Timeless Library
Cover for Democracy in America - Volume I

Democracy in America - Volume I

by Alexis de Tocqueville

Published in 1835

Published after Tocqueville’s nine-month tour of the United States, Volume I provides a detailed examination of the American political system, including the Constitution, the role of local government (townships), and the judicial branch. He explores the 'equality of conditions' as the defining characteristic of American life and introduces the influential concept of the 'tyranny of the majority.' The volume famously concludes with his predictions regarding the future of the American Union and the rise of the United States and Russia as competing global powers.

Genres: Philosophy, Political Science, History, Sociology

Tags: democracy, equality, liberalism, american politics, federalism

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1 1 # Democracy in America - Volume I
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5 7 **Title:** Democracy in America - Volume I (Timeless Library Edition)
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41 43
42 44 ## Introductory Chapter
43 45
46 During my stay in the United States, nothing struck me more powerfully than the general equality of conditions. I quickly discovered the prodigious influence of this primary fact on society, giving direction to public opinion and character to laws, new principles to governors and distinct habits to governed. I soon realized this influence extends beyond politics into civil society, creating opinions, feelings, and everyday practices, modifying everything it touches.
44 47
45 Amongst the novel objects that attracted my attention during my stay in
46 the United States, nothing struck me more forcibly than the general
47 equality of conditions. I readily discovered the prodigious influence
48 which this primary fact exercises on the whole course of society, by
49 giving a certain direction to public opinion, and a certain tenor to
50 the laws; by imparting new maxims to the governing powers, and peculiar
51 habits to the governed. I speedily perceived that the influence of this
52 fact extends far beyond the political character and the laws of the
53 country, and that it has no less empire over civil society than over
54 the Government; it creates opinions, engenders sentiments, suggests the
55 ordinary practices of life, and modifies whatever it does not produce.
56 The more I advanced in the study of American society, the more I
57 perceived that the equality of conditions is the fundamental fact from
58 which all others seem to be derived, and the central point at which all
59 my observations constantly terminated.
48 > **Quote:** "The more I advanced in the study of American society, the more I perceived that the equality of conditions is the fundamental fact from which all others seem to be derived, and the central point at which all my observations constantly terminated."
60 49
61 I then turned my thoughts to our own hemisphere, where I imagined that
62 I discerned something analogous to the spectacle which the New World
63 presented to me. I observed that the equality of conditions is daily
64 progressing towards those extreme limits which it seems to have reached
65 in the United States, and that the democracy which governs the American
66 communities appears to be rapidly rising into power in Europe. I hence
67 conceived the idea of the book which is now before the reader.
50 Turning my thoughts back to our hemisphere, I saw equality advancing toward the extreme limits it reached in America, and democracy rising in Europe. This inspired the book before you.
68 51
69 It is evident to all alike that a great democratic revolution is going
70 on amongst us; but there are two opinions as to its nature and
71 consequences. To some it appears to be a novel accident, which as such
72 may still be checked; to others it seems irresistible, because it is
73 the most uniform, the most ancient, and the most permanent tendency
74 which is to be found in history. Let us recollect the situation of
75 France seven hundred years ago, when the territory was divided amongst
76 a small number of families, who were the owners of the soil and the
77 rulers of the inhabitants; the right of governing descended with the
78 family inheritance from generation to generation; force was the only
79 means by which man could act on man, and landed property was the sole
80 source of power. Soon, however, the political power of the clergy was
81 founded, and began to exert itself: the clergy opened its ranks to all
82 classes, to the poor and the rich, the villein and the lord; equality
83 penetrated into the Government through the Church, and the being who as
84 a serf must have vegetated in perpetual bondage took his place as a
85 priest in the midst of nobles, and not infrequently above the heads of
86 kings.
52 A great democratic revolution is underway, but opinions differ: some see it as a stoppable accident, others as an irresistible historical tendency.
87 53
88 The different relations of men became more complicated and more
89 numerous as society gradually became more stable and more civilized.
90 Thence the want of civil laws was felt; and the order of legal
91 functionaries soon rose from the obscurity of the tribunals and their
92 dusty chambers, to appear at the court of the monarch, by the side of
93 the feudal barons in their ermine and their mail. Whilst the kings were
94 ruining themselves by their great enterprises, and the nobles
95 exhausting their resources by private wars, the lower orders were
96 enriching themselves by commerce. The influence of money began to be
97 perceptible in State affairs. The transactions of business opened a new
98 road to power, and the financier rose to a station of political
99 influence in which he was at once flattered and despised. Gradually the
100 spread of mental acquirements, and the increasing taste for literature
101 and art, opened chances of success to talent; science became a means of
102 government, intelligence led to social power, and the man of letters
103 took a part in the affairs of the State. The value attached to the
104 privileges of birth decreased in the exact proportion in which new
105 paths were struck out to advancement. In the eleventh century nobility
106 was beyond all price; in the thirteenth it might be purchased; it was
107 conferred for the first time in 1270; and equality was thus introduced
108 into the Government by the aristocracy itself.
54 Let us recall France seven hundred years ago, divided among a few landed families who ruled by inheritance, where land was the sole source of power. Soon the clergy emerged, opening its ranks to all classes—poor and rich, commoner and lord. Equality entered government through the Church; a serf could become a priest above kings.
109 55
110 In the course of these seven hundred years it sometimes happened that
111 in order to resist the authority of the Crown, or to diminish the power
112 of their rivals, the nobles granted a certain share of political rights
113 to the people. Or, more frequently, the king permitted the lower orders
114 to enjoy a degree of power, with the intention of repressing the
115 aristocracy. In France the kings have always been the most active and
116 the most constant of levellers. When they were strong and ambitious
117 they spared no pains to raise the people to the level of the nobles;
118 when they were temperate or weak they allowed the people to rise above
119 themselves. Some assisted the democracy by their talents, others by
120 their vices. Louis XI and Louis XIV reduced every rank beneath the
121 throne to the same subjection; Louis XV descended, himself and all his
122 Court, into the dust.
56 As society stabilized, relationships multiplied, requiring civil laws. Legal officials emerged from dusty chambers to sit alongside barons at court.
123 57
124 As soon as land was held on any other than a feudal tenure, and
125 personal property began in its turn to confer influence and power,
126 every improvement which was introduced in commerce or manufacture was a
127 fresh element of the equality of conditions. Henceforward every new
128 discovery, every new want which it engendered, and every new desire
129 which craved satisfaction, was a step towards the universal level. The
130 taste for luxury, the love of war, the sway of fashion, and the most
131 superficial as well as the deepest passions of the human heart,
132 co-operated to enrich the poor and to impoverish the rich.
58 While kings ruined themselves with grand enterprises and nobles fought private wars, commerce enriched the lower classes. Money became power, and financiers gained political influence.
133 59
134 From the time when the exercise of the intellect became the source of
135 strength and of wealth, it is impossible not to consider every addition
136 to science, every fresh truth, and every new idea as a germ of power
137 placed within the reach of the people. Poetry, eloquence, and memory,
138 the grace of wit, the glow of imagination, the depth of thought, and
139 all the gifts which are bestowed by Providence with an equal hand,
140 turned to the advantage of the democracy; and even when they were in
141 the possession of its adversaries they still served its cause by
142 throwing into relief the natural greatness of man; its conquests
143 spread, therefore, with those of civilization and knowledge, and
144 literature became an arsenal where the poorest and the weakest could
145 always find weapons to their hand.
60 The spread of knowledge and arts opened opportunities for talent. Intelligence became power, and men of letters entered state affairs. As new paths opened, birth privileges declined. In the eleventh century nobility was priceless; by the thirteenth it could be purchased. It was first granted in 1270—equality introduced by aristocracy itself.
146 61
147 In perusing the pages of our history, we shall scarcely meet with a
148 single great event, in the lapse of seven hundred years, which has not
149 turned to the advantage of equality. The Crusades and the wars of the
150 English decimated the nobles and divided their possessions; the
151 erection of communities introduced an element of democratic liberty
152 into the bosom of feudal monarchy; the invention of fire-arms equalized
153 the villein and the noble on the field of battle; printing opened the
154 same resources to the minds of all classes; the post was organized so
155 as to bring the same information to the door of the poor man’s cottage
156 and to the gate of the palace; and Protestantism proclaimed that all
157 men are alike able to find the road to heaven. The discovery of America
158 offered a thousand new paths to fortune, and placed riches and power
159 within the reach of the adventurous and the obscure. If we examine what
160 has happened in France at intervals of fifty years, beginning with the
161 eleventh century, we shall invariably perceive that a twofold
162 revolution has taken place in the state of society. The noble has gone
163 down on the social ladder, and the roturier has gone up; the one
164 descends as the other rises. Every half century brings them nearer to
165 each other, and they will very shortly meet.
62 Over seven centuries, nobles sometimes granted rights to people to resist kings or rivals; more often, kings empowered lower classes to curb aristocracy. French kings were equality's most consistent promoters—Louis XI and XIV reduced all ranks to submission; Louis XV and his court descended into dust.
166 63
167 Nor is this phenomenon at all peculiar to France. Whithersoever we turn
168 our eyes we shall witness the same continual revolution throughout the
169 whole of Christendom. The various occurrences of national existence
170 have everywhere turned to the advantage of democracy; all men have
171 aided it by their exertions: those who have intentionally labored in
172 its cause, and those who have served it unwittingly; those who have
173 fought for it and those who have declared themselves its opponents,
174 have all been driven along in the same track, have all labored to one
175 end, some ignorantly and some unwillingly; all have been blind
176 instruments in the hands of God.
64 When property could be held outside feudal tenure, commerce and manufacturing advanced equality. Every discovery, need, and desire became a step toward the universal level. Luxury, war, fashion—the most superficial as well as the deepest passions of the human heart—worked to enrich the poor and impoverish the rich.
177 65
178 The gradual development of the equality of conditions is therefore a
179 providential fact, and it possesses all the characteristics of a divine
180 decree: it is universal, it is durable, it constantly eludes all human
181 interference, and all events as well as all men contribute to its
182 progress. Would it, then, be wise to imagine that a social impulse
183 which dates from so far back can be checked by the efforts of a
184 generation? Is it credible that the democracy which has annihilated the
185 feudal system and vanquished kings will respect the citizen and the
186 capitalist? Will it stop now that it has grown so strong and its
187 adversaries so weak? None can say which way we are going, for all terms
188 of comparison are wanting: the equality of conditions is more complete
189 in the Christian countries of the present day than it has been at any
190 time or in any part of the world; so that the extent of what already
191 exists prevents us from foreseeing what may be yet to come.
66 When intellect became a source of strength, every scientific addition, truth, and idea became a seed of power for the people. All gifts of Providence—poetry, eloquence, wit, imagination, thought—served democracy. Its conquests spread with civilization, making literature an arsenal for the poorest.
192 67
193 The whole book which is here offered to the public has been written
194 under the impression of a kind of religious dread produced in the
195 author’s mind by the contemplation of so irresistible a revolution,
196 which has advanced for centuries in spite of such amazing obstacles,
197 and which is still proceeding in the midst of the ruins it has made. It
198 is not necessary that God himself should speak in order to disclose to
199 us the unquestionable signs of His will; we can discern them in the
200 habitual course of nature, and in the invariable tendency of events: I
201 know, without a special revelation, that the planets move in the orbits
202 traced by the Creator’s finger. If the men of our time were led by
203 attentive observation and by sincere reflection to acknowledge that the
204 gradual and progressive development of social equality is at once the
205 past and future of their history, this solitary truth would confer the
206 sacred character of a Divine decree upon the change. To attempt to
207 check democracy would be in that case to resist the will of God; and
208 the nations would then be constrained to make the best of the social
209 lot awarded to them by Providence.
68 Over seven hundred years, nearly every great event advanced equality: Crusades and wars thinned nobles' ranks; town communes introduced democratic liberty; firearms equalized commoner and noble on battlefields; the printing press opened minds; the postal service brought equal information; Protestantism proclaimed equal capability for salvation; America offered new paths to fortune. Every fifty years in France, the noble and the commoner draw closer. > **Quote:** The noble has gone down on the social ladder, and the *roturier* has gone up; the one descends as the other rises. Every half century brings them nearer to each other, and they will very shortly meet.
210 69
211 The Christian nations of our age seem to me to present a most alarming
212 spectacle; the impulse which is bearing them along is so strong that it
213 cannot be stopped, but it is not yet so rapid that it cannot be guided:
214 their fate is in their hands; yet a little while and it may be so no
215 longer. The first duty which is at this time imposed upon those who
216 direct our affairs is to educate the democracy; to warm its faith, if
217 that be possible; to purify its morals; to direct its energies; to
218 substitute a knowledge of business for its inexperience, and an
219 acquaintance with its true interests for its blind propensities; to
220 adapt its government to time and place, and to modify it in compliance
221 with the occurrences and the actors of the age. A new science of
222 politics is indispensable to a new world. This, however, is what we
223 think of least; launched in the middle of a rapid stream, we
224 obstinately fix our eyes on the ruins which may still be described upon
225 the shore we have left, whilst the current sweeps us along, and drives
226 us backwards towards the gulf.
70 This is not unique to France. Throughout the Christian world, every event has benefited democracy. All men—consciously or unconsciously, for or against it—have been blind instruments in the hands of God, laboring toward the same end.
227 71
228 In no country in Europe has the great social revolution which I have
229 been describing made such rapid progress as in France; but it has
230 always been borne on by chance. The heads of the State have never had
231 any forethought for its exigencies, and its victories have been
232 obtained without their consent or without their knowledge. The most
233 powerful, the most intelligent, and the most moral classes of the
234 nation have never attempted to connect themselves with it in order to
235 guide it. The people has consequently been abandoned to its wild
236 propensities, and it has grown up like those outcasts who receive their
237 education in the public streets, and who are unacquainted with aught
238 but the vices and wretchedness of society. The existence of a democracy
239 was seemingly unknown, when on a sudden it took possession of the
240 supreme power. Everything was then submitted to its caprices; it was
241 worshipped as the idol of strength; until, when it was enfeebled by its
242 own excesses, the legislator conceived the rash project of annihilating
243 its power, instead of instructing it and correcting its vices; no
244 attempt was made to fit it to govern, but all were bent on excluding it
245 from the government.
72 This development is an act of Providence, a divine law: universal, lasting, escaping human interference. Can a movement so deep-rooted be stopped by one generation? Will democracy that destroyed feudalism and defeated kings now respect the citizen and the capitalist? It grows stronger while opponents weaken. We cannot predict where it leads, for equality is more complete today than ever before.
246 73
247 The consequence of this has been that the democratic revolution has
248 been effected only in the material parts of society, without that
249 concomitant change in laws, ideas, customs, and manners which was
250 necessary to render such a revolution beneficial. We have gotten a
251 democracy, but without the conditions which lessen its vices and render
252 its natural advantages more prominent; and although we already perceive
253 the evils it brings, we are ignorant of the benefits it may confer.
74 This book was written in religious awe contemplating this irresistible revolution, advancing for centuries amid the ruins it creates.
254 75
255 While the power of the Crown, supported by the aristocracy, peaceably
256 governed the nations of Europe, society possessed, in the midst of its
257 wretchedness, several different advantages which can now scarcely be
258 appreciated or conceived. The power of a part of his subjects was an
259 insurmountable barrier to the tyranny of the prince; and the monarch,
260 who felt the almost divine character which he enjoyed in the eyes of
261 the multitude, derived a motive for the just use of his power from the
262 respect which he inspired. High as they were placed above the people,
263 the nobles could not but take that calm and benevolent interest in its
264 fate which the shepherd feels towards his flock; and without
265 acknowledging the poor as their equals, they watched over the destiny
266 of those whose welfare Providence had entrusted to their care. The
267 people never having conceived the idea of a social condition different
268 from its own, and entertaining no expectation of ever ranking with its
269 chiefs, received benefits from them without discussing their rights. It
270 grew attached to them when they were clement and just, and it submitted
271 without resistance or servility to their exactions, as to the
272 inevitable visitations of the arm of God. Custom, and the manners of
273 the time, had moreover created a species of law in the midst of
274 violence, and established certain limits to oppression. As the noble
275 never suspected that anyone would attempt to deprive him of the
276 privileges which he believed to be legitimate, and as the serf looked
277 upon his own inferiority as a consequence of the immutable order of
278 nature, it is easy to imagine that a mutual exchange of good-will took
279 place between two classes so differently gifted by fate. Inequality and
280 wretchedness were then to be found in society; but the souls of neither
281 rank of men were degraded. Men are not corrupted by the exercise of
282 power or debased by the habit of obedience, but by the exercise of a
283 power which they believe to be illegal and by obedience to a rule which
284 they consider to be usurped and oppressive. On one side was wealth,
285 strength, and leisure, accompanied by the refinements of luxury, the
286 elegance of taste, the pleasures of wit, and the religion of art. On
287 the other was labor and a rude ignorance; but in the midst of this
288 coarse and ignorant multitude it was not uncommon to meet with
289 energetic passions, generous sentiments, profound religious
290 convictions, and independent virtues. The body of a State thus
291 organized might boast of its stability, its power, and, above all, of
292 its glory.
76 God need not speak directly to reveal His will; we can discern it in the habitual course of nature and the invariable tendency of events. I know, without a special revelation, that the planets move in the orbits traced by the Creator’s finger. If our age recognizes equality's development as history's past and future, this truth sanctifies it as divine law. Resisting democracy would then be resisting God. The Christian nations present an alarming sight: the democratic current is too strong to stop but not too fast to guide. Their fate is in their hands—for now.
293 77
294 But the scene is now changed, and gradually the two ranks mingle; the
295 divisions which once severed mankind are lowered, property is divided,
296 power is held in common, the light of intelligence spreads, and the
297 capacities of all classes are equally cultivated; the State becomes
298 democratic, and the empire of democracy is slowly and peaceably
299 introduced into the institutions and the manners of the nation. I can
300 conceive a society in which all men would profess an equal attachment
301 and respect for the laws of which they are the common authors; in which
302 the authority of the State would be respected as necessary, though not
303 as divine; and the loyalty of the subject to its chief magistrate would
304 not be a passion, but a quiet and rational persuasion. Every individual
305 being in the possession of rights which he is sure to retain, a kind of
306 manly reliance and reciprocal courtesy would arise between all classes,
307 alike removed from pride and meanness. The people, well acquainted with
308 its true interests, would allow that in order to profit by the
309 advantages of society it is necessary to satisfy its demands. In this
310 state of things the voluntary association of the citizens might supply
311 the individual exertions of the nobles, and the community would be
312 alike protected from anarchy and from oppression.
78 > **Quote:** "A new science of politics is indispensable to a new world."
313 79
314 I admit that, in a democratic State thus constituted, society will not
315 be stationary; but the impulses of the social body may be regulated and
316 directed forwards; if there be less splendor than in the halls of an
317 aristocracy, the contrast of misery will be less frequent also; the
318 pleasures of enjoyment may be less excessive, but those of comfort will
319 be more general; the sciences may be less perfectly cultivated, but
320 ignorance will be less common; the impetuosity of the feelings will be
321 repressed, and the habits of the nation softened; there will be more
322 vices and fewer crimes. In the absence of enthusiasm and of an ardent
323 faith, great sacrifices may be obtained from the members of a
324 commonwealth by an appeal to their understandings and their experience;
325 each individual will feel the same necessity for uniting with his
326 fellow-citizens to protect his own weakness; and as he knows that if
327 they are to assist he must co-operate, he will readily perceive that
328 his personal interest is identified with the interest of the community.
329 The nation, taken as a whole, will be less brilliant, less glorious,
330 and perhaps less strong; but the majority of the citizens will enjoy a
331 greater degree of prosperity, and the people will remain quiet, not
332 because it despairs of amelioration, but because it is conscious of the
333 advantages of its condition. If all the consequences of this state of
334 things were not good or useful, society would at least have
335 appropriated all such as were useful and good; and having once and for
336 ever renounced the social advantages of aristocracy, mankind would
337 enter into possession of all the benefits which democracy can afford.
80 In France, this revolution progressed fastest but by chance, without state planning or the guidance of its best classes. Democracy grew up wild, like street outcasts, ignored until it seized power. Then it was worshiped as an idol; when it weakened, lawmakers tried to destroy rather than instruct it. No one prepared it to govern; all sought to exclude it.
338 81
339 But here it may be asked what we have adopted in the place of those
340 institutions, those ideas, and those customs of our forefathers which
341 we have abandoned. The spell of royalty is broken, but it has not been
342 succeeded by the majesty of the laws; the people has learned to despise
343 all authority, but fear now extorts a larger tribute of obedience than
344 that which was formerly paid by reverence and by love.
82 Thus democracy arrived in society's physical structure without the necessary changes in laws, ideas, customs, and manners to make it beneficial. We see its evils but not its potential benefits.
345 83
346 I perceive that we have destroyed those independent beings which were
347 able to cope with tyranny single-handed; but it is the Government that
348 has inherited the privileges of which families, corporations, and
349 individuals have been deprived; the weakness of the whole community has
350 therefore succeeded that influence of a small body of citizens, which,
351 if it was sometimes oppressive, was often conservative. The division of
352 property has lessened the distance which separated the rich from the
353 poor; but it would seem that the nearer they draw to each other, the
354 greater is their mutual hatred, and the more vehement the envy and the
355 dread with which they resist each other’s claims to power; the notion
356 of Right is alike insensible to both classes, and Force affords to both
357 the only argument for the present, and the only guarantee for the
358 future. The poor man retains the prejudices of his forefathers without
359 their faith, and their ignorance without their virtues; he has adopted
360 the doctrine of self-interest as the rule of his actions, without
361 understanding the science which controls it, and his egotism is no less
362 blind than his devotedness was formerly. If society is tranquil, it is
363 not because it relies upon its strength and its well-being, but because
364 it knows its weakness and its infirmities; a single effort may cost it
365 its life; everybody feels the evil, but no one has courage or energy
366 enough to seek the cure; the desires, the regret, the sorrows, and the
367 joys of the time produce nothing that is visible or permanent, like the
368 passions of old men which terminate in impotence.
84 Under Crown and aristocracy, Europe enjoyed advantages now hard to appreciate. Noble power checked royal tyranny, and monarchs, feeling divine in the people's eyes, had reason to govern justly. Nobles, like shepherds to their flock, watched over those Providence entrusted to them. The people, never expecting equality, accepted benefits without questioning rights, submitting to authority as natural law. Custom created limits amid violence. Inequality existed, but neither class was degraded—corruption comes only from exercising power believed illegal or obeying rules considered oppressive. One side had wealth, leisure, and art; the other had labor and ignorance, but also energy, generosity, deep faith, and independent virtues. Such a state could boast stability, power, and glory.
369 85
370 We have, then, abandoned whatever advantages the old state of things
371 afforded, without receiving any compensation from our present
372 condition; we have destroyed an aristocracy, and we seem inclined to
373 survey its ruins with complacency, and to fix our abode in the midst of
374 them.
86 But the scene has changed: barriers are lowered, property divided, power shared, knowledge spread, abilities equally developed. Democracy is introduced into institutions and manners.
375 87
376 The phenomena which the intellectual world presents are not less
377 deplorable. The democracy of France, checked in its course or abandoned
378 to its lawless passions, has overthrown whatever crossed its path, and
379 has shaken all that it has not destroyed. Its empire on society has not
380 been gradually introduced or peaceably established, but it has
381 constantly advanced in the midst of disorder and the agitation of a
382 conflict. In the heat of the struggle each partisan is hurried beyond
383 the limits of his opinions by the opinions and the excesses of his
384 opponents, until he loses sight of the end of his exertions, and holds
385 a language which disguises his real sentiments or secret instincts.
386 Hence arises the strange confusion which we are witnessing. I cannot
387 recall to my mind a passage in history more worthy of sorrow and of
388 pity than the scenes which are happening under our eyes; it is as if
389 the natural bond which unites the opinions of man to his tastes and his
390 actions to his principles was now broken; the sympathy which has always
391 been acknowledged between the feelings and the ideas of mankind appears
392 to be dissolved, and all the laws of moral analogy to be abolished.
88 Imagine a society where all feel equal attachment to laws they helped create; where state authority is respected as necessity, not divine right; where loyalty is rational conviction, not blind passion. With secure rights, self-reliance and courtesy would grow among classes, free from arrogance and servility. Understanding their interests, people would recognize that enjoying society's benefits requires fulfilling its duties. Voluntary associations could replace noble power, protecting the community from chaos and oppression.
393 89
394 Zealous Christians may be found amongst us whose minds are nurtured in
395 the love and knowledge of a future life, and who readily espouse the
396 cause of human liberty as the source of all moral greatness.
397 Christianity, which has declared that all men are equal in the sight of
398 God, will not refuse to acknowledge that all citizens are equal in the
399 eye of the law. But, by a singular concourse of events, religion is
400 entangled in those institutions which democracy assails, and it is not
401 unfrequently brought to reject the equality it loves, and to curse that
402 cause of liberty as a foe which it might hallow by its alliance.
90 Such a democratic society would not be static, but its movements could be regulated. There may be less grandeur than in aristocracy, but also less extreme misery; less intense luxury, but more widespread comfort; less profound science, but less ignorance. Violent emotions would be restrained, habits milder, vices perhaps more numerous but crimes fewer.
403 91
404 By the side of these religious men I discern others whose looks are
405 turned to the earth more than to Heaven; they are the partisans of
406 liberty, not only as the source of the noblest virtues, but more
407 especially as the root of all solid advantages; and they sincerely
408 desire to extend its sway, and to impart its blessings to mankind. It
409 is natural that they should hasten to invoke the assistance of
410 religion, for they must know that liberty cannot be established without
411 morality, nor morality without faith; but they have seen religion in
412 the ranks of their adversaries, and they inquire no further; some of
413 them attack it openly, and the remainder are afraid to defend it.
92 > **Quote:** "In the absence of enthusiasm and of an ardent faith, great sacrifices may be obtained from the members of a commonwealth by an appeal to their understandings and their experience; each individual will feel the same necessity for uniting with his fellow-citizens to protect his own weakness; and as he knows that if they are to assist he must co-operate, he will readily perceive that his personal interest is identified with the interest of the community."
414 93
415 In former ages slavery has been advocated by the venal and
416 slavish-minded, whilst the independent and the warm-hearted were
417 struggling without hope to save the liberties of mankind. But men of
418 high and generous characters are now to be met with, whose opinions are
419 at variance with their inclinations, and who praise that servility
420 which they have themselves never known. Others, on the contrary, speak
421 in the name of liberty, as if they were able to feel its sanctity and
422 its majesty, and loudly claim for humanity those rights which they have
423 always disowned. There are virtuous and peaceful individuals whose pure
424 morality, quiet habits, affluence, and talents fit them to be the
425 leaders of the surrounding population; their love of their country is
426 sincere, and they are prepared to make the greatest sacrifices to its
427 welfare, but they confound the abuses of civilization with its
428 benefits, and the idea of evil is inseparable in their minds from that
429 of novelty.
94 But what have we adopted in place of discarded institutions? Royalty's spell is broken, not replaced by law's majesty. People despise all authority, yet fear now compels more obedience than reverence ever did.
430 95
431 Not far from this class is another party, whose object is to
432 materialize mankind, to hit upon what is expedient without heeding what
433 is just, to acquire knowledge without faith, and prosperity apart from
434 virtue; assuming the title of the champions of modern civilization, and
435 placing themselves in a station which they usurp with insolence, and
436 from which they are driven by their own unworthiness. Where are we
437 then? The religionists are the enemies of liberty, and the friends of
438 liberty attack religion; the high-minded and the noble advocate
439 subjection, and the meanest and most servile minds preach independence;
440 honest and enlightened citizens are opposed to all progress, whilst men
441 without patriotism and without principles are the apostles of
442 civilization and of intelligence. Has such been the fate of the
443 centuries which have preceded our own? and has man always inhabited a
444 world like the present, where nothing is linked together, where virtue
445 is without genius, and genius without honor; where the love of order is
446 confounded with a taste for oppression, and the holy rites of freedom
447 with a contempt of law; where the light thrown by conscience on human
448 actions is dim, and where nothing seems to be any longer forbidden or
449 allowed, honorable or shameful, false or true? I cannot, however,
450 believe that the Creator made man to leave him in an endless struggle
451 with the intellectual miseries which surround us: God destines a calmer
452 and a more certain future to the communities of Europe; I am
453 unacquainted with His designs, but I shall not cease to believe in them
454 because I cannot fathom them, and I had rather mistrust my own capacity
455 than His justice.
96 We destroyed independent powers that fought tyranny; government inherited the lost privileges of families and corporations. Community-wide weakness replaced the stabilizing influence of that small, sometimes oppressive group. Property division narrowed rich-poor gaps, but proximity breeds hatred. Envy and fear grow as each resists the other's power claims. Neither class knows "Right"; Force is now the only argument and guarantee. The poor retain ancestors' prejudices without their faith, ignorance without virtues. Self-interest rules without understanding, blind selfishness replacing blind devotion. Society's calm comes not from strength but from consciousness of weakness—one effort might destroy it. All feel the problem, but none seek a cure. The desires and sorrows of our time produce nothing permanent, like the passions of old men which terminate in impotence.
456 97
457 There is a country in the world where the great revolution which I am
458 speaking of seems nearly to have reached its natural limits; it has
459 been effected with ease and simplicity, say rather that this country
460 has attained the consequences of the democratic revolution which we are
461 undergoing without having experienced the revolution itself. The
462 emigrants who fixed themselves on the shores of America in the
463 beginning of the seventeenth century severed the democratic principle
464 from all the principles which repressed it in the old communities of
465 Europe, and transplanted it unalloyed to the New World. It has there
466 been allowed to spread in perfect freedom, and to put forth its
467 consequences in the laws by influencing the manners of the country.
98 We abandoned the old system's advantages without compensation. We destroyed aristocracy and seem content to live among its ruins.
468 99
469 It appears to me beyond a doubt that sooner or later we shall arrive,
470 like the Americans, at an almost complete equality of conditions. But I
471 do not conclude from this that we shall ever be necessarily led to draw
472 the same political consequences which the Americans have derived from a
473 similar social organization. I am far from supposing that they have
474 chosen the only form of government which a democracy may adopt; but the
475 identity of the efficient cause of laws and manners in the two
476 countries is sufficient to account for the immense interest we have in
477 becoming acquainted with its effects in each of them.
100 The intellectual world is equally deplorable. French democracy, blocked or abandoned to lawless passions, overthrew and shook everything. It advanced through disorder, not peace. In conflict's heat, partisans exceed their own opinions, lose sight of goals, and hide true feelings, creating strange confusion.
478 101
479 It is not, then, merely to satisfy a legitimate curiosity that I have
480 examined America; my wish has been to find instruction by which we may
481 ourselves profit. Whoever should imagine that I have intended to write
482 a panegyric will perceive that such was not my design; nor has it been
483 my object to advocate any form of government in particular, for I am of
484 opinion that absolute excellence is rarely to be found in any
485 legislation; I have not even affected to discuss whether the social
486 revolution, which I believe to be irresistible, is advantageous or
487 prejudicial to mankind; I have acknowledged this revolution as a fact
488 already accomplished or on the eve of its accomplishment; and I have
489 selected the nation, from amongst those which have undergone it, in
490 which its development has been the most peaceful and the most complete,
491 in order to discern its natural consequences, and, if it be possible,
492 to distinguish the means by which it may be rendered profitable. I
493 confess that in America I saw more than America; I sought the image of
494 democracy itself, with its inclinations, its character, its prejudices,
495 and its passions, in order to learn what we have to fear or to hope
496 from its progress.
102 No period deserves more sorrow than ours. The bond between opinions and tastes, actions and principles, seems broken. Moral consistency's laws appear abolished.
497 103
498 In the first part of this work I have attempted to show the tendency
499 given to the laws by the democracy of America, which is abandoned
500 almost without restraint to its instinctive propensities, and to
501 exhibit the course it prescribes to the Government and the influence it
502 exercises on affairs. I have sought to discover the evils and the
503 advantages which it produces. I have examined the precautions used by
504 the Americans to direct it, as well as those which they have not
505 adopted, and I have undertaken to point out the causes which enable it
506 to govern society. I do not know whether I have succeeded in making
507 known what I saw in America, but I am certain that such has been my
508 sincere desire, and that I have never, knowingly, moulded facts to
509 ideas, instead of ideas to facts.
104 Dedicated Christians, shaped by love of a future life, support liberty as moral greatness's source. Christianity, declaring all equal before God, should acknowledge citizens equal before law. Yet entangled with institutions democracy attacks, it often rejects equality and curses liberty, when it could sanctify it.
510 105
511 Whenever a point could be established by the aid of written documents,
512 I have had recourse to the original text, and to the most authentic and
513 approved works. I have cited my authorities in the notes, and anyone
514 may refer to them. Whenever an opinion, a political custom, or a remark
515 on the manners of the country was concerned, I endeavored to consult
516 the most enlightened men I met with. If the point in question was
517 important or doubtful, I was not satisfied with one testimony, but I
518 formed my opinion on the evidence of several witnesses. Here the reader
519 must necessarily believe me upon my word. I could frequently have
520 quoted names which are either known to him, or which deserve to be so,
521 in proof of what I advance; but I have carefully abstained from this
522 practice. A stranger frequently hears important truths at the fire-side
523 of his host, which the latter would perhaps conceal from the ear of
524 friendship; he consoles himself with his guest for the silence to which
525 he is restricted, and the shortness of the traveller’s stay takes away
526 all fear of his indiscretion. I carefully noted every conversation of
527 this nature as soon as it occurred, but these notes will never leave my
528 writing-case; I had rather injure the success of my statements than add
529 my name to the list of those strangers who repay the generous
530 hospitality they have received by subsequent chagrin and annoyance.
106 Beside them are materialists who support liberty for practical benefits. Knowing liberty requires morality and morality requires faith, they should seek religion's help. But seeing religion among their enemies, some attack it openly while others fear to defend it.
531 107
532 I am aware that, notwithstanding my care, nothing will be easier than
533 to criticise this book, if anyone ever chooses to criticise it. Those
534 readers who may examine it closely will discover the fundamental idea
535 which connects the several parts together. But the diversity of the
536 subjects I have had to treat is exceedingly great, and it will not be
537 difficult to oppose an isolated fact to the body of facts which I
538 quote, or an isolated idea to the body of ideas I put forth. I hope to
539 be read in the spirit which has guided my labors, and that my book may
540 be judged by the general impression it leaves, as I have formed my own
541 judgment not on any single reason, but upon the mass of evidence. It
542 must not be forgotten that the author who wishes to be understood is
543 obliged to push all his ideas to their utmost theoretical consequences,
544 and often to the verge of what is false or impracticable; for if it be
545 necessary sometimes to quit the rules of logic in active life, such is
546 not the case in discourse, and a man finds that almost as many
547 difficulties spring from inconsistency of language as usually arise
548 from inconsistency of conduct.
108 In past ages, the corrupt defended slavery while the independent fought for freedom. Today, generous characters praise submissiveness they've never known, while others speak of liberty's holiness while denying human rights. Virtuous, wealthy patriots confuse civilization's abuses with its benefits, linking evil with novelty.
549 109
550 I conclude by pointing out myself what many readers will consider the
551 principal defect of the work. This book is written to favor no
552 particular views, and in composing it I have entertained no designs of
553 serving or attacking any party; I have undertaken not to see
554 differently, but to look further than parties, and whilst they are
555 busied for the morrow I have turned my thoughts to the Future.
110 Nearby, another party seeks to make humanity materialists: pursuing convenience over justice, knowledge without faith, prosperity without virtue. They call themselves champions of modern civilization, but their unworthiness will drive them from this undeserved position. Where are we?
556 111
112 > **Quote:** "The religionists are the enemies of liberty, and the friends of liberty attack religion; the high-minded and the noble advocate subjection, and the meanest and most servile minds preach independence; honest and enlightened citizens are opposed to all progress, whilst men without patriotism and without principles are the apostles of civilization and of intelligence. Has such been the fate of the centuries which have preceded our own? and has man always inhabited a world like the present, where nothing is linked together, where virtue is without genius, and genius without honor; where the love of order is confounded with a taste for oppression, and the holy rites of freedom with a contempt of law; where the light thrown by conscience on human actions is dim, and where nothing seems to be any longer forbidden or allowed, honorable or shameful, false or true?"
557 113
114 I cannot believe the Creator made man for endless intellectual misery. God intends a calmer future for Europe. I don't know His designs, but I will not stop believing because I cannot understand; I would rather doubt my capacity than His justice.
558 115
116 One country has nearly reached this revolution's natural limits: America achieved democratic results without the revolution itself. Seventeenth-century immigrants transplanted democracy in pure form, free to grow and shape laws through customs.
559 117
560 ## Chapter I: Exterior Form Of North America
118 I have no doubt we will reach America's equality of conditions, but we need not adopt their political results. They haven't chosen democracy's only possible form. Yet since the fundamental cause is the same, understanding its effects in each country is immensely important.
561 119
562 North America divided into two vast regions, one inclining towards the
563 Pole, the other towards the Equator—Valley of the Mississippi—Traces of
564 the Revolutions of the Globe—Shore of the Atlantic Ocean where the
565 English Colonies were founded—Difference in the appearance of North and
566 of South America at the time of their Discovery—Forests of North
567 America—Prairies—Wandering Tribes of Natives—Their outward appearance,
568 manners, and language—Traces of an unknown people.
120 I studied America not from curiosity but to find profitable lessons. This is no tribute, nor advocacy for any government form; absolute excellence is rare in any system. I haven't debated whether this irresistible revolution is good or bad but accepted it as fact. I chose the nation where it developed most peacefully to see its natural consequences and how it might be made beneficial.
569 121
570 Exterior Form Of North America
122 > **Quote:** "I confess that in America I saw more than America; I sought the image of democracy itself, with its inclinations, its character, its prejudices, and its passions, in order to learn what we have to fear or to hope from its progress."
571 123
572 North America presents in its external form certain general features
573 which it is easy to discriminate at the first glance. A sort of
574 methodical order seems to have regulated the separation of land and
575 water, mountains and valleys. A simple, but grand, arrangement is
576 discoverable amidst the confusion of objects and the prodigious variety
577 of scenes. This continent is divided, almost equally, into two vast
578 regions, one of which is bounded on the north by the Arctic Pole, and
579 by the two great oceans on the east and west. It stretches towards the
580 south, forming a triangle whose irregular sides meet at length below
581 the great lakes of Canada. The second region begins where the other
582 terminates, and includes all the remainder of the continent. The one
583 slopes gently towards the Pole, the other towards the Equator.
124 In Part I, I show how American democracy directs laws according to natural instinct, influences government and public affairs, produces evils and advantages, and examine precautions used and neglected, pointing out what enables it to govern.
584 125
585 The territory comprehended in the first region descends towards the
586 north with so imperceptible a slope that it may almost be said to form
587 a level plain. Within the bounds of this immense tract of country there
588 are neither high mountains nor deep valleys. Streams meander through it
589 irregularly: great rivers mix their currents, separate and meet again,
590 disperse and form vast marshes, losing all trace of their channels in
591 the labyrinth of waters they have themselves created; and thus, at
592 length, after innumerable windings, fall into the Polar Seas. The great
593 lakes which bound this first region are not walled in, like most of
594 those in the Old World, between hills and rocks. Their banks are flat,
595 and rise but a few feet above the level of their waters; each of them
596 thus forming a vast bowl filled to the brim. The slightest change in
597 the structure of the globe would cause their waters to rush either
598 towards the Pole or to the tropical sea.
126 I don't know if I've succeeded, but I never intentionally twisted facts to fit ideas. I consulted original documents and authentic sources, cited in notes. For opinions, customs, or character observations, I consulted the most informed people, using multiple witnesses for important or uncertain points. I avoided naming hosts who shared truths privately, preferring to risk my book's success than betray hospitality.
599 127
600 The second region is more varied on its surface, and better suited for
601 the habitation of man. Two long chains of mountains divide it from one
602 extreme to the other; the Alleghany ridge takes the form of the shores
603 of the Atlantic Ocean; the other is parallel with the Pacific. The
604 space which lies between these two chains of mountains contains
605 1,341,649 square miles. *a Its surface is therefore about six times as
606 great as that of France. This vast territory, however, forms a single
607 valley, one side of which descends gradually from the rounded summits
608 of the Alleghanies, while the other rises in an uninterrupted course
609 towards the tops of the Rocky Mountains. At the bottom of the valley
610 flows an immense river, into which the various streams issuing from the
611 mountains fall from all parts. In memory of their native land, the
612 French formerly called this river the St. Louis. The Indians, in their
613 pompous language, have named it the Father of Waters, or the
614 Mississippi.
128 Despite my care, criticism will be easy. The range is broad, and single facts could be pitted against my collections. I hope readers judge by general impression, as I have, by weight of evidence, not single reasons.
615 129
616 a
617 [ Darby’s “View of the United States.”]
130 An author must follow ideas to theoretical conclusions, even if impractical. Inconsistent language creates as many problems as inconsistent behavior.
618 131
132 This book promotes no viewpoint and serves no party.
619 133
620 The Mississippi takes its source above the limit of the two great
621 regions of which I have spoken, not far from the highest point of the
622 table-land where they unite. Near the same spot rises another river, *b
623 which empties itself into the Polar seas. The course of the Mississippi
624 is at first dubious: it winds several times towards the north, from
625 whence it rose; and at length, after having been delayed in lakes and
626 marshes, it flows slowly onwards to the south. Sometimes quietly
627 gliding along the argillaceous bed which nature has assigned to it,
628 sometimes swollen by storms, the Mississippi waters 2,500 miles in its
629 course. *c At the distance of 1,364 miles from its mouth this river
630 attains an average depth of fifteen feet; and it is navigated by
631 vessels of 300 tons burden for a course of nearly 500 miles.
632 Fifty-seven large navigable rivers contribute to swell the waters of
633 the Mississippi; amongst others, the Missouri, which traverses a space
634 of 2,500 miles; the Arkansas of 1,300 miles, the Red River 1,000 miles,
635 four whose course is from 800 to 1,000 miles in length, viz., the
636 Illinois, the St. Peter’s, the St. Francis, and the Moingona; besides a
637 countless multitude of rivulets which unite from all parts their
638 tributary streams.
134 > **Quote:** "I have undertaken not to see differently, but to look further than parties, and whilst they are busied for the morrow I have turned my thoughts to the Future."
639 135
640 b
641 [ The Red River.]
136 ## Chapter I: Exterior Form Of North America
642 137
138 **Alexis de Tocqueville**
643 139
644 c
645 [ Warden’s “Description of the United States.”]
140 ***Democracy in America*, Volume I**
646 141
142 North America’s physical landscape shows a grand, methodical order in its division of land and water, mountains and valleys. The continent splits into two enormous regions. One, bounded north by the Arctic Pole and east and west by the oceans, stretches south in a triangle whose sides meet below Canada’s great lakes. The second region comprises the rest of the continent. One slopes gently toward the Pole, the other toward the Equator.
647 143
648 The valley which is watered by the Mississippi seems formed to be the
649 bed of this mighty river, which, like a god of antiquity, dispenses
650 both good and evil in its course. On the shores of the stream nature
651 displays an inexhaustible fertility; in proportion as you recede from
652 its banks, the powers of vegetation languish, the soil becomes poor,
653 and the plants that survive have a sickly growth. Nowhere have the
654 great convulsions of the globe left more evident traces than in the
655 valley of the Mississippi; the whole aspect of the country shows the
656 powerful effects of water, both by its fertility and by its barrenness.
657 The waters of the primeval ocean accumulated enormous beds of vegetable
658 mould in the valley, which they levelled as they retired. Upon the
659 right shore of the river are seen immense plains, as smooth as if the
660 husbandman had passed over them with his roller. As you approach the
661 mountains the soil becomes more and more unequal and sterile; the
662 ground is, as it were, pierced in a thousand places by primitive rocks,
663 which appear like the bones of a skeleton whose flesh is partly
664 consumed. The surface of the earth is covered with a granite sand and
665 huge irregular masses of stone, among which a few plants force their
666 growth, and give the appearance of a green field covered with the ruins
667 of a vast edifice. These stones and this sand discover, on examination,
668 a perfect analogy with those which compose the arid and broken summits
669 of the Rocky Mountains. The flood of waters which washed the soil to
670 the bottom of the valley afterwards carried away portions of the rocks
671 themselves; and these, dashed and bruised against the neighboring
672 cliffs, were left scattered like wrecks at their feet. *d The valley of
673 the Mississippi is, upon the whole, the most magnificent dwelling-place
674 prepared by God for man’s abode; and yet it may be said that at present
675 it is but a mighty desert.
144 The first region descends northward with a slope so subtle as to be nearly level. Within this immense tract are neither high mountains nor deep valleys. Streams meander irregularly; great rivers mix their currents, separate and meet again, or disperse into marshes where they lose their channels in a self-made water labyrinth before reaching the Polar seas. The Great Lakes here differ from those of the Old World: their banks are flat, rising only a few feet above water level, forming vast bowls filled to the brim. The slightest geological change would send their waters rushing toward either Pole or tropical sea.
676 145
677 d
678 [ See Appendix, A.]
146 The second region has a more varied surface, better suited for human habitation. Two long mountain chains divide it: the Allegheny ridge follows the Atlantic coast; the other runs parallel to the Pacific. Between them lies a single valley of 1,341,649 square miles—roughly six times the size of France. One side descends gradually from the rounded Allegheny peaks while the other rises continuously toward the Rocky Mountain summits. At the bottom flows the Mississippi, which the French called St. Louis and the Indians, in their pompous language, named the Father of Waters.
679 147
148 The Mississippi originates near the plateau where the two regions meet, close to the Red River that empties into Polar seas. Its course is initially uncertain, winding northward several times before, delayed by lakes and marshes, it flows slowly south. Sometimes gliding quietly along its clay bed, sometimes swollen by storms, it covers 2,500 miles. At 1,364 miles from its mouth, it reaches an average depth of fifteen feet, navigable by 300-ton vessels for nearly 500 miles. Fifty-seven large rivers feed it, including the Missouri (2,500 miles), Arkansas (1,300 miles), and Red River (1,000 miles). Four others range from 800 to 1,000 miles, alongside countless smaller streams.
680 149
681 On the eastern side of the Alleghanies, between the base of these
682 mountains and the Atlantic Ocean, there lies a long ridge of rocks and
683 sand, which the sea appears to have left behind as it retired. The mean
684 breadth of this territory does not exceed one hundred miles; but it is
685 about nine hundred miles in length. This part of the American continent
686 has a soil which offers every obstacle to the husbandman, and its
687 vegetation is scanty and unvaried.
150 The valley seems designed as the bed for this mighty river, which like an ancient god brings both blessings and destruction. Along its banks nature shows inexhaustible fertility, but vegetation fades as you move away. Nowhere have geological upheavals left clearer traces. Prehistoric ocean waters deposited enormous layers of fertile soil, then receded, leveling the valley. On the right bank lie plains smooth as if rolled by a farmer; toward the mountains, the soil grows increasingly barren, pierced in a thousand places by primitive rocks, like the bones of a skeleton whose flesh is partly consumed. The surface is covered with granite sand and massive, irregular stones, with a few struggling plants giving the appearance of a green field covered with the ruins of a vast edifice. These stones perfectly match those of the Rocky Mountains' arid peaks. Floodwaters later carried rock pieces away, smashing them against cliffs and scattering them like wreckage at their bases. [See Appendix, A.]
688 151
689 Upon this inhospitable coast the first united efforts of human industry
690 were made. The tongue of arid land was the cradle of those English
691 colonies which were destined one day to become the United States of
692 America. The centre of power still remains here; whilst in the
693 backwoods the true elements of the great people to whom the future
694 control of the continent belongs are gathering almost in secrecy
695 together.
152 > **Quote:** "The valley of the Mississippi is, upon the whole, the most magnificent dwelling-place prepared by God for man’s abode; and yet it may be said that at present it is but a mighty desert."
696 153
697 When the Europeans first landed on the shores of the West Indies, and
698 afterwards on the coast of South America, they thought themselves
699 transported into those fabulous regions of which poets had sung. The
700 sea sparkled with phosphoric light, and the extraordinary transparency
701 of its waters discovered to the view of the navigator all that had
702 hitherto been hidden in the deep abyss. *e Here and there appeared
703 little islands perfumed with odoriferous plants, and resembling baskets
704 of flowers floating on the tranquil surface of the ocean. Every object
705 which met the sight, in this enchanting region, seemed prepared to
706 satisfy the wants or contribute to the pleasures of man. Almost all the
707 trees were loaded with nourishing fruits, and those which were useless
708 as food delighted the eye by the brilliancy and variety of their
709 colors. In groves of fragrant lemon-trees, wild figs, flowering
710 myrtles, acacias, and oleanders, which were hung with festoons of
711 various climbing plants, covered with flowers, a multitude of birds
712 unknown in Europe displayed their bright plumage, glittering with
713 purple and azure, and mingled their warbling with the harmony of a
714 world teeming with life and motion. *f Underneath this brilliant
715 exterior death was concealed. But the air of these climates had so
716 enervating an influence that man, absorbed by present enjoyment, was
717 rendered regardless of the future.
154 East of the Alleghenies, between mountains and Atlantic, lies a long ridge of rock and sand left by the receding sea—averaging one hundred miles wide, nine hundred miles long. This soil presents every obstacle to farmers, with sparse, repetitive vegetation.
718 155
719 e
720 [ Malte Brun tells us (vol. v. p. 726) that the water of the Caribbean
721 Sea is so transparent that corals and fish are discernible at a depth
722 of sixty fathoms. The ship seemed to float in air, the navigator became
723 giddy as his eye penetrated through the crystal flood, and beheld
724 submarine gardens, or beds of shells, or gilded fishes gliding among
725 tufts and thickets of seaweed.]
156 It was on this inhospitable coast that human industry first organized itself. This arid strip was the cradle of English colonies destined to become the United States. The center of power remains here, while in the backwoods the elements of a great people gather almost in secret.
726 157
158 When Europeans first landed in the West Indies and South America, they thought themselves transported to poetic myth. The Caribbean Sea sparkled with phosphoric light, its extraordinary clarity revealing everything hidden in the deep. Transparent to sixty fathoms, it made ships seem to float in air as navigators glimpsed submarine gardens, shell beds, and gilded fish in seaweed thickets. Small islands, scented and flower-covered, floated like baskets on the calm ocean. Nearly all trees bore nutritious fruit; even inedible ones delighted the eye with brilliant colors. In groves of lemon trees, wild figs, myrtles, acacias, and oleanders, birds unknown in Europe displayed plumage glittering with purple and azure, their songs blending with the harmony of a world teeming with life and motion. [See Appendix, B.] Yet beneath this beauty lay death. The enervating climate made men, absorbed in immediate enjoyment, indifferent to the future.
727 159
728 f
729 [ See Appendix, B.]
160 North America appeared in a very different light: grave, serious, solemn—a domain for the intellect where the South was one for sensory pleasure. A turbulent, foggy ocean washed its shores, surrounded by granite rocks and sandy stretches. Its woods were dark and somber: firs, larches, evergreen oaks, wild olives, laurels. Beyond lay the deep shadows of the central forest, where the largest trees of either hemisphere grew side by side—plane, catalpa, sugar maple, Virginian poplar mingling with oak, beech, lime. In these forests destruction was constant. Vegetation remains piled upon one another, but no hand cleared them, and they decayed too slowly for continuous regrowth. Climbing plants, grasses, and other
730 161
162 plants forced through the mass of dying trees, creeping along leaning trunks, finding nourishment in dusty hollows and paths beneath dead bark. Thus decay assisted life, their products mingling. The forest depths were dark and gloomy, countless streams maintaining constant moisture untouched by human effort. Flowers, wild fruits, and birds were rare beneath those shadows. Silence was broken only by falling trees, waterfall roars, buffalo lowing, or wind howling.
731 163
732 North America appeared under a very different aspect; there everything
733 was grave, serious, and solemn: it seemed created to be the domain of
734 intelligence, as the South was that of sensual delight. A turbulent and
735 foggy ocean washed its shores. It was girt round by a belt of granite
736 rocks, or by wide tracts of sand. The foliage of its woods was dark and
737 gloomy, for they were composed of firs, larches, evergreen oaks, wild
738 olive-trees, and laurels. Beyond this outer belt lay the thick shades
739 of the central forest, where the largest trees which are produced in
740 the two hemispheres grow side by side. The plane, the catalpa, the
741 sugar-maple, and the Virginian poplar mingled their branches with those
742 of the oak, the beech, and the lime. In these, as in the forests of the
743 Old World, destruction was perpetually going on. The ruins of
744 vegetation were heaped upon each other; but there was no laboring hand
745 to remove them, and their decay was not rapid enough to make room for
746 the continual work of reproduction. Climbing plants, grasses, and other
747 herbs forced their way through the mass of dying trees; they crept
748 along their bending trunks, found nourishment in their dusty cavities,
749 and a passage beneath the lifeless bark. Thus decay gave its assistance
750 to life, and their respective productions were mingled together. The
751 depths of these forests were gloomy and obscure, and a thousand
752 rivulets, undirected in their course by human industry, preserved in
753 them a constant moisture. It was rare to meet with flowers, wild
754 fruits, or birds beneath their shades. The fall of a tree overthrown by
755 age, the rushing torrent of a cataract, the lowing of the buffalo, and
756 the howling of the wind were the only sounds which broke the silence of
757 nature.
164 > **Quote:** "The fall of a tree overthrown by age, the rushing torrent of a cataract, the lowing of the buffalo, and the howling of the wind were the only sounds which broke the silence of nature."
758 165
759 To the east of the great river, the woods almost disappeared; in their
760 stead were seen prairies of immense extent. Whether Nature in her
761 infinite variety had denied the germs of trees to these fertile plains,
762 or whether they had once been covered with forests, subsequently
763 destroyed by the hand of man, is a question which neither tradition nor
764 scientific research has been able to resolve.
166 East of the great river, forests gave way to vast prairies. Whether nature denied trees to these fertile plains or whether forests once covered them before human destruction is unresolved by tradition or research.
765 167
766 These immense deserts were not, however, devoid of human inhabitants.
767 Some wandering tribes had been for ages scattered among the forest
768 shades or the green pastures of the prairie. From the mouth of the St.
769 Lawrence to the delta of the Mississippi, and from the Atlantic to the
770 Pacific Ocean, these savages possessed certain points of resemblance
771 which bore witness of their common origin; but at the same time they
772 differed from all other known races of men: *g they were neither white
773 like the Europeans, nor yellow like most of the Asiatics, nor black
774 like the negroes. Their skin was reddish brown, their hair long and
775 shining, their lips thin, and their cheekbones very prominent. The
776 languages spoken by the North American tribes are various as far as
777 regarded their words, but they were subject to the same grammatical
778 rules. These rules differed in several points from such as had been
779 observed to govern the origin of language. The idiom of the Americans
780 seemed to be the product of new combinations, and bespoke an effort of
781 the understanding of which the Indians of our days would be incapable.
782 *h
168 These wildernesses were not empty. Wandering tribes had scattered for ages among forest shadows and prairie pastures. From the St. Lawrence mouth to the Mississippi delta, from Atlantic to Pacific, these indigenous peoples shared traits suggesting common origin yet differed from all other races. Neither white, yellow, nor black, they were reddish-brown with long glossy hair, thin lips, and prominent cheekbones. Physical and linguistic similarities to Asian peoples like Mongols and Tartars near the Bering Strait suggest ancient population of the continent, though science remains unclear. Tribal languages varied in vocabulary but followed identical grammatical rules—rules differing from other language origins, seeming to result from new combinations that bespoke an effort of the understanding of which the Indians of our days would be incapable.
783 169
784 g
785 [ With the progress of discovery some resemblance has been found to
786 exist between the physical conformation, the language, and the habits
787 of the Indians of North America, and those of the Tongous, Mantchous,
788 Mongols, Tartars, and other wandering tribes of Asia. The land occupied
789 by these tribes is not very distant from Behring’s Strait, which allows
790 of the supposition, that at a remote period they gave inhabitants to
791 the desert continent of America. But this is a point which has not yet
792 been clearly elucidated by science. See Malte Brun, vol. v.; the works
793 of Humboldt; Fischer, “Conjecture sur l’Origine des Americains”; Adair,
794 “History of the American Indians.”]
170 Their social state also differed from the Old World. Multiplying freely in wilderness without contact with more civilized races, they displayed none of the confused morality or deep corruption seen in nations that relapsed into barbarism. The Indian was indebted to none but himself; his virtues, vices, and prejudices were his own work. He grew up in wild independence.
795 171
172 In developed countries, lower classes are often rude not merely from poverty and ignorance, but from daily contact with the wealthy and enlightened. The contrast between their lot and others' happiness excites anger and fear; awareness of inferiority irritates while humiliating. This effect of inequality is absent in native life.
796 173
797 h
798 [ See Appendix, C.]
174 Though ignorant and poor, Indians were equal and free. When Europeans arrived, natives were indifferent to wealth and its comforts, yet their behavior showed no coarseness. They practiced habitual reserve and aristocratic politeness. Mild and hospitable in peace—risking starvation to shelter a stranger—yet merciless in war beyond known human ferocity, they could tear prisoners limb from limb.
799 175
176 > **Quote:** "The famous republics of antiquity never gave examples of more unshaken courage, more haughty spirits, or more intractable love of independence than were hidden in former times among the wild forests of the New World."
800 177
801 The social state of these tribes differed also in many respects from
802 all that was seen in the Old World. They seemed to have multiplied
803 freely in the midst of their deserts without coming in contact with
804 other races more civilized than their own. Accordingly, they exhibited
805 none of those indistinct, incoherent notions of right and wrong, none
806 of that deep corruption of manners, which is usually joined with
807 ignorance and rudeness among nations which, after advancing to
808 civilization, have relapsed into a state of barbarism. The Indian was
809 indebted to no one but himself; his virtues, his vices, and his
810 prejudices were his own work; he had grown up in the wild independence
811 of his nature.
178 Historical accounts show Iroquois elders, when attacked by superior forces, refusing to flee or survive their country's destruction, facing death with Roman resolve. The Europeans' presence sparked neither envy nor fear. What influence could they have over such men?
812 179
813 If, in polished countries, the lowest of the people are rude and
814 uncivil, it is not merely because they are poor and ignorant, but that,
815 being so, they are in daily contact with rich and enlightened men. The
816 sight of their own hard lot and of their weakness, which is daily
817 contrasted with the happiness and power of some of their
818 fellow-creatures, excites in their hearts at the same time the
819 sentiments of anger and of fear: the consciousness of their inferiority
820 and of their dependence irritates while it humiliates them. This state
821 of mind displays itself in their manners and language; they are at once
822 insolent and servile. The truth of this is easily proved by
823 observation; the people are more rude in aristocratic countries than
824 elsewhere, in opulent cities than in rural districts. In those places
825 where the rich and powerful are assembled together the weak and the
826 indigent feel themselves oppressed by their inferior condition. Unable
827 to perceive a single chance of regaining their equality, they give up
828 to despair, and allow themselves to fall below the dignity of human
829 nature.
180 > **Quote:** "The Indian could live without wants, suffer without complaint, and pour out his death-song at the stake."
830 181
831 This unfortunate effect of the disparity of conditions is not
832 observable in savage life: the Indians, although they are ignorant and
833 poor, are equal and free. At the period when Europeans first came among
834 them the natives of North America were ignorant of the value of riches,
835 and indifferent to the enjoyments which civilized man procures to
836 himself by their means. Nevertheless there was nothing coarse in their
837 demeanor; they practised an habitual reserve and a kind of aristocratic
838 politeness. Mild and hospitable when at peace, though merciless in war
839 beyond any known degree of human ferocity, the Indian would expose
840 himself to die of hunger in order to succor the stranger who asked
841 admittance by night at the door of his hut; yet he could tear in pieces
842 with his hands the still quivering limbs of his prisoner. The famous
843 republics of antiquity never gave examples of more unshaken courage,
844 more haughty spirits, or more intractable love of independence than
845 were hidden in former times among the wild forests of the New World. *i
846 The Europeans produced no great impression when they landed upon the
847 shores of North America; their presence engendered neither envy nor
848 fear. What influence could they possess over such men as we have
849 described? The Indian could live without wants, suffer without
850 complaint, and pour out his death-song at the stake. *j Like all the
851 other members of the great human family, these savages believed in the
852 existence of a better world, and adored under different names, God, the
853 creator of the universe. Their notions on the great intellectual truths
854 were in general simple and philosophical. *k
182 No captive ever begged for his life; instead they provoked conquerors to kill them. Like all humanity, they believed in a better world and worshipped God as creator, their understanding of intellectual truths being simple and philosophical.
