consequence in the administration of the government; and it was far more convenient that it should be arranged in this manner, than that there should be a necessity of convening the legislature, or one of its branches, upon every arrival of a foreign minister, though it were merely to take the place of a departed predecessor.
4059 The President is "commander-in-chief of the army and navy of the United States, and of the militia of the several States, when called into the actual service of the United States. He is to have power to grant reprieves and pardons for offenses against the United States, EXCEPT IN CASES OF IMPEACHMENT; to recommend to the consideration of Congress such measures as he shall judge necessary and expedient; to convene, on extraordinary occasions, both houses of the legislature, or either of them, and, in case of disagreement between them WITH RESPECT TO THE TIME OF ADJOURNMENT, to adjourn them to such time as he shall think proper; to take care that the laws be faithfully executed; and to commission all officers of the United States."
2643 4060
2644 The President is to nominate, and, WITH THE ADVICE AND CONSENT OF THE SENATE, to appoint ambassadors and other public ministers, judges of the Supreme Court, and in general all officers of the United States established by law, and whose appointments are not otherwise provided for by the Constitution. The king of Great Britain is emphatically and truly styled the fountain of honor. He not only appoints to all offices, but can create offices. He can confer titles of nobility at pleasure; and has the disposal of an immense number of church preferments. There is evidently a great inferiority in the power of the President, in this particular, to that of the British king; nor is it equal to that of the governor of New York, if we are to interpret the meaning of the constitution of the State by the practice which has obtained under it. The power of appointment is with us lodged in a council, composed of the governor and four members of the Senate, chosen by the Assembly. The governor CLAIMS, and has frequently EXERCISED, the right of nomination, and is ENTITLED to a casting vote in the appointment. If he really has the right of nominating, his authority is in this respect equal to that of the President, and exceeds it in the article of the casting vote. In the national government, if the Senate should be divided, no appointment could be made; in the government of New York, if the council should be divided, the governor can turn the scale, and confirm his own nomination.[3] If we compare the publicity which must necessarily attend the mode of appointment by the President and an entire branch of the national legislature, with the privacy in the mode of appointment by the governor of New York, closeted in a secret apartment with at most four, and frequently with only two persons; and if we at the same time consider how much more easy it must be to influence the small number of which a council of appointment consists, than the considerable number of which the national Senate would consist, we cannot hesitate to pronounce that the power of the chief magistrate of this State, in the disposition of offices, must, in practice, be greatly superior to that of the Chief Magistrate of the Union.
4061 The most significant differences are these: First, the President commands the militia only when called into federal service; the King and New York governor command constantly. Second, the President's military authority amounts to supreme command of armed forces, while the King may DECLARE war and RAISE and REGULATE fleets and armies—powers the Constitution assigns to Congress.
2645 4062
2646 Hence it appears that, except as to the concurrent authority of the President in the article of treaties, it would be difficult to determine whether that magistrate would, in the aggregate, possess more or less power than the Governor of New York. And it appears yet more unequivocally, that there is no pretense for the parallel which has been attempted between him and the king of Great Britain. But to render the contrast in this respect still more striking, it may be of use to throw the principal circumstances of dissimilitude into a closer group.
4063 > **Quote:** "It would amount to nothing more than the supreme command and direction of the military and naval forces, as first General and admiral of the Confederacy; while that of the British king extends to the DECLARING of war and to the RAISING and REGULATING of fleets and armies, all which, by the Constitution under consideration, would appertain to the legislature."
2647 4064
2648 The President of the United States would be an officer elected by the people for FOUR years; the king of Great Britain is a perpetual and HEREDITARY prince. The one would be amenable to personal punishment and disgrace; the person of the other is sacred and inviolable. The one would have a QUALIFIED negative upon the acts of the legislative body; the other has an ABSOLUTE negative. The one would have a right to command the military and naval forces of the nation; the other, in addition to this right, possesses that of DECLARING war, and of RAISING and REGULATING fleets and armies by his own authority. The one would have a concurrent power with a branch of the legislature in the formation of treaties; the other is the SOLE POSSESSOR of the power of making treaties. The one would have a like concurrent authority in appointing to offices; the other is the sole author of all appointments. The one can confer no privileges whatever; the other can make denizens of aliens, noblemen of commoners; can erect corporations with all the rights incident to corporate bodies. The one can prescribe no rules concerning the commerce or currency of the nation; the other is in several respects the arbiter of commerce, and in this capacity can establish markets and fairs, can regulate weights and measures, can lay embargoes for a limited time, can coin money, can authorize or prohibit the circulation of foreign coin. The one has no particle of spiritual jurisdiction; the other is the supreme head and governor of the national church! What answer shall we give to those who would persuade us that things so unlike resemble each other? The same that ought to be given to those who tell us that a government, the whole power of which would be in the hands of the elective and periodical servants of the people, is an aristocracy, a monarchy, and a despotism.
4065 Though some cite annual acts as limits, the King's military prerogative is ancient and legally established (13th of Charles II), a right neither Parliamentary house can claim. The New York governor commands only state militia and navy, yet governors of New Hampshire and Massachusetts likely possess broader military powers than the President would.
2649 4066
2650 PUBLIUS.
4067 Third, the President's pardon power excludes impeachment cases. The New York governor can pardon all cases except treason and murder. Is not the governor's power actually greater? Any conspiracy short of actual treason could receive full immunity, and a plotting governor could guarantee protection to accomplices until they took arms. A President can pardon treason prosecutions but cannot shield offenders from impeachment consequences. Would not immunity for early plot stages tempt more than mere hope of escaping execution after a failed rebellion—especially since the pardoning power might vanish if the governor himself fell? Remember that under the proposed Constitution, treason is strictly limited to "levying war against the United States, and adhering to their enemies, giving them aid and comfort," as New York law similarly restricts it.
2651 4068
2652 [1] A writer in a Pennsylvania paper, under the signature of TAMONY, has asserted that the king of Great Britain owes his prerogative as commander-in-chief to an annual mutiny bill. The truth is, on the contrary, that his prerogative, in this respect, is immemorial, and was only disputed, “contrary to all reason and precedent,” as Blackstone vol. i., page 262, expresses it, by the Long Parliament of Charles I. but by the statute the 13th of Charles II., chap. 6, it was declared to be in the king alone, for that the sole supreme government and command of the militia within his Majesty’s realms and dominions, and of all forces by sea and land, and of all forts and places of strength, EVER WAS AND IS the undoubted right of his Majesty and his royal predecessors, kings and queens of England, and that both or either house of Parliament cannot nor ought to pretend to the same.
4069 Fourth, the President may adjourn Congress only when houses disagree on timing. The King may suspend or dissolve Parliament entirely. New York's governor may suspend the legislature for a limited time—a potentially significant power.
2653 4070
2654 [2] _Vide_ Blackstone’s _Commentaries_, vol i., p. 257.
4071 The President, with Senate advice and consent, makes treaties provided two-thirds of senators present agree. The King is sole and absolute representative in foreign affairs, making treaties unilaterally. Some suggest his agreements need parliamentary approval, but this notion was unheard of before this debate. Every British legal expert knows the treaty-making prerogative exists in the crown in its 'utmost plenitude,' and that agreements have complete legal validity independent of any other sanction. Parliament adjusts laws to implement treaties, managing tax and trade systems, not granting permission. The President shares this power with a legislative branch; the King acts alone.
2655 4072
2656 [3] Candor, however, demands an acknowledgment that I do not think the claim of the governor to a right of nomination well founded. Yet it is always justifiable to reason from the practice of a government, till its propriety has been constitutionally questioned. And independent of this claim, when we take into view the other considerations, and pursue them through all their consequences, we shall be inclined to draw much the same conclusion.
4073 The President may receive ambassadors and public ministers—a matter of formal dignity rather than real authority, more convenient than convening the legislature for each arrival.
2657 4074
4075 The President nominates and, WITH THE ADVICE AND CONSENT OF THE SENATE, appoints ambassadors, Supreme Court judges, and federal officers. The King is truly the "fountain of honor," appointing to all offices, creating new ones, granting titles of nobility, and controlling massive church appointments. The President's power is clearly inferior. It is not even equal to New York's governor in practice. New York appointments are made by a council of the governor and four senators; the governor claims nomination rights and a tie-breaking vote. This claim is controversial, but even examining established practice, the conclusion holds: when the council splits, the governor tips the scales and confirms his choice. In the national government, a tied Senate means no appointment. Comparing the public nature of Presidential appointments—involving an entire legislative branch—with the privacy of a governor closeted in a secret apartment with only two to four people, the state governor clearly possesses more practical power to distribute offices.
2658 4076
4077 Except for the treaty power, it is hard to say whether the President would have more or less power overall than New York's governor. There is certainly no basis for comparing him to the King of Great Britain. Consider the main differences directly:
2659 4078
4079 The President is an officer elected by the people for FOUR years; the King is a perpetual HEREDITARY prince. The President is subject to personal punishment and disgrace; the King's person is sacred and beyond the law. The President has a QUALIFIED veto; the King has an ABSOLUTE veto. The President commands the military; the King may DECLARE war and RAISE and REGULATE fleets and armies. The President shares treaty-making power with the Senate; the King is SOLE POSSESSOR of that power. The President shares appointment power; the King is the sole source of all appointments. The President grants no special privileges; the King makes foreigners into citizens, commoners into nobles, and creates corporations with full legal rights. The President cannot regulate national trade or currency; the King is arbiter of commerce, establishes markets, regulates weights and measures, imposes embargoes, coins money, and controls foreign currency. The President has no religious authority; the King is supreme head of the national church! How should we respond to those who claim such different roles are alike?
2660 4080
2661 ## No. LXX. - (There are two slightly different versions of No. 70 included here.)
4081 > **Quote:** "The same that ought to be given to those who tell us that a government, the whole power of which would be in the hands of the elective and periodical servants of the people, is an aristocracy, a monarchy, and a despotism."
2662 4082
2663 The Executive Department Further Considered
4083 PUBLIUS.
2664 4084
4085 ## No. LXX. - (There are two slightly different versions of No. 70 included here.)
4086
2665 4087 From the New York Packet.
2666 4088
2667 4089 Tuesday, March 18, 1788.
@@ -2671,65 +4093,62 @@
2671 4093
2672 4094 To the People of the State of New York:
2673 4095
2674 There is an idea, which is not without its advocates, that a vigorous Executive is inconsistent with the genius of republican government. The enlightened well-wishers to this species of government must at least hope that the supposition is destitute of foundation; since they can never admit its truth, without at the same time admitting the condemnation of their own principles. Energy in the Executive is a leading character in the definition of good government. It is essential to the protection of the community against foreign attacks; it is not less essential to the steady administration of the laws; to the protection of property against those irregular and high-handed combinations which sometimes interrupt the ordinary course of justice; to the security of liberty against the enterprises and assaults of ambition, of faction, and of anarchy. Every man the least conversant in Roman story, knows how often that republic was obliged to take refuge in the absolute power of a single man, under the formidable title of Dictator, as well against the intrigues of ambitious individuals who aspired to the tyranny, and the seditions of whole classes of the community whose conduct threatened the existence of all government, as against the invasions of external enemies who menaced the conquest and destruction of Rome.
4096 Some argue that a vigorous Executive is inconsistent with republican government. Supporters of republicanism must hope this assumption is groundless, for admitting its truth would condemn their own principles.
2675 4097
2676 There can be no need, however, to multiply arguments or examples on this head. A feeble Executive implies a feeble execution of the government. A feeble execution is but another phrase for a bad execution; and a government ill executed, whatever it may be in theory, must be, in practice, a bad government.
4098 > **Quote:** "Energy in the Executive is a leading character in the definition of good government."
2677 4099
2678 Taking it for granted, therefore, that all men of sense will agree in the necessity of an energetic Executive, it will only remain to inquire, what are the ingredients which constitute this energy? How far can they be combined with those other ingredients which constitute safety in the republican sense? And how far does this combination characterize the plan which has been reported by the convention?
4100 It is essential to protecting the community against foreign attacks, to steady administration of the laws, to protecting property against high-handed combinations, and to securing liberty against ambition, faction, and anarchy. Roman history shows how often that republic sought refuge in a Dictator's absolute power to defend against tyrannical intrigues, internal uprisings, and external invasions.
2679 4101
2680 The ingredients which constitute energy in the Executive are, first, unity; secondly, duration; thirdly, an adequate provision for its support; fourthly, competent powers.
4102 No more arguments are needed. A feeble Executive means feeble execution.
2681 4103
2682 The ingredients which constitute safety in the repub lican sense are, first, a due dependence on the people, secondly, a due responsibility.
4104 > **Quote:** "A feeble execution is but another phrase for a bad execution; and a government ill executed, whatever it may be in theory, must be, in practice, a bad government."
2683 4105
2684 Those politicians and statesmen who have been the most celebrated for the soundness of their principles and for the justice of their views, have declared in favor of a single Executive and a numerous legislature. They have with great propriety, considered energy as the most necessary qualification of the former, and have regarded this as most applicable to power in a single hand, while they have, with equal propriety, considered the latter as best adapted to deliberation and wisdom, and best calculated to conciliate the confidence of the people and to secure their privileges and interests.
4106 Granting that all sensible people agree on the necessity of an energetic Executive, we must ask: what constitutes this energy? How can it be combined with republican safety? And how well does the convention's plan achieve this?
2685 4107
2686 That unity is conducive to energy will not be disputed. Decision, activity, secrecy, and despatch will generally characterize the proceedings of one man in a much more eminent degree than the proceedings of any greater number; and in proportion as the number is increased, these qualities will be diminished.
4108 The ingredients of energy are: first, unity; second, duration; third, adequate provision for support; fourth, competent powers.
2687 4109
2688 This unity may be destroyed in two ways: either by vesting the power in two or more magistrates of equal dignity and authority; or by vesting it ostensibly in one man, subject, in whole or in part, to the control and co-operation of others, in the capacity of counsellors to him. Of the first, the two Consuls of Rome may serve as an example; of the last, we shall find examples in the constitutions of several of the States. New York and New Jersey, if I recollect right, are the only States which have intrusted the executive authority wholly to single men.[1] Both these methods of destroying the unity of the Executive have their partisans; but the votaries of an executive council are the most numerous. They are both liable, if not to equal, to similar objections, and may in most lights be examined in conjunction.
4110 The ingredients of republican safety are: first, proper dependence on the people; second, proper responsibility.
2689 4111
2690 The experience of other nations will afford little instruction on this head. As far, however, as it teaches any thing, it teaches us not to be enamoured of plurality in the Executive. We have seen that the Achaeans, on an experiment of two Praetors, were induced to abolish one. The Roman history records many instances of mischiefs to the republic from the dissensions between the Consuls, and between the military Tribunes, who were at times substituted for the Consuls. But it gives us no specimens of any peculiar advantages derived to the state from the circumstance of the plurality of those magistrates. That the dissensions between them were not more frequent or more fatal, is a matter of astonishment, until we advert to the singular position in which the republic was almost continually placed, and to the prudent policy pointed out by the circumstances of the state, and pursued by the Consuls, of making a division of the government between them. The patricians engaged in a perpetual struggle with the plebeians for the preservation of their ancient authorities and dignities; the Consuls, who were generally chosen out of the former body, were commonly united by the personal interest they had in the defense of the privileges of their order. In addition to this motive of union, after the arms of the republic had considerably expanded the bounds of its empire, it became an established custom with the Consuls to divide the administration between themselves by lot one of them remaining at Rome to govern the city and its environs, the other taking the command in the more distant provinces. This expedient must, no doubt, have had great influence in preventing those collisions and rivalships which might otherwise have embroiled the peace of the republic.
4112 Celebrated statesmen have favored a single Executive and a large legislature, rightly considering energy most applicable to power held by one person, while the legislature is best adapted to deliberation and securing public confidence.
2691 4113
2692 But quitting the dim light of historical research, attaching ourselves purely to the dictates of reason and good sense, we shall discover much greater cause to reject than to approve the idea of plurality in the Executive, under any modification whatever.
4114 Unity's promotion of energy is undeniable. Decision, activity, secrecy, and dispatch characterize one man's proceedings far more than any greater number, diminishing as the number increases.
2693 4115
2694 Wherever two or more persons are engaged in any common enterprise or pursuit, there is always danger of difference of opinion. If it be a public trust or office, in which they are clothed with equal dignity and authority, there is peculiar danger of personal emulation and even animosity. From either, and especially from all these causes, the most bitter dissensions are apt to spring. Whenever these happen, they lessen the respectability, weaken the authority, and distract the plans and operation of those whom they divide. If they should unfortunately assail the supreme executive magistracy of a country, consisting of a plurality of persons, they might impede or frustrate the most important measures of the government, in the most critical emergencies of the state. And what is still worse, they might split the community into the most violent and irreconcilable factions, adhering differently to the different individuals who composed the magistracy.
4116 Unity may be destroyed in two ways: placing power in two or more officials of equal authority, or placing it ostensibly in one man subject to control by counselors. The Roman Consuls exemplify the first; several state constitutions, the second. Only New York and New Jersey entrust executive authority entirely to single individuals, though New York has an appointments council and New Jersey a consultative one. Both methods have advocates, but executive council supporters are more numerous. Both face similar objections and can be examined together.
2695 4117
2696 Men often oppose a thing, merely because they have had no agency in planning it, or because it may have been planned by those whom they dislike. But if they have been consulted, and have happened to disapprove, opposition then becomes, in their estimation, an indispensable duty of self-love. They seem to think themselves bound in honor, and by all the motives of personal infallibility, to defeat the success of what has been resolved upon contrary to their sentiments. Men of upright, benevolent tempers have too many opportunities of remarking, with horror, to what desperate lengths this disposition is sometimes carried, and how often the great interests of society are sacrificed to the vanity, to the conceit, and to the obstinacy of individuals, who have credit enough to make their passions and their caprices interesting to mankind. Perhaps the question now before the public may, in its consequences, afford melancholy proofs of the effects of this despicable frailty, or rather detestable vice, in the human character.
4118 Foreign experience offers little instruction, but what exists warns against shared executive leadership. The Achaeans abolished one of their two Praetors after experimentation. Roman history records consular dissensions harming the republic, with no compensating advantages. That these quarrels weren't more frequent is astonishing until we consider Rome's circumstances. The Consuls usually shared a class interest as patricians defending their privileges, and custom divided their administration—one governing Rome while the other commanded distant provinces—preventing collisions.
2697 4119
2698 Upon the principles of a free government, inconveniences from the source just mentioned must necessarily be submitted to in the formation of the legislature; but it is unnecessary, and therefore unwise, to introduce them into the constitution of the Executive. It is here too that they may be most pernicious. In the legislature, promptitude of decision is oftener an evil than a benefit. The differences of opinion, and the jarrings of parties in that department of the government, though they may sometimes obstruct salutary plans, yet often promote deliberation and circumspection, and serve to check excesses in the majority. When a resolution too is once taken, the opposition must be at an end. That resolution is a law, and resistance to it punishable. But no favorable circumstances palliate or atone for the disadvantages of dissension in the executive department. Here, they are pure and unmixed. There is no point at which they cease to operate. They serve to embarrass and weaken the execution of the plan or measure to which they relate, from the first step to the final conclusion of it. They constantly counteract those qualities in the Executive which are the most necessary ingredients in its composition, vigor and expedition, and this without anycounterbalancing good. In the conduct of war, in which the energy of the Executive is the bulwark of the national security, every thing would be to be apprehended from its plurality.
4120 But reason alone provides stronger cause to reject plural leadership. Whenever two or more share authority, differing opinions create danger, especially personal rivalry and animosity that produce bitter dissensions. These lower respect, weaken authority, and distract operations. Plural executives could impede crucial measures during emergencies and split the community into violent factions.
2699 4121
2700 It must be confessed that these observations apply with principal weight to the first case supposed that is, to a plurality of magistrates of equal dignity and authority a scheme, the advocates for which are not likely to form a numerous sect; but they apply, though not with equal, yet with considerable weight to the project of a council, whose concurrence is made constitutionally necessary to the operations of the ostensible Executive. An artful cabal in that council would be able to distract and to enervate the whole system of administration. If no such cabal should exist, the mere diversity of views and opinions would alone be sufficient to tincture the exercise of the executive authority with a spirit of habitual feebleness and dilatoriness.
4122 Men often oppose what they didn't plan or dislike its planners. If consulted and disapproving, opposition becomes a duty of self-love. We have observed the desperate lengths to which this vanity is carried, sacrificing society's interests to the conceit of influential individuals. The current question may yet demonstrate this frailty.
2701 4123
2702 But one of the weightiest objections to a plurality in the Executive, and which lies as much against the last as the first plan, is, that it tends to conceal faults and destroy responsibility. Responsibility is of two kinds to censure and to punishment. The first is the more important of the two, especially in an elective office. Man, in public trust, will much oftener act in such a manner as to render him unworthy of being any longer trusted, than in such a manner as to make him obnoxious to legal punishment. But the multiplication of the Executive adds to the difficulty of detection in either case. It often becomes impossible, amidst mutual accusations, to determine on whom the blame or the punishment of a pernicious measure, or series of pernicious measures, ought really to fall. It is shifted from one to another with so much dexterity, and under such plausible appearances, that the public opinion is left in suspense about the real author. The circumstances which may have led to any national miscarriage or misfortune are sometimes so complicated that, where there are a number of actors who may have had different degrees and kinds of agency, though we may clearly see upon the whole that there has been mismanagement, yet it may be impracticable to pronounce to whose account the evil which may have been incurred is truly chargeable.
4124 While the inconveniences of dissension must be accepted in legislatures, they are unnecessary and unwise in the Executive. > **Quote:** "In the legislature, promptitude of decision is oftener an evil than a benefit." While differences of opinion in that branch promote deliberation and check majority excesses, they are out of place in the Executive. Once resolved, opposition ends. But in the Executive, dissension's drawbacks are pure and unmixed, embarrassing and weakening execution from start to finish, counteracting vigor and speed without any compensating good. In wartime, where executive energy is the foundation of national security, a plural executive would justify every fear.
2703 4125
2704 “I was overruled by my council. The council were so divided in their opinions that it was impossible to obtain any better resolution on the point.” These and similar pretexts are constantly at hand, whether true or false. And who is there that will either take the trouble or incur the odium, of a strict scrunity into the secret springs of the transaction? Should there be found a citizen zealous enough to undertake the unpromising task, if there happen to be collusion between the parties concerned, how easy it is to clothe the circumstances with so much ambiguity, as to render it uncertain what was the precise conduct of any of those parties?
4126 These observations apply most strongly to multiple officials with equal authority, but also weigh heavily against an executive council whose agreement is constitutionally required. A clever clique could distract and weaken administration; even without one, diversity of views would create habitual weakness and delay.
2705 4127
2706 In the single instance in which the governor of this State is coupled with a council that is, in the appointment to offices, we have seen the mischiefs of it in the view now under consideration. Scandalous appointments to important offices have been made. Some cases, indeed, have been so flagrant that ALL PARTIES have agreed in the impropriety of the thing. When inquiry has been made, the blame has been laid by the governor on the members of the council, who, on their part, have charged it upon his nomination; while the people remain altogether at a loss to determine, by whose influence their interests have been committed to hands so unqualified and so manifestly improper. In tenderness to individuals, I forbear to descend to particulars.
4128 A weightier objection to shared executives is that they conceal faults and destroy responsibility. Responsibility involves censure and punishment; the former is more important in elective offices, as an official is more likely to prove unworthy of public trust than to commit a legally punishable crime. Multiplying the executive makes detection harder. Amid mutual accusations, it's often impossible to determine who is truly to blame. Blame shifts with such skill that public opinion cannot identify the real author. Complicated circumstances may show mismanagement occurred but not who is responsible.
2707 4129
2708 It is evident from these considerations, that the plurality of the Executive tends to deprive the people of the two greatest securities they can have for the faithful exercise of any delegated power, first, the restraints of public opinion, which lose their efficacy, as well on account of the division of the censure attendant on bad measures among a number, as on account of the uncertainty on whom it ought to fall; and, secondly, the opportunity of discovering with facility and clearness the misconduct of the persons they trust, in order either to their removal from office or to their actual punishment in cases which admit of it.
4130 "I was overruled by my council. The council was too divided for a better resolution." Such excuses are always ready, true or false. Who would investigate the secret details? Even if someone tried, secret cooperation could hide facts in ambiguity.
2709 4131
2710 In England, the king is a perpetual magistrate; and it is a maxim which has obtained for the sake of the pub lic peace, that he is unaccountable for his administration, and his person sacred. Nothing, therefore, can be wiser in that kingdom, than to annex to the king a constitutional council, who may be responsible to the nation for the advice they give. Without this, there would be no responsibility whatever in the executive department an idea inadmissible in a free government. But even there the king is not bound by the resolutions of his council, though they are answerable for the advice they give. He is the absolute master of his own conduct in the exercise of his office, and may observe or disregard the counsel given to him at his sole discretion.
4132 In New York's single case of a gubernatorial council—for appointments—we have seen the harm. Scandalous appointments were made, and when parties agreed they were improper, the governor blamed the council, who blamed the governor's nominations. The people could not determine whose influence placed their interests in unqualified hands. Out of respect, I will not detail specifics.
2711 4133
2712 But in a republic, where every magistrate ought to be personally responsible for his behavior in office the reason which in the British Constitution dictates the propriety of a council, not only ceases to apply, but turns against the institution. In the monarchy of Great Britain, it furnishes a substitute for the prohibited responsibility of the chief magistrate, which serves in some degree as a hostage to the national justice for his good behavior. In the American republic, it would serve to destroy, or would greatly diminish, the intended and necessary responsibility of the Chief Magistrate himself.
4134 A plural executive thus deprives the people of two great securities: first, the restraints of public opinion, which lose effectiveness when blame is divided; second, the ability to discover misconduct clearly enough to remove or punish offenders.
2713 4135
2714 The idea of a council to the Executive, which has so generally obtained in the State constitutions, has been derived from that maxim of republican jealousy which considers power as safer in the hands of a number of men than of a single man. If the maxim should be admitted to be applicable to the case, I should contend that the advantage on that side would not counterbalance the numerous disadvantages on the opposite side. But I do not think the rule at all applicable to the executive power. I clearly concur in opinion, in this particular, with a writer whom the celebrated Junius pronounces to be “deep, solid, and ingenious,” that “the executive power is more easily confined when it is ONE”;[2] that it is far more safe there should be a single object for the jealousy and watchfulness of the people; and, in a word, that all multiplication of the Executive is rather dangerous than friendly to liberty.
4136 In England, the king is permanent and unaccountable, his person sacred. There, providing a responsible constitutional council is wise, making them answerable for advice. The king remains absolute master of his conduct, free to follow or disregard counsel.
2715 4137
2716 A little consideration will satisfy us, that the species of security sought for in the multiplication of the Executive, is nattainable. Numbers must be so great as to render combination difficult, or they are rather a source of danger than of security. The united credit and influence of several individuals must be more formidable to liberty, than the credit and influence of either of them separately. When power, therefore, is placed in the hands of so small a number of men, as to admit of their interests and views being easily combined in a common enterprise, by an artful leader, it becomes more liable to abuse, and more dangerous when abused, than if it be lodged in the hands of one man; who, from the very circumstance of his being alone, will be more narrowly watched and more readily suspected, and who cannot unite so great a mass of influence as when he is associated with others. The Decemvirs of Rome, whose name denotes their number,[3] were more to be dreaded in their usurpation than any ONE of them would have been. No person would think of proposing an Executive much more numerous than that body; from six to a dozen have been suggested for the number of the council. The extreme of these numbers, is not too great for an easy combination; and from such a combination America would have more to fear, than from the ambition of any single individual. A council to a magistrate, who is himself responsible for what he does, are generally nothing better than a clog upon his good intentions, are often the instruments and accomplices of his bad and are almost always a cloak to his faults.
4138 But in a republic, where every official should be personally responsible, this reasoning fails and argues against councils. In Britain, a council substitutes for the monarch's lack of responsibility. In America, it would destroy or diminish the Chief Magistrate's necessary responsibility.
2717 4139
2718 I forbear to dwell upon the subject of expense; though it be evident that if the council should be numerous enough to answer the principal end aimed at by the institution, the salaries of the members, who must be drawn from their homes to reside at the seat of government, would form an item in the catalogue of public expenditures too serious to be incurred for an object of equivocal utility. I will only add that, prior to the appearance of the Constitution, I rarely met with an intelligent man from any of the States, who did not admit, as the result of experience, that the UNITY of the executive of this State was one of the best of the distinguishing features of our constitution.
4140 The idea of an executive council comes from republican skepticism that power is safer in many hands than one. If that principle applied here, I would argue the advantages don't outweigh the disadvantages. But it doesn't apply to executive power. I agree with De Lolme, whom Junius called "deep, solid, and ingenious":
2719 4141
2720 PUBLIUS.
4142 > **Quote:** "the executive power is more easily confined when it is ONE"
2721 4143
2722 [1] New York has no council except for the single purpose of appointing to offices; New Jersey has a council whom the governor may consult. But I think, from the terms of the constitution, their resolutions do not bind him.
4144 A single object for the people's watchfulness is far safer. All multiplication of the Executive is dangerous rather than friendly to liberty.
2723 4145
2724 [2] De Lolme.
4146 A moment's thought shows that multiplying the Executive provides no real security. Numbers must be large enough to make secret cooperation difficult, or they become dangerous rather than secure. Several individuals' combined influence is more formidable to liberty than one person's alone. When power rests in a small enough group for a clever leader to combine their interests, it becomes more liable to abuse—and more dangerous—than power held by one man. A single man, because alone, is more closely watched and suspected, and cannot unite as much influence as when associated with others. The Decemvirs of Rome, ten men, were more to be feared in their usurpation than any one would have been alone. No one suggests an executive larger than that; numbers from six to twelve have been proposed. Even twelve allows easy conspiracy, and America would have more to fear from such a combination than from any single individual's ambition. A council to a responsible official is generally a hindrance to good intentions, often a tool of bad ones, and almost always a cloak for faults.
2725 4147
2726 [3] Ten.
4148 I will not dwell on expense, though a council large enough to serve its purpose would cost serious salaries. I will only add that before the Constitution appeared, I rarely met an intelligent person from any state who did not admit, based on experience, that the unity of the executive in New York was one of the best features of our state constitution.
2727 4149
2728 *There are two slightly different versions of No. 70 included here.
4150 PUBLIUS.
2729 4151
2730
2731
2732
2733 4152 ## No. LXX. - The Executive Department Further Considered
2734 4153
2735 4154 From the New York Packet.
@@ -2741,65 +4160,52 @@
2741 4160
2742 4161 To the People of the State of New York:
2743 4162
2744 There is an idea, which is not without its advocates, that a vigorous Executive is inconsistent with the genius of republican government. The enlightened well-wishers to this species of government must at least hope that the supposition is destitute of foundation; since they can never admit its truth, without at the same time admitting the condemnation of their own principles. Energy in the Executive is a leading character in the definition of good government. It is essential to the protection of the community against foreign attacks; it is not less essential to the steady administration of the laws; to the protection of property against those irregular and high-handed combinations which sometimes interrupt the ordinary course of justice; to the security of liberty against the enterprises and assaults of ambition, of faction, and of anarchy. Every man the least conversant in Roman story, knows how often that republic was obliged to take refuge in the absolute power of a single man, under the formidable title of Dictator, as well against the intrigues of ambitious individuals who aspired to the tyranny, and the seditions of whole classes of the community whose conduct threatened the existence of all government, as against the invasions of external enemies who menaced the conquest and destruction of Rome.
4163 Some claim a vigorous Executive is inconsistent with the genius of republican government. Those who truly desire such government must hope this is false, for it would mean their principles have failed.
2745 4164
2746 There can be no need, however, to multiply arguments or examples on this head. A feeble Executive implies a feeble execution of the government. A feeble execution is but another phrase for a bad execution; and a government ill executed, whatever it may be in theory, must be, in practice, a bad government.
4165 > **Quote:** "Energy in the Executive is a leading character in the definition of good government."
2747 4166
2748 Taking it for granted, therefore, that all men of sense will agree in the necessity of an energetic Executive, it will only remain to inquire, what are the ingredients which constitute this energy? How far can they be combined with those other ingredients which constitute safety in the republican sense? And how far does this combination characterize the plan which has been reported by the convention?
4167 Energy is essential for defense, steady law administration, protecting property from conspiracies, and securing liberty against the enterprises and assaults of ambition, faction, and anarchy. Roman history shows the republic often resorted to a Dictator to guard against tyrannical ambition, class rebellions, and foreign invasions.
2749 4168
2750 The ingredients which constitute energy in the Executive are, first, unity; secondly, duration; thirdly, an adequate provision for its support; fourthly, competent powers.
4169 There is no need, however, to multiply arguments or examples on this point.
2751 4170
2752 The ingredients which constitute safety in the repub lican sense are, first, a due dependence on the people, secondly, a due responsibility.
4171 > **Quote:** "A feeble Executive implies a feeble execution of the government. A feeble execution is but another phrase for a bad execution; and a government ill executed, whatever it may be in theory, must be, in practice, a bad government."
2753 4172
2754 Those politicians and statesmen who have been the most celebrated for the soundness of their principles and for the justice of their views, have declared in favor of a single Executive and a numerous legislature. They have with great propriety, considered energy as the most necessary qualification of the former, and have regarded this as most applicable to power in a single hand, while they have, with equal propriety, considered the latter as best adapted to deliberation and wisdom, and best calculated to conciliate the confidence of the people and to secure their privileges and interests.
4173 Granting that all sensible people agree on the necessity of an energetic Executive, we must ask: what constitutes this energy? How can it combine with republican safety? And how does this characterize the convention's plan?
2755 4174
2756 That unity is conducive to energy will not be disputed. Decision, activity, secrecy, and despatch will generally characterize the proceedings of one man in a much more eminent degree than the proceedings of any greater number; and in proportion as the number is increased, these qualities will be diminished.
4175 Energy requires: unity, duration, adequate support, and competent powers. Safety requires: dependence on the people and accountability.
2757 4176
2758 This unity may be destroyed in two ways: either by vesting the power in two or more magistrates of equal dignity and authority; or by vesting it ostensibly in one man, subject, in whole or in part, to the control and co-operation of others, in the capacity of counsellors to him. Of the first, the two Consuls of Rome may serve as an example; of the last, we shall find examples in the constitutions of several of the States. New York and New Jersey, if I recollect right, are the only States which have intrusted the executive authority wholly to single men.[1] Both these methods of destroying the unity of the Executive have their partisans; but the votaries of an executive council are the most numerous. They are both liable, if not to equal, to similar objections, and may in most lights be examined in conjunction.
4177 Celebrated statesmen favor a single Executive for energy and a numerous legislature for deliberation and wisdom.
2759 4178
2760 The experience of other nations will afford little instruction on this head. As far, however, as it teaches any thing, it teaches us not to be enamoured of plurality in the Executive. We have seen that the Achaeans, on an experiment of two Praetors, were induced to abolish one. The Roman history records many instances of mischiefs to the republic from the dissensions between the Consuls, and between the military Tribunes, who were at times substituted for the Consuls. But it gives us no specimens of any peculiar advantages derived to the state from the circumstance of the plurality of those magistrates. That the dissensions between them were not more frequent or more fatal, is a matter of astonishment, until we advert to the singular position in which the republic was almost continually placed, and to the prudent policy pointed out by the circumstances of the state, and pursued by the Consuls, of making a division of the government between them. The patricians engaged in a perpetual struggle with the plebeians for the preservation of their ancient authorities and dignities; the Consuls, who were generally chosen out of the former body, were commonly united by the personal interest they had in the defense of the privileges of their order. In addition to this motive of union, after the arms of the republic had considerably expanded the bounds of its empire, it became an established custom with the Consuls to divide the administration between themselves by lot one of them remaining at Rome to govern the city and its environs, the other taking the command in the more distant provinces. This expedient must, no doubt, have had great influence in preventing those collisions and rivalships which might otherwise have embroiled the peace of the republic.
4179 Unity contributes to energy. Decision, activity, secrecy, and speed characterize one man far more than many; these qualities diminish as numbers increase.
2761 4180
2762 But quitting the dim light of historical research, attaching ourselves purely to the dictates of reason and good se se, we shall discover much greater cause to reject than to approve the idea of plurality in the Executive, under any modification whatever.
4181 Unity can be destroyed by: (1) plural magistrates of equal authority, or (2) a single executive controlled by a council. Rome's two Consuls illustrate the first; several state constitutions illustrate the second. Only New York and New Jersey entrust executive authority entirely to single individuals. Both methods have supporters, but council advocates are more numerous, and both suffer similar objections.