855 183
856 i
857 [ We learn from President Jefferson’s “Notes upon Virginia,” p. 148,
858 that among the Iroquois, when attacked by a superior force, aged men
859 refused to fly or to survive the destruction of their country; and they
860 braved death like the ancient Romans when their capital was sacked by
861 the Gauls. Further on, p. 150, he tells us that there is no example of
862 an Indian who, having fallen into the hands of his enemies, begged for
863 his life; on the contrary, the captive sought to obtain death at the
864 hands of his conquerors by the use of insult and provocation.]
184 Yet another people, more civilized and advanced, had preceded them. Obscure tradition suggests Atlantic tribes once lived west of the Mississippi. Along the Ohio and central valley remain man-made mounds containing human bones, strange instruments, weapons, and metal tools unknown to current tribes. Today's Indians know nothing of this people's history, nor did those discovered three hundred years ago. Tradition sheds no light. Thousands once lived here, but when they arrived, their origins, destiny, history, and destruction remain unknown. Strange that nations can disappear so completely that even memory of their names is erased, languages lost, glory vanished like sound without echo—though perhaps each left tombs in memory of its passing.
865 185
186 > **Quote:** "The most durable monument of human labor is that which recalls the wretchedness and nothingness of man."
866 187
867 j
868 [ See “Histoire de la Louisiane,” by Lepage Dupratz; Charlevoix,
869 “Histoire de la Nouvelle France”; “Lettres du Rev. G. Hecwelder;”
870 “Transactions of the American Philosophical Society,” v. I; Jefferson’s
871 “Notes on Virginia,” pp. 135-190. What is said by Jefferson is of
872 especial weight, on account of the personal merit of the writer, of his
873 peculiar position, and of the matter-of-fact age in which he lived.]
188 Though many tribes inhabited this vast country, at European discovery it formed one great wilderness. Indians occupied without possessing the land. Through agricultural labor man claims soil, but early inhabitants lived by hunting. Their prejudices, passions, vices, and perhaps more their virtues, destined them to inevitable destruction. Ruin began when Europeans landed and continues still. They seem placed by Providence amid New World riches to enjoy them briefly then surrender them. Those coasts suited for commerce, those deep rivers, that inexhaustible Mississippi valley—the entire continent seemed prepared for a great nation yet to be born.
874 189
190 There civilized man would conduct a great experiment: building society on a new foundation, where previously unknown or impossible theories would display a spectacle history had not prepared the world to see.
875 191
876 k
877 [ See Appendix, D.]
192 ## Chapter II: Origin Of The Anglo-Americans
878 193
879 194
880 Although we have here traced the character of a primitive people, yet
881 it cannot be doubted that another people, more civilized and more
882 advanced in all respects, had preceded it in the same regions.
883 195
884 An obscure tradition which prevailed among the Indians to the north of
885 the Atlantic informs us that these very tribes formerly dwelt on the
886 west side of the Mississippi. Along the banks of the Ohio, and
887 throughout the central valley, there are frequently found, at this day,
888 tumuli raised by the hands of men. On exploring these heaps of earth to
889 their centre, it is usual to meet with human bones, strange
890 instruments, arms and utensils of all kinds, made of metal, or destined
891 for purposes unknown to the present race. The Indians of our time are
892 unable to give any information relative to the history of this unknown
893 people. Neither did those who lived three hundred years ago, when
894 America was first discovered, leave any accounts from which even an
895 hypothesis could be formed. Tradition—that perishable, yet ever renewed
896 monument of the pristine world—throws no light upon the subject. It is
897 an undoubted fact, however, that in this part of the globe thousands of
898 our fellow-beings had lived. When they came hither, what was their
899 origin, their destiny, their history, and how they perished, no one can
900 tell. How strange does it appear that nations have existed, and
901 afterwards so completely disappeared from the earth that the
902 remembrance of their very names is effaced; their languages are lost;
903 their glory is vanished like a sound without an echo; though perhaps
904 there is not one which has not left behind it some tomb in memory of
905 its passage! The most durable monument of human labor is that which
906 recalls the wretchedness and nothingness of man.
907
908 Although the vast country which we have been describing was inhabited
909 by many indigenous tribes, it may justly be said at the time of its
910 discovery by Europeans to have formed one great desert. The Indians
911 occupied without possessing it. It is by agricultural labor that man
912 appropriates the soil, and the early inhabitants of North America lived
913 by the produce of the chase. Their implacable prejudices, their
914 uncontrolled passions, their vices, and still more perhaps their savage
915 virtues, consigned them to inevitable destruction. The ruin of these
916 nations began from the day when Europeans landed on their shores; it
917 has proceeded ever since, and we are now witnessing the completion of
918 it. They seem to have been placed by Providence amidst the riches of
919 the New World to enjoy them for a season, and then surrender them.
920 Those coasts, so admirably adapted for commerce and industry; those
921 wide and deep rivers; that inexhaustible valley of the Mississippi; the
922 whole continent, in short, seemed prepared to be the abode of a great
923 nation, yet unborn.
924
925 In that land the great experiment was to be made, by civilized man, of
926 the attempt to construct society upon a new basis; and it was there,
927 for the first time, that theories hitherto unknown, or deemed
928 impracticable, were to exhibit a spectacle for which the world had not
929 been prepared by the history of the past.
930
931
932 ## Chapter II: Origin Of The Anglo-Americans
933
934 196 ### Chapter II: Origin Of The Anglo-Americans—Part I
935 197
198 America alone reveals the starting point of a great people. While all who emigrated to British America shared some traits, they differed significantly—a truth that applies to all Europeans in the New World. The colonization of Virginia and New England reveals the original character of the first inhabitants: their arrival, laws, and social contracts—even a penal code borrowed from Hebrew legislation—demonstrate the intimate union between the spirit of religion and the spirit of liberty.
936 199
200 A nation's infancy shapes its entire character, just as a child's earliest experiences determine the adult. People err by only examining a nation once it reaches maturity, imagining this is when its character forms. We must look back to the cradle—to the first images reflected in the dark mirror of the mind, the first events witnessed, the first words awakening thought. Only then can we understand the prejudices, habits, and passions that rule a nation's life.
937 201
938 Utility of knowing the origin of nations in order to understand their
939 social condition and their laws—America the only country in which the
940 starting-point of a great people has been clearly observable—In what
941 respects all who emigrated to British America were similar—In what they
942 differed—Remark applicable to all Europeans who established themselves
943 on the shores of the New World—Colonization of Virginia—Colonization of
944 New England—Original character of the first inhabitants of New
945 England—Their arrival—Their first laws—Their social contract—Penal code
946 borrowed from the Hebrew legislation—Religious fervor—Republican
947 spirit—Intimate union of the spirit of religion with the spirit of
948 liberty.
202 > **Quote:** "The entire man is, so to speak, to be seen in the cradle of the child."
949 203
950 Origin Of The Anglo-Americans, And Its Importance In Relation To Their
951 Future Condition.
204 Nations carry the marks of their origin throughout their existence. If we could examine the foundational elements of any state, we would discover the primary causes of its prejudices, habits, and ruling passions—explaining customs at odds with current manners, laws that conflict with established principles, and those incoherent opinions that resemble fragments of broken chains hanging from the vault of an edifice, supporting nothing. But until now, facts have been lacking; inquiry usually comes only in a community's final days, when time has obscured origins or ignorance and pride have hidden them in fables.
952 205
953 After the birth of a human being his early years are obscurely spent in
954 the toils or pleasures of childhood. As he grows up the world receives
955 him, when his manhood begins, and he enters into contact with his
956 fellows. He is then studied for the first time, and it is imagined that
957 the germ of the vices and the virtues of his maturer years is then
958 formed. This, if I am not mistaken, is a great error. We must begin
959 higher up; we must watch the infant in its mother’s arms; we must see
960 the first images which the external world casts upon the dark mirror of
961 his mind; the first occurrences which he witnesses; we must hear the
962 first words which awaken the sleeping powers of thought, and stand by
963 his earliest efforts, if we would understand the prejudices, the
964 habits, and the passions which will rule his life. The entire man is,
965 so to speak, to be seen in the cradle of the child.
206 America alone reveals a society's natural growth and the influence of its origin on its future. The European colonists arrived with fully formed national characteristics and, being civilized enough to record their opinions, manners, and laws, left us faithful records. We know the sixteenth century almost as well as our own time. Being close enough to the founding to know its elements accurately, yet distant enough to judge results, we can see further than our predecessors. Providence has given us a torch to discern fundamental causes in the history of the world that were concealed by the obscurity of the past. Every American opinion, custom, law, and event becomes explicable through its origin. This chapter provides the key to the entire work.
966 207
967 The growth of nations presents something analogous to this: they all
968 bear some marks of their origin; and the circumstances which
969 accompanied their birth and contributed to their rise affect the whole
970 term of their being. If we were able to go back to the elements of
971 states, and to examine the oldest monuments of their history, I doubt
972 not that we should discover the primal cause of the prejudices, the
973 habits, the ruling passions, and, in short, of all that constitutes
974 what is called the national character; we should then find the
975 explanation of certain customs which now seem at variance with the
976 prevailing manners; of such laws as conflict with established
977 principles; and of such incoherent opinions as are here and there to be
978 met with in society, like those fragments of broken chains which we
979 sometimes see hanging from the vault of an edifice, and supporting
980 nothing. This might explain the destinies of certain nations, which
981 seem borne on by an unknown force to ends of which they themselves are
982 ignorant. But hitherto facts have been wanting to researches of this
983 kind: the spirit of inquiry has only come upon communities in their
984 latter days; and when they at length contemplated their origin, time
985 had already obscured it, or ignorance and pride adorned it with
986 truth-concealing fables.
208 While these emigrants differed in goals and principles, they shared crucial bonds: language, common origin, and political education forged in England's centuries of political struggle. They understood rights and freedom better than most Europeans. The parish system—that fertile seed of free institutions—was deeply rooted in their habits, and the doctrine of the sovereignty of the people had been introduced even into the heart of the Tudor monarchy. England's religious conflicts had intensified its character, making it argumentative and austere while cultivating the mind. These traits marked all who crossed the Atlantic.
987 209
988 America is the only country in which it has been possible to witness
989 the natural and tranquil growth of society, and where the influences
990 exercised on the future condition of states by their origin is clearly
991 distinguishable. At the period when the peoples of Europe landed in the
992 New World their national characteristics were already completely
993 formed; each of them had a physiognomy of its own; and as they had
994 already attained that stage of civilization at which men are led to
995 study themselves, they have transmitted to us a faithful picture of
996 their opinions, their manners, and their laws. The men of the sixteenth
997 century are almost as well known to us as our contemporaries. America,
998 consequently, exhibits in the broad light of day the phenomena which
999 the ignorance or rudeness of earlier ages conceals from our researches.
1000 Near enough to the time when the states of America were founded, to be
1001 accurately acquainted with their elements, and sufficiently removed
1002 from that period to judge of some of their results, the men of our own
1003 day seem destined to see further than their predecessors into the
1004 series of human events. Providence has given us a torch which our
1005 forefathers did not possess, and has allowed us to discern fundamental
1006 causes in the history of the world which the obscurity of the past
1007 concealed from them. If we carefully examine the social and political
1008 state of America, after having studied its history, we shall remain
1009 perfectly convinced that not an opinion, not a custom, not a law, I may
1010 even say not an event, is upon record which the origin of that people
1011 will not explain. The readers of this book will find the germ of all
1012 that is to follow in the present chapter, and the key to almost the
1013 whole work.
210 All European colonies in the New World contained democratic elements. Two causes explain this. First, emigrants lacked any sense of superiority—"the happy and the powerful do not go into exile, and there are no surer guarantees of equality than poverty and misfortune." Second, American soil proved hostile to aristocracy. Cultivation required constant personal effort, and harvests could not support both landlord and tenant. Land naturally divided into small, owner-farmed plots. Land is the foundation of aristocracy, which clings to the soil; unless fortunes are tied to the land, there is no aristocracy—only a class of rich and a class of poor.
1014 211
1015 The emigrants who came, at different periods to occupy the territory
1016 now covered by the American Union differed from each other in many
1017 respects; their aim was not the same, and they governed themselves on
1018 different principles. These men had, however, certain features in
1019 common, and they were all placed in an analogous situation. The tie of
1020 language is perhaps the strongest and the most durable that can unite
1021 mankind. All the emigrants spoke the same tongue; they were all offsets
1022 from the same people. Born in a country which had been agitated for
1023 centuries by the struggles of faction, and in which all parties had
1024 been obliged in their turn to place themselves under the protection of
1025 the laws, their political education had been perfected in this rude
1026 school, and they were more conversant with the notions of right and the
1027 principles of true freedom than the greater part of their European
1028 contemporaries. At the period of their first emigrations the parish
1029 system, that fruitful germ of free institutions, was deeply rooted in
1030 the habits of the English; and with it the doctrine of the sovereignty
1031 of the people had been introduced into the bosom of the monarchy of the
1032 House of Tudor.
212 Thus the British colonies shared fundamental similarities, destined to develop not aristocratic liberty but middle- and lower-class freedom—a historical novelty. Yet within this uniformity, two distinct branches emerged: South and North.
1033 213
1034 The religious quarrels which have agitated the Christian world were
1035 then rife. England had plunged into the new order of things with
1036 headlong vehemence. The character of its inhabitants, which had always
1037 been sedate and reflective, became argumentative and austere. General
1038 information had been increased by intellectual debate, and the mind had
1039 received a deeper cultivation. Whilst religion was the topic of
1040 discussion, the morals of the people were reformed. All these national
1041 features are more or less discoverable in the physiognomy of those
1042 adventurers who came to seek a new home on the opposite shores of the
1043 Atlantic.
214 Virginia, founded in 1607, attracted gold-seekers and adventurers—restless young men from good families, discharged servants, fraudulent bankrupts, and debauchees—led by seditious chiefs. Later artisans and farmers arrived, but remained lower-class. No grand vision guided these settlements. In 1620, a Dutch vessel landed twenty Africans, introducing slavery—the primary circumstance shaping the South's character, laws, and future.
1044 215
1045 Another remark, to which we shall hereafter have occasion to recur, is
1046 applicable not only to the English, but to the French, the Spaniards,
1047 and all the Europeans who successively established themselves in the
1048 New World. All these European colonies contained the elements, if not
1049 the development, of a complete democracy. Two causes led to this
1050 result. It may safely be advanced, that on leaving the mother-country
1051 the emigrants had in general no notion of superiority over one another.
1052 The happy and the powerful do not go into exile, and there are no surer
1053 guarantees of equality among men than poverty and misfortune. It
1054 happened, however, on several occasions, that persons of rank were
1055 driven to America by political and religious quarrels. Laws were made
1056 to establish a gradation of ranks; but it was soon found that the soil
1057 of America was opposed to a territorial aristocracy. To bring that
1058 refractory land into cultivation, the constant and interested exertions
1059 of the owner himself were necessary; and when the ground was prepared,
1060 its produce was found to be insufficient to enrich a master and a
1061 farmer at the same time. The land was then naturally broken up into
1062 small portions, which the proprietor cultivated for himself. Land is
1063 the basis of an aristocracy, which clings to the soil that supports it;
1064 for it is not by privileges alone, nor by birth, but by landed property
1065 handed down from generation to generation, that an aristocracy is
1066 constituted. A nation may present immense fortunes and extreme
1067 wretchedness, but unless those fortunes are territorial there is no
1068 aristocracy, but simply the class of the rich and that of the poor.
216 > **Quote:** "Slavery, as we shall afterwards show, dishonors labor; it introduces idleness into society, and with idleness, ignorance and pride, luxury and distress. It enervates the powers of the mind, and benumbs the activity of man."
1069 217
1070 All the British colonies had then a great degree of similarity at the
1071 epoch of their settlement. All of them, from their first beginning,
1072 seemed destined to witness the growth, not of the aristocratic liberty
1073 of their mother-country, but of that freedom of the middle and lower
1074 orders of which the history of the world had as yet furnished no
1075 complete example.
218 The influence of slavery, combined with English character, explains the manners and social condition of the Southern States. In the North, the same English foundation took different shape. The ideas forming the basis of American social theory first combined in New England (Connecticut, Rhode Island, Massachusetts, New Hampshire, Maine, Vermont). Its principles spread to neighboring states, then throughout the Confederation, and now extend to the entire American world.
1076 219
1077 In this general uniformity several striking differences were however
1078 discernible, which it is necessary to point out. Two branches may be
1079 distinguished in the Anglo-American family, which have hitherto grown
1080 up without entirely commingling; the one in the South, the other in the
1081 North.
220 > **Quote:** "The civilization of New England has been like a beacon lit upon a hill, which, after it has diffused its warmth around, tinges the distant horizon with its glow."
1082 221
1083 Virginia received the first English colony; the emigrants took
1084 possession of it in 1607. The idea that mines of gold and silver are
1085 the sources of national wealth was at that time singularly prevalent in
1086 Europe; a fatal delusion, which has done more to impoverish the nations
1087 which adopted it, and has cost more lives in America, than the united
1088 influence of war and bad laws. The men sent to Virginia *a were seekers
1089 of gold, adventurers, without resources and without character, whose
1090 turbulent and restless spirit endangered the infant colony, *b and
1091 rendered its progress uncertain. The artisans and agriculturists
1092 arrived afterwards; and, although they were a more moral and orderly
1093 race of men, they were in nowise above the level of the inferior
1094 classes in England. *c No lofty conceptions, no intellectual system,
1095 directed the foundation of these new settlements. The colony was
1096 scarcely established when slavery was introduced, *d and this was the
1097 main circumstance which has exercised so prodigious an influence on the
1098 character, the laws, and all the future prospects of the South.
1099 Slavery, as we shall afterwards show, dishonors labor; it introduces
1100 idleness into society, and with idleness, ignorance and pride, luxury
1101 and distress. It enervates the powers of the mind, and benumbs the
1102 activity of man. The influence of slavery, united to the English
1103 character, explains the manners and the social condition of the
1104 Southern States.
1105 222
1106 a
1107 [ The charter granted by the Crown of England in 1609 stipulated,
1108 amongst other conditions, that the adventurers should pay to the Crown
1109 a fifth of the produce of all gold and silver mines. See Marshall’s
1110 “Life of Washington,” vol. i. pp. 18-66.] [Footnote b: A large portion
1111 of the adventurers, says Stith (“History of Virginia”), were
1112 unprincipled young men of family, whom their parents were glad to ship
1113 off, discharged servants, fraudulent bankrupts, or debauchees; and
1114 others of the same class, people more apt to pillage and destroy than
1115 to assist the settlement, were the seditious chiefs, who easily led
1116 this band into every kind of extravagance and excess. See for the
1117 history of Virginia the following works:—
223 New England's founding was unique. Unlike colonies settled by uneducated men, speculators, or even pirates (as in Saint-Domingue), New England's settlers belonged to the independent classes. Their gathering created a society without lords or commoners, wealthy or poor. In proportion to their numbers, they possessed greater collective intelligence than any European nation—each well-educated, many known in Europe for their talents. They brought order and morality, arriving with wives and children.
1118 224
225 What distinguished them most was their purpose. Not driven by necessity, poverty, or greed, but by an intellectual call—the triumph of an idea. These Pilgrims belonged to the Puritan sect, whose strict principles aligned with absolute democratic and republican theories. Persecuted by their government and disgusted by society's opposition to their rigorous principles, they sought a rugged and remote part of the world where they could worship God freely.
1119 226
1120 “History of Virginia, from the First Settlements in the year 1624,” by
1121 Smith.
227 Nathaniel Morton's history reveals their spirit. He records "memorable demonstrations of God's goodness" so that "what we have seen and our fathers have told us, we may not hide from our children," describing God "bringing a vine into this wilderness" for the "blessed Saints" who began this enterprise. It is impossible to read this without an involuntary feeling of religious awe; it breathes the very savor of Gospel antiquity, presenting these adventurers as the seed of a great nation, guided by Providence to a destined shore.
1122 228
1123 “History of Virginia,” by William Stith.
229 After living in Leyden for eleven years, they departed in 1620, fearing their descendants would lose their English identity. Morton continues:
1124 230
1125 “History of Virginia, from the Earliest Period,” by Beverley.]
231 > **Quote:** “So they left that goodly and pleasant city of Leyden, which had been their resting-place for above eleven years; but they knew that they were pilgrims and strangers here below, and looked not much on these things, but lifted up their eyes to Heaven, their dearest country, where God hath prepared for them a city (Heb. xi. 16), and therein quieted their spirits. When they came to Delfs-Haven they found the ship and all things ready; and such of their friends as could not come with them followed after them, and sundry came from Amsterdam to see them shipt, and to take their leaves of them. One night was spent with little sleep with the most, but with friendly entertainment and Christian discourse, and other real expressions of true Christian love. The next day they went on board, and their friends with them, where truly doleful was the sight of that sad and mournful parting, to hear what sighs and sobs and prayers did sound amongst them; what tears did gush from every eye, and pithy speeches pierced each other’s heart, that sundry of the Dutch strangers that stood on the Key as spectators could not refrain from tears. But the tide (which stays for no man) calling them away, that were thus loth to depart, their Reverend Pastor falling down on his knees, and they all with him, with watery cheeks commended them with most fervent prayers unto the Lord and his blessing; and then, with mutual embraces and many tears they took their leaves one of another, which proved to be the last leave to many of them.”
1126 232
1127 c
1128 [ It was not till some time later that a certain number of rich English
1129 capitalists came to fix themselves in the colony.]
233 The 150 emigrants, aiming for the Hudson, were forced to land at Plymouth. Their disembarkation rock is now venerated across the Union—I have seen its fragments preserved. Does this not show human greatness resides in the soul? A stone touched by outcasts is treasured, while palace thresholds are forgotten.
1130 234
235 Morton asks us to consider their condition: having crossed the ocean to face a "sea of troubles," with no friends, inns, or towns, in a sharp winter amid storms, confronting a "hideous and desolate wilderness, full of wilde beasts, and wilde men," with the ocean severing them from civilization.
1131 236
1132 d
1133 [ Slavery was introduced about the year 1620 by a Dutch vessel which
1134 landed twenty negroes on the banks of the river James. See Chalmer.]
237 Puritanism was as much political doctrine as religious. Landing on the barren coast, their first act was to organize society:
1135 238
239 > **Quote:** “In the name of God. Amen. We, whose names are underwritten, the loyal subjects of our dread Sovereign Lord King James, etc., etc., Having undertaken for the glory of God, and advancement of the Christian Faith, and the honour of our King and country, a voyage to plant the first colony in the northern parts of Virginia; Do by these presents solemnly and mutually, in the presence of God and one another, covenant and combine ourselves together into a civil body politick, for our better ordering and preservation, and furtherance of the ends aforesaid: and by virtue hereof do enact, constitute and frame such just and equal laws, ordinances, acts, constitutions, and officers, from time to time, as shall be thought most meet and convenient for the general good of the Colony: unto which we promise all due submission and obedience,”
1136 240
1137 In the North, the same English foundation was modified by the most
1138 opposite shades of character; and here I may be allowed to enter into
1139 some details. The two or three main ideas which constitute the basis of
1140 the social theory of the United States were first combined in the
1141 Northern English colonies, more generally denominated the States of New
1142 England. *e The principles of New England spread at first to the
1143 neighboring states; they then passed successively to the more distant
1144 ones; and at length they imbued the whole Confederation. They now
1145 extend their influence beyond its limits over the whole American world.
1146 The civilization of New England has been like a beacon lit upon a hill,
1147 which, after it has diffused its warmth around, tinges the distant
1148 horizon with its glow.
241 This 1620 example was followed by similar social contracts in Rhode Island (1638), New Haven (1637), Connecticut (1639), and Providence (1640). Throughout Charles I's reign, religious and political passions drove dissenters to America. Puritanism's stronghold was the middle class, which supplied most emigrants. The population grew rapidly, and while the hierarchy of social rank rigidly classified the inhabitants of the mother country, New England offered the novel spectacle of a completely homogeneous community.
1149 242
1150 e
1151 [ The States of New England are those situated to the east of the
1152 Hudson; they are now six in number: 1, Connecticut; 2, Rhode Island; 3,
1153 Massachusetts; 4, Vermont; 5, New Hampshire; 6, Maine.]
243 > **Quote:** "A democracy, more perfect than any which antiquity had dreamt of, started in full size and panoply from the midst of an ancient feudal society."
1154 244
1155
1156 The foundation of New England was a novel spectacle, and all the
1157 circumstances attending it were singular and original. The large
1158 majority of colonies have been first inhabited either by men without
1159 education and without resources, driven by their poverty and their
1160 misconduct from the land which gave them birth, or by speculators and
1161 adventurers greedy of gain. Some settlements cannot even boast so
1162 honorable an origin; St. Domingo was founded by buccaneers; and the
1163 criminal courts of England originally supplied the population of
1164 Australia.
1165
1166 The settlers who established themselves on the shores of New England
1167 all belonged to the more independent classes of their native country.
1168 Their union on the soil of America at once presented the singular
1169 phenomenon of a society containing neither lords nor common people,
1170 neither rich nor poor. These men possessed, in proportion to their
1171 number, a greater mass of intelligence than is to be found in any
1172 European nation of our own time. All, without a single exception, had
1173 received a good education, and many of them were known in Europe for
1174 their talents and their acquirements. The other colonies had been
1175 founded by adventurers without family; the emigrants of New England
1176 brought with them the best elements of order and morality—they landed
1177 in the desert accompanied by their wives and children. But what most
1178 especially distinguished them was the aim of their undertaking. They
1179 had not been obliged by necessity to leave their country; the social
1180 position they abandoned was one to be regretted, and their means of
1181 subsistence were certain. Nor did they cross the Atlantic to improve
1182 their situation or to increase their wealth; the call which summoned
1183 them from the comforts of their homes was purely intellectual; and in
1184 facing the inevitable sufferings of exile their object was the triumph
1185 of an idea.
1186
1187 The emigrants, or, as they deservedly styled themselves, the Pilgrims,
1188 belonged to that English sect the austerity of whose principles had
1189 acquired for them the name of Puritans. Puritanism was not merely a
1190 religious doctrine, but it corresponded in many points with the most
1191 absolute democratic and republican theories. It was this tendency which
1192 had aroused its most dangerous adversaries. Persecuted by the
1193 Government of the mother-country, and disgusted by the habits of a
1194 society opposed to the rigor of their own principles, the Puritans went
1195 forth to seek some rude and unfrequented part of the world, where they
1196 could live according to their own opinions, and worship God in freedom.
1197
1198 A few quotations will throw more light upon the spirit of these pious
1199 adventures than all we can say of them. Nathaniel Morton, *f the
1200 historian of the first years of the settlement, thus opens his subject:
1201
1202 f
1203 [ “New England’s Memorial,” p. 13; Boston, 1826. See also “Hutchinson’s
1204 History,” vol. ii. p. 440.]
1205
1206
1207 “Gentle Reader,—I have for some length of time looked upon it as a duty
1208 incumbent, especially on the immediate successors of those that have
1209 had so large experience of those many memorable and signal
1210 demonstrations of God’s goodness, viz., the first beginners of this
1211 Plantation in New England, to commit to writing his gracious
1212 dispensations on that behalf; having so many inducements thereunto, not
1213 onely otherwise but so plentifully in the Sacred Scriptures: that so,
1214 what we have seen, and what our fathers have told us (Psalm lxxviii. 3,
1215 4), we may not hide from our children, showing to the generations to
1216 come the praises of the Lord; that especially the seed of Abraham his
1217 servant, and the children of Jacob his chosen (Psalm cv. 5, 6), may
1218 remember his marvellous works in the beginning and progress of the
1219 planting of New England, his wonders and the judgments of his mouth;
1220 how that God brought a vine into this wilderness; that he cast out the
1221 heathen, and planted it; that he made room for it and caused it to take
1222 deep root; and it filled the land (Psalm lxxx. 8, 9). And not onely so,
1223 but also that he hath guided his people by his strength to his holy
1224 habitation and planted them in the mountain of his inheritance in
1225 respect of precious Gospel enjoyments: and that as especially God may
1226 have the glory of all unto whom it is most due; so also some rays of
1227 glory may reach the names of those blessed Saints that were the main
1228 instruments and the beginning of this happy enterprise.”
1229
1230 It is impossible to read this opening paragraph without an involuntary
1231 feeling of religious awe; it breathes the very savor of Gospel
1232 antiquity. The sincerity of the author heightens his power of language.
1233 The band which to his eyes was a mere party of adventurers gone forth
1234 to seek their fortune beyond seas appears to the reader as the germ of
1235 a great nation wafted by Providence to a predestined shore.
1236
1237 The author thus continues his narrative of the departure of the first
1238 pilgrims:—
1239
1240 “So they left that goodly and pleasant city of Leyden, *g which had
1241 been their resting-place for above eleven years; but they knew that
1242 they were pilgrims and strangers here below, and looked not much on
1243 these things, but lifted up their eyes to Heaven, their dearest
1244 country, where God hath prepared for them a city (Heb. xi. 16), and
1245 therein quieted their spirits. When they came to Delfs-Haven they found
1246 the ship and all things ready; and such of their friends as could not
1247 come with them followed after them, and sundry came from Amsterdam to
1248 see them shipt, and to take their leaves of them. One night was spent
1249 with little sleep with the most, but with friendly entertainment and
1250 Christian discourse, and other real expressions of true Christian love.
1251 The next day they went on board, and their friends with them, where
1252 truly doleful was the sight of that sad and mournful parting, to hear
1253 what sighs and sobs and prayers did sound amongst them; what tears did
1254 gush from every eye, and pithy speeches pierced each other’s heart,
1255 that sundry of the Dutch strangers that stood on the Key as spectators
1256 could not refrain from tears. But the tide (which stays for no man)
1257 calling them away, that were thus loth to depart, their Reverend Pastor
1258 falling down on his knees, and they all with him, with watery cheeks
1259 commended them with most fervent prayers unto the Lord and his
1260 blessing; and then, with mutual embraces and many tears they took their
1261 leaves one of another, which proved to be the last leave to many of
1262 them.”
1263
1264 g
1265 [ The emigrants were, for the most part, godly Christians from the
1266 North of England, who had quitted their native country because they
1267 were “studious of reformation, and entered into covenant to walk with
1268 one another according to the primitive pattern of the Word of God.”
1269 They emigrated to Holland, and settled in the city of Leyden in 1610,
1270 where they abode, being lovingly respected by the Dutch, for many
1271 years: they left it in 1620 for several reasons, the last of which was,
1272 that their posterity would in a few generations become Dutch, and so
1273 lose their interest in the English nation; they being desirous rather
1274 to enlarge His Majesty’s dominions, and to live under their natural
1275 prince.—Translator’s Note.]
1276
1277
1278 The emigrants were about 150 in number, including the women and the
1279 children. Their object was to plant a colony on the shores of the
1280 Hudson; but after having been driven about for some time in the
1281 Atlantic Ocean, they were forced to land on that arid coast of New
1282 England which is now the site of the town of Plymouth. The rock is
1283 still shown on which the pilgrims disembarked. *h
1284
1285 h
1286 [ This rock is become an object of veneration in the United States. I
1287 have seen bits of it carefully preserved in several towns of the Union.
1288 Does not this sufficiently show how entirely all human power and
1289 greatness is in the soul of man? Here is a stone which the feet of a
1290 few outcasts pressed for an instant, and this stone becomes famous; it
1291 is treasured by a great nation, its very dust is shared as a relic: and
1292 what is become of the gateways of a thousand palaces?]
1293
1294
1295 “But before we pass on,” continues our historian, “let the reader with
1296 me make a pause and seriously consider this poor people’s present
1297 condition, the more to be raised up to admiration of God’s goodness
1298 towards them in their preservation: for being now passed the vast
1299 ocean, and a sea of troubles before them in expectation, they had now
1300 no friends to welcome them, no inns to entertain or refresh them, no
1301 houses, or much less towns to repair unto to seek for succour: and for
1302 the season it was winter, and they that know the winters of the country
1303 know them to be sharp and violent, subject to cruel and fierce storms,
1304 dangerous to travel to known places, much more to search unknown
1305 coasts. Besides, what could they see but a hideous and desolate
1306 wilderness, full of wilde beasts, and wilde men? and what multitudes of
1307 them there were, they then knew not: for which way soever they turned
1308 their eyes (save upward to Heaven) they could have but little solace or
1309 content in respect of any outward object; for summer being ended, all
1310 things stand in appearance with a weather-beaten face, and the whole
1311 country full of woods and thickets, represented a wild and savage hew;
1312 if they looked behind them, there was the mighty ocean which they had
1313 passed, and was now as a main bar or gulph to separate them from all
1314 the civil parts of the world.”
1315
1316 It must not be imagined that the piety of the Puritans was of a merely
1317 speculative kind, or that it took no cognizance of the course of
1318 worldly affairs. Puritanism, as I have already remarked, was scarcely
1319 less a political than a religious doctrine. No sooner had the emigrants
1320 landed on the barren coast described by Nathaniel Morton than it was
1321 their first care to constitute a society, by passing the following Act:
1322
1323 “In the name of God. Amen. We, whose names are underwritten, the loyal
1324 subjects of our dread Sovereign Lord King James, etc., etc., Having
1325 undertaken for the glory of God, and advancement of the Christian
1326 Faith, and the honour of our King and country, a voyage to plant the
1327 first colony in the northern parts of Virginia; Do by these presents
1328 solemnly and mutually, in the presence of God and one another, covenant
1329 and combine ourselves together into a civil body politick, for our
1330 better ordering and preservation, and furtherance of the ends
1331 aforesaid: and by virtue hereof do enact, constitute and frame such
1332 just and equal laws, ordinances, acts, constitutions, and officers,
1333 from time to time, as shall be thought most meet and convenient for the
1334 general good of the Colony: unto which we promise all due submission
1335 and obedience,” etc. *i
1336
1337 i
1338 [ The emigrants who founded the State of Rhode Island in 1638, those
1339 who landed at New Haven in 1637, the first settlers in Connecticut in
1340 1639, and the founders of Providence in 1640, began in like manner by
1341 drawing up a social contract, which was acceded to by all the
1342 interested parties. See “Pitkin’s History,” pp. 42 and 47.]
1343
1344
1345 This happened in 1620, and from that time forwards the emigration went
1346 on. The religious and political passions which ravaged the British
1347 Empire during the whole reign of Charles I drove fresh crowds of
1348 sectarians every year to the shores of America. In England the
1349 stronghold of Puritanism was in the middle classes, and it was from the
1350 middle classes that the majority of the emigrants came. The population
1351 of New England increased rapidly; and whilst the hierarchy of rank
1352 despotically classed the inhabitants of the mother-country, the colony
1353 continued to present the novel spectacle of a community homogeneous in
1354 all its parts. A democracy, more perfect than any which antiquity had
1355 dreamt of, started in full size and panoply from the midst of an
1356 ancient feudal society.
1357
1358
1359
1360
1361 245 ### Chapter II: Origin Of The Anglo-Americans—Part II
1362 246
247 The English government encouraged emigration that removed seeds of discord, easing hardships for those seeking refuge from its laws. New England became a region given over to the dreams of fancy and the unrestrained experiments of innovators.
1363 248
1364 The English Government was not dissatisfied with an emigration which
1365 removed the elements of fresh discord and of further revolutions. On
1366 the contrary, everything was done to encourage it, and great exertions
1367 were made to mitigate the hardships of those who sought a shelter from
1368 the rigor of their country’s laws on the soil of America. It seemed as
1369 if New England was a region given up to the dreams of fancy and the
1370 unrestrained experiments of innovators.
249 English colonies always enjoyed more internal freedom than other nations' colonies—a major cause of their prosperity—but this liberty was nowhere more extensive than in New England.
1371 250
1372 The English colonies (and this is one of the main causes of their
1373 prosperity) have always enjoyed more internal freedom and more
1374 political independence than the colonies of other nations; but this
1375 principle of liberty was nowhere more extensively applied than in the
1376 States of New England.
251 By the late sixteenth century, nearly all of North America's coast belonged to Britain. The Crown used three colonization methods. Sometimes the King appointed a governor who ruled in his name, as in New York—standard practice for other European powers. Elsewhere, such as Maryland, the Carolinas, Pennsylvania and New Jersey, the Crown granted land to individuals or companies, who then sold and governed it under royal supervision. Finally, a third method allowed emigrants to form political societies that governed themselves under the mother country's protection. This mode, so remarkably favorable to liberty, was adopted only in New England. Charters show that representative government and political liberty were introduced into all colonies at their inception, but were more fully realized in the North, though they existed everywhere.
1377 252
1378 It was generally allowed at that period that the territories of the New
1379 World belonged to that European nation which had been the first to
1380 discover them. Nearly the whole coast of North America thus became a
1381 British possession towards the end of the sixteenth century. The means
1382 used by the English Government to people these new domains were of
1383 several kinds; the King sometimes appointed a governor of his own
1384 choice, who ruled a portion of the New World in the name and under the
1385 immediate orders of the Crown; *j this is the colonial system adopted
1386 by other countries of Europe. Sometimes grants of certain tracts were
1387 made by the Crown to an individual or to a company, *k in which case
1388 all the civil and political power fell into the hands of one or more
1389 persons, who, under the inspection and control of the Crown, sold the
1390 lands and governed the inhabitants. Lastly, a third system consisted in
1391 allowing a certain number of emigrants to constitute a political
1392 society under the protection of the mother-country, and to govern
1393 themselves in whatever was not contrary to her laws. This mode of
1394 colonization, so remarkably favorable to liberty, was only adopted in
1395 New England. *l
253 In 1628, Charles I granted such a charter to Massachusetts. Yet most New England colonies—Plymouth, Providence, New Haven, Connecticut, Rhode Island—established themselves without cooperation or even knowledge from England. These settlers formed societies on their own initiative, only receiving legal recognition from Charles II thirty or forty years later. This often obscures their connection to the mother country.
1396 254
1397 j
1398 [ This was the case in the State of New York.]
255 > **Quote:** "They exercised the rights of sovereignty; they named their magistrates, concluded peace or declared war, made police regulations, and enacted laws as if their allegiance was due only to God."
1399 256
257 In Massachusetts, even procedural forms diverged from English law; by 1650, judicial decrees were not issued in the King's name. Nothing is more instructive than this period's legislation—it holds solutions to social problems America still presents.
1400 258
1401 k
1402 [ Maryland, the Carolinas, Pennsylvania, and New Jersey were in this
1403 situation. See “Pitkin’s History,” vol. i. pp. 11-31.]
259 The 1650 Connecticut code is particularly characteristic. Its legislators began with penal laws, borrowing provisions directly from Holy Scripture:
1404 260
261 > **Quote:** "Whosoever shall worship any other God than the Lord," says the preamble of the Code, "shall surely be put to death."
1405 262
1406 l
1407 [ See the work entitled “Historical Collection of State Papers and
1408 other authentic Documents intended as materials for a History of the
1409 United States of America, by Ebenezer Hasard. Philadelphia, 1792,” for
1410 a great number of documents relating to the commencement of the
1411 colonies, which are valuable from their contents and their
1412 authenticity: amongst them are the various charters granted by the King
1413 of England, and the first acts of the local governments.
263 Ten or twelve similar enactments followed, copied from Exodus, Leviticus and Deuteronomy. Blasphemy, sorcery, adultery and rape carried death sentences; even a son's disrespect toward parents warranted execution. The legislation of a rude and half-civilized people was thus applied to an enlightened and moral community. The result: death was frequently mandated but rarely enforced. In adultery—a capital crime in both colonies—several were executed, though in one 1663 case, a couple narrowly escaped when their past liaison was discovered years after they married following the woman's widowhood.
1414 264
265 The legislators' primary concern was maintaining order and morals, constantly invading conscience so that scarcely a sin escaped judicial punishment. Beyond severe penalties for rape and adultery, sex between unmarried persons faced harsh repression. Judges could impose fines, whippings or forced marriage. New Haven court records show frequent prosecutions: on May 1, 1660, a young woman was fined and reprimanded for improper language and allowing herself to be kissed.
1415 266
1416 See also the analysis of all these charters given by Mr. Story, Judge
1417 of the Supreme Court of the United States, in the Introduction to his
1418 “Commentary on the Constitution of the United States.” It results from
1419 these documents that the principles of representative government and
1420 the external forms of political liberty were introduced into all the
1421 colonies at their origin. These principles were more fully acted upon
1422 in the North than in the South, but they existed everywhere.]
267 The Code abounded in preventive measures. Idleness and drunkenness were severely punished. Innkeepers could not exceed liquor quotas. Simple lying, when harmful, incurred fines or flogging. The legislator—forgetting religious tolerance he had upheld in Europe—compelled church attendance and imposed severe punishments, even death, on Christians worshipping differently. In 1644 Massachusetts banished Anabaptists; in 1656 it passed laws against Quakers, who were whipped, imprisoned and driven out. Any Catholic priest returning after banishment faced death. Zeal sometimes descended to trivia: the Code prohibited tobacco. These intrusive laws were freely voted by those affected, yet community customs were even more austere. In 1649, Boston formed a solemn association to curb "worldly luxury" of long hair.
1423 268
1424 In 1628 *m a charter of this kind was granted by Charles I to the
1425 emigrants who went to form the colony of Massachusetts. But, in
1426 general, charters were not given to the colonies of New England till
1427 they had acquired a certain existence. Plymouth, Providence, New Haven,
1428 the State of Connecticut, and that of Rhode Island *n were founded
1429 without the co-operation and almost without the knowledge of the
1430 mother-country. The new settlers did not derive their incorporation
1431 from the seat of the empire, although they did not deny its supremacy;
1432 they constituted a society of their own accord, and it was not till
1433 thirty or forty years afterwards, under Charles II. that their
1434 existence was legally recognized by a royal charter.
269 These errors discredit human reason, yet alongside this penal legislation—marked by narrow sectarianism—one finds political laws still ahead of our own age's liberties. Principles forming modern constitutions' foundation, only vaguely known in seventeenth-century Europe, were recognized and established in New England: popular participation in public affairs, free voting of taxes, official accountability, personal liberty, trial by jury. From these principles, applications were made that no European nation yet attempted.
1435 270
1436 m
1437 [ See “Pitkin’s History,” p, 35. See the “History of the Colony of
1438 Massachusetts Bay,” by Hutchinson, vol. i. p. 9.] [Footnote n: See
1439 “Pitkin’s History,” pp. 42, 47.]
271 In Connecticut the electorate comprised all citizens from the start, understandable given their near-perfect equality of fortune and greater uniformity of opinion. In 1641 Rhode Island's General Assembly unanimously declared the government a democracy with power vested in free citizens. All Connecticut officials, including the Governor, were elected. Citizens over sixteen formed a militia that appointed its own officers.
1440 272
273 Connecticut's laws reveal the origin of township independence—the lifeblood of American liberty. While most European nations' political existence began in the upper ranks and was only partially shared downward, this progression was unique to the New World:
1441 274
1442 This frequently renders its it difficult to detect the link which
1443 connected the emigrants with the land of their forefathers in studying
1444 the earliest historical and legislative records of New England. They
1445 exercised the rights of sovereignty; they named their magistrates,
1446 concluded peace or declared war, made police regulations, and enacted
1447 laws as if their allegiance was due only to God. *o Nothing can be more
1448 curious and, at the same time more instructive, than the legislation of
1449 that period; it is there that the solution of the great social problem
1450 which the United States now present to the world is to be found.
275 > **Quote:** "In America, on the other hand, it may be said that the township was organized before the county, the county before the State, the State before the Union."
1451 276
1452 o
1453 [ The inhabitants of Massachusetts had deviated from the forms which
1454 are preserved in the criminal and civil procedure of England; in 1650
1455 the decrees of justice were not yet headed by the royal style. See
1456 Hutchinson, vol. i. p. 452.]
277 By 1650 New England townships were fully established. Their independence provided space for vibrant democratic and republican political life. Though colonies acknowledged the Crown and monarchy remained state law, a republic already existed in every township. Towns appointed officials, assessed property, collected taxes. Instead of representation, community affairs were discussed, as at Athens, in the market-place by a general assembly of the citizens.
1457 278
279 These early republics' laws reveal remarkable understanding of government science. Their ideas regarding society's duties to members were loftier than European legislators' of that era. New England provided for the poor from the start, maintained roads through surveyors, established parish registers for births, deaths and marriages, managed unclaimed inheritances, arbitrated boundary disputes—creating roles for public order that France still addresses poorly.
1458 280
1459 Amongst these documents we shall notice, as especially characteristic,
1460 the code of laws promulgated by the little State of Connecticut in
1461 1. *p The legislators of Connecticut *q begin with the penal laws,
1462 and, strange to say, they borrow their provisions from the text of Holy
1463 Writ. “Whosoever shall worship any other God than the Lord,” says the
1464 preamble of the Code, “shall surely be put to death.” This is followed
1465 by ten or twelve enactments of the same kind, copied verbatim from the
1466 books of Exodus, Leviticus, and Deuteronomy. Blasphemy, sorcery,
1467 adultery, *r and rape were punished with death; an outrage offered by a
1468 son to his parents was to be expiated by the same penalty. The
1469 legislation of a rude and half-civilized people was thus applied to an
1470 enlightened and moral community. The consequence was that the
1471 punishment of death was never more frequently prescribed by the
1472 statute, and never more rarely enforced towards the guilty.
281 But public education most clearly reveals American civilization's character:
1473 282
1474 p
1475 [ Code of 1650, p. 28; Hartford, 1830.]
283 > **Quote:** "It being," says the law, "one chief project of Satan to keep men from the knowledge of the Scripture by persuading from the use of tongues, to the end that learning may not be buried in the graves of our forefathers, in church and commonwealth, the Lord assisting our endeavors. . . ."
1476 284
285 What followed established schools in every township, requiring inhabitants to support them under threat of heavy fines. Higher schools were founded in populous districts. Municipal authorities ensured attendance, fining noncompliant parents; continued resistance led society to take custody of the child, depriving the father of misused natural rights. The reader will notice the preamble: in America, religion is the path to knowledge, and divine law leads to civil freedom.
1477 286
1478 q
1479 [ See also in “Hutchinson’s History,” vol. i. pp. 435, 456, the
1480 analysis of the penal code adopted in 1648 by the Colony of
1481 Massachusetts: this code is drawn up on the same principles as that of
1482 Connecticut.]
287 Comparing this 1650 American society to contemporary Europe astonishes. On the Continent, absolute monarchy had triumphed over feudal liberties. Rights concepts were never more confused, political activity never scarcer, true freedom's principles never less circulated—yet those same principles, scorned or unknown in Europe, were proclaimed in the New World wilderness as a great people's future creed.
1483 288
289 Human reason's boldest theories were practiced by a community too humble for statesmen to notice, producing unprecedented legislation spontaneously. In this obscure democracy—before producing generals, philosophers or authors—a man could stand before free people and offer a profound definition of liberty found in Mather’s *Magnalia Christi Americana*. John Winthrop, accused of arbitrary power, was acquitted by acclamation after this speech and consistently re-elected governor.
1484 290
1485 r
1486 [ Adultery was also punished with death by the law of Massachusetts:
1487 and Hutchinson, vol. i. p. 441, says that several persons actually
1488 suffered for this crime. He quotes a curious anecdote on this subject,
1489 which occurred in the year 1663. A married woman had had criminal
1490 intercourse with a young man; her husband died, and she married the
1491 lover. Several years had elapsed, when the public began to suspect the
1492 previous intercourse of this couple: they were thrown into prison, put
1493 upon trial, and very narrowly escaped capital punishment.]
291 > **Quote:** "Nor would I have you to mistake in the point of your own liberty. There is a liberty of a corrupt nature which is effected both by men and beasts to do what they list, and this liberty is inconsistent with authority, impatient of all restraint; by this liberty ‘sumus omnes deteriores’: ’tis the grand enemy of truth and peace, and all the ordinances of God are bent against it. But there is a civil, a moral, a federal liberty which is the proper end and object of authority; it is a liberty for that only which is just and good: for this liberty you are to stand with the hazard of your very lives and whatsoever crosses it is not authority, but a distemper thereof. This liberty is maintained in a way of subjection to authority; and the authority set over you will, in all administrations for your good, be quietly submitted unto by all but such as have a disposition to shake off the yoke and lose their true liberty, by their murmuring at the honor and power of authority."
1494 292
293 These remarks show Anglo-American civilization's true character: the result of two distinct elements that elsewhere conflicted but in America combined admirably—the spirit of religion and the spirit of liberty.
1495 294
1496 The chief care of the legislators, in this body of penal laws, was the
1497 maintenance of orderly conduct and good morals in the community: they
1498 constantly invaded the domain of conscience, and there was scarcely a
1499 sin which was not subject to magisterial censure. The reader is aware
1500 of the rigor with which these laws punished rape and adultery;
1501 intercourse between unmarried persons was likewise severely repressed.
1502 The judge was empowered to inflict a pecuniary penalty, a whipping, or
1503 marriage *s on the misdemeanants; and if the records of the old courts
1504 of New Haven may be believed, prosecutions of this kind were not
1505 unfrequent. We find a sentence bearing date the first of May, 1660,
1506 inflicting a fine and reprimand on a young woman who was accused of
1507 using improper language, and of allowing herself to be kissed. *t The
1508 Code of 1650 abounds in preventive measures. It punishes idleness and
1509 drunkenness with severity. *u Innkeepers are forbidden to furnish more
1510 than a certain quantity of liquor to each consumer; and simple lying,
1511 whenever it may be injurious, *v is checked by a fine or a flogging. In
1512 other places, the legislator, entirely forgetting the great principles
1513 of religious toleration which he had himself upheld in Europe, renders
1514 attendance on divine service compulsory, *w and goes so far as to visit
1515 with severe punishment, ** and even with death, the Christians who
1516 chose to worship God according to a ritual differing from his own. *x
1517 Sometimes indeed the zeal of his enactments induces him to descend to
1518 the most frivolous particulars: thus a law is to be found in the same
1519 Code which prohibits the use of tobacco. *y It must not be forgotten
1520 that these fantastical and vexatious laws were not imposed by
1521 authority, but that they were freely voted by all the persons
1522 interested, and that the manners of the community were even more
1523 austere and more puritanical than the laws. In 1649 a solemn
1524 association was formed in Boston to check the worldly luxury of long
1525 hair. *z
295 New England settlers were ardent sectarians and daring innovators. Narrow as some religious opinions were, they were entirely free from political prejudices. This created two distinct but non-opposing tendencies constantly visible in customs and laws.
1526 296
1527 s
1528 [ Code of 1650, p. 48. It seems sometimes to have happened that the
1529 judges superadded these punishments to each other, as is seen in a
1530 sentence pronounced in 1643 (p. 114, “New Haven Antiquities”), by which
1531 Margaret Bedford, convicted of loose conduct, was condemned to be
1532 whipped, and afterwards to marry Nicholas Jemmings, her accomplice.]
297 One might imagine men who sacrificed everything for religious conviction would be wholly absorbed in spiritual rewards. Yet their energy in seeking wealth, moral satisfaction and worldly comforts scarcely differed from their devotion to Heaven.
1533 298
299 Political principles and human institutions were molded at their pleasure. Old society's barriers and long-standing principles vanished, opening straight paths to man's passionate curiosity. Yet at the political world's limits, he stops, discreetly setting aside his most formidable faculties. He no longer consents to doubt or innovate, yielding submissive respect to truths he will not question. Thus in the moral world everything is categorized and foreseen; in the political world everything is agitated and disputed. One sphere shows passive, voluntary obedience; the other shows independence skeptical of experience and jealous of authority.
1534 300
1535 t
1536 [ “New Haven Antiquities,” p. 104. See also “Hutchinson’s History,” for
1537 several causes equally extraordinary.]
301 These tendencies, seemingly so different, advance together and support each other. Religion recognizes civil liberty as noble exercise for human faculties, the political world a field prepared by the Creator for intelligence's efforts. Content with freedom in its own sphere, religion reigns most securely when established in hearts through inherent strength alone. Religion is liberty's companion in all battles and triumphs, the cradle of its infancy and divine source of its claims.
1538 302
303 > **Quote:** "The safeguard of morality is religion, and morality is the best security of law and the surest pledge of freedom."
1539 304
1540 u
1541 [ Code of 1650, pp. 50, 57.]
305 Reasons For Certain Anomalies Presented By The Laws And Customs Of The Anglo-Americans
1542 306
307 Remnants of aristocratic institutions in the midst of a complete democracy—Why?—A careful distinction must be drawn between what is of Puritan origin and what is of English origin.
1543 308
1544 v
1545 [ Ibid., p. 64.]
309 The reader is cautioned not to draw too general a conclusion from what has been said. The first emigrants' social condition, religion and customs profoundly influenced their new country's destiny, yet they could not establish a state depending solely on themselves. No one entirely escapes the past's influence; settlers mixed education-derived habits and national traditions with their own innovations. To judge Anglo-Americans today requires distinguishing Puritan from English origins.
1546 310
311 Laws and customs are frequently found in the United States that contrast sharply with their surroundings, seemingly written in a spirit contrary to American legislation's prevailing trend. If the colonies' origins were lost, this would be unsolvable.
1547 312
1548 w
1549 [ Ibid., p. 44.]
313 One example illustrates: American civil and criminal procedure uses only incarceration and bail. A magistrate first demands security or imprisons the defendant; only then are charges discussed. This legislation obviously favors the rich. Poor defendants cannot provide security and await justice in prison, quickly reduced to misery. Wealthy individuals avoid imprisonment in civil cases and can escape criminal punishment by forfeiting bail. For the rich, all penalties become fines. Some crimes deny bail, but they are few.
1550 314
315 Nothing could be more aristocratic than this system. Yet in America, the poor make the laws and reserve advantages for themselves. The explanation lies in England; these are English laws Americans have kept despite clashing with their legislation's general spirit and core beliefs. Next to its habits, a nation least changes its civil legislation. Civil laws are known only to legal professionals, who maintain them—good or bad—because they are experts in them. The majority hardly notices them, seeing only specific effects, grasping their tendency with difficulty, and obeying without thought. One instance is cited where many could be provided. The surface of American society is covered with a layer of democracy, from beneath which the old aristocratic colors sometimes peep.
1551 316
1552 *
1553 [ This was not peculiar to Connecticut. See, for instance, the law
1554 which, on September 13, 1644, banished the Anabaptists from the State
1555 of Massachusetts. (“Historical Collection of State Papers,” vol. i. p.
1556 538.) See also the law against the Quakers, passed on October 14, 1656:
1557 “Whereas,” says the preamble, “an accursed race of heretics called
1558 Quakers has sprung up,” etc. The clauses of the statute inflict a heavy
1559 fine on all captains of ships who should import Quakers into the
1560 country. The Quakers who may be found there shall be whipped and
1561 imprisoned with hard labor. Those members of the sect who should defend
1562 their opinions shall be first fined, then imprisoned, and finally
1563 driven out of the province.—“Historical Collection of State Papers,”
1564 vol. i. p. 630.]
1565
1566
1567 x
1568 [ By the penal law of Massachusetts, any Catholic priest who should set
1569 foot in the colony after having been once driven out of it was liable
1570 to capital punishment.]
1571
1572
1573 y
1574 [ Code of 1650, p. 96.]
1575
1576
1577 z
1578 [ “New England’s Memorial,” p. 316. See Appendix, E.]
1579
1580
1581 These errors are no doubt discreditable to human reason; they attest
1582 the inferiority of our nature, which is incapable of laying firm hold
1583 upon what is true and just, and is often reduced to the alternative of
1584 two excesses. In strict connection with this penal legislation, which
1585 bears such striking marks of a narrow sectarian spirit, and of those
1586 religious passions which had been warmed by persecution and were still
1587 fermenting among the people, a body of political laws is to be found,
1588 which, though written two hundred years ago, is still ahead of the
1589 liberties of our age. The general principles which are the groundwork
1590 of modern constitutions—principles which were imperfectly known in
1591 Europe, and not completely triumphant even in Great Britain, in the
1592 seventeenth century—were all recognized and determined by the laws of
1593 New England: the intervention of the people in public affairs, the free
1594 voting of taxes, the responsibility of authorities, personal liberty,
1595 and trial by jury, were all positively established without discussion.
1596 From these fruitful principles consequences have been derived and
1597 applications have been made such as no nation in Europe has yet
1598 ventured to attempt.
1599
1600 In Connecticut the electoral body consisted, from its origin, of the
1601 whole number of citizens; and this is readily to be understood, *a when
1602 we recollect that this people enjoyed an almost perfect equality of
1603 fortune, and a still greater uniformity of opinions. *b In Connecticut,
1604 at this period, all the executive functionaries were elected, including
1605 the Governor of the State. *c The citizens above the age of sixteen
1606 were obliged to bear arms; they formed a national militia, which
1607 appointed its own officers, and was to hold itself at all times in
1608 readiness to march for the defence of the country. *d
1609
1610 a
1611 [ Constitution of 1638, p. 17.]
1612
1613
1614 b
1615 [ In 1641 the General Assembly of Rhode Island unanimously declared
1616 that the government of the State was a democracy, and that the power
1617 was vested in the body of free citizens, who alone had the right to
1618 make the laws and to watch their execution.—Code of 1650, p. 70.]
1619
1620
1621 c
1622 [ “Pitkin’s History,” p. 47.]
1623
1624
1625 d
1626 [ Constitution of 1638, p. 12.]
1627
1628
1629 In the laws of Connecticut, as well as in all those of New England, we
1630 find the germ and gradual development of that township independence
1631 which is the life and mainspring of American liberty at the present
1632 day. The political existence of the majority of the nations of Europe
1633 commenced in the superior ranks of society, and was gradually and
1634 imperfectly communicated to the different members of the social body.
1635 In America, on the other hand, it may be said that the township was
1636 organized before the county, the county before the State, the State
1637 before the Union. In New England townships were completely and
1638 definitively constituted as early as 1650. The independence of the
1639 township was the nucleus round which the local interests, passions,
1640 rights, and duties collected and clung. It gave scope to the activity
1641 of a real political life most thoroughly democratic and republican. The
1642 colonies still recognized the supremacy of the mother-country; monarchy
1643 was still the law of the State; but the republic was already
1644 established in every township. The towns named their own magistrates of
1645 every kind, rated themselves, and levied their own taxes. *e In the
1646 parish of New England the law of representation was not adopted, but
1647 the affairs of the community were discussed, as at Athens, in the
1648 market-place, by a general assembly of the citizens.
1649
1650 e
1651 [ Code of 1650, p. 80.]
1652
1653
1654 In studying the laws which were promulgated at this first era of the
1655 American republics, it is impossible not to be struck by the remarkable
1656 acquaintance with the science of government and the advanced theory of
1657 legislation which they display. The ideas there formed of the duties of
1658 society towards its members are evidently much loftier and more
1659 comprehensive than those of the European legislators at that time:
1660 obligations were there imposed which were elsewhere slighted. In the
1661 States of New England, from the first, the condition of the poor was
1662 provided for; *f strict measures were taken for the maintenance of
1663 roads, and surveyors were appointed to attend to them; *g registers
1664 were established in every parish, in which the results of public
1665 deliberations, and the births, deaths, and marriages of the citizens
1666 were entered; *h clerks were directed to keep these registers; *i
1667 officers were charged with the administration of vacant inheritances,
1668 and with the arbitration of litigated landmarks; and many others were
1669 created whose chief functions were the maintenance of public order in
1670 the community. *j The law enters into a thousand useful provisions for
1671 a number of social wants which are at present very inadequately felt in
1672 France. [Footnote f: Ibid., p. 78.]
1673
1674 g
1675 [ Ibid., p. 49.]
1676
1677
1678 h
1679 [ See “Hutchinson’s History,” vol. i. p. 455.]
1680
1681
1682 i
1683 [ Code of 1650, p. 86.]
1684
1685
1686 j
1687 [ Ibid., p. 40.]
1688
1689
1690 But it is by the attention it pays to Public Education that the
1691 original character of American civilization is at once placed in the
1692 clearest light. “It being,” says the law, “one chief project of Satan
1693 to keep men from the knowledge of the Scripture by persuading from the
1694 use of tongues, to the end that learning may not be buried in the
1695 graves of our forefathers, in church and commonwealth, the Lord
1696 assisting our endeavors. . . .” *k Here follow clauses establishing
1697 schools in every township, and obliging the inhabitants, under pain of
1698 heavy fines, to support them. Schools of a superior kind were founded
1699 in the same manner in the more populous districts. The municipal
1700 authorities were bound to enforce the sending of children to school by
1701 their parents; they were empowered to inflict fines upon all who
1702 refused compliance; and in case of continued resistance society assumed
1703 the place of the parent, took possession of the child, and deprived the
1704 father of those natural rights which he used to so bad a purpose. The
1705 reader will undoubtedly have remarked the preamble of these enactments:
1706 in America religion is the road to knowledge, and the observance of the
1707 divine laws leads man to civil freedom.
1708
1709 k
1710 [ Ibid., p. 90.]
1711
1712
1713 If, after having cast a rapid glance over the state of American society
1714 in 1650, we turn to the condition of Europe, and more especially to
1715 that of the Continent, at the same period, we cannot fail to be struck
1716 with astonishment. On the Continent of Europe, at the beginning of the
1717 seventeenth century, absolute monarchy had everywhere triumphed over
1718 the ruins of the oligarchical and feudal liberties of the Middle Ages.
1719 Never were the notions of right more completely confounded than in the
1720 midst of the splendor and literature of Europe; never was there less
1721 political activity among the people; never were the principles of true
1722 freedom less widely circulated; and at that very time those principles,
1723 which were scorned or unknown by the nations of Europe, were proclaimed
1724 in the deserts of the New World, and were accepted as the future creed
1725 of a great people. The boldest theories of the human reason were put
1726 into practice by a community so humble that not a statesman
1727 condescended to attend to it; and a legislation without a precedent was
1728 produced offhand by the imagination of the citizens. In the bosom of
1729 this obscure democracy, which had as yet brought forth neither
1730 generals, nor philosophers, nor authors, a man might stand up in the
1731 face of a free people and pronounce the following fine definition of
1732 liberty. *l
1733
1734 l
1735 [ Mather’s “Magnalia Christi Americana,” vol. ii. p. 13. This speech
1736 was made by Winthrop; he was accused of having committed arbitrary
1737 actions during his magistracy, but after having made the speech of
1738 which the above is a fragment, he was acquitted by acclamation, and
1739 from that time forwards he was always re-elected governor of the State.
1740 See Marshal, vol. i. p. 166.]
1741
1742
1743 “Nor would I have you to mistake in the point of your own liberty.
1744 There is a liberty of a corrupt nature which is effected both by men
1745 and beasts to do what they list, and this liberty is inconsistent with
1746 authority, impatient of all restraint; by this liberty ‘sumus omnes
1747 deteriores’: ’tis the grand enemy of truth and peace, and all the
1748 ordinances of God are bent against it. But there is a civil, a moral, a
1749 federal liberty which is the proper end and object of authority; it is
1750 a liberty for that only which is just and good: for this liberty you
1751 are to stand with the hazard of your very lives and whatsoever crosses
1752 it is not authority, but a distemper thereof. This liberty is
1753 maintained in a way of subjection to authority; and the authority set
1754 over you will, in all administrations for your good, be quietly
1755 submitted unto by all but such as have a disposition to shake off the
1756 yoke and lose their true liberty, by their murmuring at the honor and
1757 power of authority.”
1758
1759 The remarks I have made will suffice to display the character of
1760 Anglo-American civilization in its true light. It is the result (and
1761 this should be constantly present to the mind of two distinct
1762 elements), which in other places have been in frequent hostility, but
1763 which in America have been admirably incorporated and combined with one
1764 another. I allude to the spirit of Religion and the spirit of Liberty.
1765
1766 The settlers of New England were at the same time ardent sectarians and
1767 daring innovators. Narrow as the limits of some of their religious
1768 opinions were, they were entirely free from political prejudices. Hence
1769 arose two tendencies, distinct but not opposite, which are constantly
1770 discernible in the manners as well as in the laws of the country.
1771
1772 It might be imagined that men who sacrificed their friends, their
1773 family, and their native land to a religious conviction were absorbed
1774 in the pursuit of the intellectual advantages which they purchased at
1775 so dear a rate. The energy, however, with which they strove for the
1776 acquirement of wealth, moral enjoyment, and the comforts as well as
1777 liberties of the world, is scarcely inferior to that with which they
1778 devoted themselves to Heaven.
1779
1780 Political principles and all human laws and institutions were moulded
1781 and altered at their pleasure; the barriers of the society in which
1782 they were born were broken down before them; the old principles which
1783 had governed the world for ages were no more; a path without a turn and
1784 a field without an horizon were opened to the exploring and ardent
1785 curiosity of man: but at the limits of the political world he checks
1786 his researches, he discreetly lays aside the use of his most formidable
1787 faculties, he no longer consents to doubt or to innovate, but carefully
1788 abstaining from raising the curtain of the sanctuary, he yields with
1789 submissive respect to truths which he will not discuss. Thus, in the
1790 moral world everything is classed, adapted, decided, and foreseen; in
1791 the political world everything is agitated, uncertain, and disputed: in
1792 the one is a passive, though a voluntary, obedience; in the other an
1793 independence scornful of experience and jealous of authority.
1794
1795 These two tendencies, apparently so discrepant, are far from
1796 conflicting; they advance together, and mutually support each other.
1797 Religion perceives that civil liberty affords a noble exercise to the
1798 faculties of man, and that the political world is a field prepared by
1799 the Creator for the efforts of the intelligence. Contented with the
1800 freedom and the power which it enjoys in its own sphere, and with the
1801 place which it occupies, the empire of religion is never more surely
1802 established than when it reigns in the hearts of men unsupported by
1803 aught beside its native strength. Religion is no less the companion of
1804 liberty in all its battles and its triumphs; the cradle of its infancy,
1805 and the divine source of its claims. The safeguard of morality is
1806 religion, and morality is the best security of law and the surest
1807 pledge of freedom. *m
1808
1809 m
1810 [ See Appendix, F.]
1811
1812
1813 Reasons Of Certain Anomalies Which The Laws And Customs Of The
1814 Anglo-Americans Present
1815
1816 Remains of aristocratic institutions in the midst of a complete
1817 democracy—Why?—Distinction carefully to be drawn between what is of
1818 Puritanical and what is of English origin.
1819
1820 The reader is cautioned not to draw too general or too absolute an
1821 inference from what has been said. The social condition, the religion,
1822 and the manners of the first emigrants undoubtedly exercised an immense
1823 influence on the destiny of their new country. Nevertheless they were
1824 not in a situation to found a state of things solely dependent on
1825 themselves: no man can entirely shake off the influence of the past,
1826 and the settlers, intentionally or involuntarily, mingled habits and
1827 notions derived from their education and from the traditions of their
1828 country with those habits and notions which were exclusively their own.
1829 To form a judgment on the Anglo-Americans of the present day it is
1830 therefore necessary to distinguish what is of Puritanical and what is
1831 of English origin.
1832
1833 Laws and customs are frequently to be met with in the United States
1834 which contrast strongly with all that surrounds them. These laws seem
1835 to be drawn up in a spirit contrary to the prevailing tenor of the
1836 American legislation; and these customs are no less opposed to the tone
1837 of society. If the English colonies had been founded in an age of
1838 darkness, or if their origin was already lost in the lapse of years,
1839 the problem would be insoluble.
1840
1841 I shall quote a single example to illustrate what I advance. The civil
1842 and criminal procedure of the Americans has only two means of
1843 action—committal and bail. The first measure taken by the magistrate is
1844 to exact security from the defendant, or, in case of refusal, to
1845 incarcerate him: the ground of the accusation and the importance of the
1846 charges against him are then discussed. It is evident that a
1847 legislation of this kind is hostile to the poor man, and favorable only
1848 to the rich. The poor man has not always a security to produce, even in
1849 a civil cause; and if he is obliged to wait for justice in prison, he
1850 is speedily reduced to distress. The wealthy individual, on the
1851 contrary, always escapes imprisonment in civil causes; nay, more, he
1852 may readily elude the punishment which awaits him for a delinquency by
1853 breaking his bail. So that all the penalties of the law are, for him,
1854 reducible to fines. *n Nothing can be more aristocratic than this
1855 system of legislation. Yet in America it is the poor who make the law,
1856 and they usually reserve the greatest social advantages to themselves.
1857 The explanation of the phenomenon is to be found in England; the laws
1858 of which I speak are English, *o and the Americans have retained them,
1859 however repugnant they may be to the tenor of their legislation and the
1860 mass of their ideas. Next to its habits, the thing which a nation is
1861 least apt to change is its civil legislation. Civil laws are only
1862 familiarly known to legal men, whose direct interest it is to maintain
1863 them as they are, whether good or bad, simply because they themselves
1864 are conversant with them. The body of the nation is scarcely acquainted
1865 with them; it merely perceives their action in particular cases; but it
1866 has some difficulty in seizing their tendency, and obeys them without
1867 premeditation. I have quoted one instance where it would have been easy
1868 to adduce a great number of others. The surface of American society is,
1869 if I may use the expression, covered with a layer of democracy, from
1870 beneath which the old aristocratic colors sometimes peep.
1871
1872 n
1873 [ Crimes no doubt exist for which bail is inadmissible, but they are
1874 few in number.]
1875
1876
1877 o
1878 [ See Blackstone; and Delolme, book I chap. x.]
1879
1880
1881
1882
1883 317 ## Chapter III: Social Conditions Of The Anglo-Americans
1884 318
319 Social conditions arise from circumstances and laws, and in turn shape nearly all a nation's laws, customs, and ideas; what they do not produce directly, they modify. To understand a nation's legislation and culture, we must first study its social condition.
1885 320
321 The Striking Characteristic Of The Social Condition Of The Anglo-Americans Is Its Essential Democracy.
1886 322
1887 323
1888 A Social condition is commonly the result of circumstances, sometimes
1889 of laws, oftener still of these two causes united; but wherever it
1890 exists, it may justly be considered as the source of almost all the
1891 laws, the usages, and the ideas which regulate the conduct of nations;
1892 whatever it does not produce it modifies. It is therefore necessary, if
1893 we would become acquainted with the legislation and the manners of a
1894 nation, to begin by the study of its social condition.
1895 324
1896 The Striking Characteristic Of The Social Condition Of The
1897 Anglo-Americans In Its Essential Democracy.
325 > **Quote:** "The social condition of the Americans is eminently democratic; this was its character at the foundation of the Colonies, and is still more strongly marked at the present day."
1898 326
1899 The first emigrants of New England—Their equality—Aristocratic laws
1900 introduced in the South—Period of the Revolution—Change in the law of
1901 descent—Effects produced by this change—Democracy carried to its utmost
1902 limits in the new States of the West—Equality of education.
327 New England's settlers brought equality from the start; aristocracy never took root there. Influence rested on intellect alone—certain names commanded respect for knowledge and virtue, but this could not be inherited. South of the Hudson, English landowners established estates based on slave labor, creating a wealthy class. Yet they held no legal privileges; and because their estates were cultivated by slaves rather than tenants, they lacked the patronage systems of Europe. Though they formed a superior class with political influence, they were too weak and too short-lived to excite either love or hatred for themselves. It was this class that led the Southern uprising and supplied the Revolution's ablest leaders.
1903 328
1904 Many important observations suggest themselves upon the social
1905 condition of the Anglo-Americans, but there is one which takes
1906 precedence of all the rest. The social condition of the Americans is
1907 eminently democratic; this was its character at the foundation of the
1908 Colonies, and is still more strongly marked at the present day. I have
1909 stated in the preceding chapter that great equality existed among the
1910 emigrants who settled on the shores of New England. The germ of
1911 aristocracy was never planted in that part of the Union. The only
1912 influence which obtained there was that of intellect; the people were
1913 used to reverence certain names as the emblems of knowledge and virtue.
1914 Some of their fellow-citizens acquired a power over the rest which
1915 might truly have been called aristocratic, if it had been capable of
1916 transmission from father to son.
329 The Revolutionary period awakened democratic tendencies. As colonial rule fell, so did the influence of powerful individuals. But the law of inheritance delivered the final blow to aristocracy. I am surprised scholars have not recognized its supreme importance—all laws regulating property distribution after death, including entail, which prevents owners from disposing of possessions before death.
1917 330
1918 This was the state of things to the east of the Hudson: to the
1919 south-west of that river, and in the direction of the Floridas, the
1920 case was different. In most of the States situated to the south-west of
1921 the Hudson some great English proprietors had settled, who had imported
1922 with them aristocratic principles and the English law of descent. I
1923 have explained the reasons why it was impossible ever to establish a
1924 powerful aristocracy in America; these reasons existed with less force
1925 to the south-west of the Hudson. In the South, one man, aided by
1926 slaves, could cultivate a great extent of country: it was therefore
1927 common to see rich landed proprietors. But their influence was not
1928 altogether aristocratic as that term is understood in Europe, since
1929 they possessed no privileges; and the cultivation of their estates
1930 being carried on by slaves, they had no tenants depending on them, and
1931 consequently no patronage. Still, the great proprietors south of the
1932 Hudson constituted a superior class, having ideas and tastes of its
1933 own, and forming the centre of political action. This kind of
1934 aristocracy sympathized with the body of the people, whose passions and
1935 interests it easily embraced; but it was too weak and too short-lived
1936 to excite either love or hatred for itself. This was the class which
1937 headed the insurrection in the South, and furnished the best leaders of
1938 the American revolution.
331 > **Quote:** "It is true that these laws belong to civil affairs; but they ought nevertheless to be placed at the head of all political institutions; for, whilst political laws are only the symbol of a nation’s condition, they exercise an incredible influence upon its social state."
1939 332
1940 At the period of which we are now speaking society was shaken to its
1941 centre: the people, in whose name the struggle had taken place,
1942 conceived the desire of exercising the authority which it had acquired;
1943 its democratic tendencies were awakened; and having thrown off the yoke
1944 of the mother-country, it aspired to independence of every kind. The
1945 influence of individuals gradually ceased to be felt, and custom and
1946 law united together to produce the same result.
333 These laws give legislators supernatural power over the future. Once set in motion, the machine runs for ages toward a fixed goal. Framed one way, it concentrates property and power—aristocratic. Framed otherwise, it divides and disperses them with startling speed. Opponents vainly try to obstruct it.
1947 334
1948 But the law of descent was the last step to equality. I am surprised
1949 that ancient and modern jurists have not attributed to this law a
1950 greater influence on human affairs. *a It is true that these laws
1951 belong to civil affairs; but they ought nevertheless to be placed at
1952 the head of all political institutions; for, whilst political laws are
1953 only the symbol of a nation’s condition, they exercise an incredible
1954 influence upon its social state. They have, moreover, a sure and
1955 uniform manner of operating upon society, affecting, as it were,
1956 generations yet unborn.
335 > **Quote:** "But it gradually reduces or destroys every obstacle, until by its incessant activity the bulwarks of the influence of wealth are ground down to the fine and shifting sand which is the basis of democracy."
1957 336
1958 a
1959 [ I understand by the law of descent all those laws whose principal
1960 object is to regulate the distribution of property after the death of
1961 its owner. The law of entail is of this number; it certainly prevents
1962 the owner from disposing of his possessions before his death; but this
1963 is solely with the view of preserving them entire for the heir. The
1964 principal object, therefore, of the law of entail is to regulate the
1965 descent of property after the death of its owner: its other provisions
1966 are merely means to this end.]
337 Equal division produces two distinct effects. Each death becomes a revolution in property, dividing it into ever-smaller shares. This physical effect alone would take generations—if a French family of three children shares their parents' fortune, they are no poorer. But the law also transforms minds and passions. Where primogeniture preserves estates intact, binding family identity to land through generations, equal division destroys that bond. The sons of a great landowner may become as wealthy, but never through the same property. Stripped of family pride's motive for preservation, they will inevitably sell—liquid capital yields higher returns and greater flexibility.
1967 338
339 Divided estates never reunite. Small owners often profit more from land than large ones—not through greater skill, but through passionate, careful work. Family pride, rooted in the desire for immortality through descendants, collapses when the family concept grows vague. Individual selfishness replaces it; men provide for immediate needs and abandon land as a legacy. The law thus destroys both the ability and the will to preserve estates.
1968 340
1969 Through their means man acquires a kind of preternatural power over the
1970 future lot of his fellow-creatures. When the legislator has regulated
1971 the law of inheritance, he may rest from his labor. The machine once
1972 put in motion will go on for ages, and advance, as if self-guided,
1973 towards a given point. When framed in a particular manner, this law
1974 unites, draws together, and vests property and power in a few hands:
1975 its tendency is clearly aristocratic. On opposite principles its action
1976 is still more rapid; it divides, distributes, and disperses both
1977 property and power. Alarmed by the rapidity of its progress, those who
1978 despair of arresting its motion endeavor to obstruct it by difficulties
1979 and impediments; they vainly seek to counteract its effect by contrary
1980 efforts; but it gradually reduces or destroys every obstacle, until by
1981 its incessant activity the bulwarks of the influence of wealth are
1982 ground down to the fine and shifting sand which is the basis of
1983 democracy. When the law of inheritance permits, still more when it
1984 decrees, the equal division of a father’s property amongst all his
1985 children, its effects are of two kinds: it is important to distinguish
1986 them from each other, although they tend to the same end.
341 While land's stability occasionally attracts wealthy buyers, this is rare. Today only the poor typically prefer land. Small owners, focused on expansion through inheritance or marriage, counter the division tendency—but not enough to recreate large estates within families.
1987 342
1988 In virtue of the law of partible inheritance, the death of every
1989 proprietor brings about a kind of revolution in property; not only do
1990 his possessions change hands, but their very nature is altered, since
1991 they are parcelled into shares, which become smaller and smaller at
1992 each division. This is the direct and, as it were, the physical effect
1993 of the law. It follows, then, that in countries where equality of
1994 inheritance is established by law, property, and especially landed
1995 property, must have a tendency to perpetual diminution. The effects,
1996 however, of such legislation would only be perceptible after a lapse of
1997 time, if the law was abandoned to its own working; for supposing the
1998 family to consist of two children (and in a country people as France is
1999 the average number is not above three), these children, sharing amongst
2000 them the fortune of both parents, would not be poorer than their father
2001 or mother.
343 We Frenchmen witness daily this law's power, breaking down our homes' walls and shifting field boundaries. Yet in France, memories and habits still resist it.
2002 344
2003 But the law of equal division exercises its influence not merely upon
2004 the property itself, but it affects the minds of the heirs, and brings
2005 their passions into play. These indirect consequences tend powerfully
2006 to the destruction of large fortunes, and especially of large domains.
2007 Among nations whose law of descent is founded upon the right of
2008 primogeniture landed estates often pass from generation to generation
2009 without undergoing division, the consequence of which is that family
2010 feeling is to a certain degree incorporated with the estate. The family
2011 represents the estate, the estate the family; whose name, together with
2012 its origin, its glory, its power, and its virtues, is thus perpetuated
2013 in an imperishable memorial of the past and a sure pledge of the
2014 future.
345 In America, the law has nearly completed its destruction—English property laws were abolished during the Revolution, entail was modified, and estates broke apart. After sixty years, society is transformed. In New York, which formerly contained many of these families, only two still keep their heads above the stream, and they too must shortly disappear. Their sons have become merchants, lawyers, or doctors; most have vanished into obscurity. Hereditary rank is destroyed—the law of partition has reduced all to one level. [Note: Tocqueville refers here to the abolition of primogeniture and entail during the Revolutionary period.]
2015 346
2016 When the equal partition of property is established by law, the
2017 intimate connection is destroyed between family feeling and the
2018 preservation of the paternal estate; the property ceases to represent
2019 the family; for as it must inevitably be divided after one or two
2020 generations, it has evidently a constant tendency to diminish, and must
2021 in the end be completely dispersed. The sons of the great landed
2022 proprietor, if they are few in number, or if fortune befriends them,
2023 may indeed entertain the hope of being as wealthy as their father, but
2024 not that of possessing the same property as he did; the riches must
2025 necessarily be composed of elements different from his.
347 America has no shortage of wealth—indeed, no country surpasses its love of money or contempt for permanent equality. But wealth circulates with incredible speed; rarely do two generations fully enjoy it.
2026 348
2027 Now, from the moment that you divest the landowner of that interest in
2028 the preservation of his estate which he derives from association, from
2029 tradition, and from family pride, you may be certain that sooner or
2030 later he will dispose of it; for there is a strong pecuniary interest
2031 in favor of selling, as floating capital produces higher interest than
2032 real property, and is more readily available to gratify the passions of
2033 the moment.
349 In the early 1830s (noting that cities like Chicago and San Francisco had not yet emerged to exert influence), the Western states pushed democracy to its extreme. In these new settlements of the Mississippi valleys—states that barely existed a few years earlier—communities form from strangers who know nothing of each other's history. No family names, no vast wealth, no natural aristocracy of virtue holds sway.
2034 350
2035 Great landed estates which have once been divided never come together
2036 again; for the small proprietor draws from his land a better revenue,
2037 in proportion, than the large owner does from his, and of course he
2038 sells it at a higher rate. *b The calculations of gain, therefore,
2039 which decide the rich man to sell his domain will still more powerfully
2040 influence him against buying small estates to unite them into a large
2041 one.
351 Intellectual requirements show similar uniformity. No country has so few uneducated people and so few truly learned ones. Basic education is universal; higher education is nearly unattainable. Few Americans are wealthy enough to avoid professions, which begin at fifteen, ending studies just as ours begin. Learning becomes a business pursuit of immediate application. Most rich men were once poor; those with leisure lacked time for study in youth and desire in age. No class passes down intellectual taste with hereditary wealth. A middle standard of knowledge prevails—everyone converging on the same ideas about religion, science, government. Human capacities vary by God's design, but conditions subject them to identical treatment.
2042 352
2043 b
2044 [ I do not mean to say that the small proprietor cultivates his land
2045 better, but he cultivates it with more ardor and care; so that he makes
2046 up by his labor for his want of skill.]
353 > **Quote:** "The gifts of intellect proceed directly from God, and man cannot prevent their unequal distribution. But... although the capacities of men are widely different, as the Creator has doubtless intended they should be, they are submitted to the same method of treatment."
2047 354
355 America's aristocratic element, weak from birth, is now disabled and powerless. The democratic principle has become all-powerful. No family or corporate authority remains; even individual character rarely endures. This is an unprecedented social phenomenon—Americans are more equal in fortune, intellect, and strength than any people in history.
2048 356
2049 What is called family pride is often founded upon an illusion of
2050 self-love. A man wishes to perpetuate and immortalize himself, as it
2051 were, in his great-grandchildren. Where the esprit de famille ceases to
2052 act individual selfishness comes into play. When the idea of family
2053 becomes vague, indeterminate, and uncertain, a man thinks of his
2054 present convenience; he provides for the establishment of his
2055 succeeding generation, and no more. Either a man gives up the idea of
2056 perpetuating his family, or at any rate he seeks to accomplish it by
2057 other means than that of a landed estate. Thus not only does the law of
2058 partible inheritance render it difficult for families to preserve their
2059 ancestral domains entire, but it deprives them of the inclination to
2060 attempt it, and compels them in some measure to co-operate with the law
2061 in their own extinction.
357 **Political Consequences Of The Social Condition Of The Anglo-Americans**
2062 358
2063 The law of equal distribution proceeds by two methods: by acting upon
2064 things, it acts upon persons; by influencing persons, it affects
2065 things. By these means the law succeeds in striking at the root of
2066 landed property, and dispersing rapidly both families and fortunes. *c
359 Equality cannot remain confined; it must enter the political sphere. People equal in all other respects cannot remain unequal politically. From this social starting point, nations reach one of two outcomes: rights for all or rights for none. For societies at America's stage, no middle ground exists between popular sovereignty and absolute power.
2067 360
2068 c
2069 [ Land being the most stable kind of property, we find, from time to
2070 time, rich individuals who are disposed to make great sacrifices in
2071 order to obtain it, and who willingly forfeit a considerable part of
2072 their income to make sure of the rest. But these are accidental cases.
2073 The preference for landed property is no longer found habitually in any
2074 class but among the poor. The small landowner, who has less
2075 information, less imagination, and fewer passions than the great one,
2076 is generally occupied with the desire of increasing his estate: and it
2077 often happens that by inheritance, by marriage, or by the chances of
2078 trade, he is gradually furnished with the means. Thus, to balance the
2079 tendency which leads men to divide their estates, there exists another,
2080 which incites them to add to them. This tendency, which is sufficient
2081 to prevent estates from being divided ad infinitum, is not strong
2082 enough to create great territorial possessions, certainly not to keep
2083 them up in the same family.]
361 Two passions drive this: a manly and lawful passion for equality that rouses men to be powerful and honored, and a depraved taste for equality that impels the weak to lower the powerful to their own level.
2084 362
363 > **Quote:** "This passion tends to elevate the humble to the rank of the great; but there exists also in the human heart a depraved taste for equality, which impels the weak to attempt to lower the powerful to their own level, and reduces men to prefer equality in slavery to inequality with freedom."
2085 364
2086 Most certainly it is not for us Frenchmen of the nineteenth century,
2087 who daily witness the political and social changes which the law of
2088 partition is bringing to pass, to question its influence. It is
2089 perpetually conspicuous in our country, overthrowing the walls of our
2090 dwellings and removing the landmarks of our fields. But although it has
2091 produced great effects in France, much still remains for it to do. Our
2092 recollections, opinions, and habits present powerful obstacles to its
2093 progress.
365 Democratic nations love liberty instinctively, but equality is their idol. They will sacrifice everything for it, perishing rather than losing it. Yet when citizens are nearly equal, none can alone resist power's encroachments; only general union can protect freedom, and such union is difficult.
2094 366
2095 In the United States it has nearly completed its work of destruction,
2096 and there we can best study its results. The English laws concerning
2097 the transmission of property were abolished in almost all the States at
2098 the time of the Revolution. The law of entail was so modified as not to
2099 interrupt the free circulation of property. *d The first generation
2100 having passed away, estates began to be parcelled out, and the change
2101 became more and more rapid with the progress of time. At this moment,
2102 after a lapse of a little more than sixty years, the aspect of society
2103 is totally altered; the families of the great landed proprietors are
2104 almost all commingled with the general mass. In the State of New York,
2105 which formerly contained many of these, there are but two who still
2106 keep their heads above the stream, and they must shortly disappear. The
2107 sons of these opulent citizens are become merchants, lawyers, or
2108 physicians. Most of them have lapsed into obscurity. The last trace of
2109 hereditary ranks and distinctions is destroyed—the law of partition has
2110 reduced all to one level. [Footnote d: See Appendix, G.]
367 The Anglo-Americans alone have avoided absolute power. Their circumstances, origins, intelligence, and especially their moral character have established and maintained the sovereignty of the people.
2111 368
2112 I do not mean that there is any deficiency of wealthy individuals in
2113 the United States; I know of no country, indeed, where the love of
2114 money has taken stronger hold on the affections of men, and where the
2115 profounder contempt is expressed for the theory of the permanent
2116 equality of property. But wealth circulates with inconceivable
2117 rapidity, and experience shows that it is rare to find two succeeding
2118 generations in the full enjoyment of it.
2119
2120 This picture, which may perhaps be thought to be overcharged, still
2121 gives a very imperfect idea of what is taking place in the new States
2122 of the West and South-west. At the end of the last century a few bold
2123 adventurers began to penetrate into the valleys of the Mississippi, and
2124 the mass of the population very soon began to move in that direction:
2125 communities unheard of till then were seen to emerge from the wilds:
2126 States whose names were not in existence a few years before claimed
2127 their place in the American Union; and in the Western settlements we
2128 may behold democracy arrived at its utmost extreme. In these States,
2129 founded off-hand, and, as it were, by chance, the inhabitants are but
2130 of yesterday. Scarcely known to one another, the nearest neighbors are
2131 ignorant of each other’s history. In this part of the American
2132 continent, therefore, the population has not experienced the influence
2133 of great names and great wealth, nor even that of the natural
2134 aristocracy of knowledge and virtue. None are there to wield that
2135 respectable power which men willingly grant to the remembrance of a
2136 life spent in doing good before their eyes. The new States of the West
2137 are already inhabited, but society has no existence among them. *e
2138
2139 e
2140 [ This may have been true in 1832, but is not so in 1874, when great
2141 cities like Chicago and San Francisco have sprung up in the Western
2142 States. But as yet the Western States exert no powerful influence on
2143 American society.—-Translator’s Note.]
2144
2145
2146 It is not only the fortunes of men which are equal in America; even
2147 their requirements partake in some degree of the same uniformity. I do
2148 not believe that there is a country in the world where, in proportion
2149 to the population, there are so few uninstructed and at the same time
2150 so few learned individuals. Primary instruction is within the reach of
2151 everybody; superior instruction is scarcely to be obtained by any. This
2152 is not surprising; it is in fact the necessary consequence of what we
2153 have advanced above. Almost all the Americans are in easy
2154 circumstances, and can therefore obtain the first elements of human
2155 knowledge.
2156
2157 In America there are comparatively few who are rich enough to live
2158 without a profession. Every profession requires an apprenticeship,
2159 which limits the time of instruction to the early years of life. At
2160 fifteen they enter upon their calling, and thus their education ends at
2161 the age when ours begins. Whatever is done afterwards is with a view to
2162 some special and lucrative object; a science is taken up as a matter of
2163 business, and the only branch of it which is attended to is such as
2164 admits of an immediate practical application. In America most of the
2165 rich men were formerly poor; most of those who now enjoy leisure were
2166 absorbed in business during their youth; the consequence of which is,
2167 that when they might have had a taste for study they had no time for
2168 it, and when time is at their disposal they have no longer the
2169 inclination.
2170
2171 There is no class, then, in America, in which the taste for
2172 intellectual pleasures is transmitted with hereditary fortune and
2173 leisure, and by which the labors of the intellect are held in honor.
2174 Accordingly there is an equal want of the desire and the power of
2175 application to these objects.
2176
2177 A middle standard is fixed in America for human knowledge. All approach
2178 as near to it as they can; some as they rise, others as they descend.
2179 Of course, an immense multitude of persons are to be found who
2180 entertain the same number of ideas on religion, history, science,
2181 political economy, legislation, and government. The gifts of intellect
2182 proceed directly from God, and man cannot prevent their unequal
2183 distribution. But in consequence of the state of things which we have
2184 here represented it happens that, although the capacities of men are
2185 widely different, as the Creator has doubtless intended they should be,
2186 they are submitted to the same method of treatment.
2187
2188 In America the aristocratic element has always been feeble from its
2189 birth; and if at the present day it is not actually destroyed, it is at
2190 any rate so completely disabled that we can scarcely assign to it any
2191 degree of influence in the course of affairs. The democratic principle,
2192 on the contrary, has gained so much strength by time, by events, and by
2193 legislation, as to have become not only predominant but all-powerful.
2194 There is no family or corporate authority, and it is rare to find even
2195 the influence of individual character enjoy any durability.
2196
2197 America, then, exhibits in her social state a most extraordinary
2198 phenomenon. Men are there seen on a greater equality in point of
2199 fortune and intellect, or, in other words, more equal in their
2200 strength, than in any other country of the world, or in any age of
2201 which history has preserved the remembrance.
2202
2203 Political Consequences Of The Social Condition Of The Anglo-Americans
2204
2205 The political consequences of such a social condition as this are
2206 easily deducible. It is impossible to believe that equality will not
2207 eventually find its way into the political world as it does everywhere
2208 else. To conceive of men remaining forever unequal upon one single
2209 point, yet equal on all others, is impossible; they must come in the
2210 end to be equal upon all. Now I know of only two methods of
2211 establishing equality in the political world; every citizen must be put
2212 in possession of his rights, or rights must be granted to no one. For
2213 nations which are arrived at the same stage of social existence as the
2214 Anglo-Americans, it is therefore very difficult to discover a medium
2215 between the sovereignty of all and the absolute power of one man: and
2216 it would be vain to deny that the social condition which I have been
2217 describing is equally liable to each of these consequences.
2218
2219 There is, in fact, a manly and lawful passion for equality which
2220 excites men to wish all to be powerful and honored. This passion tends
2221 to elevate the humble to the rank of the great; but there exists also
2222 in the human heart a depraved taste for equality, which impels the weak
2223 to attempt to lower the powerful to their own level, and reduces men to
2224 prefer equality in slavery to inequality with freedom. Not that those
2225 nations whose social condition is democratic naturally despise liberty;
2226 on the contrary, they have an instinctive love of it. But liberty is
2227 not the chief and constant object of their desires; equality is their
2228 idol: they make rapid and sudden efforts to obtain liberty, and if they
2229 miss their aim resign themselves to their disappointment; but nothing
2230 can satisfy them except equality, and rather than lose it they resolve
2231 to perish.
2232
2233 On the other hand, in a State where the citizens are nearly on an
2234 equality, it becomes difficult for them to preserve their independence
2235 against the aggressions of power. No one among them being strong enough
2236 to engage in the struggle with advantage, nothing but a general
2237 combination can protect their liberty. And such a union is not always
2238 to be found.
2239
2240 From the same social position, then, nations may derive one or the
2241 other of two great political results; these results are extremely
2242 different from each other, but they may both proceed from the same
2243 cause.
2244
2245 The Anglo-Americans are the first nations who, having been exposed to
2246 this formidable alternative, have been happy enough to escape the
2247 dominion of absolute power. They have been allowed by their
2248 circumstances, their origin, their intelligence, and especially by
2249 their moral feeling, to establish and maintain the sovereignty of the
2250 people.
2251
2252
2253
2254
2255 369 ## Chapter IV: The Principle Of The Sovereignty Of The People In America
2256 370
371 The principle of popular sovereignty predominates over American society—in its colonial application, its revolutionary development, and its inevitable expansion toward universal suffrage.
2257 372
373 Whenever the political laws of the United States are to be discussed, we must begin with the doctrine of the sovereignty of the people. This principle, found at the bottom of nearly all human institutions, generally remains hidden—obeyed without being recognized, or if momentarily revealed, it is hastily cast back into the gloom of the sanctuary.
2258 374
375 > **Quote:** "The will of the nation” is one of those expressions which have been most profusely abused by the wily and the despotic of every age."
2259 376
2260 It predominates over the whole of society in America—Application made
2261 of this principle by the Americans even before their
2262 Revolution—Development given to it by that Revolution—Gradual and
2263 irresistible extension of the elective qualification.
377 In the eyes of some, this will is represented by the corrupt votes of a few government lackeys; to others, by a timid or self-interested minority. Some even claim to find it in the silence of a people, assuming submission establishes right to rule.
2264 378
2265 The Principle Of The Sovereignty Of The People In America
379 In America, the principle of sovereignty of the people is neither hollow nor hidden. Recognized by custom and proclaimed by law, it spreads freely and reaches its furthest conclusions unobstructed. If any country offers a fair test of this doctrine—where its application to social affairs and its risks and benefits can be studied—that country is America.
2266 380
2267 Whenever the political laws of the United States are to be discussed,
2268 it is with the doctrine of the sovereignty of the people that we must
2269 begin. The principle of the sovereignty of the people, which is to be
2270 found, more or less, at the bottom of almost all human institutions,
2271 generally remains concealed from view. It is obeyed without being
2272 recognized, or if for a moment it be brought to light, it is hastily
2273 cast back into the gloom of the sanctuary. “The will of the nation” is
2274 one of those expressions which have been most profusely abused by the
2275 wily and the despotic of every age. To the eyes of some it has been
2276 represented by the venal suffrages of a few of the satellites of power;
2277 to others by the votes of a timid or an interested minority; and some
2278 have even discovered it in the silence of a people, on the supposition
2279 that the fact of submission established the right of command.
381 I have already noted that from the beginning, popular sovereignty was the foundational principle of most British colonies, though its influence was limited. Two obstacles—one external, one internal—stalled its progress. It could not openly manifest in laws of colonies forced to obey the mother country, so it spread secretly, gaining ground in provincial assemblies and especially townships.
2280 382
2281 In America the principle of the sovereignty of the people is not either
2282 barren or concealed, as it is with some other nations; it is recognized
2283 by the customs and proclaimed by the laws; it spreads freely, and
2284 arrives without impediment at its most remote consequences. If there be
2285 a country in the world where the doctrine of the sovereignty of the
2286 people can be fairly appreciated, where it can be studied in its
2287 application to the affairs of society, and where its dangers and its
2288 advantages may be foreseen, that country is assuredly America.
383 American society was not yet ready to adopt the principle fully. The intellect of New England and the wealth south of the Hudson (as I showed in the preceding chapter) long maintained aristocratic influence, keeping authority in few hands. Public officials were not always elected, and voting rights were everywhere restricted by qualifications—very low in the North, more significant in the South.
2289 384
2290 I have already observed that, from their origin, the sovereignty of the
2291 people was the fundamental principle of the greater number of British
2292 colonies in America. It was far, however, from then exercising as much
2293 influence on the government of society as it now does. Two obstacles,
2294 the one external, the other internal, checked its invasive progress. It
2295 could not ostensibly disclose itself in the laws of colonies which were
2296 still constrained to obey the mother-country: it was therefore obliged
2297 to spread secretly, and to gain ground in the provincial assemblies,
2298 and especially in the townships.
385 > **Quote:** "The American revolution broke out, and the doctrine of the sovereignty of the people, which had been nurtured in the townships and municipalities, took possession of the State: every class was enlisted in its cause; battles were fought, and victories obtained for it, until it became the law of laws."
2299 386
2300 American society was not yet prepared to adopt it with all its
2301 consequences. The intelligence of New England, and the wealth of the
2302 country to the south of the Hudson (as I have shown in the preceding
2303 chapter), long exercised a sort of aristocratic influence, which tended
2304 to retain the exercise of social authority in the hands of a few. The
2305 public functionaries were not universally elected, and the citizens
2306 were not all of them electors. The electoral franchise was everywhere
2307 placed within certain limits, and made dependent on a certain
2308 qualification, which was exceedingly low in the North and more
2309 considerable in the South.
387 A similarly rapid change took place within society itself, where inheritance laws completed the elimination of local influences.
2310 388
2311 The American revolution broke out, and the doctrine of the sovereignty
2312 of the people, which had been nurtured in the townships and
2313 municipalities, took possession of the State: every class was enlisted
2314 in its cause; battles were fought, and victories obtained for it, until
2315 it became the law of laws.
389 As this result became obvious, the democratic cause won decisive victory. All power was in its hands; resistance was futile. The upper classes yielded without a murmur or struggle to an evil which was then inevitable. The typical fate of falling powers awaited them: members pursued their own interests; unable to wring power from the hands of a people they did not hate enough to brave, they sought favor at any price. Consequently, the most democratic laws were voted for by the very men whose interests they undermined. Thus, though the upper classes did not incite popular passions against their own status, they accelerated the new order's triumph. By a strange turn of events, democracy proved most irresistible where aristocracy had its strongest foothold. Maryland, founded by men of high rank, was first to proclaim universal suffrage and introduce the most democratic forms into its government.
2316 390
2317 A no less rapid change was effected in the interior of society, where
2318 the law of descent completed the abolition of local influences.
391 When a nation begins to modify voting requirements, it is easy to foresee that those requirements will eventually be abolished entirely.
2319 392
2320 At the very time when this consequence of the laws and of the
2321 revolution was apparent to every eye, victory was irrevocably
2322 pronounced in favor of the democratic cause. All power was, in fact, in
2323 its hands, and resistance was no longer possible. The higher orders
2324 submitted without a murmur and without a struggle to an evil which was
2325 thenceforth inevitable. The ordinary fate of falling powers awaited
2326 them; each of their several members followed his own interests; and as
2327 it was impossible to wring the power from the hands of a people which
2328 they did not detest sufficiently to brave, their only aim was to secure
2329 its good-will at any price. The most democratic laws were consequently
2330 voted by the very men whose interests they impaired; and thus, although
2331 the higher classes did not excite the passions of the people against
2332 their order, they accelerated the triumph of the new state of things;
2333 so that by a singular change the democratic impulse was found to be
2334 most irresistible in the very States where the aristocracy had the
2335 firmest hold. The State of Maryland, which had been founded by men of
2336 rank, was the first to proclaim universal suffrage, and to introduce
2337 the most democratic forms into the conduct of its government.
393 > **Quote:** "There is no more invariable rule in the history of society: the further electoral rights are extended, the greater is the need of extending them; for after each concession the strength of the democracy increases, and its demands increase with its strength."
2338 394
2339 When a nation modifies the elective qualification, it may easily be
2340 foreseen that sooner or later that qualification will be entirely
2341 abolished. There is no more invariable rule in the history of society:
2342 the further electoral rights are extended, the greater is the need of
2343 extending them; for after each concession the strength of the democracy
2344 increases, and its demands increase with its strength. The ambition of
2345 those who are below the appointed rate is irritated in exact proportion
2346 to the great number of those who are above it. The exception at last
2347 becomes the rule, concession follows concession, and no stop can be
2348 made short of universal suffrage.
395 The ambition of those below the threshold is provoked by the number above it. Eventually, the exception becomes the rule; concession follows concession, and only universal suffrage can stop the process.
2349 396
2350 At the present day the principle of the sovereignty of the people has
2351 acquired, in the United States, all the practical development which the
2352 imagination can conceive. It is unencumbered by those fictions which
2353 have been thrown over it in other countries, and it appears in every
2354 possible form according to the exigency of the occasion. Sometimes the
2355 laws are made by the people in a body, as at Athens; and sometimes its
2356 representatives, chosen by universal suffrage, transact business in its
2357 name, and almost under its immediate control.
397 Today, popular sovereignty has reached its fullest practical development in the United States. Free from legal fictions used to mask it elsewhere, it appears in every form circumstances require. Sometimes the people make laws collectively, as in ancient Athens; at other times, their representatives, chosen by universal suffrage, act in their name under direct supervision.
2358 398
2359 In some countries a power exists which, though it is in a degree
2360 foreign to the social body, directs it, and forces it to pursue a
2361 certain track. In others the ruling force is divided, being partly
2362 within and partly without the ranks of the people. But nothing of the
2363 kind is to be seen in the United States; there society governs itself
2364 for itself. All power centres in its bosom; and scarcely an individual
2365 is to be meet with who would venture to conceive, or, still less, to
2366 express, the idea of seeking it elsewhere. The nation participates in
2367 the making of its laws by the choice of its legislators, and in the
2368 execution of them by the choice of the agents of the executive
2369 government; it may almost be said to govern itself, so feeble and so
2370 restricted is the share left to the administration, so little do the
2371 authorities forget their popular origin and the power from which they
2372 emanate. *a [Footnote a: See Appendix, H.]
399 In some countries, power external to the social body directs and forces it along a path. In others, the ruling force is divided, residing partly within and partly outside the people. Nothing of the kind is seen in the United States;
2373 400
401 > **Quote:** "there society governs itself for itself. All power centres in its bosom; and scarcely an individual is to be meet with who would venture to conceive, or, still less, to express, the idea of seeking it elsewhere."
2374 402
403 The nation participates in making laws by choosing legislators and enforcing them by choosing executive agents. It can almost be said that the nation governs itself, so weak and restricted is the administration's role, and so rarely do those in authority forget their popular origins and the power from which they emanate. [See Appendix, H.]
2375 404
2376 405 ## Chapter V: Necessity Of Examining The Condition Of The States
2377 406
2378 ### Chapter V: Necessity Of Examining The Condition Of The States—Part I
2379 407
2380 408
2381 Necessity Of Examining The Condition Of The States Before That Of The
2382 Union At Large.
409 ### Chapter V: Necessity Of Examining The Condition Of The States—Part I
2383 410
2384 It is proposed to examine in the following chapter what is the form of
2385 government established in America on the principle of the sovereignty
2386 of the people; what are its resources, its hindrances, its advantages,
2387 and its dangers. The first difficulty which presents itself arises from
2388 the complex nature of the constitution of the United States, which
2389 consists of two distinct social structures, connected and, as it were,
2390 encased one within the other; two governments, completely separate and
2391 almost independent, the one fulfilling the ordinary duties and
2392 responding to the daily and indefinite calls of a community, the other
2393 circumscribed within certain limits, and only exercising an exceptional
2394 authority over the general interests of the country. In short, there
2395 are twenty-four small sovereign nations, whose agglomeration
2396 constitutes the body of the Union. To examine the Union before we have
2397 studied the States would be to adopt a method filled with obstacles.
2398 The form of the Federal Government of the United States was the last
2399 which was adopted; and it is in fact nothing more than a modification
2400 or a summary of those republican principles which were current in the
2401 whole community before it existed, and independently of its existence.
2402 Moreover, the Federal Government is, as I have just observed, the
2403 exception; the Government of the States is the rule. The author who
2404 should attempt to exhibit the picture as a whole before he had
2405 explained its details would necessarily fall into obscurity and
2406 repetition.
411 Necessity of examining the States before the Union. The United States Constitution consists of two distinct social structures connected and, in a sense, encased within one another: two completely separate and almost independent governments. One fulfills ordinary duties and responds to the daily, indefinite needs of a community; the other is restricted within certain limits and exercises only exceptional authority over the country's general interests. In short, there are twenty-four small sovereign nations whose collection forms the body of the Union. To examine the Union before studying the States would be a method fraught with obstacles. The federal government was the last adopted; it is nothing more than a modification of republican principles already current before the Union existed. The federal government is the exception, while the state governments are the rule. An author who attempts to present the picture as a whole before explaining its details would inevitably fall into obscurity and repetition.
2407 412
2408 The great political principles which govern American society at this
2409 day undoubtedly took their origin and their growth in the State. It is
2410 therefore necessary to become acquainted with the State in order to
2411 possess a clue to the remainder. The States which at present compose
2412 the American Union all present the same features, as far as regards the
2413 external aspect of their institutions. Their political or
2414 administrative existence is centred in three focuses of action, which
2415 may not inaptly be compared to the different nervous centres which
2416 convey motion to the human body. The township is the lowest in order,
2417 then the county, and lastly the State; and I propose to devote the
2418 following chapter to the examination of these three divisions.
413 The great political principles that govern American society today originated and grew within the State. The States that currently make up the American Union all share the same features regarding the external appearance of their institutions. Their political or administrative existence is centered in three hubs of action, which might be compared to different nervous centers that provide motion to the human body. The township is the lowest in order, followed by the county, and finally the State.
2419 414
2420 415 The American System Of Townships And Municipal Bodies
2421 416
2422 Why the Author begins the examination of the political institutions
2423 with the township—Its existence in all nations—Difficulty of
2424 establishing and preserving municipal independence—Its importance—Why
2425 the Author has selected the township system of New England as the main
2426 topic of his discussion.
417 Why the author begins with the township.
2427 418
2428 It is not undesignedly that I begin this subject with the Township. The
2429 village or township is the only association which is so perfectly
2430 natural that wherever a number of men are collected it seems to
2431 constitute itself.
419 > **Quote:** "The village or township is the only association which is so perfectly natural that wherever a number of men are collected it seems to constitute itself."
2432 420
2433 The town, or tithing, as the smallest division of a community, must
2434 necessarily exist in all nations, whatever their laws and customs may
2435 be: if man makes monarchies and establishes republics, the first
2436 association of mankind seems constituted by the hand of God. But
2437 although the existence of the township is coeval with that of man, its
2438 liberties are not the less rarely respected and easily destroyed. A
2439 nation is always able to establish great political assemblies, because
2440 it habitually contains a certain number of individuals fitted by their
2441 talents, if not by their habits, for the direction of affairs. The
2442 township is, on the contrary, composed of coarser materials, which are
2443 less easily fashioned by the legislator. The difficulties which attend
2444 the consolidation of its independence rather augment than diminish with
2445 the increasing enlightenment of the people. A highly civilized
2446 community spurns the attempts of a local independence, is disgusted at
2447 its numerous blunders, and is apt to despair of success before the
2448 experiment is completed. Again, no immunities are so ill protected from
2449 the encroachments of the supreme power as those of municipal bodies in
2450 general: they are unable to struggle, single-handed, against a strong
2451 or an enterprising government, and they cannot defend their cause with
2452 success unless it be identified with the customs of the nation and
2453 supported by public opinion. Thus until the independence of townships
2454 is amalgamated with the manners of a people it is easily destroyed, and
2455 it is only after a long existence in the laws that it can be thus
2456 amalgamated. Municipal freedom is not the fruit of human device; it is
2457 rarely created; but it is, as it were, secretly and spontaneously
2458 engendered in the midst of a semi-barbarous state of society. The
2459 constant action of the laws and the national habits, peculiar
2460 circumstances, and above all time, may consolidate it; but there is
2461 certainly no nation on the continent of Europe which has experienced
2462 its advantages. Nevertheless local assemblies of citizens constitute
2463 the strength of free nations. Town-meetings are to liberty what primary
2464 schools are to science; they bring it within the people’s reach, they
2465 teach men how to use and how to enjoy it. A nation may establish a
2466 system of free government, but without the spirit of municipal
2467 institutions it cannot have the spirit of liberty. The transient
2468 passions and the interests of an hour, or the chance of circumstances,
2469 may have created the external forms of independence; but the despotic
2470 tendency which has been repelled will, sooner or later, inevitably
2471 reappear on the surface.
421 The township must necessarily exist in all nations. While man creates monarchies and establishes republics, the first association of mankind seems formed by the hand of God. But although the township is as old as man, its liberties are rarely respected and easily destroyed. A nation can always establish great political assemblies, but the township is composed of coarser materials that are less easily fashioned by the legislator. The difficulties of solidifying its independence increase as the people become more enlightened. A highly civilized community often rejects local independence, disgusted by its frequent blunders.
2472 422
2473 In order to explain to the reader the general principles on which the
2474 political organization of the counties and townships of the United
2475 States rests, I have thought it expedient to choose one of the States
2476 of New England as an example, to examine the mechanism of its
2477 constitution, and then to cast a general glance over the country. The
2478 township and the county are not organized in the same manner in every
2479 part of the Union; it is, however, easy to perceive that the same
2480 principles have guided the formation of both of them throughout the
2481 Union. I am inclined to believe that these principles have been carried
2482 further in New England than elsewhere, and consequently that they offer
2483 greater facilities to the observations of a stranger. The institutions
2484 of New England form a complete and regular whole; they have received
2485 the sanction of time, they have the support of the laws, and the still
2486 stronger support of the manners of the community, over which they
2487 exercise the most prodigious influence; they consequently deserve our
2488 attention on every account.
423 Moreover, no rights are as poorly protected from central power as those of municipal bodies; they cannot struggle alone against a strong government and cannot successfully defend their cause unless it is woven into the nation's customs and supported by public opinion. Until township independence is blended with the habits of a people, it is easily destroyed; and it can only be so blended after existing in the law for a long time.
2489 424
2490 Limits Of The Township
425 > **Quote:** "Municipal freedom is not the fruit of human device; it is rarely created; but it is, as it were, secretly and spontaneously engendered in the midst of a semi-barbarous state of society."
2491 426
2492 The township of New England is a division which stands between the
2493 commune and the canton of France, and which corresponds in general to
2494 the English tithing, or town. Its average population is from two to
2495 three thousand; *a so that, on the one hand, the interests of its
2496 inhabitants are not likely to conflict, and, on the other, men capable
2497 of conducting its affairs are always to be found among its citizens.
427 It may be consolidated by laws, national habits, specific circumstances, and, above all, time; but no nation on the continent of Europe has yet experienced its full advantages. Nevertheless, local assemblies constitute the strength of free nations.
2498 428
2499 a
2500 [ In 1830 there were 305 townships in the State of Massachusetts, and
2501 610,014 inhabitants, which gives an average of about 2,000 inhabitants
2502 to each township.]
429 > **Quote:** "Town-meetings are to liberty what primary schools are to science; they bring it within the people's reach, they teach men how to use and how to enjoy it."
2503 430
431 A nation may establish a system of free government, but without the spirit of municipal institutions, it cannot have the spirit of liberty.
2504 432
2505 Authorities Of The Township In New England
433 > **Quote:** "The transient passions and the interests of an hour, or the chance of circumstances, may have created the external forms of independence; but the despotic tendency which has been repelled will, sooner or later, inevitably reappear on the surface."
2506 434
2507 The people the source of all power here as elsewhere—Manages its own
2508 affairs—No corporation—The greater part of the authority vested in the
2509 hands of the Selectmen—How the Selectmen act—Town-meeting—Enumeration
2510 of the public officers of the township—Obligatory and remunerated
2511 functions.
435 To explain the general principles of political organization in the counties and townships of the United States, I have chosen to use one of the New England States as an example, examining the mechanics of its constitution before taking a broader look. Townships are not organized identically in every part of the Union, but the same principles guided their formation throughout the country. These principles have been taken further in New England than elsewhere and therefore offer a better opportunity for an outsider to observe them. The institutions of New England form a complete and logical whole; they have the sanction of time, the support of the law, and the even stronger support of community customs.
2512 436
2513 In the township, as well as everywhere else, the people is the only
2514 source of power; but in no stage of government does the body of
2515 citizens exercise a more immediate influence. In America the people is
2516 a master whose exigencies demand obedience to the utmost limits of
2517 possibility.
437 Limits Of The Township
2518 438
2519 In New England the majority acts by representatives in the conduct of
2520 the public business of the State; but if such an arrangement be
2521 necessary in general affairs, in the townships, where the legislative
2522 and administrative action of the government is in more immediate
2523 contact with the subject, the system of representation is not adopted.
2524 There is no corporation; but the body of electors, after having
2525 designated its magistrates, directs them in everything that exceeds the
2526 simple and ordinary executive business of the State. *b
439 The New England township generally corresponds to the English town or district. Its average population is between two and three thousand (in 1830, for example, there were 305 townships in Massachusetts with a total of 610,014 inhabitants, averaging about 2,000 residents per township). This size ensures that the interests of its inhabitants are unlikely to conflict while also ensuring that capable men can always be found among its citizens to manage its affairs.
2527 440
2528 b
2529 [ The same rules are not applicable to the great towns, which generally
2530 have a mayor, and a corporation divided into two bodies; this, however,
2531 is an exception which requires the sanction of a law.—See the Act of
2532 February 22, 1822, for appointing the authorities of the city of
2533 Boston. It frequently happens that small towns as well as cities are
2534 subject to a peculiar administration. In 1832, 104 townships in the
2535 State of New York were governed in this manner.—Williams’ Register.]
441 Authorities Of The Township In New England
2536 442
2537 443
2538 This state of things is so contrary to our ideas, and so different from
2539 our customs, that it is necessary for me to adduce some examples to
2540 explain it thoroughly.
444 In the township, as everywhere else, the people are the only source of power; but in no other stage of government do citizens exercise a more direct influence. In America, the people are a master whose demands require obedience to the furthest extent possible.
2541 445
2542 The public duties in the township are extremely numerous and minutely
2543 divided, as we shall see further on; but the larger proportion of
2544 administrative power is vested in the hands of a small number of
2545 individuals, called “the Selectmen.” *c The general laws of the State
2546 impose a certain number of obligations on the selectmen, which they may
2547 fulfil without the authorization of the body they represent, but which
2548 they can only neglect on their own responsibility. The law of the State
2549 obliges them, for instance, to draw up the list of electors in their
2550 townships; and if they omit this part of their functions, they are
2551 guilty of a misdemeanor. In all the affairs, however, which are
2552 determined by the town-meeting, the selectmen are the organs of the
2553 popular mandate, as in France the Maire executes the decree of the
2554 municipal council. They usually act upon their own responsibility, and
2555 merely put in practice principles which have been previously recognized
2556 by the majority. But if any change is to be introduced in the existing
2557 state of things, or if they wish to undertake any new enterprise, they
2558 are obliged to refer to the source of their power. If, for instance, a
2559 school is to be established, the selectmen convoke the whole body of
2560 the electors on a certain day at an appointed place; they explain the
2561 urgency of the case; they give their opinion on the means of satisfying
2562 it, on the probable expense, and the site which seems to be most
2563 favorable. The meeting is consulted on these several points; it adopts
2564 the principle, marks out the site, votes the rate, and confides the
2565 execution of its resolution to the selectmen.
446 In New England, the majority acts through representatives in state public business, but the system of representation is not used in the townships, where legislative and administrative actions are in more immediate contact with the people. There is no corporate council; instead, the body of electors, after choosing its magistrates, directs them in everything beyond simple, everyday executive business. This state of affairs is so contrary to our ideas that I must provide examples.
2566 447
2567 c
2568 [ Three selectmen are appointed in the small townships, and nine in the
2569 large ones. See “The Town-Officer,” p. 186. See also the principal laws
2570 of the State of Massachusetts relative to the selectmen:
448 Public duties in the township are extremely numerous and minutely divided, but the bulk of administrative power is held by a small number of individuals called "the Selectmen." The general laws of the State impose certain obligations on the selectmen, which they may fulfill without specific authorization, but which they can only neglect at their own risk. For example, state law requires them to draw up the list of voters; if they fail, they are guilty of a misdemeanor. However, in all matters decided by the town meeting, the selectmen are agents of the popular will, much like a mayor in France executes the decrees of a municipal council. They usually act on their own responsibility, simply putting into practice principles already recognized by the majority. But if a change is to be introduced, they must return to the source of their power. If a school needs to be established, the selectmen call a meeting of all the electors. They explain the urgency, offer their opinion, estimate the cost, and suggest the best location. The meeting adopts the principle, selects the site, votes on the tax rate, and entrusts execution to the selectmen.
2571 449
450 The selectmen alone have the right to call a town meeting, but they can be required to do so. If ten citizens wish to submit a new proposal, they can demand a general assembly. The selectmen are obliged to comply, though they only have the right to preside.
2572 451
2573 Act of February 20, 1786, vol. i. p. 219; February 24, 1796, vol. i. p.
2574 488; March 7, 1801, vol. ii. p. 45; June 16, 1795, vol. i. p. 475;
2575 March 12, 1808, vol. ii. p. 186; February 28, 1787, vol. i. p. 302;
2576 June 22, 1797, vol. i. p. 539.]
452 The selectmen are elected annually in April or May. At the same time, the town meeting chooses several other municipal magistrates. Assessors determine tax rates; collectors receive payments. A constable maintains order and ensures laws are executed. The town clerk records all votes, orders, grants, births, deaths, and marriages. The treasurer holds the funds, and the overseer of the poor supervises laws for the poor. Committee members oversee schools, and road surveyors maintain roads, completing the list of primary officials. These roles are further subdivided; among the municipal officers are parish commissioners who audit religious expenses, various inspectors (some of whom direct citizens during fires), tithing-men, listers, haywards, chimney viewers, fence viewers to maintain property boundaries, timber measurers, and sealers of weights and measures.
2577 453
2578 The selectmen have alone the right of calling a town-meeting, but they
2579 may be requested to do so: if ten citizens are desirous of submitting a
2580 new project to the assent of the township, they may demand a general
2581 convocation of the inhabitants; the selectmen are obliged to comply,
2582 but they have only the right of presiding at the meeting. *d
454 There are nineteen principal officers in a township. Every inhabitant is required, under threat of a fine, to take on these roles; however, almost all are paid, so poorer citizens can give up their time without financial loss. Generally, the American system does not grant fixed salaries to its officials. Every service has a price, and they are paid in proportion to the work they have done.
2583 455
2584 d
2585 [ See Laws of Massachusetts, vol. i. p. 150, Act of March 25, 1786.]