2763 4182
2764 Wherever two or more persons are engaged in any common enterprise or pursuit, there is always danger of difference of opinion. If it be a public trust or office, in which they are clothed with equal dignity and authority, there is peculiar danger of personal emulation and even animosity. From either, and especially from all these causes, the most bitter dissensions are apt to spring. Whenever these happen, they lessen the respectability, weaken the authority, and distract the plans and operation of those whom they divide. If they should unfortunately assail the supreme executive magistracy of a country, consisting of a plurality of persons, they might impede or frustrate the most important measures of the government, in the most critical emergencies of the state. And what is still worse, they might split the community into the most violent and irreconcilable factions, adhering differently to the different individuals who composed the magistracy.
4183 Other nations' experience warns against a plural Executive. The Achaeans abolished their two Praetors. Rome's history shows harm from dissension between Consuls and military Tribunes, with no advantages. Consuls avoided worse conflict by dividing administration and uniting to defend patrician privileges. One remained in Rome while the other commanded provinces, preventing collisions.
2765 4184
2766 Men often oppose a thing, merely because they have had no agency in planning it, or because it may have been planned by those whom they dislike. But if they have been consulted, and have happened to disapprove, opposition then becomes, in their estimation, an indispensable duty of self-love. They seem to think themselves bound in honor, and by all the motives of personal infallibility, to defeat the success of what has been resolved upon contrary to their sentiments. Men of upright, benevolent tempers have too many opportunities of remarking, with horror, to what desperate lengths this disposition is sometimes carried, and how often the great interests of society are sacrificed to the vanity, to the conceit, and to the obstinacy of individuals, who have credit enough to make their passions and their caprices interesting to mankind. Perhaps the question now before the public may, in its consequences, afford melancholy proofs of the effects of this despicable frailty, or rather detestable vice, in the human character.
4185 Reason rejects a plural Executive. When two or more share authority, differing opinions and personal rivalry create animosity and dissension. This lessens respect, weakens authority, and distracts operations. In the supreme executive office, this could impede critical measures during emergencies and split the community into factions.
2767 4186
2768 Upon the principles of a free government, inconveniences from the source just mentioned must necessarily be submitted to in the formation of the legislature; but it is unnecessary, and therefore unwise, to introduce them into the constitution of the Executive. It is here too that they may be most pernicious. In the legislature, promptitude of decision is oftener an evil than a benefit. The differences of opinion, and the jarrings of parties in that department of the government, though they may sometimes obstruct salutary plans, yet often promote deliberation and circumspection, and serve to check excesses in the majority. When a resolution too is once taken, the opposition must be at an end. That resolution is a law, and resistance to it punishable. But no favorable circumstances palliate or atone for the disadvantages of dissension in the executive department. Here, they are pure and unmixed. There is no point at which they cease to operate. They serve to embarrass and weaken the execution of the plan or measure to which they relate, from the first step to the final conclusion of it. They constantly counteract those qualities in the Executive which are the most necessary ingredients in its composition, vigor and expedition, and this without anycounterbalancing good. In the conduct of war, in which the energy of the Executive is the bulwark of the national security, every thing would be to be apprehended from its plurality.
4187 People oppose what they didn't plan or what rivals planned. If consulted and overruled, opposition becomes a duty of self-love. Vanity, conceit, and obstinacy too often sacrifice society's interests. The current question may provide sad proof of this vice.
2769 4188
2770 It must be confessed that these observations apply with principal weight to the first case supposed that is, to a plurality of magistrates of equal dignity and authority a scheme, the advocates for which are not likely to form a numerous sect; but they apply, though not with equal, yet with considerable weight to the project of a council, whose concurrence is made constitutionally necessary to the operations of the ostensible Executive. An artful cabal in that council would be able to distract and to enervate the whole system of administration. If no such cabal should exist, the mere diversity of views and opinions would alone be sufficient to tincture the exercise of the executive authority with a spirit of habitual feebleness and dilatoriness.
4189 > **Quote:** "The differences of opinion, and the jarrings of parties in [the legislature], though they may sometimes obstruct salutary plans, yet often promote deliberation and circumspection, and serve to check excesses in the majority."
2771 4190
2772 But one of the weightiest objections to a plurality in the Executive, and which lies as much against the last as the first plan, is, that it tends to conceal faults and destroy responsibility.
4191 While legislative disagreement promotes deliberation and checks majority excesses, executive disagreement provides no compensating benefit. Once legislature decides, opposition ends. But executive disagreement constantly weakens execution, counteracting vigor and speed. In war, everything would be at risk under plural leadership.
2773 4192
2774 Responsibility is of two kinds to censure and to punishment. The first is the more important of the two, especially in an elective office. Man, in public trust, will much oftener act in such a manner as to render him unworthy of being any longer trusted, than in such a manner as to make him obnoxious to legal punishment. But the multiplication of the Executive adds to the difficulty of detection in either case. It often becomes impossible, amidst mutual accusations, to determine on whom the blame or the punishment of a pernicious measure, or series of pernicious measures, ought really to fall. It is shifted from one to another with so much dexterity, and under such plausible appearances, that the public opinion is left in suspense about the real author. The circumstances which may have led to any national miscarriage or misfortune are sometimes so complicated that, where there are a number of actors who may have had different degrees and kinds of agency, though we may clearly see upon the whole that there has been mismanagement, yet it may be impracticable to pronounce to whose account the evil which may have been incurred is truly chargeable.
4193 These observations apply most to plural magistrates, but also to councils required for executive action. Diversity of views creates weakness and delay. Most seriously, plural Executives conceal faults and destroy accountability.
2775 4194
2776 “I was overruled by my council. The council were so divided in their opinions that it was impossible to obtain any better resolution on the point.” These and similar pretexts are constantly at hand, whether true or false. And who is there that will either take the trouble or incur the odium, of a strict scrunity into the secret springs of the transaction? Should there be found a citizen zealous enough to undertake the unpromising task, if there happen to be collusion between the parties concerned, how easy it is to clothe the circumstances with so much ambiguity, as to render it uncertain what was the precise conduct of any of those parties?
4195 Accountability means public censure and legal punishment, with censure more important for elective offices. Multiplying the Executive makes detecting misconduct harder. Mutual accusations obscure true responsibility.
2777 4196
2778 In the single instance in which the governor of this State is coupled with a council that is, in the appointment to offices, we have seen the mischiefs of it in the view now under consideration. Scandalous appointments to important offices have been made. Some cases, indeed, have been so flagrant that ALL PARTIES have agreed in the impropriety of the thing. When inquiry has been made, the blame has been laid by the governor on the members of the council, who, on their part, have charged it upon his nomination; while the people remain altogether at a loss to determine, by whose influence their interests have been committed to hands so unqualified and so manifestly improper. In tenderness to individuals, I forbear to descend to particulars.
4197 > **Quote:** "“I was overruled by my council. The council were so divided in their opinions that it was impossible to obtain any better resolution on the point.” These and similar pretexts are constantly at hand, whether true or false."
2779 4198
2780 It is evident from these considerations, that the plurality of the Executive tends to deprive the people of the two greatest securities they can have for the faithful exercise of any delegated power, first, the restraints of public opinion, which lose their efficacy, as well on account of the division of the censure attendant on bad measures among a number, as on account of the uncertainty on whom it ought to fall; and, secondly, the opportunity of discovering with facility and clearness the misconduct of the persons they trust, in order either to their removal from office or to their actual punishment in cases which admit of it.
4199 Even when mismanagement is clear, complex circumstances with multiple actors make assigning blame impossible.
2781 4200
2782 In England, the king is a perpetual magistrate; and it is a maxim which has obtained for the sake of the pub lic peace, that he is unaccountable for his administration, and his person sacred. Nothing, therefore, can be wiser in that kingdom, than to annex to the king a constitutional council, who may be responsible to the nation for the advice they give. Without this, there would be no responsibility whatever in the executive department an idea inadmissible in a free government. But even there the king is not bound by the resolutions of his council, though they are answerable for the advice they give. He is the absolute master of his own conduct in the exercise of his office, and may observe or disregard the counsel given to him at his sole discretion.
4201 > **Quote:** "the executive power is more easily confined when it is ONE"
2783 4202
2784 But in a republic, where every magistrate ought to be personally responsible for his behavior in office the reason which in the British Constitution dictates the propriety of a council, not only ceases to apply, but turns against the institution. In the monarchy of Great Britain, it furnishes a substitute for the prohibited responsibility of the chief magistrate, which serves in some degree as a hostage to the national justice for his good behavior. In the American republic, it would serve to destroy, or would greatly diminish, the intended and necessary responsibility of the Chief Magistrate himself.
4203 A single target is safer for public watchfulness. Multiplying the Executive endangers liberty. For a council to provide security, its numbers must be so great as to make conspiracy difficult; otherwise, plurality becomes a source of danger rather than safety. Small councils combine influence more dangerously than one man. The Roman Decemvirs, ten men, were more feared than any individual would have been. Proposed councils range from six to twelve—still small enough for conspiracy. Such a group threatens liberty more than one person. A council is a drag on good intentions, accomplice to bad ones, and always a cover for faults.
2785 4204
2786 The idea of a council to the Executive, which has so generally obtained in the State constitutions, has been derived from that maxim of republican jealousy which considers power as safer in the hands of a number of men than of a single man. If the maxim should be admitted to be applicable to the case, I should contend that the advantage on that side would not counterbalance the numerous disadvantages on the opposite side. But I do not think the rule at all applicable to the executive power. I clearly concur in opinion, in this particular, with a writer whom the celebrated Junius pronounces to be “deep, solid, and ingenious,” that “the executive power is more easily confined when it is ONE”;[2] that it is far more safe there should be a single object for the jealousy and watchfulness of the people; and, in a word, that all multiplication of the Executive is rather dangerous than friendly to liberty.
4205 Though I won't dwell on expense, a council large enough to prevent conspiracy would be costly. Before the Constitution appeared, I rarely met an intelligent person who didn't admit, based on experience, that New York's executive unity was one of our constitution's best features.
2787 4206
2788 A little consideration will satisfy us, that the species of security sought for in the multiplication of the Executive, is nattainable. Numbers must be so great as to render combination difficult, or they are rather a source of danger than of security. The united credit and influence of several individuals must be more formidable to liberty, than the credit and influence of either of them separately. When power, therefore, is placed in the hands of so small a number of men, as to admit of their interests and views being easily combined in a common enterprise, by an artful leader, it becomes more liable to abuse, and more dangerous when abused, than if it be lodged in the hands of one man; who, from the very circumstance of his being alone, will be more narrowly watched and more readily suspected, and who cannot unite so great a mass of influence as when he is associated with others. The Decemvirs of Rome, whose name denotes their number,[3] were more to be dreaded in their usurpation than any ONE of them would have been. No person would think of proposing an Executive much more numerous than that body; from six to a dozen have been suggested for the number of the council. The extreme of these numbers, is not too great for an easy combination; and from such a combination America would have more to fear, than from the ambition of any single individual. A council to a magistrate, who is himself responsible for what he does, are generally nothing better than a clog upon his good intentions, are often the instruments and accomplices of his bad and are almost always a cloak to his faults.
2789
2790 I forbear to dwell upon the subject of expense; though it be evident that if the council should be numerous enough to answer the principal end aimed at by the institution, the salaries of the members, who must be drawn from their homes to reside at the seat of government, would form an item in the catalogue of public expenditures too serious to be incurred for an object of equivocal utility. I will only add that, prior to the appearance of the Constitution, I rarely met with an intelligent man from any of the States, who did not admit, as the result of experience, that the UNITY of the executive of this State was one of the best of the distinguishing features of our constitution.
2791
2792 4207 PUBLIUS.
2793 4208
2794 [1] New York has no council except for the single purpose of appointing to offices; New Jersey has a council whom the governor may consult. But I think, from the terms of the constitution, their resolutions do not bind him.
2795
2796 [2] De Lolme.
2797
2798 [3] Ten.
2799
2800
2801
2802
2803 4209 ## No. LXXI. - The Duration in Office of the Executive
2804 4210
2805 4211 From the New York Packet.
@@ -2811,27 +4217,34 @@
2811 4217
2812 4218 To the People of the State of New York:
2813 4219
2814 Duration in office has been mentioned as the second requisite to the energy of the Executive authority. This has relation to two objects: to the personal firmness of the executive magistrate, in the employment of his constitutional powers; and to the stability of the system of administration which may have been adopted under his auspices. With regard to the first, it must be evident, that the longer the duration in office, the greater will be the probability of obtaining so important an advantage. It is a general principle of human nature, that a man will be interested in whatever he possesses, in proportion to the firmness or precariousness of the tenure by which he holds it; will be less attached to what he holds by a momentary or uncertain title, than to what he enjoys by a durable or certain title; and, of course, will be willing to risk more for the sake of the one, than for the sake of the other. This remark is not less applicable to a political privilege, or honor, or trust, than to any article of ordinary property. The inference from it is, that a man acting in the capacity of chief magistrate, under a consciousness that in a very short time he MUST lay down his office, will be apt to feel himself too little interested in it to hazard any material censure or perplexity, from the independent exertion of his powers, or from encountering the ill-humors, however transient, which may happen to prevail, either in a considerable part of the society itself, or even in a predominant faction in the legislative body. If the case should only be, that he MIGHT lay it down, unless continued by a new choice, and if he should be desirous of being continued, his wishes, conspiring with his fears, would tend still more powerfully to corrupt his integrity, or debase his fortitude. In either case, feebleness and irresolution must be the characteristics of the station.
4220 Duration in office is the second essential element for an energetic Executive. It serves two goals: the personal firmness of the Chief Magistrate in exercising constitutional powers, and the stability of the administrative system. Longer terms increase the likelihood of achieving these advantages. It is a general principle of human nature that one attaches to what is held securely, and risks more for it than for what is precarious. This observation applies as much to political trust as to ordinary property.
2815 4221
2816 There are some who would be inclined to regard the servile pliancy of the Executive to a prevailing current, either in the community or in the legislature, as its best recommendation. But such men entertain very crude notions, as well of the purposes for which government was instituted, as of the true means by which the public happiness may be promoted. The republican principle demands that the deliberate sense of the community should govern the conduct of those to whom they intrust the management of their affairs; but it does not require an unqualified complaisance to every sudden breeze of passion, or to every transient impulse which the people may receive from the arts of men, who flatter their prejudices to betray their interests. It is a just observation, that the people commonly INTEND the PUBLIC GOOD. This often applies to their very errors. But their good sense would despise the adulator who should pretend that they always REASON RIGHT about the MEANS of promoting it. They know from experience that they sometimes err; and the wonder is that they so seldom err as they do, beset, as they continually are, by the wiles of parasites and sycophants, by the snares of the ambitious, the avaricious, the desperate, by the artifices of men who possess their confidence more than they deserve it, and of those who seek to possess rather than to deserve it. When occasions present themselves, in which the interests of the people are at variance with their inclinations, it is the duty of the persons whom they have appointed to be the guardians of those interests, to withstand the temporary delusion, in order to give them time and opportunity for more cool and sedate reflection. Instances might be cited in which a conduct of this kind has saved the people from very fatal consequences of their own mistakes, and has procured lasting monuments of their gratitude to the men who had courage and magnanimity enough to serve them at the peril of their displeasure.
4222 A Chief Magistrate conscious he must soon leave office will feel too little invested to risk criticism by exercising independent judgment. He will shrink from confronting temporary passions in society or dominant legislative factions. If he might lose re-election, his desire to remain would further corrupt his integrity. In either case, weakness and indecision define the position.
2817 4223
2818 But however inclined we might be to insist upon an unbounded complaisance in the Executive to the inclinations of the people, we can with no propriety contend for a like complaisance to the humors of the legislature. The latter may sometimes stand in opposition to the former, and at other times the people may be entirely neutral. In either supposition, it is certainly desirable that the Executive should be in a situation to dare to act his own opinion with vigor and decision.
4224 Some consider compliance with prevailing currents an Executive virtue, but they misunderstand government's purpose and the means of promoting public happiness.
2819 4225
2820 The same rule which teaches the propriety of a partition between the various branches of power, teaches us likewise that this partition ought to be so contrived as to render the one independent of the other. To what purpose separate the executive or the judiciary from the legislative, if both the executive and the judiciary are so constituted as to be at the absolute devotion of the legislative? Such a separation must be merely nominal, and incapable of producing the ends for which it was established. It is one thing to be subordinate to the laws, and another to be dependent on the legislative body. The first comports with, the last violates, the fundamental principles of good government; and, whatever may be the forms of the Constitution, unites all power in the same hands. The tendency of the legislative authority to absorb every other, has been fully displayed and illustrated by examples in some preceding numbers. In governments purely republican, this tendency is almost irresistible. The representatives of the people, in a popular assembly, seem sometimes to fancy that they are the people themselves, and betray strong symptoms of impatience and disgust at the least sign of opposition from any other quarter; as if the exercise of its rights, by either the executive or judiciary, were a breach of their privilege and an outrage to their dignity. They often appear disposed to exert an imperious control over the other departments; and as they commonly have the people on their side, they always act with such momentum as to make it very difficult for the other members of the government to maintain the balance of the Constitution.
4226 > **Quote:** "The republican principle demands that the deliberate sense of the community should govern the conduct of those to whom they intrust the management of their affairs; but it does not require an unqualified complaisance to every sudden breeze of passion, or to every transient impulse which the people may receive from the arts of men, who flatter their prejudices to betray their interests."
2821 4227
2822 It may perhaps be asked, how the shortness of the duration in office can affect the independence of the Executive on the legislature, unless the one were possessed of the power of appointing or displacing the other. One answer to this inquiry may be drawn from the principle already remarked that is, from the slender interest a man is apt to take in a short-lived advantage, and the little inducement it affords him to expose himself, on account of it, to any considerable inconvenience or hazard. Another answer, perhaps more obvious, though not more conclusive, will result from the consideration of the influence of the legislative body over the people; which might be employed to prevent the re-election of a man who, by an upright resistance to any sinister project of that body, should have made himself obnoxious to its resentment.
4228 It is just that the people usually intend the public good, even in their mistakes. But common sense despises flatterers who pretend they always reason correctly about means. They err surprisingly little, given they are constantly beset by the schemes of parasites and sycophants, the snares of the ambitious, the avaricious, and the desperate, and the artifices of men who seek their confidence only to abuse it. When the people's interests conflict with their immediate desires, guardians must resist temporary delusions, allowing time for calmer reflection.
2823 4229
2824 It may be asked also, whether a duration of four years would answer the end proposed; and if it would not, whether a less period, which would at least be recommended by greater security against ambitious designs, would not, for that reason, be preferable to a longer period, which was, at the same time, too short for the purpose of inspiring the desired firmness and independence of the magistrate.
4230 > **Quote:** "Instances might be cited in which a conduct of this kind has saved the people from very fatal consequences of their own mistakes, and has procured lasting monuments of their gratitude to the men who had courage and magnanimity enough to serve them at the peril of their displeasure."
2825 4231
2826 It cannot be affirmed, that a duration of four years, or any other limited duration, would completely answer the end proposed; but it would contribute towards it in a degree which would have a material influence upon the spirit and character of the government. Between the commencement and termination of such a period, there would always be a considerable interval, in which the prospect of annihilation would be sufficiently remote, not to have an improper effect upon the conduct of a man indued with a tolerable portion of fortitude; and in which he might reasonably promise himself, that there would be time enough before it arrived, to make the community sensible of the propriety of the measures he might incline to pursue. Though it be probable that, as he approached the moment when the public were, by a new election, to signify their sense of his conduct, his confidence, and with it his firmness, would decline; yet both the one and the other would derive support from the opportunities which his previous continuance in the station had afforded him, of establishing himself in the esteem and good-will of his constituents. He might, then, hazard with safety, in proportion to the proofs he had given of his wisdom and integrity, and to the title he had acquired to the respect and attachment of his fellow-citizens. As, on the one hand, a duration of four years will contribute to the firmness of the Executive in a sufficient degree to render it a very valuable ingredient in the composition; so, on the other, it is not enough to justify any alarm for the public liberty. If a British House of Commons, from the most feeble beginnings, FROM THE MERE POWER OF ASSENTING OR DISAGREEING TO THE IMPOSITION OF A NEW TAX, have, by rapid strides, reduced the prerogatives of the crown and the privileges of the nobility within the limits they conceived to be compatible with the principles of a free government, while they raised themselves to the rank and consequence of a coequal branch of the legislature; if they have been able, in one instance, to abolish both the royalty and the aristocracy, and to overturn all the ancient establishments, as well in the Church as State; if they have been able, on a recent occasion, to make the monarch tremble at the prospect of an innovation[1] attempted by them, what would be to be feared from an elective magistrate of four years’ duration, with the confined authorities of a President of the United States? What, but that he might be unequal to the task which the Constitution assigns him? I shall only add, that if his duration be such as to leave a doubt of his firmness, that doubt is inconsistent with a jealousy of his encroachments.
4232 While the Executive should comply with the people's deliberate sense, compliance with legislative whims is unreasonable. Whether the legislature opposes the people's will or the people are neutral, the Executive must act with vigor on his own judgment.
2827 4233
2828 PUBLIUS.
4234 The rule that demands dividing power requires each branch be independent of the others. Separation from the legislature is meaningless if the Executive and Judiciary remain submissive to it. Subordination to laws differs from dependence on the legislative body; the latter violates good government principles and concentrates power. The legislative tendency to absorb other branches is almost irresistible in republican governments. Representatives in popular assemblies often fancy themselves the people, showing impatience and disgust at any sign of opposition as if it were an outrage to their dignity. With popular support, they exert such domineering control that maintaining constitutional balance becomes very difficult.
2829 4235
2830 [1] This was the case with respect to Mr. Fox’s India bill, which was carried in the House of Commons, and rejected in the House of Lords, to the entire satisfaction, as it is said, of the people.
4236 How does a short term affect Executive independence without legislative removal power? First: one takes little interest in a short-lived advantage and risks little for it. Second: legislative influence over the people can prevent the re-election of an Executive who has resisted corrupt projects.
2831 4237
4238 Would a four-year term achieve the goal? If not, would a shorter period—offering more security against ambition—be preferable to a longer one still too short for firmness?
2832 4239
4240 A four-year term cannot perfectly achieve this goal, but would materially influence the government's spirit and character. A substantial interval exists between its start and end where departure is remote enough not to improperly influence a person of courage. He could reasonably expect time to demonstrate his policies' wisdom. Though his firmness might decline as the next election nears, it would be supported by opportunities to earn respect. He could then safely take risks proportionate to his demonstrated wisdom and integrity.
2833 4241
4242 A four-year term contributes sufficient firmness without threatening liberty. The British House of Commons began with only the power to approve taxes, yet rapidly reduced crown and nobility powers, became a legislative equal, abolished monarchy and aristocracy, and overturned Church and State. More recently, their India bill made the monarch tremble.[1] If they could do this, why fear a four-year President with limited authority? The real concern is that he might be unequal to his task. If his term is so short as to leave his firmness doubtful, that doubt itself contradicts fear of his overreach.
2834 4243
4244 PUBLIUS.
4245
4246 [1] This refers to Mr. Fox’s India bill, which passed in the House of Commons but was rejected in the House of Lords, to the general satisfaction of the people.
4247
2835 4248 ## No. LXXII. - The Same Subject Continued, and Re-Eligibility of the Executive Considered
2836 4249
2837 4250 From the New York Packet.
@@ -2843,39 +4256,44 @@
2843 4256
2844 4257 To the People of the State of New York:
2845 4258
2846 The administration of government, in its largest sense, comprehends all the operations of the body politic, whether legislative, executive, or judiciary; but in its most usual, and perhaps its most precise signification. It is limited to executive details, and falls peculiarly within the province of the executive department. The actual conduct of foreign negotiations, the preparatory plans of finance, the application and disbursement of the public moneys in conformity to the general appropriations of the legislature, the arrangement of the army and navy, the directions of the operations of war, these, and other matters of a like nature, constitute what seems to be most properly understood by the administration of government. The persons, therefore, to whose immediate management these different matters are committed, ought to be considered as the assistants or deputies of the chief magistrate, and on this account, they ought to derive their offices from his appointment, at least from his nomination, and ought to be subject to his superintendence. This view of the subject will at once suggest to us the intimate connection between the duration of the executive magistrate in office and the stability of the system of administration. To reverse and undo what has been done by a predecessor, is very often considered by a successor as the best proof he can give of his own capacity and desert; and in addition to this propensity, where the alteration has been the result of public choice, the person substituted is warranted in supposing that the dismission of his predecessor has proceeded from a dislike to his measures; and that the less he resembles him, the more he will recommend himself to the favor of his constituents. These considerations, and the influence of personal confidences and attachments, would be likely to induce every new President to promote a change of men to fill the subordinate stations; and these causes together could not fail to occasion a disgraceful and ruinous mutability in the administration of the government.
4259 Administration, in its largest sense, encompasses all government operations; however, it most precisely refers to executive details: foreign negotiations, fiscal planning, spending under legislative appropriations, military organization and direction. Those managing these matters are the chief executive's assistants, deriving their offices from his appointment and subject to his oversight. This reveals the connection between executive tenure and administrative stability. A successor naturally undoes a predecessor's work to prove competence. When leadership changes by election, the new officer assumes the public disliked his predecessor's policies and will gain favor by deviating from them. Combined with personal loyalty, this would prompt wholesale replacement of subordinates, producing shameful and destructive instability.
2847 4260
2848 With a positive duration of considerable extent, I connect the circumstance of re-eligibility. The first is necessary to give to the officer himself the inclination and the resolution to act his part well, and to the community time and leisure to observe the tendency of his measures, and thence to form an experimental estimate of their merits. The last is necessary to enable the people, when they see reason to approve of his conduct, to continue him in his station, in order to prolong the utility of his talents and virtues, and to secure to the government the advantage of permanency in a wise system of administration.
4261 I link re-eligibility with a substantial term. The term gives the official motive to perform well and the community time to judge his merits. Re-eligibility allows the people, when they approve his conduct, to retain his talents and secure a permanent, wise administration.
2849 4262
2850 Nothing appears more plausible at first sight, nor more ill-founded upon close inspection, than a scheme which in relation to the present point has had some respectable advocates, I mean that of continuing the chief magistrate in office for a certain time, and then excluding him from it, either for a limited period or forever after. This exclusion, whether temporary or perpetual, would have nearly the same effects, and these effects would be for the most part rather pernicious than salutary.
4263 Nothing seems more plausible, yet proves more baseless, than the proposal—supported by respectable men—to limit the chief executive to a single term, either for a set period or forever. Such exclusion would have nearly the same effects, generally more harmful than beneficial.
2851 4264
2852 One ill effect of the exclusion would be a diminution of the inducements to good behavior. There are few men who would not feel much less zeal in the discharge of a duty when they were conscious that the advantages of the station with which it was connected must be relinquished at a determinate period, than when they were permitted to entertain a hope of OBTAINING, by MERITING, a continuance of them. This position will not be disputed so long as it is admitted that the desire of reward is one of the strongest incentives of human conduct; or that the best security for the fidelity of mankind is to make their interests coincide with their duty. Even the love of fame, the ruling passion of the noblest minds, which would prompt a man to plan and undertake extensive and arduous enterprises for the public benefit, requiring considerable time to mature and perfect them, if he could flatter himself with the prospect of being allowed to finish what he had begun, would, on the contrary, deter him from the undertaking, when he foresaw that he must quit the scene before he could accomplish the work, and must commit that, together with his own reputation, to hands which might be unequal or unfriendly to the task. The most to be expected from the generality of men, in such a situation, is the negative merit of not doing harm, instead of the positive merit of doing good.
4265 First, exclusion reduces incentives for good behavior. Few would serve with equal zeal if advantages must be surrendered at a fixed time rather than kept by deserving them. This holds as long as we admit that reward is a powerful motivator, and that:
2853 4266
2854 Another ill effect of the exclusion would be the temptation to sordid views, to peculation, and, in some instances, to usurpation. An avaricious man, who might happen to fill the office, looking forward to a time when he must at all events yield up the emoluments he enjoyed, would feel a propensity, not easy to be resisted by such a man, to make the best use of the opportunity he enjoyed while it lasted, and might not scruple to have recourse to the most corrupt expedients to make the harvest as abundant as it was transitory; though the same man, probably, with a different prospect before him, might content himself with the regular perquisites of his situation, and might even be unwilling to risk the consequences of an abuse of his opportunities. His avarice might be a guard upon his avarice. Add to this that the same man might be vain or ambitious, as well as avaricious. And if he could expect to prolong his honors by his good conduct, he might hesitate to sacrifice his appetite for them to his appetite for gain. But with the prospect before him of approaching an inevitable annihilation, his avarice would be likely to get the victory over his caution, his vanity, or his ambition.
4267 > **Quote:** "The best security for the fidelity of mankind is to make their interests coincide with their duty."
2855 4268
2856 An ambitious man, too, when he found himself seated on the summit of his country’s honors, when he looked forward to the time at which he must descend from the exalted eminence for ever, and reflected that no exertion of merit on his part could save him from the unwelcome reverse; such a man, in such a situation, would be much more violently tempted to embrace a favorable conjuncture for attempting the prolongation of his power, at every personal hazard, than if he had the probability of answering the same end by doing his duty.
4269 > **Quote:** "Even the love of fame, the ruling passion of the noblest minds, which would prompt a man to plan and undertake extensive and arduous enterprises for the public benefit," provided he could finish them. Facing inevitable departure, he would hesitate, unwilling to commit his work and reputation to incapable or hostile hands. At most, he would achieve the negative merit of avoiding harm rather than the positive merit of doing good.
2857 4270
2858 Would it promote the peace of the community, or the stability of the government to have half a dozen men who had had credit enough to be raised to the seat of the supreme magistracy, wandering among the people like discontented ghosts, and sighing for a place which they were destined never more to possess?
4271 Second, exclusion tempts corruption. A greedy officer facing inevitable loss of income would feel strong pressure to exploit his position while it lasts, using the most corrupt methods to ensure a harvest as abundant as it is temporary. The same person, if re-eligible, might be content with regular perquisites; his avarice might even be a guard upon his avarice, as he would be unwilling to risk the consequences of abusing his office. If also vain or ambitious, he might resist sacrificing prestige for gain—unless faced with inevitable departure, when greed would triumph.
2859 4272
2860 A third ill effect of the exclusion would be, the depriving the community of the advantage of the experience gained by the chief magistrate in the exercise of his office. That experience is the parent of wisdom, is an adage the truth of which is recognized by the wisest as well as the simplest of mankind. What more desirable or more essential than this quality in the governors of nations? Where more desirable or more essential than in the first magistrate of a nation? Can it be wise to put this desirable and essential quality under the ban of the Constitution, and to declare that the moment it is acquired, its possessor shall be compelled to abandon the station in which it was acquired, and to which it is adapted? This, nevertheless, is the precise import of all those regulations which exclude men from serving their country, by the choice of their fellowcitizens, after they have by a course of service fitted themselves for doing it with a greater degree of utility.
4273 Third, an ambitious person at the peak of honors, facing an unwelcome reverse and permanent descent, would be violently tempted to seize a favorable moment to extend his power at any personal risk, rather than dutifully awaiting re-election.
2861 4274
2862 A fourth ill effect of the exclusion would be the banishing men from stations in which, in certain emergencies of the state, their presence might be of the greatest moment to the public interest or safety. There is no nation which has not, at one period or another, experienced an absolute necessity of the services of particular men in particular situations; perhaps it would not be too strong to say, to the preservation of its political existence. How unwise, therefore, must be every such self-denying ordinance as serves to prohibit a nation from making use of its own citizens in the manner best suited to its exigencies and circumstances! Without supposing the personal essentiality of the man, it is evident that a change of the chief magistrate, at the breaking out of a war, or at any similar crisis, for another, even of equal merit, would at all times be detrimental to the community, inasmuch as it would substitute inexperience to experience, and would tend to unhinge and set afloat the already settled train of the administration.
4275 Would it promote peace or stability to have several former chief executives, once raised to the highest office, wandering among the people like discontented ghosts, longing for a station they were destined never to hold again?
2863 4276
2864 A fifth ill effect of the exclusion would be, that it would operate as a constitutional interdiction of stability in the administration. By NECESSITATING a change of men, in the first office of the nation, it would necessitate a mutability of measures. It is not generally to be expected, that men will vary and measures remain uniform. The contrary is the usual course of things. And we need not be apprehensive that there will be too much stability, while there is even the option of changing; nor need we desire to prohibit the people from continuing their confidence where they think it may be safely placed, and where, by constancy on their part, they may obviate the fatal inconveniences of fluctuating councils and a variable policy.
4277 Fourth, exclusion deprives the community of executive experience.
2865 4278
2866 These are some of the disadvantages which would flow from the principle of exclusion. They apply most forcibly to the scheme of a perpetual exclusion; but when we consider that even a partial exclusion would always render the readmission of the person a remote and precarious object, the observations which have been made will apply nearly as fully to one case as to the other.
4279 > **Quote:** "That experience is the parent of wisdom, is an adage the truth of which is recognized by the wisest as well as the simplest of mankind."
2867 4280
2868 What are the advantages promised to counterbalance these disadvantages? They are represented to be: 1st, greater independence in the magistrate; 2d, greater security to the people. Unless the exclusion be perpetual, there will be no pretense to infer the first advantage. But even in that case, may he have no object beyond his present station, to which he may sacrifice his independence? May he have no connections, no friends, for whom he may sacrifice it? May he not be less willing by a firm conduct, to make personal enemies, when he acts under the impression that a time is fast approaching, on the arrival of which he not only MAY, but MUST, be exposed to their resentments, upon an equal, perhaps upon an inferior, footing? It is not an easy point to determine whether his independence would be most promoted or impaired by such an arrangement.
4281 What quality is more essential in a chief magistrate? Can it be wise for the Constitution to ban this essential quality, forcing its possessor to leave precisely when it becomes most useful? Yet this is the exact meaning of all term-limit regulations that prevent people from serving their country, after they have prepared themselves through service to do so with greater effectiveness.
2869 4282
2870 As to the second supposed advantage, there is still greater reason to entertain doubts concerning it. If the exclusion were to be perpetual, a man of irregular ambition, of whom alone there could be reason in any case to entertain apprehension, would, with infinite reluctance, yield to the necessity of taking his leave forever of a post in which his passion for power and pre-eminence had acquired the force of habit. And if he had been fortunate or adroit enough to conciliate the good-will of the people, he might induce them to consider as a very odious and unjustifiable restraint upon themselves, a provision which was calculated to debar them of the right of giving a fresh proof of their attachment to a favorite. There may be conceived circumstances in which this disgust of the people, seconding the thwarted ambition of such a favorite, might occasion greater danger to liberty, than could ever reasonably be dreaded from the possibility of a perpetuation in office, by the voluntary suffrages of the community, exercising a constitutional privilege.
4283 Fifth, exclusion removes leaders during emergencies when they might be critical. Every nation has experienced absolute need for specific individuals—perhaps for political survival. How unwise to prohibit using citizens as best suits national needs! Even without assuming one person indispensable, changing executives during war or crisis replaces experience with inexperience and disrupts established administration.
2871 4284
2872 There is an excess of refinement in the idea of disabling the people to continue in office men who had entitled themselves, in their opinion, to approbation and confidence; the advantages of which are at best speculative and equivocal, and are overbalanced by disadvantages far more certain and decisive.
4285 Sixth, exclusion would act as a constitutional ban on administrative stability. Necessitating personnel change forces policy change, since men rarely change while policies remain. We need not fear too much stability while change remains possible. Nor should we prohibit the people from continuing trust where they believe it safely placed, avoiding fatal inconsistency.
2873 4286
2874 PUBLIUS.
4287 These disadvantages apply most strongly to permanent exclusion, but even temporary exclusion makes return a remote and uncertain goal, so the observations apply nearly as much to both.
2875 4288
4289 What advantages could outweigh these? First, greater magisterial independence; second, greater security for the people. But unless exclusion is permanent, independence gains no support. Even then, might the executive not sacrifice independence for future goals, connections, or friends? Knowing he must soon face enemies on equal footing, would he not hesitate to act firmly? It is not easy to determine whether independence would be more promoted or weakened.
2876 4290
4291 The second advantage is even more doubtful. If exclusion were permanent, an unusually ambitious person—the only type to fear—would be reluctant to leave power. If he had won public goodwill, he might persuade the people that term limits insult their rights and block their attachment to a favored leader. One can imagine circumstances where this public frustration, supporting frustrated ambition, might endanger liberty more than could ever reasonably be feared from the possibility of someone staying in office through the voluntary votes of the community exercising a constitutional right.
2877 4292
4293 There is an excess of refinement in the idea of disabling the people from continuing in office men who have earned their confidence. The advantages are at best theoretical and uncertain, outweighed by far more certain and decisive disadvantages.
2878 4294
4295 PUBLIUS.
4296
2879 4297 ## No. LXXIII. - The Provision For The Support of the Executive, and the Veto Power
2880 4298
2881 4299 From the New York Packet.
@@ -2887,67 +4305,76 @@
2887 4305
2888 4306 To the People of the State of New York:
2889 4307
2890 The third ingredient towards constituting the vigor of the executive authority, is an adequate provision for its support. It is evident that, without proper attention to this article, the separation of the executive from the legislative department would be merely nominal and nugatory. The legislature, with a discretionary power over the salary and emoluments of the Chief Magistrate, could render him as obsequious to their will as they might think proper to make him. They might, in most cases, either reduce him by famine, or tempt him by largesses, to surrender at discretion his judgment to their inclinations. These expressions, taken in all the latitude of the terms, would no doubt convey more than is intended. There are men who could neither be distressed nor won into a sacrifice of their duty; but this stern virtue is the growth of few soils; and in the main it will be found that a power over a man’s support is a power over his will. If it were necessary to confirm so plain a truth by facts, examples would not be wanting, even in this country, of the intimidation or seduction of the Executive by the terrors or allurements of the pecuniary arrangements of the legislative body.
4308 The third requirement for a vigorous executive is adequate financial support. Without it, the separation of the executive from the legislative department would be merely nominal and nugatory. If the legislature controlled the President's salary, they could make him submissive—starving him into compliance or tempting him with rewards. While some men possess a virtue that cannot be corrupted, this stern virtue is the growth of few soils; for most, a power over a man’s support is a power over his will.
2891 4309
2892 It is not easy, therefore, to commend too highly the judicious attention which has been paid to this subject in the proposed Constitution. It is there provided that “The President of the United States shall, at stated times, receive for his services a compensation WHICH SHALL NEITHER BE INCREASED NOR DIMINISHED DURING THE PERIOD FOR WHICH HE SHALL HAVE BEEN ELECTED; and he SHALL NOT RECEIVE WITHIN THAT PERIOD ANY OTHER EMOLUMENT from the United States, or any of them.” It is impossible to imagine any provision which would have been more eligible than this. The legislature, on the appointment of a President, is once for all to declare what shall be the compensation for his services during the time for which he shall have been elected. This done, they will have no power to alter it, either by increase or diminution, till a new period of service by a new election commences. They can neither weaken his fortitude by operating on his necessities, nor corrupt his integrity by appealing to his avarice. Neither the Union, nor any of its members, will be at liberty to give, nor will he be at liberty to receive, any other emolument than that which may have been determined by the first act. He can, of course, have no pecuniary inducement to renounce or desert the independence intended for him by the Constitution.
4310 > **Quote:** "In the main it will be found that a power over a man's support is a power over his will."
2893 4311
2894 The last of the requisites to energy, which have been enumerated, are competent powers. Let us proceed to consider those which are proposed to be vested in the President of the United States.
4312 The truth is obvious and examples of executive intimidation by legislative financial control abound even in this country.
2895 4313
2896 The first thing that offers itself to our observation, is the qualified negative of the President upon the acts or resolutions of the two houses of the legislature; or, in other words, his power of returning all bills with objections, to have the effect of preventing their becoming laws, unless they should afterwards be ratified by two thirds of each of the component members of the legislative body.
4314 The proposed Constitution addresses this wisely:
2897 4315
2898 The propensity of the legislative department to intrude upon the rights, and to absorb the powers, of the other departments, has been already suggested and repeated; the insufficiency of a mere parchment delineation of the boundaries of each, has also been remarked upon; and the necessity of furnishing each with constitutional arms for its own defense, has been inferred and proved. From these clear and indubitable principles results the propriety of a negative, either absolute or qualified, in the Executive, upon the acts of the legislative branches. Without the one or the other, the former would be absolutely unable to defend himself against the depredations of the latter. He might gradually be stripped of his authorities by successive resolutions, or annihilated by a single vote. And in the one mode or the other, the legislative and executive powers might speedily come to be blended in the same hands. If even no propensity had ever discovered itself in the legislative body to invade the rights of the Executive, the rules of just reasoning and theoretic propriety would of themselves teach us, that the one ought not to be left to the mercy of the other, but ought to possess a constitutional and effectual power of selfdefense.
4316 > **Quote:** "The President of the United States shall, at stated times, receive for his services a compensation WHICH SHALL NEITHER BE INCREASED NOR DIMINISHED DURING THE PERIOD FOR WHICH HE SHALL HAVE BEEN ELECTED; and he SHALL NOT RECEIVE WITHIN THAT PERIOD ANY OTHER EMOLUMENT from the United States, or any of them."
2899 4317
2900 But the power in question has a further use. It not only serves as a shield to the Executive, but it furnishes an additional security against the enaction of improper laws. It establishes a salutary check upon the legislative body, calculated to guard the community against the effects of faction, precipitancy, or of any impulse unfriendly to the public good, which may happen to influence a majority of that body.
4318 This provision is ideal. The legislature sets the President's compensation for his entire term, with no power to alter it until a new term begins. They cannot exploit his needs or corrupt him with additional rewards. He has no financial incentive to abandon his constitutional independence.
2901 4319
2902 The propriety of a negative has, upon some occasions, been combated by an observation, that it was not to be presumed a single man would possess more virtue and wisdom than a number of men; and that unless this presumption should be entertained, it would be improper to give the executive magistrate any species of control over the legislative body.
4320 The final requirement for an energetic executive is adequate power. The first is the President's limited veto, allowing him to return bills with objections, preventing them from becoming law unless ratified by two-thirds of each house.
2903 4321
2904 But this observation, when examined, will appear rather specious than solid. The propriety of the thing does not turn upon the supposition of superior wisdom or virtue in the Executive, but upon the supposition that the legislature will not be infallible; that the love of power may sometimes betray it into a disposition to encroach upon the rights of other members of the government; that a spirit of faction may sometimes pervert its deliberations; that impressions of the moment may sometimes hurry it into measures which itself, on maturer reflexion, would condemn. The primary inducement to conferring the power in question upon the Executive is, to enable him to defend himself; the secondary one is to increase the chances in favor of the community against the passing of bad laws, through haste, inadvertence, or design. The oftener the measure is brought under examination, the greater the diversity in the situations of those who are to examine it, the less must be the danger of those errors which flow from want of due deliberation, or of those missteps which proceed from the contagion of some common passion or interest. It is far less probable, that culpable views of any kind should infect all the parts of the government at the same moment and in relation to the same object, than that they should by turns govern and mislead every one of them.
4322 The legislature's tendency to absorb other branches' powers is well-established. The insufficiency of a mere parchment delineation of boundaries has already been noted; each branch needs constitutional tools for self-defense. The Executive therefore needs a veto—without it, he could be stripped of authority by resolution or eliminated by a single vote, concentrating all power in the legislature.
2905 4323
2906 It may perhaps be said that the power of preventing bad laws includes that of preventing good ones; and may be used to the one purpose as well as to the other. But this objection will have little weight with those who can properly estimate the mischiefs of that inconstancy and mutability in the laws, which form the greatest blemish in the character and genius of our governments. They will consider every institution calculated to restrain the excess of law-making, and to keep things in the same state in which they happen to be at any given period, as much more likely to do good than harm; because it is favorable to greater stability in the system of legislation. The injury which may possibly be done by defeating a few good laws, will be amply compensated by the advantage of preventing a number of bad ones.
4324 > **Quote:** "He might gradually be stripped of his authorities by successive resolutions, or annihilated by a single vote."
2907 4325
2908 Nor is this all. The superior weight and influence of the legislative body in a free government, and the hazard to the Executive in a trial of strength with that body, afford a satisfactory security that the negative would generally be employed with great caution; and there would oftener be room for a charge of timidity than of rashness in the exercise of it. A king of Great Britain, with all his train of sovereign attributes, and with all the influence he draws from a thousand sources, would, at this day, hesitate to put a negative upon the joint resolutions of the two houses of Parliament. He would not fail to exert the utmost resources of that influence to strangle a measure disagreeable to him, in its progress to the throne, to avoid being reduced to the dilemma of permitting it to take effect, or of risking the displeasure of the nation by an opposition to the sense of the legislative body. Nor is it probable, that he would ultimately venture to exert his prerogatives, but in a case of manifest propriety, or extreme necessity. All well-informed men in that kingdom will accede to the justness of this remark. A very considerable period has elapsed since the negative of the crown has been exercised.
4326 The veto also provides security against improper laws, checking the legislature's haste, inadvertence, or design against the public good. More review from diverse perspectives reduces error.
2909 4327
2910 If a magistrate so powerful and so well fortified as a British monarch, would have scruples about the exercise of the power under consideration, how much greater caution may be reasonably expected in a President of the United States, clothed for the short period of four years with the executive authority of a government wholly and purely republican?
4328 Some challenge the veto, arguing one man cannot be wiser than many. But this misses the point: the veto assumes the legislature is fallible, subject to powerlust, faction, and rash emotion. Its primary purpose is executive self-defense; its secondary purpose is protecting the public. Corrupt views are less likely to infect all branches simultaneously than to mislead each separately.
2911 4329
2912 It is evident that there would be greater danger of his not using his power when necessary, than of his using it too often, or too much. An argument, indeed, against its expediency, has been drawn from this very source. It has been represented, on this account, as a power odious in appearance, useless in practice. But it will not follow, that because it might be rarely exercised, it would never be exercised. In the case for which it is chiefly designed, that of an immediate attack upon the constitutional rights of the Executive, or in a case in which the public good was evidently and palpably sacrificed, a man of tolerable firmness would avail himself of his constitutional means of defense, and would listen to the admonitions of duty and responsibility. In the former supposition, his fortitude would be stimulated by his immediate interest in the power of his office; in the latter, by the probability of the sanction of his constituents, who, though they would naturally incline to the legislative body in a doubtful case, would hardly suffer their partiality to delude them in a very plain case. I speak now with an eye to a magistrate possessing only a common share of firmness. There are men who, under any circumstances, will have the courage to do their duty at every hazard.
4330 It may be argued that the veto could prevent good laws as well as bad. But those who understand the damage caused by constant legal instability see a check on excessive lawmaking as more beneficial than harmful.
2913 4331
2914 But the convention have pursued a mean in this business, which will both facilitate the exercise of the power vested in this respect in the executive magistrate, and make its efficacy to depend on the sense of a considerable part of the legislative body. Instead of an absolute negative, it is proposed to give the Executive the qualified negative already described. This is a power which would be much more readily exercised than the other. A man who might be afraid to defeat a law by his single VETO, might not scruple to return it for reconsideration; subject to being finally rejected only in the event of more than one third of each house concurring in the sufficiency of his objections. He would be encouraged by the reflection, that if his opposition should prevail, it would embark in it a very respectable proportion of the legislative body, whose influence would be united with his in supporting the propriety of his conduct in the public opinion. A direct and categorical negative has something in the appearance of it more harsh, and more apt to irritate, than the mere suggestion of argumentative objections to be approved or disapproved by those to whom they are addressed. In proportion as it would be less apt to offend, it would be more apt to be exercised; and for this very reason, it may in practice be found more effectual. It is to be hoped that it will not often happen that improper views will govern so large a proportion as two thirds of both branches of the legislature at the same time; and this, too, in spite of the counterposing weight of the Executive. It is at any rate far less probable that this should be the case, than that such views should taint the resolutions and conduct of a bare majority. A power of this nature in the Executive, will often have a silent and unperceived, though forcible, operation. When men, engaged in unjustifiable pursuits, are aware that obstructions may come from a quarter which they cannot control, they will often be restrained by the bare apprehension of opposition, from doing what they would with eagerness rush into, if no such external impediments were to be feared.
4332 > **Quote:** "The injury which may possibly be done by defeating a few good laws, will be amply compensated by the advantage of preventing a number of bad ones."
2915 4333
2916 This qualified negative, as has been elsewhere remarked, is in this State vested in a council, consisting of the governor, with the chancellor and judges of the Supreme Court, or any two of them. It has been freely employed upon a variety of occasions, and frequently with success. And its utility has become so apparent, that persons who, in compiling the Constitution, were violent opposers of it, have from experience become its declared admirers.[1]
4334 A President would use the veto cautiously. The British King, with his vast influence, hesitates to veto Parliament, preferring to kill measures quietly. He hasn't exercised his veto in ages. A U.S. President, serving only four years in a republic, would be even more cautious—yet the power remains vital when truly needed.
2917 4335
2918 I have in another place remarked, that the convention, in the formation of this part of their plan, had departed from the model of the constitution of this State, in favor of that of Massachusetts. Two strong reasons may be imagined for this preference. One is that the judges, who are to be the interpreters of the law, might receive an improper bias, from having given a previous opinion in their revisionary capacities; the other is that by being often associated with the Executive, they might be induced to embark too far in the political views of that magistrate, and thus a dangerous combination might by degrees be cemented between the executive and judiciary departments. It is impossible to keep the judges too distinct from every other avocation than that of expounding the laws. It is peculiarly dangerous to place them in a situation to be either corrupted or influenced by the Executive.
4336 The convention chose a limited veto over absolute. A President might fear to kill a law outright but would hesitate less to return it for reconsideration, knowing it fails only if two-thirds disagree. Success would involve respectable legislative support, justifying his conduct publicly. This makes the veto more usable and thus more effective. The mere possibility of opposition restrains unjustifiable pursuits.
2919 4337
2920 PUBLIUS.
4338 > **Quote:** "A power of this nature in the Executive, will often have a silent and unperceived, though forcible, operation."
2921 4339
2922 [1] Mr. Abraham Yates, a warm opponent of the plan of the convention is of this number.
4340 This limited veto, held in New York by a council of governor, chancellor, and judges (or any two), has proven useful. Even opponents like Abraham Yates[1] became admirers through experience.
2923 4341
4342 [1] Mr. Abraham Yates, a warm opponent of the plan of the convention, is of this number.
2924 4343
4344 The convention followed Massachusetts rather than New York. Two reasons: judges interpreting laws might be biased if they already reviewed them, and association with the Executive could create a dangerous alliance. Judges must remain separate, especially from executive influence.
2925 4345
4346 PUBLIUS.
2926 4347
2927 4348 ## No. LXXIV. - The Command of the Military and Naval Forces, and the Pardoning Power of the Executive
2928 4349
2929 From the New York Packet.
4350 **From the New York Packet**
2930 4351
2931 Tuesday, March 25, 1788.
4352 **Tuesday, March 25, 1788**
2932 4353
2933 HAMILTON
4354 **HAMILTON**
2934 4355
4356 **To the People of the State of New York:**
2935 4357
2936 To the People of the State of New York:
4358 The President is to be “commander-in-chief of the army and navy of the United States, and of the militia of the several States WHEN CALLED INTO THE ACTUAL SERVICE of the United States.” This provision is self-evident and consistent with state constitutions. Even states that otherwise coupled the chief magistrate with a council have concentrated military authority in him alone, for war management uniquely demands those qualities characteristic of single-handed power.
2937 4359
2938 The President of the United States is to be “commander-in-chief of the army and navy of the United States, and of the militia of the several States WHEN CALLED INTO THE ACTUAL SERVICE of the United States.” The propriety of this provision is so evident in itself, and it is, at the same time, so consonant to the precedents of the State constitutions in general, that little need be said to explain or enforce it. Even those of them which have, in other respects, coupled the chief magistrate with a council, have for the most part concentrated the military authority in him alone. Of all the cares or concerns of government, the direction of war most peculiarly demands those qualities which distinguish the exercise of power by a single hand. The direction of war implies the direction of the common strength; and the power of directing and employing the common strength, forms a usual and essential part in the definition of the executive authority.
4360 > **Quote:** "The direction of war implies the direction of the common strength; and the power of directing and employing the common strength, forms a usual and essential part in the definition of the executive authority."
2939 4361
2940 “The President may require the opinion, in writing, of the principal officer in each of the executive departments, upon any subject relating to the duties of their respective officers.” This I consider as a mere redundancy in the plan, as the right for which it provides would result of itself from the office.
4362 "The President may require the written opinion of principal officers in the executive departments on matters relating to their duties." I consider this redundant, as the right naturally follows from the office itself.
2941 4363
2942 He is also to be authorized to grant “reprieves and pardons for offenses against the United States, EXCEPT IN CASES OF IMPEACHMENT.” Humanity and good policy conspire to dictate, that the benign prerogative of pardoning should be as little as possible fettered or embarrassed. The criminal code of every country partakes so much of necessary severity, that without an easy access to exceptions in favor of unfortunate guilt, justice would wear a countenance too sanguinary and cruel. As the sense of responsibility is always strongest, in proportion as it is undivided, it may be inferred that a single man would be most ready to attend to the force of those motives which might plead for a mitigation of the rigor of the law, and least apt to yield to considerations which were calculated to shelter a fit object of its vengeance. The reflection that the fate of a fellow-creature depended on his sole fiat, would naturally inspire scrupulousness and caution; the dread of being accused of weakness or connivance, would beget equal circumspection, though of a different kind. On the other hand, as men generally derive confidence from their numbers, they might often encourage each other in an act of obduracy, and might be less sensible to the apprehension of suspicion or censure for an injudicious or affected clemency. On these accounts, one man appears to be a more eligible dispenser of the mercy of government, than a body of men.
4364 The President may grant “reprieves and pardons for offenses against the United States, EXCEPT IN CASES OF IMPEACHMENT.” Humanity and sound policy suggest this benevolent prerogative should be as unrestricted as possible. Every criminal code contains necessary severity; without easy exceptions for guilt tempered by misfortune,
2943 4365
2944 The expediency of vesting the power of pardoning in the President has, if I mistake not, been only contested in relation to the crime of treason. This, it has been urged, ought to have depended upon the assent of one, or both, of the branches of the legislative body. I shall not deny that there are strong reasons to be assigned for requiring in this particular the concurrence of that body, or of a part of it. As treason is a crime levelled at the immediate being of the society, when the laws have once ascertained the guilt of the offender, there seems a fitness in referring the expediency of an act of mercy towards him to the judgment of the legislature. And this ought the rather to be the case, as the supposition of the connivance of the Chief Magistrate ought not to be entirely excluded. But there are also strong objections to such a plan. It is not to be doubted, that a single man of prudence and good sense is better fitted, in delicate conjunctures, to balance the motives which may plead for and against the remission of the punishment, than any numerous body whatever. It deserves particular attention, that treason will often be connected with seditions which embrace a large proportion of the community; as lately happened in Massachusetts. In every such case, we might expect to see the representation of the people tainted with the same spirit which had given birth to the offense. And when parties were pretty equally matched, the secret sympathy of the friends and favorers of the condemned person, availing itself of the good-nature and weakness of others, might frequently bestow impunity where the terror of an example was necessary. On the other hand, when the sedition had proceeded from causes which had inflamed the resentments of the major party, they might often be found obstinate and inexorable, when policy demanded a conduct of forbearance and clemency. But the principal argument for reposing the power of pardoning in this case to the Chief Magistrate is this: in seasons of insurrection or rebellion, there are often critical moments, when a welltimed offer of pardon to the insurgents or rebels may restore the tranquillity of the commonwealth; and which, if suffered to pass unimproved, it may never be possible afterwards to recall. The dilatory process of convening the legislature, or one of its branches, for the purpose of obtaining its sanction to the measure, would frequently be the occasion of letting slip the golden opportunity. The loss of a week, a day, an hour, may sometimes be fatal. If it should be observed, that a discretionary power, with a view to such contingencies, might be occasionally conferred upon the President, it may be answered in the first place, that it is questionable, whether, in a limited Constitution, that power could be delegated by law; and in the second place, that it would generally be impolitic beforehand to take any step which might hold out the prospect of impunity. A proceeding of this kind, out of the usual course, would be likely to be construed into an argument of timidity or of weakness, and would have a tendency to embolden guilt.
4366 > **Quote:** "justice would wear a countenance too sanguinary and cruel."
2945 4367
2946 PUBLIUS.
4368 Undivided responsibility is strongest, so a single man would most carefully weigh motives for mitigating the rigor of the law, while avoiding considerations that might shelter the truly guilty. The reflection that the fate of a fellow-creature depends on his sole fiat would naturally inspire scrupulousness and caution; the dread of appearing weak or collusive creates equal, if different, circumspection. Conversely, a group might encourage each other's stubbornness and be less sensitive to criticism for unwise mercy. For these reasons, one man seems a better dispenser of the government's mercy than a body.
2947 4369
4370 The pardoning power has only been contested regarding treason, where some argue legislative consent should be required. I grant there are strong reasons: treason is a crime leveled at the immediate being of society, and once guilt is established, mercy might fittingly be referred to the legislature—especially given the possibility of executive involvement.
2948 4371
4372 But there are strong objections. A single man of prudence is better suited than any assembly to balance delicate motives for forgiveness. Treason often connects with uprisings involving large community portions, as in Shays' Rebellion. In such cases, representatives may be infected with the same rebellious spirit. When parties are evenly matched, the condemned's friends and supporters might exploit others' good nature to grant immunity where harsh example is needed. Conversely, when rebellion angers the majority, they may prove stubborn and relentless when policy demands restraint and mercy.
2949 4373
4374 The principal argument is this: during seasons of insurrection or rebellion, critical moments arise when a timely pardon may restore peace; once lost, such moments may never return. The slow process of convening the legislature or one of its branches would frequently let this golden opportunity slip. The loss of a week, a day, or even an hour can be fatal. If discretionary power were suggested for such emergencies, I answer: first, it is questionable whether a limited Constitution could legally delegate it; second, it would be unwise to suggest prospect of immunity beforehand, as such an unusual proceeding would signal fear or weakness and embolden the guilty.
2950 4375
4376 PUBLIUS.
4377
2951 4378 ## No. LXXV. - The Treaty-Making Power of the Executive
2952 4379
2953 4380 For the Independent Journal.
@@ -2957,27 +4384,28 @@
2957 4384
2958 4385 To the People of the State of New York:
2959 4386
2960 The President is to have power, “by and with the advice and consent of the Senate, to make treaties, provided two thirds of the senators present concur.”
4387 > **Quote:** "The President is to have power, “by and with the advice and consent of the Senate, to make treaties, provided two thirds of the senators present concur.”"
2961 4388
2962 Though this provision has been assailed, on different grounds, with no small degree of vehemence, I scruple not to declare my firm persuasion, that it is one of the best digested and most unexceptionable parts of the plan. One ground of objection is the trite topic of the intermixture of powers; some contending that the President ought alone to possess the power of making treaties; others, that it ought to have been exclusively deposited in the Senate. Another source of objection is derived from the small number of persons by whom a treaty may be made. Of those who espouse this objection, a part are of opinion that the House of Representatives ought to have been associated in the business, while another part seem to think that nothing more was necessary than to have substituted two thirds of ALL the members of the Senate, to two thirds of the members PRESENT. As I flatter myself the observations made in a preceding number upon this part of the plan must have sufficed to place it, to a discerning eye, in a very favorable light, I shall here content myself with offering only some supplementary remarks, principally with a view to the objections which have been just stated.
4389 This provision has been attacked from various angles with considerable intensity, yet I do not hesitate to declare my firm conviction that it is among the most well-considered and least objectionable parts of the plan. One ground for objection is the intermixture of powers: some would give the power solely to the President, others exclusively to the Senate. Another stems from the small number involved: some would include the House of Representatives, while others would require two-thirds of ALL senators rather than two-thirds of those PRESENT. Since previous observations have placed this provision in a favorable light, I will limit myself to supplementary remarks on these objections.
2963 4390
2964 With regard to the intermixture of powers, I shall rely upon the explanations already given in other places, of the true sense of the rule upon which that objection is founded; and shall take it for granted, as an inference from them, that the union of the Executive with the Senate, in the article of treaties, is no infringement of that rule. I venture to add, that the particular nature of the power of making treaties indicates a peculiar propriety in that union. Though several writers on the subject of government place that power in the class of executive authorities, yet this is evidently an arbitrary disposition; for if we attend carefully to its operation, it will be found to partake more of the legislative than of the executive character, though it does not seem strictly to fall within the definition of either of them. The essence of the legislative authority is to enact laws, or, in other words, to prescribe rules for the regulation of the society; while the execution of the laws, and the employment of the common strength, either for this purpose or for the common defense, seem to comprise all the functions of the executive magistrate. The power of making treaties is, plainly, neither the one nor the other. It relates neither to the execution of the subsisting laws, nor to the enaction of new ones; and still less to an exertion of the common strength. Its objects are CONTRACTS with foreign nations, which have the force of law, but derive it from the obligations of good faith. They are not rules prescribed by the sovereign to the subject, but agreements between sovereign and sovereign. The power in question seems therefore to form a distinct department, and to belong, properly, neither to the legislative nor to the executive. The qualities elsewhere detailed as indispensable in the management of foreign negotiations, point out the Executive as the most fit agent in those transactions; while the vast importance of the trust, and the operation of treaties as laws, plead strongly for the participation of the whole or a portion of the legislative body in the office of making them.
4391 Regarding intermixture of powers, I rely on previous explanations about the true meaning of that rule and assume, as an inference, that uniting Executive and Senate does not violate it. I would add that the nature of treaty-making makes this union particularly appropriate. Though some writers categorize this power as executive, this is arbitrary. Careful examination shows it shares more characteristics with legislative than executive power, though it fits neither strictly. Legislative authority enacts laws—prescribing rules for society. Executive functions involve executing laws and directing national strength. Treaty-making is neither: its objects are CONTRACTS with foreign nations, which have the force of law but derive from good faith, not sovereign imposition.
2965 4392
2966 However proper or safe it may be in governments where the executive magistrate is an hereditary monarch, to commit to him the entire power of making treaties, it would be utterly unsafe and improper to intrust that power to an elective magistrate of four years’ duration. It has been remarked, upon another occasion, and the remark is unquestionably just, that an hereditary monarch, though often the oppressor of his people, has personally too much stake in the government to be in any material danger of being corrupted by foreign powers. But a man raised from the station of a private citizen to the rank of chief magistrate, possessed of a moderate or slender fortune, and looking forward to a period not very remote when he may probably be obliged to return to the station from which he was taken, might sometimes be under temptations to sacrifice his duty to his interest, which it would require superlative virtue to withstand. An avaricious man might be tempted to betray the interests of the state to the acquisition of wealth. An ambitious man might make his own aggrandizement, by the aid of a foreign power, the price of his treachery to his constituents. The history of human conduct does not warrant that exalted opinion of human virtue which would make it wise in a nation to commit interests of so delicate and momentous a kind, as those which concern its intercourse with the rest of the world, to the sole disposal of a magistrate created and circumstanced as would be a President of the United States.
4393 > **Quote:** “They are not rules prescribed by the sovereign to the subject, but agreements between sovereign and sovereign.”
2967 4394
2968 To have intrusted the power of making treaties to the Senate alone, would have been to relinquish the benefits of the constitutional agency of the President in the conduct of foreign negotiations. It is true that the Senate would, in that case, have the option of employing him in this capacity, but they would also have the option of letting it alone, and pique or cabal might induce the latter rather than the former. Besides this, the ministerial servant of the Senate could not be expected to enjoy the confidence and respect of foreign powers in the same degree with the constitutional representatives of the nation, and, of course, would not be able to act with an equal degree of weight or efficacy. While the Union would, from this cause, lose a considerable advantage in the management of its external concerns, the people would lose the additional security which would result from the co-operation of the Executive. Though it would be imprudent to confide in him solely so important a trust, yet it cannot be doubted that his participation would materially add to the safety of the society. It must indeed be clear to a demonstration that the joint possession of the power in question, by the President and Senate, would afford a greater prospect of security, than the separate possession of it by either of them. And whoever has maturely weighed the circumstances which must concur in the appointment of a President, will be satisfied that the office will always bid fair to be filled by men of such characters as to render their concurrence in the formation of treaties peculiarly desirable, as well on the score of wisdom, as on that of integrity.
4395 This power forms a distinct department, belonging strictly to neither branch. The qualities essential for foreign negotiations point to the Executive as the most suitable agent, while the immense importance of treaties and their function as laws argue strongly for legislative participation.
2969 4396
2970 The remarks made in a former number, which have been alluded to in another part of this paper, will apply with conclusive force against the admission of the House of Representatives to a share in the formation of treaties. The fluctuating and, taking its future increase into the account, the multitudinous composition of that body, forbid us to expect in it those qualities which are essential to the proper execution of such a trust. Accurate and comprehensive knowledge of foreign politics; a steady and systematic adherence to the same views; a nice and uniform sensibility to national character; decision, SECRECY, and despatch, are incompatible with the genius of a body so variable and so numerous. The very complication of the business, by introducing a necessity of the concurrence of so many different bodies, would of itself afford a solid objection. The greater frequency of the calls upon the House of Representatives, and the greater length of time which it would often be necessary to keep them together when convened, to obtain their sanction in the progressive stages of a treaty, would be a source of so great inconvenience and expense as alone ought to condemn the project.
4397 While it might be safe to give a hereditary monarch sole treaty power, it would be entirely unsafe to entrust it to a four-year elected President. A hereditary monarch, though often an oppressor, has too much personal stake in government to be significantly corrupted by foreign powers. But a man raised from private citizen to chief magistrate, perhaps modest in fortune and soon returning to private life, might face temptations requiring superlative virtue to withstand. Greed might tempt him to betray state interests for wealth; ambition might make his own advancement, aided by foreign power, the price of betrayal. Human history does not justify so high an opinion of virtue that we should leave momentous international interests to a President's sole discretion.
2971 4398
2972 The only objection which remains to be canvassed, is that which would substitute the proportion of two thirds of all the members composing the senatorial body, to that of two thirds of the members PRESENT. It has been shown, under the second head of our inquiries, that all provisions which require more than the majority of any body to its resolutions, have a direct tendency to embarrass the operations of the government, and an indirect one to subject the sense of the majority to that of the minority. This consideration seems sufficient to determine our opinion, that the convention have gone as far in the endeavor to secure the advantage of numbers in the formation of treaties as could have been reconciled either with the activity of the public councils or with a reasonable regard to the major sense of the community. If two thirds of the whole number of members had been required, it would, in many cases, from the non-attendance of a part, amount in practice to a necessity of unanimity. And the history of every political establishment in which this principle has prevailed, is a history of impotence, perplexity, and disorder. Proofs of this position might be adduced from the examples of the Roman Tribuneship, the Polish Diet, and the States-General of the Netherlands, did not an example at home render foreign precedents unnecessary.
4399 Entrusting treaty power to the Senate alone would forfeit the President's constitutional role in foreign negotiations. The Senate might employ him, but pique or cabal might lead them to exclude him. Moreover, a mere servant of the Senate could not command the confidence and respect from foreign powers that the constitutional representative of the nation would, and would therefore act with less influence and effectiveness. The Union would lose a significant advantage, and the people would lose the additional security of Executive cooperation. While trusting him alone would be unwise, his participation significantly increases societal safety. Indeed, joint possession of this power offers greater security than either branch holding it alone. Anyone who has considered presidential appointments will be convinced the office will likely be filled by individuals whose character makes their involvement highly desirable for both wisdom and integrity.
2973 4400
2974 To require a fixed proportion of the whole body would not, in all probability, contribute to the advantages of a numerous agency, better then merely to require a proportion of the attending members. The former, by making a determinate number at all times requisite to a resolution, diminishes the motives to punctual attendance. The latter, by making the capacity of the body to depend on a PROPORTION which may be varied by the absence or presence of a single member, has the contrary effect. And as, by promoting punctuality, it tends to keep the body complete, there is great likelihood that its resolutions would generally be dictated by as great a number in this case as in the other; while there would be much fewer occasions of delay. It ought not to be forgotten that, under the existing Confederation, two members MAY, and usually DO, represent a State; whence it happens that Congress, who now are solely invested with ALL THE POWERS of the Union, rarely consist of a greater number of persons than would compose the intended Senate. If we add to this, that as the members vote by States, and that where there is only a single member present from a State, his vote is lost, it will justify a supposition that the active voices in the Senate, where the members are to vote individually, would rarely fall short in number of the active voices in the existing Congress. When, in addition to these considerations, we take into view the co-operation of the President, we shall not hesitate to infer that the people of America would have greater security against an improper use of the power of making treaties, under the new Constitution, than they now enjoy under the Confederation. And when we proceed still one step further, and look forward to the probable augmentation of the Senate, by the erection of new States, we shall not only perceive ample ground of confidence in the sufficiency of the members to whose agency that power will be intrusted, but we shall probably be led to conclude that a body more numerous than the Senate would be likely to become, would be very little fit for the proper discharge of the trust.
4401 Previous remarks apply with decisive force against involving the House of Representatives. Its fluctuating and—considering future growth—numerous composition prevents it from possessing essential qualities: accurate knowledge of foreign politics, steady adherence to goals, uniform sensibility to national character, and ability to act with decisiveness, SECRECY, and speed. These are incompatible with so large and variable a body. The complexity of requiring agreement from so many bodies would itself be a major objection. The frequent sessions and extended time needed for approval would cause such inconvenience and expense that this alone should disqualify the idea.
2975 4402
2976 PUBLIUS.
4403 The remaining objection is requiring two-thirds of ALL senators rather than two-thirds of those PRESENT. Any rule requiring more than simple majority tends to hamper operations and subject majority will to minority. The convention went as far as possible to secure the benefit of numbers without sacrificing efficiency. If two-thirds of total membership were required, absences would often necessitate near-unanimity. Every political system with this principle has a history of impotence, perplexity, and disorder—examples could be drawn from the Roman Tribuneship, Polish Diet, and States-General of the Netherlands, but local examples make foreign ones unnecessary.
2977 4404
4405 Requiring a fixed proportion of the entire body would not contribute more benefits than requiring a proportion of those attending. The former reduces incentive for attendance by making a set number necessary. The latter, by making action depend on a PROPORTION that changes with each member's presence or absence, encourages punctuality and keeps the body full. Decisions would likely involve as many people with far fewer delays. Moreover, under the Confederation, two members MAY, and usually DO, represent a State. Consequently, Congress—which currently holds ALL THE POWERS of the Union—rarely has more members than the proposed Senate will. Since members now vote by state and a state's vote is lost if only one member is present, the number of active Senate votes (where members vote individually) will rarely fall below current Congressional votes. Adding Presidential cooperation, we can confidently conclude that Americans will have greater security against treaty-making misuse under the new Constitution than under the Confederation. And as the Senate grows with new states, we will find ample reason to trust its size, while likely concluding that any larger body would be poorly suited for this responsibility.
2978 4406
4407 PUBLIUS.
2979 4408
2980
2981 4409 ## No. LXXVI. - The Appointing Power of the Executive
2982 4410
2983 4411 From the New York Packet.
@@ -2989,33 +4417,42 @@
2989 4417
2990 4418 To the People of the State of New York:
2991 4419
2992 The President is “to NOMINATE, and, by and with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States whose appointments are not otherwise provided for in the Constitution. But the Congress may by law vest the appointment of such inferior officers as they think proper, in the President alone, or in the courts of law, or in the heads of departments. The President shall have power to fill up ALL VACANCIES which may happen DURING THE RECESS OF THE SENATE, by granting commissions which shall EXPIRE at the end of their next session.”
4420 > **Quote:** "The President is “to NOMINATE, and, by and with the advice and consent of the Senate, to appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States whose appointments are not otherwise provided for in the Constitution. But the Congress may by law vest the appointment of such inferior officers as they think proper, in the President alone, or in the courts of law, or in the heads of departments. The President shall have power to fill up ALL VACANCIES which may happen DURING THE RECESS OF THE SENATE, by granting commissions which shall EXPIRE at the end of their next session.”"
2993 4421
2994 It has been observed in a former paper, that “the true test of a good government is its aptitude and tendency to produce a good administration.” If the justness of this observation be admitted, the mode of appointing the officers of the United States contained in the foregoing clauses, must, when examined, be allowed to be entitled to particular commendation. It is not easy to conceive a plan better calculated than this to promote a judicious choice of men for filling the offices of the Union; and it will not need proof, that on this point must essentially depend the character of its administration.
4422 A previous essay observed that
2995 4423
2996 It will be agreed on all hands, that the power of appointment, in ordinary cases, ought to be modified in one of three ways. It ought either to be vested in a single man, or in a SELECT assembly of a moderate number; or in a single man, with the concurrence of such an assembly. The exercise of it by the people at large will be readily admitted to be impracticable; as waiving every other consideration, it would leave them little time to do anything else. When, therefore, mention is made in the subsequent reasonings of an assembly or body of men, what is said must be understood to relate to a select body or assembly, of the description already given. The people collectively, from their number and from their dispersed situation, cannot be regulated in their movements by that systematic spirit of cabal and intrigue, which will be urged as the chief objections to reposing the power in question in a body of men.
4424 > **Quote:** "the true test of a good government is its aptitude and tendency to produce a good administration."
2997 4425
2998 Those who have themselves reflected upon the subject, or who have attended to the observations made in other parts of these papers, in relation to the appointment of the President, will, I presume, agree to the position, that there would always be great probability of having the place supplied by a man of abilities, at least respectable. Premising this, I proceed to lay it down as a rule, that one man of discernment is better fitted to analyze and estimate the peculiar qualities adapted to particular offices, than a body of men of equal or perhaps even of superior discernment.