2586
2587
2588 The selectmen are elected every year in the month of April or of May.
2589 The town-meeting chooses at the same time a number of other municipal
2590 magistrates, who are entrusted with important administrative functions.
2591 The assessors rate the township; the collectors receive the rate. A
2592 constable is appointed to keep the peace, to watch the streets, and to
2593 forward the execution of the laws; the town-clerk records all the town
2594 votes, orders, grants, births, deaths, and marriages; the treasurer
2595 keeps the funds; the overseer of the poor performs the difficult task
2596 of superintending the action of the poor-laws; committee-men are
2597 appointed to attend to the schools and to public instruction; and the
2598 road-surveyors, who take care of the greater and lesser thoroughfares
2599 of the township, complete the list of the principal functionaries. They
2600 are, however, still further subdivided; and amongst the municipal
2601 officers are to be found parish commissioners, who audit the expenses
2602 of public worship; different classes of inspectors, some of whom are to
2603 direct the citizens in case of fire; tithing-men, listers, haywards,
2604 chimney-viewers, fence-viewers to maintain the bounds of property,
2605 timber-measurers, and sealers of weights and measures. *e
2606
2607 e
2608 [ All these magistrates actually exist; their different functions are
2609 all detailed in a book called “The Town-Officer,” by Isaac Goodwin,
2610 Worcester, 1827; and in the “Collection of the General Laws of
2611 Massachusetts,” 3 vols., Boston, 1823.]
2612
2613
2614 There are nineteen principal officers in a township. Every inhabitant
2615 is constrained, on the pain of being fined, to undertake these
2616 different functions; which, however, are almost all paid, in order that
2617 the poorer citizens may be able to give up their time without loss. In
2618 general the American system is not to grant a fixed salary to its
2619 functionaries. Every service has its price, and they are remunerated in
2620 proportion to what they have done.
2621
2622 456 Existence Of The Township
2623 457
2624 Every one the best judge of his own interest—Corollary of the principle
2625 of the sovereignty of the people—Application of those doctrines in the
2626 townships of America—The township of New England is sovereign in all
2627 that concerns itself alone: subject to the State in all other
2628 matters—Bond of the township and the State—In France the Government
2629 lends its agent to the Commune—In America the reverse occurs.
458 I have already noted that the principle of the sovereignty of the people governs the entire Anglo-American political system. In nations where popular sovereignty is recognized, every individual possesses an equal share of power. Therefore, every individual is assumed to be as well-informed, as virtuous, and as capable as any of their fellow citizens. If he be a subject in all that concerns the mutual relations of citizens, he is free and responsible to God alone for all that concerns himself. This leads to the maxim that everyone is the best and only judge of their own private interest, and that society has no right to control a man's actions unless they harm the common good. This doctrine is universally accepted in the United States.
2630 459
2631 I have already observed that the principle of the sovereignty of the
2632 people governs the whole political system of the Anglo-Americans. Every
2633 page of this book will afford new instances of the same doctrine. In
2634 the nations by which the sovereignty of the people is recognized every
2635 individual possesses an equal share of power, and participates alike in
2636 the government of the State. Every individual is, therefore, supposed
2637 to be as well informed, as virtuous, and as strong as any of his
2638 fellow-citizens. He obeys the government, not because he is inferior to
2639 the authorities which conduct it, or that he is less capable than his
2640 neighbor of governing himself, but because he acknowledges the utility
2641 of an association with his fellow-men, and because he knows that no
2642 such association can exist without a regulating force. If he be a
2643 subject in all that concerns the mutual relations of citizens, he is
2644 free and responsible to God alone for all that concerns himself. Hence
2645 arises the maxim that every one is the best and the sole judge of his
2646 own private interest, and that society has no right to control a man’s
2647 actions, unless they are prejudicial to the common weal, or unless the
2648 common weal demands his co-operation. This doctrine is universally
2649 admitted in the United States. I shall hereafter examine the general
2650 influence which it exercises on the ordinary actions of life; I am now
2651 speaking of the nature of municipal bodies.
460 The township, as a whole and in relation to the national government, can be viewed as an individual to whom this theory applies. Municipal independence is therefore a natural consequence of the principle of sovereignty of the people. All American republics recognize this, but circumstances have especially favored its growth in New England. In this part of the Union, the impulse for political activity began in the townships; it could almost be said that each originally formed an independent nation. When the Kings of England asserted their supremacy, they were content to take the central power of the State. The New England townships remained as they were; although they are now subject to the State, they were initially hardly dependent on it. It is important to remember that they have not been invested with privileges, but that they have, on the contrary, forfeited a portion of their independence to the State.
2652 461
2653 The township, taken as a whole, and in relation to the government of
2654 the country, may be looked upon as an individual to whom the theory I
2655 have just alluded to is applied. Municipal independence is therefore a
2656 natural consequence of the principle of the sovereignty of the people
2657 in the United States: all the American republics recognize it more or
2658 less; but circumstances have peculiarly favored its growth in New
2659 England.
462 The townships are subordinate to the State only in those interests I call "social," as they are shared by all citizens. They are independent in everything that concerns only themselves; among New Englanders, I believe not a man can be found who would admit that the State has any right to interfere in their local interests. New England towns buy and sell, sue and are sued, and increase or decrease their tax rates without the slightest opposition from the State's administrative authorities.
2660 463
2661 In this part of the Union the impulsion of political activity was given
2662 in the townships; and it may almost be said that each of them
2663 originally formed an independent nation. When the Kings of England
2664 asserted their supremacy, they were contented to assume the central
2665 power of the State. The townships of New England remained as they were
2666 before; and although they are now subject to the State, they were at
2667 first scarcely dependent upon it. It is important to remember that they
2668 have not been invested with privileges, but that they have, on the
2669 contrary, forfeited a portion of their independence to the State. The
2670 townships are only subordinate to the State in those interests which I
2671 shall term social, as they are common to all the citizens. They are
2672 independent in all that concerns themselves; and amongst the
2673 inhabitants of New England I believe that not a man is to be found who
2674 would acknowledge that the State has any right to interfere in their
2675 local interests. The towns of New England buy and sell, sue or are
2676 sued, augment or diminish their rates, without the slightest opposition
2677 on the part of the administrative authority of the State.
464 However, they are required to comply with the needs of the community. If the State needs money, a town can neither give nor withhold the funds. If the State plans a road, the township cannot refuse to let it cross its territory. If the State makes a police regulation, the town must enforce it. A uniform system of education is organized across the country, and every town is required to establish the schools mandated by law. Strict as this obligation is, the State government imposes it only in principle; in execution, the township regains all its independent rights. Taxes are voted on by the State, but they are levied and collected by the township. A school is mandatory, but the township builds, funds, and supervises it. In France, the State collector receives local taxes; in America, the town collector receives the State's taxes. Thus, the French government lends its agents to the commune; in America, the township acts as the agent of the government. This fact alone illustrates the extent of the differences between the two nations.
2678 465
2679 They are bound, however, to comply with the demands of the community.
2680 If the State is in need of money, a town can neither give nor withhold
2681 the supplies. If the State projects a road, the township cannot refuse
2682 to let it cross its territory; if a police regulation is made by the
2683 State, it must be enforced by the town. A uniform system of instruction
2684 is organized all over the country, and every town is bound to establish
2685 the schools which the law ordains. In speaking of the administration of
2686 the United States I shall have occasion to point out the means by which
2687 the townships are compelled to obey in these different cases: I here
2688 merely show the existence of the obligation. Strict as this obligation
2689 is, the government of the State imposes it in principle only, and in
2690 its performance the township resumes all its independent rights. Thus,
2691 taxes are voted by the State, but they are levied and collected by the
2692 township; the existence of a school is obligatory, but the township
2693 builds, pays, and superintends it. In France the State-collector
2694 receives the local imposts; in America the town-collector receives the
2695 taxes of the State. Thus the French Government lends its agents to the
2696 commune; in America the township is the agent of the Government. This
2697 fact alone shows the extent of the differences which exist between the
2698 two nations.
2699
2700 466 Public Spirit Of The Townships Of New England
2701 467
2702 How the township of New England wins the affections of its
2703 inhabitants—Difficulty of creating local public spirit in Europe—The
2704 rights and duties of the American township favorable to
2705 it—Characteristics of home in the United States—Manifestations of
2706 public spirit in New England—Its happy effects.
468 In America, municipal bodies not only exist but are sustained by public spirit. The New England township possesses two advantages that inevitably capture human interest: independence and authority. Its sphere is indeed small, but within that sphere, its action is unrestricted. This independence gives it a real importance that its size might not otherwise guarantee.
2707 469
2708 In America, not only do municipal bodies exist, but they are kept alive
2709 and supported by public spirit. The township of New England possesses
2710 two advantages which infallibly secure the attentive interest of
2711 mankind, namely, independence and authority. Its sphere is indeed small
2712 and limited, but within that sphere its action is unrestrained; and its
2713 independence gives to it a real importance which its extent and
2714 population may not always ensure.
470 It should be remembered that human attachments generally align with authority. Patriotism does not last in a conquered nation. A New Englander is attached to his township not only because he was born there, but because it is a social body of which he is a member—a government that requires and deserves the exercise of his judgment. In Europe, the lack of local public spirit is a frequent regret for those in power; everyone agrees that there is no sure guarantee of order and stability, yet nothing is harder to create. If municipal bodies were made powerful and independent, national authorities might become fragmented and the country's peace endangered.
2715 471
2716 It is to be remembered that the affections of men generally lie on the
2717 side of authority. Patriotism is not durable in a conquered nation. The
2718 New Englander is attached to his township, not only because he was born
2719 in it, but because it constitutes a social body of which he is a
2720 member, and whose government claims and deserves the exercise of his
2721 sagacity. In Europe the absence of local public spirit is a frequent
2722 subject of regret to those who are in power; everyone agrees that there
2723 is no surer guarantee of order and tranquility, and yet nothing is more
2724 difficult to create. If the municipal bodies were made powerful and
2725 independent, the authorities of the nation might be disunited and the
2726 peace of the country endangered. Yet, without power and independence, a
2727 town may contain good subjects, but it can have no active citizens.
2728 Another important fact is that the township of New England is so
2729 constituted as to excite the warmest of human affections, without
2730 arousing the ambitious passions of the heart of man. The officers of
2731 the country are not elected, and their authority is very limited. Even
2732 the State is only a second-rate community, whose tranquil and obscure
2733 administration offers no inducement sufficient to draw men away from
2734 the circle of their interests into the turmoil of public affairs. The
2735 federal government confers power and honor on the men who conduct it;
2736 but these individuals can never be very numerous. The high station of
2737 the Presidency can only be reached at an advanced period of life, and
2738 the other federal functionaries are generally men who have been favored
2739 by fortune, or distinguished in some other career. Such cannot be the
2740 permanent aim of the ambitious. But the township serves as a centre for
2741 the desire of public esteem, the want of exciting interests, and the
2742 taste for authority and popularity, in the midst of the ordinary
2743 relations of life; and the passions which commonly embroil society
2744 change their character when they find a vent so near the domestic
2745 hearth and the family circle.
472 > **Quote:** "Yet, without power and independence, a town may contain good subjects, but it can have no active citizens."
2746 473
2747 In the American States power has been disseminated with admirable skill
2748 for the purpose of interesting the greatest possible number of persons
2749 in the common weal. Independently of the electors who are from time to
2750 time called into action, the body politic is divided into innumerable
2751 functionaries and officers, who all, in their several spheres,
2752 represent the same powerful whole in whose name they act. The local
2753 administration thus affords an unfailing source of profit and interest
2754 to a vast number of individuals.
474 Another important fact is that the New England township is structured to excite the warmest human affections without stirring up the ambitious passions of the heart. Local officers are not elected to high office, and their authority is very limited. The state is only a second-rate community, whose administration offers little incentive to draw men away from their personal interests. The federal government provides power and honor, but these individuals can never be very numerous. Instead, the township serves as a center for the desire for public esteem, the need for exciting interests, and the taste for authority within the ordinary relations of life.
2755 475
2756 The American system, which divides the local authority among so many
2757 citizens, does not scruple to multiply the functions of the town
2758 officers. For in the United States it is believed, and with truth, that
2759 patriotism is a kind of devotion which is strengthened by ritual
2760 observance. In this manner the activity of the township is continually
2761 perceptible; it is daily manifested in the fulfilment of a duty or the
2762 exercise of a right, and a constant though gentle motion is thus kept
2763 up in society which animates without disturbing it.
476 > **Quote:** "the passions which commonly embroil society change their character when they find a vent so near the domestic hearth and the family circle."
2764 477
2765 The American attaches himself to his home as the mountaineer clings to
2766 his hills, because the characteristic features of his country are there
2767 more distinctly marked than elsewhere. The existence of the townships
2768 of New England is in general a happy one. Their government is suited to
2769 their tastes, and chosen by themselves. In the midst of the profound
2770 peace and general comfort which reign in America the commotions of
2771 municipal discord are unfrequent. The conduct of local business is
2772 easy. The political education of the people has long been complete; say
2773 rather that it was complete when the people first set foot upon the
2774 soil. In New England no tradition exists of a distinction of ranks; no
2775 portion of the community is tempted to oppress the remainder; and the
2776 abuses which may injure isolated individuals are forgotten in the
2777 general contentment which prevails. If the government is defective (and
2778 it would no doubt be easy to point out its deficiencies), the fact that
2779 it really emanates from those it governs, and that it acts, either ill
2780 or well, casts the protecting spell of a parental pride over its
2781 faults. No term of comparison disturbs the satisfaction of the citizen:
2782 England formerly governed the mass of the colonies, but the people was
2783 always sovereign in the township where its rule is not only an ancient
2784 but a primitive state.
478 In the American States, power has been distributed with admirable skill to interest the greatest possible number of people in the public welfare. Independent of voters called upon from time to time, the body politic is divided among countless officials who all represent the same powerful whole. Local administration thus provides a constant source of purpose and interest to a vast number of individuals.
2785 479
2786 The native of New England is attached to his township because it is
2787 independent and free: his co-operation in its affairs ensures his
2788 attachment to its interest; the well-being it affords him secures his
2789 affection; and its welfare is the aim of his ambition and of his future
2790 exertions: he takes a part in every occurrence in the place; he
2791 practises the art of government in the small sphere within his reach;
2792 he accustoms himself to those forms which can alone ensure the steady
2793 progress of liberty; he imbibes their spirit; he acquires a taste for
2794 order, comprehends the union or the balance of powers, and collects
2795 clear practical notions on the nature of his duties and the extent of
2796 his rights.
480 The American system does not hesitate to increase the number of town officers. In the United States, it is believed—and rightly so—that patriotism is a form of devotion strengthened by regular participation.
2797 481
2798 The Counties Of New England
482 > **Quote:** "patriotism is a kind of devotion which is strengthened by ritual observance."
2799 483
2800 The division of the countries in America has considerable analogy with
2801 that of the arrondissements of France. The limits of the counties are
2802 arbitrarily laid down, and the various districts which they contain
2803 have no necessary connection, no common tradition or natural sympathy;
2804 their object is simply to facilitate the administration of justice.
484 In this way, the activity of the township is always noticeable; it is manifested daily in the fulfillment of a duty or the exercise of a right. A constant but gentle motion is thus maintained in society, animating it without causing disturbance.
2805 485
2806 The extent of the township was too small to contain a system of
2807 judicial institutions; each county has, however, a court of justice, *f
2808 a sheriff to execute its decrees, and a prison for criminals. There are
2809 certain wants which are felt alike by all the townships of a county; it
2810 is therefore natural that they should be satisfied by a central
2811 authority. In the State of Massachusetts this authority is vested in
2812 the hands of several magistrates, who are appointed by the Governor of
2813 the State, with the advice *g of his council. *h The officers of the
2814 county have only a limited and occasional authority, which is
2815 applicable to certain predetermined cases. The State and the townships
2816 possess all the power requisite to conduct public business. The budget
2817 of the county is drawn up by its officers, and is voted by the
2818 legislature, but there is no assembly which directly or indirectly
2819 represents the county. It has, therefore, properly speaking, no
2820 political existence.
486 The American attaches himself to his home as a mountaineer clings to his hills, because the defining features of his country are more clearly marked there than anywhere else. Life in the New England townships is generally happy. Their government suits their tastes and is chosen by them. Amidst profound peace and general comfort, local conflict is rare. Managing local business is easy. The political education of the people was complete the moment they first set foot on this soil. In New England, there is no tradition of social ranks, and any abuses are forgotten in general contentment. Even if the government is flawed, the fact that it truly originates from those it governs casts the protective spell of parental pride over its faults. No outside comparison disturbs the citizen's satisfaction: England once governed the colonies, but the people were always sovereign in the township, where their rule is not just an ancient state, but a fundamental one.
2821 487
2822 f
2823 [ See the Act of February 14, 1821, Laws of Massachusetts, vol. i. p.
2824 551.]
488 The New England native is attached to his township because it is independent and free. His participation ensures his attachment; the well-being it provides secures his affection; and its welfare is the goal of his ambition. He takes part in every local occurrence, practicing the art of government in the small sphere available to him.
2825 489
490 > **Quote:** "he takes a part in every occurrence in the place; he practises the art of government in the small sphere within his reach; he accustoms himself to those forms which can alone ensure the steady progress of liberty; he imbibes their spirit; he acquires a taste for order, comprehends the union or the balance of powers, and collects clear practical notions on the nature of his duties and the extent of his rights."
2826 491
2827 g
2828 [ See the Act of February 20, 1819, Laws of Massachusetts, vol. ii. p.
2829 494.]
492 The Counties Of New England
2830 493
494 The division of counties in America is quite similar to the *arrondissements* in France. County boundaries are set arbitrarily, and the various districts they contain have no necessary connection, common tradition, or natural sympathy; their purpose is simply to facilitate the administration of justice.
2831 495
2832 h
2833 [ The council of the Governor is an elective body.] A twofold tendency
2834 may be discerned in the American constitutions, which impels the
2835 legislator to centralize the legislative and to disperse the executive
2836 power. The township of New England has in itself an indestructible
2837 element of independence; and this distinct existence could only be
2838 fictitiously introduced into the county, where its utility has not been
2839 felt. But all the townships united have but one representation, which
2840 is the State, the centre of the national authority: beyond the action
2841 of the township and that of the nation, nothing can be said to exist
2842 but the influence of individual exertion.
496 The township was too small to host a full judicial system; however, each county has a court of justice, a sheriff to carry out its decrees, and a prison for criminals. Certain needs are shared by all the townships in a county, so it is natural for a central authority to address them. In Massachusetts, this authority is held by several magistrates appointed by the Governor with the advice of his council. These county officers have only limited and occasional authority, applicable to specific, predetermined cases. The State and the townships possess all power necessary to conduct public business. The county budget is prepared by its officers and voted on by the legislature, but there is no assembly that represents the county. Strictly speaking, it has no political existence.
2843 497
498 A dual tendency can be seen in American constitutions: a drive for the legislator to centralize legislative power while dispersing executive power. The New England township has an inherent, indestructible independence. This distinct existence could only be artificially introduced into the county, where its usefulness has not been felt. All the townships united have only one representative body, which is the State—the center of national authority. Beyond the actions of the township and the nation, nothing exists but the influence of individual effort.
2844 499
2845 500 Administration In New England
2846 501
2847 Administration not perceived in America—Why?—The Europeans believe that
2848 liberty is promoted by depriving the social authority of some of its
2849 rights; the Americans, by dividing its exercise—Almost all the
2850 administration confined to the township, and divided amongst the
2851 town-officers—No trace of an administrative body to be perceived,
2852 either in the township or above it—The reason of this—How it happens
2853 that the administration of the State is uniform—Who is empowered to
2854 enforce the obedience of the township and the county to the law—The
2855 introduction of judicial power into the administration—Consequence of
2856 the extension of the elective principle to all functionaries—The
2857 Justice of the Peace in New England—By whom appointed—County officer:
2858 ensures the administration of the townships—Court of Sessions—Its
2859 action—Right of inspection and indictment disseminated like the other
2860 administrative functions—Informers encouraged by the division of fines.
502 Nothing is more striking to a European traveler in the United States than the absence of what we call "the Government" or "the Administration." Written laws exist in America, and one sees them executed daily; yet although everything is in motion, the hand that moves the social machinery is nowhere to be found. Nevertheless, all communities must secure their existence by submitting to a certain measure of authority. Without it, they fall into anarchy.
2861 503
2862 Nothing is more striking to an European traveller in the United States
2863 than the absence of what we term the Government, or the Administration.
2864 Written laws exist in America, and one sees that they are daily
2865 executed; but although everything is in motion, the hand which gives
2866 the impulse to the social machine can nowhere be discovered.
2867 Nevertheless, as all peoples are obliged to have recourse to certain
2868 grammatical forms, which are the foundation of human language, in order
2869 to express their thoughts; so all communities are obliged to secure
2870 their existence by submitting to a certain dose of authority, without
2871 which they fall a prey to anarchy. This authority may be distributed in
2872 several ways, but it must always exist somewhere.
504 There are two ways to reduce the force of authority in a nation. The first is to weaken the supreme power in its very principle by preventing society from defending itself. In Europe, weakening authority in this way is generally called laying the foundations of freedom. The second method does not involve stripping society of its rights, but rather distributing the exercise of its powers among many hands and increasing the number of officials, giving each the specific power necessary to do his duty. Some nations might be led to anarchy by this distribution, but the method itself is not anarchic.
2873 505
2874 There are two methods of diminishing the force of authority in a
2875 nation: The first is to weaken the supreme power in its very principle,
2876 by forbidding or preventing society from acting in its own defence
2877 under certain circumstances. To weaken authority in this manner is what
2878 is generally termed in Europe to lay the foundations of freedom. The
2879 second manner of diminishing the influence of authority does not
2880 consist in stripping society of any of its rights, nor in paralyzing
2881 its efforts, but in distributing the exercise of its privileges in
2882 various hands, and in multiplying functionaries, to each of whom the
2883 degree of power necessary for him to perform his duty is entrusted.
2884 There may be nations whom this distribution of social powers might lead
2885 to anarchy; but in itself it is not anarchical. The action of authority
2886 is indeed thus rendered less irresistible and less perilous, but it is
2887 not totally suppressed.
506 The American Revolution resulted from a mature desire for freedom, not a craving for anarchy; its course was marked by an attachment to law and order. In the United States, it was never assumed that a citizen of a free country has the right to do whatever he wants. Instead, more social obligations were imposed on him there than anywhere else. No one ever thought of contesting the rights of society. Rather, the exercise of authority was divided so that the office might be powerful but the officer insignificant, and that the community should be at once regulated and free.
2888 507
2889 The revolution of the United States was the result of a mature and
2890 dignified taste for freedom, and not of a vague or ill-defined craving
2891 for independence. It contracted no alliance with the turbulent passions
2892 of anarchy; but its course was marked, on the contrary, by an
2893 attachment to whatever was lawful and orderly.
508 > **Quote:** "In no country in the world does the law hold so absolute a language as in America, and in no country is the right of applying it vested in so many hands."
2894 509
2895 It was never assumed in the United States that the citizen of a free
2896 country has a right to do whatever he pleases; on the contrary, social
2897 obligations were there imposed upon him more various than anywhere
2898 else. No idea was ever entertained of attacking the principles or of
2899 contesting the rights of society; but the exercise of its authority was
2900 divided, to the end that the office might be powerful and the officer
2901 insignificant, and that the community should be at once regulated and
2902 free. In no country in the world does the law hold so absolute a
2903 language as in America, and in no country is the right of applying it
2904 vested in so many hands. The administrative power in the United States
2905 presents nothing either central or hierarchical in its constitution,
2906 which accounts for its passing, unperceived. The power exists, but its
2907 representative is not to be perceived.
510 In no country does the law speak as absolutely as in America, and in no country is the right to apply it held by so many people. The administrative power in the United States is neither centralized nor hierarchical, which explains why it often goes unnoticed.
2908 511
2909 We have already seen that the independent townships of New England
2910 protect their own private interests; and the municipal magistrates are
2911 the persons to whom the execution of the laws of the State is most
2912 frequently entrusted. *i Besides the general laws, the State sometimes
2913 passes general police regulations; but more commonly the townships and
2914 town officers, conjointly with justices of the peace, regulate the
2915 minor details of social life, according to the necessities of the
2916 different localities, and promulgate such enactments as concern the
2917 health of the community, and the peace as well as morality of the
2918 citizens. *j Lastly, these municipal magistrates provide, of their own
2919 accord and without any delegated powers, for those unforeseen
2920 emergencies which frequently occur in society. *k
512 > **Quote:** "The power exists, but its representative is not to be perceived."
2921 513
2922 i
2923 [ See “The Town-Officer,” especially at the words Selectmen, Assessors,
2924 Collectors, Schools, Surveyors of Highways. I take one example in a
2925 thousand: the State prohibits travelling on the Sunday; the
2926 tything-men, who are town-officers, are specially charged to keep watch
2927 and to execute the law. See the Laws of Massachusetts, vol. i. p. 410.
514 As we have seen, the independent townships of New England protect their own interests, and municipal magistrates are the ones most often charged with executing State laws. Beyond general laws, the State sometimes passes police regulations, but more commonly, the townships and town officers, along with justices of the peace, regulate the minor details of social life according to local needs. They enact rules concerning public health, peace, and morality. Finally, these municipal magistrates provide for unforeseen emergencies on their own initiative, without needing delegated powers.
2928 515
516 Consequently, in Massachusetts, administrative authority is almost entirely restricted to the township, though it is distributed among many individuals. While a French commune has essentially only one official—the Mayor—a New England township has nineteen. These nineteen officials generally do not depend on one another. The law carefully defines the scope of action for each, and within that scope, they have the right to perform their duties independently of any other authority. Above the township, there is almost no sign of a hierarchy of officials. Occasionally, county officers may alter a township decision (as when a person denied a liquor license appeals to the county's Court of Sessions), but generally, county authorities have no right to interfere except in matters that concern the entire county.
2929 517
2930 The selectmen draw up the lists of electors for the election of the
2931 Governor, and transmit the result of the ballot to the Secretary of the
2932 State. See Act of February 24, 1796: Id., vol. i. p. 488.]
518 Township and county magistrates are required to report their actions to the central government only in a few specific cases (such as school committees providing annual reports). However, the central government is not represented by an individual whose job is to issue ordinances, maintain regular communication with local officers, inspect their conduct, or reprimand their mistakes. There is no single point that serves as the center for the various branches of administration.
2933 519
2934 j
2935 [ Thus, for instance, the selectmen authorize the construction of
2936 drains, point out the proper sites for slaughter-houses and other
2937 trades which are a nuisance to the neighborhood. See the Act of June 7,
2938 1785: Id., vol. i. p. 193.]
2939
2940
2941 k
2942 [ The selectmen take measures for the security of the public in case of
2943 contagious diseases, conjointly with the justices of the peace. See Act
2944 of June 22, 1797, vol. i. p. 539.]
2945
2946
2947 It results from what we have said that in the State of Massachusetts
2948 the administrative authority is almost entirely restricted to the
2949 township, *l but that it is distributed among a great number of
2950 individuals. In the French commune there is properly but one official
2951 functionary, namely, the Maire; and in New England we have seen that
2952 there are nineteen. These nineteen functionaries do not in general
2953 depend upon one another. The law carefully prescribes a circle of
2954 action to each of these magistrates; and within that circle they have
2955 an entire right to perform their functions independently of any other
2956 authority. Above the township scarcely any trace of a series of
2957 official dignitaries is to be found. It sometimes happens that the
2958 county officers alter a decision of the townships or town magistrates,
2959 *m but in general the authorities of the county have no right to
2960 interfere with the authorities of the township, *n except in such
2961 matters as concern the county.
2962
2963 l
2964 [ I say almost, for there are various circumstances in the annals of a
2965 township which are regulated by the justice of the peace in his
2966 individual capacity, or by the justices of the peace assembled in the
2967 chief town of the county; thus licenses are granted by the justices.
2968 See the Act of February 28, 1787, vol. i. p. 297.]
2969
2970
2971 m
2972 [ Thus licenses are only granted to such persons as can produce a
2973 certificate of good conduct from the selectmen. If the selectmen refuse
2974 to give the certificate, the party may appeal to the justices assembled
2975 in the Court of Sessions, and they may grant the license. See Act of
2976 March 12, 1808, vol. ii. p. 186.
2977
2978
2979 The townships have the right to make by-laws, and to enforce them by
2980 fines which are fixed by law; but these by-laws must be approved by the
2981 Court of Sessions. See Act of March 23, 1786, vol. i. p. 254.]
2982
2983 n
2984 [ In Massachusetts the county magistrates are frequently called upon to
2985 investigate the acts of the town magistrates; but it will be shown
2986 further on that this investigation is a consequence, not of their
2987 administrative, but of their judicial power.]
2988
2989
2990 The magistrates of the township, as well as those of the county, are
2991 bound to communicate their acts to the central government in a very
2992 small number of predetermined cases. *o But the central government is
2993 not represented by an individual whose business it is to publish police
2994 regulations and ordinances enforcing the execution of the laws; to keep
2995 up a regular communication with the officers of the township and the
2996 county; to inspect their conduct, to direct their actions, or to
2997 reprimand their faults. There is no point which serves as a centre to
2998 the radii of the administration.
2999
3000 o
3001 [ The town committees of schools are obliged to make an annual report
3002 to the Secretary of the State on the condition of the school. See Act
3003 of March 10, 1827, vol. iii. p. 183.]
3004
3005
3006
3007
3008 520 ### Chapter V: Necessity Of Examining The Condition Of The States—Part II
3009 521
522 What framework governs administration, and how is compliance enforced upon counties and magistrates, townships and officers? In New England, legislative authority covers more ground than in France. The legislator penetrates to the very core of the administration, and the law descends to the most minute details. A single enactment establishes both principle and method, imposing strict, precisely defined obligations on subordinate officials. If all obey, society functions with uniformity. The difficulty remains: how to compel these officials to follow the law?
3010 523
3011 What, then, is the uniform plan on which the government is conducted,
3012 and how is the compliance of the counties and their magistrates or the
3013 townships and their officers enforced? In the States of New England the
3014 legislative authority embraces more subjects than it does in France;
3015 the legislator penetrates to the very core of the administration; the
3016 law descends to the most minute details; the same enactment prescribes
3017 the principle and the method of its application, and thus imposes a
3018 multitude of strict and rigorously defined obligations on the secondary
3019 functionaries of the State. The consequence of this is that if all the
3020 secondary functionaries of the administration conform to the law,
3021 society in all its branches proceeds with the greatest uniformity: the
3022 difficulty remains of compelling the secondary functionaries of the
3023 administration to conform to the law. It may be affirmed that, in
3024 general, society has only two methods of enforcing the execution of the
3025 laws at its disposal: a discretionary power may be entrusted to a
3026 superior functionary of directing all the others, and of cashiering
3027 them in case of disobedience; or the courts of justice may be
3028 authorized to inflict judicial penalties on the offender: but these two
3029 methods are not always available.
524 Society has two methods to enforce the execution of laws: it can either grant a superior official discretionary power to direct others and dismiss them for disobedience, or it can authorize courts to impose legal penalties on offenders. But these methods are not always available.
3030 525
3031 The right of directing a civil officer presupposes that of cashiering
3032 him if he does not obey orders, and of rewarding him by promotion if he
3033 fulfils his duties with propriety. But an elected magistrate can
3034 neither be cashiered nor promoted. All elective functions are
3035 inalienable until their term is expired. In fact, the elected
3036 magistrate has nothing either to expect or to fear from his
3037 constituents; and when all public offices are filled by ballot there
3038 can be no series of official dignities, because the double right of
3039 commanding and of enforcing obedience can never be vested in the same
3040 individual, and because the power of issuing an order can never be
3041 joined to that of inflicting a punishment or bestowing a reward.
526 The right to direct a civil servant implies the power to dismiss them for disobedience or promote them for good performance. However, an elected official can be neither dismissed nor promoted. All elective positions are inalienable until term's end. An elected official has nothing to fear or expect from superiors; when all offices are filled by ballot, there can be no rank hierarchy, as the rights of command and enforcement cannot unite in one person.
3042 527
3043 The communities therefore in which the secondary functionaries of the
3044 government are elected are perforce obliged to make great use of
3045 judicial penalties as a means of administration. This is not evident at
3046 first sight; for those in power are apt to look upon the institution of
3047 elective functionaries as one concession, and the subjection of the
3048 elected magistrate to the judges of the land as another. They are
3049 equally averse to both these innovations; and as they are more
3050 pressingly solicited to grant the former than the latter, they accede
3051 to the election of the magistrate, and leave him independent of the
3052 judicial power. Nevertheless, the second of these measures is the only
3053 thing that can possibly counterbalance the first; and it will be found
3054 that an elective authority which is not subject to judicial power will,
3055 sooner or later, either elude all control or be destroyed. The courts
3056 of justice are the only possible medium between the central power and
3057 the administrative bodies; they alone can compel the elected
3058 functionary to obey, without violating the rights of the elector. The
3059 extension of judicial power in the political world ought therefore to
3060 be in the exact ratio of the extension of elective offices: if these
3061 two institutions do not go hand in hand, the State must fall into
3062 anarchy or into subjection.
528 Therefore, communities where subordinate officials are elected must rely heavily on judicial penalties as an administrative tool. This is not obvious at first glance. Those in power view elective offices as one concession and judicial oversight as another, opposing both. Pressured to grant the former, they leave elected officials independent of judicial power. Yet only the second can balance the first. An elective authority not subject to judicial power will escape control or be destroyed.
3063 529
3064 It has always been remarked that habits of legal business do not render
3065 men apt to the exercise of administrative authority. The Americans have
3066 borrowed from the English, their fathers, the idea of an institution
3067 which is unknown upon the continent of Europe: I allude to that of the
3068 Justices of the Peace. The Justice of the Peace is a sort of mezzo
3069 termine between the magistrate and the man of the world, between the
3070 civil officer and the judge. A justice of the peace is a well-informed
3071 citizen, though he is not necessarily versed in the knowledge of the
3072 laws. His office simply obliges him to execute the police regulations
3073 of society; a task in which good sense and integrity are of more avail
3074 than legal science. The justice introduces into the administration a
3075 certain taste for established forms and publicity, which renders him a
3076 most unserviceable instrument of despotism; and, on the other hand, he
3077 is not blinded by those superstitions which render legal officers unfit
3078 members of a government. The Americans have adopted the system of the
3079 English justices of the peace, but they have deprived it of that
3080 aristocratic character which is discernible in the mother-country. The
3081 Governor of Massachusetts *p appoints a certain number of justices of
3082 the peace in every county, whose functions last seven years. *q He
3083 further designates three individuals from amongst the whole body of
3084 justices who form in each county what is called the Court of Sessions.
3085 The justices take a personal share in public business; they are
3086 sometimes entrusted with administrative functions in conjunction with
3087 elected officers, *r they sometimes constitute a tribunal, before which
3088 the magistrates summarily prosecute a refractory citizen, or the
3089 citizens inform against the abuses of the magistrate. But it is in the
3090 Court of Sessions that they exercise their most important functions.
3091 This court meets twice a year in the county town; in Massachusetts it
3092 is empowered to enforce the obedience of the greater number *s of
3093 public officers. *t It must be observed, that in the State of
3094 Massachusetts the Court of Sessions is at the same time an
3095 administrative body, properly so called, and a political tribunal. It
3096 has been asserted that the county is a purely administrative division.
3097 The Court of Sessions presides over that small number of affairs which,
3098 as they concern several townships, or all the townships of the county
3099 in common, cannot be entrusted to any one of them in particular. *u In
3100 all that concerns county business the duties of the Court of Sessions
3101 are purely administrative; and if in its investigations it occasionally
3102 borrows the forms of judicial procedure, it is only with a view to its
3103 own information, *v or as a guarantee to the community over which it
3104 presides. But when the administration of the township is brought before
3105 it, it always acts as a judicial body, and in some few cases as an
3106 official assembly.
530 > **Quote:** "The courts of justice are the only possible medium between the central power and the administrative bodies; they alone can compel the elected functionary to obey, without violating the rights of the elector."
3107 531
3108 p
3109 [ We shall hereafter learn what a Governor is: I shall content myself
3110 with remarking in this place that he represents the executive power of
3111 the whole State.]
532 > **Quote:** "The extension of judicial power in the political world ought therefore to be in the exact ratio of the extension of elective offices: if these two institutions do not go hand in hand, the State must fall into anarchy or into subjection."
3112 533
534 It has often been noted that legal practice does not prepare men for administrative authority. Americans inherited from England the Justice of the Peace, an institution unknown on the continent. The Justice of the Peace is a middle ground between the magistrate and the man of the world, between the civil official and the judge—a well-informed citizen, though not necessarily a legal expert. He enforces police regulations, a task where common sense and integrity matter more than legal science. He brings respect for forms and transparency, making him poor for despotism, yet unhindered by rigid technicalities that sometimes unfit professional jurists for government.
3113 535
3114 q
3115 [ See the Constitution of Massachusetts, chap. II. sect. 1. Section 9;
3116 chap. III. Section 3.]
536 Americans adopted the English justice system but stripped its aristocratic character. Under Massachusetts law, the Governor appoints justices of the peace in each county for seven-year terms and designates three to form the Court of Sessions. These justices personally handle public business, sometimes working alongside elected officers—for example, two justices, with town selectmen's consent, may order a sheriff to care for a contagious stranger. Generally, they involve themselves in important administrative acts, giving them semi-judicial character, and sometimes serve as a tribunal to prosecute disobedient citizens or report magistrates' abuses.
3117 537
538 However, it is in the Court of Sessions that they perform their most important functions. This court meets twice a year in the county seat. In Massachusetts, it is empowered to enforce the obedience of most public officers. It should be noted that in Massachusetts, the Court of Sessions is both administrative body and political tribunal. While the county is primarily an administrative division, the court handles matters concerning several townships or the entire county—building prisons and courthouses, managing the county budget (voted on by the state legislature), distributing taxes, granting patents, and repairing roads. In county business, its duties are purely administrative; if it uses judicial procedures, it is only to gather information (such as using a jury to resolve road disputes) or as a community safeguard. But when township administration comes before it, the court acts as a judicial body, and occasionally as an official assembly.
3118 539
3119 r
3120 [ Thus, for example, a stranger arrives in a township from a country
3121 where a contagious disease prevails, and he falls ill. Two justices of
3122 the peace can, with the assent of the selectmen, order the sheriff of
3123 the county to remove and take care of him.—Act of June 22, 1797, vol.
3124 i. p. 540.
540 The first challenge is ensuring obedience from an authority as independent as the township. Assessors are elected annually by town meetings to levy taxes. If a township refuses to appoint assessors to avoid paying taxes, the Court of Sessions imposes a heavy fine. If refusal persists, the court may appoint assessors itself, and these magistrates hold the same authority as elected ones. The fine is levied on each inhabitant, executed by the county sheriff as an officer of justice.
3125 541
542 > **Quote:** "Thus it is that in the United States the authority of the Government is mysteriously concealed under the forms of a judicial sentence; and its influence is at the same time fortified by that irresistible power with which men have invested the formalities of law."
3126 543
3127 In general the justices interfere in all the important acts of the
3128 administration, and give them a semi-judicial character.] [Footnote s:
3129 I say the greater number, because certain administrative misdemeanors
3130 are brought before ordinary tribunals. If, for instance, a township
3131 refuses to make the necessary expenditure for its schools or to name a
3132 school-committee, it is liable to a heavy fine. But this penalty is
3133 pronounced by the Supreme Judicial Court or the Court of Common Pleas.
3134 See Act of March 10, 1827, Laws of Massachusetts, vol. iii. p. 190. Or
3135 when a township neglects to provide the necessary war-stores.—Act of
3136 February 21, 1822: Id., vol. ii. p. 570.]
544 These proceedings are straightforward. Township demands are clear and defined, usually involving a simple fact or principle. There is also an indirect enforcement method: if a town fails to vote road maintenance funds, the town surveyor may levy supplies himself. Since he is personally liable and can be indicted before the Court of Sessions, he will use this right against the township. Thus, by threatening the officer, the court ensures compliance.
3137 545
3138 t
3139 [ In their individual capacity the justices of the peace take a part in
3140 the business of the counties and townships.] [Footnote u: These affairs
3141 may be brought under the following heads:—1. The erection of prisons
3142 and courts of justice. 2. The county budget, which is afterwards voted
3143 by the State. 3. The distribution of the taxes so voted. 4. Grants of
3144 certain patents. 5. The laying down and repairs of the country roads.]
546 The difficulty increases, however, when enforcing obedience from town officers rather than the township itself. Official misconduct falls into three categories:
3145 547
548 Executing the law without zeal;
3146 549
3147 v
3148 [ Thus, when a road is under consideration, almost all difficulties are
3149 disposed of by the aid of the jury.]
550 Neglecting execution entirely;
3150 551
552 Violating the law.
3151 553
3152 The first difficulty is to procure the obedience of an authority as
3153 entirely independent of the general laws of the State as the township
3154 is. We have stated that assessors are annually named by the
3155 town-meetings to levy the taxes. If a township attempts to evade the
3156 payment of the taxes by neglecting to name its assessors, the Court of
3157 Sessions condemns it to a heavy penalty. *w The fine is levied on each
3158 of the inhabitants; and the sheriff of the county, who is the officer
3159 of justice, executes the mandate. Thus it is that in the United States
3160 the authority of the Government is mysteriously concealed under the
3161 forms of a judicial sentence; and its influence is at the same time
3162 fortified by that irresistible power with which men have invested the
3163 formalities of law.
554 Only the last two are judicially enforceable, as legal action requires clear, demonstrable facts. If selectmen fail election formalities, they can be fined. But an officer who performs poorly or obeys the law without zeal is beyond the courts' reach. Even so, the Court of Sessions cannot compel more than basic obedience. Only the fear of removal checks these offenses, but since the court does not appoint town authorities, it cannot remove them. Proving negligence would require constant investigation, yet the court meets only twice a year, judging only offenses brought to its attention. The only guarantee of active obedience that courts cannot demand is the possibility of removal. In France, this security lies with administrative heads; in America, with election.
3164 555
3165 w
3166 [ See Act of February 20, 1786, Laws of Massachusetts, vol. i. p. 217.]
556 To summarize: If a public officer in New England commits a crime while performing his duties, the regular courts sentence him. If he commits an administrative fault, an administrative tribunal punishes him; if the matter is urgent, a judge may complete the neglected task. Finally, if the official is guilty of intangible offenses that human justice cannot easily define—such as lack of zeal or ability—he must appear annually before a tribunal from which there is no appeal: the voters, who can strip him of power.
3167 557
558 This system has great advantages, but its execution faces a practical difficulty worth noting. As I mentioned, the Court of Sessions cannot inspect town officers on its own initiative. It can only intervene when conduct is brought to its attention—this is the system's most sensitive part. New Englanders are unfamiliar with a public prosecutor, and such an office would be difficult to establish. A prosecutor at the county seat without township agents would be no better informed than the court. But appointing agents in every township would centralize formidable judicial power. Moreover, laws follow habit, and nothing of this sort exists in English law.
3168 559
3169 These proceedings are easy to follow and to understand. The demands
3170 made upon a township are in general plain and accurately defined; they
3171 consist in a simple fact without any complication, or in a principle
3172 without its application in detail. *x But the difficulty increases when
3173 it is not the obedience of the township, but that of the town officers
3174 which is to be enforced. All the reprehensible actions of which a
3175 public functionary may be guilty are reducible to the following heads:
560 Americans have therefore divided inspection and prosecution, as they have divided other functions. Grand jurors must inform the court of county misdemeanors. While the state prosecutes major crimes, the official receiving fines often prosecutes administrative violations; the town treasurer, for example, prosecutes violations that come to his attention. But American legislation makes an even more specific appeal to the private interest of the citizen—a principle that constantly appears in American laws.
3176 561
3177 x
3178 [ There is an indirect method of enforcing the obedience of a township.
3179 Suppose that the funds which the law demands for the maintenance of the
3180 roads have not been voted, the town surveyor is then authorized, ex
3181 officio, to levy the supplies. As he is personally responsible to
3182 private individuals for the state of the roads, and indictable before
3183 the Court of Sessions, he is sure to employ the extraordinary right
3184 which the law gives him against the township. Thus by threatening the
3185 officer the Court of Sessions exacts compliance from the town. See Act
3186 of March 5, 1787, Id., vol. i. p. 305.]
562 When an individual is genuinely and tangibly harmed by an administrative abuse, personal interest drives prosecution. But when a legal formality benefits the community but not individuals, plaintiffs are scarce; laws may fall into disuse by silent agreement. Pushed to this extreme, Americans encourage informants by offering them a portion of the penalty. American legislators tend to credit men with intelligence rather than honesty, relying on personal cupidity to ensure the laws are executed. They are thus forced to ensure the law's execution by the dangerous expedient of degrading the people's morals. For instance, if town officers neglect militia supplies during invasion or insurrection, the township may be fined $200 to $500. Since no individual may prosecute, any citizen may indict and receive half the fine. The same incentive applies when officers prosecute individuals; if a citizen refuses road work, the road surveyor may prosecute and keep half the penalty.
3187 563
564 Strictly speaking, only the state government stands above county magistrates. In common courts, magistrates sometimes serve as public prosecutors. Grand jurors report poor road conditions, and action can be taken if a treasurer withholds accounts. If an individual suffers damage from a poorly maintained road, they may sue the township or county for damages.
3188 565
3189 He may execute the law without energy or zeal;
566 General Remarks On The Administration Of The United States: Differences among the states in their administrative systems—The activity and effectiveness of local authorities decrease toward the South—The power of the magistrate increases while that of the voter diminishes—Administration shifts from the township to the county—The states of New York, Ohio, and Pennsylvania—Administrative principles applicable to the entire Union—The election of public officers and the stability of their roles—The absence of a hierarchy of ranks—The introduction of judicial remedies into administration.
3190 567
3191 He may neglect to execute the law;
568 After examining New England's details, I now take a broader view. Townships and local activity exist everywhere, but nowhere else are townships exactly like New England's. Moving southward, township business becomes less active; magistrates, functions, and rights decrease. Popular influence on affairs decreases; town meetings are less frequent with fewer subjects. Magistrate power grows while voter power diminishes, and public spirit becomes less engaged.
3192 569
3193 He may do what the law enjoins him not to do.
570 These differences appear in New York and are pronounced in Pennsylvania, but lessen toward the Northwest. Most Northwestern settlers are from New England, bringing their homeland's habits. An Ohio township, for instance, resembles a Massachusetts township.
3194 571
3195 The last two violations of duty can alone come under the cognizance of
3196 a tribunal; a positive and appreciable fact is the indispensable
3197 foundation of an action at law. Thus, if the selectmen omit to fulfil
3198 the legal formalities usual at town elections, they may be condemned to
3199 pay a fine; *y but when the public officer performs his duty without
3200 ability, and when he obeys the letter of the law without zeal or
3201 energy, he is at least beyond the reach of judicial interference. The
3202 Court of Sessions, even when it is invested with its official powers,
3203 is in this case unable to compel him to a more satisfactory obedience.
3204 The fear of removal is the only check to these quasi-offences; and as
3205 the Court of Sessions does not originate the town authorities, it
3206 cannot remove functionaries whom it does not appoint. Moreover, a
3207 perpetual investigation would be necessary to convict the officer of
3208 negligence or lukewarmness; and the Court of Sessions sits but twice a
3209 year and then only judges such offences as are brought before its
3210 notice. The only security of that active and enlightened obedience
3211 which a court of justice cannot impose upon public officers lies in the
3212 possibility of their arbitrary removal. In France this security is
3213 sought for in powers exercised by the heads of the administration; in
3214 America it is sought for in the principle of election.
572 In Massachusetts, the township drives public administration—the center of citizens' interests. But this changes where education is less widespread and the township offers fewer guarantees of wise administration. Leaving New England, importance shifts to the county, which becomes the administrative hub between government and citizen. In Massachusetts, the Court of Sessions manages county business, appointed by the Governor; the county has no assembly, and its budget is voted by the state legislature. In New York, Ohio, and Pennsylvania, county inhabitants elect a county assembly. This assembly can tax residents to a certain extent, enjoying legislative privileges, while also exercising executive power, directing township administration and limiting their authority more strictly than in Massachusetts.
3215 573
3216 y
3217 [ Laws of Massachusetts, vol. ii. p. 45.]
574 Such are the main differences. If I examined details minutely, I would point out more variations. But this suffices to show the general principles on which American administration rests. These principles vary by location but remain substantially the same. Laws differ in appearance but not essential character. Though organization varies, in the United States they always rest on the same principle:
3218 575
576 > **Quote:** "Everyone is the best judge of what concerns himself alone, and the most proper person to supply his private wants."
3219 577
3220 Thus, to recapitulate in a few words what I have been showing: If a
3221 public officer in New England commits a crime in the exercise of his
3222 functions, the ordinary courts of justice are always called upon to
3223 pass sentence upon him. If he commits a fault in his official capacity,
3224 a purely administrative tribunal is empowered to punish him; and, if
3225 the affair is important or urgent, the judge supplies the omission of
3226 the functionary. *z Lastly, if the same individual is guilty of one of
3227 those intangible offences of which human justice has no cognizance, he
3228 annually appears before a tribunal from which there is no appeal, which
3229 can at once reduce him to insignificance and deprive him of his charge.
3230 This system undoubtedly possesses great advantages, but its execution
3231 is attended with a practical difficulty which it is important to point
3232 out.
578 Townships and counties therefore manage their own interests; the state governs but does not interfere in local administration. Exceptions may exist, but no principle contradicts this.
3233 579
3234 z
3235 [ If, for instance, a township persists in refusing to name its
3236 assessors, the Court of Sessions nominates them; and the magistrates
3237 thus appointed are invested with the same authority as elected
3238 officers. See the Act quoted above, February 20, 1787.]
580 First, all magistrates are chosen by or from among citizens. Because officers serve fixed terms, no hierarchical chain can be established. There are almost as many independent officials as roles, scattering executive power among many hands. This created a need for judicial control over administration, using financial penalties to compel obedience. This system exists throughout the Union. However, not all states give the same judges power to punish misconduct or act in emergencies. While all adopted justices of the peace, they use them differently. Everywhere, justices participate in township and county administration—as public officers or judges of misconduct—but most states reserve serious offenses for regular courts.
3239 581
582 Elected officers, stable terms, lack of hierarchy, and judicial control are universal traits from Maine to Florida. Some states show traces of centralization; New York has moved furthest. There, central officers inspect secondary bodies in certain cases.
3240 583
3241 I have already observed that the administrative tribunal, which is
3242 called the Court of Sessions, has no right of inspection over the town
3243 officers. It can only interfere when the conduct of a magistrate is
3244 specially brought under its notice; and this is the delicate part of
3245 the system. The Americans of New England are unacquainted with the
3246 office of public prosecutor in the Court of Sessions, *a and it may
3247 readily be perceived that it could not have been established without
3248 difficulty. If an accusing magistrate had merely been appointed in the
3249 chief town of each county, and if he had been unassisted by agents in
3250 the townships, he would not have been better acquainted with what was
3251 going on in the county than the members of the Court of Sessions. But
3252 to appoint agents in each township would have been to centre in his
3253 person the most formidable of powers, that of a judicial
3254 administration. Moreover, laws are the children of habit, and nothing
3255 of the kind exists in the legislation of England. The Americans have
3256 therefore divided the offices of inspection and of prosecution, as well
3257 as all the other functions of the administration. Grand jurors are
3258 bound by the law to apprise the court to which they belong of all the
3259 misdemeanors which may have been committed in their county. *b There
3260 are certain great offences which are officially prosecuted by the
3261 States; *c but more frequently the task of punishing delinquents
3262 devolves upon the fiscal officer, whose province it is to receive the
3263 fine: thus the treasurer of the township is charged with the
3264 prosecution of such administrative offences as fall under his notice.
3265 But a more special appeal is made by American legislation to the
3266 private interest of the citizen; *d and this great principle is
3267 constantly to be met with in studying the laws of the United States.
3268 American legislators are more apt to give men credit for intelligence
3269 than for honesty, and they rely not a little on personal cupidity for
3270 the execution of the laws. When an individual is really and sensibly
3271 injured by an administrative abuse, it is natural that his personal
3272 interest should induce him to prosecute. But if a legal formality be
3273 required, which, however advantageous to the community, is of small
3274 importance to individuals, plaintiffs may be less easily found; and
3275 thus, by a tacit agreement, the laws may fall into disuse. Reduced by
3276 their system to this extremity, the Americans are obliged to encourage
3277 informers by bestowing on them a portion of the penalty in certain
3278 cases, *e and to insure the execution of the laws by the dangerous
3279 expedient of degrading the morals of the people. The only
3280 administrative authority above the county magistrates is, properly
3281 speaking, that of the Government.
584 Public education, for example, is centralized. The legislature appoints University Regents (including the Governor and Lieutenant-Governor), who annually visit and report to the legislature. This works because colleges need charters, granted only on Regents' recommendation, and Regents distribute education funds. School and poor-law commissioners must send annual reports.
3282 585
3283 a
3284 [ I say the Court of Sessions, because in common courts there is a
3285 magistrate who exercises some of the functions of a public prosecutor.]
586 Central authorities sometimes serve as a court of appeal. Anyone wronged by school commissioners may appeal to the state superintendent, whose decision is final. New York uses judicial penalties less frequently, restricting prosecution to fewer people, like district attorneys. This tendency appears faintly elsewhere—Massachusetts, for instance, requires town school committees to report to the Secretary of State—but local independence remains the prominent feature.
3286 587
3287
3288 b
3289 [ The grand-jurors are, for instance, bound to inform the court of the
3290 bad state of the roads.—Laws of Massachusetts, vol. i. p. 308.]
3291
3292
3293 c
3294 [ If, for instance, the treasurer of the county holds back his
3295 accounts.—Laws of Massachusetts, vol. i. p. 406.] [Footnote d: Thus, if
3296 a private individual breaks down or is wounded in consequence of the
3297 badness of a road, he can sue the township or the county for damages at
3298 the sessions.—Laws of Massachusetts, vol. i. p. 309.]
3299
3300
3301 e
3302 [ In cases of invasion or insurrection, if the town-officers neglect to
3303 furnish the necessary stores and ammunition for the militia, the
3304 township may be condemned to a fine of from $200 to $500. It may
3305 readily be imagined that in such a case it might happen that no one
3306 cared to prosecute; hence the law adds that all the citizens may indict
3307 offences of this kind, and that half of the fine shall belong to the
3308 plaintiff. See Act of March 6, 1810, vol. ii. p. 236. The same clause
3309 is frequently to be met with in the law of Massachusetts. Not only are
3310 private individuals thus incited to prosecute the public officers, but
3311 the public officers are encouraged in the same manner to bring the
3312 disobedience of private individuals to justice. If a citizen refuses to
3313 perform the work which has been assigned to him upon a road, the road
3314 surveyor may prosecute him, and he receives half the penalty for
3315 himself. See the Laws above quoted, vol. i. p. 308.]
3316
3317
3318 General Remarks On The Administration Of The United States Differences
3319 of the States of the Union in their system of administration—Activity
3320 and perfection of the local authorities decrease towards the
3321 South—Power of the magistrate increases; that of the elector
3322 diminishes—Administration passes from the township to the county—States
3323 of New York, Ohio, Pennsylvania—Principles of administration applicable
3324 to the whole Union—Election of public officers, and inalienability of
3325 their functions—Absence of gradation of ranks—Introduction of judicial
3326 resources into the administration.
3327
3328 I have already premised that, after having examined the constitution of
3329 the township and the county of New England in detail, I should take a
3330 general view of the remainder of the Union. Townships and a local
3331 activity exist in every State; but in no part of the confederation is a
3332 township to be met with precisely similar to those of New England. The
3333 more we descend towards the South, the less active does the business of
3334 the township or parish become; the number of magistrates, of functions,
3335 and of rights decreases; the population exercises a less immediate
3336 influence on affairs; town meetings are less frequent, and the subjects
3337 of debate less numerous. The power of the elected magistrate is
3338 augmented and that of the elector diminished, whilst the public spirit
3339 of the local communities is less awakened and less influential. *f
3340 These differences may be perceived to a certain extent in the State of
3341 New York; they are very sensible in Pennsylvania; but they become less
3342 striking as we advance to the northwest. The majority of the emigrants
3343 who settle in the northwestern States are natives of New England, and
3344 they carry the habits of their mother country with them into that which
3345 they adopt. A township in Ohio is by no means dissimilar from a
3346 township in Massachusetts.
3347
3348 f
3349 [ For details see the Revised Statutes of the State of New York, part
3350 i. chap. xi. vol. i. pp. 336-364, entitled, “Of the Powers, Duties, and
3351 Privileges of Towns.”
3352
3353
3354 See in the Digest of the Laws of Pennsylvania, the words Assessors,
3355 Collector, Constables, Overseer of the Poor, Supervisors of Highways;
3356 and in the Acts of a general nature of the State of Ohio, the Act of
3357 February 25, 1834, relating to townships, p. 412; besides the peculiar
3358 dispositions relating to divers town-officers, such as Township’s
3359 Clerk, Trustees, Overseers of the Poor, Fence Viewers, Appraisers of
3360 Property, Township’s Treasurer, Constables, Supervisors of Highways.]
3361
3362 We have seen that in Massachusetts the mainspring of public
3363 administration lies in the township. It forms the common centre of the
3364 interests and affections of the citizens. But this ceases to be the
3365 case as we descend to States in which knowledge is less generally
3366 diffused, and where the township consequently offers fewer guarantees
3367 of a wise and active administration. As we leave New England,
3368 therefore, we find that the importance of the town is gradually
3369 transferred to the county, which becomes the centre of administration,
3370 and the intermediate power between the Government and the citizen. In
3371 Massachusetts the business of the county is conducted by the Court of
3372 Sessions, which is composed of a quorum named by the Governor and his
3373 council; but the county has no representative assembly, and its
3374 expenditure is voted by the national legislature. In the great State of
3375 New York, on the contrary, and in those of Ohio and Pennsylvania, the
3376 inhabitants of each county choose a certain number of representatives,
3377 who constitute the assembly of the county. *g The county assembly has
3378 the right of taxing the inhabitants to a certain extent; and in this
3379 respect it enjoys the privileges of a real legislative body: at the
3380 same time it exercises an executive power in the county, frequently
3381 directs the administration of the townships, and restricts their
3382 authority within much narrower bounds than in Massachusetts.
3383
3384 g
3385 [ See the Revised Statutes of the State of New York, part i. chap. xi.
3386 vol. i. p. 340. Id. chap. xii. p. 366; also in the Acts of the State of
3387 Ohio, an act relating to county commissioners, February 25, 1824, p.
3388 1. See the Digest of the Laws of Pennsylvania, at the words
3389 County-rates and Levies, p. 170. In the State of New York each township
3390 elects a representative, who has a share in the administration of the
3391 county as well as in that of the township.]
3392
3393
3394 Such are the principal differences which the systems of county and town
3395 administration present in the Federal States. Were it my intention to
3396 examine the provisions of American law minutely, I should have to point
3397 out still further differences in the executive details of the several
3398 communities. But what I have already said may suffice to show the
3399 general principles on which the administration of the United States
3400 rests. These principles are differently applied; their consequences are
3401 more or less numerous in various localities; but they are always
3402 substantially the same. The laws differ, and their outward features
3403 change, but their character does not vary. If the township and the
3404 county are not everywhere constituted in the same manner, it is at
3405 least true that in the United States the county and the township are
3406 always based upon the same principle, namely, that everyone is the best
3407 judge of what concerns himself alone, and the most proper person to
3408 supply his private wants. The township and the county are therefore
3409 bound to take care of their special interests: the State governs, but
3410 it does not interfere with their administration. Exceptions to this
3411 rule may be met with, but not a contrary principle.