4426 Admitting this truth, the appointment method described above deserves particular praise. It is difficult to imagine a better plan for promoting wise selections, and the administration's character must depend on this.
2999 4427
3000 The sole and undivided responsibility of one man will naturally beget a livelier sense of duty and a more exact regard to reputation. He will, on this account, feel himself under stronger obligations, and more interested to investigate with care the qualities requisite to the stations to be filled, and to prefer with impartiality the persons who may have the fairest pretensions to them. He will have FEWER personal attachments to gratify, than a body of men who may each be supposed to have an equal number; and will be so much the less liable to be misled by the sentiments of friendship and of affection. A single well-directed man, by a single understanding, cannot be distracted and warped by that diversity of views, feelings, and interests, which frequently distract and warp the resolutions of a collective body. There is nothing so apt to agitate the passions of mankind as personal considerations whether they relate to ourselves or to others, who are to be the objects of our choice or preference. Hence, in every exercise of the power of appointing to offices, by an assembly of men, we must expect to see a full display of all the private and party likings and dislikes, partialities and antipathies, attachments and animosities, which are felt by those who compose the assembly. The choice which may at any time happen to be made under such circumstances, will of course be the result either of a victory gained by one party over the other, or of a compromise between the parties. In either case, the intrinsic merit of the candidate will be too often out of sight. In the first, the qualifications best adapted to uniting the suffrages of the party, will be more considered than those which fit the person for the station. In the last, the coalition will commonly turn upon some interested equivalent: “Give us the man we wish for this office, and you shall have the one you wish for that.” This will be the usual condition of the bargain. And it will rarely happen that the advancement of the public service will be the primary object either of party victories or of party negotiations.
4428 Everyone will agree that appointment power should be structured in one of three ways: vested in a single person, in a small assembly, or in a single person with assembly consent. Popular exercise is clearly impossible; beyond the time it would consume, the people collectively are less prone to the 'systematic spirit of cabal and intrigue' that often infects smaller, select bodies.
3001 4429
3002 The truth of the principles here advanced seems to have been felt by the most intelligent of those who have found fault with the provision made, in this respect, by the convention. They contend that the President ought solely to have been authorized to make the appointments under the federal government. But it is easy to show, that every advantage to be expected from such an arrangement would, in substance, be derived from the power of NOMINATION, which is proposed to be conferred upon him; while several disadvantages which might attend the absolute power of appointment in the hands of that officer would be avoided. In the act of nomination, his judgment alone would be exercised; and as it would be his sole duty to point out the man who, with the approbation of the Senate, should fill an office, his responsibility would be as complete as if he were to make the final appointment. There can, in this view, be no difference others, who are to be the objects of our choice or preference. Hence, in every exercise of the power of appointing to offices, by an assembly of men, we must expect to see a full display of all the private and party likings and dislikes, partialities and antipathies, attachments and animosities, which are felt by those who compose the assembly. The choice which may at any time happen to be made under such circumstances, will of course be the result either of a victory gained by one party over the other, or of a compromise between the parties. In either case, the intrinsic merit of the candidate will be too often out of sight. In the first, the qualifications best adapted to uniting the suffrages of the party, will be more considered than those which fit the person for the station. In the last, the coalition will commonly turn upon some interested equivalent: “Give us the man we wish for this office, and you shall have the one you wish for that.” This will be the usual condition of the bargain. And it will rarely happen that the advancement of the public service will be the primary object either of party victories or of party negotiations.
4430 Assuming, as argued elsewhere, the presidency will be filled by someone of respectable ability, I maintain that one discerning individual better judges the qualities required for particular offices than a group, even if equally discerning.
3003 4431
3004 The truth of the principles here advanced seems to have been felt by the most intelligent of those who have found fault with the provision made, in this respect, by the convention. They contend that the President ought solely to have been authorized to make the appointments under the federal government. But it is easy to show, that every advantage to be expected from such an arrangement would, in substance, be derived from the power of NOMINATION, which is proposed to be conferred upon him; while several disadvantages which might attend the absolute power of appointment in the hands of that officer would be avoided. In the act of nomination, his judgment alone would be exercised; and as it would be his sole duty to point out the man who, with the approbation of the Senate, should fill an office, his responsibility would be as complete as if he were to make the final appointment. There can, in this view, be no difference between nominating and appointing. The same motives which would influence a proper discharge of his duty in one case, would exist in the other. And as no man could be appointed but on his previous nomination, every man who might be appointed would be, in fact, his choice.
4432 Undivided responsibility inspires deeper duty and greater concern for reputation. He will investigate qualifications more carefully and grant fewer personal favors than assembly members, each with their own connections, making him less susceptible to friendship's influence. A single mind cannot be distracted by the conflicting opinions, emotions, and interests that confuse collective decisions.
3005 4433
3006 But might not his nomination be overruled? I grant it might, yet this could only be to make place for another nomination by himself. The person ultimately appointed must be the object of his preference, though perhaps not in the first degree. It is also not very probable that his nomination would often be overruled. The Senate could not be tempted, by the preference they might feel to another, to reject the one proposed; because they could not assure themselves, that the person they might wish would be brought forward by a second or by any subsequent nomination. They could not even be certain, that a future nomination would present a candidate in any degree more acceptable to them; and as their dissent might cast a kind of stigma upon the individual rejected, and might have the appearance of a reflection upon the judgment of the chief magistrate, it is not likely that their sanction would often be refused, where there were not special and strong reasons for the refusal.
4434 Nothing agitates human passions like personal considerations. When an assembly appoints to offices, we must expect a full display of private and party likings and dislikes, partialities and antipathies. The choice will often result from party victory or compromise, leaving intrinsic merit out of sight. In victory, qualifications that unite party votes trump fitness for the station. In compromise, the coalition usually turns on an interested exchange:
3007 4435
3008 To what purpose then require the co-operation of the Senate? I answer, that the necessity of their concurrence would have a powerful, though, in general, a silent operation. It would be an excellent check upon a spirit of favoritism in the President, and would tend greatly to prevent the appointment of unfit characters from State prejudice, from family connection, from personal attachment, or from a view to popularity. In addition to this, it would be an efficacious source of stability in the administration.
4436 > **Quote:** “Give us the man we wish for this office, and you shall have the one you wish for that.”
3009 4437
3010 It will readily be comprehended, that a man who had himself the sole disposition of offices, would be governed much more by his private inclinations and interests, than when he was bound to submit the propriety of his choice to the discussion and determination of a different and independent body, and that body an entire branch of the legislature. The possibility of rejection would be a strong motive to care in proposing. The danger to his own reputation, and, in the case of an elective magistrate, to his political existence, from betraying a spirit of favoritism, or an unbecoming pursuit of popularity, to the observation of a body whose opinion would have great weight in forming that of the public, could not fail to operate as a barrier to the one and to the other. He would be both ashamed and afraid to bring forward, for the most distinguished or lucrative stations, candidates who had no other merit than that of coming from the same State to which he particularly belonged, or of being in some way or other personally allied to him, or of possessing the necessary insignificance and pliancy to render them the obsequious instruments of his pleasure.
4438 Public service will rarely be the primary object.
3011 4439
3012 To this reasoning it has been objected that the President, by the influence of the power of nomination, may secure the complaisance of the Senate to his views. This supposition of universal venalty in human nature is little less an error in political reasoning, than the supposition of universal rectitude. The institution of delegated power implies, that there is a portion of virtue and honor among mankind, which may be a reasonable foundation of confidence; and experience justifies the theory. It has been found to exist in the most corrupt periods of the most corrupt governments. The venalty of the British House of Commons has been long a topic of accusation against that body, in the country to which they belong as well as in this; and it cannot be doubted that the charge is, to a considerable extent, well founded. But it is as little to be doubted, that there is always a large proportion of the body, which consists of independent and public-spirited men, who have an influential weight in the councils of the nation. Hence it is (the present reign not excepted) that the sense of that body is often seen to control the inclinations of the monarch, both with regard to men and to measures. Though it might therefore be allowable to suppose that the Executive might occasionally influence some individuals in the Senate, yet the supposition, that he could in general purchase the integrity of the whole body, would be forced and improbable. A man disposed to view human nature as it is, without either flattering its virtues or exaggerating its vices, will see sufficient ground of confidence in the probity of the Senate, to rest satisfied, not only that it will be impracticable to the Executive to corrupt or seduce a majority of its members, but that the necessity of its co-operation, in the business of appointments, will be a considerable and salutary restraint upon the conduct of that magistrate. Nor is the integrity of the Senate the only reliance. The Constitution has provided some important guards against the danger of executive influence upon the legislative body: it declares that “No senator or representative shall during the time FOR WHICH HE WAS ELECTED, be appointed to any civil office under the United States, which shall have been created, or the emoluments whereof shall have been increased, during such time; and no person, holding any office under the United States, shall be a member of either house during his continuance in office.”
4440 These principles seem recognized by the most intelligent critics, who argue the President should have sole appointment authority. Yet every advantage would derive from the NOMINATION power, while avoiding disadvantages of absolute appointment. In nomination, his judgment alone is exercised; his responsibility is as complete as if he held final appointment power.
3013 4441
3014 PUBLIUS.
4442 But couldn't his nomination be rejected? I admit it could, leading only to another presidential nomination. The person ultimately appointed must be the President's choice, even if not his first. Rejection would be rare, for the Senate could not be certain a second nomination would produce a better candidate, and refusal might tarnish both the nominee's reputation and appear to criticize the President's judgment. They would likely approve unless strong, specific reasons compelled refusal.
3015 4443
4444 Why require Senate cooperation? The necessity would powerfully, if subtly, restrain presidential favoritism and prevent unfit appointments from state prejudice, family connections, personal attachments, or popularity-seeking. It would also ensure administrative stability.
3016 4445
4446 One with sole appointment power would be driven more by personal inclinations than when required to submit his choice to an independent legislative branch. Rejection possibility incentivizes care. Risk to reputation and political survival before a body whose opinion carries public weight would bar favoritism. He would be ashamed and afraid to nominate for prestigious offices those whose only merit was home-state origin, personal connection, or the necessary pliancy to be his obsequious instruments.
3017 4447
4448 Some argue the President might secure Senate compliance through nomination influence. This supposition of universal venality in human nature is as much an error in political reasoning as the supposition of universal rectitude. Delegated power implies virtue and honor exist as a foundation for trust; experience confirms this, even in corrupt governments. The British House of Commons, though corrupt, always contains many independent, public-spirited men who restrain monarchical preferences on people and policies. While the Executive might occasionally influence some Senators, buying the entire body's integrity is far-fetched. One who views human nature realistically will trust the Senate's integrity and see Senate cooperation as a significant, healthy check.
3018 4449
4450 Nor is the Senate's integrity our only safeguard. The Constitution has provided important protections:
4451
4452 > **Quote:** "No senator or representative shall during the time FOR WHICH HE WAS ELECTED, be appointed to any civil office under the United States, which shall have been created, or the emoluments whereof shall have been increased, during such time; and no person, holding any office under the United States, shall be a member of either house during his continuance in office."
4453
4454 PUBLIUS.
4455
3019 4456 ## No. LXXVII. - The Appointing Power Continued and Other Powers of the Executive Considered
3020 4457
3021 4458 From the New York Packet.
@@ -3027,181 +4464,190 @@
3027 4464
3028 4465 To the People of the State of New York:
3029 4466
3030 It has been mentioned as one of the advantages to be expected from the co-operation of the Senate, in the business of appointments, that it would contribute to the stability of the administration. The consent of that body would be necessary to displace as well as to appoint. A change of the Chief Magistrate, therefore, would not occasion so violent or so general a revolution in the officers of the government as might be expected, if he were the sole disposer of offices. Where a man in any station had given satisfactory evidence of his fitness for it, a new President would be restrained from attempting a change in favor of a person more agreeable to him, by the apprehension that a discountenance of the Senate might frustrate the attempt, and bring some degree of discredit upon himself. Those who can best estimate the value of a steady administration, will be most disposed to prize a provision which connects the official existence of public men with the approbation or disapprobation of that body which, from the greater permanency of its own composition, will in all probability be less subject to inconstancy than any other member of the government.
4467 Involving the Senate in appointments stabilizes the administration. Since Senate consent is required for removal as well as appointment, a new President cannot replace fit officials with personal favorites, fearing the Senate would reject the attempt and bring him discredit. Those who value steady administration will appreciate tying officials' security to a body whose longer terms and stable composition make it more consistent than any other branch.
3031 4468
3032 To this union of the Senate with the President, in the article of appointments, it has in some cases been suggested that it would serve to give the President an undue influence over the Senate, and in others that it would have an opposite tendency, a strong proof that neither suggestion is true.
4469 Regarding this partnership, some claim it gives the President too much influence over the Senate, while others argue the opposite. That both objections exist suggests neither is true.
3033 4470
3034 To state the first in its proper form, is to refute it. It amounts to this: the President would have an improper INFLUENCE OVER the Senate, because the Senate would have the power of RESTRAINING him. This is an absurdity in terms. It cannot admit of a doubt that the entire power of appointment would enable him much more effectually to establish a dangerous empire over that body, than a mere power of nomination subject to their control.
4471 The first objection, clearly stated, disproves itself. It claims the President would have improper influence over the Senate because the Senate can restrain him—a contradiction in terms. Giving the President sole appointment power would let him establish a far more dangerous empire over that body than a mere power of nomination subject to their control.
3035 4472
3036 Let us take a view of the converse of the proposition: “the Senate would influence the Executive.” As I have had occasion to remark in several other instances, the indistinctness of the objection forbids a precise answer. In what manner is this influence to be exerted? In relation to what objects? The power of influencing a person, in the sense in which it is here used, must imply a power of conferring a benefit upon him. How could the Senate confer a benefit upon the President by the manner of employing their right of negative upon his nominations? If it be said they might sometimes gratify him by an acquiescence in a favorite choice, when public motives might dictate a different conduct, I answer, that the instances in which the President could be personally interested in the result, would be too few to admit of his being materially affected by the compliances of the Senate. The POWER which can ORIGINATE the disposition of honors and emoluments, is more likely to attract than to be attracted by the POWER which can merely obstruct their course. If by influencing the President be meant RESTRAINING him, this is precisely what must have been intended. And it has been shown that the restraint would be salutary, at the same time that it would not be such as to destroy a single advantage to be looked for from the uncontrolled agency of that Magistrate. The right of nomination would produce all the good of that of appointment, and would in a great measure avoid its evils. Upon a comparison of the plan for the appointment of the officers of the proposed government with that which is established by the constitution of this State, a decided preference must be given to the former. In that plan the power of nomination is unequivocally vested in the Executive. And as there would be a necessity for submitting each nomination to the judgment of an entire branch of the legislature, the circumstances attending an appointment, from the mode of conducting it, would naturally become matters of notoriety; and the public would be at no loss to determine what part had been performed by the different actors. The blame of a bad nomination would fall upon the President singly and absolutely. The censure of rejecting a good one would lie entirely at the door of the Senate; aggravated by the consideration of their having counteracted the good intentions of the Executive. If an ill appointment should be made, the Executive for nominating, and the Senate for approving, would participate, though in different degrees, in the opprobrium and disgrace.
4473 The opposite argument holds that "the Senate would influence the President." Its vagueness makes it hard to answer precisely. How would this influence operate? To influence someone means having power to grant them benefit. How could the Senate benefit the President by rejecting his nominations? If the argument is that the Senate might occasionally please him by approving a favorite when public interest demands otherwise, I answer that such instances would be too few to significantly affect him.
3037 4474
3038 The reverse of all this characterizes the manner of appointment in this State. The council of appointment consists of from three to five persons, of whom the governor is always one. This small body, shut up in a private apartment, impenetrable to the public eye, proceed to the execution of the trust committed to them. It is known that the governor claims the right of nomination, upon the strength of some ambiguous expressions in the constitution; but it is not known to what extent, or in what manner he exercises it; nor upon what occasions he is contradicted or opposed. The censure of a bad appointment, on account of the uncertainty of its author, and for want of a determinate object, has neither poignancy nor duration. And while an unbounded field for cabal and intrigue lies open, all idea of responsibility is lost. The most that the public can know, is that the governor claims the right of nomination; that TWO out of the inconsiderable number of FOUR men can too often be managed without much difficulty; that if some of the members of a particular council should happen to be of an uncomplying character, it is frequently not impossible to get rid of their opposition by regulating the times of meeting in such a manner as to render their attendance inconvenient; and that from whatever cause it may proceed, a great number of very improper appointments are from time to time made. Whether a governor of this State avails himself of the ascendant he must necessarily have, in this delicate and important part of the administration, to prefer to offices men who are best qualified for them, or whether he prostitutes that advantage to the advancement of persons whose chief merit is their implicit devotion to his will, and to the support of a despicable and dangerous system of personal influence, are questions which, unfortunately for the community, can only be the subjects of speculation and conjecture.
4475 > **Quote:** "The POWER which can ORIGINATE the disposition of honors and emoluments, is more likely to attract than to be attracted by the POWER which can merely obstruct their course."
3039 4476
3040 Every mere council of appointment, however constituted, will be a conclave, in which cabal and intrigue will have their full scope. Their number, without an unwarrantable increase of expense, cannot be large enough to preclude a facility of combination. And as each member will have his friends and connections to provide for, the desire of mutual gratification will beget a scandalous bartering of votes and bargaining for places. The private attachments of one man might easily be satisfied; but to satisfy the private attachments of a dozen, or of twenty men, would occasion a monopoly of all the principal employments of the government in a few families, and would lead more directly to an aristocracy or an oligarchy than any measure that could be contrived. If, to avoid an accumulation of offices, there was to be a frequent change in the persons who were to compose the council, this would involve the mischiefs of a mutable administration in their full extent. Such a council would also be more liable to executive influence than the Senate, because they would be fewer in number, and would act less immediately under the public inspection. Such a council, in fine, as a substitute for the plan of the convention, would be productive of an increase of expense, a multiplication of the evils which spring from favoritism and intrigue in the distribution of public honors, a decrease of stability in the administration of the government, and a diminution of the security against an undue influence of the Executive. And yet such a council has been warmly contended for as an essential amendment in the proposed Constitution.
4477 If "influencing" the President means restraining him, that is exactly what was intended—a healthy restraint that preserves the advantages of his leadership. The right to nomination provides all the benefits of appointment while avoiding most drawbacks. In the federal plan, the public would easily see who is responsible for each choice.
3041 4478
3042 I could not with propriety conclude my observations on the subject of appointments without taking notice of a scheme for which there have appeared some, though but few advocates; I mean that of uniting the House of Representatives in the power of making them. I shall, however, do little more than mention it, as I cannot imagine that it is likely to gain the countenance of any considerable part of the community. A body so fluctuating and at the same time so numerous, can never be deemed proper for the exercise of that power. Its unfitness will appear manifest to all, when it is recollected that in half a century it may consist of three or four hundred persons. All the advantages of the stability, both of the Executive and of the Senate, would be defeated by this union, and infinite delays and embarrassments would be occasioned. The example of most of the States in their local constitutions encourages us to reprobate the idea.
4479 > **Quote:** "The blame of a bad nomination would fall upon the President singly and absolutely."
3043 4480
3044 The only remaining powers of the Executive are comprehended in giving information to Congress of the state of the Union; in recommending to their consideration such measures as he shall judge expedient; in convening them, or either branch, upon extraordinary occasions; in adjourning them when they cannot themselves agree upon the time of adjournment; in receiving ambassadors and other public ministers; in faithfully executing the laws; and in commissioning all the officers of the United States.
4481 The blame for rejecting a good candidate would fall entirely on the Senate, made worse by the fact that they blocked the President's good intentions. If a poor appointment is made, both would share the shame, though in different degrees.
3045 4482
3046 Except some cavils about the power of convening EITHER house of the legislature, and that of receiving ambassadors, no objection has been made to this class of authorities; nor could they possibly admit of any. It required, indeed, an insatiable avidity for censure to invent exceptions to the parts which have been excepted to. In regard to the power of convening either house of the legislature, I shall barely remark, that in respect to the Senate at least, we can readily discover a good reason for it. AS this body has a concurrent power with the Executive in the article of treaties, it might often be necessary to call it together with a view to this object, when it would be unnecessary and improper to convene the House of Representatives. As to the reception of ambassadors, what I have said in a former paper will furnish a sufficient answer.
4483 Compared to New York's constitution, the federal plan is superior. In New York, the council of appointment consists of three to five people, including the governor. This small body, shut up in a private apartment and hidden from the public eye, carries out its duties in secret. While the governor claims a right to nominate based on vague constitutional language, no one knows how or to what extent he uses this power, or when he is opposed. Because uncertainty about responsibility for a bad appointment makes public criticism ineffective, this system leaves the door wide open for secret factions while accountability vanishes.
3047 4484
3048 We have now completed a survey of the structure and powers of the executive department, which, I have endeavored to show, combines, as far as republican principles will admit, all the requisites to energy. The remaining inquiry is: Does it also combine the requisites to safety, in a republican sense, a due dependence on the people, a due responsibility? The answer to this question has been anticipated in the investigation of its other characteristics, and is satisfactorily deducible from these circumstances; from the election of the President once in four years by persons immediately chosen by the people for that purpose; and from his being at all times liable to impeachment, trial, dismission from office, incapacity to serve in any other, and to forfeiture of life and estate by subsequent prosecution in the common course of law. But these precautions, great as they are, are not the only ones which the plan of the convention has provided in favor of the public security. In the only instances in which the abuse of the executive authority was materially to be feared, the Chief Magistrate of the United States would, by that plan, be subjected to the control of a branch of the legislative body. What more could be desired by an enlightened and reasonable people?
4485 The most the public can know is that the governor claims the right to nominate; that two out of a small group of four men can often be manipulated; that if some members are uncooperative, it is often possible to bypass their opposition by scheduling meetings when it is inconvenient for them to attend; and that for various reasons, many very poor appointments are made from time to time. Whether a governor uses his natural influence to choose the best-qualified men, or wastes it promoting devoted followers—building a dangerous system of personal influence—are questions the community can only guess at.
3049 4486
3050 PUBLIUS.
4487 > **Quote:** "Every mere council of appointment, however constituted, will be a conclave, in which cabal and intrigue will have their full scope."
3051 4488
4489 Their number cannot be large enough to prevent conspiracy without dramatically increasing expense. Since each member has friends and relatives to provide for, mutual favors lead to shameful vote-trading and job-bargaining. Satisfying one man's attachments is easy; satisfying a dozen or twenty results in top jobs being monopolized by a few families, leading directly to aristocracy or oligarchy. Frequent member changes would create administrative instability. Such a council would be more susceptible to presidential influence than the Senate because it is smaller and operates with less public oversight. Replacing the proposed plan with such a council would increase costs, multiply favoritism, decrease stability, and weaken protections against improper executive influence—yet some argue strongly for this as an essential amendment.
3052 4490
4491 I should also mention a plan favored by a few: giving appointment power to the House of Representatives. I dismiss it briefly, as it cannot gain much support. A body so large and constantly changing—potentially three or four hundred within fifty years—is unfit for such power. It would lose all stability and cause endless delays. Most state constitutions reject this model.
3053 4492
4493 The President's remaining powers are: informing Congress on the state of the Union; recommending necessary measures; convening either house on extraordinary occasions; adjourning them when they cannot agree on a time; receiving ambassadors and other public ministers; ensuring the faithful execution of the laws; and commissioning all officers.
3054 4494
3055 ## No. LXXVIII. - The Judiciary Department
4495 Except for minor complaints about convening houses and receiving ambassadors, no one objects to these powers—nor could they. It takes a desperate desire to find fault to object. Regarding convening the Senate specifically: since it shares treaty-making power with the President, it may often need to be called when the House would not. As for receiving ambassadors, my previous paper answers sufficiently.
3056 4496
3057 From McLEAN’S Edition, New York.
4497 We have now surveyed the executive's structure and powers. I have shown it combines, as far as republican principles allow, all requirements for energy. The remaining question: does it combine safety in a republican sense—a proper dependence on the people and true accountability?
3058 4498
3059 HAMILTON
4499 The answer appears in its other features. The President is elected every four years by electors chosen directly by the public, and he is always liable to impeachment, trial, removal, disqualification from future service, and even the forfeiture of life and estate through subsequent legal prosecution. Yet these precautions are not the only security measures. In the only areas where executive abuse was truly feared, the President is subject to legislative control. What more could an enlightened and reasonable people desire?
3060 4500
4501 PUBLIUS.
3061 4502
3062 To the People of the State of New York:
4503 ## No. LXXVIII. - The Judiciary Department
3063 4504
3064 We proceed now to an examination of the judiciary department of the proposed government.
4505 From the McLean Edition, New York.
3065 4506
3066 In unfolding the defects of the existing Confederation, the utility and necessity of a federal judicature have been clearly pointed out. It is the less necessary to recapitulate the considerations there urged, as the propriety of the institution in the abstract is not disputed; the only questions which have been raised being relative to the manner of constituting it, and to its extent. To these points, therefore, our observations shall be confined.
4507 HAMILTON
3067 4508
3068 The manner of constituting it seems to embrace these several objects: 1st. The mode of appointing the judges. 2d. The tenure by which they are to hold their places. 3d. The partition of the judiciary authority between different courts, and their relations to each other.
3069 4509
3070 First. As to the mode of appointing the judges; this is the same with that of appointing the officers of the Union in general, and has been so fully discussed in the two last numbers, that nothing can be said here which would not be useless repetition.
4510 To the People of the State of New York:
3071 4511
3072 Second. As to the tenure by which the judges are to hold their places; this chiefly concerns their duration in office; the provisions for their support; the precautions for their responsibility.
4512 We now examine the judicial department of the proposed government. The necessity of a federal judiciary has already been demonstrated in revealing the Confederation's defects; its appropriateness in principle is undisputed. Our remarks will therefore address only its formation method and scope of power.
3073 4513
3074 According to the plan of the convention, all judges who may be appointed by the United States are to hold their offices DURING GOOD BEHAVIOR; which is conformable to the most approved of the State constitutions and among the rest, to that of this State. Its propriety having been drawn into question by the adversaries of that plan, is no light symptom of the rage for objection, which disorders their imaginations and judgments. The standard of good behavior for the continuance in office of the judicial magistracy, is certainly one of the most valuable of the modern improvements in the practice of government. In a monarchy it is an excellent barrier to the despotism of the prince; in a republic it is a no less excellent barrier to the encroachments and oppressions of the representative body. And it is the best expedient which can be devised in any government, to secure a steady, upright, and impartial administration of the laws.
4514 The method of its formation involves three objects: 1st. The appointment of judges. 2nd. Their tenure. 3rd. The division of authority among courts.
3075 4515
3076 Whoever attentively considers the different departments of power must perceive, that, in a government in which they are separated from each other, the judiciary, from the nature of its functions, will always be the least dangerous to the political rights of the Constitution; because it will be least in a capacity to annoy or injure them. The Executive not only dispenses the honors, but holds the sword of the community. The legislature not only commands the purse, but prescribes the rules by which the duties and rights of every citizen are to be regulated. The judiciary, on the contrary, has no influence over either the sword or the purse; no direction either of the strength or of the wealth of the society; and can take no active resolution whatever. It may truly be said to have neither FORCE nor WILL, but merely judgment; and must ultimately depend upon the aid of the executive arm even for the efficacy of its judgments.
4516 First, as to appointment: this has been thoroughly discussed in the last two papers, and repetition would be useless.
3077 4517
3078 This simple view of the matter suggests several important consequences. It proves incontestably, that the judiciary is beyond comparison the weakest of the three departments of power;[1] that it can never attack with success either of the other two; and that all possible care is requisite to enable it to defend itself against their attacks. It equally proves, that though individual oppression may now and then proceed from the courts of justice, the general liberty of the people can never be endangered from that quarter; I mean so long as the judiciary remains truly distinct from both the legislature and the Executive. For I agree, that “there is no liberty, if the power of judging be not separated from the legislative and executive powers.”[2] And it proves, in the last place, that as liberty can have nothing to fear from the judiciary alone, but would have every thing to fear from its union with either of the other departments; that as all the effects of such a union must ensue from a dependence of the former on the latter, notwithstanding a nominal and apparent separation; that as, from the natural feebleness of the judiciary, it is in continual jeopardy of being overpowered, awed, or influenced by its co-ordinate branches; and that as nothing can contribute so much to its firmness and independence as permanency in office, this quality may therefore be justly regarded as an indispensable ingredient in its constitution, and, in a great measure, as the citadel of the public justice and the public security.
4518 Second, as to tenure: According to the convention's plan, all federal judges will hold office DURING GOOD BEHAVIOR—the standard found in our most respected State constitutions. That opponents question this shows their obsession with finding faults. Good behavior is among the most valuable modern improvements in government: in monarchy, a barrier against princely despotism; in republics, against legislative overreach. No better method exists for ensuring steady, upright, and impartial justice.
3079 4519
3080 The complete independence of the courts of justice is peculiarly essential in a limited Constitution. By a limited Constitution, I understand one which contains certain specified exceptions to the legislative authority; such, for instance, as that it shall pass no bills of attainder, no ex-post-facto laws, and the like. Limitations of this kind can be preserved in practice no other way than through the medium of courts of justice, whose duty it must be to declare all acts contrary to the manifest tenor of the Constitution void. Without this, all the reservations of particular rights or privileges would amount to nothing.
4520 Anyone who considers the separated branches will see the judiciary is the least dangerous.
3081 4521
3082 Some perplexity respecting the rights of the courts to pronounce legislative acts void, because contrary to the Constitution, has arisen from an imagination that the doctrine would imply a superiority of the judiciary to the legislative power. It is urged that the authority which can declare the acts of another void, must necessarily be superior to the one whose acts may be declared void. As this doctrine is of great importance in all the American constitutions, a brief discussion of the ground on which it rests cannot be unacceptable.
4522 > **Quote:** "The judiciary, from the nature of its functions, will always be the least dangerous to the political rights of the Constitution; because it will be least in a capacity to annoy or injure them."
3083 4523
3084 There is no position which depends on clearer principles, than that every act of a delegated authority, contrary to the tenor of the commission under which it is exercised, is void. No legislative act, therefore, contrary to the Constitution, can be valid. To deny this, would be to affirm, that the deputy is greater than his principal; that the servant is above his master; that the representatives of the people are superior to the people themselves; that men acting by virtue of powers, may do not only what their powers do not authorize, but what they forbid.
4524 The Executive holds the sword and grants honors; the legislature commands the purse and dictates citizens' rights and duties. The judiciary commands neither sword nor purse, directs neither society's strength nor wealth, and can take no active action.
3085 4525
3086 If it be said that the legislative body are themselves the constitutional judges of their own powers, and that the construction they put upon them is conclusive upon the other departments, it may be answered, that this cannot be the natural presumption, where it is not to be collected from any particular provisions in the Constitution. It is not otherwise to be supposed, that the Constitution could intend to enable the representatives of the people to substitute their WILL to that of their constituents. It is far more rational to suppose, that the courts were designed to be an intermediate body between the people and the legislature, in order, among other things, to keep the latter within the limits assigned to their authority. The interpretation of the laws is the proper and peculiar province of the courts. A constitution is, in fact, and must be regarded by the judges, as a fundamental law. It therefore belongs to them to ascertain its meaning, as well as the meaning of any particular act proceeding from the legislative body. If there should happen to be an irreconcilable variance between the two, that which has the superior obligation and validity ought, of course, to be preferred; or, in other words, the Constitution ought to be preferred to the statute, the intention of the people to the intention of their agents.
4526 > **Quote:** "It may truly be said to have neither FORCE nor WILL, but merely judgment; and must ultimately depend upon the aid of the executive arm even for the efficacy of its judgments."
3087 4527
3088 Nor does this conclusion by any means suppose a superiority of the judicial to the legislative power. It only supposes that the power of the people is superior to both; and that where the will of the legislature, declared in its statutes, stands in opposition to that of the people, declared in the Constitution, the judges ought to be governed by the latter rather than the former. They ought to regulate their decisions by the fundamental laws, rather than by those which are not fundamental.
4528 This view proves the judiciary is incomparably the weakest branch—as Montesquieu wrote, "next to nothing" compared to the others. It can never attack them, but requires every possible care to defend itself. It proves that while individual oppression may occasionally come from courts, the general liberty can never be endangered so long as the judiciary remains truly separate from the legislature and executive.
3089 4529
3090 This exercise of judicial discretion, in determining between two contradictory laws, is exemplified in a familiar instance. It not uncommonly happens, that there are two statutes existing at one time, clashing in whole or in part with each other, and neither of them containing any repealing clause or expression. In such a case, it is the province of the courts to liquidate and fix their meaning and operation. So far as they can, by any fair construction, be reconciled to each other, reason and law conspire to dictate that this should be done; where this is impracticable, it becomes a matter of necessity to give effect to one, in exclusion of the other. The rule which has obtained in the courts for determining their relative validity is, that the last in order of time shall be preferred to the first. But this is a mere rule of construction, not derived from any positive law, but from the nature and reason of the thing. It is a rule not enjoined upon the courts by legislative provision, but adopted by themselves, as consonant to truth and propriety, for the direction of their conduct as interpreters of the law. They thought it reasonable, that between the interfering acts of an EQUAL authority, that which was the last indication of its will should have the preference.
4530 > **Quote:** "There is no liberty, if the power of judging be not separated from the legislative and executive powers."
3091 4531
3092 But in regard to the interfering acts of a superior and subordinate authority, of an original and derivative power, the nature and reason of the thing indicate the converse of that rule as proper to be followed. They teach us that the prior act of a superior ought to be preferred to the subsequent act of an inferior and subordinate authority; and that accordingly, whenever a particular statute contravenes the Constitution, it will be the duty of the judicial tribunals to adhere to the latter and disregard the former.
4532 Finally, it proves that since liberty fears nothing from the judiciary alone but everything from its union with either branch, and since dependence would produce the same effects as union, and since the judiciary's natural weakness puts it in constant danger of being overpowered, permanent tenure—nothing contributes more to firmness and independence—must be seen as essential to its makeup and the citadel of public justice and the public security.
3093 4533
3094 It can be of no weight to say that the courts, on the pretense of a repugnancy, may substitute their own pleasure to the constitutional intentions of the legislature. This might as well happen in the case of two contradictory statutes; or it might as well happen in every adjudication upon any single statute. The courts must declare the sense of the law; and if they should be disposed to exercise WILL instead of JUDGMENT, the consequence would equally be the substitution of their pleasure to that of the legislative body. The observation, if it prove any thing, would prove that there ought to be no judges distinct from that body.
4534 The complete independence of courts is especially vital in a limited Constitution—one containing specific exceptions to legislative authority, such as prohibitions on bills of attainder and ex post facto laws. These limitations can only be preserved through courts whose duty is to declare void all acts contrary to the manifest tenor of the Constitution.
3095 4535
3096 If, then, the courts of justice are to be considered as the bulwarks of a limited Constitution against legislative encroachments, this consideration will afford a strong argument for the permanent tenure of judicial offices, since nothing will contribute so much as this to that independent spirit in the judges which must be essential to the faithful performance of so arduous a duty.
4536 Some confusion about the right of courts to void legislative acts stems from the mistaken idea that this implies judicial superiority. The argument that an authority declaring another's acts void must be superior requires brief discussion, as this doctrine is vital to all American constitutions.
3097 4537
3098 This independence of the judges is equally requisite to guard the Constitution and the rights of individuals from the effects of those ill humors, which the arts of designing men, or the influence of particular conjunctures, sometimes disseminate among the people themselves, and which, though they speedily give place to better information, and more deliberate reflection, have a tendency, in the meantime, to occasion dangerous innovations in the government, and serious oppressions of the minor party in the community. Though I trust the friends of the proposed Constitution will never concur with its enemies[3] in questioning that fundamental principle of republican government, which admits the right of the people to alter or abolish the established Constitution, whenever they find it inconsistent with their happiness, yet it is not to be inferred from this principle, that the representatives of the people, whenever a momentary inclination happens to lay hold of a majority of their constituents, incompatible with the provisions in the existing Constitution, would, on that account, be justifiable in a violation of those provisions; or that the courts would be under a greater obligation to connive at infractions in this shape, than when they had proceeded wholly from the cabals of the representative body. Until the people have, by some solemn and authoritative act, annulled or changed the established form, it is binding upon themselves collectively, as well as individually; and no presumption, or even knowledge, of their sentiments, can warrant their representatives in a departure from it, prior to such an act. But it is easy to see, that it would require an uncommon portion of fortitude in the judges to do their duty as faithful guardians of the Constitution, where legislative invasions of it had been instigated by the major voice of the community.
4538 No principle is clearer: every act of delegated authority contrary to its commission is void, so no legislative act contrary to the Constitution can be valid. To deny this would claim the deputy greater than the principal, the servant above the master.
3099 4539
3100 But it is not with a view to infractions of the Constitution only, that the independence of the judges may be an essential safeguard against the effects of occasional ill humors in the society. These sometimes extend no farther than to the injury of the private rights of particular classes of citizens, by unjust and partial laws. Here also the firmness of the judicial magistracy is of vast importance in mitigating the severity and confining the operation of such laws. It not only serves to moderate the immediate mischiefs of those which may have been passed, but it operates as a check upon the legislative body in passing them; who, perceiving that obstacles to the success of iniquitous intention are to be expected from the scruples of the courts, are in a manner compelled, by the very motives of the injustice they meditate, to qualify their attempts. This is a circumstance calculated to have more influence upon the character of our governments, than but few may be aware of. The benefits of the integrity and moderation of the judiciary have already been felt in more States than one; and though they may have displeased those whose sinister expectations they may have disappointed, they must have commanded the esteem and applause of all the virtuous and disinterested. Considerate men, of every description, ought to prize whatever will tend to beget or fortify that temper in the courts: as no man can be sure that he may not be to-morrow the victim of a spirit of injustice, by which he may be a gainer to-day. And every man must now feel, that the inevitable tendency of such a spirit is to sap the foundations of public and private confidence, and to introduce in its stead universal distrust and distress.
4540 If the legislature were judge of its own powers, it would substitute its WILL for the people's. It is far more logical that courts serve as an intermediate body to keep the legislature within its limits. Interpreting laws is the courts' proper responsibility; a constitution is fundamental law, so judges must determine its meaning alongside legislative acts. When irreconcilable conflict exists, > **Quote:** the Constitution ought to be preferred to the statute, the intention of the people to the intention of their agents.
3101 4541
3102 That inflexible and uniform adherence to the rights of the Constitution, and of individuals, which we perceive to be indispensable in the courts of justice, can certainly not be expected from judges who hold their offices by a temporary commission. Periodical appointments, however regulated, or by whomsoever made, would, in some way or other, be fatal to their necessary independence. If the power of making them was committed either to the Executive or legislature, there would be danger of an improper complaisance to the branch which possessed it; if to both, there would be an unwillingness to hazard the displeasure of either; if to the people, or to persons chosen by them for the special purpose, there would be too great a disposition to consult popularity, to justify a reliance that nothing would be consulted but the Constitution and the laws.
4542 This does not make the judiciary superior; it recognizes the people's power as superior to both. Judges should base decisions on fundamental law, not on laws that are not fundamental.
3103 4543
3104 There is yet a further and a weightier reason for the permanency of the judicial offices, which is deducible from the nature of the qualifications they require. It has been frequently remarked, with great propriety, that a voluminous code of laws is one of the inconveniences necessarily connected with the advantages of a free government. To avoid an arbitrary discretion in the courts, it is indispensable that they should be bound down by strict rules and precedents, which serve to define and point out their duty in every particular case that comes before them; and it will readily be conceived from the variety of controversies which grow out of the folly and wickedness of mankind, that the records of those precedents must unavoidably swell to a very considerable bulk, and must demand long and laborious study to acquire a competent knowledge of them. Hence it is, that there can be but few men in the society who will have sufficient skill in the laws to qualify them for the stations of judges. And making the proper deductions for the ordinary depravity of human nature, the number must be still smaller of those who unite the requisite integrity with the requisite knowledge. These considerations apprise us, that the government can have no great option between fit character; and that a temporary duration in office, which would naturally discourage such characters from quitting a lucrative line of practice to accept a seat on the bench, would have a tendency to throw the administration of justice into hands less able, and less well qualified, to conduct it with utility and dignity. In the present circumstances of this country, and in those in which it is likely to be for a long time to come, the disadvantages on this score would be greater than they may at first sight appear; but it must be confessed, that they are far inferior to those which present themselves under the other aspects of the subject.
4544 Judicial discretion in choosing between contradictory laws is common practice. When two statutes clash without repealing clauses, courts must clarify their meaning. If reconciliation is impossible, one must be given effect. The established rule is that the more recent law prevails over earlier ones—a rule of interpretation derived from logic, not written law, since between equal authorities, the most recent expression of will should take precedence.
3105 4545
3106 Upon the whole, there can be no room to doubt that the convention acted wisely in copying from the models of those constitutions which have established GOOD BEHAVIOR as the tenure of their judicial offices, in point of duration; and that so far from being blamable on this account, their plan would have been inexcusably defective, if it had wanted this important feature of good government. The experience of Great Britain affords an illustrious comment on the excellence of the institution.
4546 But when a superior and subordinate authority conflict—original power versus derived—logic dictates the opposite: the prior act of the superior should be preferred to the subsequent act of the inferior. Accordingly, when a statute violates the Constitution, courts must follow the Constitution and disregard the statute.
3107 4547
3108 PUBLIUS.
4548 The argument that courts might substitute their whims for constitutional intentions is irrelevant. This could occur with contradictory statutes or any single statute ruling. Courts must declare law's meaning; if they exercise WILL instead of JUDGMENT, they substitute their pleasure for the legislature's. If this proves anything, it proves there should be no separate judges.
3109 4549
3110 [1] The celebrated Montesquieu, speaking of them, says: “Of the three powers above mentioned, the judiciary is next to nothing.” _Spirit of Laws_. vol. i., page 186.
4550 If courts are guardians of a limited Constitution against legislative overreach, this strongly argues for permanent judicial tenure. Nothing better fosters the independent spirit essential to this difficult duty.
3111 4551
3112 [2] _Idem_, page 181.
4552 This independence is equally necessary to protect the Constitution and individual rights from temporary "ill humors" spread among the people by manipulative men or circumstances. Though these moods quickly pass, they can cause dangerous innovations and oppress minorities. While friends of the Constitution will not question the people's right to alter it (as some enemies have done), representatives may not violate it whenever a temporary whim captures constituents. Nor should courts overlook infractions because they stem from popular mood rather than legislative plotting. Until the people solemnly alter the Constitution, it remains binding. No knowledge of current feelings justifies representatives departing from it. Yet it would require an uncommon portion of fortitude in the judges to guard the Constitution when violations are encouraged by the majority.
3113 4553
3114 [3] _Vide Protest of the Minority of the Convention of Pennsylvania_, Martin’s Speech, etc.
4554 But judicial independence safeguards more than the Constitution. These "ill humors" sometimes injure only private rights of specific classes through unjust laws. Here judicial firmness softens severity and limits reach. It moderates harm from existing laws and checks the legislature: knowing courts may block unfair intentions, legislators moderate their attempts. This likely influences our government's character more than realized. Judicial integrity's benefits have already been felt in several States, earning respect though disappointing selfish expectations. Thoughtful men should value anything strengthening this mindset, for none can be sure they will not tomorrow be victims of injustice they benefit from today. Such a spirit undermines confidence, replacing it with universal distrust.
3115 4555
4556 The steady commitment we require cannot be expected from judges with limited terms. Periodic appointments, however regulated, would destroy independence. If reappointment rests with Executive or legislature, judges would be inappropriately submissive. If with both, they would fear displeasing either. If with the people or their representatives, they would seek popularity over constitutional fidelity.
3116 4557
4558 Another significant reason for permanent tenure lies in required qualifications. A massive body of laws is unavoidable in free government. To prevent arbitrary discretion, judges must master strict rules and precedents through long, difficult study. Few possess the necessary legal skill, and fewer still combine it with requisite integrity. Temporary terms would discourage these rare individuals from leaving profitable practice for the bench, leaving justice to less capable hands. Though this disadvantage is real, it is far less severe than the other risks to independence.
3117 4559
4560 In conclusion, the convention acted wisely in establishing GOOD BEHAVIOR as the standard for judicial tenure. The plan would have been inexcusably defective without this crucial feature. The experience of Great Britain provides an excellent example of this institution's success.
3118 4561
4562 PUBLIUS.
4563
3119 4564 ## No. LXXIX. - The Judiciary Continued
3120 4565
3121 From MCLEAN’s Edition, New York.
4566 From MCLEAN's Edition, New York.
3122 4567
3123 4568 HAMILTON
3124 4569
3125 4570
3126 4571 To the People of the State of New York:
3127 4572
3128 Next to permanency in office, nothing can contribute more to the independence of the judges than a fixed provision for their support. The remark made in relation to the President is equally applicable here. In the general course of human nature, A POWER OVER A MAN’s SUBSISTENCE AMOUNTS TO A POWER OVER HIS WILL. And we can never hope to see realized in practice, the complete separation of the judicial from the legislative power, in any system which leaves the former dependent for pecuniary resources on the occasional grants of the latter. The enlightened friends to good government in every State, have seen cause to lament the want of precise and explicit precautions in the State constitutions on this head. Some of these indeed have declared that PERMANENT[1] salaries should be established for the judges; but the experiment has in some instances shown that such expressions are not sufficiently definite to preclude legislative evasions. Something still more positive and unequivocal has been evinced to be requisite. The plan of the convention accordingly has provided that the judges of the United States “shall at STATED TIMES receive for their services a compensation which shall not be DIMINISHED during their continuance in office.”
4573 Beyond life tenure, nothing secures judicial independence more than fixed financial support. Here, as with the presidency,
3129 4574
3130 This, all circumstances considered, is the most eligible provision that could have been devised. It will readily be understood that the fluctuations in the value of money and in the state of society rendered a fixed rate of compensation in the Constitution inadmissible. What might be extravagant to-day, might in half a century become penurious and inadequate. It was therefore necessary to leave it to the discretion of the legislature to vary its provisions in conformity to the variations in circumstances, yet under such restrictions as to put it out of the power of that body to change the condition of the individual for the worse. A man may then be sure of the ground upon which he stands, and can never be deterred from his duty by the apprehension of being placed in a less eligible situation. The clause which has been quoted combines both advantages. The salaries of judicial officers may from time to time be altered, as occasion shall require, yet so as never to lessen the allowance with which any particular judge comes into office, in respect to him. It will be observed that a difference has been made by the convention between the compensation of the President and of the judges, That of the former can neither be increased nor diminished; that of the latter can only not be diminished. This probably arose from the difference in the duration of the respective offices. As the President is to be elected for no more than four years, it can rarely happen that an adequate salary, fixed at the commencement of that period, will not continue to be such to its end. But with regard to the judges, who, if they behave properly, will be secured in their places for life, it may well happen, especially in the early stages of the government, that a stipend, which would be very sufficient at their first appointment, would become too small in the progress of their service.
4575 > **Quote:** A POWER OVER A MAN’s SUBSISTENCE AMOUNTS TO A POWER OVER HIS WILL.
3131 4576
3132 This provision for the support of the judges bears every mark of prudence and efficacy; and it may be safely affirmed that, together with the permanent tenure of their offices, it affords a better prospect of their independence than is discoverable in the constitutions of any of the States in regard to their own judges.
4577 Where judges depend on legislative grants, true separation of powers cannot exist. The enlightened supporters of good government in every state have had reason to regret the lack of precise precautions in state constitutions on this matter. The Massachusetts Constitution, for instance, merely declares that permanent salaries "should be established"—language too weak to prevent legislative evasion. Something more positive and unequivocal has proven necessary.
3133 4578
3134 The precautions for their responsibility are comprised in the article respecting impeachments. They are liable to be impeached for malconduct by the House of Representatives, and tried by the Senate; and, if convicted, may be dismissed from office, and disqualified for holding any other. This is the only provision on the point which is consistent with the necessary independence of the judicial character, and is the only one which we find in our own Constitution in respect to our own judges.
4579 Accordingly, the convention's plan provides that the judges of the United States "shall at STATED TIMES receive for their services a compensation which shall not be DIMINISHED during their continuance in office."
3135 4580
3136 The want of a provision for removing the judges on account of inability has been a subject of complaint. But all considerate men will be sensible that such a provision would either not be practiced upon or would be more liable to abuse than calculated to answer any good purpose. The mensuration of the faculties of the mind has, I believe, no place in the catalogue of known arts. An attempt to fix the boundary between the regions of ability and inability, would much oftener give scope to personal and party attachments and enmities than advance the interests of justice or the public good. The result, except in the case of insanity, must for the most part be arbitrary; and insanity, without any formal or express provision, may be safely pronounced to be a virtual disqualification.
4581 This provision elegantly balances two necessities. A constitutionally fixed salary would be folly, given how money's value fluctuates; today's generous sum could become poverty wages in fifty years. The legislature must retain power to adjust pay as circumstances change. Yet it cannot diminish any individual judge's compensation. A judge can thus be sure of the ground upon which he stands, never deterred from his duty by the apprehension of being placed in a less favorable situation.
3137 4582
3138 The constitution of New York, to avoid investigations that must forever be vague and dangerous, has taken a particular age as the criterion of inability. No man can be a judge beyond sixty. I believe there are few at present who do not disapprove of this provision. There is no station, in relation to which it is less proper than to that of a judge. The deliberating and comparing faculties generally preserve their strength much beyond that period in men who survive it; and when, in addition to this circumstance, we consider how few there are who outlive the season of intellectual vigor, and how improbable it is that any considerable portion of the bench, whether more or less numerous, should be in such a situation at the same time, we shall be ready to conclude that limitations of this sort have little to recommend them. In a republic, where fortunes are not affluent, and pensions not expedient, the dismission of men from stations in which they have served their country long and usefully, on which they depend for subsistence, and from which it will be too late to resort to any other occupation for a livelihood, ought to have some better apology to humanity than is to be found in the imaginary danger of a superannuated bench.
4583 The convention wisely distinguished presidential from judicial compensation. The President's salary, fixed for four years, can neither increase nor decrease during his term; a judge's salary can only not be diminished. This difference reflects their different terms. A four-year presidential salary will likely remain adequate throughout. But a judge, serving for life, might see his early appointment salary become inadequate decades later.
3139 4584
3140 PUBLIUS.
4585 This provision shows every sign of prudence and effectiveness. It can safely be said that, along with permanent tenure, it offers a better prospect for judicial independence than can be found in any of the state constitutions.
3141 4586
3142 [1] _Vide Constitution of Massachusetts_, chapter 2, section 1, article 13.
4587 Accountability comes through impeachment alone. Judges are liable to be impeached for misconduct by the House of Representatives and tried by the Senate; if convicted, they may be dismissed from office and disqualified from holding any other. This is the only provision on this point consistent with the necessary independence of the judicial character, and it is the only one found in our own State Constitution.
3143 4588
4589 The lack of any provision for removing judges for inability has been a subject of complaint. However, all considerate people will realize that such a power would either never be exercised or be more liable to abuse than to serve any good purpose. The mensuration of the faculties of the mind has, I believe, no place in the catalogue of known arts. An attempt to fix the boundary between ability and inability would much more often provide an opening for personal and political grudges than advance the interests of justice or the public good. Except in cases of insanity, the result would mostly be arbitrary; and insanity, even without a formal provision, can safely be considered a functional disqualification.
3144 4590
4591 New York's constitution, to avoid investigations that must always be vague and dangerous, has used a specific age as the criterion for inability. No one can serve as a judge beyond the age of sixty. I believe there are few people today who do not disapprove of this provision. There is no position for which such a rule is less appropriate than that of a judge. The faculties of deliberation and comparison generally retain their strength far beyond that age in those who survive it. When we consider how few people outlive their period of intellectual vigor, and how improbable it is that a significant portion of the court would be incapacitated at the same time, we must conclude that such limitations have little to recommend them. In a republic where private fortunes are modest and pensions are not provided, dismissing men from positions in which they have served their country long and usefully—positions on which they depend for their livelihood and from which it is too late to start another career—ought to have some better apology to humanity than is to be found in the imaginary danger of a superannuated bench.
3145 4592
4593 PUBLIUS.
3146 4594
3147 4595 ## No. LXXX. - The Powers of the Judiciary
3148 4596
3149 From McLEAN’s Edition, New York.
4597 From McLEAN's Edition, New York. HAMILTON
3150 4598
3151 HAMILTON
4599 To the People of the State of New York:
3152 4600
4601 The proper extent of the federal judiciary depends on its objectives. The judicial authority should extend to: cases arising from constitutional federal laws; cases concerning execution of Union provisions; cases where the United States is a party; cases involving the peace of the confederacy (foreign or interstate relations); admiralty and maritime cases; and cases where state courts cannot be impartial.
3153 4602
3154 To the People of the State of New York:
4603 The first point rests on the need for a constitutional method to enforce constitutional provisions. What would be the use of restricting state legislatures without enforcement? The states are prohibited from various acts—imposing import duties or printing paper money, for example. No sensible person believes such prohibitions would be observed without effective power to restrain violations. This power must be either a direct veto on state laws or federal judicial authority to overrule violations. The convention preferred the latter, and it will be more acceptable to the states.
3155 4604
3156 To judge with accuracy of the proper extent of the federal judicature, it will be necessary to consider, in the first place, what are its proper objects.
4605 If political axioms exist, the principle that the judicial power of a government should be coextensive with its legislative power ranks among them. The simple necessity for uniformity in interpreting national laws decides the question.
3157 4606
3158 It seems scarcely to admit of controversy, that the judicary authority of the Union ought to extend to these several descriptions of cases: 1st, to all those which arise out of the laws of the United States, passed in pursuance of their just and constitutional powers of legislation; 2d, to all those which concern the execution of the provisions expressly contained in the articles of Union; 3d, to all those in which the United States are a party; 4th, to all those which involve the PEACE of the CONFEDERACY, whether they relate to the intercourse between the United States and foreign nations, or to that between the States themselves; 5th, to all those which originate on the high seas, and are of admiralty or maritime jurisdiction; and, lastly, to all those in which the State tribunals cannot be supposed to be impartial and unbiased.
4607 > **Quote:** "Thirteen independent courts of final jurisdiction over the same causes, arising upon the same laws, is a hydra in government, from which nothing but contradiction and confusion can proceed."
3159 4608
3160 The first point depends upon this obvious consideration, that there ought always to be a constitutional method of giving efficacy to constitutional provisions. What, for instance, would avail restrictions on the authority of the State legislatures, without some constitutional mode of enforcing the observance of them? The States, by the plan of the convention, are prohibited from doing a variety of things, some of which are incompatible with the interests of the Union, and others with the principles of good government. The imposition of duties on imported articles, and the emission of paper money, are specimens of each kind. No man of sense will believe, that such prohibitions would be scrupulously regarded, without some effectual power in the government to restrain or correct the infractions of them. This power must either be a direct negative on the State laws, or an authority in the federal courts to overrule such as might be in manifest contravention of the articles of Union. There is no third course that I can imagine. The latter appears to have been thought by the convention preferable to the former, and, I presume, will be most agreeable to the States.
4609 Controversies between the nation and its members can only be properly referred to national courts. Any other plan would violate reason, precedent, and decorum.
3161 4610
3162 As to the second point, it is impossible, by any argument or comment, to make it clearer than it is in itself. If there are such things as political axioms, the propriety of the judicial power of a government being coextensive with its legislative, may be ranked among the number. The mere necessity of uniformity in the interpretation of the national laws, decides the question. Thirteen independent courts of final jurisdiction over the same causes, arising upon the same laws, is a hydra in government, from which nothing but contradiction and confusion can proceed.
4611 The fourth point rests on this proposition:
3163 4612
3164 Still less need be said in regard to the third point. Controversies between the nation and its members or citizens, can only be properly referred to the national tribunals. Any other plan would be contrary to reason, to precedent, and to decorum.
4613 > **Quote:** "The peace of the WHOLE ought not to be left at the disposal of a PART."
3165 4614
3166 The fourth point rests on this plain proposition, that the peace of the WHOLE ought not to be left at the disposal of a PART. The Union will undoubtedly be answerable to foreign powers for the conduct of its members. And the responsibility for an injury ought ever to be accompanied with the faculty of preventing it. As the denial or perversion of justice by the sentences of courts, as well as in any other manner, is with reason classed among the just causes of war, it will follow that the federal judiciary ought to have cognizance of all causes in which the citizens of other countries are concerned. This is not less essential to the preservation of the public faith, than to the security of the public tranquillity. A distinction may perhaps be imagined between cases arising upon treaties and the laws of nations and those which may stand merely on the footing of the municipal law. The former kind may be supposed proper for the federal jurisdiction, the latter for that of the States. But it is at least problematical, whether an unjust sentence against a foreigner, where the subject of controversy was wholly relative to the lex loci, would not, if unredressed, be an aggression upon his sovereign, as well as one which violated the stipulations of a treaty or the general law of nations. And a still greater objection to the distinction would result from the immense difficulty, if not impossibility, of a practical discrimination between the cases of one complexion and those of the other. So great a proportion of the cases in which foreigners are parties, involve national questions, that it is by far most safe and most expedient to refer all those in which they are concerned to the national tribunals.
4615 The Union will be held accountable to foreign powers for its members' conduct. Responsibility for injury requires means of prevention. Since denial of justice by court rulings is a just cause of war, federal jurisdiction should cover all cases involving foreigners. This preserves public trust and peace. One might distinguish treaty cases from local law cases, but an unjust sentence against a foreigner based purely on local law would still, if unredressed, constitute aggression against his sovereign. Moreover, discriminating between such cases in practice would be nearly impossible. So many cases involving foreigners also involve national questions that referring all such cases to national courts is safest.
3167 4616
3168 The power of determining causes between two States, between one State and the citizens of another, and between the citizens of different States, is perhaps not less essential to the peace of the Union than that which has been just examined. History gives us a horrid picture of the dissensions and private wars which distracted and desolated Germany prior to the institution of the Imperial Chamber by Maximilian, towards the close of the fifteenth century; and informs us, at the same time, of the vast influence of that institution in appeasing the disorders and establishing the tranquillity of the empire. This was a court invested with authority to decide finally all differences among the members of the Germanic body.
4617 Jurisdiction over disputes between states, between states and citizens of other states, and between citizens of different states is equally essential to Union peace. History provides a horrid picture of the dissensions and private wars that distracted and desolated Germany prior to the institution of the Imperial Chamber by Maximilian at the end of the fifteenth century to decide differences among the Germanic body. Territorial dispute resolution under federal authority was not ignored even in our imperfect Confederation. But other sources of interstate animosity exist. We have witnessed fraudulent laws in too many states. Though the proposed Constitution guards against past instances, the spirit producing them may take unforeseeable new shapes. Any practice disturbing harmony between states merits federal oversight.
3169 4618
3170 A method of terminating territorial disputes between the States, under the authority of the federal head, was not unattended to, even in the imperfect system by which they have been hitherto held together. But there are many other sources, besides interfering claims of boundary, from which bickerings and animosities may spring up among the members of the Union. To some of these we have been witnesses in the course of our past experience. It will readily be conjectured that I allude to the fraudulent laws which have been passed in too many of the States. And though the proposed Constitution establishes particular guards against the repetition of those instances which have heretofore made their appearance, yet it is warrantable to apprehend that the spirit which produced them will assume new shapes, that could not be foreseen nor specifically provided against. Whatever practices may have a tendency to disturb the harmony between the States, are proper objects of federal superintendence and control.
4619 It may be considered the basis of the Union that "the citizens of each State shall be entitled to all the privileges and immunities of citizens of the several States."
3171 4620
3172 It may be esteemed the basis of the Union, that “the citizens of each State shall be entitled to all the privileges and immunities of citizens of the several States.” And if it be a just principle that every government OUGHT TO POSSESS THE MEANS OF EXECUTING ITS OWN PROVISIONS BY ITS OWN AUTHORITY, it will follow, that in order to the inviolable maintenance of that equality of privileges and immunities to which the citizens of the Union will be entitled, the national judiciary ought to preside in all cases in which one State or its citizens are opposed to another State or its citizens. To secure the full effect of so fundamental a provision against all evasion and subterfuge, it is necessary that its construction should be committed to that tribunal which, having no local attachments, will be likely to be impartial between the different States and their citizens, and which, owing its official existence to the Union, will never be likely to feel any bias inauspicious to the principles on which it is founded.
4621 > **Quote:** "Every government OUGHT TO POSSESS THE MEANS OF EXECUTING ITS OWN PROVISIONS BY ITS OWN AUTHORITY."
3173 4622
3174 The fifth point will demand little animadversion. The most bigoted idolizers of State authority have not thus far shown a disposition to deny the national judiciary the cognizances of maritime causes. These so generally depend on the laws of nations, and so commonly affect the rights of foreigners, that they fall within the considerations which are relative to the public peace. The most important part of them are, by the present Confederation, submitted to federal jurisdiction.
4623 If this is just, the national judiciary should preside over all cases where one state or its citizens oppose another state or its citizens, maintaining the equality of privileges to which Union citizens are entitled. To ensure full effect against evasion, interpretation must rest with a court having no local attachments—one likely to be impartial and, owing its existence to the Union, unlikely to feel bias against its principles.
3175 4624
3176 The reasonableness of the agency of the national courts in cases in which the State tribunals cannot be supposed to be impartial, speaks for itself. No man ought certainly to be a judge in his own cause, or in any cause in respect to which he has the least interest or bias. This principle has no inconsiderable weight in designating the federal courts as the proper tribunals for the determination of controversies between different States and their citizens. And it ought to have the same operation in regard to some cases between citizens of the same State. Claims to land under grants of different States, founded upon adverse pretensions of boundary, are of this description. The courts of neither of the granting States could be expected to be unbiased. The laws may have even prejudged the question, and tied the courts down to decisions in favor of the grants of the State to which they belonged. And even where this had not been done, it would be natural that the judges, as men, should feel a strong predilection to the claims of their own government.
4625 Maritime cases depend so generally on international law and affect foreigners so commonly that they fall under public peace considerations. Even the strongest state authority supporters have not denied federal jurisdiction here. Most such cases already fall under the Confederation.
3177 4626
3178 Having thus laid down and discussed the principles which ought to regulate the constitution of the federal judiciary, we will proceed to test, by these principles, the particular powers of which, according to the plan of the convention, it is to be composed. It is to comprehend “all cases in law and equity arising under the Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; to all cases affecting ambassadors, other public ministers, and consuls; to all cases of admiralty and maritime jurisdiction; to controversies to which the United States shall be a party; to controversies between two or more States; between a State and citizens of another State; between citizens of different States; between citizens of the same State claiming lands and grants of different States; and between a State or the citizens thereof and foreign states, citizens, and subjects.” This constitutes the entire mass of the judicial authority of the Union. Let us now review it in detail. It is, then, to extend:
4627 That national courts should act where state courts cannot be impartial speaks for itself. > **Quote:** "No man ought certainly to be a judge in his own cause, or in any cause in respect to which he has the least interest or bias." This principle weighs heavily in designating federal courts for controversies between states and their citizens, and should apply to certain cases between citizens of the same state—particularly land claims under grants from different states based on conflicting boundaries. Courts of neither granting state could be unbiased. Laws might have prejudged the matter, or judges would naturally feel preference for their own government's claims.
3179 4628
3180 First. To all cases in law and equity, ARISING UNDER THE CONSTITUTION and THE LAWS OF THE UNITED STATES. This corresponds with the two first classes of causes, which have been enumerated, as proper for the jurisdiction of the United States. It has been asked, what is meant by “cases arising under the Constitution,” in contradiction from those “arising under the laws of the United States”? The difference has been already explained. All the restrictions upon the authority of the State legislatures furnish examples of it. They are not, for instance, to emit paper money; but the interdiction results from the Constitution, and will have no connection with any law of the United States. Should paper money, notwithstanding, be emited, the controversies concerning it would be cases arising under the Constitution and not the laws of the United States, in the ordinary signification of the terms. This may serve as a sample of the whole.
4629 We now test the convention's specific plan. The judicial authority is to extend to "all cases in law and equity arising under the Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; to all cases affecting ambassadors, other public ministers, and consuls; to all cases of admiralty and maritime jurisdiction; to controversies to which the United States shall be a party; to controversies between two or more States; between a State and citizens of another State; between citizens of different States; between citizens of the same State claiming lands and grants of different States; and between a State or the citizens thereof and foreign states, citizens, and subjects."
3181 4630
3182 It has also been asked, what need of the word “equity What equitable causes can grow out of the Constitution and laws of the United States? There is hardly a subject of litigation between individuals, which may not involve those ingredients of FRAUD, ACCIDENT, TRUST, or HARDSHIP, which would render the matter an object of equitable rather than of legal jurisdiction, as the distinction is known and established in several of the States. It is the peculiar province, for instance, of a court of equity to relieve against what are called hard bargains: these are contracts in which, though there may have been no direct fraud or deceit, sufficient to invalidate them in a court of law, yet there may have been some undue and unconscionable advantage taken of the necessities or misfortunes of one of the parties, which a court of equity would not tolerate. In such cases, where foreigners were concerned on either side, it would be impossible for the federal judicatories to do justice without an equitable as well as a legal jurisdiction. Agreements to convey lands claimed under the grants of different States, may afford another example of the necessity of an equitable jurisdiction in the federal courts. This reasoning may not be so palpable in those States where the formal and technical distinction between LAW and EQUITY is not maintained, as in this State, where it is exemplified by every day’s practice.
4631 First. To all cases in law and equity ARISING UNDER THE CONSTITUTION and THE LAWS OF THE UNITED STATES. This corresponds to the first two listed classes. What does "cases arising under the Constitution" mean? All restrictions on state legislatures provide examples. They are not to print paper money; this constitutional prohibition has no connection to federal law. Controversies concerning such money would arise under the Constitution, not federal laws. This serves as a sample.
3183 4632
3184 The judiciary authority of the Union is to extend:
4633 Why is "equity" needed? Hardly any litigation lacks elements of FRAUD, ACCIDENT, TRUST, or HARDSHIP, making it equitable rather than legal. Courts of equity provide relief against "hard bargains"—contracts where, though no direct fraud exists to invalidate them at law, an undue and unconscionable advantage was taken of the necessities or misfortunes of one of the parties. Federal courts cannot do justice in foreigner cases without equitable jurisdiction. Agreements to transfer lands claimed under grants from different states also require equitable jurisdiction. This may be less obvious in states where the LAW/EQUITY distinction isn't maintained, but practice demonstrates its necessity.
3185 4634
3186 Second. To treaties made, or which shall be made, under the authority of the United States, and to all cases affecting ambassadors, other public ministers, and consuls. These belong to the fourth class of the enumerated cases, as they have an evident connection with the preservation of the national peace.
4635 Second. To treaties and cases affecting ambassadors, other public ministers, and consuls. These belong to the fourth class, connected to national peace.
3187 4636
3188 Third. To cases of admiralty and maritime jurisdiction. These form, altogether, the fifth of the enumerated classes of causes proper for the cognizance of the national courts.
4637 Third. To admiralty and maritime jurisdiction. These form the fifth class.
3189 4638
3190 Fourth. To controversies to which the United States shall be a party. These constitute the third of those classes.
4639 Fourth. To controversies to which the United States is a party. These constitute the third class.
3191 4640
3192 Fifth. To controversies between two or more States; between a State and citizens of another State; between citizens of different States. These belong to the fourth of those classes, and partake, in some measure, of the nature of the last.
4641 Fifth. To controversies between two or more states; between a state and citizens of another state; and between citizens of different states. These belong to the fourth class.
3193 4642
3194 Sixth. To cases between the citizens of the same State, CLAIMING LANDS UNDER GRANTS OF DIFFERENT STATES. These fall within the last class, and ARE THE ONLY INSTANCES IN WHICH THE PROPOSED CONSTITUTION DIRECTLY CONTEMPLATES THE COGNIZANCE OF DISPUTES BETWEEN THE CITIZENS OF THE SAME STATE.
4643 Sixth. To cases between citizens of the same state CLAIMING LANDS UNDER GRANTS OF DIFFERENT STATES. These fall within the last class and ARE THE ONLY INSTANCES IN WHICH THE PROPOSED CONSTITUTION DIRECTLY CONTEMPLATES JURISDICTION OVER DISPUTES BETWEEN CITIZENS OF THE SAME STATE.
3195 4644
3196 Seventh. To cases between a State and the citizens thereof, and foreign States, citizens, or subjects. These have been already explained to belong to the fourth of the enumerated classes, and have been shown to be, in a peculiar manner, the proper subjects of the national judicature.
4645 Seventh. To cases between a state (or its citizens) and foreign states, citizens, or subjects. These have already been explained as belonging to the fourth class.
3197 4646
3198 From this review of the particular powers of the federal judiciary, as marked out in the Constitution, it appears that they are all conformable to the principles which ought to have governed the structure of that department, and which were necessary to the perfection of the system. If some partial inconviences should appear to be connected with the incorporation of any of them into the plan, it ought to be recollected that the national legislature will have ample authority to make such EXCEPTIONS, and to prescribe such regulations as will be calculated to obviate or remove these inconveniences. The possibility of particular mischiefs can never be viewed, by a wellinformed mind, as a solid objection to a general principle, which is calculated to avoid general mischiefs and to obtain general advantages.
4647 This review shows the specific powers conform to the principles necessary for the system's perfection. Should minor inconveniences appear, the national legislature has full authority to make EXCEPTIONS and prescribe regulations to avoid or remove them. To a well-informed mind, possible specific problems cannot constitute solid objection to a general principle designed to avoid general problems and secure general advantages.
3199 4648
3200 4649 PUBLIUS.
3201 4650
3202
3203
3204
3205 4651 ## No. LXXXI. - The Judiciary Continued, and the Distribution of the Judicial Authority
3206 4652
3207 4653 From McLEAN’s Edition, New York.
@@ -3211,257 +4657,232 @@
3211 4657
3212 4658 To the People of the State of New York:
3213 4659
3214 Let us now return to the partition of the judiciary authority between different courts, and their relations to each other, “The judicial power of the United States is” (by the plan of the convention) “to be vested in one Supreme Court, and in such inferior courts as the Congress may, from time to time, ordain and establish.”[1]
4660 The division of judicial authority under the convention's plan is straightforward:
3215 4661
3216 That there ought to be one court of supreme and final jurisdiction, is a proposition which is not likely to be contested. The reasons for it have been assigned in another place, and are too obvious to need repetition. The only question that seems to have been raised concerning it, is, whether it ought to be a distinct body or a branch of the legislature. The same contradiction is observable in regard to this matter which has been remarked in several other cases. The very men who object to the Senate as a court of impeachments, on the ground of an improper intermixture of powers, advocate, by implication at least, the propriety of vesting the ultimate decision of all causes, in the whole or in a part of the legislative body.
4662 > **Quote:** "The judicial power of the United States is to be vested in one Supreme Court, and in such inferior courts as the Congress may, from time to time, ordain and establish."
3217 4663
3218 The arguments, or rather suggestions, upon which this charge is founded, are to this effect: “The authority of the proposed Supreme Court of the United States, which is to be a separate and independent body, will be superior to that of the legislature. The power of construing the laws according to the SPIRIT of the Constitution, will enable that court to mould them into whatever shape it may think proper; especially as its decisions will not be in any manner subject to the revision or correction of the legislative body. This is as unprecedented as it is dangerous. In Britain, the judical power, in the last resort, resides in the House of Lords, which is a branch of the legislature; and this part of the British government has been imitated in the State constitutions in general. The Parliament of Great Britain, and the legislatures of the several States, can at any time rectify, by law, the exceptionable decisions of their respective courts. But the errors and usurpations of the Supreme Court of the United States will be uncontrollable and remediless.” This, upon examination, will be found to be made up altogether of false reasoning upon misconceived fact.
4664 A supreme court with final jurisdiction is self-evident. The only question raised is whether it should be a distinct body or a branch of the legislature—a contradiction among opponents who object to the Senate trying impeachments for mixing powers, yet implicitly favor giving final legal decisions to legislators.
3219 4665
3220 In the first place, there is not a syllable in the plan under consideration which DIRECTLY empowers the national courts to construe the laws according to the spirit of the Constitution, or which gives them any greater latitude in this respect than may be claimed by the courts of every State. I admit, however, that the Constitution ought to be the standard of construction for the laws, and that wherever there is an evident opposition, the laws ought to give place to the Constitution. But this doctrine is not deducible from any circumstance peculiar to the plan of the convention, but from the general theory of a limited Constitution; and as far as it is true, is equally applicable to most, if not to all the State governments. There can be no objection, therefore, on this account, to the federal judicature which will not lie against the local judicatures in general, and which will not serve to condemn every constitution that attempts to set bounds to legislative discretion.
4666 Their case runs thus: "The proposed Supreme Court, being separate and independent, will be superior to the legislature. Its power to interpret laws by the Constitution's spirit will enable that court to mould them into whatever shape it may think proper, especially since its decisions will not be subject to legislative revision. This is unprecedented and dangerous. In Britain, final judicial authority rests with the House of Lords, a legislative branch imitated in many state constitutions. British and state legislatures can correct bad court decisions by law, but the errors and usurpations of the Supreme Court will be uncontrollable and remediless."