3412
3413 The first consequence of this doctrine has been to cause all the
3414 magistrates to be chosen either by or at least from amongst the
3415 citizens. As the officers are everywhere elected or appointed for a
3416 certain period, it has been impossible to establish the rules of a
3417 dependent series of authorities; there are almost as many independent
3418 functionaries as there are functions, and the executive power is
3419 disseminated in a multitude of hands. Hence arose the indispensable
3420 necessity of introducing the control of the courts of justice over the
3421 administration, and the system of pecuniary penalties, by which the
3422 secondary bodies and their representatives are constrained to obey the
3423 laws. This system obtains from one end of the Union to the other. The
3424 power of punishing the misconduct of public officers, or of performing
3425 the part of the executive in urgent cases, has not, however, been
3426 bestowed on the same judges in all the States. The Anglo-Americans
3427 derived the institution of justices of the peace from a common source;
3428 but although it exists in all the States, it is not always turned to
3429 the same use. The justices of the peace everywhere participate in the
3430 administration of the townships and the counties, *h either as public
3431 officers or as the judges of public misdemeanors, but in most of the
3432 States the more important classes of public offences come under the
3433 cognizance of the ordinary tribunals.
3434
3435 h
3436 [ In some of the Southern States the county courts are charged with all
3437 the details of the administration. See the Statutes of the State of
3438 Tennessee, arts. Judiciary, Taxes, etc.]
3439
3440
3441 The election of public officers, or the inalienability of their
3442 functions, the absence of a gradation of powers, and the introduction
3443 of a judicial control over the secondary branches of the
3444 administration, are the universal characteristics of the American
3445 system from Maine to the Floridas. In some States (and that of New York
3446 has advanced most in this direction) traces of a centralized
3447 administration begin to be discernible. In the State of New York the
3448 officers of the central government exercise, in certain cases, a sort
3449 of inspection or control over the secondary bodies. *i
3450
3451 i
3452 [ For instance, the direction of public instruction centres in the
3453 hands of the Government. The legislature names the members of the
3454 University, who are denominated Regents; the Governor and
3455 Lieutentant-Governor of the State are necessarily of the
3456 number.—Revised Statutes, vol. i. p. 455. The Regents of the University
3457 annually visit the colleges and academies, and make their report to the
3458 legislature. Their superintendence is not inefficient, for several
3459 reasons: the colleges in order to become corporations stand in need of
3460 a charter, which is only granted on the recommendation of the Regents;
3461 every year funds are distributed by the State for the encouragement of
3462 learning, and the Regents are the distributors of this money. See chap.
3463 xv. “Instruction,” Revised Statutes, vol. i. p. 455.
3464
3465
3466 The school-commissioners are obliged to send an annual report to the
3467 Superintendent of the Republic.—Id. p. 488.
3468
3469 A similar report is annually made to the same person on the number and
3470 condition of the poor.—Id. p. 631.]
3471
3472 At other times they constitute a court of appeal for the decision of
3473 affairs. *j In the State of New York judicial penalties are less used
3474 than in other parts as a means of administration, and the right of
3475 prosecuting the offences of public officers is vested in fewer hands.
3476 *k The same tendency is faintly observable in some other States; *l but
3477 in general the prominent feature of the administration in the United
3478 States is its excessive local independence.
3479
3480 j
3481 [ If any one conceives himself to be wronged by the
3482 school-commissioners (who are town-officers), he can appeal to the
3483 superintendent of the primary schools, whose decision is final.—Revised
3484 Statutes, vol. i. p. 487.
3485
3486
3487 Provisions similar to those above cited are to be met with from time to
3488 time in the laws of the State of New York; but in general these
3489 attempts at centralization are weak and unproductive. The great
3490 authorities of the State have the right of watching and controlling the
3491 subordinate agents, without that of rewarding or punishing them. The
3492 same individual is never empowered to give an order and to punish
3493 disobedience; he has therefore the right of commanding, without the
3494 means of exacting compliance. In 1830 the Superintendent of Schools
3495 complained in his Annual Report addressed to the legislature that
3496 several school-commissioners had neglected, notwithstanding his
3497 application, to furnish him with the accounts which were due. He added
3498 that if this omission continued he should be obliged to prosecute them,
3499 as the law directs, before the proper tribunals.]
3500
3501 k
3502 [ Thus the district-attorney is directed to recover all fines below the
3503 sum of fifty dollars, unless such a right has been specially awarded to
3504 another magistrate.—Revised Statutes, vol. i. p. 383.]
3505
3506
3507 l
3508 [ Several traces of centralization may be discovered in Massachusetts;
3509 for instance, the committees of the town-schools are directed to make
3510 an annual report to the Secretary of State. See Laws of Massachusetts,
3511 vol. i. p. 367.]
3512
3513
3514 588 Of The State
3515 589
3516 I have described the townships and the administration; it now remains
3517 for me to speak of the State and the Government. This is ground I may
3518 pass over rapidly, without fear of being misunderstood; for all I have
3519 to say is to be found in written forms of the various constitutions,
3520 which are easily to be procured. These constitutions rest upon a simple
3521 and rational theory; their forms have been adopted by all
3522 constitutional nations, and are become familiar to us. In this place,
3523 therefore, it is only necessary for me to give a short analysis; I
3524 shall endeavor afterwards to pass judgment upon what I now describe.
590 Having described townships and local administration, I now discuss the state and government. This I can cover quickly without misunderstanding, since written constitutions are easily available. These constitutions rest on a simple, rational theory familiar to constitutional nations. I need only provide a short analysis here; I shall endeavor afterwards to pass judgment upon what I now describe.
3525 591
3526
3527
3528
3529 592 ### Chapter V: Necessity Of Examining The Condition Of The States—Part III
3530 593
3531 Legislative Power Of The State
594 **Legislative Power Of The State**
3532 595
3533 Division of the Legislative Body into two Houses—Senate—House of
3534 Representatives—Different functions of these two Bodies.
596 The legislative power is held by two assemblies: the Senate and the House of Representatives. The Senate is primarily a legislative body, but it occasionally performs executive and judicial functions. While its specific powers vary by state, it most commonly exercises executive authority through the nomination of public officials. In some states, like New York, it also presides over political trials and decides certain civil cases; in Massachusetts, it has no administrative functions. Its membership is always small.
3535 597
3536 The legislative power of the State is vested in two assemblies, the
3537 first of which generally bears the name of the Senate. The Senate is
3538 commonly a legislative body; but it sometimes becomes an executive and
3539 judicial one. It takes a part in the government in several ways,
3540 according to the constitution of the different States; *m but it is in
3541 the nomination of public functionaries that it most commonly assumes an
3542 executive power. It partakes of judicial power in the trial of certain
3543 political offences, and sometimes also in the decision of certain civil
3544 cases. *n The number of its members is always small. The other branch
3545 of the legislature, which is usually called the House of
3546 Representatives, has no share whatever in the administration, and only
3547 takes a part in the judicial power inasmuch as it impeaches public
3548 functionaries before the Senate. The members of the two Houses are
3549 nearly everywhere subject to the same conditions of election. They are
3550 chosen in the same manner, and by the same citizens. The only
3551 difference which exists between them is, that the term for which the
3552 Senate is chosen is in general longer than that of the House of
3553 Representatives. The latter seldom remain in office longer than a year;
3554 the former usually sit two or three years. By granting to the senators
3555 the privilege of being chosen for several years, and being renewed
3556 seriatim, the law takes care to preserve in the legislative body a
3557 nucleus of men already accustomed to public business, and capable of
3558 exercising a salutary influence upon the junior members.
598 The House of Representatives participates in neither administration nor judicial power, except when impeaching officials before the Senate. Members of both houses are elected under nearly identical conditions, by the same citizens; the only significant difference is term length. Senators generally serve for two or three years, while Representatives rarely stay more than one. By staggering Senate elections, the law ensures a nucleus of men already accustomed to public business, capable of exercising a salutary influence on newer members.
3559 599
3560 m
3561 [ In Massachusetts the Senate is not invested with any administrative
3562 functions.]
600 > **Quote:** "The system of the division of the legislative power was finally established, and its necessity may henceforward be regarded as a demonstrated truth."
3563 601
602 The Americans did not design this separation to create a hereditary versus elective house, or an aristocratic versus democratic one. Its advantage lies in providing a check on legislative assemblies and creating a court of appeal for law revision. Time has convinced them this division remains essential. Pennsylvania alone initially tried a single assembly; even Franklin supported it, but the people soon reversed course and created two houses. A theory nearly unknown to antiquity, introduced almost by accident, has become an axiom of modern political science.
3564 603
3565 n
3566 [ As in the State of New York.]
604 **Executive Power Of The State**
3567 605
606 The executive power is embodied by the Governor, who holds only a portion of its rights. As supreme magistrate, he moderates and advises the legislature. His veto allows him to stop or delay legislative movements. He informs the legislature of statewide needs and suggests remedies. Though the natural executor of its decrees, in practice the legislature often appoints specific agents. When the legislature is absent, he protects the state against sudden dangers.
3568 607
3569 The Americans, plainly, did not desire, by this separation of the
3570 legislative body into two branches, to make one house hereditary and
3571 the other elective; one aristocratic and the other democratic. It was
3572 not their object to create in the one a bulwark to power, whilst the
3573 other represented the interests and passions of the people. The only
3574 advantages which result from the present constitution of the United
3575 States are the division of the legislative power and the consequent
3576 check upon political assemblies; with the creation of a tribunal of
3577 appeal for the revision of the laws.
608 The entire state militia is at his disposal. When legal authority is ignored, he leads armed forces to restore order. He plays no direct role in township or county administration, except through nominating Justices of the Peace—a power he generally cannot revoke, and in some states does not possess. He is an elected magistrate, usually serving one or two years, ensuring strict dependence on the majority that chose him.
3578 609
3579 Time and experience, however, have convinced the Americans that if
3580 these are its only advantages, the division of the legislative power is
3581 still a principle of the greatest necessity. Pennsylvania was the only
3582 one of the United States which at first attempted to establish a single
3583 House of Assembly, and Franklin himself was so far carried away by the
3584 necessary consequences of the principle of the sovereignty of the
3585 people as to have concurred in the measure; but the Pennsylvanians were
3586 soon obliged to change the law, and to create two Houses. Thus the
3587 principle of the division of the legislative power was finally
3588 established, and its necessity may henceforward be regarded as a
3589 demonstrated truth. This theory, which was nearly unknown to the
3590 republics of antiquity—which was introduced into the world almost by
3591 accident, like so many other great truths—and misunderstood by several
3592 modern nations, is at length become an axiom in the political science
3593 of the present age.
610 **Centralization**
3594 611
3595 [See Benjamin Franklin]
612 Centralization has become a common term used without precise meaning. Two distinct types must be distinguished. Certain interests—general laws, foreign relations—are common to all parts of a nation. Others—township business—are specific to certain parts. Power directing general interests concentrated in one place constitutes a central government. Power directing local interests concentrated in one place constitutes a central administration.
3596 613
3597 The Executive Power Of The State
614 These types can overlap, but are easily distinguished by their subjects. A central government gains immense power when combined with administrative centralization; together they accustom people to submit completely, affecting daily habits and influencing individuals collectively. They support each other, but are not inseparable. France under Louis XIV—where the sovereign was the author and interpreter of the laws and the sole representative of the nation—was a system where the King could truly say the State was identified with his person. Yet, the administration was far less centralized then than it is today. In England, government centralization is highly perfected; the state has the compact vigor of a single person.
3598 615
3599 Office of Governor in an American State—The place he occupies in
3600 relation to the Legislature—His rights and his duties—His dependence on
3601 the people.
616 > **Quote:** "I cannot conceive that a nation can enjoy a secure or prosperous existence without a powerful centralization of government."
3602 617
3603 The executive power of the State may with truth be said to be
3604 represented by the Governor, although he enjoys but a portion of its
3605 rights. The supreme magistrate, under the title of Governor, is the
3606 official moderator and counsellor of the legislature. He is armed with
3607 a veto or suspensive power, which allows him to stop, or at least to
3608 retard, its movements at pleasure. He lays the wants of the country
3609 before the legislative body, and points out the means which he thinks
3610 may be usefully employed in providing for them; he is the natural
3611 executor of its decrees in all the undertakings which interest the
3612 nation at large. *o In the absence of the legislature, the Governor is
3613 bound to take all necessary steps to guard the State against violent
3614 shocks and unforeseen dangers. The whole military power of the State is
3615 at the disposal of the Governor. He is the commander of the militia,
3616 and head of the armed force. When the authority, which is by general
3617 consent awarded to the laws, is disregarded, the Governor puts himself
3618 at the head of the armed force of the State, to quell resistance, and
3619 to restore order. Lastly, the Governor takes no share in the
3620 administration of townships and counties, except it be indirectly in
3621 the nomination of Justices of the Peace, which nomination he has not
3622 the power to cancel. *p The Governor is an elected magistrate, and is
3623 generally chosen for one or two years only; so that he always continues
3624 to be strictly dependent upon the majority who returned him.
618 Yet central administration weakens nations by diminishing public spirit. While it might concentrate resources for a moment, it hinders their renewal. It may secure victory in conflict but gradually saps national strength. It contributes to a leader's temporary greatness but cannot ensure lasting prosperity. When people say a state cannot act because it lacks a central point, they mean it lacks governmental centralization. The German Empire was never able to enforce its general laws because its members claimed the right, or found the means, to refuse their cooperation, even in affairs concerning the mass of the people. In the Middle Ages, feudal confusion arose because control of both local and general interests was divided among a thousand hands—the absence of central government prevented European nations from moving forward with energy.
3625 619
3626 o
3627 [ Practically speaking, it is not always the Governor who executes the
3628 plans of the Legislature; it often happens that the latter, in voting a
3629 measure, names special agents to superintend the execution of it.]
620 In the United States, there is no central administration and no hierarchy of public officials dependent on it. Local authority has been pushed to levels no European nation could tolerate without great inconvenience. Yet governmental centralization is complete. National power is more compact than in old European nations: each state has one legislative body and one source of political authority. District assemblies and county courts have not been allowed to exceed their administrative duties and interfere with government. Each state legislature is supreme—nothing stands in its way, not privileges, local immunities, personal influence, or even reason itself, since it represents the majority claiming to be reason's sole voice. Its own will is its only limit.
3630 621
622 Under legislature's direct control stands the executive representative, whose duty is to force defiance to submit. Any weakness lies only in governmental details. American republics have no standing armies to intimidate minorities; but no minority has yet declared open war. (Note: The Civil War of 1860-65 later challenged this statement; however, the translator observes that the rapid disbanding of that massive army afterward reflects the system's unique resilience.)
3631 623
3632 p
3633 [ In some of the States the justices of the peace are not elected by
3634 the Governor.]
624 The state employs township or county officers to deal with citizens. In New England, the assessor sets taxes, the collector receives them, and the treasurer remits them; disputes go to ordinary courts. This method is slow and inconvenient, a constant obstacle to governments with large financial needs. It is preferable for government to have its own officers—appointed by itself, removable at will, trained in efficient procedures—for matters essential to its existence. Yet the American central government can easily introduce more effective methods as its needs grow.
3635 625
626 The absence of central administration will not destroy the New World republics. Far from being insufficiently centralized, American governments are actually too centralized. Legislative bodies daily infringe upon governmental authority, tending to take it over entirely. Social power constantly shifts because it is subordinate to the people's power, which, aware of its strength, often forgets foresight's wisdom. This is the real danger.
3636 627
3637 Political Effects Of The System Of Local Administration In The United
3638 States
628 > **Quote:** "Its vigor, and not its impotence, will probably be the cause of its ultimate destruction."
3639 629
3640 Necessary distinction between the general centralization of Government
3641 and the centralization of the local administration—Local administration
3642 not centralized in the United States: great general centralization of
3643 the Government—Some bad consequences resulting to the United States
3644 from the local administration—Administrative advantages attending this
3645 order of things—The power which conducts the Government is less
3646 regular, less enlightened, less learned, but much greater than in
3647 Europe—Political advantages of this order of things—In the United
3648 States the interests of the country are everywhere kept in view—Support
3649 given to the Government by the community—Provincial institutions more
3650 necessary in proportion as the social condition becomes more
3651 democratic—Reason of this.
630 The local administration system produces several effects in America. The Americans seem to have gone too far in isolating government administration, because order even in minor affairs is a matter of national importance. Without administrative officials stationed across its territory to provide common direction, the state rarely attempts general police regulations. Europeans initially mistake this perceived disorder for anarchy, until deeper observation corrects them. Certain projects important to the whole state cannot be completed because no national administration directs them.
3652 631
3653 Centralization is become a word of general and daily use, without any
3654 precise meaning being attached to it. Nevertheless, there exist two
3655 distinct kinds of centralization, which it is necessary to discriminate
3656 with accuracy. Certain interests are common to all parts of a nation,
3657 such as the enactment of its general laws and the maintenance of its
3658 foreign relations. Other interests are peculiar to certain parts of the
3659 nation; such, for instance, as the business of different townships.
3660 When the power which directs the general interests is centred in one
3661 place, or vested in the same persons, it constitutes a central
3662 government. In like manner the power of directing partial or local
3663 interests, when brought together into one place, constitutes what may
3664 be termed a central administration.
632 In my view, state authority should not relinquish the right to inspect local administration, even without direct interference. If a state agent prosecuted misconduct by local officers, more uniform order might be achieved without compromising independence. Currently, nothing exists above county courts, which only occasionally address offenses they should suppress.
3665 633
3666 Upon some points these two kinds of centralization coalesce; but by
3667 classifying the objects which fall more particularly within the
3668 province of each of them, they may easily be distinguished. It is
3669 evident that a central government acquires immense power when united to
3670 administrative centralization. Thus combined, it accustoms men to set
3671 their own will habitually and completely aside; to submit, not only for
3672 once, or upon one point, but in every respect, and at all times. Not
3673 only, therefore, does this union of power subdue them compulsorily, but
3674 it affects them in the ordinary habits of life, and influences each
3675 individual, first separately and then collectively.
634 European centralization proponents argue that government manages local affairs better than citizens could. This may be true when central power is enlightened and locals are ignorant; when the center is alert and locals are slow; or when the center acts and locals obey. This gap increases with centralization, as the center becomes more capable and locals more incompetent. But I deny this applies to people as enlightened, aware of their interests, and accustomed to reflection as the Americans. On the contrary, the collective strength of citizens will always contribute more effectively to public welfare than government authority.
3676 635
3677 These two kinds of centralization mutually assist and attract each
3678 other; but they must not be supposed to be inseparable. It is
3679 impossible to imagine a more completely central government than that
3680 which existed in France under Louis XIV.; when the same individual was
3681 the author and the interpreter of the laws, and the representative of
3682 France at home and abroad, he was justified in asserting that the State
3683 was identified with his person. Nevertheless, the administration was
3684 much less centralized under Louis XIV. than it is at the present day.
636 It is difficult to awaken a sleeping population or give them knowledge they lack. Persuading people to care about their own affairs is hard; it is often easier to interest them in court trivialities than community maintenance. But whenever a central administration claims to replace those most interested in a matter, I suspect it is mistaken or deceptive. No central power, however enlightened, can manage all details of a great nation's life—such vigilance exceeds human capacity. When it tries, it must accept imperfect results or exhaust itself in useless effort.
3685 637
3686 In England the centralization of the government is carried to great
3687 perfection; the State has the compact vigor of a man, and by the sole
3688 act of its will it puts immense engines in motion, and wields or
3689 collects the efforts of its authority. Indeed, I cannot conceive that a
3690 nation can enjoy a secure or prosperous existence without a powerful
3691 centralization of government. But I am of opinion that a central
3692 administration enervates the nations in which it exists by incessantly
3693 diminishing their public spirit. If such an administration succeeds in
3694 condensing at a given moment, on a given point, all the disposable
3695 resources of a people, it impairs at least the renewal of those
3696 resources. It may ensure a victory in the hour of strife, but it
3697 gradually relaxes the sinews of strength. It may contribute admirably
3698 to the transient greatness of a man, but it cannot ensure the durable
3699 prosperity of a nation.
638 Centralization easily imposes outward uniformity, commanding respect regardless of purpose. It brings admirable regularity to routine business, suppresses minor disorders, maintains society in stable but unimproving condition, and perpetuates sleepy precision that administrators applaud. This excels more in prevention than action. Its power fails when society needs to be stirred; if private citizens' cooperation becomes necessary, its weakness is revealed. Even when it asks for help, it demands they act exactly as prescribed, in a limited role, judging only by results. These are not conditions that secure human cooperation, which requires free movement and responsible action.
3700 639
3701 If we pay proper attention, we shall find that whenever it is said that
3702 a State cannot act because it has no central point, it is the
3703 centralization of the government in which it is deficient. It is
3704 frequently asserted, and we are prepared to assent to the proposition,
3705 that the German empire was never able to bring all its powers into
3706 action. But the reason was, that the State was never able to enforce
3707 obedience to its general laws, because the several members of that
3708 great body always claimed the right, or found the means, of refusing
3709 their co-operation to the representatives of the common authority, even
3710 in the affairs which concerned the mass of the people; in other words,
3711 because there was no centralization of government. The same remark is
3712 applicable to the Middle Ages; the cause of all the confusion of feudal
3713 society was that the control, not only of local but of general
3714 interests, was divided amongst a thousand hands, and broken up in a
3715 thousand different ways; the absence of a central government prevented
3716 the nations of Europe from advancing with energy in any straightforward
3717 course.
640 > **Quote:** "Such is the constitution of man, the citizen had rather remain a passive spectator than a dependent actor in schemes with which he is unacquainted."
3718 641
3719 We have shown that in the United States no central administration and
3720 no dependent series of public functionaries exist. Local authority has
3721 been carried to lengths which no European nation could endure without
3722 great inconvenience, and which has even produced some disadvantageous
3723 consequences in America. But in the United States the centralization of
3724 the Government is complete; and it would be easy to prove that the
3725 national power is more compact than it has ever been in the old nations
3726 of Europe. Not only is there but one legislative body in each State;
3727 not only does there exist but one source of political authority; but
3728 district assemblies and county courts have not in general been
3729 multiplied, lest they should be tempted to exceed their administrative
3730 duties, and interfere with the Government. In America the legislature
3731 of each State is supreme; nothing can impede its authority; neither
3732 privileges, nor local immunities, nor personal influence, nor even the
3733 empire of reason, since it represents that majority which claims to be
3734 the sole organ of reason. Its own determination is, therefore, the only
3735 limit to this action. In juxtaposition to it, and under its immediate
3736 control, is the representative of the executive power, whose duty it is
3737 to constrain the refractory to submit by superior force. The only
3738 symptom of weakness lies in certain details of the action of the
3739 Government. The American republics have no standing armies to
3740 intimidate a discontented minority; but as no minority has as yet been
3741 reduced to declare open war, the necessity of an army has not been
3742 felt. *q The State usually employs the officers of the township or the
3743 county to deal with the citizens. Thus, for instance, in New England,
3744 the assessor fixes the rate of taxes; the collector receives them; the
3745 town-treasurer transmits the amount to the public treasury; and the
3746 disputes which may arise are brought before the ordinary courts of
3747 justice. This method of collecting taxes is slow as well as
3748 inconvenient, and it would prove a perpetual hindrance to a Government
3749 whose pecuniary demands were large. It is desirable that, in whatever
3750 materially affects its existence, the Government should be served by
3751 officers of its own, appointed by itself, removable at pleasure, and
3752 accustomed to rapid methods of proceeding. But it will always be easy
3753 for the central government, organized as it is in America, to introduce
3754 new and more efficacious modes of action, proportioned to its wants.
3755 [Footnote q: [The Civil War of 1860-65 cruelly belied this statement,
3756 and in the course of the struggle the North alone called two millions
3757 and a half of men to arms; but to the honor of the United States it
3758 must be added that, with the cessation of the contest, this army
3759 disappeared as rapidly as it had been raised.—Translator’s Note.]]
642 [China presents the most perfect example of well-being that complete centralization can provide. Travelers assure us the Chinese have peace without happiness, industry without progress, stability without strength, and public order without public morality. Society is tolerable but never excellent. I am convinced that when China opens to European observation, it will be found to contain the world's most perfect centralized administration model.]
3760 643
3761 The absence of a central government will not, then, as has often been
3762 asserted, prove the destruction of the republics of the New World; far
3763 from supposing that the American governments are not sufficiently
3764 centralized, I shall prove hereafter that they are too much so. The
3765 legislative bodies daily encroach upon the authority of the Government,
3766 and their tendency, like that of the French Convention, is to
3767 appropriate it entirely to themselves. Under these circumstances the
3768 social power is constantly changing hands, because it is subordinate to
3769 the power of the people, which is too apt to forget the maxims of
3770 wisdom and of foresight in the consciousness of its strength: hence
3771 arises its danger; and thus its vigor, and not its impotence, will
3772 probably be the cause of its ultimate destruction.
644 The lack of uniform regulations controlling every French inhabitant is often felt in the United States. Instances of social indifference occur, and disgraceful flaws contrast with surrounding civilization. Useful projects requiring constant attention are frequently abandoned, for Americans, like others, are subject to sudden impulses. Europeans, accustomed to official interference in every project, struggle to adjust to local administration's complex machinery. Minor policing details that make life comfortable are neglected, but essential protections of man in society are as strong as anywhere. The power directing American government is less systematic, less enlightened, and less expert—yet a hundred times more authoritative than in Europe. In no country do citizens make such efforts for the common good; I know of none with so many effective schools, well-suited places of worship, or better-maintained roads. Uniformity, permanence, minute arrangement, and elaborate administration perfection should not be sought in the United States; instead, one finds a power that, if somewhat barbarous, is at least robust; and an existence checkered with accidents but cheered by animation and effort.
3773 645
3774 The system of local administration produces several different effects
3775 in America. The Americans seem to me to have outstepped the limits of
3776 sound policy in isolating the administration of the Government; for
3777 order, even in second-rate affairs, is a matter of national importance.
3778 *r As the State has no administrative functionaries of its own,
3779 stationed on different points of its territory, to whom it can give a
3780 common impulse, the consequence is that it rarely attempts to issue any
3781 general police regulations. The want of these regulations is severely
3782 felt, and is frequently observed by Europeans. The appearance of
3783 disorder which prevails on the surface leads him at first to imagine
3784 that society is in a state of anarchy; nor does he perceive his mistake
3785 till he has gone deeper into the subject. Certain undertakings are of
3786 importance to the whole State; but they cannot be put in execution,
3787 because there is no national administration to direct them. Abandoned
3788 to the exertions of the towns or counties, under the care of elected or
3789 temporary agents, they lead to no result, or at least to no durable
3790 benefit.
646 [A talented writer comparing French and American finances proved cleverness cannot replace knowledge of facts. He reproached Americans for confusion in township accounts, provided a French departmental budget model, and added: "We owe to centralization—that admirable invention of a great man—the uniform order and method that prevail in all municipal budgets, from the largest town to the smallest village." Whatever my admiration, when I see French communities with excellent accounting plunged into deep ignorance of their true interests and incurable apathy—existing rather than living—and when I observe the activity, information, and enterprise keeping American society in constant labor, whose budgets have little method and less uniformity, I am struck.
3791 647
3792 r
3793 [ The authority which represents the State ought not, I think, to waive
3794 the right of inspecting the local administration, even when it does not
3795 interfere more actively. Suppose, for instance, that an agent of the
3796 Government was stationed at some appointed spot in the country, to
3797 prosecute the misdemeanors of the town and county officers, would not a
3798 more uniform order be the result, without in any way compromising the
3799 independence of the township? Nothing of the kind, however, exists in
3800 America: there is nothing above the county-courts, which have, as it
3801 were, only an incidental cognizance of the offences they are meant to
3802 repress.]
648 > **Quote:** "To my mind the end of a good government is to ensure the welfare of a people, and not to establish order and regularity in the midst of its misery and its distress."
3803 649
650 I am led to believe that American township prosperity with confused accounts, and French distress with perfect budgets, stem from the same cause. I am suspicious of a benefit tied to so many evils, and not opposed to an evil compensated by so many benefits.]
3804 651
3805 The partisans of centralization in Europe are wont to maintain that the
3806 Government directs the affairs of each locality better than the
3807 citizens could do it for themselves; this may be true when the central
3808 power is enlightened, and when the local districts are ignorant; when
3809 it is as alert as they are slow; when it is accustomed to act, and they
3810 to obey. Indeed, it is evident that this double tendency must augment
3811 with the increase of centralization, and that the readiness of the one
3812 and the incapacity of the others must become more and more prominent.
3813 But I deny that such is the case when the people is as enlightened, as
3814 awake to its interests, and as accustomed to reflect on them, as the
3815 Americans are. I am persuaded, on the contrary, that in this case the
3816 collective strength of the citizens will always conduce more
3817 efficaciously to the public welfare than the authority of the
3818 Government. It is difficult to point out with certainty the means of
3819 arousing a sleeping population, and of giving it passions and knowledge
3820 which it does not possess; it is, I am well aware, an arduous task to
3821 persuade men to busy themselves about their own affairs; and it would
3822 frequently be easier to interest them in the punctilios of court
3823 etiquette than in the repairs of their common dwelling. But whenever a
3824 central administration affects to supersede the persons most
3825 interested, I am inclined to suppose that it is either misled or
3826 desirous to mislead. However enlightened and however skilful a central
3827 power may be, it cannot of itself embrace all the details of the
3828 existence of a great nation. Such vigilance exceeds the powers of man.
3829 And when it attempts to create and set in motion so many complicated
3830 springs, it must submit to a very imperfect result, or consume itself
3831 in bootless efforts.
652 Granting that American villages and counties would be governed more effectively by a remote authority, that the country would be more secure if administration centered in one hand, I would still prefer the American system for its political advantages. After all, it benefits me little if a watchful authority protects my peace and removes all dangers, if that same authority is absolute master of my liberty and life. Such a system monopolizes existence's energy: when authority weakens, everything weakens; when it sleeps, everything sleeps; when it dies, the State perishes.
3832 653
3833 Centralization succeeds more easily, indeed, in subjecting the external
3834 actions of men to a certain uniformity, which at least commands our
3835 regard, independently of the objects to which it is applied, like those
3836 devotees who worship the statue and forget the deity it represents.
3837 Centralization imparts without difficulty an admirable regularity to
3838 the routine of business; provides for the details of the social police
3839 with sagacity; represses the smallest disorder and the most petty
3840 misdemeanors; maintains society in a status quo alike secure from
3841 improvement and decline; and perpetuates a drowsy precision in the
3842 conduct of affairs, which is hailed by the heads of the administration
3843 as a sign of perfect order and public tranquillity: *s in short, it
3844 excels more in prevention than in action. Its force deserts it when
3845 society is to be disturbed or accelerated in its course; and if once
3846 the co-operation of private citizens is necessary to the furtherance of
3847 its measures, the secret of its impotence is disclosed. Even whilst it
3848 invokes their assistance, it is on the condition that they shall act
3849 exactly as much as the Government chooses, and exactly in the manner it
3850 appoints. They are to take charge of the details, without aspiring to
3851 guide the system; they are to work in a dark and subordinate sphere,
3852 and only to judge the acts in which they have themselves cooperated by
3853 their results. These, however, are not conditions on which the alliance
3854 of the human will is to be obtained; its carriage must be free and its
3855 actions responsible, or (such is the constitution of man) the citizen
3856 had rather remain a passive spectator than a dependent actor in schemes
3857 with which he is unacquainted.
654 In certain European countries, inhabitants consider themselves settlers, indifferent to their residence's fate. Great changes occur without their participation, often without their knowledge. The citizen is unconcerned about his village's condition, street policing, or church repairs; he sees these as belonging to a powerful stranger called "the Government." He feels only a temporary interest, without ownership or improvement. This apathy extends so far that if his safety or his children's is threatened, he folds his arms and waits for national aid. This same individual, having surrendered his free will, has no natural inclination to obey; he cowers before the lowest official, but as for the law, he braves it with > **Quote:** "the spirit of a conquered foe as soon as its superior force is removed: his oscillations between servitude and license are perpetual." When a nation reaches this state, it must change its customs and laws or perish; public virtue's source has dried up. Such communities are natural prey for foreign conquest. If they do not disappear, it is only because surrounded by similar or inferior nations, a lingering patriotism or memory of past glory gives impulse for preservation.
3858 655
3859 s
3860 [ China appears to me to present the most perfect instance of that
3861 species of well-being which a completely central administration may
3862 furnish to the nations among which it exists. Travellers assure us that
3863 the Chinese have peace without happiness, industry without improvement,
3864 stability without strength, and public order without public morality.
3865 The condition of society is always tolerable, never excellent. I am
3866 convinced that, when China is opened to European observation, it will
3867 be found to contain the most perfect model of a central administration
3868 which exists in the universe.]
656 Nor can tribes' massive efforts defending an alien country be cited for such systems; their main motivation was religion. The nation's survival had become part of their faith, and in defending their country they defended their Holy City. Turkish tribes never participated in societal affairs, yet accomplished immense feats while the Sultan's victories were Islamic triumphs. Today they decline because only despotism remains as religion fades. Montesquieu gave absolute power more credit than it deserves; despotism alone produces no lasting results. Upon inspection, religion—not fear—has always caused absolute governments' long-term prosperity. No true power can be established among men without relying on the free union of their desires; patriotism and religion are the only motives that can permanently direct a political body toward a single goal.
3869 657
658 Laws cannot restart a dying faith's fire, but can make men interested in their country's fate. By this influence, patriotism's vague impulse may be directed and revived; connected to thoughts, passions, and daily habits, it can solidify into lasting, rational sentiment.
3870 659
3871 It is undeniable that the want of those uniform regulations which
3872 control the conduct of every inhabitant of France is not unfrequently
3873 felt in the United States. Gross instances of social indifference and
3874 neglect are to be met with, and from time to time disgraceful blemishes
3875 are seen in complete contrast with the surrounding civilization. Useful
3876 undertakings which cannot succeed without perpetual attention and
3877 rigorous exactitude are very frequently abandoned in the end; for in
3878 America, as well as in other countries, the people is subject to sudden
3879 impulses and momentary exertions. The European who is accustomed to
3880 find a functionary always at hand to interfere with all he undertakes
3881 has some difficulty in accustoming himself to the complex mechanism of
3882 the administration of the townships. In general it may be affirmed that
3883 the lesser details of the police, which render life easy and
3884 comfortable, are neglected in America; but that the essential
3885 guarantees of man in society are as strong there as elsewhere. In
3886 America the power which conducts the Government is far less regular,
3887 less enlightened, and less learned, but an hundredfold more
3888 authoritative than in Europe. In no country in the world do the
3889 citizens make such exertions for the common weal; and I am acquainted
3890 with no people which has established schools as numerous and as
3891 efficacious, places of public worship better suited to the wants of the
3892 inhabitants, or roads kept in better repair. Uniformity or permanence
3893 of design, the minute arrangement of details, *t and the perfection of
3894 an ingenious administration, must not be sought for in the United
3895 States; but it will be easy to find, on the other hand, the symptoms of
3896 a power which, if it is somewhat barbarous, is at least robust; and of
3897 an existence which is checkered with accidents indeed, but cheered at
3898 the same time by animation and effort.
660 Let it not be said that such experiments' time has passed; nations' old age differs from men's, and every generation is a new people ready for the lawmaker's care. It is the political, not administrative, effects of local system that I most admire in America. There, the country's interests are kept everywhere in view; every citizen is as warmly attached as if they were his own. He takes pride in national glory, boasts of success he helped achieve, and rejoies in general prosperity. His feeling toward the State resembles family bonds, and he involves himself in welfare through self-interest.
3899 661
3900 t
3901 [ A writer of talent, who, in the comparison which he has drawn between
3902 the finances of France and those of the United States, has proved that
3903 ingenuity cannot always supply the place of a knowledge of facts, very
3904 justly reproaches the Americans for the sort of confusion which exists
3905 in the accounts of the expenditure in the townships; and after giving
3906 the model of a departmental budget in France, he adds:—“We are indebted
3907 to centralization, that admirable invention of a great man, for the
3908 uniform order and method which prevail alike in all the municipal
3909 budgets, from the largest town to the humblest commune.” Whatever may
3910 be my admiration of this result, when I see the communes of France,
3911 with their excellent system of accounts, plunged into the grossest
3912 ignorance of their true interests, and abandoned to so incorrigible an
3913 apathy that they seem to vegetate rather than to live; when, on the
3914 other hand, I observe the activity, the information, and the spirit of
3915 enterprise which keep society in perpetual labor, in those American
3916 townships whose budgets are drawn up with small method and with still
3917 less uniformity, I am struck by the spectacle; for to my mind the end
3918 of a good government is to ensure the welfare of a people, and not to
3919 establish order and regularity in the midst of its misery and its
3920 distress. I am therefore led to suppose that the prosperity of the
3921 American townships and the apparent confusion of their accounts, the
3922 distress of the French communes and the perfection of their budget, may
3923 be attributable to the same cause. At any rate I am suspicious of a
3924 benefit which is united to so many evils, and I am not averse to an
3925 evil which is compensated by so many benefits.]
662 The European obeys officials because they represent superior force; the American obeys because they represent right. In America, no one obeys a man, but justice and law. If the citizen's self-opinion is exaggerated, it is at least healthy; he trusts his own powers unhesitatingly. When a private individual plans a project relating to society's welfare, he never asks government cooperation; instead, he publishes his plan, offers execution, seeks individual help, and struggles against obstacles. While often less successful than the State might have been, the sum of private undertakings far exceeds what government could accomplish.
3926 663
664 Since administrative authority is within citizens' reach, representing them to some degree, it excites neither jealousy nor hatred; since its resources are limited, everyone knows they must not rely solely on it. Thus when administration intervenes, it does not work alone as in Europe; private duties do not end because the State assists. On the contrary, everyone guides and supports it. This combination of individual effort and public authority often achieves what the most energetic central administration cannot. I could provide many facts, but will give only one with which I am thoroughly familiar. In America, authorities have few means to discover crimes and arrest criminals. No state police exists, passports are unknown. The criminal police cannot compare to France's; magistrates and prosecutors are few, and prisoner questioning is rapid and oral. Yet nowhere does crime more rarely escape punishment, because everyone believes they have an interest in providing evidence and stopping offenders. During my stay, I witnessed spontaneous committee formation to pursue and prosecute a major criminal.
3927 665
3928 Granting for an instant that the villages and counties of the United
3929 States would be more usefully governed by a remote authority which they
3930 had never seen than by functionaries taken from the midst of
3931 them—admitting, for the sake of argument, that the country would be
3932 more secure, and the resources of society better employed, if the whole
3933 administration centred in a single arm—still the political advantages
3934 which the Americans derive from their system would induce me to prefer
3935 it to the contrary plan. It profits me but little, after all, that a
3936 vigilant authority should protect the tranquillity of my pleasures and
3937 constantly avert all dangers from my path, without my care or my
3938 concern, if this same authority is the absolute mistress of my liberty
3939 and of my life, and if it so monopolizes all the energy of existence
3940 that when it languishes everything languishes around it, that when it
3941 sleeps everything must sleep, that when it dies the State itself must
3942 perish.
666 > **Quote:** "In Europe a criminal is an unhappy being who is struggling for his life against the ministers of justice, whilst the population is merely a spectator of the conflict; in America he is looked upon as an enemy of the human race, and the whole of mankind is against him."
3943 667
3944 In certain countries of Europe the natives consider themselves as a
3945 kind of settlers, indifferent to the fate of the spot upon which they
3946 live. The greatest changes are effected without their concurrence and
3947 (unless chance may have apprised them of the event) without their
3948 knowledge; nay more, the citizen is unconcerned as to the condition of
3949 his village, the police of his street, the repairs of the church or of
3950 the parsonage; for he looks upon all these things as unconnected with
3951 himself, and as the property of a powerful stranger whom he calls the
3952 Government. He has only a life-interest in these possessions, and he
3953 entertains no notions of ownership or of improvement. This want of
3954 interest in his own affairs goes so far that, if his own safety or that
3955 of his children is endangered, instead of trying to avert the peril, he
3956 will fold his arms, and wait till the nation comes to his assistance.
3957 This same individual, who has so completely sacrificed his own free
3958 will, has no natural propensity to obedience; he cowers, it is true,
3959 before the pettiest officer; but he braves the law with the spirit of a
3960 conquered foe as soon as its superior force is removed: his
3961 oscillations between servitude and license are perpetual. When a nation
3962 has arrived at this state it must either change its customs and its
3963 laws or perish: the source of public virtue is dry, and, though it may
3964 contain subjects, the race of citizens is extinct. Such communities are
3965 a natural prey to foreign conquests, and if they do not disappear from
3966 the scene of life, it is because they are surrounded by other nations
3967 similar or inferior to themselves: it is because the instinctive
3968 feeling of their country’s claims still exists in their hearts; and
3969 because an involuntary pride in the name it bears, or a vague
3970 reminiscence of its bygone fame, suffices to give them the impulse of
3971 self-preservation.
668 All nations benefit from regional institutions, but none more than democratic peoples. In aristocracies, order can be maintained amid liberty; rulers have much to lose and protect people from despotism's excesses. But democracy without local institutions has no security against evils. How can a population unaccustomed to freedom in small matters use it wisely in great ones? What resistance can be offered to tyranny where every private individual is powerless and citizens share no common bond? Those who fear mob chaos and those who fear absolute power should equally desire local liberties' gradual growth.
3972 669
3973 Nor can the prodigious exertions made by tribes in the defence of a
3974 country to which they did not belong be adduced in favor of such a
3975 system; for it will be found that in these cases their main incitement
3976 was religion. The permanence, the glory, or the prosperity of the
3977 nation were become parts of their faith, and in defending the country
3978 they inhabited they defended that Holy City of which they were all
3979 citizens. The Turkish tribes have never taken an active share in the
3980 conduct of the affairs of society, but they accomplished stupendous
3981 enterprises as long as the victories of the Sultan were the triumphs of
3982 the Mohammedan faith. In the present age they are in rapid decay,
3983 because their religion is departing, and despotism only remains.
3984 Montesquieu, who attributed to absolute power an authority peculiar to
3985 itself, did it, as I conceive, an undeserved honor; for despotism,
3986 taken by itself, can produce no durable results. On close inspection we
3987 shall find that religion, and not fear, has ever been the cause of the
3988 long-lived prosperity of an absolute government. Whatever exertions may
3989 be made, no true power can be founded among men which does not depend
3990 upon the free union of their inclinations; and patriotism and religion
3991 are the only two motives in the world which can permanently direct the
3992 whole of a body politic to one end.
670 Democratic nations are most at risk of falling under centralized administration for several reasons. Their constant tendency is to concentrate all governmental strength in the only power directly representing the people, because beyond the people nothing is visible but equal individuals blended together. When that power already possesses all government attributes, it can hardly resist involving itself in administrative details; an opportunity eventually arises, as happened in France. The French Revolution had two opposing impulses—one favoring liberty, the other despotism—that must never be confused. Under the old monarchy, the King was sole lawmaker, yet beneath his power certain remnants of local institutions, though half-destroyed, remained visible. These were inconsistent, poorly organized, and sometimes absurd; in aristocratic hands they had become oppression tools. The Revolution declared itself enemy both to royalty and local institutions, lumping everything before—despotic power and checks to its abuses—into one hatred, tending simultaneously to overthrow and centralize. This double character has been skillfully used by absolute power's supporters. Can they be accused of working for despotism when defending centralized administration, a great Revolution innovation? Thus popularity can combine with hostility toward people's rights, and tyranny's secret slave can be freedom's outspoken admirer.
3993 671
3994 Laws cannot succeed in rekindling the ardor of an extinguished faith,
3995 but men may be interested in the fate of their country by the laws. By
3996 this influence the vague impulse of patriotism, which never abandons
3997 the human heart, may be directed and revived; and if it be connected
3998 with the thoughts, the passions, and the daily habits of life, it may
3999 be consolidated into a durable and rational sentiment.
672 I have visited the two nations where local liberty is most perfectly established, and listened to different parties' opinions. In America I met men secretly hoping to destroy the Union's democratic institutions; in England I found others openly attacking aristocracy. But I know of no one who does not regard local independence as a great benefit. In both countries, I heard a thousand causes assigned for State problems, but never the local system. Citizens attributed their country's power and prosperity to many reasons, but all placed local institutions' advantages highest. Am I to suppose that men naturally divided on religion and politics, agreeing on one point of daily experience, are all wrong? The only nations denying local liberties' usefulness are those with the fewest—in other words, only the unfamiliar criticize the institution.
4000 673
4001 Let it not be said that the time for the experiment is already past;
4002 for the old age of nations is not like the old age of men, and every
4003 fresh generation is a new people ready for the care of the legislator.
4004
4005 It is not the administrative but the political effects of the local
4006 system that I most admire in America. In the United States the
4007 interests of the country are everywhere kept in view; they are an
4008 object of solicitude to the people of the whole Union, and every
4009 citizen is as warmly attached to them as if they were his own. He takes
4010 pride in the glory of his nation; he boasts of its success, to which he
4011 conceives himself to have contributed, and he rejoices in the general
4012 prosperity by which he profits. The feeling he entertains towards the
4013 State is analogous to that which unites him to his family, and it is by
4014 a kind of egotism that he interests himself in the welfare of his
4015 country.
4016
4017 The European generally submits to a public officer because he
4018 represents a superior force; but to an American he represents a right.
4019 In America it may be said that no one renders obedience to man, but to
4020 justice and to law. If the opinion which the citizen entertains of
4021 himself is exaggerated, it is at least salutary; he unhesitatingly
4022 confides in his own powers, which appear to him to be all-sufficient.
4023 When a private individual meditates an undertaking, however directly
4024 connected it may be with the welfare of society, he never thinks of
4025 soliciting the co-operation of the Government, but he publishes his
4026 plan, offers to execute it himself, courts the assistance of other
4027 individuals, and struggles manfully against all obstacles. Undoubtedly
4028 he is often less successful than the State might have been in his
4029 position; but in the end the sum of these private undertakings far
4030 exceeds all that the Government could have done.
4031
4032 As the administrative authority is within the reach of the citizens,
4033 whom it in some degree represents, it excites neither their jealousy
4034 nor their hatred; as its resources are limited, every one feels that he
4035 must not rely solely on its assistance. Thus, when the administration
4036 thinks fit to interfere, it is not abandoned to itself as in Europe;
4037 the duties of the private citizens are not supposed to have lapsed
4038 because the State assists in their fulfilment, but every one is ready,
4039 on the contrary, to guide and to support it. This action of individual
4040 exertions, joined to that of the public authorities, frequently
4041 performs what the most energetic central administration would be unable
4042 to execute. It would be easy to adduce several facts in proof of what I
4043 advance, but I had rather give only one, with which I am more
4044 thoroughly acquainted. *u In America the means which the authorities
4045 have at their disposal for the discovery of crimes and the arrest of
4046 criminals are few. The State police does not exist, and passports are
4047 unknown. The criminal police of the United States cannot be compared to
4048 that of France; the magistrates and public prosecutors are not
4049 numerous, and the examinations of prisoners are rapid and oral.
4050 Nevertheless in no country does crime more rarely elude punishment. The
4051 reason is, that every one conceives himself to be interested in
4052 furnishing evidence of the act committed, and in stopping the
4053 delinquent. During my stay in the United States I witnessed the
4054 spontaneous formation of committees for the pursuit and prosecution of
4055 a man who had committed a great crime in a certain county. In Europe a
4056 criminal is an unhappy being who is struggling for his life against the
4057 ministers of justice, whilst the population is merely a spectator of
4058 the conflict; in America he is looked upon as an enemy of the human
4059 race, and the whole of mankind is against him.
4060
4061 u
4062 [ See Appendix, I.]
4063
4064
4065 I believe that provincial institutions are useful to all nations, but
4066 nowhere do they appear to me to be more indispensable than amongst a
4067 democratic people. In an aristocracy order can always be maintained in
4068 the midst of liberty, and as the rulers have a great deal to lose order
4069 is to them a first-rate consideration. In like manner an aristocracy
4070 protects the people from the excesses of despotism, because it always
4071 possesses an organized power ready to resist a despot. But a democracy
4072 without provincial institutions has no security against these evils.
4073 How can a populace, unaccustomed to freedom in small concerns, learn to
4074 use it temperately in great affairs? What resistance can be offered to
4075 tyranny in a country where every private individual is impotent, and
4076 where the citizens are united by no common tie? Those who dread the
4077 license of the mob, and those who fear the rule of absolute power,
4078 ought alike to desire the progressive growth of provincial liberties.
4079
4080 On the other hand, I am convinced that democratic nations are most
4081 exposed to fall beneath the yoke of a central administration, for
4082 several reasons, amongst which is the following. The constant tendency
4083 of these nations is to concentrate all the strength of the Government
4084 in the hands of the only power which directly represents the people,
4085 because beyond the people nothing is to be perceived but a mass of
4086 equal individuals confounded together. But when the same power is
4087 already in possession of all the attributes of the Government, it can
4088 scarcely refrain from penetrating into the details of the
4089 administration, and an opportunity of doing so is sure to present
4090 itself in the end, as was the case in France. In the French Revolution
4091 there were two impulses in opposite directions, which must never be
4092 confounded—the one was favorable to liberty, the other to despotism.
4093 Under the ancient monarchy the King was the sole author of the laws,
4094 and below the power of the sovereign certain vestiges of provincial
4095 institutions, half destroyed, were still distinguishable. These
4096 provincial institutions were incoherent, ill compacted, and frequently
4097 absurd; in the hands of the aristocracy they had sometimes been
4098 converted into instruments of oppression. The Revolution declared
4099 itself the enemy of royalty and of provincial institutions at the same
4100 time; it confounded all that had preceded it—despotic power and the
4101 checks to its abuses—in indiscriminate hatred, and its tendency was at
4102 once to overthrow and to centralize. This double character of the
4103 French Revolution is a fact which has been adroitly handled by the
4104 friends of absolute power. Can they be accused of laboring in the cause
4105 of despotism when they are defending that central administration which
4106 was one of the great innovations of the Revolution? *v In this manner
4107 popularity may be conciliated with hostility to the rights of the
4108 people, and the secret slave of tyranny may be the professed admirer of
4109 freedom.
4110
4111 v
4112 [ See Appendix K.]
4113
4114
4115 I have visited the two nations in which the system of provincial
4116 liberty has been most perfectly established, and I have listened to the
4117 opinions of different parties in those countries. In America I met with
4118 men who secretly aspired to destroy the democratic institutions of the
4119 Union; in England I found others who attacked the aristocracy openly,
4120 but I know of no one who does not regard provincial independence as a
4121 great benefit. In both countries I have heard a thousand different
4122 causes assigned for the evils of the State, but the local system was
4123 never mentioned amongst them. I have heard citizens attribute the power
4124 and prosperity of their country to a multitude of reasons, but they all
4125 placed the advantages of local institutions in the foremost rank. Am I
4126 to suppose that when men who are naturally so divided on religious
4127 opinions and on political theories agree on one point (and that one of
4128 which they have daily experience), they are all in error? The only
4129 nations which deny the utility of provincial liberties are those which
4130 have fewest of them; in other words, those who are unacquainted with
4131 the institution are the only persons who pass a censure upon it.
4132
4133
4134
4135
4136 674 ## Chapter VI: Judicial Power In The United States
4137 675
676 Americans have retained the standard characteristics of judicial power common to all nations, yet transformed it into a powerful political tool. Their judges can declare laws unconstitutional—a right exercised through specific cases with safeguards against abuse.
4138 677
678 I devote a separate chapter to this because no other nation has organized judicial power on these principles. Confederations and republics exist elsewhere, as does representative government, but the American judicial organization is unique. A stranger sees judges constantly invoked in political events and assumes they are important political figures, yet their courts appear no different from standard judicial bodies. The magistrates seem to interfere in public affairs only by chance—though this chance recurs daily.
4139 679
680 The first characteristic of judicial power is the duty to arbitrate: courts only interfere when rights are contested and a lawsuit is brought. As long as a law faces no challenge, judicial authority has no occasion to examine it. When a judge attacks a law in a specific case, he merely extends his customary duties, but ruling on a law without a case before him would invade legislative authority.
4140 681
4141 The Anglo-Americans have retained the characteristics of judicial power
4142 which are common to all nations—They have, however, made it a powerful
4143 political organ—How—In what the judicial system of the Anglo-Americans
4144 differs from that of all other nations—Why the American judges have the
4145 right of declaring the laws to be unconstitutional—How they use this
4146 right—Precautions taken by the legislator to prevent its abuse.
682 The second characteristic is that judicial power rules on specific cases, not general principles. A judge may destroy a general principle through a particular judgment, but directly attacking a principle without a specific case leaves the proper sphere of judicial authority.
4147 683
4148 Judicial Power In The United States And Its Influence On Political
4149 Society.
684 The third characteristic is passivity: judicial power cannot act until appealed to. It does not hunt down criminals or examine evidence on its own initiative. It punishes when called upon, corrects wrongs when asked, interprets acts when necessary. A judge who initiated proceedings himself would violate the passive nature of his authority.
4150 685
4151 I have thought it essential to devote a separate chapter to the
4152 judicial authorities of the United States, lest their great political
4153 importance should be lessened in the reader’s eyes by a merely
4154 incidental mention of them. Confederations have existed in other
4155 countries beside America, and republics have not been established upon
4156 the shores of the New World alone; the representative system of
4157 government has been adopted in several States of Europe, but I am not
4158 aware that any nation of the globe has hitherto organized a judicial
4159 power on the principle now adopted by the Americans. The judicial
4160 organization of the United States is the institution which a stranger
4161 has the greatest difficulty in understanding. He hears the authority of
4162 a judge invoked in the political occurrences of every day, and he
4163 naturally concludes that in the United States the judges are important
4164 political functionaries; nevertheless, when he examines the nature of
4165 the tribunals, they offer nothing which is contrary to the usual habits
4166 and privileges of those bodies, and the magistrates seem to him to
4167 interfere in public affairs of chance, but by a chance which recurs
4168 every day.
686 > **Quote:** "The judicial power is by its nature devoid of action; it must be put in motion in order to produce a result."
4169 687
4170 When the Parliament of Paris remonstrated, or refused to enregister an
4171 edict, or when it summoned a functionary accused of malversation to its
4172 bar, its political influence as a judicial body was clearly visible;
4173 but nothing of the kind is to be seen in the United States. The
4174 Americans have retained all the ordinary characteristics of judicial
4175 authority, and have carefully restricted its action to the ordinary
4176 circle of its functions.
688 Americans have retained these three traits: judges only rule when litigation arises, only concern themselves with specific cases, and cannot act until a cause is properly brought before them. Yet they possess immense political power. The source lies in the simple fact that American judges may base decisions on the Constitution rather than ordinary laws—they can ignore laws they deem unconstitutional.
4177 689
4178 The first characteristic of judicial power in all nations is the duty
4179 of arbitration. But rights must be contested in order to warrant the
4180 interference of a tribunal; and an action must be brought to obtain the
4181 decision of a judge. As long, therefore, as the law is uncontested, the
4182 judicial authority is not called upon to discuss it, and it may exist
4183 without being perceived. When a judge in a given case attacks a law
4184 relating to that case, he extends the circle of his customary duties,
4185 without however stepping beyond it; since he is in some measure obliged
4186 to decide upon the law in order to decide the case. But if he
4187 pronounces upon a law without resting upon a case, he clearly steps
4188 beyond his sphere, and invades that of the legislative authority.
690 Similar claims have failed in other countries, but in America this right is universally recognized. The explanation lies in American constitutional principles. In France, the constitution is theoretically unchangeable; no authority can modify it. If French judges could declare laws unconstitutional, supreme power would rest with them, since they alone would interpret what no other body could alter. In England, Parliament can modify the constitution, so the constitution does not truly exist as a separate entity. Parliament is both legislative and constituent assembly.
4189 691
4190 The second characteristic of judicial power is that it pronounces on
4191 special cases, and not upon general principles. If a judge in deciding
4192 a particular point destroys a general principle, by passing a judgment
4193 which tends to reject all the inferences from that principle, and
4194 consequently to annul it, he remains within the ordinary limits of his
4195 functions. But if he directly attacks a general principle without
4196 having a particular case in view, he leaves the circle in which all
4197 nations have agreed to confine his authority, he assumes a more
4198 important, and perhaps a more useful, influence than that of the
4199 magistrate, but he ceases to be a representative of the judicial power.
692 American theory is more logical. The Constitution represents the people's will as a distinct whole, binding on legislator and citizen alike. It can be altered only by the people through specific procedures (such as Article V, requiring a two-thirds Congressional vote and ratification by three-quarters of the states—a process that produced the Thirteenth, Fourteenth, and Fifteenth Amendments). As long as it exists, it is the origin of all authority and the sole source of law.
4200 693
4201 The third characteristic of the judicial power is its inability to act
4202 unless it is appealed to, or until it has taken cognizance of an
4203 affair. This characteristic is less general than the other two; but,
4204 notwithstanding the exceptions, I think it may be regarded as
4205 essential. The judicial power is by its nature devoid of action; it
4206 must be put in motion in order to produce a result. When it is called
4207 upon to repress a crime, it punishes the criminal; when a wrong is to
4208 be redressed, it is ready to redress it; when an act requires
4209 interpretation, it is prepared to interpret it; but it does not pursue
4210 criminals, hunt out wrongs, or examine into evidence of its own accord.
4211 A judicial functionary who should open proceedings, and usurp the
4212 censorship of the laws, would in some measure do violence to the
4213 passive nature of his authority.
694 > **Quote:** "In the United States the constitution governs the legislator as much as the private citizen; as it is the first of laws it cannot be modified by a law, and it is therefore just that the tribunals should obey the constitution in preference to any law."
4214 695
4215 The Americans have retained these three distinguishing characteristics
4216 of the judicial power; an American judge can only pronounce a decision
4217 when litigation has arisen, he is only conversant with special cases,
4218 and he cannot act until the cause has been duly brought before the
4219 court. His position is therefore perfectly similar to that of the
4220 magistrate of other nations; and he is nevertheless invested with
4221 immense political power. If the sphere of his authority and his means
4222 of action are the same as those of other judges, it may be asked whence
4223 he derives a power which they do not possess. The cause of this
4224 difference lies in the simple fact that the Americans have acknowledged
4225 the right of the judges to found their decisions on the constitution
4226 rather than on the laws. In other words, they have left them at liberty
4227 not to apply such laws as may appear to them to be unconstitutional.
696 This condition is essential, for every magistrate has the natural right to choose the legal obligation by which he is most strictly bound. In France, the constitution is also primary law, but judges cannot use it without infringing on rights more sacred than their own—those of the society they represent. In America, where the nation can always force magistrates to obey by changing the constitution, no such danger exists.
4228 697
4229 I am aware that a similar right has been claimed—but claimed in vain—by
4230 courts of justice in other countries; but in America it is recognized
4231 by all authorities; and not a party, nor so much as an individual, is
4232 found to contest it. This fact can only be explained by the principles
4233 of the American constitution. In France the constitution is (or at
4234 least is supposed to be) immutable; and the received theory is that no
4235 power has the right of changing any part of it. In England the
4236 Parliament has an acknowledged right to modify the constitution; as,
4237 therefore, the constitution may undergo perpetual changes, it does not
4238 in reality exist; the Parliament is at once a legislative and a
4239 constituent assembly. The political theories of America are more simple
4240 and more rational. An American constitution is not supposed to be
4241 immutable as in France, nor is it susceptible of modification by the
4242 ordinary powers of society as in England. It constitutes a detached
4243 whole, which, as it represents the determination of the whole people,
4244 is no less binding on the legislator than on the private citizen, but
4245 which may be altered by the will of the people in predetermined cases,
4246 according to established rules. In America the constitution may
4247 therefore vary, but as long as it exists it is the origin of all
4248 authority, and the sole vehicle of the predominating force. *a
698 When an American judge considers a law unconstitutional, he may refuse to apply it. This power is unique and gives rise to immense political influence. Few laws escape judicial analysis for long, as most eventually affect private interests and reach court. Once a judge refuses to apply a law, it loses moral force. Those harmed learn to evade it, lawsuits multiply, and the law becomes powerless. The people must then change the constitution or the legislature must repeal the law.
4249 699
4250 a
4251 [ [The fifth article of the original Constitution of the United States
4252 provides the mode in which amendments of the Constitution may be made.