3221 4667
3222 But perhaps the force of the objection may be thought to consist in the particular organization of the Supreme Court; in its being composed of a distinct body of magistrates, instead of being one of the branches of the legislature, as in the government of Great Britain and that of the State. To insist upon this point, the authors of the objection must renounce the meaning they have labored to annex to the celebrated maxim, requiring a separation of the departments of power. It shall, nevertheless, be conceded to them, agreeably to the interpretation given to that maxim in the course of these papers, that it is not violated by vesting the ultimate power of judging in a PART of the legislative body. But though this be not an absolute violation of that excellent rule, yet it verges so nearly upon it, as on this account alone to be less eligible than the mode preferred by the convention. From a body which had even a partial agency in passing bad laws, we could rarely expect a disposition to temper and moderate them in the application. The same spirit which had operated in making them, would be too apt in interpreting them; still less could it be expected that men who had infringed the Constitution in the character of legislators, would be disposed to repair the breach in the character of judges. Nor is this all. Every reason which recommends the tenure of good behavior for judicial offices, militates against placing the judiciary power, in the last resort, in a body composed of men chosen for a limited period. There is an absurdity in referring the determination of causes, in the first instance, to judges of permanent standing; in the last, to those of a temporary and mutable constitution. And there is a still greater absurdity in subjecting the decisions of men, selected for their knowledge of the laws, acquired by long and laborious study, to the revision and control of men who, for want of the same advantage, cannot but be deficient in that knowledge. The members of the legislature will rarely be chosen with a view to those qualifications which fit men for the stations of judges; and as, on this account, there will be great reason to apprehend all the ill consequences of defective information, so, on account of the natural propensity of such bodies to party divisions, there will be no less reason to fear that the pestilential breath of faction may poison the fountains of justice. The habit of being continually marshalled on opposite sides will be too apt to stifle the voice both of law and of equity.
4668 This consists entirely of false reasoning based on misunderstood facts. First, the plan contains not a single syllable empowering national courts to interpret laws by the Constitution's spirit any more than state courts may. I admit the Constitution should be the standard, and conflicting laws must yield. But this derives not from the convention's plan but from the general theory of limited constitutions, equally applicable to state governments. No objection can be raised against the federal judiciary on this account that wouldn't also condemn every constitution that limits legislative discretion.
3223 4669
3224 These considerations teach us to applaud the wisdom of those States who have committed the judicial power, in the last resort, not to a part of the legislature, but to distinct and independent bodies of men. Contrary to the supposition of those who have represented the plan of the convention, in this respect, as novel and unprecedented, it is but a copy of the constitutions of New Hampshire, Massachusetts, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia; and the preference which has been given to those models is highly to be commended.
4670 But perhaps the objection rests on the Supreme Court's organization—as a distinct body rather than a legislative branch, as in Britain and New York. To insist on this, critics must abandon their interpretation of the separation of powers maxim. It shall, nevertheless, be conceded that giving ultimate judgment power to part of the legislature doesn't absolutely violate that rule. Yet it comes so close that this alone makes it inferior to the convention's method. From a body that helped pass bad laws, we could rarely expect willingness to temper them in application. The same spirit that drove their creation would influence their interpretation. Even less could men who violated the Constitution as legislators be expected to repair the breach as judges.
3225 4671
3226 It is not true, in the second place, that the Parliament of Great Britain, or the legislatures of the particular States, can rectify the exceptionable decisions of their respective courts, in any other sense than might be done by a future legislature of the United States. The theory, neither of the British, nor the State constitutions, authorizes the revisal of a judicial sentence by a legislative act. Nor is there any thing in the proposed Constitution, more than in either of them, by which it is forbidden. In the former, as well as in the latter, the impropriety of the thing, on the general principles of law and reason, is the sole obstacle. A legislature, without exceeding its province, cannot reverse a determination once made in a particular case; though it may prescribe a new rule for future cases. This is the principle, and it applies in all its consequences, exactly in the same manner and extent, to the State governments, as to the national government now under consideration. Not the least difference can be pointed out in any view of the subject.
4672 Every reason for lifetime tenure during "good behavior" also argues against placing final judicial power in a temporary body. It is absurd to refer initial determinations to permanent judges, only to leave final decisions to temporary men subject to change. There is greater absurdity in subjecting decisions of men selected for legal knowledge—acquired through long study—to control by men deficient in that knowledge. Legislators will rarely be chosen for judicial qualifications; consequently, there is reason to fear that
3227 4673
3228 It may in the last place be observed that the supposed danger of judiciary encroachments on the legislative authority, which has been upon many occasions reiterated, is in reality a phantom. Particular misconstructions and contraventions of the will of the legislature may now and then happen; but they can never be so extensive as to amount to an inconvenience, or in any sensible degree to affect the order of the political system. This may be inferred with certainty, from the general nature of the judicial power, from the objects to which it relates, from the manner in which it is exercised, from its comparative weakness, and from its total incapacity to support its usurpations by force. And the inference is greatly fortified by the consideration of the important constitutional check which the power of instituting impeachments in one part of the legislative body, and of determining upon them in the other, would give to that body upon the members of the judicial department. This is alone a complete security. There never can be danger that the judges, by a series of deliberate usurpations on the authority of the legislature, would hazard the united resentment of the body intrusted with it, while this body was possessed of the means of punishing their presumption, by degrading them from their stations. While this ought to remove all apprehensions on the subject, it affords, at the same time, a cogent argument for constituting the Senate a court for the trial of impeachments.
4674 > **Quote:** 'the pestilential breath of faction may poison the fountains of justice. The habit of being continually marshalled on opposite sides will be too apt to stifle the voice both of law and of equity.'
3229 4675
3230 Having now examined, and, I trust, removed the objections to the distinct and independent organization of the Supreme Court, I proceed to consider the propriety of the power of constituting inferior courts,[2] and the relations which will subsist between these and the former.
4676 This leads us to praise the wisdom of states that entrusted final judicial power not to the legislature but to independent bodies. Contrary to claims that the convention's plan is novel, it copies the constitutions of New Hampshire, Massachusetts, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia—a highly commendable preference.
3231 4677
3232 The power of constituting inferior courts is evidently calculated to obviate the necessity of having recourse to the Supreme Court in every case of federal cognizance. It is intended to enable the national government to institute or AUTHORUZE, in each State or district of the United States, a tribunal competent to the determination of matters of national jurisdiction within its limits.
4678 Second, it is untrue that British or state legislatures can correct court decisions in ways unavailable to Congress. Neither their constitutions authorize reversing judicial sentences by legislative act, nor does the proposed Constitution forbid it. In both, the impropriety of such acts, based on general legal principles, is the sole obstacle.
3233 4679
3234 But why, it is asked, might not the same purpose have been accomplished by the instrumentality of the State courts? This admits of different answers. Though the fitness and competency of those courts should be allowed in the utmost latitude, yet the substance of the power in question may still be regarded as a necessary part of the plan, if it were only to empower the national legislature to commit to them the cognizance of causes arising out of the national Constitution. To confer the power of determining such causes upon the existing courts of the several States, would perhaps be as much “to constitute tribunals,” as to create new courts with the like power. But ought not a more direct and explicit provision to have been made in favor of the State courts? There are, in my opinion, substantial reasons against such a provision: the most discerning cannot foresee how far the prevalency of a local spirit may be found to disqualify the local tribunals for the jurisdiction of national causes; whilst every man may discover, that courts constituted like those of some of the States would be improper channels of the judicial authority of the Union. State judges, holding their offices during pleasure, or from year to year, will be too little independent to be relied upon for an inflexible execution of the national laws. And if there was a necessity for confiding the original cognizance of causes arising under those laws to them there would be a correspondent necessity for leaving the door of appeal as wide as possible. In proportion to the grounds of confidence in, or distrust of, the subordinate tribunals, ought to be the facility or difficulty of appeals. And well satisfied as I am of the propriety of the appellate jurisdiction, in the several classes of causes to which it is extended by the plan of the convention. I should consider every thing calculated to give, in practice, an UNRESTRAINED COURSE to appeals, as a source of public and private inconvenience.
4680 > **Quote:** "A legislature, without exceeding its province, cannot reverse a determination once made in a particular case; though it may prescribe a new rule for future cases."
3235 4681
3236 I am not sure, but that it will be found highly expedient and useful, to divide the United States into four or five or half a dozen districts; and to institute a federal court in each district, in lieu of one in every State. The judges of these courts, with the aid of the State judges, may hold circuits for the trial of causes in the several parts of the respective districts. Justice through them may be administered with ease and despatch; and appeals may be safely circumscribed within a narrow compass. This plan appears to me at present the most eligible of any that could be adopted; and in order to it, it is necessary that the power of constituting inferior courts should exist in the full extent in which it is to be found in the proposed Constitution.
4682 This principle applies equally to state and national governments from every perspective.
3237 4683
3238 These reasons seem sufficient to satisfy a candid mind, that the want of such a power would have been a great defect in the plan. Let us now examine in what manner the judicial authority is to be distributed between the supreme and the inferior courts of the Union. The Supreme Court is to be invested with original jurisdiction, only “in cases affecting ambassadors, other public ministers, and consuls, and those in which A STATE shall be a party.” Public ministers of every class are the immediate representatives of their sovereigns. All questions in which they are concerned are so directly connected with the public peace, that, as well for the preservation of this, as out of respect to the sovereignties they represent, it is both expedient and proper that such questions should be submitted in the first instance to the highest judicatory of the nation. Though consuls have not in strictness a diplomatic character, yet as they are the public agents of the nations to which they belong, the same observation is in a great measure applicable to them. In cases in which a State might happen to be a party, it would ill suit its dignity to be turned over to an inferior tribunal. Though it may rather be a digression from the immediate subject of this paper, I shall take occasion to mention here a supposition which has excited some alarm upon very mistaken grounds. It has been suggested that an assignment of the public securities of one State to the citizens of another, would enable them to prosecute that State in the federal courts for the amount of those securities; a suggestion which the following considerations prove to be without foundation.
4684 Finally, the supposed danger of judicial encroachment on legislative authority is a phantom. Specific misinterpretations may occasionally occur, but can never become widespread enough to trouble the political system. This follows from the nature of judicial power—its subjects, exercise, relative weakness, and its total incapacity to support its usurpations by force. The impeachment power reinforces this: one legislative branch brings charges, the other decides them, giving Congress authority over judges. This complete safeguard means judges would never risk legislative resentment through deliberate power grabs while facing removal. This also powerfully argues for making the Senate the impeachment trial court.
3239 4685
3240 It is inherent in the nature of sovereignty not to be amenable to the suit of an individual WITHOUT ITS CONSENT. This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union. Unless, therefore, there is a surrender of this immunity in the plan of the convention, it will remain with the States, and the danger intimated must be merely ideal. The circumstances which are necessary to produce an alienation of State sovereignty were discussed in considering the article of taxation, and need not be repeated here. A recurrence to the principles there established will satisfy us, that there is no color to pretend that the State governments would, by the adoption of that plan, be divested of the privilege of paying their own debts in their own way, free from every constraint but that which flows from the obligations of good faith. The contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no pretensions to a compulsive force. They confer no right of action, independent of the sovereign will. To what purpose would it be to authorize suits against States for the debts they owe? How could recoveries be enforced? It is evident, it could not be done without waging war against the contracting State; and to ascribe to the federal courts, by mere implication, and in destruction of a pre-existing right of the State governments, a power which would involve such a consequence, would be altogether forced and unwarrantable.
4686 Having addressed objections to the Supreme Court's organization, we turn to the power of establishing inferior courts. This clearly aims to avoid burdening the Supreme Court with every federal case, allowing the national government to create courts in each state or district to decide matters of national jurisdiction locally.
3241 4687
3242 Let us resume the train of our observations. We have seen that the original jurisdiction of the Supreme Court would be confined to two classes of causes, and those of a nature rarely to occur. In all other cases of federal cognizance, the original jurisdiction would appertain to the inferior tribunals; and the Supreme Court would have nothing more than an appellate jurisdiction, “with such EXCEPTIONS and under such REGULATIONS as the Congress shall make.”
4688 But why not use state courts? Even accepting their competence, the power remains necessary simply to give them jurisdiction over national Constitution cases—already "constituting tribunals." Yet there are solid reasons against explicit provision for state courts. No observer can foresee how local bias might disqualify them, while anyone can see that courts organized like some states' would be improper federal channels. State judges holding office at executive pleasure or annually will lack independence for firm execution of national laws. If entrusted with initial hearings, appeals must be as open as possible—the ease of appeal should match distrust of lower courts. As convinced as I am of proper appellate jurisdiction, I would consider unrestricted appeals a source of public and private inconvenience.
3243 4689
3244 The propriety of this appellate jurisdiction has been scarcely called in question in regard to matters of law; but the clamors have been loud against it as applied to matters of fact. Some well-intentioned men in this State, deriving their notions from the language and forms which obtain in our courts, have been induced to consider it as an implied supersedure of the trial by jury, in favor of the civil-law mode of trial, which prevails in our courts of admiralty, probate, and chancery. A technical sense has been affixed to the term “appellate,” which, in our law parlance, is commonly used in reference to appeals in the course of the civil law. But if I am not misinformed, the same meaning would not be given to it in any part of New England. There an appeal from one jury to another, is familiar both in language and practice, and is even a matter of course, until there have been two verdicts on one side. The word “appellate,” therefore, will not be understood in the same sense in New England as in New York, which shows the impropriety of a technical interpretation derived from the jurisprudence of any particular State. The expression, taken in the abstract, denotes nothing more than the power of one tribunal to review the proceedings of another, either as to the law or fact, or both. The mode of doing it may depend on ancient custom or legislative provision (in a new government it must depend on the latter), and may be with or without the aid of a jury, as may be judged advisable. If, therefore, the re-examination of a fact once determined by a jury, should in any case be admitted under the proposed Constitution, it may be so regulated as to be done by a second jury, either by remanding the cause to the court below for a second trial of the fact, or by directing an issue immediately out of the Supreme Court.
4690 I suspect it will prove highly practical to divide the United States into four, five, or six districts with a federal court in each, whose judges—assisted by state judges—could hold circuit courts throughout their districts. This would administer justice efficiently while safely limiting appeals, requiring the full power to establish inferior courts as provided.
3245 4691
3246 But it does not follow that the re-examination of a fact once ascertained by a jury, will be permitted in the Supreme Court. Why may not it be said, with the strictest propriety, when a writ of error is brought from an inferior to a superior court of law in this State, that the latter has jurisdiction of the fact as well as the law? It is true it cannot institute a new inquiry concerning the fact, but it takes cognizance of it as it appears upon the record, and pronounces the law arising upon it.[3] This is jurisdiction of both fact and law; nor is it even possible to separate them. Though the common-law courts of this State ascertain disputed facts by a jury, yet they unquestionably have jurisdiction of both fact and law; and accordingly when the former is agreed in the pleadings, they have no recourse to a jury, but proceed at once to judgment. I contend, therefore, on this ground, that the expressions, “appellate jurisdiction, both as to law and fact,” do not necessarily imply a re-examination in the Supreme Court of facts decided by juries in the inferior courts.
4692 This power has been absurdly characterized as abolishing county courts. Yet the Constitution specifically authorizes "tribunals INFERIOR TO THE SUPREME COURT"—clearly meaning local courts subordinate to it, organized by state or larger districts. It is ridiculous to imagine county courts were ever targets. These reasons should satisfy any fair mind that lacking this power would be a significant flaw.
3247 4693
3248 The following train of ideas may well be imagined to have influenced the convention, in relation to this particular provision. The appellate jurisdiction of the Supreme Court (it may have been argued) will extend to causes determinable in different modes, some in the course of the COMMON LAW, others in the course of the CIVIL LAW. In the former, the revision of the law only will be, generally speaking, the proper province of the Supreme Court; in the latter, the re-examination of the fact is agreeable to usage, and in some cases, of which prize causes are an example, might be essential to the preservation of the public peace. It is therefore necessary that the appellate jurisdiction should, in certain cases, extend in the broadest sense to matters of fact. It will not answer to make an express exception of cases which shall have been originally tried by a jury, because in the courts of some of the States ALL CAUSES are tried in this mode;[4] and such an exception would preclude the revision of matters of fact, as well where it might be proper, as where it might be improper. To avoid all inconveniencies, it will be safest to declare generally, that the Supreme Court shall possess appellate jurisdiction both as to law and FACT, and that this jurisdiction shall be subject to such EXCEPTIONS and regulations as the national legislature may prescribe. This will enable the government to modify it in such a manner as will best answer the ends of public justice and security.
4694 The Supreme Court has original jurisdiction only "in cases affecting ambassadors, other public ministers, and consuls, and those in which A STATE shall be a party." Public ministers are direct sovereign representatives; questions involving them so directly affect public peace that submission to the highest court is both practical and respectful. Consuls, though not strictly diplomatic, are public agents to whom the same logic largely applies. A state appearing before a lower tribunal would be undignified.
3249 4695
3250 This view of the matter, at any rate, puts it out of all doubt that the supposed ABOLITION of the trial by jury, by the operation of this provision, is fallacious and untrue. The legislature of the United States would certainly have full power to provide, that in appeals to the Supreme Court there should be no re-examination of facts where they had been tried in the original causes by juries. This would certainly be an authorized exception; but if, for the reason already intimated, it should be thought too extensive, it might be qualified with a limitation to such causes only as are determinable at common law in that mode of trial.
4696 Here I address a needlessly alarming theory: if one state's public securities were owned by another's citizens, they could sue that state in federal court to recover. This is groundless.
3251 4697
3252 The amount of the observations hitherto made on the authority of the judicial department is this: that it has been carefully restricted to those causes which are manifestly proper for the cognizance of the national judicature; that in the partition of this authority a very small portion of original jurisdiction has been preserved to the Supreme Court, and the rest consigned to the subordinate tribunals; that the Supreme Court will possess an appellate jurisdiction, both as to law and fact, in all the cases referred to them, both subject to any EXCEPTIONS and REGULATIONS which may be thought advisable; that this appellate jurisdiction does, in no case, ABOLISH the trial by jury; and that an ordinary degree of prudence and integrity in the national councils will insure us solid advantages from the establishment of the proposed judiciary, without exposing us to any of the inconveniences which have been predicted from that source.
4698 > **Quote:** "It is inherent in the nature of sovereignty not to be amenable to the suit of an individual WITHOUT ITS CONSENT. This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union."
3253 4699
3254 PUBLIUS.
4700 Unless the convention's plan surrenders this immunity—which it does not—this danger is imaginary. The contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no pretensions to a compulsive force. Enforcing judgments would require waging war on the state. To claim federal courts have such implied power would be forced and unjustifiable.
3255 4701
3256 [1] Article 3, sec. 1.
4702 Returning to jurisdiction: The Supreme Court's original jurisdiction covers only two rare case classes. In all other federal matters, original jurisdiction belongs to lower courts, with the Supreme Court having appellate jurisdiction "with such EXCEPTIONS and under such REGULATIONS as Congress shall make."
3257 4703
3258 [2] This power has been absurdly represented as intended to abolish all the county courts in the several States, which are commonly called inferior courts. But the expressions of the Constitution are, to constitute “tribunals INFERIOR TO THE SUPREME COURT”; and the evident design of the provision is to enable the institution of local courts, subordinate to the Supreme, either in States or larger districts. It is ridiculous to imagine that county courts were in contemplation.
4704 The appropriateness of this appellate jurisdiction is largely accepted for law, but loudly opposed for facts. Some in this state, based on local court language, fear this abolishes jury trials in favor of civil-law procedures. They attach a technical meaning to "appellate" derived from civil-law appeals. Yet in New England, appealing from one jury to another is common—indeed routine until two verdicts agree for the same side. The word would not be understood identically there, showing how improper a technical interpretation from any single state is.
3259 4705
3260 [3] This word is composed of JUS and DICTIO, juris dictio or a speaking and pronouncing of the law.
4706 Abstractly, the term denotes only a court's power to review another's proceedings regarding law, facts, or both. The method may depend on ancient custom or legislative rules (in a new government, the latter), with or without juries as advisable. If re-examining jury-determined facts is allowed, it can be regulated to use a second jury—either by remanding for new trial or ordering a jury trial directly in the Supreme Court.
3261 4707
3262 [4] I hold that the States will have concurrent jurisdiction with the subordinate federal judicatories, in many cases of federal cognizance, as will be explained in my next paper.
4708 Nor does it follow that the Supreme Court will be permitted to re-examine jury-established facts. Cannot we say—with strict accuracy—that when a writ of error goes from lower to higher court in this state, the higher court has jurisdiction over facts as well as law? True, it cannot start a new factual inquiry, but it takes notice of facts as they appear in the record and pronounces the applicable law. The word "jurisdiction" itself—from Latin terms meaning "speaking the law"—implies this power to pronounce law based on facts. This is jurisdiction of both fact and law; separation is impossible. Though common-law courts determine disputed facts by jury, they unquestionably have jurisdiction over both; when facts are agreed in pleadings, they proceed immediately to judgment without a jury. Therefore, the phrase "appellate jurisdiction, both as to law and fact" does not necessarily imply Supreme Court re-examination of jury facts.
3263 4709
4710 The following likely influenced the convention: The Supreme Court's appellate jurisdiction will cover cases decided differently—some under COMMON LAW, others under CIVIL LAW. In the former, the Court's proper role is generally law review; in the latter, re-examining facts is consistent with practice and, in some cases (like maritime prize cases), essential to public peace. Therefore, appellate jurisdiction must sometimes extend broadly to matters of fact.
3264 4711
4712 An express exception for jury-tried cases wouldn't work because some state courts try ALL CASES this way. Such an exception would prevent fact review even where necessary. Since states will likely maintain concurrent jurisdiction with lower federal courts in many federal matters (as will be explained in my next paper), it is safest to declare generally that the Supreme Court shall have appellate jurisdiction as to both law and FACT, subject to whatever EXCEPTIONS and regulations Congress prescribes. This allows modifying the system to best serve public justice and security.
3265 4713
4714 This perspective proves beyond doubt that the alleged ABOLITION of jury trial under this provision is false. Congress would certainly have full power to provide that, in Supreme Court appeals, there should be no re-examination of facts already tried by jury. This would be a permitted exception. If that exception seems too broad, it could be limited only to cases normally decided by jury under common law.
3266 4715
4716 The summary is this: judicial authority is carefully limited to cases appropriate for a national system; only a small portion of original jurisdiction is given to the Supreme Court, the rest to lower courts; the Supreme Court has appellate jurisdiction over law and fact in all referred cases, subject to EXCEPTIONS and REGULATIONS; this does not ABOLISH jury trial; and normal wisdom and integrity in the national government will ensure the proposed judiciary provides solid benefits without predicted inconveniences.
4717
4718 PUBLIUS.
4719
3267 4720 ## No. LXXXII. - The Judiciary Continued
3268 4721
3269 4722 From McLEAN’s Edition, New York.
3270 4723
3271 HAMILTON
4724 By Alexander Hamilton
3272 4725
4726 Establishing a new government inevitably raises complex questions, especially when merging distinct sovereign states. Only time can perfect such a complex system, settle the meaning of its parts, and harmonize them into a consistent whole. Such questions have arisen about the convention's plan, particularly concerning the judicial department: Is federal jurisdiction exclusive, or may state courts exercise concurrent jurisdiction? If the latter, what is their relationship to national tribunals? These deserve attention.
3273 4727
3274 To the People of the State of New York:
4728 The principles of No. 32 teach that states retain all pre-existing authorities not exclusively delegated to the federal government. Such delegation occurs only where: (1) exclusive authority is expressly granted the Union; (2) authority is granted the Union while prohibited to the states; or (3) the authority would be completely incompatible with a similar state authority. Though these principles may apply less forcefully to the judiciary than to legislative power, I am inclined to believe they are generally accurate. Based on this, I state as a rule: state courts retain their current jurisdiction unless clearly taken away in one of these ways.
3275 4729
3276 The erection of a new government, whatever care or wisdom may distinguish the work, cannot fail to originate questions of intricacy and nicety; and these may, in a particular manner, be expected to flow from the establishment of a constitution founded upon the total or partial incorporation of a number of distinct sovereignties. ’T is time only that can mature and perfect so compound a system, can liquidate the meaning of all the parts, and can adjust them to each other in a harmonious and consistent WHOLE.
4730 The only constitutional provision that seems to limit federal cases to federal courts reads:
3277 4731
3278 Such questions, accordingly, have arisen upon the plan proposed by the convention, and particularly concerning the judiciary department. The principal of these respect the situation of the State courts in regard to those causes which are to be submitted to federal jurisdiction. Is this to be exclusive, or are those courts to possess a concurrent jurisdiction? If the latter, in what relation will they stand to the national tribunals? These are inquiries which we meet with in the mouths of men of sense, and which are certainly entitled to attention.
4732 > **Quote:** “The JUDICIAL POWER of the United States SHALL BE VESTED in one Supreme Court, and in SUCH inferior courts as the Congress shall from time to time ordain and establish.”
3279 4733
3280 The principles established in a former paper[1] teach us that the States will retain all PRE-EXISTING authorities which may not be exclusively delegated to the federal head; and that this exclusive delegation can only exist in one of three cases: where an exclusive authority is, in express terms, granted to the Union; or where a particular authority is granted to the Union, and the exercise of a like authority is prohibited to the States; or where an authority is granted to the Union, with which a similar authority in the States would be utterly incompatible. Though these principles may not apply with the same force to the judiciary as to the legislative power, yet I am inclined to think that they are, in the main, just with respect to the former, as well as the latter. And under this impression, I shall lay it down as a rule, that the State courts will RETAIN the jurisdiction they now have, unless it appears to be taken away in one of the enumerated modes.
4734 This could mean either: (1) only Union courts may decide cases within federal authority, or (2) the United States will exercise its judicial power through one supreme tribunal and the inferior courts Congress establishes. The first excludes concurrent jurisdiction by mere implication; the second seems the most natural and defensible interpretation.
3281 4735
3282 The only thing in the proposed Constitution, which wears the appearance of confining the causes of federal cognizance to the federal courts, is contained in this passage: “The JUDICIAL POWER of the United States SHALL BE VESTED in one Supreme Court, and in SUCH inferior courts as the Congress shall from time to time ordain and establish.” This might either be construed to signify, that the supreme and subordinate courts of the Union should alone have the power of deciding those causes to which their authority is to extend; or simply to denote, that the organs of the national judiciary should be one Supreme Court, and as many subordinate courts as Congress should think proper to appoint; or in other words, that the United States should exercise the judicial power with which they are to be invested, through one supreme tribunal, and a certain number of inferior ones, to be instituted by them. The first excludes, the last admits, the concurrent jurisdiction of the State tribunals; and as the first would amount to an alienation of State power by implication, the last appears to me the most natural and the most defensible construction.
4736 This doctrine of concurrent jurisdiction applies clearly to cases state courts already handled, less obviously to cases unique to the new Constitution—denying jurisdiction there hardly removes a pre-existing authority. I do not argue that the United States cannot assign cases from its regulations solely to federal courts when practical. But I maintain that state courts lose no part of their primitive jurisdiction, except perhaps regarding appeal. I am even of the opinion that unless expressly excluded by future acts, they will naturally take notice of cases those acts create. I infer this from the nature of judicial power and the general genius of the system: judicial power looks beyond local laws, handling all disputes between parties within its jurisdiction. As Hamilton notes:
3283 4737
3284 But this doctrine of concurrent jurisdiction is only clearly applicable to those descriptions of causes of which the State courts have previous cognizance. It is not equally evident in relation to cases which may grow out of, and be PECULIAR to, the Constitution to be established; for not to allow the State courts a right of jurisdiction in such cases, can hardly be considered as the abridgment of a pre-existing authority. I mean not therefore to contend that the United States, in the course of legislation upon the objects intrusted to their direction, may not commit the decision of causes arising upon a particular regulation to the federal courts solely, if such a measure should be deemed expedient; but I hold that the State courts will be divested of no part of their primitive jurisdiction, further than may relate to an appeal; and I am even of opinion that in every case in which they were not expressly excluded by the future acts of the national legislature, they will of course take cognizance of the causes to which those acts may give birth. This I infer from the nature of judiciary power, and from the general genius of the system. The judiciary power of every government looks beyond its own local or municipal laws, and in civil cases lays hold of all subjects of litigation between parties within its jurisdiction, though the causes of dispute are relative to the laws of the most distant part of the globe. Those of Japan, not less than of New York, may furnish the objects of legal discussion to our courts. When in addition to this we consider the State governments and the national governments, as they truly are, in the light of kindred systems, and as parts of ONE WHOLE, the inference seems to be conclusive, that the State courts would have a concurrent jurisdiction in all cases arising under the laws of the Union, where it was not expressly prohibited.
4738 > **Quote:** Those of Japan, not less than of New York, may furnish the objects of legal discussion to our courts.
3285 4739
3286 Here another question occurs: What relation would subsist between the national and State courts in these instances of concurrent jurisdiction? I answer, that an appeal would certainly lie from the latter, to the Supreme Court of the United States. The Constitution in direct terms gives an appellate jurisdiction to the Supreme Court in all the enumerated cases of federal cognizance in which it is not to have an original one, without a single expression to confine its operation to the inferior federal courts. The objects of appeal, not the tribunals from which it is to be made, are alone contemplated. From this circumstance, and from the reason of the thing, it ought to be construed to extend to the State tribunals. Either this must be the case, or the local courts must be excluded from a concurrent jurisdiction in matters of national concern, else the judiciary authority of the Union may be eluded at the pleasure of every plaintiff or prosecutor. Neither of these consequences ought, without evident necessity, to be involved; the latter would be entirely inadmissible, as it would defeat some of the most important and avowed purposes of the proposed government, and would essentially embarrass its measures. Nor do I perceive any foundation for such a supposition. Agreeably to the remark already made, the national and State systems are to be regarded as ONE WHOLE. The courts of the latter will of course be natural auxiliaries to the execution of the laws of the Union, and an appeal from them will as naturally lie to that tribunal which is destined to unite and assimilate the principles of national justice and the rules of national decisions. The evident aim of the plan of the convention is, that all the causes of the specified classes shall, for weighty public reasons, receive their original or final determination in the courts of the Union. To confine, therefore, the general expressions giving appellate jurisdiction to the Supreme Court, to appeals from the subordinate federal courts, instead of allowing their extension to the State courts, would be to abridge the latitude of the terms, in subversion of the intent, contrary to every sound rule of interpretation.
4740 Considering state and national governments as related systems forming one whole, the conclusion seems undeniable: state courts would have concurrent jurisdiction in all cases arising under Union laws unless expressly prohibited.
3287 4741
3288 But could an appeal be made to lie from the State courts to the subordinate federal judicatories? This is another of the questions which have been raised, and of greater difficulty than the former. The following considerations countenance the affirmative. The plan of the convention, in the first place, authorizes the national legislature “to constitute tribunals inferior to the Supreme Court.”[2] It declares, in the next place, that “the JUDICIAL POWER of the United States SHALL BE VESTED in one Supreme Court, and in such inferior courts as Congress shall ordain and establish”; and it then proceeds to enumerate the cases to which this judicial power shall extend. It afterwards divides the jurisdiction of the Supreme Court into original and appellate, but gives no definition of that of the subordinate courts. The only outlines described for them, are that they shall be “inferior to the Supreme Court,” and that they shall not exceed the specified limits of the federal judiciary. Whether their authority shall be original or appellate, or both, is not declared. All this seems to be left to the discretion of the legislature. And this being the case, I perceive at present no impediment to the establishment of an appeal from the State courts to the subordinate national tribunals; and many advantages attending the power of doing it may be imagined. It would diminish the motives to the multiplication of federal courts, and would admit of arrangements calculated to contract the appellate jurisdiction of the Supreme Court. The State tribunals may then be left with a more entire charge of federal causes; and appeals, in most cases in which they may be deemed proper, instead of being carried to the Supreme Court, may be made to lie from the State courts to district courts of the Union.
4742 This raises another question: what relationship exists between national and state courts under concurrent jurisdiction? An appeal would certainly be allowed from state courts to the Supreme Court. The Constitution explicitly gives the Supreme Court appellate jurisdiction in all specified federal cases where it lacks original jurisdiction, without limiting this to inferior federal courts. The focus is on the appeal's subject, not the tribunal from which it comes; by logic, this includes state tribunals. Otherwise, Union judicial authority could be bypassed at any plaintiff's whim—a result unacceptable without clear necessity, as it would defeat key purposes of the government. As previously noted, national and state systems form one whole; state courts will be natural auxiliaries to the execution of Union laws, and appeals from them naturally go to the tribunal meant to unify principles of national justice. The convention's clear goal is that specified cases receive original or final ruling in Union courts. Limiting the Supreme Court's appellate jurisdiction to inferior federal courts only would narrow the terms, subvert intent, and violate sound interpretation.
3289 4743
4744 But could an appeal be made from state courts to subordinate federal courts? This question is more difficult. Several points support an affirmative answer. First, Article I, Section 8 authorizes Congress "to constitute tribunals inferior to the Supreme Court." Article III then vests judicial power in one Supreme Court and such inferior courts as Congress establishes, listing the cases to which this power extends. It divides the Supreme Court's jurisdiction into original and appellate but leaves subordinate courts undefined—only requiring they be "inferior" and stay within federal limits. Whether their authority is original, appellate, or both is unstated, apparently left to Congress's discretion. Under these circumstances, I see no obstacle to establishing appeals from state courts to subordinate national tribunals, with many advantages: it would reduce the need to multiply federal courts and lessen the Supreme Court's appellate workload. State tribunals could bear more responsibility for federal cases, with appeals directed to federal district courts rather than directly to the Supreme Court.
4745
3290 4746 PUBLIUS.
3291 4747
3292 [1] No. 32.
3293
3294 [2] Section 8, Article 1.
3295
3296
3297
3298
3299 4748 ## No. LXXXIII. - The Judiciary Continued in Relation to Trial by Jury
3300 4749
3301 4750 From MCLEAN’s Edition, New York.
3302 4751
3303 4752 HAMILTON
3304 4753
3305
3306 4754 To the People of the State of New York:
3307 4755
3308 The objection to the plan of the convention, which has met with most success in this State, and perhaps in several of the other States, is THAT RELATIVE TO THE WANT OF A CONSTITUTIONAL PROVISION for the trial by jury in civil cases. The disingenuous form in which this objection is usually stated has been repeatedly adverted to and exposed, but continues to be pursued in all the conversations and writings of the opponents of the plan. The mere silence of the Constitution in regard to CIVIL CAUSES, is represented as an abolition of the trial by jury, and the declamations to which it has afforded a pretext are artfully calculated to induce a persuasion that this pretended abolition is complete and universal, extending not only to every species of civil, but even to CRIMINAL CAUSES. To argue with respect to the latter would, however, be as vain and fruitless as to attempt the serious proof of the EXISTENCE of MATTER, or to demonstrate any of those propositions which, by their own internal evidence, force conviction, when expressed in language adapted to convey their meaning.
4756 The most potent objection to the convention's plan—here and elsewhere—is the lack of constitutional provision for jury trials in civil cases. Opponents persist in portraying the Constitution's silence on civil causes as outright abolition, despite repeated exposure of this misrepresentation. This rhetoric suggests the abolition is total, extending even to criminal cases—an argument as pointless as attempting to prove the existence of matter, since the Constitution expressly provides for criminal jury trials.
3309 4757
3310 With regard to civil causes, subtleties almost too contemptible for refutation have been employed to countenance the surmise that a thing which is only NOT PROVIDED FOR, is entirely ABOLISHED. Every man of discernment must at once perceive the wide difference between SILENCE and ABOLITION. But as the inventors of this fallacy have attempted to support it by certain LEGAL MAXIMS of interpretation, which they have perverted from their true meaning, it may not be wholly useless to explore the ground they have taken.
4758 Regarding civil cases, the claim that omission equals abolition relies on twisted legal maxims: "A specification of particulars is an exclusion of generals," or "The expression of one thing is the exclusion of another." From these, opponents argue that requiring juries in criminal cases prohibits them in civil ones. Yet legal interpretation follows common sense. Does it align with common sense to suppose that requiring juries in criminal cases strips the legislature of its right to authorize them elsewhere? A command to do one thing is no prohibition against doing another non-conflicting thing. Such a supposition is unnatural and unreasonable.
3311 4759
3312 The maxims on which they rely are of this nature: “A specification of particulars is an exclusion of generals”; or, “The expression of one thing is the exclusion of another.” Hence, say they, as the Constitution has established the trial by jury in criminal cases, and is silent in respect to civil, this silence is an implied prohibition of trial by jury in regard to the latter.
4760 The power to establish courts includes defining trial methods. Without any constitutional mention, the legislature would be free to adopt or omit juries. The express requirement in criminal cases limits discretion there, but leaves it naturally open for civil cases. Silence imposes no prohibition.