4253 Amendments must be proposed by two-thirds of both Houses of Congress,
4254 and ratified by the Legislatures of three-fourths of the several
4255 States. Fifteen amendments of the Constitution have been made at
4256 different times since 1789, the most important of which are the
4257 Thirteenth, Fourteenth, and Fifteenth, framed and ratified after the
4258 Civil War. The original Constitution of the United States, followed by
4259 these fifteen amendments, is printed at the end of this edition.
4260 —Translator’s Note, 1874.]]
700 The danger of this power is reduced by requiring that laws be attacked only through courts. If judges could challenge laws based on general theories or publicly criticize the legislature, they would become major political figures, stirring up national passions. But when a judge challenges a law in an obscure proceeding tied to private interests, the attack is hidden from public view. The decision affects only an individual, and the law is only indirectly slighted. Though criticized, it is not abolished; its moral force is weakened but not suspended. Its final destruction requires repeated judicial attacks. By linking law censorship to private prosecutions, the system is protected from frivolous attacks and party spirit. Legislative errors are exposed only when their bad consequences are actually felt.
4261 701
702 This practice is highly favorable to both liberty and public order. If judges could attack the legislature directly, they might be too timid to resist or party spirit might encourage constant combat. Laws would be attacked when government is weak and obeyed when strong—contested when they should be respected, respected when they could become tools of oppression. The American judge enters politics against his will, judging the law only because he must judge a case. He acts as a citizen by fulfilling his professional duty. This system does not reach all laws—some may never spark a lawsuit, and potential plaintiffs might decline to act. Americans accept this disadvantage to avoid granting dangerous power.
4262 703
4263 It is easy to perceive in what manner these differences must act upon
4264 the position and the rights of the judicial bodies in the three
4265 countries I have cited. If in France the tribunals were authorized to
4266 disobey the laws on the ground of their being opposed to the
4267 constitution, the supreme power would in fact be placed in their hands,
4268 since they alone would have the right of interpreting a constitution,
4269 the clauses of which can be modified by no authority. They would
4270 therefore take the place of the nation, and exercise as absolute a sway
4271 over society as the inherent weakness of judicial power would allow
4272 them to do. Undoubtedly, as the French judges are incompetent to
4273 declare a law to be unconstitutional, the power of changing the
4274 constitution is indirectly given to the legislative body, since no
4275 legal barrier would oppose the alterations which it might prescribe.
4276 But it is better to grant the power of changing the constitution of the
4277 people to men who represent (however imperfectly) the will of the
4278 people, than to men who represent no one but themselves.
704 > **Quote:** "Within these limits the power vested in the American courts of justice of pronouncing a statute to be unconstitutional forms one of the most powerful barriers which has ever been devised against the tyranny of political assemblies."
4279 705
4280 It would be still more unreasonable to invest the English judges with
4281 the right of resisting the decisions of the legislative body, since the
4282 Parliament which makes the laws also makes the constitution; and
4283 consequently a law emanating from the three powers of the State can in
4284 no case be unconstitutional. But neither of these remarks is applicable
4285 to America.
706 **Other Powers Granted To American Judges**
4286 707
4287 In the United States the constitution governs the legislator as much as
4288 the private citizen; as it is the first of laws it cannot be modified
4289 by a law, and it is therefore just that the tribunals should obey the
4290 constitution in preference to any law. This condition is essential to
4291 the power of the judicature, for to select that legal obligation by
4292 which he is most strictly bound is the natural right of every
4293 magistrate.
708 In the United States, all citizens can sue public officials in ordinary courts, and all judges can punish public offenses. The right to judge executive agents who violate law is so natural it should not be considered extraordinary. Far from weakening government, it increases respect for authority while making officials more careful not to offend public opinion. Political trials are rare because lawsuits are difficult and expensive. It is easy to attack a public figure in a newspaper, but a lawsuit requires serious motives and solid grounds. Individuals only prosecute officials with genuine complaints, and officials are careful not to provide grounds when they fear being sued.
4294 709
4295 In France the constitution is also the first of laws, and the judges
4296 have the same right to take it as the ground of their decisions, but
4297 were they to exercise this right they must perforce encroach on rights
4298 more sacred than their own, namely, on those of society, in whose name
4299 they are acting. In this case the State-motive clearly prevails over
4300 the motives of an individual. In America, where the nation can always
4301 reduce its magistrates to obedience by changing its constitution, no
4302 danger of this kind is to be feared. Upon this point, therefore, the
4303 political and the logical reasons agree, and the people as well as the
4304 judges preserve their privileges.
710 This is not unique to republics; the same holds true in England. Neither nation views impeachment of top officials as sufficient guarantee of independence. They believe the right of every citizen to bring minor prosecutions better safeguards freedom than massive judicial actions employed too late.
4305 711
4306 Whenever a law which the judge holds to be unconstitutional is argued
4307 in a tribunal of the United States he may refuse to admit it as a rule;
4308 this power is the only one which is peculiar to the American
4309 magistrate, but it gives rise to immense political influence. Few laws
4310 can escape the searching analysis of the judicial power for any length
4311 of time, for there are few which are not prejudicial to some private
4312 interest or other, and none which may not be brought before a court of
4313 justice by the choice of parties, or by the necessity of the case. But
4314 from the time that a judge has refused to apply any given law in a
4315 case, that law loses a portion of its moral cogency. The persons to
4316 whose interests it is prejudicial learn that means exist of evading its
4317 authority, and similar suits are multiplied, until it becomes
4318 powerless. One of two alternatives must then be resorted to: the people
4319 must alter the constitution, or the legislature must repeal the law.
4320 The political power which the Americans have intrusted to their courts
4321 of justice is therefore immense, but the evils of this power are
4322 considerably diminished by the obligation which has been imposed of
4323 attacking the laws through the courts of justice alone. If the judge
4324 had been empowered to contest the laws on the ground of theoretical
4325 generalities, if he had been enabled to open an attack or to pass a
4326 censure on the legislator, he would have played a prominent part in the
4327 political sphere; and as the champion or the antagonist of a party, he
4328 would have arrayed the hostile passions of the nation in the conflict.
4329 But when a judge contests a law applied to some particular case in an
4330 obscure proceeding, the importance of his attack is concealed from the
4331 public gaze, his decision bears upon the interest of an individual, and
4332 if the law is slighted it is only collaterally. Moreover, although it
4333 is censured, it is not abolished; its moral force may be diminished,
4334 but its cogency is by no means suspended, and its final destruction can
4335 only be accomplished by the reiterated attacks of judicial
4336 functionaries. It will readily be understood that by connecting the
4337 censorship of the laws with the private interests of members of the
4338 community, and by intimately uniting the prosecution of the law with
4339 the prosecution of an individual, legislation is protected from wanton
4340 assailants, and from the daily aggressions of party spirit. The errors
4341 of the legislator are exposed whenever their evil consequences are most
4342 felt, and it is always a positive and appreciable fact which serves as
4343 the basis of a prosecution.
712 In the Middle Ages, judges used terrible tortures on the few offenders they caught, which did nothing to lower crime. We have since discovered that certain, mild justice is more effective. The English and Americans treat tyranny like any other crime—by making penalties reasonable and convictions easier to obtain.
4344 713
4345 I am inclined to believe this practice of the American courts to be at
4346 once the most favorable to liberty as well as to public order. If the
4347 judge could only attack the legislator openly and directly, he would
4348 sometimes be afraid to oppose any resistance to his will; and at other
4349 moments party spirit might encourage him to brave it at every turn. The
4350 laws would consequently be attacked when the power from which they
4351 emanate is weak, and obeyed when it is strong. That is to say, when it
4352 would be useful to respect them they would be contested, and when it
4353 would be easy to convert them into an instrument of oppression they
4354 would be respected. But the American judge is brought into the
4355 political arena independently of his own will. He only judges the law
4356 because he is obliged to judge a case. The political question which he
4357 is called upon to resolve is connected with the interest of the
4358 suitors, and he cannot refuse to decide it without abdicating the
4359 duties of his post. He performs his functions as a citizen by
4360 fulfilling the precise duties which belong to his profession as a
4361 magistrate. It is true that upon this system the judicial censorship
4362 which is exercised by the courts of justice over the legislation cannot
4363 extend to all laws indiscriminately, inasmuch as some of them can never
4364 give rise to that exact species of contestation which is termed a
4365 lawsuit; and even when such a contestation is possible, it may happen
4366 that no one cares to bring it before a court of justice. The Americans
4367 have often felt this disadvantage, but they have left the remedy
4368 incomplete, lest they should give it an efficacy which might in some
4369 cases prove dangerous. Within these limits the power vested in the
4370 American courts of justice of pronouncing a statute to be
4371 unconstitutional forms one of the most powerful barriers which has ever
4372 been devised against the tyranny of political assemblies.
714 In the eighth year of the French Republic, a constitution drafted this clause: "Art. 75. All government agents below the rank of ministers can only be prosecuted for offenses related to their functions by a decree of the Council of State; in which case the prosecution takes place before ordinary courts." This clause survived that constitution and remains despite national complaints. I have found it difficult to explain this to Englishmen or Americans. They assumed the Council of State was a great court with preliminary jurisdiction in political cases.
4373 715
4374 Other Powers Granted To American Judges
716 When I explained that the Council of State is not a judicial body but an administrative council dependent on the Crown—meaning the sovereign, after ordering one servant (a Prefect) to commit an injustice, can then command another servant (a Councilor of State) to ensure the first goes unpunished—they refused to credit so flagrant an abuse. When I showed that a citizen injured by a sovereign's order must ask the sovereign for permission to seek justice, they thought I was lying or ignorant. Before the Revolution, a Parliament might issue a warrant against an official, and the Crown would stop proceedings through absolute power. It is painful to see how much further we have fallen than our ancestors, as we now allow under law and justice what previously required raw violence.
4375 717
4376 The United States all the citizens have the right of indicting public
4377 functionaries before the ordinary tribunals—How they use this
4378 right—Art. 75 of the French Constitution of the An VIII—The Americans
4379 and the English cannot understand the purport of this clause.
718 ## Chapter VII: Political Jurisdiction In The United States
4380 719
4381 It is perfectly natural that in a free country like America all the
4382 citizens should have the right of indicting public functionaries before
4383 the ordinary tribunals, and that all the judges should have the power
4384 of punishing public offences. The right granted to the courts of
4385 justice of judging the agents of the executive government, when they
4386 have violated the laws, is so natural a one that it cannot be looked
4387 upon as an extraordinary privilege. Nor do the springs of government
4388 appear to me to be weakened in the United States by the custom which
4389 renders all public officers responsible to the judges of the land. The
4390 Americans seem, on the contrary, to have increased by this means that
4391 respect which is due to the authorities, and at the same time to have
4392 rendered those who are in power more scrupulous of offending public
4393 opinion. I was struck by the small number of political trials which
4394 occur in the United States, but I had no difficulty in accounting for
4395 this circumstance. A lawsuit, of whatever nature it may be, is always a
4396 difficult and expensive undertaking. It is easy to attack a public man
4397 in a journal, but the motives which can warrant an action at law must
4398 be serious. A solid ground of complaint must therefore exist to induce
4399 an individual to prosecute a public officer, and public officers are
4400 careful not to furnish these grounds of complaint when they are afraid
4401 of being prosecuted.
720 By political jurisdiction, I mean the temporary right to issue legal decisions granted to a political body. In absolute governments, the prince is as much the sovereign of the courts as of the state, and the perceived weight of his power provides its own security; in free countries, where majorities cannot influence courts so absolutely, judicial power is occasionally granted to representatives—a temporary overlap deemed better than violating unified governance.
4402 721
4403 This does not depend upon the republican form of American institutions,
4404 for the same facts present themselves in England. These two nations do
4405 not regard the impeachment of the principal officers of State as a
4406 sufficient guarantee of their independence. But they hold that the
4407 right of minor prosecutions, which are within the reach of the whole
4408 community, is a better pledge of freedom than those great judicial
4409 actions which are rarely employed until it is too late.
722 England, France, and the United States have each legally established this practice, yet adapted it differently. In England and France, the House of Lords and Chamber of Peers serve as the highest criminal courts; another body may impeach before them. In England, the Commons may impeach anyone; in France, Deputies could only prosecute ministers. In both, the Upper House can apply any criminal law to punish offenders.
4410 723
4411 In the Middle Ages, when it was very difficult to overtake offenders,
4412 the judges inflicted the most dreadful tortures on the few who were
4413 arrested, which by no means diminished the number of crimes. It has
4414 since been discovered that when justice is more certain and more mild,
4415 it is at the same time more efficacious. The English and the Americans
4416 hold that tyranny and oppression are to be treated like any other
4417 crime, by lessening the penalty and facilitating conviction.
724 In America, the House impeaches and the Senate sentences, but only public officials may be tried. Once stripped of rank and declared ineligible, regular courts begin. If the President commits high treason, the House impeaches, the Senate removes him, then a jury alone can deprive him of liberty or life. This reveals the distinction: European political courts try great offenders regardless of birth or power, transforming the legislator into a magistrate and requiring him to observe all the formal duties of justice. When an official is impeached and found guilty, removal is a consequence, not the sentence itself. European decisions are seen as verdicts rather than administrative actions.
4418 725
4419 In the year VIII of the French Republic a constitution was drawn up in
4420 which the following clause was introduced: “Art. 75. All the agents of
4421 the government below the rank of ministers can only be prosecuted for
4422 offences relating to their several functions by virtue of a decree of
4423 the Conseil d’Etat; in which the case the prosecution takes place
4424 before the ordinary tribunals.” This clause survived the “Constitution
4425 de l’An VIII,” and it is still maintained in spite of the just
4426 complaints of the nation. I have always found the utmost difficulty in
4427 explaining its meaning to Englishmen or Americans. They were at once
4428 led to conclude that the Conseil d’Etat in France was a great tribunal,
4429 established in the centre of the kingdom, which exercised a preliminary
4430 and somewhat tyrannical jurisdiction in all political causes. But when
4431 I told them that the Conseil d’Etat was not a judicial body, in the
4432 common sense of the term, but an administrative council composed of men
4433 dependent on the Crown, so that the king, after having ordered one of
4434 his servants, called a Prefect, to commit an injustice, has the power
4435 of commanding another of his servants, called a Councillor of State, to
4436 prevent the former from being punished; when I demonstrated to them
4437 that the citizen who has been injured by the order of the sovereign is
4438 obliged to solicit from the sovereign permission to obtain redress,
4439 they refused to credit so flagrant an abuse, and were tempted to accuse
4440 me of falsehood or of ignorance. It frequently happened before the
4441 Revolution that a Parliament issued a warrant against a public officer
4442 who had committed an offence, and sometimes the proceedings were
4443 stopped by the authority of the Crown, which enforced compliance with
4444 its absolute and despotic will. It is painful to perceive how much
4445 lower we are sunk than our forefathers, since we allow things to pass
4446 under the color of justice and the sanction of the law which violence
4447 alone could impose upon them.
726 In America, the opposite holds. Though the Senate’s decision follows judicial format and reasoning, its objective is purely administrative. Had lawmakers intended to grant true judicial authority, jurisdiction would not be limited to officials, since republics’ most dangerous enemies often hold no office—where party influence is the primary authority, and a leader’s strength often increases by exercising no legal power at all. Had they intended exemplary punishment, they would have placed the entire criminal code at political courts’ disposal. Instead, the weapon is deliberately limited; it cannot reach those who would completely subvert the law.
4448 727
728 American political jurisdiction aims to strip a malicious citizen of abused authority and prevent its future acquisition—an administrative measure enacted through judicial formalities. Every part of the system follows from this point. We can see why American constitutions subject all civil officials to the Senate’s jurisdiction while exempting the military, whose crimes are more dangerous. In the civil service, officials are generally not removable at will; some hold permanent positions, others are elected for fixed terms. Therefore, they must be tried to be removed. Military officers depend on the chief executive, himself a civil official; the decision that condemns the leader impacts them all.
4449 729
730 Comparing systems reveals striking differences. In France and England, political jurisdiction is extraordinary, used only against unusual dangers. These courts tend to violate the balance of power and threaten citizens’ lives and liberties. In the United States, this jurisdiction is only indirectly hostile to that balance; it cannot threaten life and does not hang over the general public, since only officeholders are subject. It is simultaneously less terrifying and less effective. American lawmakers did not view it as crisis intervention but as routine governance. In this respect it probably has more real influence on American society.
4450 731
732 We should not be fooled by this apparent mildness. First, the sentencing court shares the House’s influences, giving irresistible momentum to partisan resentment. While American political judges cannot impose European-style penalties, they are also less likely to acquit. Conviction is less severe but more certain. The main goal is removal, not punishment—a preventive measure requiring no strict criminal definitions. The latitude in defining political offenses is striking. Article II, Section 4 of the U.S. Constitution states:
4451 733
4452 ## Chapter VII: Political Jurisdiction In The United States
734 > **Quote:** "The President, Vice-President, and all civil officers of the United States shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors."
4453 735
736 Many state constitutions are less specific. Massachusetts: "Public officers shall be impeached for misconduct or maladministration;" Virginia allows impeachment for "maladministration, corruption, or other high crimes." Illinois, Maine, Connecticut, and Georgia list no specific offenses, leaving officials subject to unlimited responsibility.
4454 737
738 I would argue that it is precisely this mildness that makes American laws so formidable. In Europe, removal and disqualification are consequences of a penalty; in America, they constitute the penalty itself. Consequently, European courts fear over-punishing and hesitate; Americans impose penalties without hesitation because they cause no suffering:
4455 739
740 > **Quote:** "To condemn a political opponent to death...is...horrible assassination; but to declare that opponent unworthy to exercise that authority...may be judged the fair issue of the struggle."
4456 741
742 Yet this easily delivered sentence is devastatingly severe for most people. While great criminals might ignore its intangible weight, ordinary offenders dread a judgment that destroys social standing, stains honor, and > **Quote:** ...condemns them to a shameful inactivity worse than death.
4457 743
4458 Definition of political jurisdiction—What is understood by political
4459 jurisdiction in France, in England, and in the United States—In America
4460 the political judge can only pass sentence on public officers—He more
4461 frequently passes a sentence of removal from office than a
4462 penalty—Political jurisdiction as it exists in the United States is,
4463 notwithstanding its mildness, and perhaps in consequence of that
4464 mildness, a most powerful instrument in the hands of the majority.
744 The influence on American society is immense. It does not directly coerce citizens but makes the majority more absolute over those in power. It establishes a temperate and regular influence that is always available; while the power itself is diminished, it is more easily employed and more readily abused. By preventing criminal punishments, Americans seem to have avoided the worst consequences of legislative tyranny rather than the tyranny itself.
4465 745
4466 Political Jurisdiction In The United States
746 > **Quote:** "I am not sure that political jurisdiction, as it is constituted in the United States, is not the most formidable weapon which has ever been placed in the rude grasp of a popular majority."
4467 747
4468 I understand, by political jurisdiction, that temporary right of
4469 pronouncing a legal decision with which a political body may be
4470 invested.
748 When American republics begin to decline, rising impeachments will confirm this observation.
4471 749
4472 In absolute governments no utility can accrue from the introduction of
4473 extraordinary forms of procedure; the prince in whose name an offender
4474 is prosecuted is as much the sovereign of the courts of justice as of
4475 everything else, and the idea which is entertained of his power is of
4476 itself a sufficient security. The only thing he has to fear is, that
4477 the external formalities of justice should be neglected, and that his
4478 authority should be dishonored from a wish to render it more absolute.
4479 But in most free countries, in which the majority can never exercise
4480 the same influence upon the tribunals as an absolute monarch, the
4481 judicial power has occasionally been vested for a time in the
4482 representatives of the nation. It has been thought better to introduce
4483 a temporary confusion between the functions of the different
4484 authorities than to violate the necessary principle of the unity of
4485 government.
750 [The impeachment of President Andrew Johnson in 1868—resorted to by his political opponents solely to remove him from office, as it could not be argued he was guilty of high crimes and misdemeanors, and from which he was honorably acquitted and remained in office—is a striking confirmation of this remark.—Translator’s Note, 1874.]
4486 751
4487 England, France, and the United States have established this political
4488 jurisdiction by law; and it is curious to examine the different
4489 adaptations which these three great nations have made of the principle.
4490 In England and in France the House of Lords and the Chambre des Paris
4491 *a constitute the highest criminal court of their respective nations,
4492 and although they do not habitually try all political offences, they
4493 are competent to try them all. Another political body enjoys the right
4494 of impeachment before the House of Lords: the only difference which
4495 exists between the two countries in this respect is, that in England
4496 the Commons may impeach whomsoever they please before the Lords, whilst
4497 in France the Deputies can only employ this mode of prosecution against
4498 the ministers of the Crown.
752 ## Chapter VIII: The Federal Constitution
4499 753
4500 a
4501 [ [As it existed under the constitutional monarchy down to 1848.]]
4502 754
4503 755
4504 In both countries the Upper House may make use of all the existing
4505 penal laws of the nation to punish the delinquents.
756 ### Chapter VIII: The Federal Constitution—Part I
4506 757
4507 In the United States, as well as in Europe, one branch of the
4508 legislature is authorized to impeach and another to judge: the House of
4509 Representatives arraigns the offender, and the Senate awards his
4510 sentence. But the Senate can only try such persons as are brought
4511 before it by the House of Representatives, and those persons must
4512 belong to the class of public functionaries. Thus the jurisdiction of
4513 the Senate is less extensive than that of the Peers of France, whilst
4514 the right of impeachment by the Representatives is more general than
4515 that of the Deputies. But the great difference which exists between
4516 Europe and America is, that in Europe political tribunals are empowered
4517 to inflict all the dispositions of the penal code, while in America,
4518 when they have deprived the offender of his official rank, and have
4519 declared him incapable of filling any political office for the future,
4520 their jurisdiction terminates and that of the ordinary tribunals
4521 begins.
758 thought
4522 759
4523 Suppose, for instance, that the President of the United States has
4524 committed the crime of high treason; the House of Representatives
4525 impeaches him, and the Senate degrades him; he must then be tried by a
4526 jury, which alone can deprive him of his liberty or his life. This
4527 accurately illustrates the subject we are treating. The political
4528 jurisdiction which is established by the laws of Europe is intended to
4529 try great offenders, whatever may be their birth, their rank, or their
4530 powers in the State; and to this end all the privileges of the courts
4531 of justice are temporarily extended to a great political assembly. The
4532 legislator is then transformed into the magistrate; he is called upon
4533 to admit, to distinguish, and to punish the offence; and as he
4534 exercises all the authority of a judge, the law restricts him to the
4535 observance of all the duties of that high office, and of all the
4536 formalities of justice. When a public functionary is impeached before
4537 an English or a French political tribunal, and is found guilty, the
4538 sentence deprives him ipso facto of his functions, and it may pronounce
4539 him to be incapable of resuming them or any others for the future. But
4540 in this case the political interdict is a consequence of the sentence,
4541 and not the sentence itself. In Europe the sentence of a political
4542 tribunal is to be regarded as a judicial verdict rather than as an
4543 administrative measure. In the United States the contrary takes place;
4544 and although the decision of the Senate is judicial in its form, since
4545 the Senators are obliged to comply with the practices and formalities
4546 of a court of justice; although it is judicial in respect to the
4547 motives on which it is founded, since the Senate is in general obliged
4548 to take an offence at common law as the basis of its sentence;
4549 nevertheless the object of the proceeding is purely administrative. If
4550 it had been the intention of the American legislator to invest a
4551 political body with great judicial authority, its action would not have
4552 been limited to the circle of public functionaries, since the most
4553 dangerous enemies of the State may be in the possession of no functions
4554 at all; and this is especially true in republics, where party influence
4555 is the first of authorities, and where the strength of many a reader is
4556 increased by his exercising no legal power.
760 Apply five specific changes to a passage from *Democracy in America*.
4557 761
4558 If it had been the intention of the American legislator to give society
4559 the means of repressing State offences by exemplary punishment,
4560 according to the practice of ordinary justice, the resources of the
4561 penal code would all have been placed at the disposal of the political
4562 tribunals. But the weapon with which they are intrusted is an imperfect
4563 one, and it can never reach the most dangerous offenders, since men who
4564 aim at the entire subversion of the laws are not likely to murmur at a
4565 political interdict.
762 1. Richer Voice: Change a sentence about the French Revolution.
763 2. Deeper Fidelity: Add names (Madison, Hamilton, Morrises) to the Constitutional Convention description.
764 3. Additional Quote: Replace a summarized sentence with a verbatim quote.
765 4. Metadata Restoration: Add a specific `{note}` tag before the "Federal Powers" section.
766 5. Superior Flow: Consolidate/rewrite the final two paragraphs to remove redundancy.
767 * *Current:* "...opposing a twentieth of its population to the world while carrying revolution beyond its borders."
768 * *Proposed:* "...opposing a twentieth of its population to the world, bearing the torch of revolution beyond its borders while stifling its devouring flame at home."
769 * *Location:* Middle of the text, in the paragraph starting with "The American effort to throw off English rule..."
770 * *Current:* "The Constitutional Convention consisted of only fifty-five members; George Washington presided, and it contained the New World's finest talents."
771 * *Proposed:* "The Constitutional Convention consisted of only fifty-five members, including Madison, Hamilton, and the Morrises. George Washington presided over this assembly of the New World's finest talents."
772 * *Location:* Middle of the text, paragraph starting with "America then possessed the double advantage..."
773 * *Current:* "The early stages of a nation allow complete logic; when we see it, we should remember youth before wisdom."
774 * *Proposed:* `> **Quote:** "The early stages of national existence are the only periods at which it is possible to maintain the complete logic of legislation; and when we perceive a nation in the enjoyment of this advantage, before we hasten to conclude that it is wise, we should do well to remember that it is young." `
775 * *Location:* Paragraph starting with "These facts illustrate how rarely..." (This sentence currently ends that paragraph).
776 * *Current:* "Federal Powers"
777 * *Proposed:*
4566 778
4567 The main object of the political jurisdiction which obtains in the
4568 United States is, therefore, to deprive the ill-disposed citizen of an
4569 authority which he has used amiss, and to prevent him from ever
4570 acquiring it again. This is evidently an administrative measure
4571 sanctioned by the formalities of a judicial decision. In this matter
4572 the Americans have created a mixed system; they have surrounded the act
4573 which removes a public functionary with the securities of a political
4574 trial; and they have deprived all political condemnations of their
4575 severest penalties. Every link of the system may easily be traced from
4576 this point; we at once perceive why the American constitutions subject
4577 all the civil functionaries to the jurisdiction of the Senate, whilst
4578 the military, whose crimes are nevertheless more formidable, are
4579 exempted from that tribunal. In the civil service none of the American
4580 functionaries can be said to be removable; the places which some of
4581 them occupy are inalienable, and the others are chosen for a term which
4582 cannot be shortened. It is therefore necessary to try them all in order
4583 to deprive them of their authority. But military officers are dependent
4584 on the chief magistrate of the State, who is himself a civil
4585 functionary, and the decision which condemns him is a blow upon them
4586 all.
779 ```
4587 780
4588 If we now compare the American and the European systems, we shall meet
4589 with differences no less striking in the different effects which each
4590 of them produces or may produce. In France and in England the
4591 jurisdiction of political bodies is looked upon as an extraordinary
4592 resource, which is only to be employed in order to rescue society from
4593 unwonted dangers. It is not to be denied that these tribunals, as they
4594 are constituted in Europe, are apt to violate the conservative
4595 principle of the balance of power in the State, and to threaten
4596 incessantly the lives and liberties of the subject. The same political
4597 jurisdiction in the United States is only indirectly hostile to the
4598 balance of power; it cannot menace the lives of the citizens, and it
4599 does not hover, as in Europe, over the heads of the community, since
4600 those only who have submitted to its authority on accepting office are
4601 exposed to the severity of its investigations. It is at the same time
4602 less formidable and less efficacious; indeed, it has not been
4603 considered by the legislators of the United States as a remedy for the
4604 more violent evils of society, but as an ordinary means of conducting
4605 the government. In this respect it probably exercises more real
4606 influence on the social body in America than in Europe. We must not be
4607 misled by the apparent mildness of the American legislation in all that
4608 relates to political jurisdiction. It is to be observed, in the first
4609 place, that in the United States the tribunal which passes sentence is
4610 composed of the same elements, and subject to the same influences, as
4611 the body which impeaches the offender, and that this uniformity gives
4612 an almost irresistible impulse to the vindictive passions of parties.
4613 If political judges in the United States cannot inflict such heavy
4614 penalties as those of Europe, there is the less chance of their
4615 acquitting a prisoner; and the conviction, if it is less formidable, is
4616 more certain. The principal object of the political tribunals of Europe
4617 is to punish the offender; the purpose of those in America is to
4618 deprive him of his authority. A political condemnation in the United
4619 States may, therefore, be looked upon as a preventive measure; and
4620 there is no reason for restricting the judges to the exact definitions
4621 of criminal law. Nothing can be more alarming than the excessive
4622 latitude with which political offences are described in the laws of
4623 America. Article II., Section 4, of the Constitution of the United
4624 States runs thus:—“The President, Vice-President, and all civil
4625 officers of the United States shall be removed from office on
4626 impeachment for, and conviction of, treason, bribery, or other high
4627 crimes and misdemeanors.” Many of the Constitutions of the States are
4628 even less explicit. “Public officers,” says the Constitution of
4629 Massachusetts, *b “shall be impeached for misconduct or
4630 maladministration;” the Constitution of Virginia declares that all the
4631 civil officers who shall have offended against the State, by
4632 maladministration, corruption, or other high crimes, may be impeached
4633 by the House of Delegates; in some constitutions no offences are
4634 specified, in order to subject the public functionaries to an unlimited
4635 responsibility. *c But I will venture to affirm that it is precisely
4636 their mildness which renders the American laws most formidable in this
4637 respect. We have shown that in Europe the removal of a functionary and
4638 his political interdiction are the consequences of the penalty he is to
4639 undergo, and that in America they constitute the penalty itself. The
4640 consequence is that in Europe political tribunals are invested with
4641 rights which they are afraid to use, and that the fear of punishing too
4642 much hinders them from punishing at all. But in America no one
4643 hesitates to inflict a penalty from which humanity does not recoil. To
4644 condemn a political opponent to death, in order to deprive him of his
4645 power, is to commit what all the world would execrate as a horrible
4646 assassination; but to declare that opponent unworthy to exercise that
4647 authority, to deprive him of it, and to leave him uninjured in life and
4648 limb, may be judged to be the fair issue of the struggle. But this
4649 sentence, which it is so easy to pronounce, is not the less fatally
4650 severe to the majority of those upon whom it is inflicted. Great
4651 criminals may undoubtedly brave its intangible rigor, but ordinary
4652 offenders will dread it as a condemnation which destroys their position
4653 in the world, casts a blight upon their honor, and condemns them to a
4654 shameful inactivity worse than death. The influence exercised in the
4655 United States upon the progress of society by the jurisdiction of
4656 political bodies may not appear to be formidable, but it is only the
4657 more immense. It does not directly coerce the subject, but it renders
4658 the majority more absolute over those in power; it does not confer an
4659 unbounded authority on the legislator which can be exerted at some
4660 momentous crisis, but it establishes a temperate and regular influence,
4661 which is at all times available. If the power is decreased, it can, on
4662 the other hand, be more conveniently employed and more easily abused.
4663 By preventing political tribunals from inflicting judicial punishments
4664 the Americans seem to have eluded the worst consequences of legislative
4665 tyranny, rather than tyranny itself; and I am not sure that political
4666 jurisdiction, as it is constituted in the United States, is not the
4667 most formidable weapon which has ever been placed in the rude grasp of
4668 a popular majority. When the American republics begin to degenerate it
4669 will be easy to verify the truth of this observation, by remarking
4670 whether the number of political impeachments augments.*d
781 Federal Powers
4671 782
4672 b
4673 [ Chap. I. sect. ii. Section 8.]
783 {note: In this chapter the author points out the essence of the conflict between the seceding States and the Union which caused the Civil War of 1861.}
4674 784
785 ```
4675 786
4676 c
4677 [ See the constitutions of Illinois, Maine, Connecticut, and Georgia.]
787 * *Current:*
4678 788
789 "Executive power is as limited as the sovereignty it represents, whereas in France it is as universal as state authority. The King is a branch of the legislature; the President merely executes law. Yet France is more republican than the Union is monarchical.
4679 790
4680 d
4681 [ See Appendix, N.
791 Executive power profoundly influences nations, so let me clarify the President's role by comparing him to a constitutional king, ignoring deceptive symbols. Monarchies turning republican retain titles and ceremony after power vanishes; republics under one person's control often keep simple demeanors. We must look beneath the surface.
4682 792
793 The sovereignty of the United States is divided between Union and states, while in France it is unified. This is the fundamental difference: the President's power is as limited as divided sovereignty; the King's is as universal as unified authority. America has a federal government, France a national one."
4683 794
4684 [The impeachment of President Andrew Johnson in 1868—which was resorted
4685 to by his political opponents solely as a means of turning him out of
4686 office, for it could not be contended that he had been guilty of high
4687 crimes and misdemeanors, and he was in fact honorably acquitted and
4688 reinstated in office—is a striking confirmation of the truth of this
4689 remark.—Translator’s Note, 1874.]]
795 * *Proposed:*
4690 796
797 "Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe.
4691 798
4692 ## Chapter VIII: The Federal Constitution
799 While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state."
4693 800
801 * *Note:* The final paragraph of the current text ("The sovereignty of the United States...") seems to be partially integrated into the new proposed text, and the paragraph starting "Monarchies turning republican..." from the current text is omitted in the proposed replacement logic (since the instruction says "Consolidating these... removes the redundant 'summary' paragraph"). Actually, let's look at the "Current text" provided in the change list vs the whole passage.
802 * *Current passage at the end:*
803 - P1: "Executive power is as limited as the sovereignty it represents... Yet France is more republican than the Union is monarchical."
804 - P2: "Executive power profoundly influences nations... We must look beneath the surface."
805 - P3: "The sovereignty of the United States is divided... America has a federal government, France a national one."
806 * *Replacement text:*
807 - P1: "Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe."
808 - P2: "While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state."
809 * The "Monarchies turning republican..." sentences and the final "America has a federal government..." sentence disappear based on this instruction.
810 * *Initial lines:* Until now I have viewed... review the Federal Constitution.
811 * *Headers:* Origin... History Of The Federal Constitution.
812 * *Body paragraphs:* The thirteen colonies... Thus two opposite tendencies... On February 21, 1787... Quote 1.
813 * *American effort paragraph:* "The American effort to throw off English rule has been exaggerated. Separated by three thousand miles of ocean and backed by a powerful ally, their success owed more to geography than valor. It would be ridiculous to compare their war to the French Revolution's, when France faced all Europe without credit or allies, **opposing a twentieth of its population to the world, bearing the torch of revolution beyond its borders while stifling its devouring flame at home.**" (Change 1 applied).
814 * *Quote 2:* "But it is a novelty..."
815 * *Convention paragraph:* "America then possessed the double advantage of post-revolutionary calm and the presence of great revolutionary leaders. **The Constitutional Convention consisted of only fifty-five members, including Madison, Hamilton, and the Morrises. George Washington presided over this assembly of the New World's finest talents.** After mature deliberation, it offered the body of general laws that still rules the Union. All States adopted it through specially elected representatives, not existing legislatures. The Federal Government began in 1789, after a two-year interregnum, just as the French Revolution began." (Change 2 applied).
816 * *Sub-headings:* Division of authority... The first question... Federal obligations... Quote 3. When the Constitution... Foreseeing questions... Quote 4. Prerogative Of The Federal Government... External relations... State independence... The Federal legislators clearly understood centralization...
817 * *Metadata/Header Change:*
4694 818
4695 ### Chapter VIII: The Federal Constitution—Part I
819 "Federal Powers
4696 820
821 {note: In this chapter the author points out the essence of the conflict between the seceding States and the Union which caused the Civil War of 1861.}" (Change 4 applied).
4697 822
4698 I have hitherto considered each State as a separate whole, and I have
4699 explained the different springs which the people sets in motion, and
4700 the different means of action which it employs. But all the States
4701 which I have considered as independent are forced to submit, in certain
4702 cases, to the supreme authority of the Union. The time is now come for
4703 me to examine separately the supremacy with which the Union has been
4704 invested, and to cast a rapid glance over the Federal Constitution.
823 * *Legislature paragraphs:* The Union's legislature... The question... Quote 5. State independence prevailed... Every ten years...
824 * *Quote Replacement paragraph:* "These facts illustrate how rarely legislation combines rationality and logic. **> **Quote:** "The early stages of national existence are the only periods at which it is possible to maintain the complete logic of legislation; and when we perceive a nation in the enjoyment of this advantage, before we hasten to conclude that it is wise, we should do well to remember that it is young." " (Change 3 applied).
825 * *Remaining middle section:* Yet this constitutional arrangement... Yet the legislators could not... The Senate is appointed... The legislators faced a difficult task... The President serves four years... Legislative influence... The struggle remains lopsided... Quote 6.
826 * *Final Paragraphs (Change 5):*
4705 827
828 "Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe.
4706 829
830 While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state." (Change 5 applied).
4707 831
832 * Change 1: "opposing a twentieth... stifling its devouring flame at home." (Matches).
833 * Change 2: "including Madison, Hamilton, and the Morrises. George Washington presided over this assembly..." (Matches).
834 * Change 3: Replace summary with verbatim quote in the "These facts illustrate..." paragraph. (Matches).
835 * Change 4: Add `{note}` under "Federal Powers". (Matches).
836 * Change 5: Replace/Consolidate the final three paragraphs with the two specified ones. (Matches).
4708 837
4709 Origin of the first Union—Its weakness—Congress appeals to the
4710 constituent authority—Interval of two years between this appeal and the
4711 promulgation of the new Constitution.
838 *Check:* Change 3 replaces the sentence "The early stages of a nation allow complete logic; when we see it, we should remember youth before wisdom." with the quote block.
4712 839
4713 History Of The Federal Constitution
840 *Check:* Change 5 replaces:
4714 841
4715 The thirteen colonies which simultaneously threw off the yoke of
4716 England towards the end of the last century professed, as I have
4717 already observed, the same religion, the same language, the same
4718 customs, and almost the same laws; they were struggling against a
4719 common enemy; and these reasons were sufficiently strong to unite them
4720 one to another, and to consolidate them into one nation. But as each of
4721 them had enjoyed a separate existence and a government within its own
4722 control, the peculiar interests and customs which resulted from this
4723 system were opposed to a compact and intimate union which would have
4724 absorbed the individual importance of each in the general importance of
4725 all. Hence arose two opposite tendencies, the one prompting the
4726 Anglo-Americans to unite, the other to divide their strength. As long
4727 as the war with the mother-country lasted the principle of union was
4728 kept alive by necessity; and although the laws which constituted it
4729 were defective, the common tie subsisted in spite of their
4730 imperfections. *a But no sooner was peace concluded than the faults of
4731 the legislation became manifest, and the State seemed to be suddenly
4732 dissolved. Each colony became an independent republic, and assumed an
4733 absolute sovereignty. The federal government, condemned to impotence by
4734 its constitution, and no longer sustained by the presence of a common
4735 danger, witnessed the outrages offered to its flag by the great nations
4736 of Europe, whilst it was scarcely able to maintain its ground against
4737 the Indian tribes, and to pay the interest of the debt which had been
4738 contracted during the war of independence. It was already on the verge
4739 of destruction, when it officially proclaimed its inability to conduct
4740 the government, and appealed to the constituent authority of the
4741 nation. *b If America ever approached (for however brief a time) that
4742 lofty pinnacle of glory to which the fancy of its inhabitants is wont
4743 to point, it was at the solemn moment at which the power of the nation
4744 abdicated, as it were, the empire of the land. All ages have furnished
4745 the spectacle of a people struggling with energy to win its
4746 independence; and the efforts of the Americans in throwing off the
4747 English yoke have been considerably exaggerated. Separated from their
4748 enemies by three thousand miles of ocean, and backed by a powerful
4749 ally, the success of the United States may be more justly attributed to
4750 their geographical position than to the valor of their armies or the
4751 patriotism of their citizens. It would be ridiculous to compare the
4752 American was to the wars of the French Revolution, or the efforts of
4753 the Americans to those of the French when they were attacked by the
4754 whole of Europe, without credit and without allies, yet capable of
4755 opposing a twentieth part of their population to the world, and of
4756 bearing the torch of revolution beyond their frontiers whilst they
4757 stifled its devouring flame within the bosom of their country. But it
4758 is a novelty in the history of society to see a great people turn a
4759 calm and scrutinizing eye upon itself, when apprised by the legislature
4760 that the wheels of government are stopped; to see it carefully examine
4761 the extent of the evil, and patiently wait for two whole years until a
4762 remedy was discovered, which it voluntarily adopted without having
4763 wrung a tear or a drop of blood from mankind. At the time when the
4764 inadequacy of the first constitution was discovered America possessed
4765 the double advantage of that calm which had succeeded the effervescence
4766 of the revolution, and of those great men who had led the revolution to
4767 a successful issue. The assembly which accepted the task of composing
4768 the second constitution was small; *c but George Washington was its
4769 President, and it contained the choicest talents and the noblest hearts
4770 which had ever appeared in the New World. This national commission,
4771 after long and mature deliberation, offered to the acceptance of the
4772 people the body of general laws which still rules the Union. All the
4773 States adopted it successively. *d The new Federal Government commenced
4774 its functions in 1789, after an interregnum of two years. The
4775 Revolution of America terminated when that of France began.
842 1. "Executive power is as limited as the sovereignty it represents..."
843 2. "Executive power profoundly influences nations..."
844 3. "The sovereignty of the United States is divided..."
4776 845
4777 a
4778 [ See the articles of the first confederation formed in 1778. This
4779 constitution was not adopted by all the States until 1781. See also the
4780 analysis given of this constitution in “The Federalist” from No. 15 to
4781 No. 22, inclusive, and Story’s “Commentaries on the Constitution of the
4782 United States,” pp. 85-115.]
846 ...with the two new paragraphs.
4783 847
848 *Check tags:* Preserve `This book is part of the Timeless Library project, which aims to make old texts more accessible to modern audiences with the aid of AI. For more information, please visit: [timelesslibrary.org](https://timelesslibrary.org)
4784 849
4785 b
4786 [ Congress made this declaration on February 21, 1787.]
850 The version of this book is: v1.0
851 `, `**Title:** Democracy in America - Volume I (Timeless Library Edition)
4787 852
853 **Originally written by:** Alexis de Tocqueville
4788 854
4789 c
4790 [ It consisted of fifty-five members; Washington, Madison, Hamilton,
4791 and the two Morrises were amongst the number.]
855 **Modernized Edition by:** Timeless Library
4792 856
857 Copyright & License
4793 858
4794 d
4795 [ It was not adopted by the legislative bodies, but representatives
4796 were elected by the people for this sole purpose; and the new
4797 constitution was discussed at length in each of these assemblies.]
859 The Original Text: The underlying original text of this work is in the Public Domain. It is free of known copyright restrictions.
4798 860
861 The Modernized Text: The modernization, adaptation, and formatting of this edition are Copyright © 2025 by Timeless Library.
4799 862
863 License for Use: This modernized edition is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License (CC BY-NC 4.0).
4800 864
4801 Division of authority between the Federal Government and the States—The
4802 Government of the States is the rule, the Federal Government the
4803 exception.
865 You are free to:
4804 866
4805 The first question which awaited the Americans was intricate, and by no
4806 means easy of solution: the object was so to divide the authority of
4807 the different States which composed the Union that each of them should
4808 continue to govern itself in all that concerned its internal
4809 prosperity, whilst the entire nation, represented by the Union, should
4810 continue to form a compact body, and to provide for the general
4811 exigencies of the people. It was as impossible to determine beforehand,
4812 with any degree of accuracy, the share of authority which each of two
4813 governments was to enjoy, as to foresee all the incidents in the
4814 existence of a nation.
867 - Share: Copy and redistribute the material in any medium or format.
868 - Adapt: Remix, transform, and build upon the material.
4815 869
4816 The obligations and the claims of the Federal Government were simple
4817 and easily definable, because the Union had been formed with the
4818 express purpose of meeting the general exigencies of the people; but
4819 the claims and obligations of the States were, on the other hand,
4820 complicated and various, because those Governments had penetrated into
4821 all the details of social life. The attributes of the Federal
4822 Government were therefore carefully enumerated and all that was not
4823 included amongst them was declared to constitute a part of the
4824 privileges of the several Governments of the States. Thus the
4825 government of the States remained the rule, and that of the
4826 Confederation became the exception. *e
870 Under the following terms:
4827 871
4828 e
4829 [ See the Amendment to the Federal Constitution; “Federalist,” No. 32;
4830 Story, p. 711; Kent’s “Commentaries,” vol. i. p. 364.
872 - Attribution: You must give appropriate credit to Timeless Library ([timelesslibrary.org](https://timelesslibrary.org)), provide a link to the license, and indicate if changes were made.
4831 873
874 - NonCommercial: You may not use the material for commercial purposes (you cannot sell this book or include it in a paid product).
4832 875
4833 It is to be observed that whenever the exclusive right of regulating
4834 certain matters is not reserved to Congress by the Constitution, the
4835 States may take up the affair until it is brought before the National
4836 Assembly. For instance, Congress has the right of making a general law
4837 on bankruptcy, which, however, it neglects to do. Each State is then at
4838 liberty to make a law for itself. This point has been established by
4839 discussion in the law-courts, and may be said to belong more properly
4840 to jurisprudence.]
876 To view a copy of this license, visit: http://creativecommons.org/licenses/by-nc/4.0/
4841 877
4842 But as it was foreseen that, in practice, questions might arise as to
4843 the exact limits of this exceptional authority, and that it would be
4844 dangerous to submit these questions to the decision of the ordinary
4845 courts of justice, established in the States by the States themselves,
4846 a high Federal court was created, *f which was destined, amongst other
4847 functions, to maintain the balance of power which had been established
4848 by the Constitution between the two rival Governments. *g
878 Disclaimer: This text is provided "as is" without warranty of any kind, express or implied, including but not limited to the warranties of merchantability, fitness for a particular purpose, and non-infringement.
879 `, etc. None are present except the newly added `{note}` tag. Verbatim quotes must remain.
4849 880
4850 f
4851 [ The action of this court is indirect, as we shall hereafter show.]
881 *Check section titles:* "Do not include the section title in the output." -> I will omit "### Chapter VIII: The Federal Constitution—Part I".
4852 882
883 *Double Check the Quote Placement for Change 3:*
4853 884
4854 g
4855 [ It is thus that “The Federalist,” No. 45, explains the division of
4856 supremacy between the Union and the States: “The powers delegated by
4857 the Constitution to the Federal Government are few and defined. Those
4858 which are to remain in the State Governments are numerous and
4859 indefinite. The former will be exercised principally on external
4860 objects, as war, peace, negotiation, and foreign commerce. The powers
4861 reserved to the several States will extend to all the objects which, in
4862 the ordinary course of affairs, concern the internal order and
4863 prosperity of the State.” I shall often have occasion to quote “The
4864 Federalist” in this work. When the bill which has since become the
4865 Constitution of the United States was submitted to the approval of the
4866 people, and the discussions were still pending, three men, who had
4867 already acquired a portion of that celebrity which they have since
4868 enjoyed—John Jay, Hamilton, and Madison—formed an association with the
4869 intention of explaining to the nation the advantages of the measure
4870 which was proposed. With this view they published a series of articles
4871 in the shape of a journal, which now form a complete treatise. They
4872 entitled their journal “The Federalist,” a name which has been retained
4873 in the work. “The Federalist” is an excellent book, which ought to be
4874 familiar to the statesmen of all countries, although it especially
4875 concerns America.]
885 Paragraph: "These facts illustrate how rarely legislation combines rationality and logic. The early stages of a nation allow complete logic; when we see it, we should remember youth before wisdom."
4876 886
887 The second sentence is replaced by the Quote Block.
4877 888
4878 Prerogative Of The Federal Government
889 *Double Check Change 5 flow:*
4879 890
4880 Power of declaring war, making peace, and levying general taxes vested
4881 in the Federal Government—What part of the internal policy of the
4882 country it may direct—The Government of the Union in some respects more
4883 central than the King’s Government in the old French monarchy.
891 The final three paragraphs of the current text are being replaced by the two proposed ones.
4884 892
4885 The external relations of a people may be compared to those of private
4886 individuals, and they cannot be advantageously maintained without the
4887 agency of a single head of a Government. The exclusive right of making
4888 peace and war, of concluding treaties of commerce, of raising armies,
4889 and equipping fleets, was granted to the Union. *h The necessity of a
4890 national Government was less imperiously felt in the conduct of the
4891 internal policy of society; but there are certain general interests
4892 which can only be attended to with advantage by a general authority.
4893 The Union was invested with the power of controlling the monetary
4894 system, of directing the post office, and of opening the great roads
4895 which were to establish a communication between the different parts of
4896 the country. *i The independence of the Government of each State was
4897 formally recognized in its sphere; nevertheless, the Federal Government
4898 was authorized to interfere in the internal affairs of the States *j in
4899 a few predetermined cases, in which an indiscreet abuse of their
4900 independence might compromise the security of the Union at large. Thus,
4901 whilst the power of modifying and changing their legislation at
4902 pleasure was preserved in all the republics, they were forbidden to
4903 enact ex post facto laws, or to create a class of nobles in their
4904 community. *k Lastly, as it was necessary that the Federal Government
4905 should be able to fulfil its engagements, it was endowed with an
4906 unlimited power of levying taxes. *l
893 *Text Assembly:*
4907 894
4908 h
4909 [ See Constitution, sect. 8; “Federalist,” Nos. 41 and 42; Kent’s
4910 “Commentaries,” vol. i. p. 207; Story, pp. 358-382; Ibid. pp. 409-426.]
895 ...
4911 896
897 These facts illustrate how rarely legislation combines rationality and logic.
4912 898
4913 i
4914 [ Several other privileges of the same kind exist, such as that which
4915 empowers the Union to legislate on bankruptcy, to grant patents, and
4916 other matters in which its intervention is clearly necessary.]
899 > **Quote:** "The early stages of national existence are the only periods at which it is possible to maintain the complete logic of legislation; and when we perceive a nation in the enjoyment of this advantage, before we hasten to conclude that it is wise, we should do well to remember that it is young."
4917 900
901 ...
4918 902
4919 j
4920 [ Even in these cases its interference is indirect. The Union
4921 interferes by means of the tribunals, as will be hereafter shown.]
903 (Note: The formatting of the quote should be on its own line for standard markdown.)
4922 904
905 *Double Check Change 1 text integration:*
4923 906
4924 k
4925 [ Federal Constitution, sect. 10, art. I.]
907 Current: "...opposing a twentieth of its population to the world while carrying revolution beyond its borders."
4926 908
909 New: "...opposing a twentieth of its population to the world, bearing the torch of revolution beyond its borders while stifling its devouring flame at home."
4927 910
4928 l
4929 [ Constitution, sects. 8, 9, and 10; “Federalist,” Nos. 30-36,
4930 inclusive, and 41-44; Kent’s “Commentaries,” vol. i. pp. 207 and 381;
4931 Story, pp. 329 and 514.]
911 This flows well within: "...French Revolution's, when France faced all Europe without credit or allies, [New Text]."
4932 912
913 *Double Check Change 4 location:*
4933 914
4934 In examining the balance of power as established by the Federal
4935 Constitution; in remarking on the one hand the portion of sovereignty
4936 which has been reserved to the several States, and on the other the
4937 share of power which the Union has assumed, it is evident that the
4938 Federal legislators entertained the clearest and most accurate notions
4939 on the nature of the centralization of government. The United States
4940 form not only a republic, but a confederation; nevertheless the
4941 authority of the nation is more central than it was in several of the
4942 monarchies of Europe when the American Constitution was formed. Take,
4943 for instance, the two following examples.
915 Before "Federal Powers". The change says:
4944 916
4945 Thirteen supreme courts of justice existed in France, which, generally
4946 speaking, had the right of interpreting the law without appeal; and
4947 those provinces which were styled pays d’etats were authorized to
4948 refuse their assent to an impost which had been levied by the sovereign
4949 who represented the nation. In the Union there is but one tribunal to
4950 interpret, as there is one legislature to make the laws; and an impost
4951 voted by the representatives of the nation is binding upon all the
4952 citizens. In these two essential points, therefore, the Union exercises
4953 more central authority than the French monarchy possessed, although the
4954 Union is only an assemblage of confederate republics.
917 "Federal Powers
4955 918
4956 In Spain certain provinces had the right of establishing a system of
4957 custom-house duties peculiar to themselves, although that privilege
4958 belongs, by its very nature, to the national sovereignty. In America
4959 the Congress alone has the right of regulating the commercial relations
4960 of the States. The government of the Confederation is therefore more
4961 centralized in this respect than the kingdom of Spain. It is true that
4962 the power of the Crown in France or in Spain was always able to obtain
4963 by force whatever the Constitution of the country denied, and that the
4964 ultimate result was consequently the same; but I am here discussing the
4965 theory of the Constitution.
919 {note: ...}"
4966 920
4967 Federal Powers
921 So I replace "Federal Powers" with "Federal Powers\n\n{note: ...}".
4968 922
4969 After having settled the limits within which the Federal Government was
4970 to act, the next point was to determine the powers which it was to
4971 exert.
923 *Final check on the text between the end of the metadata and the final paragraphs:*
4972 924
4973 Legislative Powers *m
925 "Yet this constitutional arrangement... hidden in monarchies, but always present."
4974 926
4975 m
4976 [ [In this chapter the author points out the essence of the conflict
4977 between the seceding States and the Union which caused the Civil War of
4978 1861.]]
927 Followed by Quote 6: "There is no country..."
4979 928
929 Then the new final two paragraphs from Change 5.
4980 930
4981 Division of the Legislative Body into two branches—Difference in the
4982 manner of forming the two Houses—The principle of the independence of
4983 the States predominates in the formation of the Senate—The principle of
4984 the sovereignty of the nation in the composition of the House of
4985 Representatives—Singular effects of the fact that a Constitution can
4986 only be logical in the early stages of a nation.
931 Let's look at the flow near the end of the text.
4987 932
4988 The plan which had been laid down beforehand for the Constitutions of
4989 the several States was followed, in many points, in the organization of
4990 the powers of the Union. The Federal legislature of the Union was
4991 composed of a Senate and a House of Representatives. A spirit of
4992 conciliation prescribed the observance of distinct principles in the
4993 formation of these two assemblies. I have already shown that two
4994 contrary interests were opposed to each other in the establishment of
4995 the Federal Constitution. These two interests had given rise to two
4996 opinions. It was the wish of one party to convert the Union into a
4997 league of independent States, or a sort of congress, at which the
4998 representatives of the several peoples would meet to discuss certain
4999 points of their common interests. The other party desired to unite the
5000 inhabitants of the American colonies into one sole nation, and to
5001 establish a Government which should act as the sole representative of
5002 the nation, as far as the limited sphere of its authority would permit.
5003 The practical consequences of these two theories were exceedingly
5004 different.
933 Old:
5005 934
5006 The question was, whether a league was to be established instead of a
5007 national Government; whether the majority of the State, instead of the
5008 majority of the inhabitants of the Union, was to give the law: for
5009 every State, the small as well as the great, would then remain in the
5010 full enjoyment of its independence, and enter the Union upon a footing
5011 of perfect equality. If, however, the inhabitants of the United States
5012 were to be considered as belonging to one and the same nation, it would
5013 be just that the majority of the citizens of the Union should prescribe
5014 the law. Of course the lesser States could not subscribe to the
5015 application of this doctrine without, in fact, abdicating their
5016 existence in relation to the sovereignty of the Confederation; since
5017 they would have passed from the condition of a co-equal and
5018 co-legislative authority to that of an insignificant fraction of a
5019 great people. But if the former system would have invested them with an
5020 excessive authority, the latter would have annulled their influence
5021 altogether. Under these circumstances the result was, that the strict
5022 rules of logic were evaded, as is usually the case when interests are
5023 opposed to arguments. A middle course was hit upon by the legislators,
5024 which brought together by force two systems theoretically
5025 irreconcilable.
935 ...
5026 936
5027 The principle of the independence of the States prevailed in the
5028 formation of the Senate, and that of the sovereignty of the nation
5029 predominated in the composition of the House of Representatives. It was
5030 decided that each State should send two senators to Congress, and a
5031 number of representatives proportioned to its population. *n It results
5032 from this arrangement that the State of New York has at the present day
5033 forty representatives and only two senators; the State of Delaware has
5034 two senators and only one representative; the State of Delaware is
5035 therefore equal to the State of New York in the Senate, whilst the
5036 latter has forty times the influence of the former in the House of
5037 Representatives. Thus, if the minority of the nation preponderates in
5038 the Senate,. it may paralyze the decisions of the majority represented
5039 in the other House, which is contrary to the spirit of constitutional
5040 government.
937 > **Quote:** "There is no country... public morality."
5041 938
5042 n
5043 [ Every ten years Congress fixes anew the number of representatives
5044 which each State is to furnish. The total number was 69 in 1789, and
5045 240 in 1833. (See “American Almanac,” 1834, p. 194.) The Constitution
5046 decided that there should not be more than one representative for every
5047 30,000 persons; but no minimum was fixed on. The Congress has not
5048 thought fit to augment the number of representatives in proportion to
5049 the increase of population. The first Act which was passed on the
5050 subject (April 14, 1792: see “Laws of the United States,” by Story,
5051 vol. i. p. 235) decided that there should be one representative for
5052 every 33,000 inhabitants. The last Act, which was passed in 1832, fixes
5053 the proportion at one for 48,000. The population represented is
5054 composed of all the free men and of three-fifths of the slaves.
939 Executive power is as limited as... monarchical.
5055 940
941 Executive power profoundly influences nations...
5056 942
5057 [The last Act of apportionment, passed February 2, 1872, fixes the
5058 representation at one to 134,684 inhabitants. There are now (1875) 283
5059 members of the lower House of Congress, and 9 for the States at large,
5060 making in all 292 members. The old States have of course lost the
5061 representatives which the new States have gained.—Translator’s Note.]]
943 The sovereignty...
5062 944
5063 These facts show how rare and how difficult it is rationally and
5064 logically to combine all the several parts of legislation. In the
5065 course of time different interests arise, and different principles are
5066 sanctioned by the same people; and when a general constitution is to be
5067 established, these interests and principles are so many natural
5068 obstacles to the rigorous application of any political system, with all
5069 its consequences. The early stages of national existence are the only
5070 periods at which it is possible to maintain the complete logic of
5071 legislation; and when we perceive a nation in the enjoyment of this
5072 advantage, before we hasten to conclude that it is wise, we should do
5073 well to remember that it is young. When the Federal Constitution was
5074 formed, the interests of independence for the separate States, and the
5075 interest of union for the whole people, were the only two conflicting
5076 interests which existed amongst the Anglo-Americans, and a compromise
5077 was necessarily made between them.
945 New:
5078 946
5079 It is, however, just to acknowledge that this part of the Constitution
5080 has not hitherto produced those evils which might have been feared. All
5081 the States are young and contiguous; their customs, their ideas, and
5082 their exigencies are not dissimilar; and the differences which result
5083 from their size or inferiority do not suffice to set their interests at
5084 variance. The small States have consequently never been induced to
5085 league themselves together in the Senate to oppose the designs of the
5086 larger ones; and indeed there is so irresistible an authority in the
5087 legitimate expression of the will of a people that the Senate could
5088 offer but a feeble opposition to the vote of the majority of the House
5089 of Representatives.
947 ...
5090 948
5091 It must not be forgotten, on the other hand, that it was not in the
5092 power of the American legislators to reduce to a single nation the
5093 people for whom they were making laws. The object of the Federal
5094 Constitution was not to destroy the independence of the States, but to
5095 restrain it. By acknowledging the real authority of these secondary
5096 communities (and it was impossible to deprive them of it), they
5097 disavowed beforehand the habitual use of constraint in enforcing g the
5098 decisions of the majority. Upon this principle the introduction of the
5099 influence of the States into the mechanism of the Federal Government
5100 was by no means to be wondered at, since it only attested the existence
5101 of an acknowledged power, which was to be humored and not forcibly
5102 checked.
949 > **Quote:** "There is no country... public morality."
5103 950
5104 A Further Difference Between The Senate And The House Of
5105 Representatives
951 Executive power profoundly influences the destiny of nations... (new para 1)
5106 952
5107 The Senate named by the provincial legislators, the Representatives by
5108 the people—Double election of the former; single election of the
5109 latter—Term of the different offices—Peculiar functions of each House.
953 While a King in France... (new para 2)
5110 954
5111 The Senate not only differs from the other House in the principle which
5112 it represents, but also in the mode of its election, in the term for
5113 which it is chosen, and in the nature of its functions. The House of
5114 Representatives is named by the people, the Senate by the legislators
5115 of each State; the former is directly elected, the latter is elected by
5116 an elected body; the term for which the representatives are chosen is
5117 only two years, that of the senators is six. The functions of the House
5118 of Representatives are purely legislative, and the only share it takes
5119 in the judicial power is in the impeachment of public officers. The
5120 Senate co-operates in the work of legislation, and tries those
5121 political offences which the House of Representatives submits to its
5122 decision. It also acts as the great executive council of the nation;
5123 the treaties which are concluded by the President must be ratified by
5124 the Senate, and the appointments he may make must be definitely
5125 approved by the same body. *o
955 One minor detail: In Change 1, I should ensure the sentence structure remains grammatical.
5126 956
5127 o
5128 [ See “The Federalist,” Nos. 52-56, inclusive; Story, pp. 199-314;
5129 Constitution of the United States, sects. 2 and 3.] The Executive Power
5130 *p
957 "...opposing a twentieth of its population to the world, bearing the torch of revolution beyond its borders while stifling its devouring flame at home."
5131 958
959 Yes, that works.
5132 960
5133 p
5134 [ See “The Federalist,” Nos. 67-77; Constitution of the United States,
5135 art. 2; Story, p. 315, pp. 615-780; Kent’s “Commentaries,” p. 255.]
961 *Wait, Change 3:*
5136 962
963 "The early stages of a nation allow complete logic; when we see it, we should remember youth before wisdom."
5137 964
5138 Dependence of the President—He is elective and responsible—He is free
5139 to act in his own sphere under the inspection, but not under the
5140 direction, of the Senate—His salary fixed at his entry into
5141 office—Suspensive veto.
965 Replacement:
5142 966
5143 The American legislators undertook a difficult task in attempting to
5144 create an executive power dependent on the majority of the people, and
5145 nevertheless sufficiently strong to act without restraint in its own
5146 sphere. It was indispensable to the maintenance of the republican form
5147 of government that the representative of the executive power should be
5148 subject to the will of the nation.
967 > **Quote:** "The early stages of national existence are the only periods at which it is possible to maintain the complete logic of legislation; and when we perceive a nation in the enjoyment of this advantage, before we hasten to conclude that it is wise, we should do well to remember that it is young."
5149 968
5150 The President is an elective magistrate. His honor, his property, his
5151 liberty, and his life are the securities which the people has for the
5152 temperate use of his power. But in the exercise of his authority he
5153 cannot be said to be perfectly independent; the Senate takes cognizance
5154 of his relations with foreign powers, and of the distribution of public
5155 appointments, so that he can neither be bribed nor can he employ the
5156 means of corruption. The legislators of the Union acknowledged that the
5157 executive power would be incompetent to fulfil its task with dignity
5158 and utility, unless it enjoyed a greater degree of stability and of
5159 strength than had been granted to it in the separate States.
969 Does the paragraph "These facts illustrate..." start before the quote?
5160 970
5161 The President is chosen for four years, and he may be reelected; so
5162 that the chances of a prolonged administration may inspire him with
5163 hopeful undertakings for the public good, and with the means of
5164 carrying them into execution. The President was made the sole
5165 representative of the executive power of the Union, and care was taken
5166 not to render his decisions subordinate to the vote of a council—a
5167 dangerous measure, which tends at the same time to clog the action of
5168 the Government and to diminish its responsibility. The Senate has the
5169 right of annulling g certain acts of the President; but it cannot
5170 compel him to take any steps, nor does it participate in the exercise
5171 of the executive power.
971 Yes: "These facts illustrate how rarely legislation combines rationality and logic." Then the quote.
5172 972
5173 The action of the legislature on the executive power may be direct; and
5174 we have just shown that the Americans carefully obviated this
5175 influence; but it may, on the other hand, be indirect. Public
5176 assemblies which have the power of depriving an officer of state of his
5177 salary encroach upon his independence; and as they are free to make the
5178 laws, it is to be feared lest they should gradually appropriate to
5179 themselves a portion of that authority which the Constitution had
5180 vested in his hands. This dependence of the executive power is one of
5181 the defects inherent in republican constitutions. The Americans have
5182 not been able to counteract the tendency which legislative assemblies
5183 have to get possession of the government, but they have rendered this
5184 propensity less irresistible. The salary of the President is fixed, at
5185 the time of his entering upon office, for the whole period of his
5186 magistracy. The President is, moreover, provided with a suspensive
5187 veto, which allows him to oppose the passing of such laws as might
5188 destroy the portion of independence which the Constitution awards him.
5189 The struggle between the President and the legislature must always be
5190 an unequal one, since the latter is certain of bearing down all
5191 resistance by persevering in its plans; but the suspensive veto forces
5192 it at least to reconsider the matter, and, if the motion be persisted
5193 in, it must then be backed by a majority of two-thirds of the whole
5194 house. The veto is, in fact, a sort of appeal to the people. The
5195 executive power, which, without this security, might have been secretly
5196 oppressed, adopts this means of pleading its cause and stating its
5197 motives. But if the legislature is certain of overpowering all
5198 resistance by persevering in its plans, I reply, that in the
5199 constitutions of all nations, of whatever kind they may be, a certain
5200 point exists at which the legislator is obliged to have recourse to the
5201 good sense and the virtue of his fellow-citizens. This point is more
5202 prominent and more discoverable in republics, whilst it is more remote
5203 and more carefully concealed in monarchies, but it always exists
5204 somewhere. There is no country in the world in which everything can be
5205 provided for by the laws, or in which political institutions can prove
5206 a substitute for common sense and public morality.
973 *Wait, Change 2:*
5207 974
5208 Differences Between The Position Of The President Of The United States
5209 And That Of A Constitutional King Of France
975 "The Constitutional Convention consisted of only fifty-five members, including Madison, Hamilton, and the Morrises. George Washington presided over this assembly of the New World's finest talents."
5210 976
5211 Executive power in the Northern States as limited and as partial as the
5212 supremacy which it represents—Executive power in France as universal as
5213 the supremacy it represents—The King a branch of the legislature—The
5214 President the mere executor of the law—Other differences resulting from
5215 the duration of the two powers—The President checked in the exercise of
5216 the executive authority—The King independent in its
5217 exercise—Notwithstanding these discrepancies France is more akin to a
5218 republic than the Union to a monarchy—Comparison of the number of
5219 public officers depending upon the executive power in the two
5220 countries.
977 This looks correct.
5221 978
5222 The executive power has so important an influence on the destinies of
5223 nations that I am inclined to pause for an instant at this portion of
5224 my subject, in order more clearly to explain the part it sustains in
5225 America. In order to form an accurate idea of the position of the
5226 President of the United States, it may not be irrelevant to compare it
5227 to that of one of the constitutional kings of Europe. In this
5228 comparison I shall pay but little attention to the external signs of
5229 power, which are more apt to deceive the eye of the observer than to
5230 guide his researches. When a monarchy is being gradually transformed
5231 into a republic, the executive power retains the titles, the honors,
5232 the etiquette, and even the funds of royalty long after its authority
5233 has disappeared. The English, after having cut off the head of one king
5234 and expelled another from his throne, were accustomed to accost the
5235 successor of those princes upon their knees. On the other hand, when a
5236 republic falls under the sway of a single individual, the demeanor of
5237 the sovereign is simple and unpretending, as if his authority was not
5238 yet paramount. When the emperors exercised an unlimited control over
5239 the fortunes and the lives of their fellow-citizens, it was customary
5240 to call them Caesar in conversation, and they were in the habit of
5241 supping without formality at their friends’ houses. It is therefore
5242 necessary to look below the surface.
979 *Final check on the Civil War note:*
5243 980
5244 The sovereignty of the United States is shared between the Union and
5245 the States, whilst in France it is undivided and compact: hence arises
5246 the first and the most notable difference which exists between the
5247 President of the United States and the King of France. In the United
5248 States the executive power is as limited and partial as the sovereignty
5249 of the Union in whose name it acts; in France it is as universal as the
5250 authority of the State. The Americans have a federal and the French a
5251 national Government.
981 `{note: In this chapter the author points out the essence of the conflict between the seceding States and the Union which caused the Civil War of 1861.}`
5252 982
983 The instruction says:
5253 984
985 Proposed change:
5254 986
987 "Federal Powers
5255 988
5256 ### Chapter VIII: The Federal Constitution—Part II
989 {note: ...}"
5257 990
991 So the note follows the header.
5258 992
5259 This cause of inferiority results from the nature of things, but it is
5260 not the only one; the second in importance is as follows: Sovereignty
5261 may be defined to be the right of making laws: in France, the King
5262 really exercises a portion of the sovereign power, since the laws have
5263 no weight till he has given his assent to them; he is, moreover, the
5264 executor of all they ordain. The President is also the executor of the
5265 laws, but he does not really co-operate in their formation, since the
5266 refusal of his assent does not annul them. He is therefore merely to be
5267 considered as the agent of the sovereign power. But not only does the
5268 King of France exercise a portion of the sovereign power, he also
5269 contributes to the nomination of the legislature, which exercises the
5270 other portion. He has the privilege of appointing the members of one
5271 chamber, and of dissolving the other at his pleasure; whereas the
5272 President of the United States has no share in the formation of the
5273 legislative body, and cannot dissolve any part of it. The King has the
5274 same right of bringing forward measures as the Chambers; a right which
5275 the President does not possess. The King is represented in each
5276 assembly by his ministers, who explain his intentions, support his
5277 opinions, and maintain the principles of the Government. The President
5278 and his ministers are alike excluded from Congress; so that his
5279 influence and his opinions can only penetrate indirectly into that
5280 great body. The King of France is therefore on an equal footing with
5281 the legislature, which can no more act without him than he can without
5282 it. The President exercises an authority inferior to, and depending
5283 upon, that of the legislature.
993 Ready to output.
5284 994
5285 Even in the exercise of the executive power, properly so called—the
5286 point upon which his position seems to be most analogous to that of the
5287 King of France—the President labors under several causes of
5288 inferiority. The authority of the King, in France, has, in the first
5289 place, the advantage of duration over that of the President, and
5290 durability is one of the chief elements of strength; nothing is either
5291 loved or feared but what is likely to endure. The President of the
5292 United States is a magistrate elected for four years; the King, in
5293 France, is an hereditary sovereign. In the exercise of the executive
5294 power the President of the United States is constantly subject to a
5295 jealous scrutiny. He may make, but he cannot conclude, a treaty; he may
5296 designate, but he cannot appoint, a public officer. *q The King of
5297 France is absolute within the limits of his authority. The President of
5298 the United States is responsible for his actions; but the person of the
5299 King is declared inviolable by the French Charter. *r
995 *Wait, one more look at the provided text for Change 5:*
5300 996
5301 q
5302 [ The Constitution had left it doubtful whether the President was
5303 obliged to consult the Senate in the removal as well as in the
5304 appointment of Federal officers. “The Federalist” (No. 77) seemed to
5305 establish the affirmative; but in 1789 Congress formally decided that,
5306 as the President was responsible for his actions, he ought not to be
5307 forced to employ agents who had forfeited his esteem. See Kent’s
5308 “Commentaries”, vol. i. p. 289.]
997 "Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe.
5309 998
999 While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state."
5310 1000
5311 r
5312 [ [This comparison applied to the Constitutional King of France and to
5313 the powers he held under the Charter of 1830, till the overthrow of the
5314 monarchy in 1848.—Translator’s Note.]]
1001 This is two paragraphs. The rationale says "Consolidating these... removes the redundant 'summary' paragraph." This implies the final three paragraphs of the source are gone and these two are the replacement.
5315 1002
1003 Let's check the very last sentence of the "Current Passage": "America has a federal government, France a national one."
5316 1004
5317 Nevertheless, the supremacy of public opinion is no less above the head
5318 of the one than of the other. This power is less definite, less
5319 evident, and less sanctioned by the laws in France than in America, but
5320 in fact it exists. In America, it acts by elections and decrees; in
5321 France it proceeds by revolutions; but notwithstanding the different
5322 constitutions of these two countries, public opinion is the predominant
5323 authority in both of them. The fundamental principle of legislation—a
5324 principle essentially republican—is the same in both countries,
5325 although its consequences may be different, and its results more or
5326 less extensive. Whence I am led to conclude that France with its King
5327 is nearer akin to a republic than the Union with its President is to a
5328 monarchy.
1005 The proposed replacement text for Change 5 does *not* include this. The instruction says "Text that is not mentioned in the change list should remain exactly as it appears...". However, Change 5 specifies the "Proposed change" for the "Location: The final two paragraphs of the passage."
5329 1006
5330 In what I have been saying I have only touched upon the main points of
5331 distinction; and if I could have entered into details, the contrast
5332 would have been rendered still more striking. I have remarked that the
5333 authority of the President in the United States is only exercised
5334 within the limits of a partial sovereignty, whilst that of the King in
5335 France is undivided. I might have gone on to show that the power of the
5336 King’s government in France exceeds its natural limits, however
5337 extensive they may be, and penetrates in a thousand different ways into
5338 the administration of private interests. Amongst the examples of this
5339 influence may be quoted that which results from the great number of
5340 public functionaries, who all derive their appointments from the
5341 Government. This number now exceeds all previous limits; it amounts to
5342 138,000 *s nominations, each of which may be considered as an element
5343 of power. The President of the United States has not the exclusive
5344 right of making any public appointments, and their whole number
5345 scarcely exceeds 12,000. *t
1007 Technically, there are *three* paragraphs at the end of the Current Passage.
5346 1008
5347 s
5348 [ The sums annually paid by the State to these officers amount to
5349 200,000,000 fr. ($40,000,000).]
1009 Para A: "Executive power is as limited..."
5350 1010
1011 Para B: "Executive power profoundly influences nations..."
5351 1012
5352 t
5353 [ This number is extracted from the “National Calendar” for 1833. The
5354 “National Calendar” is an American almanac which contains the names of
5355 all the Federal officers. It results from this comparison that the King
5356 of France has eleven times as many places at his disposal as the
5357 President, although the population of France is not much more than
5358 double that of the Union.
1013 Para C: "The sovereignty of the United States..."
5359 1014
1015 The instruction says "Location: The final two paragraphs". This might mean Para B and Para C. But the rationale says it consolidates "the same comparison twice—once as a summary and once as the start of the final analysis." Para A and Para C are the comparisons. Para B is the "Executive power profoundly influences nations" part.
5360 1016
5361 [I have not the means of ascertaining the number of appointments now at
5362 the disposal of the President of the United States, but his patronage
5363 and the abuse of it have largely increased since 1833.—Translator’s
5364 Note, 1875.]]
1017 If I only replace Para B and C, Para A remains.
5365 1018
5366 Accidental Causes Which May Increase The Influence Of The Executive
5367 Government
1019 Para A: "Executive power is as limited as the sovereignty it represents, whereas in France it is as universal as state authority. The King is a branch of the legislature; the President merely executes law. Yet France is more republican than the Union is monarchical."
5368 1020
5369 External security of the Union—Army of six thousand men—Few ships—The
5370 President has no opportunity of exercising his great prerogatives—In
5371 the prerogatives he exercises he is weak.
1021 New Para B/C: "Executive power profoundly influences the destiny of nations... While a King in France is a branch of the legislature...".
5372 1022
5373 If the executive government is feebler in America than in France, the
5374 cause is more attributable to the circumstances than to the laws of the
5375 country.
1023 This would be redundant. "While a King in France is a branch... the American President merely executes..." is already in Para A.
5376 1024
5377 It is chiefly in its foreign relations that the executive power of a
5378 nation is called upon to exert its skill and its vigor. If the
5379 existence of the Union were perpetually threatened, and if its chief
5380 interests were in daily connection with those of other powerful
5381 nations, the executive government would assume an increased importance
5382 in proportion to the measures expected of it, and those which it would
5383 carry into effect. The President of the United States is the
5384 commander-in-chief of the army, but of an army composed of only six
5385 thousand men; he commands the fleet, but the fleet reckons but few
5386 sail; he conducts the foreign relations of the Union, but the United
5387 States are a nation without neighbors. Separated from the rest of the
5388 world by the ocean, and too weak as yet to aim at the dominion of the
5389 seas, they have no enemies, and their interests rarely come into
5390 contact with those of any other nation of the globe.
1025 The rationale says "The transformed passage currently repeats the same comparison twice... Consolidating these improves the logical flow and removes the redundant 'summary' paragraph."
5391 1026
5392 The practical part of a Government must not be judged by the theory of
5393 its constitution. The President of the United States is in the
5394 possession of almost royal prerogatives, which he has no opportunity of
5395 exercising; and those privileges which he can at present use are very
5396 circumscribed. The laws allow him to possess a degree of influence
5397 which circumstances do not permit him to employ.
1027 Therefore, the "Proposed change" block is the *entirety* of the concluding section starting from "Executive power is as limited..." or "Executive power profoundly influences nations...".
5398 1028
5399 On the other hand, the great strength of the royal prerogative in
5400 France arises from circumstances far more than from the laws. There the
5401 executive government is constantly struggling against prodigious
5402 obstacles, and exerting all its energies to repress them; so that it
5403 increases by the extent of its achievements, and by the importance of
5404 the events it controls, without modifying its constitution. If the laws
5405 had made it as feeble and as circumscribed as it is in the Union, its
5406 influence would very soon become still more preponderant.
1029 Given "Location: The final two paragraphs", and the text provided in "Current text" for Change 5 includes the starts of the first and second paragraphs, it's clear the intention is to replace that whole concluding block.
5407 1030
5408 Why The President Of The United States Does Not Require The Majority Of
5409 The Two Houses In Order To Carry On The Government It is an established
5410 axiom in Europe that a constitutional King cannot persevere in a system
5411 of government which is opposed by the two other branches of the
5412 legislature. But several Presidents of the United States have been
5413 known to lose the majority in the legislative body without being
5414 obliged to abandon the supreme power, and without inflicting a serious
5415 evil upon society. I have heard this fact quoted as an instance of the
5416 independence and the power of the executive government in America: a
5417 moment’s reflection will convince us, on the contrary, that it is a
5418 proof of its extreme weakness.
1031 Actually, looking at the "Current text" block in Change 5:
5419 1032
5420 A King in Europe requires the support of the legislature to enable him
5421 to perform the duties imposed upon him by the Constitution, because
5422 those duties are enormous. A constitutional King in Europe is not
5423 merely the executor of the law, but the execution of its provisions
5424 devolves so completely upon him that he has the power of paralyzing its
5425 influence if it opposes his designs. He requires the assistance of the
5426 legislative assemblies to make the law, but those assemblies stand in
5427 need of his aid to execute it: these two authorities cannot subsist
5428 without each other, and the mechanism of government is stopped as soon
5429 as they are at variance.
1033 `"Executive power is as limited as the sovereignty it represents, whereas in France it is as universal as state authority. The King is a branch of the legislature; the President merely executes law. Yet France is more republican than the Union is monarchical. Executive power profoundly influences nations, so let me clarify the President's role by comparing him to a constitutional king, ignoring deceptive symbols..."`
5430 1034
5431 In America the President cannot prevent any law from being passed, nor
5432 can he evade the obligation of enforcing it. His sincere and zealous
5433 co-operation is no doubt useful, but it is not indispensable, in the
5434 carrying on of public affairs. All his important acts are directly or
5435 indirectly submitted to the legislature, and of his own free authority
5436 he can do but little. It is therefore his weakness, and not his power,
5437 which enables him to remain in opposition to Congress. In Europe,
5438 harmony must reign between the Crown and the other branches of the
5439 legislature, because a collision between them may prove serious; in
5440 America, this harmony is not indispensable, because such a collision is
5441 impossible.
1035 This "Current text" covers the first and second of the final three paragraphs.
5442 1036
5443 Election Of The President
1037 The "Proposed change" covers the content of all three.
5444 1038
5445 Dangers of the elective system increase in proportion to the extent of
5446 the prerogative—This system possible in America because no powerful
5447 executive authority is required—What circumstances are favorable to the
5448 elective system—Why the election of the President does not cause a
5449 deviation from the principles of the Government—Influence of the
5450 election of the President on secondary functionaries.
1039 I will replace the final three paragraphs with the two proposed paragraphs to fulfill the goal of "consolidating" and "removing redundancy" as stated in the rationale.
5451 1040
5452 The dangers of the system of election applied to the head of the
5453 executive government of a great people have been sufficiently
5454 exemplified by experience and by history, and the remarks I am about to
5455 make refer to America alone. These dangers may be more or less
5456 formidable in proportion to the place which the executive power
5457 occupies, and to the importance it possesses in the State; and they may
5458 vary according to the mode of election and the circumstances in which
5459 the electors are placed. The most weighty argument against the election
5460 of a chief magistrate is, that it offers so splendid a lure to private
5461 ambition, and is so apt to inflame men in the pursuit of power, that
5462 when legitimate means are wanting force may not unfrequently seize what
5463 right denied.
1041 *Re-check Change 5 "Proposed change" text:*
5464 1042
5465 It is clear that the greater the privileges of the executive authority
5466 are, the greater is the temptation; the more the ambition of the
5467 candidates is excited, the more warmly are their interests espoused by
5468 a throng of partisans who hope to share the power when their patron has
5469 won the prize. The dangers of the elective system increase, therefore,
5470 in the exact ratio of the influence exercised by the executive power in
5471 the affairs of State. The revolutions of Poland were not solely
5472 attributable to the elective system in general, but to the fact that
5473 the elected monarch was the sovereign of a powerful kingdom. Before we
5474 can discuss the absolute advantages of the elective system we must make
5475 preliminary inquiries as to whether the geographical position, the
5476 laws, the habits, the manners, and the opinions of the people amongst
5477 whom it is to be introduced will admit of the establishment of a weak
5478 and dependent executive government; for to attempt to render the
5479 representative of the State a powerful sovereign, and at the same time
5480 elective, is, in my opinion, to entertain two incompatible designs. To
5481 reduce hereditary royalty to the condition of an elective authority,
5482 the only means that I am acquainted with are to circumscribe its sphere
5483 of action beforehand, gradually to diminish its prerogatives, and to
5484 accustom the people to live without its protection. Nothing, however,
5485 is further from the designs of the republicans of Europe than this
5486 course: as many of them owe their hatred of tyranny to the sufferings
5487 which they have personally undergone, it is oppression, and not the
5488 extent of the executive power, which excites their hostility, and they
5489 attack the former without perceiving how nearly it is connected with
5490 the latter.
1043 Para 1: "Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe."
5491 1044
5492 Hitherto no citizen has shown any disposition to expose his honor and
5493 his life in order to become the President of the United States; because
5494 the power of that office is temporary, limited, and subordinate. The
5495 prize of fortune must be great to encourage adventurers in so desperate
5496 a game. No candidate has as yet been able to arouse the dangerous
5497 enthusiasm or the passionate sympathies of the people in his favor, for
5498 the very simple reason that when he is at the head of the Government he
5499 has but little power, but little wealth, and but little glory to share
5500 amongst his friends; and his influence in the State is too small for
5501 the success or the ruin of a faction to depend upon the elevation of an
5502 individual to power.
1045 Para 2: "While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state."
5503 1046
5504 The great advantage of hereditary monarchies is, that as the private
5505 interest of a family is always intimately connected with the interests
5506 of the State, the executive government is never suspended for a single
5507 instant; and if the affairs of a monarchy are not better conducted than
5508 those of a republic, at least there is always some one to conduct them,
5509 well or ill, according to his capacity. In elective States, on the
5510 contrary, the wheels of government cease to act, as it were, of their
5511 own accord at the approach of an election, and even for some time
5512 previous to that event. The laws may indeed accelerate the operation of
5513 the election, which may be conducted with such simplicity and rapidity
5514 that the seat of power will never be left vacant; but, notwithstanding
5515 these precautions, a break necessarily occurs in the minds of the
5516 people.
1047 This is a clean, non-redundant ending.
5517 1048
5518 At the approach of an election the head of the executive government is
5519 wholly occupied by the coming struggle; his future plans are doubtful;
5520 he can undertake nothing new, and the he will only prosecute with
5521 indifference those designs which another will perhaps terminate. “I am
5522 so near the time of my retirement from office,” said President
5523 Jefferson on the 21st of January, 1809 (six weeks before the election),
5524 “that I feel no passion, I take no part, I express no sentiment. It
5525 appears to me just to leave to my successor the commencement of those
5526 measures which he will have to prosecute, and for which he will be
5527 responsible.”
1049 One tiny detail: Change 2.
5528 1050
5529 On the other hand, the eyes of the nation are centred on a single
5530 point; all are watching the gradual birth of so important an event. The
5531 wider the influence of the executive power extends, the greater and the
5532 more necessary is its constant action, the more fatal is the term of
5533 suspense; and a nation which is accustomed to the government, or, still
5534 more, one used to the administrative protection of a powerful executive
5535 authority would be infallibly convulsed by an election of this kind. In
5536 the United States the action of the Government may be slackened with
5537 impunity, because it is always weak and circumscribed. *u
1051 Current: "...fifty-five members; George Washington presided, and it contained the New World's finest talents."
5538 1052
5539 u
5540 [ [This, however, may be a great danger. The period during which Mr.
5541 Buchanan retained office, after the election of Mr. Lincoln, from
5542 November, 1860, to March, 1861, was that which enabled the seceding
5543 States of the South to complete their preparations for the Civil War,
5544 and the Executive Government was paralyzed. No greater evil could
5545 befall a nation.—Translator’s Note.]]
1053 Proposed: "...fifty-five members, including Madison, Hamilton, and the Morrises. George Washington presided over this assembly of the New World's finest talents."
5546 1054
1055 Check punctuation. Semicolon vs comma. Done.
5547 1056
5548 One of the principal vices of the elective system is that it always
5549 introduces a certain degree of instability into the internal and
5550 external policy of the State. But this disadvantage is less sensibly
5551 felt if the share of power vested in the elected magistrate is small.
5552 In Rome the principles of the Government underwent no variation,
5553 although the Consuls were changed every year, because the Senate, which
5554 was an hereditary assembly, possessed the directing authority. If the
5555 elective system were adopted in Europe, the condition of most of the
5556 monarchical States would be changed at every new election. In America
5557 the President exercises a certain influence on State affairs, but he
5558 does not conduct them; the preponderating power is vested in the
5559 representatives of the whole nation. The political maxims of the
5560 country depend therefore on the mass of the people, not on the
5561 President alone; and consequently in America the elective system has no
5562 very prejudicial influence on the fixed principles of the Government.
5563 But the want of fixed principles is an evil so inherent in the elective
5564 system that it is still extremely perceptible in the narrow sphere to
5565 which the authority of the President extends.
1057 One tiny detail: Change 1.
5566 1058
5567 The Americans have admitted that the head of the executive power, who
5568 has to bear the whole responsibility of the duties he is called upon to
5569 fulfil, ought to be empowered to choose his own agents, and to remove
5570 them at pleasure: the legislative bodies watch the conduct of the
5571 President more than they direct it. The consequence of this arrangement
5572 is, that at every new election the fate of all the Federal public
5573 officers is in suspense. Mr. Quincy Adams, on his entry into office,
5574 discharged the majority of the individuals who had been appointed by
5575 his predecessor: and I am not aware that General Jackson allowed a
5576 single removable functionary employed in the Federal service to retain
5577 his place beyond the first year which succeeded his election. It is
5578 sometimes made a subject of complaint that in the constitutional
5579 monarchies of Europe the fate of the humbler servants of an
5580 Administration depends upon that of the Ministers. But in elective
5581 Governments this evil is far greater. In a constitutional monarchy
5582 successive ministries are rapidly formed; but as the principal
5583 representative of the executive power does not change, the spirit of
5584 innovation is kept within bounds; the changes which take place are in
5585 the details rather than in the principles of the administrative system;
5586 but to substitute one system for another, as is done in America every
5587 four years, by law, is to cause a sort of revolution. As to the
5588 misfortunes which may fall upon individuals in consequence of this
5589 state of things, it must be allowed that the uncertain situation of the
5590 public officers is less fraught with evil consequences in America than
5591 elsewhere. It is so easy to acquire an independent position in the
5592 United States that the public officer who loses his place may be
5593 deprived of the comforts of life, but not of the means of subsistence.
1059 Current: "...population to the world while carrying revolution beyond its borders."
5594 1060
5595 I remarked at the beginning of this chapter that the dangers of the
5596 elective system applied to the head of the State are augmented or
5597 decreased by the peculiar circumstances of the people which adopts it.
5598 However the functions of the executive power may be restricted, it must
5599 always exercise a great influence upon the foreign policy of the
5600 country, for a negotiation cannot be opened or successfully carried on
5601 otherwise than by a single agent. The more precarious and the more
5602 perilous the position of a people becomes, the more absolute is the
5603 want of a fixed and consistent external policy, and the more dangerous
5604 does the elective system of the Chief Magistrate become. The policy of
5605 the Americans in relation to the whole world is exceedingly simple; for
5606 it may almost be said that no country stands in need of them, nor do
5607 they require the co-operation of any other people. Their independence
5608 is never threatened. In their present condition, therefore, the
5609 functions of the executive power are no less limited by circumstances
5610 than by the laws; and the President may frequently change his line of
5611 policy without involving the State in difficulty or destruction.
1061 Proposed: "...population to the world, bearing the torch of revolution beyond its borders while stifling its devouring flame at home."
5612 1062
5613 Whatever the prerogatives of the executive power may be, the period
5614 which immediately precedes an election and the moment of its duration
5615 must always be considered as a national crisis, which is perilous in
5616 proportion to the internal embarrassments and the external dangers of
5617 the country. Few of the nations of Europe could escape the calamities
5618 of anarchy or of conquest every time they might have to elect a new
5619 sovereign. In America society is so constituted that it can stand
5620 without assistance upon its own basis; nothing is to be feared from the
5621 pressure of external dangers, and the election of the President is a
5622 cause of agitation, but not of ruin.
1063 Check punctuation. Comma before "bearing". Done.
5623 1064
5624 Mode Of Election
1065 One tiny detail: Change 4.
5625 1066
5626 Skill of the American legislators shown in the mode of election adopted
5627 by them—Creation of a special electoral body—Separate votes of these
5628 electors—Case in which the House of Representatives is called upon to
5629 choose the President—Results of the twelve elections which have taken
5630 place since the Constitution has been established.
1067 "Federal Powers
5631 1068
5632 Besides the dangers which are inherent in the system, many other
5633 difficulties may arise from the mode of election, which may be obviated
5634 by the precaution of the legislator. When a people met in arms on some
5635 public spot to choose its head, it was exposed to all the chances of
5636 civil war resulting from so martial a mode of proceeding, besides the
5637 dangers of the elective system in itself. The Polish laws, which
5638 subjected the election of the sovereign to the veto of a single
5639 individual, suggested the murder of that individual or prepared the way
5640 to anarchy.
1069 {note: ...}"
5641 1070
5642 In the examination of the institutions and the political as well as
5643 social condition of the United States, we are struck by the admirable
5644 harmony of the gifts of fortune and the efforts of man. The nation
5645 possessed two of the main causes of internal peace; it was a new
5646 country, but it was inhabited by a people grown old in the exercise of
5647 freedom. America had no hostile neighbors to dread; and the American
5648 legislators, profiting by these favorable circumstances, created a weak
5649 and subordinate executive power which could without danger be made
5650 elective.
1071 Check wording of note. Done.
5651 1072
5652 It then only remained for them to choose the least dangerous of the
5653 various modes of election; and the rules which they laid down upon this
5654 point admirably correspond to the securities which the physical and
5655 political constitution of the country already afforded. Their object
5656 was to find the mode of election which would best express the choice of
5657 the people with the least possible excitement and suspense. It was
5658 admitted in the first place that the simple majority should be
5659 decisive; but the difficulty was to obtain this majority without an
5660 interval of delay which it was most important to avoid. It rarely
5661 happens that an individual can at once collect the majority of the
5662 suffrages of a great people; and this difficulty is enhanced in a
5663 republic of confederate States, where local influences are apt to
5664 preponderate. The means by which it was proposed to obviate this second
5665 obstacle was to delegate the electoral powers of the nation to a body
5666 of representatives. This mode of election rendered a majority more
5667 probable; for the fewer the electors are, the greater is the chance of
5668 their coming to a final decision. It also offered an additional
5669 probability of a judicious choice. It then remained to be decided
5670 whether this right of election was to be entrusted to a legislative
5671 body, the habitual representative assembly of the nation, or whether an
5672 electoral assembly should be formed for the express purpose of
5673 proceeding to the nomination of a President. The Americans chose the
5674 latter alternative, from a belief that the individuals who were
5675 returned to make the laws were incompetent to represent the wishes of
5676 the nation in the election of its chief magistrate; and that, as they
5677 are chosen for more than a year, the constituency they represent might
5678 have changed its opinion in that time. It was thought that if the
5679 legislature was empowered to elect the head of the executive power, its
5680 members would, for some time before the election, be exposed to the
5681 manoeuvres of corruption and the tricks of intrigue; whereas the
5682 special electors would, like a jury, remain mixed up with the crowd
5683 till the day of action, when they would appear for the sole purpose of
5684 giving their votes.
1073 *Final text flow verification:*
5685 1074
5686 It was therefore established that every State should name a certain
5687 number of electors, *v who in their turn should elect the President;
5688 and as it had been observed that the assemblies to which the choice of
5689 a chief magistrate had been entrusted in elective countries inevitably
5690 became the centres of passion and of cabal; that they sometimes usurped
5691 an authority which did not belong to them; and that their proceedings,
5692 or the uncertainty which resulted from them, were sometimes prolonged
5693 so much as to endanger the welfare of the State, it was determined that
5694 the electors should all vote upon the same day, without being convoked
5695 to the same place. *w This double election rendered a majority
5696 probable, though not certain; for it was possible that as many
5697 differences might exist between the electors as between their
5698 constituents. In this case it was necessary to have recourse to one of
5699 three measures; either to appoint new electors, or to consult a second
5700 time those already appointed, or to defer the election to another
5701 authority. The first two of these alternatives, independently of the
5702 uncertainty of their results, were likely to delay the final decision,
5703 and to perpetuate an agitation which must always be accompanied with
5704 danger. The third expedient was therefore adopted, and it was agreed
5705 that the votes should be transmitted sealed to the President of the
5706 Senate, and that they should be opened and counted in the presence of
5707 the Senate and the House of Representatives. If none of the candidates
5708 has a majority, the House of Representatives then proceeds immediately
5709 to elect a President, but with the condition that it must fix upon one
5710 of the three candidates who have the highest numbers. *x
1075 ...
5711 1076
5712 v
5713 [ As many as it sends members to Congress. The number of electors at
5714 the election of 1833 was 288. (See “The National Calendar,” 1833.)]
1077 The struggle remains lopsided, as persistence overcomes resistance. But the veto forces reconsideration and requires a two-thirds majority, serving as an appeal to the people. In any constitution, law must ultimately rely on citizens' good sense and virtue—a point obvious in republics, hidden in monarchies, but always present.
5715 1078
1079 > **Quote:** "There is no country in the world in which everything can be provided for by the laws, or in which political institutions can prove a substitute for common sense and public morality."
5716 1080
5717 w
5718 [ The electors of the same State assemble, but they transmit to the
5719 central government the list of their individual votes, and not the mere
5720 result of the vote of the majority.] [Footnote x: In this case it is
5721 the majority of the States, and not the majority of the members, which
5722 decides the question; so that New York has not more influence in the
5723 debate than Rhode Island. Thus the citizens of the Union are first
5724 consulted as members of one and the same community; and, if they cannot
5725 agree, recourse is had to the division of the States, each of which has
5726 a separate and independent vote. This is one of the singularities of
5727 the Federal Constitution which can only be explained by the jar of
5728 conflicting interests.]
1081 Executive power profoundly influences the destiny of nations. To understand the American President, one must look beneath deceptive symbols and compare his position to that of a constitutional king in Europe.
5729 1082
1083 While a King in France is a branch of the legislature, the American President merely executes the law. The fundamental difference lies in sovereignty: the President's power is as limited as the Union's divided sovereignty, whereas the King's is as universal as the unified authority of the French state.
5730 1084
5731 Thus it is only in case of an event which cannot often happen, and
5732 which can never be foreseen, that the election is entrusted to the
5733 ordinary representatives of the nation; and even then they are obliged
5734 to choose a citizen who has already been designated by a powerful
5735 minority of the special electors. It is by this happy expedient that
5736 the respect which is due to the popular voice is combined with the
5737 utmost celerity of execution and those precautions which the peace of
5738 the country demands. But the decision of the question by the House of
5739 Representatives does not necessarily offer an immediate solution of the
5740 difficulty, for the majority of that assembly may still be doubtful,
5741 and in this case the Constitution prescribes no remedy. Nevertheless,
5742 by restricting the number of candidates to three, and by referring the
5743 matter to the judgment of an enlightened public body, it has smoothed
5744 all the obstacles *y which are not inherent in the elective system.
1085 (Wait, should I keep "America has a federal government, France a national one."? The change 5 "Proposed change" does *not* include it, and the "Current text" provided for Change 5 ends with "..." after symbols. However, the rationale says "Consolidating these... removes the redundant 'summary' paragraph." The final sentence "America has a federal government, France a national one" is part of that redundancy. I will follow the "Proposed change" block exactly.)
5745 1086
5746 y
5747 [ Jefferson, in 1801, was not elected until the thirty-sixth time of
5748 balloting.]
1087 ### Chapter VIII: The Federal Constitution—Part II
5749 1088
1089 thoughtful
5750 1090
5751 In the forty-four years which have elapsed since the promulgation of
5752 the Federal Constitution the United States have twelve times chosen a
5753 President. Ten of these elections took place simultaneously by the
5754 votes of the special electors in the different States. The House of
5755 Representatives has only twice exercised its conditional privilege of
5756 deciding in cases of uncertainty; the first time was at the election of
5757 Mr. Jefferson in 1801; the second was in 1825, when Mr. Quincy Adams
5758 was named. *z
1091 The objective is to refine a specific passage from *Democracy in America - Volume I* by Alexis de Tocqueville based on a list of five proposed changes.
5759 1092
5760 z
5761 [ [General Grant is now (1874) the eighteenth President of the United
5762 States.]]
1093 * *Change 1:* Fix the truncated ending.
1094 * Location: End of the passage.
1095 * Replace "I have explained the circumstances permitting an elective system and the precautions taken. Americans" with: "I have explained the circumstances permitting an elective system and the precautions taken to mitigate its dangers. Americans are accustomed to elections and understand the level of excitement compatible with social order. The vastness of the country and the scattered population make party collisions less dangerous; and because the President’s direct influence is limited, the election—while a national crisis of principle and passion—does not result in the ruin of the state."
1096 * *Change 2:* Add a quote about isolation.
1097 * Location: Paragraph 6.
1098 * Current: "The President commands an army of six thousand and few ships, conducts foreign relations for a nation without neighbours, separated by ocean, with no enemies and few clashing interests."
1099 * New: "> **Quote:** 'The United States are a nation without neighbors. Separated from the rest of the world by the ocean, and too weak as yet to aim at the dominion of the seas, they have no enemies, and their interests rarely come into contact with those of any other nation of the globe.' "
1100 * *Change 3:* Detail the electoral equality in the House.
1101 * Location: Paragraph 18 (counting carefully). Actually, it's the paragraph starting "If divided, three options existed..." (which is technically the 18th paragraph of text including quotes as blocks).
1102 * Current: "If no majority, the House elects from the top three, with each state having one vote. Citizens are consulted nationally; if no agreement, states decide independently."
1103 * New: "If no majority, the House elects from the top three, with each state having one vote. This means a state like New York has no more influence than Rhode Island. Thus, the citizens are first consulted as members of one nation; if they cannot agree, the decision reverts to the states as independent political entities."
1104 * *Change 4:* Restore Translator's Note tag.
1105 * Location: End of the second-to-last paragraph.
1106 * Current: "[General Grant is now (1874) the eighteenth President of the United States.]"
1107 * New: "[General Grant is now (1874) the eighteenth President of the United States.—Translator’s Note.]"
1108 * *Change 5:* Refine the "Monarchical Paradox" sentence.
1109 * Location: Paragraph 4.
1110 * Current: "This leads me to conclude that France with its King is more republican than the Union with its President is monarchical."
1111 * New: "Whence I am led to conclude that France with its King is nearer akin to a republic than the Union with its President is to a monarchy."
1112 * *Para 1:* "The President's inferiority..." (Keep)
1113 * *Para 2:* "Even in executive power..." (Keep)
1114 * *Para 3 (Quote):* "> **Quote:** 'The King of France...'" (Keep)
1115 * *Para 4:* "Public opinion dominates both systems... **Whence I am led to conclude that France with its King is nearer akin to a republic than the Union with its President is to a monarchy.**" (Applied Change 5)
1116 * *Para 5:* "The French King's government..." (Keep)
1117 * *Para 6:* "The executive is weaker in America... **> **Quote:** 'The United States are a nation without neighbors. Separated from the rest of the world by the ocean, and too weak as yet to aim at the dominion of the seas, they have no enemies, and their interests rarely come into contact with those of any other nation of the globe.' If the Union were constantly threatened, the executive would gain importance." (Applied Change 2)
1118 * *Para 7:* "A government cannot be judged..." (Keep)
1119 * *Para 8:* "European axioms hold..." (Keep)
1120 * *Subheading:* "Election Of The President"
1121 * *Para 9:* "The dangers of electing..." (Keep)
1122 * *Para 10:* "Dangers increase directly..." (Keep)
1123 * *Para 11:* "No citizen risks honour..." (Keep)
1124 * *Para 12:* "Hereditary monarchies never suspend..." (Keep)
1125 * *Para 13 (Quote):* "> **Quote:** 'I am so near...'" (Keep)
1126 * *Para 14 (Note):* "The period during which Mr. Buchanan..." (Keep)
1127 * *Para 15:* "The elective system introduces..." (Keep)
1128 * *Para 16:* "Americans accept that the executive..." (Keep)
1129 * *Para 17:* "Dangers vary by circumstances..." (Keep)
1130 * *Para 18:* "Regardless of powers..." (Keep)
1131 * *Para 19:* "Long beforehand..." (Keep)
1132 * *Para 20 (Quote):* "> **Quote:** 'The President, on the other hand...'" (Keep)
1133 * *Para 21:* "As soon as the result is decided..." (Keep)
1134 * *Subheading:* "Mode Of Election"
1135 * *Para 22:* "The legislators' skill shows..." (Keep)
1136 * *Para 23:* "Beyond inherent dangers..." (Keep)
1137 * *Para 24:* "America's institutions show..." (Keep)
1138 * *Para 25:* "Their task was the least..." (Keep)
1139 * *Para 26:* "They chose special electors..." (Keep)
1140 * *Para 27:* "Each state appoints electors..." (Keep)
1141 * *Para 28:* "If divided, three options existed: new electors, reconsultation, or another authority. The first two would delay and prolong agitation, so the third was chosen. Votes go sealed to the Senate President. **If no majority, the House elects from the top three, with each state having one vote. This means a state like New York has no more influence than Rhode Island. Thus, the citizens are first consulted as members of one nation; if they cannot agree, the decision reverts to the states as independent political entities.**" (Applied Change 3)
1142 * *Para 29:* "Thus, the election rarely reaches the House..." (Keep)
1143 * *Para 30:* "In forty-four years... **[General Grant is now (1874) the eighteenth President of the United States.—Translator’s Note.]**" (Applied Change 4)
1144 * *Last Section/Para:* "Crises Of The Election" / "I have explained the circumstances permitting an elective system and the precautions taken... **to mitigate its dangers. Americans are accustomed to elections and understand the level of excitement compatible with social order. The vastness of the country and the scattered population make party collisions less dangerous; and because the President’s direct influence is limited, the election—while a national crisis of principle and passion—does not result in the ruin of the state.**" (Applied Change 1)
1145 * Check Markdown formatting (quotes, subheadings).
1146 * Verify specific phrasing matches the instructions perfectly.
1147 * Ensure no metadata or introduction.
5763 1148
1149 *Note on Para 28 adjustment:* The change says "If no majority, the House elects from the top three, with each state having one vote. This means a state like New York has no more influence than Rhode Island. Thus, the citizens are first consulted as members of one nation; if they cannot agree, the decision reverts to the states as independent political entities."
5764 1150
5765 Crises Of The Election
1151 The current text has: "If no majority, the House elects from the top three, with each state having one vote. Citizens are consulted nationally; if no agreement, states decide independently."
5766 1152
5767 The Election may be considered as a national crisis—Why?—Passions of
5768 the people—Anxiety of the President—Calm which succeeds the agitation
5769 of the election.
1153 I will replace the matching sentences as per Change 3.
5770 1154
5771 I have shown what the circumstances are which favored the adoption of
5772 the elective system in the United States, and what precautions were
5773 taken by the legislators to obviate its dangers. The Americans are
5774 habitually accustomed to all kinds of elections, and they know by
5775 experience the utmost degree of excitement which is compatible with
5776 security. The vast extent of the country and the dissemination of the
5777 inhabitants render a collision between parties less probable and less
5778 dangerous there than elsewhere. The political circumstances under which
5779 the elections have hitherto been carried on have presented no real
5780 embarrassments to the nation.
1155 *Note on Para 6 adjustment:* Change 2 replaces "The President commands an army... clashing interests" with the quote. I will ensure the transition to the next sentence "If the Union were..." is smooth.
5781 1156
5782 Nevertheless, the epoch of the election of a President of the United
5783 States may be considered as a crisis in the affairs of the nation. The
5784 influence which he exercises on public business is no doubt feeble and
5785 indirect; but the choice of the President, which is of small importance
5786 to each individual citizen, concerns the citizens collectively; and
5787 however trifling an interest may be, it assumes a great degree of
5788 importance as soon as it becomes general. The President possesses but
5789 few means of rewarding his supporters in comparison to the kings of
5790 Europe, but the places which are at his disposal are sufficiently
5791 numerous to interest, directly or indirectly, several thousand electors
5792 in his success. Political parties in the United States are led to rally
5793 round an individual, in order to acquire a more tangible shape in the
5794 eyes of the crowd, and the name of the candidate for the Presidency is
5795 put forward as the symbol and personification of their theories. For
5796 these reasons parties are strongly interested in gaining the election,
5797 not so much with a view to the triumph of their principles under the
5798 auspices of the President-elect as to show by the majority which
5799 returned him, the strength of the supporters of those principles.
1157 *Note on Final Paragraph:* "I have explained... Americans" -> "I have explained... to the ruin of the state." (Complete replacement/extension).
5800 1158
5801 For a long while before the appointed time is at hand the election
5802 becomes the most important and the all-engrossing topic of discussion.
5803 The ardor of faction is redoubled; and all the artificial passions
5804 which the imagination can create in the bosom of a happy and peaceful
5805 land are agitated and brought to light. The President, on the other
5806 hand, is absorbed by the cares of self-defence. He no longer governs
5807 for the interest of the State, but for that of his re-election; he does
5808 homage to the majority, and instead of checking its passions, as his
5809 duty commands him to do, he frequently courts its worst caprices. As
5810 the election draws near, the activity of intrigue and the agitation of
5811 the populace increase; the citizens are divided into hostile camps,
5812 each of which assumes the name of its favorite candidate; the whole
5813 nation glows with feverish excitement; the election is the daily theme
5814 of the public papers, the subject of private conversation, the end of
5815 every thought and every action, the sole interest of the present. As
5816 soon as the choice is determined, this ardor is dispelled; and as a
5817 calmer season returns, the current of the State, which had nearly
5818 broken its banks, sinks to its usual level: *a but who can refrain from
5819 astonishment at the causes of the storm.
1159 *Let's double check Change 2 replacement:*
5820 1160
5821 a
5822 [ [Not always. The election of President Lincoln was the signal of
5823 civil war.—Translator’s Note.]]
1161 Current: "The executive is weaker in America due more to circumstances than laws. It is in foreign relations that executive power shows vigor. The President commands an army of six thousand and few ships, conducts foreign relations for a nation without neighbours, separated by ocean, with no enemies and few clashing interests. If the Union were constantly threatened, the executive would gain importance."
5824 1162
1163 New: "The executive is weaker in America due more to circumstances than laws. It is in foreign relations that executive power shows vigor. > **Quote:** 'The United States are a nation without neighbors. Separated from the rest of the world by the ocean, and too weak as yet to aim at the dominion of the seas, they have no enemies, and their interests rarely come into contact with those of any other nation of the globe.' If the Union were constantly threatened, the executive would gain importance."
5825 1164
1165 This looks correct.
5826 1166
1167 *Let's double check Change 3 replacement:*
5827 1168
5828 ### Chapter VIII: The Federal Constitution—Part III
1169 Current: "If divided, three options existed: new electors, reconsultation, or another authority. The first two would delay and prolong agitation, so the third was chosen. Votes go sealed to the Senate President. If no majority, the House elects from the top three, with each state having one vote. Citizens are consulted nationally; if no agreement, states decide independently."
5829 1170
5830 Re-election Of The President
1171 New: "If divided, three options existed: new electors, reconsultation, or another authority. The first two would delay and prolong agitation, so the third was chosen. Votes go sealed to the Senate President. If no majority, the House elects from the top three, with each state having one vote. This means a state like New York has no more influence than Rhode Island. Thus, the citizens are first consulted as members of one nation; if they cannot agree, the decision reverts to the states as independent political entities."
5831 1172
5832 When the head of the executive power is re-eligible, it is the State
5833 which is the source of intrigue and corruption—The desire of being
5834 re-elected the chief aim of a President of the United
5835 States—Disadvantage of the system peculiar to America—The natural evil
5836 of democracy is that it subordinates all authority to the slightest
5837 desires of the majority—The re-election of the President encourages
5838 this evil.
1173 This looks correct.
5839 1174
5840 It may be asked whether the legislators of the United States did right
5841 or wrong in allowing the re-election of the President. It seems at
5842 first sight contrary to all reason to prevent the head of the executive
5843 power from being elected a second time. The influence which the talents
5844 and the character of a single individual may exercise upon the fate of
5845 a whole people, in critical circumstances or arduous times, is well
5846 known: a law preventing the re-election of the chief magistrate would
5847 deprive the citizens of the surest pledge of the prosperity and the
5848 security of the commonwealth; and, by a singular inconsistency, a man
5849 would be excluded from the government at the very time when he had
5850 shown his ability in conducting its affairs.
1175 *Let's check Change 1 replacement:*
5851 1176
5852 But if these arguments are strong, perhaps still more powerful reasons
5853 may be advanced against them. Intrigue and corruption are the natural
5854 defects of elective government; but when the head of the State can be
5855 re-elected these evils rise to a great height, and compromise the very
5856 existence of the country. When a simple candidate seeks to rise by
5857 intrigue, his manoeuvres must necessarily be limited to a narrow
5858 sphere; but when the chief magistrate enters the lists, he borrows the
5859 strength of the government for his own purposes. In the former case the
5860 feeble resources of an individual are in action; in the latter, the
5861 State itself, with all its immense influence, is busied in the work of
5862 corruption and cabal. The private citizen, who employs the most immoral
5863 practices to acquire power, can only act in a manner indirectly
5864 prejudicial to the public prosperity. But if the representative of the
5865 executive descends into the combat, the cares of government dwindle
5866 into second-rate importance, and the success of his election is his
5867 first concern. All laws and all the negotiations he undertakes are to
5868 him nothing more than electioneering schemes; places become the reward
5869 of services rendered, not to the nation, but to its chief; and the
5870 influence of the government, if not injurious to the country, is at
5871 least no longer beneficial to the community for which it was created.
1177 Current end: "I have explained the circumstances permitting an elective system and the precautions taken. Americans"
5872 1178
5873 It is impossible to consider the ordinary course of affairs in the
5874 United States without perceiving that the desire of being re-elected is
5875 the chief aim of the President; that his whole administration, and even
5876 his most indifferent measures, tend to this object; and that, as the
5877 crisis approaches, his personal interest takes the place of his
5878 interest in the public good. The principle of re-eligibility renders
5879 the corrupt influence of elective government still more extensive and
5880 pernicious.
1179 New end: "I have explained the circumstances permitting an elective system and the precautions taken to mitigate its dangers. Americans are accustomed to elections and understand the level of excitement compatible with social order. The vastness of the country and the scattered population make party collisions less dangerous; and because the President’s direct influence is limited, the election—while a national crisis of principle and passion—does not result in the ruin of the state."
5881 1180
5882 In America it exercises a peculiarly fatal influence on the sources of
5883 national existence. Every government seems to be afflicted by some evil
5884 which is inherent in its nature, and the genius of the legislator is
5885 shown in eluding its attacks. A State may survive the influence of a
5886 host of bad laws, and the mischief they cause is frequently
5887 exaggerated; but a law which encourages the growth of the canker within
5888 must prove fatal in the end, although its bad consequences may not be
5889 immediately perceived.
1181 Wait, Change 1 instructions say "I have explained... taken. Americans" is the current text. My replacement should encompass that whole string. Yes.
5890 1182
5891 The principle of destruction in absolute monarchies lies in the
5892 excessive and unreasonable extension of the prerogative of the crown;
5893 and a measure tending to remove the constitutional provisions which
5894 counterbalance this influence would be radically bad, even if its
5895 immediate consequences were unattended with evil. By a parity of
5896 reasoning, in countries governed by a democracy, where the people is
5897 perpetually drawing all authority to itself, the laws which increase or
5898 accelerate its action are the direct assailants of the very principle
5899 of the government.
1183 *Let's check Change 5:*
5900 1184
5901 The greatest proof of the ability of the American legislators is, that
5902 they clearly discerned this truth, and that they had the courage to act
5903 up to it. They conceived that a certain authority above the body of the
5904 people was necessary, which should enjoy a degree of independence,
5905 without, however, being entirely beyond the popular control; an
5906 authority which would be forced to comply with the permanent
5907 determinations of the majority, but which would be able to resist its
5908 caprices, and to refuse its most dangerous demands. To this end they
5909 centred the whole executive power of the nation in a single arm; they
5910 granted extensive prerogatives to the President, and they armed him
5911 with the veto to resist the encroachments of the legislature.
1185 Current: "Public opinion dominates both systems, though less defined in France. In America it acts through elections; in France, through revolutions. This leads me to conclude that France with its King is more republican than the Union with its President is monarchical."
5912 1186
5913 But by introducing the principle of re-election they partly destroyed
5914 their work; and they rendered the President but little inclined to
5915 exert the great power they had vested in his hands. If ineligible a
5916 second time, the President would be far from independent of the people,
5917 for his responsibility would not be lessened; but the favor of the
5918 people would not be so necessary to him as to induce him to court it by
5919 humoring its desires. If re-eligible (and this is more especially true
5920 at the present day, when political morality is relaxed, and when great
5921 men are rare), the President of the United States becomes an easy tool
5922 in the hands of the majority. He adopts its likings and its
5923 animosities, he hastens to anticipate its wishes, he forestalls its
5924 complaints, he yields to its idlest cravings, and instead of guiding
5925 it, as the legislature intended that he should do, he is ever ready to
5926 follow its bidding. Thus, in order not to deprive the State of the
5927 talents of an individual, those talents have been rendered almost
5928 useless; and to reserve an expedient for extraordinary perils, the
5929 country has been exposed to daily dangers.
1187 New: "Public opinion dominates both systems, though less defined in France. In America it acts through elections; in France, through revolutions. Whence I am led to conclude that France with its King is nearer akin to a republic than the Union with its President is to a monarchy."
5930 1188
5931 Federal Courts *b
1189 Looks correct.
5932 1190
5933 b
5934 [ See chap. VI, entitled “Judicial Power in the United States.” This
5935 chapter explains the general principles of the American theory of
5936 judicial institutions. See also the Federal Constitution, Art. 3. See
5937 “The Federalists,” Nos. 78-83, inclusive; and a work entitled
5938 “Constitutional Law,” being a view of the practice and jurisdiction of
5939 the courts of the United States, by Thomas Sergeant. See Story, pp.
5940 134, 162, 489, 511, 581, 668; and the organic law of September 24,
5941 1789, in the “Collection of the Laws of the United States,” by Story,
5942 vol. i. p. 53.]
1191 *Translator's note check (Change 4):*
5943 1192
1193 Current: "[General Grant is now (1874) the eighteenth President of the United States.]"
5944 1194
5945 Political importance of the judiciary in the United States—Difficulty
5946 of treating this subject—Utility of judicial power in
5947 confederations—What tribunals could be introduced into the
5948 Union—Necessity of establishing federal courts of justice—Organization
5949 of the national judiciary—The Supreme Court—In what it differs from all
5950 known tribunals.
1195 New: "[General Grant is now (1874) the eighteenth President of the United States.—Translator’s Note.]"
5951 1196
5952 I have inquired into the legislative and executive power of the Union,
5953 and the judicial power now remains to be examined; but in this place I
5954 cannot conceal my fears from the reader. Their judicial institutions
5955 exercise a great influence on the condition of the Anglo-Americans, and
5956 they occupy a prominent place amongst what are probably called
5957 political institutions: in this respect they are peculiarly deserving
5958 of our attention. But I am at a loss to explain the political action of
5959 the American tribunals without entering into some technical details of
5960 their constitution and their forms of proceeding; and I know not how to
5961 descend to these minutiae without wearying the curiosity of the reader
5962 by the natural aridity of the subject, or without risking to fall into
5963 obscurity through a desire to be succinct. I can scarcely hope to
5964 escape these various evils; for if I appear too lengthy to a man of the
5965 world, a lawyer may on the other hand complain of my brevity. But these
5966 are the natural disadvantages of my subject, and more especially of the
5967 point which I am about to discuss.
1197 Wait, looking at paragraph 30: "In forty-four years, twelve Presidents were chosen. Ten were decided by electors; the House acted only twice: Jefferson in 1801 and Quincy Adams in 1825. [General Grant is now (1874) the eighteenth President of the United States.]"
5968 1198
5969 The great difficulty was, not to devise the Constitution to the Federal
5970 Government, but to find out a method of enforcing its laws. Governments
5971 have in general but two means of overcoming the opposition of the
5972 people they govern, viz., the physical force which is at their own
5973 disposal, and the moral force which they derive from the decisions of
5974 the courts of justice.
1199 The change says: "[General Grant is now (1874) the eighteenth President of the United States.—Translator’s Note.]"
5975 1200
5976 A government which should have no other means of exacting obedience
5977 than open war must be very near its ruin, for one of two alternatives
5978 would then probably occur: if its authority was small and its character
5979 temperate, it would not resort to violence till the last extremity, and
5980 it would connive at a number of partial acts of insubordination, in
5981 which case the State would gradually fall into anarchy; if it was
5982 enterprising and powerful, it would perpetually have recourse to its
5983 physical strength, and would speedily degenerate into a military
5984 despotism. So that its activity would not be less prejudicial to the
5985 community than its inaction.
1201 I will append the "—Translator’s Note." part inside the brackets as requested.
5986 1202
5987 The great end of justice is to substitute the notion of right for that
5988 of violence, and to place a legal barrier between the power of the
5989 government and the use of physical force. The authority which is
5990 awarded to the intervention of a court of justice by the general
5991 opinion of mankind is so surprisingly great that it clings to the mere
5992 formalities of justice, and gives a bodily influence to the shadow of
5993 the law. The moral force which courts of justice possess renders the
5994 introduction of physical force exceedingly rare, and is very frequently
5995 substituted for it; but if the latter proves to be indispensable, its
5996 power is doubled by the association of the idea of law.