3313 4761
3314 The rules of legal interpretation are rules of COMMONSENSE, adopted by the courts in the construction of the laws. The true test, therefore, of a just application of them is its conformity to the source from which they are derived. This being the case, let me ask if it is consistent with common-sense to suppose that a provision obliging the legislative power to commit the trial of criminal causes to juries, is a privation of its right to authorize or permit that mode of trial in other cases? Is it natural to suppose, that a command to do one thing is a prohibition to the doing of another, which there was a previous power to do, and which is not incompatible with the thing commanded to be done? If such a supposition would be unnatural and unreasonable, it cannot be rational to maintain that an injunction of the trial by jury in certain cases is an interdiction of it in others.
4762 > **Quote:** "Every man of discernment must at once perceive the wide difference between SILENCE and ABOLITION."
3315 4763
3316 A power to constitute courts is a power to prescribe the mode of trial; and consequently, if nothing was said in the Constitution on the subject of juries, the legislature would be at liberty either to adopt that institution or to let it alone. This discretion, in regard to criminal causes, is abridged by the express injunction of trial by jury in all such cases; but it is, of course, left at large in relation to civil causes, there being a total silence on this head. The specification of an obligation to try all criminal causes in a particular mode, excludes indeed the obligation or necessity of employing the same mode in civil causes, but does not abridge THE POWER of the legislature to exercise that mode if it should be thought proper. The pretense, therefore, that the national legislature would not be at full liberty to submit all the civil causes of federal cognizance to the determination of juries, is a pretense destitute of all just foundation.
4764 These observations confirm that jury trials in civil cases are not abolished, and that applying these maxims is contrary to reason. Even if they had precise technical meaning, they would be inapplicable to a constitution, whose natural and obvious meaning is the true standard.
3317 4765
3318 From these observations this conclusion results: that the trial by jury in civil cases would not be abolished; and that the use attempted to be made of the maxims which have been quoted, is contrary to reason and common-sense, and therefore not admissible. Even if these maxims had a precise technical sense, corresponding with the idea of those who employ them upon the present occasion, which, however, is not the case, they would still be inapplicable to a constitution of government. In relation to such a subject, the natural and obvious sense of its provisions, apart from any technical rules, is the true criterion of construction.
4766 To determine their proper use, consider examples. The Constitution lists specific congressional powers, clearly excluding general legislative authority—an affirmative grant of special powers would be absurd if general authority were intended. Similarly, the Constitution enumerates specific cases for federal judicial authority. This listing defines precise limits; enumeration would be meaningless if it didn't exclude broader authority.
3319 4767
3320 Having now seen that the maxims relied upon will not bear the use made of them, let us endeavor to ascertain their proper use and true meaning. This will be best done by examples. The plan of the convention declares that the power of Congress, or, in other words, of the NATIONAL LEGISLATURE, shall extend to certain enumerated cases. This specification of particulars evidently excludes all pretension to a general legislative authority, because an affirmative grant of special powers would be absurd, as well as useless, if a general authority was intended.
4768 These examples clarify proper use of the maxims, but one more will demonstrate how they are being abused. Suppose state law prevented married women from transferring property, and the legislature enacted that she could do so by deed before a magistrate. This specific requirement excludes other methods because it defines her only permitted method. But suppose another clause required consent of three relatives for property above a certain value. Could one infer she couldn't get consent for lower-value property? This absurd position mirrors those who claim civil jury trials are abolished because criminal ones are required.
3321 4769
3322 In like manner the judicial authority of the federal judicatures is declared by the Constitution to comprehend certain cases particularly specified. The expression of those cases marks the precise limits, beyond which the federal courts cannot extend their jurisdiction, because the objects of their cognizance being enumerated, the specification would be nugatory if it did not exclude all ideas of more extensive authority.
4770 Thus, jury trial is not abolished. In most civil disputes affecting the majority of people—land disputes (except interstate grants) and controversies between same-state citizens—state constitutions will govern unchanged, because the national judiciary has no jurisdiction. Admiralty and most equity cases already proceed without juries. The institution cannot be significantly affected.
3323 4771
3324 These examples are sufficient to elucidate the maxims which have been mentioned, and to designate the manner in which they should be used. But that there may be no misapprehensions upon this subject, I shall add one case more, to demonstrate the proper use of these maxims, and the abuse which has been made of them.
4772 Friends and opponents agree on the jury trial's value, though the former call it a safeguard and the latter the foundation of free government. I myself hold it in high regard. Such debates are academic; all are convinced of its utility and importance to liberty. But I cannot see an inseparable connection between liberty and civil jury trials.
3325 4773
3326 Let us suppose that by the laws of this State a married woman was incapable of conveying her estate, and that the legislature, considering this as an evil, should enact that she might dispose of her property by deed executed in the presence of a magistrate. In such a case there can be no doubt but the specification would amount to an exclusion of any other mode of conveyance, because the woman having no previous power to alienate her property, the specification determines the particular mode which she is, for that purpose, to avail herself of. But let us further suppose that in a subsequent part of the same act it should be declared that no woman should dispose of any estate of a determinate value without the consent of three of her nearest relations, signified by their signing the deed; could it be inferred from this regulation that a married woman might not procure the approbation of her relations to a deed for conveying property of inferior value? The position is too absurd to merit a refutation, and yet this is precisely the position which those must establish who contend that the trial by juries in civil cases is abolished, because it is expressly provided for in cases of a criminal nature.
4774 > **Quote:** "Arbitrary impeachments, arbitrary methods of prosecuting pretended offenses, and arbitrary punishments upon arbitrary convictions, have ever appeared to me to be the great engines of judicial despotism; and these have all relation to criminal proceedings."
3327 4775
3328 From these observations it must appear unquestionably true, that trial by jury is in no case abolished by the proposed Constitution, and it is equally true, that in those controversies between individuals in which the great body of the people are likely to be interested, that institution will remain precisely in the same situation in which it is placed by the State constitutions, and will be in no degree altered or influenced by the adoption of the plan under consideration. The foundation of this assertion is, that the national judiciary will have no cognizance of them, and of course they will remain determinable as heretofore by the State courts only, and in the manner which the State constitutions and laws prescribe. All land causes, except where claims under the grants of different States come into question, and all other controversies between the citizens of the same State, unless where they depend upon positive violations of the articles of union, by acts of the State legislatures, will belong exclusively to the jurisdiction of the State tribunals. Add to this, that admiralty causes, and almost all those which are of equity jurisdiction, are determinable under our own government without the intervention of a jury, and the inference from the whole will be, that this institution, as it exists with us at present, cannot possibly be affected to any great extent by the proposed alteration in our system of government.
4776 Jury trials in criminal cases, with habeas corpus, are liberty's primary concern—both fully provided for.
3329 4777
3330 The friends and adversaries of the plan of the convention, if they agree in nothing else, concur at least in the value they set upon the trial by jury; or if there is any difference between them it consists in this: the former regard it as a valuable safeguard to liberty; the latter represent it as the very palladium of free government. For my own part, the more the operation of the institution has fallen under my observation, the more reason I have discovered for holding it in high estimation; and it would be altogether superfluous to examine to what extent it deserves to be esteemed useful or essential in a representative republic, or how much more merit it may be entitled to, as a defense against the oppressions of an hereditary monarch, than as a barrier to the tyranny of popular magistrates in a popular government. Discussions of this kind would be more curious than beneficial, as all are satisfied of the utility of the institution, and of its friendly aspect to liberty. But I must acknowledge that I cannot readily discern the inseparable connection between the existence of liberty, and the trial by jury in civil cases. Arbitrary impeachments, arbitrary methods of prosecuting pretended offenses, and arbitrary punishments upon arbitrary convictions, have ever appeared to me to be the great engines of judicial despotism; and these have all relation to criminal proceedings. The trial by jury in criminal cases, aided by the habeas-corpus act, seems therefore to be alone concerned in the question. And both of these are provided for, in the most ample manner, in the plan of the convention.
4778 Some argue jury trials safeguard against oppressive taxation. Juries cannot influence tax amounts or distribution, only collection methods and officers' conduct. In New York, taxes are collected by the summary proceeding of "distress and sale" (similar to rent collection), rather than jury trials—an approach essential for the efficacy of revenue laws. Officer misconduct is covered by criminal jury trial provisions; abuses can be prosecuted.
3331 4779
3332 It has been observed, that trial by jury is a safeguard against an oppressive exercise of the power of taxation. This observation deserves to be canvassed.
4780 Civil juries' excellence lies elsewhere than liberty: primarily as security against corruption. Judges, being permanent, may be more corruptible than one-off juries—yet sheriffs and clerks who summon jurors are also permanent and perhaps more susceptible than judges acting collectively. These officers could select partial jurors, and random citizens may be easier to corrupt than judges selected for character.
3333 4781
3334 It is evident that it can have no influence upon the legislature, in regard to the AMOUNT of taxes to be laid, to the OBJECTS upon which they are to be imposed, or to the RULE by which they are to be apportioned. If it can have any influence, therefore, it must be upon the mode of collection, and the conduct of the officers intrusted with the execution of the revenue laws.
4782 Still, juries check corruption because both court and jury must be corrupted to succeed; a clearly wrong verdict usually brings a new trial. This double security discourages attempts at seduction and tends to preserve the purity of both the court and the jury.
3335 4783
3336 As to the mode of collection in this State, under our own Constitution, the trial by jury is in most cases out of use. The taxes are usually levied by the more summary proceeding of distress and sale, as in cases of rent. And it is acknowledged on all hands, that this is essential to the efficacy of the revenue laws. The dilatory course of a trial at law to recover the taxes imposed on individuals, would neither suit the exigencies of the public nor promote the convenience of the citizens. It would often occasion an accumulation of costs, more burdensome than the original sum of the tax to be levied.
4784 Thus, while not essential to liberty, civil juries excellently decide property disputes and would deserve constitutional provision if limits could be defined—but defining them is difficult. In a federal union of diverse societies, that difficulty multiplies. I become ever more convinced that these obstacles prevented the convention from including such a provision.
3337 4785
3338 And as to the conduct of the officers of the revenue, the provision in favor of trial by jury in criminal cases, will afford the security aimed at. Wilful abuses of a public authority, to the oppression of the subject, and every species of official extortion, are offenses against the government, for which the persons who commit them may be indicted and punished according to the circumstances of the case.
4786 The vast differences across states in jury trial limits are not generally understood but must influence our judgment. New York's system resembles Britain's: common law courts (with juries, some exceptions), probate, admiralty, and chancery (single judges, no juries). New Jersey has chancery but no admiralty or probate courts as we know them; common law courts handle those cases, making juries more common there. Pennsylvania lacks chancery; its common law courts have equity jurisdiction. It has admiralty but not our probate system. Delaware follows Pennsylvania. Maryland and Virginia (with multiple chancellors) resemble New York. North Carolina follows Pennsylvania; South Carolina follows Virginia. Some states with admiralty courts allow juries there. Georgia has only common law courts, with appeals going from one jury to a special jury. Connecticut has no separate chancery or admiralty courts; common law courts handle those, and the General Assembly serves as chancery in important cases, making jury trials more extensive. Rhode Island is similar. Massachusetts and New Hampshire similarly mix jurisdictions. In these four Eastern states, an appeal lies as a matter of course from one jury to another, until there are two verdicts out of three on one side.
3339 4787
3340 The excellence of the trial by jury in civil cases appears to depend on circumstances foreign to the preservation of liberty. The strongest argument in its favor is, that it is a security against corruption. As there is always more time and better opportunity to tamper with a standing body of magistrates than with a jury summoned for the occasion, there is room to suppose that a corrupt influence would more easily find its way to the former than to the latter. The force of this consideration is, however, diminished by others. The sheriff, who is the summoner of ordinary juries, and the clerks of courts, who have the nomination of special juries, are themselves standing officers, and, acting individually, may be supposed more accessible to the touch of corruption than the judges, who are a collective body. It is not difficult to see, that it would be in the power of those officers to select jurors who would serve the purpose of the party as well as a corrupted bench. In the next place, it may fairly be supposed, that there would be less difficulty in gaining some of the jurors promiscuously taken from the public mass, than in gaining men who had been chosen by the government for their probity and good character. But making every deduction for these considerations, the trial by jury must still be a valuable check upon corruption. It greatly multiplies the impediments to its success. As matters now stand, it would be necessary to corrupt both court and jury; for where the jury have gone evidently wrong, the court will generally grant a new trial, and it would be in most cases of little use to practice upon the jury, unless the court could be likewise gained. Here then is a double security; and it will readily be perceived that this complicated agency tends to preserve the purity of both institutions. By increasing the obstacles to success, it discourages attempts to seduce the integrity of either. The temptations to prostitution which the judges might have to surmount, must certainly be much fewer, while the co-operation of a jury is necessary, than they might be, if they had themselves the exclusive determination of all causes.
4788 This overview shows significant diversity. No general rule could have fit every state. Using one state's system as a national standard would have been as risky as omitting a provision entirely.
3341 4789
3342 Notwithstanding, therefore, the doubts I have expressed, as to the essentiality of trial by jury in civil cases to liberty, I admit that it is in most cases, under proper regulations, an excellent method of determining questions of property; and that on this account alone it would be entitled to a constitutional provision in its favor if it were possible to fix the limits within which it ought to be comprehended. There is, however, in all cases, great difficulty in this; and men not blinded by enthusiasm must be sensible that in a federal government, which is a composition of societies whose ideas and institutions in relation to the matter materially vary from each other, that difficulty must be not a little augmented. For my own part, at every new view I take of the subject, I become more convinced of the reality of the obstacles which, we are authoritatively informed, prevented the insertion of a provision on this head in the plan of the convention.
4790 The various proposals have highlighted rather than solved the difficulty. The Pennsylvania minority proposed: "Trial by jury shall be as it has been until now." This is meaningless: the United States as a federal entity has no prior establishment of jury trials, so nothing exists to which "until now" could refer. The underlying intent—trying federal cases by jury if the state court would—is unwise. Maritime cases would have juries in Connecticut but not New York, creating inconsistency. Such erratic operation would depend on accidental location—enough to dissuade any rational person.
3343 4791
3344 The great difference between the limits of the jury trial in different States is not generally understood; and as it must have considerable influence on the sentence we ought to pass upon the omission complained of in regard to this point, an explanation of it is necessary. In this State, our judicial establishments resemble, more nearly than in any other, those of Great Britain. We have courts of common law, courts of probates (analogous in certain matters to the spiritual courts in England), a court of admiralty and a court of chancery. In the courts of common law only, the trial by jury prevails, and this with some exceptions. In all the others a single judge presides, and proceeds in general either according to the course of the canon or civil law, without the aid of a jury.[1] In New Jersey, there is a court of chancery which proceeds like ours, but neither courts of admiralty nor of probates, in the sense in which these last are established with us. In that State the courts of common law have the cognizance of those causes which with us are determinable in the courts of admiralty and of probates, and of course the jury trial is more extensive in New Jersey than in New York. In Pennsylvania, this is perhaps still more the case, for there is no court of chancery in that State, and its common-law courts have equity jurisdiction. It has a court of admiralty, but none of probates, at least on the plan of ours. Delaware has in these respects imitated Pennsylvania. Maryland approaches more nearly to New York, as does also Virginia, except that the latter has a plurality of chancellors. North Carolina bears most affinity to Pennsylvania; South Carolina to Virginia. I believe, however, that in some of those States which have distinct courts of admiralty, the causes depending in them are triable by juries. In Georgia there are none but common-law courts, and an appeal of course lies from the verdict of one jury to another, which is called a special jury, and for which a particular mode of appointment is marked out. In Connecticut, they have no distinct courts either of chancery or of admiralty, and their courts of probates have no jurisdiction of causes. Their common-law courts have admiralty and, to a certain extent, equity jurisdiction. In cases of importance, their General Assembly is the only court of chancery. In Connecticut, therefore, the trial by jury extends in PRACTICE further than in any other State yet mentioned. Rhode Island is, I believe, in this particular, pretty much in the situation of Connecticut. Massachusetts and New Hampshire, in regard to the blending of law, equity, and admiralty jurisdictions, are in a similar predicament. In the four Eastern States, the trial by jury not only stands upon a broader foundation than in the other States, but it is attended with a peculiarity unknown, in its full extent, to any of them. There is an appeal OF COURSE from one jury to another, till there have been two verdicts out of three on one side.
4792 More significantly, many cases are unsuitable for juries, particularly those involving public peace, foreign nations, and international law—especially maritime prize captures. Juries lack competence in international law and may be swayed by local prejudices, endangering foreign relations and risking war. Though juries determine facts, legal consequences are so intertwined that separation is practically impossible. Treaties regulate maritime prize cases; in Britain, they are finally decided by the Privy Council, re-examining both fact and law. This demonstrates the unwisdom of forcing the national government to follow varying state systems.
3345 4793
3346 From this sketch it appears that there is a material diversity, as well in the modification as in the extent of the institution of trial by jury in civil cases, in the several States; and from this fact these obvious reflections flow: first, that no general rule could have been fixed upon by the convention which would have corresponded with the circumstances of all the States; and secondly, that more or at least as much might have been hazarded by taking the system of any one State for a standard, as by omitting a provision altogether and leaving the matter, as has been done, to legislative regulation.
4794 I am equally convinced that equity jurisdiction must be separated from law, as equity cases are improperly handled by juries. Contrary to suggestion, equity rarely uses juries—only for land bequest validity. Its principles, though systematized, remain exceptional. Uniting jurisdictions would unsettle rules; separation provides mutual checks. The circumstances of equity are often so nice and intricate that they are incompatible with the genius of jury trials, which require simplicity and expedition. Equity requires long, deliberate investigations impractical for citizens torn from their livelihoods. Jury trials demand simplicity; equity involves minute, detailed litigation.
3347 4795
3348 The propositions which have been made for supplying the omission have rather served to illustrate than to obviate the difficulty of the thing. The minority of Pennsylvania have proposed this mode of expression for the purpose “Trial by jury shall be as heretofore” and this I maintain would be senseless and nugatory. The United States, in their united or collective capacity, are the OBJECT to which all general provisions in the Constitution must necessarily be construed to refer. Now it is evident that though trial by jury, with various limitations, is known in each State individually, yet in the United States, AS SUCH, it is at this time altogether unknown, because the present federal government has no judiciary power whatever; and consequently there is no proper antecedent or previous establishment to which the term HERETOFORE could relate. It would therefore be destitute of a precise meaning, and inoperative from its uncertainty.
4796 Though separation is uniquely English, trial by jury disappears where jurisdictions combine. Separation preserves jury purity. Equity easily expands into law, but extending law into equity would fail to provide equity's benefits and gradually change law courts' nature, ultimately undermining jury trial.
3349 4797
3350 As, on the one hand, the form of the provision would not fulfil the intent of its proposers, so, on the other, if I apprehend that intent rightly, it would be in itself inexpedient. I presume it to be, that causes in the federal courts should be tried by jury, if, in the State where the courts sat, that mode of trial would obtain in a similar case in the State courts; that is to say, admiralty causes should be tried in Connecticut by a jury, in New York without one. The capricious operation of so dissimilar a method of trial in the same cases, under the same government, is of itself sufficient to indispose every wellregulated judgment towards it. Whether the cause should be tried with or without a jury, would depend, in a great number of cases, on the accidental situation of the court and parties.
4798 The Massachusetts proposal is limited to civil actions between citizens of different states at common law. This either means Massachusetts saw this as the only appropriate class, or that broader provision proved impossible—either way confirming the issue's extreme difficulty. Moreover, as seen in our state survey, no terms are more vague than those defining which cases deserve juries. New York follows English rules for boundaries, but other states are less precise. In some states, all cases are in common law courts, making every action potentially jury-decidable. Adopting this would create the same irregularity: identical cases would be tried differently based on state definitions.
3351 4799
3352 But this is not, in my estimation, the greatest objection. I feel a deep and deliberate conviction that there are many cases in which the trial by jury is an ineligible one. I think it so particularly in cases which concern the public peace with foreign nations that is, in most cases where the question turns wholly on the laws of nations. Of this nature, among others, are all prize causes. Juries cannot be supposed competent to investigations that require a thorough knowledge of the laws and usages of nations; and they will sometimes be under the influence of impressions which will not suffer them to pay sufficient regard to those considerations of public policy which ought to guide their inquiries. There would of course be always danger that the rights of other nations might be infringed by their decisions, so as to afford occasions of reprisal and war. Though the proper province of juries be to determine matters of fact, yet in most cases legal consequences are complicated with fact in such a manner as to render a separation impracticable.
4800 Thus, the Massachusetts proposal cannot function generally without a uniform plan adopted by all states. Creating such a plan is massive, perhaps impossible. No regulation would be acceptable to every state or align with all institutions.
3353 4801
3354 It will add great weight to this remark, in relation to prize causes, to mention that the method of determining them has been thought worthy of particular regulation in various treaties between different powers of Europe, and that, pursuant to such treaties, they are determinable in Great Britain, in the last resort, before the king himself, in his privy council, where the fact, as well as the law, undergoes a re-examination. This alone demonstrates the impolicy of inserting a fundamental provision in the Constitution which would make the State systems a standard for the national government in the article under consideration, and the danger of encumbering the government with any constitutional provisions the propriety of which is not indisputable.
4802 Why not use New York's constitution as the standard? Other states would not share our high opinion. Each state is attached to its own system. Convention adoption would have been difficult due to local bias; it is uncertain which state would be chosen. Many states would be poor choices. Even with a wise selection, jealousy and resentment would risk stirring local prejudices and endangering adoption.
3355 4803
3356 My convictions are equally strong that great advantages result from the separation of the equity from the law jurisdiction, and that the causes which belong to the former would be improperly committed to juries. The great and primary use of a court of equity is to give relief IN EXTRAORDINARY CASES, which are EXCEPTIONS[2] to general rules. To unite the jurisdiction of such cases with the ordinary jurisdiction, must have a tendency to unsettle the general rules, and to subject every case that arises to a SPECIAL determination; while a separation of the one from the other has the contrary effect of rendering one a sentinel over the other, and of keeping each within the expedient limits. Besides this, the circumstances that constitute cases proper for courts of equity are in many instances so nice and intricate, that they are incompatible with the genius of trials by jury. They require often such long, deliberate, and critical investigation as would be impracticable to men called from their occupations, and obliged to decide before they were permitted to return to them. The simplicity and expedition which form the distinguishing characters of this mode of trial require that the matter to be decided should be reduced to some single and obvious point; while the litigations usual in chancery frequently comprehend a long train of minute and independent particulars.
4804 Some suggest establishing juries for all cases, but no state precedent exists and this would be an unpardonable mistake.
3357 4805
3358 It is true that the separation of the equity from the legal jurisdiction is peculiar to the English system of jurisprudence: which is the model that has been followed in several of the States. But it is equally true that the trial by jury has been unknown in every case in which they have been united. And the separation is essential to the preservation of that institution in its pristine purity. The nature of a court of equity will readily permit the extension of its jurisdiction to matters of law; but it is not a little to be suspected, that the attempt to extend the jurisdiction of the courts of law to matters of equity will not only be unproductive of the advantages which may be derived from courts of chancery, on the plan upon which they are established in this State, but will tend gradually to change the nature of the courts of law, and to undermine the trial by jury, by introducing questions too complicated for a decision in that mode.
4806 In short, the more considered, the more difficult: drafting a provision that neither says too little to be useful nor too much to be wise, while avoiding new opposition to a stable national government.
3359 4807
3360 These appeared to be conclusive reasons against incorporating the systems of all the States, in the formation of the national judiciary, according to what may be conjectured to have been the attempt of the Pennsylvania minority. Let us now examine how far the proposition of Massachusetts is calculated to remedy the supposed defect.
4808 These perspectives should clear up concerns: liberty's security rests primarily on criminal jury trials, which the plan thoroughly provides. In most civil cases affecting the bulk of the community, state constitutions will govern untouched. Jury trial is abolished in no case, and insurmountable hurdles exist to any precise constitutional provision.
3361 4809
3362 It is in this form: “In civil actions between citizens of different States, every issue of fact, arising in ACTIONS AT COMMON LAW, may be tried by a jury if the parties, or either of them request it.”
4810 The best judges will be least concerned about a civil jury mandate, admitting that societal change may make other methods preferable. I am convinced that in New York, jury trials could advantageously be expanded in some areas and reduced in others. All reasonable men agree juries should not be used in all cases. Changes limiting jury boundaries suggest its former extent was inconvenient, and future exceptions may be needed. It seems impossible to fix the exact point where juries should stop—strong argument for legislative discretion.
3363 4811
3364 This, at best, is a proposition confined to one description of causes; and the inference is fair, either that the Massachusetts convention considered that as the only class of federal causes, in which the trial by jury would be proper; or that if desirous of a more extensive provision, they found it impracticable to devise one which would properly answer the end. If the first, the omission of a regulation respecting so partial an object can never be considered as a material imperfection in the system. If the last, it affords a strong corroboration of the extreme difficulty of the thing.
4812 Britain and Connecticut operate this way. Yet New York has seen more encroachments on jury trials since the Revolution than either, despite constitutional protection. These encroachments generally come from those posing as liberty's defenders, who rarely let constitutional hurdles stop their pursuits.
3365 4813
3366 But this is not all: if we advert to the observations already made respecting the courts that subsist in the several States of the Union, and the different powers exercised by them, it will appear that there are no expressions more vague and indeterminate than those which have been employed to characterize THAT species of causes which it is intended shall be entitled to a trial by jury. In this State, the boundaries between actions at common law and actions of equitable jurisdiction, are ascertained in conformity to the rules which prevail in England upon that subject. In many of the other States the boundaries are less precise. In some of them every cause is to be tried in a court of common law, and upon that foundation every action may be considered as an action at common law, to be determined by a jury, if the parties, or either of them, choose it. Hence the same irregularity and confusion would be introduced by a compliance with this proposition, that I have already noticed as resulting from the regulation proposed by the Pennsylvania minority. In one State a cause would receive its determination from a jury, if the parties, or either of them, requested it; but in another State, a cause exactly similar to the other, must be decided without the intervention of a jury, because the State judicatories varied as to common-law jurisdiction.
3367 4814
3368 It is obvious, therefore, that the Massachusetts proposition, upon this subject cannot operate as a general regulation, until some uniform plan, with respect to the limits of common-law and equitable jurisdictions, shall be adopted by the different States. To devise a plan of that kind is a task arduous in itself, and which it would require much time and reflection to mature. It would be extremely difficult, if not impossible, to suggest any general regulation that would be acceptable to all the States in the Union, or that would perfectly quadrate with the several State institutions.
4815 It is harsh and extraordinary to claim no security for liberty when criminal jury trials are expressly established, especially since Connecticut, our most democratic state, has no constitutional provision for either.
3369 4816
3370 It may be asked, Why could not a reference have been made to the constitution of this State, taking that, which is allowed by me to be a good one, as a standard for the United States? I answer that it is not very probable the other States would entertain the same opinion of our institutions as we do ourselves. It is natural to suppose that they are hitherto more attached to their own, and that each would struggle for the preference. If the plan of taking one State as a model for the whole had been thought of in the convention, it is to be presumed that the adoption of it in that body would have been rendered difficult by the predilection of each representation in favor of its own government; and it must be uncertain which of the States would have been taken as the model. It has been shown that many of them would be improper ones. And I leave it to conjecture, whether, under all circumstances, it is most likely that New York, or some other State, would have been preferred. But admit that a judicious selection could have been effected in the convention, still there would have been great danger of jealousy and disgust in the other States, at the partiality which had been shown to the institutions of one. The enemies of the plan would have been furnished with a fine pretext for raising a host of local prejudices against it, which perhaps might have hazarded, in no inconsiderable degree, its final establishment.
4817 > **Quote:** "The truth is that the general GENIUS of a government is all that can be substantially relied upon for permanent effects. Particular provisions, though not altogether useless, have far less virtue and efficacy than are commonly ascribed to them; and the want of them will never be, with men of sound discernment, a decisive objection to any plan which exhibits the leading characters of a good government."
3371 4818
3372 To avoid the embarrassments of a definition of the cases which the trial by jury ought to embrace, it is sometimes suggested by men of enthusiastic tempers, that a provision might have been inserted for establishing it in all cases whatsoever. For this I believe, no precedent is to be found in any member of the Union; and the considerations which have been stated in discussing the proposition of the minority of Pennsylvania, must satisfy every sober mind that the establishment of the trial by jury in ALL cases would have been an unpardonable error in the plan.
3373
3374 In short, the more it is considered the more arduous will appear the task of fashioning a provision in such a form as not to express too little to answer the purpose, or too much to be advisable; or which might not have opened other sources of opposition to the great and essential object of introducing a firm national government.
3375
3376 I cannot but persuade myself, on the other hand, that the different lights in which the subject has been placed in the course of these observations, will go far towards removing in candid minds the apprehensions they may have entertained on the point. They have tended to show that the security of liberty is materially concerned only in the trial by jury in criminal cases, which is provided for in the most ample manner in the plan of the convention; that even in far the greatest proportion of civil cases, and those in which the great body of the community is interested, that mode of trial will remain in its full force, as established in the State constitutions, untouched and unaffected by the plan of the convention; that it is in no case abolished[3] by that plan; and that there are great if not insurmountable difficulties in the way of making any precise and proper provision for it in a Constitution for the United States.
3377
3378 The best judges of the matter will be the least anxious for a constitutional establishment of the trial by jury in civil cases, and will be the most ready to admit that the changes which are continually happening in the affairs of society may render a different mode of determining questions of property preferable in many cases in which that mode of trial now prevails. For my part, I acknowledge myself to be convinced that even in this State it might be advantageously extended to some cases to which it does not at present apply, and might as advantageously be abridged in others. It is conceded by all reasonable men that it ought not to obtain in all cases. The examples of innovations which contract its ancient limits, as well in these States as in Great Britain, afford a strong presumption that its former extent has been found inconvenient, and give room to suppose that future experience may discover the propriety and utility of other exceptions. I suspect it to be impossible in the nature of the thing to fix the salutary point at which the operation of the institution ought to stop, and this is with me a strong argument for leaving the matter to the discretion of the legislature.
3379
3380 This is now clearly understood to be the case in Great Britain, and it is equally so in the State of Connecticut; and yet it may be safely affirmed that more numerous encroachments have been made upon the trial by jury in this State since the Revolution, though provided for by a positive article of our constitution, than has happened in the same time either in Connecticut or Great Britain. It may be added that these encroachments have generally originated with the men who endeavor to persuade the people they are the warmest defenders of popular liberty, but who have rarely suffered constitutional obstacles to arrest them in a favorite career. The truth is that the general GENIUS of a government is all that can be substantially relied upon for permanent effects. Particular provisions, though not altogether useless, have far less virtue and efficacy than are commonly ascribed to them; and the want of them will never be, with men of sound discernment, a decisive objection to any plan which exhibits the leading characters of a good government.
3381
3382 It certainly sounds not a little harsh and extraordinary to affirm that there is no security for liberty in a Constitution which expressly establishes the trial by jury in criminal cases, because it does not do it in civil also; while it is a notorious fact that Connecticut, which has been always regarded as the most popular State in the Union, can boast of no constitutional provision for either.
3383
3384 4819 PUBLIUS.
3385 4820
3386 [1] It has been erroneously insinuated, with regard to the court of chancery, that this court generally tries disputed facts by a jury. The truth is, that references to a jury in that court rarely happen, and are in no case necessary but where the validity of a devise of land comes into question.
3387
3388 [2] It is true that the principles by which that relief is governed are now reduced to a regular system; but it is not the less true that they are in the main applicable to SPECIAL circumstances, which form exceptions to general rules.
3389
3390 [3] _Vide_ No. 81, in which the supposition of its being abolished by the appellate jurisdiction in matters of fact being vested in the Supreme Court, is examined and refuted.
3391
3392
3393
3394
3395 4821 ## No. LXXXIV. - Certain General and Miscellaneous Objections to the Constitution Considered and Answered
3396 4822
3397 From McLEAN’s Edition, New York.
4823 **Author: Alexander Hamilton**
3398 4824
3399 HAMILTON
3400
3401
3402 4825 To the People of the State of New York:
3403 4826
3404 In the course of the foregoing review of the Constitution, I have taken notice of, and endeavored to answer most of the objections which have appeared against it. There, however, remain a few which either did not fall naturally under any particular head or were forgotten in their proper places. These shall now be discussed; but as the subject has been drawn into great length, I shall so far consult brevity as to comprise all my observations on these miscellaneous points in a single paper.
4827 I have answered most objections to the Constitution, but a few miscellaneous points remain. I will be brief.
3405 4828
3406 The most considerable of the remaining objections is that the plan of the convention contains no bill of rights. Among other answers given to this, it has been upon different occasions remarked that the constitutions of several of the States are in a similar predicament. I add that New York is of the number. And yet the opposers of the new system, in this State, who profess an unlimited admiration for its constitution, are among the most intemperate partisans of a bill of rights. To justify their zeal in this matter, they allege two things: one is that, though the constitution of New York has no bill of rights prefixed to it, yet it contains, in the body of it, various provisions in favor of particular privileges and rights, which, in substance amount to the same thing; the other is, that the Constitution adopts, in their full extent, the common and statute law of Great Britain, by which many other rights, not expressed in it, are equally secured.
4829 The main remaining objection is the lack of a bill of rights. Yet several state constitutions, including New York's, are similarly situated. Opponents here, who profess unlimited admiration for our own constitution, argue two things: first, that its body contains provisions protecting specific rights that serve the same purpose; second, that it adopts British common and statute law entirely, securing unstated rights.
3407 4830
3408 To the first I answer, that the Constitution proposed by the convention contains, as well as the constitution of this State, a number of such provisions.
4831 The proposed Constitution contains similar provisions: Article 1, Section 3, Clause 7: "Judgment in cases of impeachment shall not extend further than to removal from office... but the party convicted shall... be liable and subject to indictment, trial, judgment, and punishment according to law." Section 9, Clause 2: "The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it." Clause 3: "No bill of attainder or ex-post-facto law shall be passed." Clause 7: "No title of nobility shall be granted... nor shall any person holding office... accept any present, emolument, office, or title from any foreign state." Article 3, Section 2, Clause 3: "The trial of all crimes... shall be by jury... in the State where said crimes shall have been committed." Section 3: "Treason against the United States shall consist only in levying war... No person shall be convicted of treason unless on testimony of two witnesses to the same overt act, or confession in open court." Clause 3: "The Congress shall have power to declare punishment of treason; but no attainder of treason shall work corruption of blood, or forfeiture except during the life of the person attainted."
3409 4832
3410 Independent of those which relate to the structure of the government, we find the following: Article 1, section 3, clause 7 “Judgment in cases of impeachment shall not extend further than to removal from office, and disqualification to hold and enjoy any office of honor, trust, or profit under the United States; but the party convicted shall, nevertheless, be liable and subject to indictment, trial, judgment, and punishment according to law.” Section 9, of the same article, clause 2 “The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it.” Clause 3 “No bill of attainder or ex-post-facto law shall be passed.” Clause 7 “No title of nobility shall be granted by the United States; and no person holding any office of profit or trust under them, shall, without the consent of the Congress, accept of any present, emolument, office, or title of any kind whatever, from any king, prince, or foreign state.” Article 3, section 2, clause 3 “The trial of all crimes, except in cases of impeachment, shall be by jury; and such trial shall be held in the State where the said crimes shall have been committed; but when not committed within any State, the trial shall be at such place or places as the Congress may by law have directed.” Section 3, of the same article “Treason against the United States shall consist only in levying war against them, or in adhering to their enemies, giving them aid and comfort. No person shall be convicted of treason, unless on the testimony of two witnesses to the same overt act, or on confession in open court.” And clause 3, of the same section “The Congress shall have power to declare the punishment of treason; but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attainted.”
4833 Are these not as important as any in our state constitution? The habeas corpus provision, prohibition of ex-post-facto laws, and ban on titles of nobility—of which our constitution has no equivalent—are perhaps greater safeguards for liberty. Arbitrary imprisonment and retroactive punishment have always been tyrants' most dangerous tools.
3411 4834
3412 It may well be a question, whether these are not, upon the whole, of equal importance with any which are to be found in the constitution of this State. The establishment of the writ of habeas corpus, the prohibition of ex-post-facto laws, and of TITLES OF NOBILITY, TO WHICH WE HAVE NO CORRESPONDING PROVISION IN OUR CONSTITUTION, are perhaps greater securities to liberty and republicanism than any it contains. The creation of crimes after the commission of the fact, or, in other words, the subjecting of men to punishment for things which, when they were done, were breaches of no law, and the practice of arbitrary imprisonments, have been, in all ages, the favorite and most formidable instruments of tyranny. The observations of the judicious Blackstone,[1] in reference to the latter, are well worthy of recital: “To bereave a man of life, Usays he,e or by violence to confiscate his estate, without accusation or trial, would be so gross and notorious an act of despotism, as must at once convey the alarm of tyranny throughout the whole nation; but confinement of the person, by secretly hurrying him to jail, where his sufferings are unknown or forgotten, is a less public, a less striking, and therefore A MORE DANGEROUS ENGINE of arbitrary government.” And as a remedy for this fatal evil he is everywhere peculiarly emphatical in his encomiums on the habeas-corpus act, which in one place he calls “the BULWARK of the British Constitution.”[2]
4835 > **Quote:** "To bereave a man of life, or by violence to confiscate his estate, without accusation or trial, would be so gross and notorious an act of despotism, as must at once convey the alarm of tyranny throughout the whole nation; but confinement of the person, by secretly hurrying him to jail, where his sufferings are unknown or forgotten, is a less public, a less striking, and therefore A MORE DANGEROUS ENGINE of arbitrary government."
3413 4836
3414 Nothing need be said to illustrate the importance of the prohibition of titles of nobility. This may truly be denominated the corner-stone of republican government; for so long as they are excluded, there can never be serious danger that the government will be any other than that of the people.
4837 As a remedy for this, Blackstone praised the Habeas Corpus Act as the "bulwark" of the British Constitution.
3415 4838
3416 To the second that is, to the pretended establishment of the common and state law by the Constitution, I answer, that they are expressly made subject “to such alterations and provisions as the legislature shall from time to time make concerning the same.” They are therefore at any moment liable to repeal by the ordinary legislative power, and of course have no constitutional sanction. The only use of the declaration was to recognize the ancient law and to remove doubts which might have been occasioned by the Revolution. This consequently can be considered as no part of a declaration of rights, which under our constitutions must be intended as limitations of the power of the government itself.
4839 The ban on titles of nobility is the cornerstone of republican government; their exclusion ensures the government remains of the people.
3417 4840
3418 It has been several times truly remarked that bills of rights are, in their origin, stipulations between kings and their subjects, abridgements of prerogative in favor of privilege, reservations of rights not surrendered to the prince. Such was MAGNA CHARTA, obtained by the barons, sword in hand, from King John. Such were the subsequent confirmations of that charter by succeeding princes. Such was the PETITION OF RIGHT assented to by Charles I., in the beginning of his reign. Such, also, was the Declaration of Right presented by the Lords and Commons to the Prince of Orange in 1688, and afterwards thrown into the form of an act of parliament called the Bill of Rights. It is evident, therefore, that, according to their primitive signification, they have no application to constitutions professedly founded upon the power of the people, and executed by their immediate representatives and servants. Here, in strictness, the people surrender nothing; and as they retain every thing they have no need of particular reservations. “WE, THE PEOPLE of the United States, to secure the blessings of liberty to ourselves and our posterity, do ORDAIN and ESTABLISH this Constitution for the United States of America.” Here is a better recognition of popular rights, than volumes of those aphorisms which make the principal figure in several of our State bills of rights, and which would sound much better in a treatise of ethics than in a constitution of government.
4841 As for adopting British common law, it is made subject "to such alterations and provisions as the legislature shall from time to time make." It can be repealed at any moment and has no constitutional protection. Its only purpose was to recognize the ancient law and remove any doubts that might have been caused by the Revolution, rather than to serve as a declaration of rights intended to limit the power of the government itself.
3419 4842
3420 But a minute detail of particular rights is certainly far less applicable to a Constitution like that under consideration, which is merely intended to regulate the general political interests of the nation, than to a constitution which has the regulation of every species of personal and private concerns. If, therefore, the loud clamors against the plan of the convention, on this score, are well founded, no epithets of reprobation will be too strong for the constitution of this State. But the truth is, that both of them contain all which, in relation to their objects, is reasonably to be desired.
4843 Bills of rights originated as agreements between kings and subjects—limitations on royal power. Such were Magna Carta, the Petition of Right, and the 1688 Declaration of Rights. They don't apply to constitutions founded on popular power, where the people surrender nothing and retain everything.
3421 4844
3422 I go further, and affirm that bills of rights, in the sense and to the extent in which they are contended for, are not only unnecessary in the proposed Constitution, but would even be dangerous. They would contain various exceptions to powers not granted; and, on this very account, would afford a colorable pretext to claim more than were granted. For why declare that things shall not be done which there is no power to do? Why, for instance, should it be said that the liberty of the press shall not be restrained, when no power is given by which restrictions may be imposed? I will not contend that such a provision would confer a regulating power; but it is evident that it would furnish, to men disposed to usurp, a plausible pretense for claiming that power. They might urge with a semblance of reason, that the Constitution ought not to be charged with the absurdity of providing against the abuse of an authority which was not given, and that the provision against restraining the liberty of the press afforded a clear implication, that a power to prescribe proper regulations concerning it was intended to be vested in the national government. This may serve as a specimen of the numerous handles which would be given to the doctrine of constructive powers, by the indulgence of an injudicious zeal for bills of rights.
4845 > **Quote:** "WE, THE PEOPLE of the United States, to secure the blessings of liberty to ourselves and our posterity, do ORDAIN and ESTABLISH this Constitution for the United States of America." This recognizes popular rights more effectively than the aphorisms filling our state bills of rights, which belong more in a treatise on ethics than in a constitution of government.
3423 4846
3424 On the subject of the liberty of the press, as much as has been said, I cannot forbear adding a remark or two: in the first place, I observe, that there is not a syllable concerning it in the constitution of this State; in the next, I contend, that whatever has been said about it in that of any other State, amounts to nothing. What signifies a declaration, that “the liberty of the press shall be inviolably preserved”? What is the liberty of the press? Who can give it any definition which would not leave the utmost latitude for evasion? I hold it to be impracticable; and from this I infer, that its security, whatever fine declarations may be inserted in any constitution respecting it, must altogether depend on public opinion, and on the general spirit of the people and of the government.[3] And here, after all, as is intimated upon another occasion, must we seek for the only solid basis of all our rights.
4847 Specific rights lists are less appropriate for a constitution regulating general political interests than for state constitutions governing personal matters. If the protests against the plan are valid, our own constitution deserves equal criticism. Both contain everything reasonably desired for their respective goals.
3425 4848
3426 There remains but one other view of this matter to conclude the point. The truth is, after all the declamations we have heard, that the Constitution is itself, in every rational sense, and to every useful purpose, A BILL OF RIGHTS. The several bills of rights in Great Britain form its Constitution, and conversely the constitution of each State is its bill of rights. And the proposed Constitution, if adopted, will be the bill of rights of the Union. Is it one object of a bill of rights to declare and specify the political privileges of the citizens in the structure and administration of the government? This is done in the most ample and precise manner in the plan of the convention; comprehending various precautions for the public security, which are not to be found in any of the State constitutions. Is another object of a bill of rights to define certain immunities and modes of proceeding, which are relative to personal and private concerns? This we have seen has also been attended to, in a variety of cases, in the same plan. Adverting therefore to the substantial meaning of a bill of rights, it is absurd to allege that it is not to be found in the work of the convention. It may be said that it does not go far enough, though it will not be easy to make this appear; but it can with no propriety be contended that there is no such thing. It certainly must be immaterial what mode is observed as to the order of declaring the rights of the citizens, if they are to be found in any part of the instrument which establishes the government. And hence it must be apparent, that much of what has been said on this subject rests merely on verbal and nominal distinctions, entirely foreign from the substance of the thing.
4849 I further claim that demanded bills of rights are not only unnecessary but dangerous. They would list exceptions to powers never granted, providing plausible excuse for claiming more power. Why declare things shall not be done when no power exists? Why say press liberty shall not be restricted when no restriction power is given? This would give overreachers a pretext to claim that power, arguing the provision implies regulation authority. This illustrates the many 'handles' that would be given to the doctrine of constructive powers by an injudicious zeal for bills of rights.
3427 4850
3428 Another objection which has been made, and which, from the frequency of its repetition, it is to be presumed is relied on, is of this nature: “It is improper,” say the objectors, “to confer such large powers, as are proposed, upon the national government, because the seat of that government must of necessity be too remote from many of the States to admit of a proper knowledge on the part of the constituent, of the conduct of the representative body.” This argument, if it proves any thing, proves that there ought to be no general government whatever. For the powers which, it seems to be agreed on all hands, ought to be vested in the Union, cannot be safely intrusted to a body which is not under every requisite control. But there are satisfactory reasons to show that the objection is in reality not well founded. There is in most of the arguments which relate to distance a palpable illusion of the imagination. What are the sources of information by which the people in Montgomery County must regulate their judgment of the conduct of their representatives in the State legislature? Of personal observation they can have no benefit. This is confined to the citizens on the spot. They must therefore depend on the information of intelligent men, in whom they confide; and how must these men obtain their information? Evidently from the complexion of public measures, from the public prints, from correspondences with their representatives, and with other persons who reside at the place of their deliberations. This does not apply to Montgomery County only, but to all the counties at any considerable distance from the seat of government.
4851 On press freedom: our state constitution mentions it not at all, and other states' declarations amount to little. What does "the liberty of the press shall be kept inviolable" mean? Who can define it in a way that cannot be bypassed? I believe such definition impossible. Its security must depend entirely on public opinion and the spirit of people and government—the only solid foundation for all our rights.
3429 4852
3430 It is equally evident that the same sources of information would be open to the people in relation to the conduct of their representatives in the general government, and the impediments to a prompt communication which distance may be supposed to create, will be overbalanced by the effects of the vigilance of the State governments. The executive and legislative bodies of each State will be so many sentinels over the persons employed in every department of the national administration; and as it will be in their power to adopt and pursue a regular and effectual system of intelligence, they can never be at a loss to know the behavior of those who represent their constituents in the national councils, and can readily communicate the same knowledge to the people. Their disposition to apprise the community of whatever may prejudice its interests from another quarter, may be relied upon, if it were only from the rivalship of power. And we may conclude with the fullest assurance that the people, through that channel, will be better informed of the conduct of their national representatives, than they can be by any means they now possess of that of their State representatives.
4853 Some claim the taxing power could threaten press freedom through excessive taxes. Yet state constitutions allow press taxation, and Britain taxes newspapers while maintaining press freedom. If taxes don't inherently violate liberty, their extent must be left to legislative discretion. A specific press provision offers no more security than exists without it. Declaring press freedom inviolable would be as redundant as declaring taxes should not be excessive.
3431 4854
3432 It ought also to be remembered that the citizens who inhabit the country at and near the seat of government will, in all questions that affect the general liberty and prosperity, have the same interest with those who are at a distance, and that they will stand ready to sound the alarm when necessary, and to point out the actors in any pernicious project. The public papers will be expeditious messengers of intelligence to the most remote inhabitants of the Union.
4855 The truth is, despite all political rhetoric, the Constitution is itself, in every rational sense and for every useful purpose, a bill of rights.
3433 4856
3434 Among the many curious objections which have appeared against the proposed Constitution, the most extraordinary and the least colorable is derived from the want of some provision respecting the debts due TO the United States. This has been represented as a tacit relinquishment of those debts, and as a wicked contrivance to screen public defaulters. The newspapers have teemed with the most inflammatory railings on this head; yet there is nothing clearer than that the suggestion is entirely void of foundation, the offspring of extreme ignorance or extreme dishonesty. In addition to the remarks I have made upon the subject in another place, I shall only observe that as it is a plain dictate of common-sense, so it is also an established doctrine of political law, that “STATES NEITHER LOSE ANY OF THEIR RIGHTS, NOR ARE DISCHARGED FROM ANY OF THEIR OBLIGATIONS, BY A CHANGE IN THE FORM OF THEIR CIVIL GOVERNMENT.”[4]
4857 > **Quote:** "The Constitution is itself, in every rational sense, and to every useful purpose, A BILL OF RIGHTS."
3435 4858
3436 The last objection of any consequence, which I at present recollect, turns upon the article of expense. If it were even true, that the adoption of the proposed government would occasion a considerable increase of expense, it would be an objection that ought to have no weight against the plan.
4859 British bills of rights form its constitution; each state constitution is its own bill of rights. The proposed Constitution will be the bill of rights for the Union. Does a bill of rights declare political privileges? This is done thoroughly in the plan, with precautions not found in state constitutions. Does it define immunities and legal procedures? The plan addresses this too. It is absurd to claim no bill of rights exists in the convention's work. One might argue it doesn't go far enough, but not that it doesn't exist. The debate relies on mere wordplay, not substance.
3437 4860
3438 The great bulk of the citizens of America are with reason convinced, that Union is the basis of their political happiness. Men of sense of all parties now, with few exceptions, agree that it cannot be preserved under the present system, nor without radical alterations; that new and extensive powers ought to be granted to the national head, and that these require a different organization of the federal government a single body being an unsafe depositary of such ample authorities. In conceding all this, the question of expense must be given up; for it is impossible, with any degree of safety, to narrow the foundation upon which the system is to stand. The two branches of the legislature are, in the first instance, to consist of only sixty-five persons, which is the same number of which Congress, under the existing Confederation, may be composed. It is true that this number is intended to be increased; but this is to keep pace with the progress of the population and resources of the country. It is evident that a less number would, even in the first instance, have been unsafe, and that a continuance of the present number would, in a more advanced stage of population, be a very inadequate representation of the people.
4861 Another oft-repeated objection holds that the national government's seat will be too remote for citizens to monitor representatives. This would argue against any national government. The objection is groundless. How do Montgomery County residents judge their state legislators? Not by personal observation, but through trusted informants who gather information from public policies, newspapers, and correspondence. This applies to all distant counties.
3439 4862
3440 Whence is the dreaded augmentation of expense to spring? One source indicated, is the multiplication of offices under the new government. Let us examine this a little.
4863 The same sources will inform people about national representatives. State governments will act as sentinels, monitoring national administration and communicating to the people. Through this channel, citizens will be better informed about national representatives than they currently are about state ones.
3441 4864
3442 It is evident that the principal departments of the administration under the present government, are the same which will be required under the new. There are now a Secretary of War, a Secretary of Foreign Affairs, a Secretary for Domestic Affairs, a Board of Treasury, consisting of three persons, a Treasurer, assistants, clerks, etc. These officers are indispensable under any system, and will suffice under the new as well as the old. As to ambassadors and other ministers and agents in foreign countries, the proposed Constitution can make no other difference than to render their characters, where they reside, more respectable, and their services more useful. As to persons to be employed in the collection of the revenues, it is unquestionably true that these will form a very considerable addition to the number of federal officers; but it will not follow that this will occasion an increase of public expense. It will be in most cases nothing more than an exchange of State for national officers. In the collection of all duties, for instance, the persons employed will be wholly of the latter description. The States individually will stand in no need of any for this purpose. What difference can it make in point of expense to pay officers of the customs appointed by the State or by the United States? There is no good reason to suppose that either the number or the salaries of the latter will be greater than those of the former.
4865 Residents near the seat of government share the same interests and will sound alarms. Newspapers will carry information to the most remote inhabitants.
3443 4866
3444 Where then are we to seek for those additional articles of expense which are to swell the account to the enormous size that has been represented to us? The chief item which occurs to me respects the support of the judges of the United States. I do not add the President, because there is now a president of Congress, whose expenses may not be far, if any thing, short of those which will be incurred on account of the President of the United States. The support of the judges will clearly be an extra expense, but to what extent will depend on the particular plan which may be adopted in regard to this matter. But upon no reasonable plan can it amount to a sum which will be an object of material consequence.
4867 Among strange objections, the most implausible claims the Constitution abandons debts owed TO the United States. This is groundless, the product of ignorance or dishonesty. States neither lose rights nor are discharged from obligations by changing government form:
3445 4868
3446 Let us now see what there is to counterbalance any extra expense that may attend the establishment of the proposed government. The first thing which presents itself is that a great part of the business which now keeps Congress sitting through the year will be transacted by the President. Even the management of foreign negotiations will naturally devolve upon him, according to general principles concerted with the Senate, and subject to their final concurrence. Hence it is evident that a portion of the year will suffice for the session of both the Senate and the House of Representatives; we may suppose about a fourth for the latter and a third, or perhaps half, for the former. The extra business of treaties and appointments may give this extra occupation to the Senate. From this circumstance we may infer that, until the House of Representatives shall be increased greatly beyond its present number, there will be a considerable saving of expense from the difference between the constant session of the present and the temporary session of the future Congress.
4869 > **Quote:** "STATES NEITHER LOSE ANY OF THEIR RIGHTS, NOR ARE DISCHARGED FROM ANY OF THEIR OBLIGATIONS, BY A CHANGE IN THE FORM OF THEIR CIVIL GOVERNMENT."
3447 4870
3448 But there is another circumstance of great importance in the view of economy. The business of the United States has hitherto occupied the State legislatures, as well as Congress. The latter has made requisitions which the former have had to provide for. Hence it has happened that the sessions of the State legislatures have been protracted greatly beyond what was necessary for the execution of the mere local business of the States. More than half their time has been frequently employed in matters which related to the United States. Now the members who compose the legislatures of the several States amount to two thousand and upwards, which number has hitherto performed what under the new system will be done in the first instance by sixty-five persons, and probably at no future period by above a fourth or fifth of that number. The Congress under the proposed government will do all the business of the United States themselves, without the intervention of the State legislatures, who thenceforth will have only to attend to the affairs of their particular States, and will not have to sit in any proportion as long as they have heretofore done. This difference in the time of the sessions of the State legislatures will be clear gain, and will alone form an article of saving, which may be regarded as an equivalent for any additional objects of expense that may be occasioned by the adoption of the new system.
3449 4871
3450 The result from these observations is that the sources of additional expense from the establishment of the proposed Constitution are much fewer than may have been imagined; that they are counterbalanced by considerable objects of saving; and that while it is questionable on which side the scale will preponderate, it is certain that a government less expensive would be incompetent to the purposes of the Union.
4872 The last significant objection concerns expense. Even if true, it should carry no weight against the plan. Americans rightly see the Union as the foundation of political happiness. All sensible people agree the Union cannot be preserved without radical changes and new powers. Admitting this, the expense argument must be abandoned.
3451 4873
3452 PUBLIUS.
4874 The legislature will initially have sixty-five members—the same as the current Congress. This will grow only with population. A smaller number would be unsafe; keeping it fixed would inadequately represent the people.
3453 4875
3454 [1] _Vide_ Blackstone’s _Commentaries_, vol. 1., p. 136.
4876 Where would increased spending come from? The main departments—Secretary of War, Foreign Affairs, Domestic Affairs, Treasury Board, Treasurer, assistants, clerks—are necessary under any system and will be sufficient. Ambassadors' roles become more respectable. Revenue officers will be federal, but this is largely a trade: states will no longer need their own officers. National officers will not exceed state officers in number or salary.
3455 4877
3456 [2] _Vide_ Blackstone’s _Commentaries_, vol. iv., p. 438.
4878 The main new expense is supporting federal judges. The President's expenses will match the current congressional president's. Judicial costs will depend on the plan adopted, but cannot be a major concern.
3457 4879
3458 [3] To show that there is a power in the Constitution by which the liberty of the press may be affected, recourse has been had to the power of taxation. It is said that duties may be laid upon the publications so high as to amount to a prohibition. I know not by what logic it could be maintained, that the declarations in the State constitutions, in favor of the freedom of the press, would be a constitutional impediment to the imposition of duties upon publications by the State legislatures. It cannot certainly be pretended that any degree of duties, however low, would be an abridgment of the liberty of the press. We know that newspapers are taxed in Great Britain, and yet it is notorious that the press nowhere enjoys greater liberty than in that country. And if duties of any kind may be laid without a violation of that liberty, it is evident that the extent must depend on legislative discretion, respecting the liberty of the press, will give it no greater security than it will have without them. The same invasions of it may be effected under the State constitutions which contain those declarations through the means of taxation, as under the proposed Constitution, which has nothing of the kind. It would be quite as significant to declare that government ought to be free, that taxes ought not to be excessive, etc., as that the liberty of the press ought not to be restrained.
4880 Savings will balance costs. Much business now keeping Congress constantly in session will shift to the President, including foreign negotiations. The House may sit only one-quarter of the year, the Senate one-third or half. State legislatures, currently totaling over two thousand members and spending half their time on national matters, will focus solely on state affairs. Work now done by two thousand will be done by sixty-five, likely never exceeding a fourth or fifth of that number. Reduced state legislative sessions may equal any new expenses.
3459 4881
3460 [4] _Vide_ Rutherford’s Institutes, Vol. 2, Book II, Chapter X, Sections XIV and XV. _Vide_ also Grotius, Book II, Chapter IX, Sections VIII and IX.
4882 Extra expense sources are fewer than imagined and offset by significant savings. While the balance is debatable, a cheaper government would be incapable of serving the Union.
3461 4883
4884 PUBLIUS.
3462 4885
3463
3464
3465 4886 ## No. LXXXV. - Concluding Remarks
3466 4887
3467 4888 From MCLEAN’s Edition, New York.
@@ -3471,40 +4892,43 @@
3471 4892
3472 4893 To the People of the State of New York:
3473 4894
3474 According to the formal division of the subject of these papers, announced in my first number, there would appear still to remain for discussion two points: “the analogy of the proposed government to your own State constitution,” and “the additional security which its adoption will afford to republican government, to liberty, and to property.” But these heads have been so fully anticipated and exhausted in the progress of the work, that it would now scarcely be possible to do any thing more than repeat, in a more dilated form, what has been heretofore said, which the advanced stage of the question, and the time already spent upon it, conspire to forbid.
4895 Two topics remain by my original division: the analogy of the proposed government to your State constitution, and the additional security it will afford republican government, liberty, and property. Yet these have been so thoroughly addressed that repetition would be superfluous.
3475 4896
3476 It is remarkable, that the resemblance of the plan of the convention to the act which organizes the government of this State holds, not less with regard to many of the supposed defects, than to the real excellences of the former. Among the pretended defects are the re-eligibility of the Executive, the want of a council, the omission of a formal bill of rights, the omission of a provision respecting the liberty of the press. These and several others which have been noted in the course of our inquiries are as much chargeable on the existing constitution of this State, as on the one proposed for the Union; and a man must have slender pretensions to consistency, who can rail at the latter for imperfections which he finds no difficulty in excusing in the former. Nor indeed can there be a better proof of the insincerity and affectation of some of the zealous adversaries of the plan of the convention among us, who profess to be the devoted admirers of the government under which they live, than the fury with which they have attacked that plan, for matters in regard to which our own constitution is equally or perhaps more vulnerable.
4897 The convention's plan resembles our State constitution in both excellences and supposed defects: re-eligibility of the Executive, lack of a formal council, omission of a bill of rights, absence of press freedom provision. Those who attack the federal plan with such fury for matters where our state constitution is equally vulnerable prove their inconsistency and insincerity.
3477 4898
3478 The additional securities to republican government, to liberty and to property, to be derived from the adoption of the plan under consideration, consist chiefly in the restraints which the preservation of the Union will impose on local factions and insurrections, and on the ambition of powerful individuals in single States, who may acquire credit and influence enough, from leaders and favorites, to become the despots of the people; in the diminution of the opportunities to foreign intrigue, which the dissolution of the Confederacy would invite and facilitate; in the prevention of extensive military establishments, which could not fail to grow out of wars between the States in a disunited situation; in the express guaranty of a republican form of government to each; in the absolute and universal exclusion of titles of nobility; and in the precautions against the repetition of those practices on the part of the State governments which have undermined the foundations of property and credit, have planted mutual distrust in the breasts of all classes of citizens, and have occasioned an almost universal prostration of morals.
4899 The Union's protections are: restraints on local factions and insurrections; limits on powerful individuals within single states who might become despots; reduced foreign intrigue; prevention of large military establishments from interstate wars; express guarantee of republican government to every state; absolute exclusion of titles of nobility; and precautions against state practices that undermine property, credit, and public morals.
3479 4900
3480 Thus have I, fellow-citizens, executed the task I had assigned to myself; with what success, your conduct must determine. I trust at least you will admit that I have not failed in the assurance I gave you respecting the spirit with which my endeavors should be conducted. I have addressed myself purely to your judgments, and have studiously avoided those asperities which are too apt to disgrace political disputants of all parties, and which have been not a little provoked by the language and conduct of the opponents of the Constitution. The charge of a conspiracy against the liberties of the people, which has been indiscriminately brought against the advocates of the plan, has something in it too wanton and too malignant, not to excite the indignation of every man who feels in his own bosom a refutation of the calumny. The perpetual changes which have been rung upon the wealthy, the well-born, and the great, have been such as to inspire the disgust of all sensible men. And the unwarrantable concealments and misrepresentations which have been in various ways practiced to keep the truth from the public eye, have been of a nature to demand the reprobation of all honest men. It is not impossible that these circumstances may have occasionally betrayed me into intemperances of expression which I did not intend; it is certain that I have frequently felt a struggle between sensibility and moderation; and if the former has in some instances prevailed, it must be my excuse that it has been neither often nor much.
4901 Fellow citizens, I have completed my task; your conduct must determine its success. I have addressed myself purely to your judgment, carefully avoiding bitterness. Yet the reckless charge of conspiracy against liberty, the attacks on "the wealthy, the well-born, and the great," and opponents' misrepresentations have provoked indignation. I have frequently felt a struggle between sensibility and moderation; if the former prevailed, it was neither often nor much.
3481 4902
3482 Let us now pause and ask ourselves whether, in the course of these papers, the proposed Constitution has not been satisfactorily vindicated from the aspersions thrown upon it; and whether it has not been shown to be worthy of the public approbation, and necessary to the public safety and prosperity. Every man is bound to answer these questions to himself, according to the best of his conscience and understanding, and to act agreeably to the genuine and sober dictates of his judgment. This is a duty from which nothing can give him a dispensation. ’T is one that he is called upon, nay, constrained by all the obligations that form the bands of society, to discharge sincerely and honestly. No partial motive, no particular interest, no pride of opinion, no temporary passion or prejudice, will justify to himself, to his country, or to his posterity, an improper election of the part he is to act. Let him beware of an obstinate adherence to party; let him reflect that the object upon which he is to decide is not a particular interest of the community, but the very existence of the nation; and let him remember that a majority of America has already given its sanction to the plan which he is to approve or reject.
4903 Has not the Constitution been satisfactorily defended? Has it not been shown worthy of approval and necessary for safety and prosperity? Every man must answer by his best conscience and understanding, acting on the genuine dictates of his judgment. This duty admits no excuse. No motive, interest, pride, or prejudice justifies a wrong choice. Beware stubborn party adherence; the nation's existence is at stake. A majority of America has already given its sanction to the plan.
3483 4904
3484 I shall not dissemble that I feel an entire confidence in the arguments which recommend the proposed system to your adoption, and that I am unable to discern any real force in those by which it has been opposed. I am persuaded that it is the best which our political situation, habits, and opinions will admit, and superior to any the revolution has produced.
4905 I am entirely confident in the arguments recommending this system and see no real weight in those against it. It is the best our political situation, habits, and opinions allow, and superior to any the Revolution produced.
3485 4906
3486 Concessions on the part of the friends of the plan, that it has not a claim to absolute perfection, have afforded matter of no small triumph to its enemies. “Why,” say they, “should we adopt an imperfect thing? Why not amend it and make it perfect before it is irrevocably established?” This may be plausible enough, but it is only plausible. In the first place I remark, that the extent of these concessions has been greatly exaggerated. They have been stated as amounting to an admission that the plan is radically defective, and that without material alterations the rights and the interests of the community cannot be safely confided to it. This, as far as I have understood the meaning of those who make the concessions, is an entire perversion of their sense. No advocate of the measure can be found, who will not declare as his sentiment, that the system, though it may not be perfect in every part, is, upon the whole, a good one; is the best that the present views and circumstances of the country will permit; and is such an one as promises every species of security which a reasonable people can desire.
4907 Supporters' admissions of imperfection have given enemies triumph. "Why adopt an imperfect thing?" they ask. This sounds plausible but is not. First, these admissions have been exaggerated into claims of radical defectiveness—a total distortion. No advocate fails to declare the system, though not perfect in every part, is good overall and the best our circumstances permit. Secondly, it would be the height of recklessness to prolong our precarious state and expose the Union to successive experiments in the unrealistic pursuit of perfection.
3487 4908
3488 I answer in the next place, that I should esteem it the extreme of imprudence to prolong the precarious state of our national affairs, and to expose the Union to the jeopardy of successive experiments, in the chimerical pursuit of a perfect plan. I never expect to see a perfect work from imperfect man. The result of the deliberations of all collective bodies must necessarily be a compound, as well of the errors and prejudices, as of the good sense and wisdom, of the individuals of whom they are composed. The compacts which are to embrace thirteen distinct States in a common bond of amity and union, must as necessarily be a compromise of as many dissimilar interests and inclinations. How can perfection spring from such materials?
4909 > **Quote:** "I never expect to see a perfect work from imperfect man."
3489 4910
3490 The reasons assigned in an excellent little pamphlet lately published in this city[1] are unanswerable to show the utter improbability of assembling a new convention, under circumstances in any degree so favorable to a happy issue, as those in which the late convention met, deliberated, and concluded. I will not repeat the arguments there used, as I presume the production itself has had an extensive circulation. It is certainly well worthy the perusal of every friend to his country. There is, however, one point of light in which the subject of amendments still remains to be considered, and in which it has not yet been exhibited to public view. I cannot resolve to conclude without first taking a survey of it in this aspect.
4911 The deliberations of any collective body must mix error, prejudice, and wisdom. Compacts joining thirteen states must compromise differing interests. How can perfection emerge from such materials? The pamphlet *An Address to the People of the State of New York*, recently published in this city, gives unanswerable reasons why a new convention could not meet under such favorable circumstances. I assume it has been widely read and is worth every patriot's attention.
3491 4912
3492 It appears to me susceptible of absolute demonstration, that it will be far more easy to obtain subsequent than previous amendments to the Constitution. The moment an alteration is made in the present plan, it becomes, to the purpose of adoption, a new one, and must undergo a new decision of each State. To its complete establishment throughout the Union, it will therefore require the concurrence of thirteen States. If, on the contrary, the Constitution proposed should once be ratified by all the States as it stands, alterations in it may at any time be effected by nine States. Here, then, the chances are as thirteen to nine[2] in favor of subsequent amendment, rather than of the original adoption of an entire system.
4913 Amendments will be far easier after adoption. Changing the plan now makes it a new document requiring all thirteen states. Once ratified, amendments need only nine or ten states. The odds favor subsequent amendment thirteen to nine or ten.
3493 4914
3494 This is not all. Every Constitution for the United States must inevitably consist of a great variety of particulars, in which thirteen independent States are to be accommodated in their interests or opinions of interest. We may of course expect to see, in any body of men charged with its original formation, very different combinations of the parts upon different points. Many of those who form a majority on one question, may become the minority on a second, and an association dissimilar to either may constitute the majority on a third. Hence the necessity of moulding and arranging all the particulars which are to compose the whole, in such a manner as to satisfy all the parties to the compact; and hence, also, an immense multiplication of difficulties and casualties in obtaining the collective assent to a final act. The degree of that multiplication must evidently be in a ratio to the number of particulars and the number of parties.
4915 Every Constitution must accommodate thirteen states through countless details, requiring compromises to satisfy shifting majorities. These difficulties increase with each detail and party. But each amendment is a single proposition requiring no complex compromise. When nine or ten states agree, it must happen. No comparison exists between amending and establishing.
3495 4916
3496 But every amendment to the Constitution, if once established, would be a single proposition, and might be brought forward singly. There would then be no necessity for management or compromise, in relation to any other point no giving nor taking. The will of the requisite number would at once bring the matter to a decisive issue. And consequently, whenever nine, or rather ten States, were united in the desire of a particular amendment, that amendment must infallibly take place. There can, therefore, be no comparison between the facility of affecting an amendment, and that of establishing in the first instance a complete Constitution.
4917 Some argue the national government will resist giving up power. I am convinced useful amendments will concern organization, not power. Governing thirteen states will force accommodation. But beyond doubt: when nine states agree, national rulers have no choice. Article V requires Congress, upon application of two-thirds of states (nine), to call a convention. Amendments become valid when ratified by three-fourths of states. The language is mandatory: Congress "shall call a convention." All talk of refusal vanishes. We may safely rely on state legislatures to build barriers against overreach.
3497 4918
3498 In opposition to the probability of subsequent amendments, it has been urged that the persons delegated to the administration of the national government will always be disinclined to yield up any portion of the authority of which they were once possessed. For my own part I acknowledge a thorough conviction that any amendments which may, upon mature consideration, be thought useful, will be applicable to the organization of the government, not to the mass of its powers; and on this account alone, I think there is no weight in the observation just stated. I also think there is little weight in it on another account. The intrinsic difficulty of governing thirteen States at any rate, independent of calculations upon an ordinary degree of public spirit and integrity, will, in my opinion constantly impose on the national rulers the necessity of a spirit of accommodation to the reasonable expectations of their constituents. But there is yet a further consideration, which proves beyond the possibility of a doubt, that the observation is futile. It is this that the national rulers, whenever nine States concur, will have no option upon the subject. By the fifth article of the plan, the Congress will be obliged “on the application of the legislatures of two thirds of the States, which at present amount to nine, to call a convention for proposing amendments, which shall be valid, to all intents and purposes, as part of the Constitution, when ratified by the legislatures of three fourths of the States, or by conventions in three fourths thereof.” The words of this article are peremptory. The Congress “shall call a convention.” Nothing in this particular is left to the discretion of that body. And of consequence, all the declamation about the disinclination to a change vanishes in air. Nor however difficult it may be supposed to unite two thirds or three fourths of the State legislatures, in amendments which may affect local interests, can there be any room to apprehend any such difficulty in a union on points which are merely relative to the general liberty or security of the people. We may safely rely on the disposition of the State legislatures to erect barriers against the encroachments of the national authority.
4919 This seems one of those rare instances where political truth can be proven with mathematical certainty. All who desire amendments must agree adoption first is the surest path to their goal.
3499 4920
3500 If the foregoing argument is a fallacy, certain it is that I am myself deceived by it, for it is, in my conception, one of those rare instances in which a political truth can be brought to the test of a mathematical demonstration. Those who see the matter in the same light with me, however zealous they may be for amendments, must agree in the propriety of a previous adoption, as the most direct road to their own object.
4921 The push for prior amendments should lessen for those accepting Hume's observations:
3501 4922
3502 The zeal for attempts to amend, prior to the establishment of the Constitution, must abate in every man who is ready to accede to the truth of the following observations of a writer equally solid and ingenious: “To balance a large state or society Usays hee, whether monarchical or republican, on general laws, is a work of so great difficulty, that no human genius, however comprehensive, is able, by the mere dint of reason and reflection, to effect it. The judgments of many must unite in the work; experience must guide their labor; time must bring it to perfection, and the feeling of inconveniences must correct the mistakes which they INEVITABLY fall into in their first trials and experiments.”[3] These judicious reflections contain a lesson of moderation to all the sincere lovers of the Union, and ought to put them upon their guard against hazarding anarchy, civil war, a perpetual alienation of the States from each other, and perhaps the military despotism of a victorious demagogue, in the pursuit of what they are not likely to obtain, but from time and experience. It may be in me a defect of political fortitude, but I acknowledge that I cannot entertain an equal tranquillity with those who affect to treat the dangers of a longer continuance in our present situation as imaginary. A nation, without a national government, is, in my view, an awful spectacle. The establishment of a Constitution, in time of profound peace, by the voluntary consent of a whole people, is a prodigy, to the completion of which I look forward with trembling anxiety. I can reconcile it to no rules of prudence to let go the hold we now have, in so arduous an enterprise, upon seven out of the thirteen States, and after having passed over so considerable a part of the ground, to recommence the course. I dread the more the consequences of new attempts, because I know that powerful individuals, in this and in other States, are enemies to a general national government in every possible shape.
4923 > **Quote:** "To balance a large state or society [says he], whether monarchical or republican, on general laws, is a work of so great difficulty, that no human genius, however comprehensive, is able, by the mere dint of reason and reflection, to effect it. The judgments of many must unite in the work; experience must guide their labor; time must bring it to perfection, and the feeling of inconveniences must correct the mistakes which they INEVITABLY fall into in their first trials and experiments."
3503 4924
3504 PUBLIUS.
4925 These wise reflections contain a lesson of moderation for all sincere lovers of the Union. They guard against risking anarchy, civil war, state alienation, or military despotism in pursuit of what only time and experience perfect. I lack the calm of those who treat our dangers as imaginary.
3505 4926
3506 [1] Entitled “An Address to the People of the State of New York.”
4927 > **Quote:** "A nation, without a national government, is, in my view, an awful spectacle."
3507 4928
3508 [2] It may rather be said TEN, for though two thirds may set on foot the measure, three fourths must ratify.
4929 > **Quote:** "The establishment of a Constitution, in time of profound peace, by the voluntary consent of a whole people, is a prodigy, to the completion of which I look forward with trembling anxiety."
3509 4930
3510 [3] Hume’s _Essays_, vol. i., page 128: “The Rise of Arts and Sciences.”
4931 Seven states have agreed; I see no wisdom in abandoning this progress. I dread the consequences, knowing powerful individuals remain enemies to any national government.
4932
4933 PUBLIUS.
4934
3511 4935