1203 Everything seems ready. Proceeding to generate the final Markdown.
5997 1204
5998 A federal government stands in greater need of the support of judicial
5999 institutions than any other, because it is naturally weak and exposed
6000 to formidable opposition. *c If it were always obliged to resort to
6001 violence in the first instance, it could not fulfil its task. The
6002 Union, therefore, required a national judiciary to enforce the
6003 obedience of the citizens to the laws, and to repeal the attacks which
6004 might be directed against them. The question then remained as to what
6005 tribunals were to exercise these privileges; were they to be entrusted
6006 to the courts of justice which were already organized in every State?
6007 or was it necessary to create federal courts? It may easily be proved
6008 that the Union could not adapt the judicial power of the States to its
6009 wants. The separation of the judiciary from the administrative power of
6010 the State no doubt affects the security of every citizen and the
6011 liberty of all. But it is no less important to the existence of the
6012 nation that these several powers should have the same origin, should
6013 follow the same principles, and act in the same sphere; in a word, that
6014 they should be correlative and homogeneous. No one, I presume, ever
6015 suggested the advantage of trying offences committed in France by a
6016 foreign court of justice, in order to secure the impartiality of the
6017 judges. The Americans form one people in relation to their Federal
6018 Government; but in the bosom of this people divers political bodies
6019 have been allowed to subsist which are dependent on the national
6020 Government in a few points, and independent in all the rest; which have
6021 all a distinct origin, maxims peculiar to themselves, and special means
6022 of carrying on their affairs. To entrust the execution of the laws of
6023 the Union to tribunals instituted by these political bodies would be to
6024 allow foreign judges to preside over the nation. Nay, more; not only is
6025 each State foreign to the Union at large, but it is in perpetual
6026 opposition to the common interests, since whatever authority the Union
6027 loses turns to the advantage of the States. Thus to enforce the laws of
6028 the Union by means of the tribunals of the States would be to allow not
6029 only foreign but partial judges to preside over the nation.
1205 ### Chapter VIII: The Federal Constitution—Part III
6030 1206
6031 c
6032 [ Federal laws are those which most require courts of justice, and
6033 those at the same time which have most rarely established them. The
6034 reason is that confederations have usually been formed by independent
6035 States, which entertained no real intention of obeying the central
6036 Government, and which very readily ceded the right of command to the
6037 federal executive, and very prudently reserved the right of
6038 non-compliance to themselves.]
1207 When the executive can be re-elected, the State becomes a breeding ground for intrigue and corruption. The desire for a second term becomes the President's main goal. This system creates a disadvantage unique to America.
6039 1208
1209 > **Quote:** "The natural evil of democracy is that it subordinates all authority to the slightest desires of the majority—the re-election of the President encourages this evil."
6040 1210
6041 But the number, still more than the mere character, of the tribunals of
6042 the States rendered them unfit for the service of the nation. When the
6043 Federal Constitution was formed there were already thirteen courts of
6044 justice in the United States which decided causes without appeal. That
6045 number is now increased to twenty-four. To suppose that a State can
6046 subsist when its fundamental laws may be subjected to four-and-twenty
6047 different interpretations at the same time is to advance a proposition
6048 alike contrary to reason and to experience.
1211 Were the framers right to allow re-election? At first glance, preventing a proven leader from serving again seems contrary to all logic, especially given how profoundly one person's talents and character can shape a nation's fate during crisis. A law excluding the chief executive at the moment of proven ability would deprive citizens of their surest pledge of prosperity and, by a singular inconsistency, remove a leader at the very time they have demonstrated the capacity to govern.
6049 1212
6050 The American legislators therefore agreed to create a federal judiciary
6051 power to apply the laws of the Union, and to determine certain
6052 questions affecting general interests, which were carefully determined
6053 beforehand. The entire judicial power of the Union was centred in one
6054 tribunal, which was denominated the Supreme Court of the United States.
6055 But, to facilitate the expedition of business, inferior courts were
6056 appended to it, which were empowered to decide causes of small
6057 importance without appeal, and with appeal causes of more magnitude.
6058 The members of the Supreme Court are named neither by the people nor
6059 the legislature, but by the President of the United States, acting with
6060 the advice of the Senate. In order to render them independent of the
6061 other authorities, their office was made inalienable; and it was
6062 determined that their salary, when once fixed, should not be altered by
6063 the legislature. *d It was easy to proclaim the principle of a Federal
6064 judiciary, but difficulties multiplied when the extent of its
6065 jurisdiction was to be determined.
1213 Yet more powerful reasons exist on the other side. Intrigue and corruption are natural flaws of elective government, but when the head of state can be re-elected, these evils reach dangerous heights. An ordinary candidate's maneuvers are limited to individual resources, but a sitting President borrows the full strength of government for his own purposes. In the former case, we see an individual’s limited resources; in the latter, the State itself, with all its immense influence, is busied in the work of corruption and cabal.
6066 1214
6067 d
6068 [ The Union was divided into districts, in each of which a resident
6069 Federal judge was appointed, and the court in which he presided was
6070 termed a “District Court.” Each of the judges of the Supreme Court
6071 annually visits a certain portion of the Republic, in order to try the
6072 most important causes upon the spot; the court presided over by this
6073 magistrate is styled a “Circuit Court.” Lastly, all the most serious
6074 cases of litigation are brought before the Supreme Court, which holds a
6075 solemn session once a year, at which all the judges of the Circuit
6076 Courts must attend. The jury was introduced into the Federal Courts in
6077 the same manner, and in the same cases, as into the courts of the
6078 States.
1215 When the executive joins the fray, governing becomes secondary to winning. Laws and negotiations become campaign schemes; positions become rewards for service to the leader rather than the nation. The government's influence, if not harmful, is at least no longer beneficial.
6079 1216
1217 It is impossible to observe American affairs without realizing that re-election is the President's primary aim. His entire administration bends toward this end. As elections approach, personal interest overtakes the public good. Re-eligibility spreads and intensifies the corrupting influence of elective government.
6080 1218
6081 It will be observed that no analogy exists between the Supreme Court of
6082 the United States and the French Cour de Cassation, since the latter
6083 only hears appeals on questions of law. The Supreme Court decides upon
6084 the evidence of the fact as well as upon the law of the case, whereas
6085 the Cour de Cassation does not pronounce a decision of its own, but
6086 refers the cause to the arbitration of another tribunal. See the law of
6087 September 24, 1789, “Laws of the United States,” by Story, vol. i. p.
6088 53.]
1219 Every government suffers some inherent evil; a legislator's skill is measured by how well he evades its attacks. Bad laws can be survived, but a law encouraging an internal cancer must eventually prove fatal. In absolute monarchies, the seed of destruction lies in the unreasonable expansion of royal power; any measure removing constitutional checks is fundamentally bad, even without immediate harm. Similarly, in democracies where the people constantly pull authority toward themselves, any law accelerating this process attacks the government's foundation.
6089 1220
6090 Means Of Determining The Jurisdiction Of The Federal Courts Difficulty
6091 of determining the jurisdiction of separate courts of justice in
6092 confederations—The courts of the Union obtained the right of fixing
6093 their own jurisdiction—In what respect this rule attacks the portion of
6094 sovereignty reserved to the several States—The sovereignty of these
6095 States restricted by the laws, and the interpretation of the
6096 laws—Consequently, the danger of the several States is more apparent
6097 than real.
1221 > **Quote:** "A State may survive the influence of a host of bad laws, and the mischief they cause is frequently exaggerated; but a law which encourages the growth of the canker within must prove fatal in the end."
6098 1222
6099 As the Constitution of the United States recognized two distinct powers
6100 in presence of each other, represented in a judicial point of view by
6101 two distinct classes of courts of justice, the utmost care which could
6102 be taken in defining their separate jurisdictions would have been
6103 insufficient to prevent frequent collisions between those tribunals.
6104 The question then arose to whom the right of deciding the competency of
6105 each court was to be referred.
1223 The framers' greatest proof of skill is that they saw this truth and acted courageously. They created an authority above the general population—one independent enough to resist temporary whims yet accountable enough to follow the majority's long-term will. They concentrated executive power in one person, granted extensive powers, and gave the veto to resist legislative overreach.
6106 1224
6107 In nations which constitute a single body politic, when a question is
6108 debated between two courts relating to their mutual jurisdiction, a
6109 third tribunal is generally within reach to decide the difference; and
6110 this is effected without difficulty, because in these nations the
6111 questions of judicial competency have no connection with the privileges
6112 of the national supremacy. But it was impossible to create an arbiter
6113 between a superior court of the Union and the superior court of a
6114 separate State which would not belong to one of these two classes. It
6115 was, therefore, necessary to allow one of these courts to judge its own
6116 cause, and to take or to retain cognizance of the point which was
6117 contested. To grant this privilege to the different courts of the
6118 States would have been to destroy the sovereignty of the Union de facto
6119 after having established it de jure; for the interpretation of the
6120 Constitution would soon have restored that portion of independence to
6121 the States of which the terms of that act deprived them. The object of
6122 the creation of a Federal tribunal was to prevent the courts of the
6123 States from deciding questions affecting the national interests in
6124 their own department, and so to form a uniform body of jurisprudene for
6125 the interpretation of the laws of the Union. This end would not have
6126 been accomplished if the courts of the several States had been
6127 competent to decide upon cases in their separate capacities from which
6128 they were obliged to abstain as Federal tribunals. The Supreme Court of
6129 the United States was therefore invested with the right of determining
6130 all questions of jurisdiction. *e
1225 But by allowing re-election, they partially undid this work. A President ineligible for a second term would still be responsible to the people without needing to court their every desire. When re-election is possible—and especially today, as political standards have lowered and great leaders are rare—the President becomes a tool of the majority. He adopts their prejudices, anticipates their wishes, yields to their cravings. Instead of guiding as intended, he follows. To preserve an option for extraordinary crises, the country faces daily dangers.
6131 1226
6132 e
6133 [ In order to diminish the number of these suits, it was decided that
6134 in a great many Federal causes the courts of the States should be
6135 empowered to decide conjointly with those of the Union, the losing
6136 party having then a right of appeal to the Supreme Court of the United
6137 States. The Supreme Court of Virginia contested the right of the
6138 Supreme Court of the United States to judge an appeal from its
6139 decisions, but unsuccessfully. See “Kent’s Commentaries,” vol. i. p.
6140 300, pp. 370 et seq.; Story’s “Commentaries,” p. 646; and “The Organic
6141 Law of the United States,” vol. i. p. 35.]
1227 The political importance of the judiciary is significant but difficult to address. Judicial power is essential in confederations; without national courts, the Union could not survive. The organization of this judiciary, centered on the Supreme Court, differs from any other system.
6142 1228
1229 I must admit my concerns: American courts influence daily life profoundly and deserve attention, yet explaining their political role risks drowning readers in technicalities. I may bore with dry facts or confuse with brevity—hard to avoid both.
6143 1230
6144 This was a severe blow upon the independence of the States, which was
6145 thus restricted not only by the laws, but by the interpretation of
6146 them; by one limit which was known, and by another which was dubious;
6147 by a rule which was certain, and a rule which was arbitrary. It is true
6148 the Constitution had laid down the precise limits of the Federal
6149 supremacy, but whenever this supremacy is contested by one of the
6150 States, a Federal tribunal decides the question. Nevertheless, the
6151 dangers with which the independence of the States was threatened by
6152 this mode of proceeding are less serious than they appeared to be. We
6153 shall see hereafter that in America the real strength of the country is
6154 vested in the provincial far more than in the Federal Government. The
6155 Federal judges are conscious of the relative weakness of the power in
6156 whose name they act, and they are more inclined to abandon a right of
6157 jurisdiction in cases where it is justly their own than to assert a
6158 privilege to which they have no legal claim.
1231 The main difficulty was enforcing federal laws. Governments have only two means: physical force or the moral force of court decisions. A government relying only on war is near collapse—weak governments invite anarchy; strong ones become military despotisms. Courts replace violence with legal right, creating a barrier between power and force. The respect for judicial intervention is so great that even legal formalities command authority, making physical force rare and doubling its power when finally needed.
6159 1232
6160 Different Cases Of Jurisdiction
1233 > **Quote:** "The authority which is awarded to the intervention of a court of justice by the general opinion of mankind is so surprisingly great that it clings to the mere formalities of justice, and gives a bodily influence to the shadow of the law."
6161 1234
6162 The matter and the party are the first conditions of the Federal
6163 jurisdiction—Suits in which ambassadors are engaged—Suits of the
6164 Union—Of a separate State—By whom tried—Causes resulting from the laws
6165 of the Union—Why judged by the Federal tribunals—Causes relating to the
6166 performance of contracts tried by the Federal courts—Consequence of
6167 this arrangement.
1235 A federal government needs judicial support more than any other because it is naturally weak and faces strong opposition. Confederations are formed by independent states that grant the executive the right to command while reserving the right to ignore it. Without a national judiciary to ensure compliance, the Union could not function.
6168 1236
6169 After having appointed the means of fixing the competency of the
6170 Federal courts, the legislators of the Union defined the cases which
6171 should come within their jurisdiction. It was established, on the one
6172 hand, that certain parties must always be brought before the Federal
6173 courts, without any regard to the special nature of the cause; and, on
6174 the other, that certain causes must always be brought before the same
6175 courts, without any regard to the quality of the parties in the suit.
6176 These distinctions were therefore admitted to be the basis of the
6177 Federal jurisdiction.
1237 The question was which courts should handle this. The Union could not rely on state courts. While separating judicial and administrative power is vital for liberty, these powers must share the same origin and principles. No one would suggest French crimes be tried by foreign courts for "impartiality." Yet to the Union, states were both "foreign" and often directly opposed, since any power the Union lost benefited them. To entrust the execution of Union laws to state tribunals would be to allow foreign and partial judges to preside over the nation's interests.
6178 1238
6179 Ambassadors are the representatives of nations in a state of amity with
6180 the Union, and whatever concerns these personages concerns in some
6181 degree the whole Union. When an ambassador is a party in a suit, that
6182 suit affects the welfare of the nation, and a Federal tribunal is
6183 naturally called upon to decide it.
1239 The sheer number of state courts also made them unfit. When the Constitution was written, thirteen independent courts existed; now there are twenty-four. A nation cannot survive when its fundamental laws face twenty-four different simultaneous interpretations.
6184 1240
6185 The Union itself may be invoked in legal proceedings, and in this case
6186 it would be alike contrary to the customs of all nations and to common
6187 sense to appeal to a tribunal representing any other sovereignty than
6188 its own; the Federal courts, therefore, take cognizance of these
6189 affairs.
1241 American legislators therefore created a federal judiciary to apply Union laws and decide questions of national interest. All judicial power was centered in the Supreme Court, with inferior courts added: District Courts for local federal matters, and Circuit Courts where Supreme Court justices heard significant cases locally. The jury system was introduced into these courts just as in state courts. {See the organic law of September 24, 1789}
6190 1242
6191 When two parties belonging to two different States are engaged in a
6192 suit, the case cannot with propriety be brought before a court of
6193 either State. The surest expedient is to select a tribunal like that of
6194 the Union, which can excite the suspicions of neither party, and which
6195 offers the most natural as well as the most certain remedy.
1243 The Supreme Court differs from the French *Cour de Cassation* in that it decides both facts and law, issuing final rulings rather than merely referring cases back.
6196 1244
6197 When the two parties are not private individuals, but States, an
6198 important political consideration is added to the same motive of
6199 equity. The quality of the parties in this case gives a national
6200 importance to all their disputes; and the most trifling litigation of
6201 the States may be said to involve the peace of the whole Union. *f
1245 Supreme Court members are appointed by the President with Senate advice, not by popular vote, and hold office for life with salaries protected from legislative reduction. While establishing the judiciary was easy, defining its jurisdiction proved difficult.
6202 1246
6203 f
6204 [ The Constitution also says that the Federal courts shall decide
6205 “controversies between a State and the citizens of another State.” And
6206 here a most important question of a constitutional nature arose, which
6207 was, whether the jurisdiction given by the Constitution in cases in
6208 which a State is a party extended to suits brought against a State as
6209 well as by it, or was exclusively confined to the latter. The question
6210 was most elaborately considered in the case of Chisholm v. Georgia, and
6211 was decided by the majority of the Supreme Court in the affirmative.
6212 The decision created general alarm among the States, and an amendment
6213 was proposed and ratified by which the power was entirely taken away,
6214 so far as it regards suits brought against a State. See Story’s
6215 “Commentaries,” p. 624, or in the large edition Section 1677.]
1247 In confederations, defining separate court jurisdictions is problematic. The Union courts eventually obtained the right to determine their own jurisdiction, affecting state sovereignty in several ways. The danger to states is more apparent than real, however.
6216 1248
1249 Because the Constitution recognized two distinct powers with separate court systems, even careful definitions would have caused frequent clashes. The question arose: who decides jurisdiction? In single-body nations, a third tribunal resolves disputes between courts. But between Union and state courts, no neutral arbiter existed. One court had to judge its own cause. Granting this privilege to state courts would destroy Union sovereignty, as they would restore the independence the Constitution removed through interpretation.
6217 1250
6218 The nature of the cause frequently prescribes the rule of competency.
6219 Thus all the questions which concern maritime commerce evidently fall
6220 under the cognizance of the Federal tribunals. *g Almost all these
6221 questions are connected with the interpretation of the law of nations,
6222 and in this respect they essentially interest the Union in relation to
6223 foreign powers. Moreover, as the sea is not included within the limits
6224 of any peculiar jurisdiction, the national courts can only hear causes
6225 which originate in maritime affairs.
1251 The Supreme Court was therefore invested with the right to determine all questions of jurisdiction.
6226 1252
6227 g
6228 [ As for instance, all cases of piracy.]
1253 > **Quote:** "The Supreme Court of the United States was therefore invested with the right of determining all questions of jurisdiction."
6229 1254
1255 To reduce lawsuits, state courts were empowered to decide many federal cases, with the losing party able to appeal to the Supreme Court. The Supreme Court of Virginia once contested this right unsuccessfully, a blow to state independence restricted not only by laws but by their interpretation—by certain and uncertain rules, by fixed and arbitrary limits. True, the Constitution defined federal supremacy, but whenever states challenge it, a federal tribunal decides.
6230 1256
6231 The Constitution comprises under one head almost all the cases which by
6232 their very nature come within the limits of the Federal courts. The
6233 rule which it lays down is simple, but pregnant with an entire system
6234 of ideas, and with a vast multitude of facts. It declares that the
6235 judicial power of the Supreme Court shall extend to all cases in law
6236 and equity arising under the laws of the United States.
1257 Nevertheless, the danger to state independence is less serious than it appears, as we shall see that America's real strength lies in local governments far more than the federal one. Federal judges know their power's relative weakness and are more inclined to waive legitimate jurisdiction than claim unauthorized privilege.
6237 1258
6238 Two examples will put the intention of the legislator in the clearest
6239 light:
1259 **Different Cases Of Jurisdiction**
6240 1260
6241 The Constitution prohibits the States from making laws on the value and
6242 circulation of money: If, notwithstanding this prohibition, a State
6243 passes a law of this kind, with which the interested parties refuse to
6244 comply because it is contrary to the Constitution, the case must come
6245 before a Federal court, because it arises under the laws of the United
6246 States. Again, if difficulties arise in the levying of import duties
6247 which have been voted by Congress, the Federal court must decide the
6248 case, because it arises under the interpretation of a law of the United
6249 States.
1261 Jurisdiction depends on subject matter and parties. Lawsuits involving ambassadors, the Union itself, or disputes between states fall to federal courts. So do cases arising from Union laws and contract fulfillment.
6250 1262
6251 This rule is in perfect accordance with the fundamental principles of
6252 the Federal Constitution. The Union, as it was established in 1789,
6253 possesses, it is true, a limited supremacy; but it was intended that
6254 within its limits it should form one and the same people. *h Within
6255 those limits the Union is sovereign. When this point is established and
6256 admitted, the inference is easy; for if it be acknowledged that the
6257 United States constitute one and the same people within the bounds
6258 prescribed by their Constitution, it is impossible to refuse them the
6259 rights which belong to other nations. But it has been allowed, from the
6260 origin of society, that every nation has the right of deciding by its
6261 own courts those questions which concern the execution of its own laws.
6262 To this it is answered that the Union is in so singular a position that
6263 in relation to some matters it constitutes a people, and that in
6264 relation to all the rest it is a nonentity. But the inference to be
6265 drawn is, that in the laws relating to these matters the Union
6266 possesses all the rights of absolute sovereignty. The difficulty is to
6267 know what these matters are; and when once it is resolved (and we have
6268 shown how it was resolved, in speaking of the means of determining the
6269 jurisdiction of the Federal courts) no further doubt can arise; for as
6270 soon as it is established that a suit is Federal—that is to say, that
6271 it belongs to the share of sovereignty reserved by the Constitution of
6272 the Union—the natural consequence is that it should come within the
6273 jurisdiction of a Federal court.
1263 Ambassadors represent friendly nations; suits involving them affect national welfare and naturally belong to federal tribunals. The Union itself may be sued—it would be absurd to appeal to any tribunal other than its own. When parties from different states sue, neither state's court is proper; a neutral Union tribunal offers the safest solution. When states themselves are parties, even minor litigation involves the Union's peace.
6274 1264
6275 h
6276 [ This principle was in some measure restricted by the introduction of
6277 the several States as independent powers into the Senate, and by
6278 allowing them to vote separately in the House of Representatives when
6279 the President is elected by that body. But these are exceptions, and
6280 the contrary principle is the rule.]
1265 The Constitution also gives federal courts jurisdiction over controversies between a state and citizens of another state. In *Chisholm v. Georgia*, the Supreme Court decided this included suits against states, causing alarm that led to an amendment removing this power.
6281 1266
1267 Maritime commerce cases, including piracy, clearly belong to federal authority as they involve international law and the sea lies beyond local jurisdiction.
6282 1268
6283 Whenever the laws of the United States are attacked, or whenever they
6284 are resorted to in self-defence, the Federal courts must be appealed
6285 to. Thus the jurisdiction of the tribunals of the Union extends and
6286 narrows its limits exactly in the same ratio as the sovereignty of the
6287 Union augments or decreases. We have shown that the principal aim of
6288 the legislators of 1789 was to divide the sovereign authority into two
6289 parts. In the one they placed the control of all the general interests
6290 of the Union, in the other the control of the special interests of its
6291 component States. Their chief solicitude was to arm the Federal
6292 Government with sufficient power to enable it to resist, within its
6293 sphere, the encroachments of the several States. As for these
6294 communities, the principle of independence within certain limits of
6295 their own was adopted in their behalf; and they were concealed from the
6296 inspection, and protected from the control, of the central Government.
6297 In speaking of the division of authority, I observed that this latter
6298 principle had not always been held sacred, since the States are
6299 prevented from passing certain laws which apparently belong to their
6300 own particular sphere of interest. When a State of the Union passes a
6301 law of this kind, the citizens who are injured by its execution can
6302 appeal to the Federal courts.
1269 The Constitution groups almost all appropriate cases under a simple rule: judicial power extends to all cases in law and equity arising under the laws of the United States. Two examples clarify: states cannot make laws concerning money's value and circulation—if they do, the case belongs in federal court. If import duty collection faces difficulties, federal courts must decide.
6303 1270
6304 Thus the jurisdiction of the Federal courts extends not only to all the
6305 cases which arise under the laws of the Union, but also to those which
6306 arise under laws made by the several States in opposition to the
6307 Constitution. The States are prohibited from making ex post facto laws
6308 in criminal cases, and any person condemned by virtue of a law of this
6309 kind can appeal to the judicial power of the Union. The States are
6310 likewise prohibited from making laws which may have a tendency to
6311 impair the obligations of contracts. *i If a citizen thinks that an
6312 obligation of this kind is impaired by a law passed in his State, he
6313 may refuse to obey it, and may appeal to the Federal courts. *j
1271 This aligns with federal principles. The Union possesses limited supremacy but was intended to form one people within its bounds. Every nation has the right to decide, through its own courts, questions concerning its laws' execution. Some argue the Union is unique—a nation in some matters, a nonentity in others. The logical inference is that regarding those specific matters, it possesses absolute sovereignty. The difficulty is knowing which matters these are; once resolved through jurisdiction-determining means, no doubt remains. Whenever a suit is federal—belonging to the Union's constitutional share of sovereignty—it must fall under federal jurisdiction.
6314 1272
6315 i
6316 [ It is perfectly clear, says Mr. Story (“Commentaries,” p. 503, or in
6317 the large edition Section 1379), that any law which enlarges, abridges,
6318 or in any manner changes the intention of the parties, resulting from
6319 the stipulations in the contract, necessarily impairs it. He gives in
6320 the same place a very long and careful definition of what is understood
6321 by a contract in Federal jurisprudence. A grant made by the State to a
6322 private individual, and accepted by him, is a contract, and cannot be
6323 revoked by any future law. A charter granted by the State to a company
6324 is a contract, and equally binding to the State as to the grantee. The
6325 clause of the Constitution here referred to insures, therefore, the
6326 existence of a great part of acquired rights, but not of all. Property
6327 may legally be held, though it may not have passed into the possessor’s
6328 hands by means of a contract; and its possession is an acquired right,
6329 not guaranteed by the Federal Constitution.]
1273 Whenever Union laws are challenged or used in self-defense, federal courts must hear the case.
6330 1274
1275 > **Quote:** "The jurisdiction of the tribunals of the Union extends and narrows its limits exactly in the same ratio as the sovereignty of the Union augments or decreases."
6331 1276
6332 j
6333 [ A remarkable instance of this is given by Mr. Story (p. 508, or in
6334 the large edition Section 1388): “Dartmouth College in New Hampshire
6335 had been founded by a charter granted to certain individuals before the
6336 American Revolution, and its trustees formed a corporation under this
6337 charter. The legislature of New Hampshire had, without the consent of
6338 this corporation, passed an act changing the organization of the
6339 original provincial charter of the college, and transferring all the
6340 rights, privileges, and franchises from the old charter trustees to new
6341 trustees appointed under the act. The constitutionality of the act was
6342 contested, and, after solemn arguments, it was deliberately held by the
6343 Supreme Court that the provincial charter was a contract within the
6344 meaning of the Constitution (Art. I. Section 10), and that the
6345 emendatory act was utterly void, as impairing the obligation of that
6346 charter. The college was deemed, like other colleges of private
6347 foundation, to be a private eleemosynary institution, endowed by its
6348 charter with a capacity to take property unconnected with the
6349 Government. Its funds were bestowed upon the faith of the charter, and
6350 those funds consisted entirely of private donations. It is true that
6351 the uses were in some sense public, that is, for the general benefit,
6352 and not for the mere benefit of the corporators; but this did not make
6353 the corporation a public corporation. It was a private institution for
6354 general charity. It was not distinguishable in principle from a private
6355 donation, vested in private trustees, for a public charity, or for a
6356 particular purpose of beneficence. And the State itself, if it had
6357 bestowed funds upon a charity of the same nature, could not resume
6358 those funds.”]
1277 The 1789 legislators divided sovereign authority: one part for Union interests, one for state interests. Their chief concern was arming the federal government to resist state encroachments within its sphere. States received independence within their limits, shielded from central control.
6359 1278
1279 I noted earlier that this principle has not always been sacred—states are prevented from passing certain laws belonging to their particular interests. When they do, injured citizens can appeal to federal courts.
6360 1280
6361 This provision appears to me to be the most serious attack upon the
6362 independence of the States. The rights awarded to the Federal
6363 Government for purposes of obvious national importance are definite and
6364 easily comprehensible; but those with which this last clause invests it
6365 are not either clearly appreciable or accurately defined. For there are
6366 vast numbers of political laws which influence the existence of
6367 obligations of contracts, which may thus furnish an easy pretext for
6368 the aggressions of the central authority.
1281 Thus federal jurisdiction extends not only to Union law cases but also to state laws opposing the Constitution. States cannot make *ex post facto* criminal laws, and anyone condemned by such a law can appeal to the Union's judicial power. States also cannot impair contract obligations. Any law expanding, shortening, or changing parties' original contractual intentions necessarily impairs it. In federal jurisprudence, "contract" includes state grants to individuals or company charters—these cannot be revoked by future law.
6369 1282
1283 A notable example is the *Dartmouth College* case. Founded by a pre-Revolutionary charter, the college faced an act by New Hampshire's legislature reorganizing it and transferring rights to new trustees without consent. The Supreme Court held the charter was a contract and the state act void for impairing it. Though the college served public benefit, it was a private charitable institution funded by private donations given in charter faith. Even if the state had provided funds, it could not later reclaim them.
6370 1284
1285 This provision is the most serious attack on state independence. Rights granted for obvious national purposes are clear, but these last rights are neither measurable nor defined. Many political laws influence contract obligations, providing easy excuses for central authority to infringe state power.
6371 1286
6372
6373 1287 ### Chapter VIII: The Federal Constitution—Part IV
6374 1288
6375 1289 Procedure Of The Federal Courts
6376 1290
6377 Natural weakness of the judiciary power in confederations—Legislators
6378 ought to strive as much as possible to bring private individuals, and
6379 not States, before the Federal Courts—How the Americans have succeeded
6380 in this—Direct prosecution of private individuals in the Federal
6381 Courts—Indirect prosecution of the States which violate the laws of the
6382 Union—The decrees of the Supreme Court enervate but do not destroy the
6383 provincial laws.
1291 *Natural weakness of the judicial power in confederations—The effort to bring individuals, not States, before Federal Courts—How the Americans succeeded in this—Direct prosecution of individuals—Indirect prosecution of States—The Supreme Court enervates but does not destroy provincial laws.*
6384 1292
6385 I have shown what the privileges of the Federal courts are, and it is
6386 no less important to point out the manner in which they are exercised.
6387 The irresistible authority of justice in countries in which the
6388 sovereignty in undivided is derived from the fact that the tribunals of
6389 those countries represent the entire nation at issue with the
6390 individual against whom their decree is directed, and the idea of power
6391 is thus introduced to corroborate the idea of right. But this is not
6392 always the case in countries in which the sovereignty is divided; in
6393 them the judicial power is more frequently opposed to a fraction of the
6394 nation than to an isolated individual, and its moral authority and
6395 physical strength are consequently diminished. In federal States the
6396 power of the judge is naturally decreased, and that of the justiciable
6397 parties is augmented. The aim of the legislator in confederate States
6398 ought therefore to be to render the position of the courts of justice
6399 analogous to that which they occupy in countries where the sovereignty
6400 is undivided; in other words, his efforts ought constantly to tend to
6401 maintain the judicial power of the confederation as the representative
6402 of the nation, and the justiciable party as the representative of an
6403 individual interest.
1293 Having described the powers of the federal courts, their exercise is equally important. Where sovereignty is unified, judicial authority derives from representing the entire nation against the individual, and the weight of national power reinforces legal right. But where sovereignty is divided, judges face a portion of the nation rather than a single person, diminishing both moral authority and physical strength. In federal states, judicial power naturally decreases while litigants' power increases. Therefore, confederation legislators must constantly aim to preserve the federal judiciary as the nation's representative, with litigants representing only individual interests.
6404 1294
6405 Every government, whatever may be its constitution, requires the means
6406 of constraining its subjects to discharge their obligations, and of
6407 protecting its privileges from their assaults. As far as the direct
6408 action of the Government on the community is concerned, the
6409 Constitution of the United States contrived, by a master-stroke of
6410 policy, that the federal courts, acting in the name of the laws, should
6411 only take cognizance of parties in an individual capacity. For, as it
6412 had been declared that the Union consisted of one and the same people
6413 within the limits laid down by the Constitution, the inference was that
6414 the Government created by this Constitution, and acting within these
6415 limits, was invested with all the privileges of a national government,
6416 one of the principal of which is the right of transmitting its
6417 injunctions directly to the private citizen. When, for instance, the
6418 Union votes an impost, it does not apply to the States for the levying
6419 of it, but to every American citizen in proportion to his assessment.
6420 The Supreme Court, which is empowered to enforce the execution of this
6421 law of the Union, exerts its influence not upon a refractory State, but
6422 upon the private taxpayer; and, like the judicial power of other
6423 nations, it is opposed to the person of an individual. It is to be
6424 observed that the Union chose its own antagonist; and as that
6425 antagonist is feeble, he is naturally worsted.
1295 Every government needs means to compel its subjects and protect its rights. Regarding direct action on the community, the United States Constitution achieved a political masterstroke: federal courts, acting in the name of the law, deal only with individuals. Since the Union consists of a single people within constitutional limits, its government possesses national rights, including the power to command citizens directly. When the Union levies a tax, it addresses every American citizen, not the states. The Supreme Court enforces this law by pressuring the individual taxpayer, not a defiant state. The Union chooses its own antagonist; and as that antagonist is feeble, he is naturally worsted.
6426 1296
6427 But the difficulty increases when the proceedings are not brought
6428 forward by but against the Union. The Constitution recognizes the
6429 legislative power of the States; and a law so enacted may impair the
6430 privileges of the Union, in which case a collision in unavoidable
6431 between that body and the State which has passed the law: and it only
6432 remains to select the least dangerous remedy, which is very clearly
6433 deducible from the general principles I have before established. *k
1297 The difficulty increases when proceedings are brought against the Union. The Constitution recognizes state legislative power, and a state law may impair Union rights. Conflict becomes inevitable. Directly suing states would place the judiciary in open hostility toward them—a situation to avoid. Americans believe new laws inevitably harm some individual interest, and legislators use these private interests to attack measures harmful to the Union, extending Supreme Court protection to specific cases.
6434 1298
6435 k
6436 [ See Chapter VI. on “Judicial Power in America.”]
1299 Suppose a state sells territory to a company, then later passes a law disposing of that territory differently, violating the constitutional prohibition against impairing contracts. When the second purchaser tries to take possession, the first owner sues in federal court to nullify the second title. Thus Union judicial power contests state sovereignty indirectly, attacking consequences rather than principle, weakening rather than destroying.
6437 1300
1301 A final possibility treats states as corporate bodies with civil rights, allowing them to sue or be sued. Here the Union settles lawsuits between states rather than challenging local laws. The danger of powerful factions obstructing justice is most present and hardest to avoid.
6438 1302
6439 It may be conceived that, in the case under consideration, the Union
6440 might have used the State before a Federal court, which would have
6441 annulled the act, and by this means it would have adopted a natural
6442 course of proceeding; but the judicial power would have been placed in
6443 open hostility to the State, and it was desirable to avoid this
6444 predicament as much as possible. The Americans hold that it is nearly
6445 impossible that a new law should not impair the interests of some
6446 private individual by its provisions: these private interests are
6447 assumed by the American legislators as the ground of attack against
6448 such measures as may be prejudicial to the Union, and it is to these
6449 cases that the protection of the Supreme Court is extended.
1303 ---
6450 1304
6451 Suppose a State vends a certain portion of its territory to a company,
6452 and that a year afterwards it passes a law by which the territory is
6453 otherwise disposed of, and that clause of the Constitution which
6454 prohibits laws impairing the obligation of contracts violated. When the
6455 purchaser under the second act appears to take possession, the
6456 possessor under the first act brings his action before the tribunals of
6457 the Union, and causes the title of the claimant to be pronounced null
6458 and void. *l Thus, in point of fact, the judicial power of the Union is
6459 contesting the claims of the sovereignty of a State; but it only acts
6460 indirectly and upon a special application of detail: it attacks the law
6461 in its consequences, not in its principle, and it rather weakens than
6462 destroys it.
1305 No nation ever established such a great judicial power as the Americans
6463 1306
6464 l
6465 [ See Kent’s “Commentaries,” vol. i. p. 387.]
1307 No more formidable judicial authority has ever existed. The Supreme Court stands above all courts in both the nature of its rights and the status of its litigants.
6466 1308
1309 European governments have always resisted allowing ordinary courts to decide cases in which they are parties, particularly absolute governments. As popular liberties increase, judicial powers expand, yet no European nation has granted common law judges authority over every legal controversy.
6467 1310
6468 The last hypothesis that remained was that each State formed a
6469 corporation enjoying a separate existence and distinct civil rights,
6470 and that it could therefore sue or be sued before a tribunal. Thus a
6471 State could bring an action against another State. In this instance the
6472 Union was not called upon to contest a provincial law, but to try a
6473 suit in which a State was a party. This suit was perfectly similar to
6474 any other cause, except that the quality of the parties was different;
6475 and here the danger pointed out at the beginning of this chapter exists
6476 with less chance of being avoided. The inherent disadvantage of the
6477 very essence of Federal constitutions is that they engender parties in
6478 the bosom of the nation which present powerful obstacles to the free
6479 course of justice.
1311 America has done so. The Supreme Court is the ultimate tribunal for all cases arising under federal laws and treaties, maritime cases, and matters of international law. Its functions are essentially political: enforcing Union laws that regulate government-citizen relations and foreign affairs, while states manage relations among citizens.
6480 1312
6481 High Rank Of The Supreme Court Amongst The Great Powers Of State No
6482 nation ever constituted so great a judicial power as the
6483 Americans—Extent of its prerogative—Its political influence—The
6484 tranquillity and the very existence of the Union depend on the
6485 discretion of the seven Federal Judges.
1313 A greater cause of the court's dominance is its power to summon sovereign governments. When the clerk announces "The State of New York versus the State of Ohio," one recognizes no ordinary court. When one party represents one million people and another two million, the responsibility of seven judges becomes immense.
6486 1314
6487 When we have successively examined in detail the organization of the
6488 Supreme Court, and the entire prerogatives which it exercises, we shall
6489 readily admit that a more imposing judicial power was never constituted
6490 by any people. The Supreme Court is placed at the head of all known
6491 tribunals, both by the nature of its rights and the class of
6492 justiciable parties which it controls.
1315 > **Quote:** "The peace, the prosperity, and the very existence of the Union are vested in the hands of the seven judges. Without their active co-operation the Constitution would be a dead letter: the Executive appeals to them for assistance against the encroachments of the legislative powers; the Legislature demands their protection from the designs of the Executive; they defend the Union from the disobedience of the States, the States from the exaggerated claims of the Union, the public interest against the interests of private citizens, and the conservative spirit of order against the fleeting innovations of democracy."
6493 1316
6494 In all the civilized countries of Europe the Government has always
6495 shown the greatest repugnance to allow the cases to which it was itself
6496 a party to be decided by the ordinary course of justice. This
6497 repugnance naturally attains its utmost height in an absolute
6498 Government; and, on the other hand, the privileges of the courts of
6499 justice are extended with the increasing liberties of the people: but
6500 no European nation has at present held that all judicial controversies,
6501 without regard to their origin, can be decided by the judges of common
6502 law.
1317 Their power is enormous, but rooted in public opinion.
6503 1318
6504 In America this theory has been actually put in practice, and the
6505 Supreme Court of the United States is the sole tribunal of the nation.
6506 Its power extends to all the cases arising under laws and treaties made
6507 by the executive and legislative authorities, to all cases of admiralty
6508 and maritime jurisdiction, and in general to all points which affect
6509 the law of nations. It may even be affirmed that, although its
6510 constitution is essentially judicial, its prerogatives are almost
6511 entirely political. Its sole object is to enforce the execution of the
6512 laws of the Union; and the Union only regulates the relations of the
6513 Government with the citizens, and of the nation with Foreign Powers:
6514 the relations of citizens amongst themselves are almost exclusively
6515 regulated by the sovereignty of the States.
1319 > **Quote:** "They are the all-powerful guardians of a people which respects law, but they would be impotent against popular neglect or popular contempt."
6516 1320
6517 A second and still greater cause of the preponderance of this court may
6518 be adduced. In the nations of Europe the courts of justice are only
6519 called upon to try the controversies of private individuals; but the
6520 Supreme Court of the United States summons sovereign powers to its bar.
6521 When the clerk of the court advances on the steps of the tribunal, and
6522 simply says, “The State of New York versus the State of Ohio,” it is
6523 impossible not to feel that the Court which he addresses is no ordinary
6524 body; and when it is recollected that one of these parties represents
6525 one million, and the other two millions of men, one is struck by the
6526 responsibility of the seven judges whose decision is about to satisfy
6527 or to disappoint so large a number of their fellow-citizens.
1321 Public opinion is difficult to manage because its limits cannot be defined; exceeding its boundaries is as dangerous as falling short.
6528 1322
6529 The peace, the prosperity, and the very existence of the Union are
6530 vested in the hands of the seven judges. Without their active
6531 co-operation the Constitution would be a dead letter: the Executive
6532 appeals to them for assistance against the encroachments of the
6533 legislative powers; the Legislature demands their protection from the
6534 designs of the Executive; they defend the Union from the disobedience
6535 of the States, the States from the exaggerated claims of the Union, the
6536 public interest against the interests of private citizens, and the
6537 conservative spirit of order against the fleeting innovations of
6538 democracy. Their power is enormous, but it is clothed in the authority
6539 of public opinion. They are the all-powerful guardians of a people
6540 which respects law, but they would be impotent against popular neglect
6541 or popular contempt. The force of public opinion is the most
6542 intractable of agents, because its exact limits cannot be defined; and
6543 it is not less dangerous to exceed than to remain below the boundary
6544 prescribed.
1323 Federal judges must be not only knowledgeable, integrity-filled magistrates but statesmen who read the signs of the times, confronting overcomeable obstacles while avoiding threats to Union supremacy.
6545 1324
6546 The Federal judges must not only be good citizens, and men possessed of
6547 that information and integrity which are indispensable to magistrates,
6548 but they must be statesmen—politicians, not unread in the signs of the
6549 times, not afraid to brave the obstacles which can be subdued, nor slow
6550 to turn aside such encroaching elements as may threaten the supremacy
6551 of the Union and the obedience which is due to the laws.
1325 > **Quote:** The Federal judges must not only be good citizens, and men possessed of that information and integrity which are indispensable to magistrates, but they must be statesmen—politicians, not unread in the signs of the times, not afraid to brave the obstacles which can be subdued, nor slow to turn aside such encroaching elements as may threaten the supremacy of the Union and the obedience which is due to the laws.
6552 1326
6553 The President, who exercises a limited power, may err without causing
6554 great mischief in the State. Congress may decide amiss without
6555 destroying the Union, because the electoral body in which Congress
6556 originates may cause it to retract its decision by changing its
6557 members. But if the Supreme Court is ever composed of imprudent men or
6558 bad citizens, the Union may be plunged into anarchy or civil war.
1327 A President's limited mistakes cannot greatly harm the state. Congress can be corrected by voters replacing members. But if the Supreme Court fills with reckless men or bad citizens, the Union could face chaos or civil war.
6559 1328
6560 The real cause of this danger, however, does not lie in the
6561 constitution of the tribunal, but in the very nature of Federal
6562 Governments. We have observed that in confederate peoples it is
6563 especially necessary to consolidate the judicial authority, because in
6564 no other nations do those independent persons who are able to cope with
6565 the social body exist in greater power or in a better condition to
6566 resist the physical strength of the Government. But the more a power
6567 requires to be strengthened, the more extensive and independent it must
6568 be made; and the dangers which its abuse may create are heightened by
6569 its independence and its strength. The source of the evil is not,
6570 therefore, in the constitution of the power, but in the constitution of
6571 those States which render its existence necessary.
1329 This danger's source lies not in the court's structure but in federal governments' nature. Confederations require strengthened judicial authority because independent entities can resist government force. Yet the more a power needs strengthening, the more extensive and independent it must become, heightening dangers from abuse. The problem's root is not judicial power's setup but the state constitution that necessitates it.
6572 1330
6573 In What Respects The Federal Constitution Is Superior To That Of The
6574 States
1331 ---
6575 1332
6576 In what respects the Constitution of the Union can be compared to that
6577 of the States—Superiority of the Constitution of the Union attributable
6578 to the wisdom of the Federal legislators—Legislature of the Union less
6579 dependent on the people than that of the States—Executive power more
6580 independent in its sphere—Judicial power less subjected to the
6581 inclinations of the majority—Practical consequence of these facts—The
6582 dangers inherent in a democratic government eluded by the Federal
6583 legislators, and increased by the legislators of the States.
1333 How the Union's Constitution compares to those of the states
6584 1334
6585 The Federal Constitution differs essentially from that of the States in
6586 the ends which it is intended to accomplish, but in the means by which
6587 these ends are promoted a greater analogy exists between them. The
6588 objects of the Governments are different, but their forms are the same;
6589 and in this special point of view there is some advantage in comparing
6590 them together.
1335 The Federal Constitution differs fundamentally from state constitutions in goals but shares similar means. The objectives differ, but forms are the same; comparison is therefore useful.
6591 1336
6592 I am of opinion that the Federal Constitution is superior to all the
6593 Constitutions of the States, for several reasons.
1337 I believe the Federal Constitution is superior for several reasons. Created later than most state constitutions, it benefited from experience, though this is secondary. By 1874, forty-six states existed, yet newer republics often amplified rather than avoided earlier flaws.
6594 1338
6595 The present Constitution of the Union was formed at a later period than
6596 those of the majority of the States, and it may have derived some
6597 ameliorations from past experience. But we shall be led to acknowledge
6598 that this is only a secondary cause of its superiority, when we
6599 recollect that eleven new States *n have been added to the American
6600 Confederation since the promulgation of the Federal Constitution, and
6601 that these new republics have always rather exaggerated than avoided
6602 the defects which existed in the former Constitutions.
1339 The primary reason was the character of the legislators. During imminent Confederation collapse, the people chose men of respect rather than mere affection. These founders were nurtured at a time when the spirit of liberty was braced by a struggle against a predominant authority. When the contest ended, they stopped short; they cast a calmer, more penetrating look upon their country and recognized that the only remaining dangers were those resulting from the abuse of freedom. With courageous truth-telling and love of liberty, they dared to propose restrictions against social order's destruction.
6603 1340
6604 n
6605 [ [The number of States has now risen to 46 (1874), besides the
6606 District of Columbia.]]
1341 Alexander Hamilton expressed that a leader's total submission to public whim undermines government stability. The Executive must withstand temporary delusions, giving the community time for cooler reflection.
6607 1342
1343 > **Quote:** "The Republican principle demands that the deliberative sense of the community should govern the conduct of those to whom they entrust the management of their affairs; but it does not require an unqualified complaisance to every sudden breeze of passion, or to every transient impulse which the people may receive from the arts of men who flatter their prejudices to betray their interests."
6608 1344
6609 The chief cause of the superiority of the Federal Constitution lay in
6610 the character of the legislators who composed it. At the time when it
6611 was formed the dangers of the Confederation were imminent, and its ruin
6612 seemed inevitable. In this extremity the people chose the men who most
6613 deserved the esteem, rather than those who had gained the affections,
6614 of the country. I have already observed that distinguished as almost
6615 all the legislators of the Union were for their intelligence, they were
6616 still more so for their patriotism. They had all been nurtured at a
6617 time when the spirit of liberty was braced by a continual struggle
6618 against a powerful and predominant authority. When the contest was
6619 terminated, whilst the excited passions of the populace persisted in
6620 warring with dangers which had ceased to threaten them, these men
6621 stopped short in their career; they cast a calmer and more penetrating
6622 look upon the country which was now their own; they perceived that the
6623 war of independence was definitely ended, and that the only dangers
6624 which America had to fear were those which might result from the abuse
6625 of the freedom she had won. They had the courage to say what they
6626 believed to be true, because they were animated by a warm and sincere
6627 love of liberty; and they ventured to propose restrictions, because
6628 they were resolutely opposed to destruction. *o
1345 The people intend the public good but err; they despise flatterers claiming infallibility. When interests conflict with desires, guardians must resist temporary delusions, providing time for reflection. Such conduct has saved the people from fatal errors.
6629 1346
6630 o
6631 [ At this time Alexander Hamilton, who was one of the principal
6632 founders of the Constitution, ventured to express the following
6633 sentiments in “The Federalist,” No. 71:—
1347 Most state constitutions assign one-year terms for representatives and two-year terms for senators, binding legislators strictly to constituent whims. The founders increased federal terms to allow independent judgment.
6634 1348
1349 The Federal Constitution, like state constitutions, divided the legislature into two branches. In states, both chambers represented public passions equally, producing hasty laws. Under the Federal Constitution, eligibility requirements and election methods created a Senate representing greater intelligence and discretion through higher age requirements and election by limited assemblies.
6635 1350
6636 “There are some who would be inclined to regard the servile pliancy of
6637 the Executive to a prevailing current, either in the community or in
6638 the Legislature, as its best recommendation. But such men entertain
6639 very crude notions, as well of the purposes for which government was
6640 instituted as of the true means by which the public happiness may be
6641 promoted. The Republican principle demands that the deliberative sense
6642 of the community should govern the conduct of those to whom they
6643 entrust the management of their affairs; but it does not require an
6644 unqualified complaisance to every sudden breeze of passion, or to every
6645 transient impulse which the people may receive from the arts of men who
6646 flatter their prejudices to betray their interests. It is a just
6647 observation, that the people commonly intend the public good. This
6648 often applies to their very errors. But their good sense would despise
6649 the adulator who should pretend that they always reason right about the
6650 means of promoting it. They know from experience that they sometimes
6651 err; and the wonder is that they so seldom err as they do, beset, as
6652 they continually are, by the wiles of parasites and sycophants; by the
6653 snares of the ambitious, the avaricious, the desperate; by the
6654 artifices of men who possess their confidence more than they deserve
6655 it, and of those who seek to possess rather than to deserve it. When
6656 occasions present themselves in which the interests of the people are
6657 at variance with their inclinations, it is the duty of persons whom
6658 they have appointed to be the guardians of those interests to withstand
6659 the temporary delusion, in order to give them time and opportunity for
6660 more cool and sedate reflection. Instances might be cited in which a
6661 conduct of this kind has saved the people from very fatal consequences
6662 of their own mistakes, and has procured lasting monuments of their
6663 gratitude to the men who had courage and magnanimity enough to serve
6664 them at the peril of their displeasure.”]
1351 Democracies naturally concentrate power in legislatures as the most directly popular branch, a tendency both detrimental to administration and favorable to majority despotism. State legislators yielded to this; Union founders resisted.
6665 1352
6666 The greater number of the Constitutions of the States assign one year
6667 for the duration of the House of Representatives, and two years for
6668 that of the Senate; so that members of the legislative body are
6669 constantly and narrowly tied down by the slightest desires of their
6670 constituents. The legislators of the Union were of opinion that this
6671 excessive dependence of the Legislature tended to alter the nature of
6672 the main consequences of the representative system, since it vested the
6673 source, not only of authority, but of government, in the people. They
6674 increased the length of the time for which the representatives were
6675 returned, in order to give them freer scope for the exercise of their
6676 own judgment.
1353 State executives are passive legislative tools with one-year terms, negligible powers, and salaries subject to legislative cuts. The Federal Constitution concentrates executive power in one individual with a fixed four-year term, unchangeable salary, official subordinates, and limited veto, creating a strong, independent position within prescribed limits.
6677 1354
6678 The Federal Constitution, as well as the Constitutions of the different
6679 States, divided the legislative body into two branches. But in the
6680 States these two branches were composed of the same elements, and
6681 elected in the same manner. The consequence was that the passions and
6682 inclinations of the populace were as rapidly and as energetically
6683 represented in one chamber as in the other, and that laws were made
6684 with all the characteristics of violence and precipitation. By the
6685 Federal Constitution the two houses originate in like manner in the
6686 choice of the people; but the conditions of eligibility and the mode of
6687 election were changed, to the end that, if, as is the case in certain
6688 nations, one branch of the Legislature represents the same interests as
6689 the other, it may at least represent a superior degree of intelligence
6690 and discretion. A mature age was made one of the conditions of the
6691 senatorial dignity, and the Upper House was chosen by an elected
6692 assembly of a limited number of members.
1355 In all state constitutions, judicial power remains most independent, yet legislatures regulate judges' salaries and sometimes appoint them temporarily, blurring powers. The Federal Constitution insulates judges by fixing salaries and granting life tenure.
6693 1356
6694 To concentrate the whole social force in the hands of the legislative
6695 body is the natural tendency of democracies; for as this is the power
6696 which emanates the most directly from the people, it is made to
6697 participate most fully in the preponderating authority of the
6698 multitude, and it is naturally led to monopolize every species of
6699 influence. This concentration is at once prejudicial to a
6700 well-conducted administration, and favorable to the despotism of the
6701 majority. The legislators of the States frequently yielded to these
6702 democratic propensities, which were invariably and courageously
6703 resisted by the founders of the Union.
1357 A careful observer notices that Union business is conducted better than state business. The Federal Government is more fair, temperate, wise, and consistent. Its designs are more durable, its measures executed with greater vigor.
6704 1358
6705 In the States the executive power is vested in the hands of a
6706 magistrate, who is apparently placed upon a level with the Legislature,
6707 but who is in reality nothing more than the blind agent and the passive
6708 instrument of its decisions. He can derive no influence from the
6709 duration of his functions, which terminate with the revolving year, or
6710 from the exercise of prerogatives which can scarcely be said to exist.
6711 The Legislature can condemn him to inaction by intrusting the execution
6712 of the laws to special committees of its own members, and can annul his
6713 temporary dignity by depriving him of his salary. The Federal
6714 Constitution vests all the privileges and all the responsibility of the
6715 executive power in a single individual. The duration of the Presidency
6716 is fixed at four years; the salary of the individual who fills that
6717 office cannot be altered during the term of his functions; he is
6718 protected by a body of official dependents, and armed with a suspensive
6719 veto. In short, every effort was made to confer a strong and
6720 independent position upon the executive authority within the limits
6721 which had been prescribed to it.
1359 Summarizing this chapter: democracies face two main dangers—complete legislative submission to voters, and concentration of all power within the legislature. State legislators encouraged these evils; Union founders resisted them.
6722 1360
6723 In the Constitutions of all the States the judicial power is that which
6724 remains the most independent of the legislative authority;
6725 nevertheless, in all the States the Legislature has reserved to itself
6726 the right of regulating the emoluments of the judges, a practice which
6727 necessarily subjects these magistrates to its immediate influence. In
6728 some States the judges are only temporarily appointed, which deprives
6729 them of a great portion of their power and their freedom. In others the
6730 legislative and judicial powers are entirely confounded; thus the
6731 Senate of New York, for instance, constitutes in certain cases the
6732 Superior Court of the State. The Federal Constitution, on the other
6733 hand, carefully separates the judicial authority from all external
6734 influences; and it provides for the independence of the judges, by
6735 declaring that their salary shall not be altered, and that their
6736 functions shall be inalienable.
1361 ---
6737 1362
6738 The practical consequences of these different systems may easily be
6739 perceived. An attentive observer will soon remark that the business of
6740 the Union is incomparably better conducted than that of any individual
6741 State. The conduct of the Federal Government is more fair and more
6742 temperate than that of the States, its designs are more fraught with
6743 wisdom, its projects are more durable and more skilfully combined, its
6744 measures are put into execution with more vigor and consistency.
1363 Characteristics Which Distinguish The Federal Constitution Of The United States Of America From All Other Federal Constitutions
6745 1364
6746 I recapitulate the substance of this chapter in a few words: The
6747 existence of democracies is threatened by two dangers, viz., the
6748 complete subjection of the legislative body to the caprices of the
6749 electoral body, and the concentration of all the powers of the
6750 Government in the legislative authority. The growth of these evils has
6751 been encouraged by the policy of the legislators of the States, but it
6752 has been resisted by the legislators of the Union by every means which
6753 lay within their control.
1365 The United States is neither the first nor only confederation; Switzerland, the Germanic Empire, and the United Provinces provide examples. Their federal governments possessed rights nearly identical to the American Union's: declaring war, raising money and troops, and providing for common interests. Yet these governments were weak while the American Union is vigorous.
6754 1366
6755 Characteristics Which Distinguish The Federal Constitution Of The
6756 United States Of America From All Other Federal Constitutions American
6757 Union appears to resemble all other confederations—Nevertheless its
6758 effects are different—Reason of this—Distinctions between the Union and
6759 all other confederations—The American Government not a federal but an
6760 imperfect national Government.
1367 The first American Confederation collapsed from governmental weakness, yet possessed more extensive rights than today's Federal Government. The current Constitution contains subtle but crucial principles.
6761 1368
6762 The United States of America do not afford either the first or the only
6763 instance of confederate States, several of which have existed in modern
6764 Europe, without adverting to those of antiquity. Switzerland, the
6765 Germanic Empire, and the Republic of the United Provinces either have
6766 been or still are confederations. In studying the constitutions of
6767 these different countries, the politician is surprised to observe that
6768 the powers with which they invested the Federal Government are nearly
6769 identical with the privileges awarded by the American Constitution to
6770 the Government of the United States. They confer upon the central power
6771 the same rights of making peace and war, of raising money and troops,
6772 and of providing for the general exigencies and the common interests of
6773 the nation. Nevertheless the Federal Government of these different
6774 peoples has always been as remarkable for its weakness and inefficiency
6775 as that of the Union is for its vigorous and enterprising spirit.
6776 Again, the first American Confederation perished through the excessive
6777 weakness of its Government; and this weak Government was,
6778 notwithstanding, in possession of rights even more extensive than those
6779 of the Federal Government of the present day. But the more recent
6780 Constitution of the United States contains certain principles which
6781 exercise a most important influence, although they do not at once
6782 strike the observer.
1369 It rests on a novel theory: in previous confederations, states agreed to obey federal mandates but reserved enforcement rights. In 1789, American states agreed that the Federal Government would execute its own enactments.
6783 1370
6784 This Constitution, which may at first sight be confounded with the
6785 federal constitutions which preceded it, rests upon a novel theory,
6786 which may be considered as a great invention in modern political
6787 science. In all the confederations which had been formed before the
6788 American Constitution of 1789 the allied States agreed to obey the
6789 injunctions of a Federal Government; but they reserved to themselves
6790 the right of ordaining and enforcing the execution of the laws of the
6791 Union. The American States which combined in 1789 agreed that the
6792 Federal Government should not only dictate the laws, but that it should
6793 execute it own enactments. In both cases the right is the same, but the
6794 exercise of the right is different; and this alteration produced the
6795 most momentous consequences.
1371 > **Quote:** "The American States which combined in 1789 agreed that the Federal Government should not only dictate the laws, but that it should execute its own enactments."
6796 1372
6797 In all the confederations which had been formed before the American
6798 Union the Federal Government demanded its supplies at the hands of the
6799 separate Governments; and if the measure it prescribed was onerous to
6800 any one of those bodies means were found to evade its claims: if the
6801 State was powerful, it had recourse to arms; if it was weak, it
6802 connived at the resistance which the law of the Union, its sovereign,
6803 met with, and resorted to inaction under the plea of inability. Under
6804 these circumstances one of the two alternatives has invariably
6805 occurred; either the most preponderant of the allied peoples has
6806 assumed the privileges of the Federal authority and ruled all the
6807 States in its name, *p or the Federal Government has been abandoned by
6808 its natural supporters, anarchy has arisen between the confederates,
6809 and the Union has lost all powers of action. *q
1373 The legal right is identical, but exercise differs, producing significant consequences. Previous confederations requested supplies from state governments; burdensome states evaded claims, powerful states used force, weak states tolerated resistance. This produced either usurpation by powerful members (Greece under Philip, Low Countries under Holland, German Confederation under Austria and Prussia) or anarchy and Union power loss (Swiss Confederation).
6810 1374
6811 p
6812 [ This was the case in Greece, when Philip undertook to execute the
6813 decree of the Amphictyons; in the Low Countries, where the province of
6814 Holland always gave the law; and, in our own time, in the Germanic
6815 Confederation, in which Austria and Prussia assume a great degree of
6816 influence over the whole country, in the name of the Diet.]
1375 In America, the Union's subjects are private citizens, not states. The national government taxes each Massachusetts inhabitant, not Massachusetts itself. Its force is self-derived, served by its own officers, army, and courts. States have fewer opportunities and temptations to resist, which would require open law violation, justice system interruption, and declared revolt.
6817 1376
1377 Previous confederations granted privileges that created more discord than power, increasing claims without enforcement means. > **Quote:** In all former confederations the privileges of the Union furnished more elements of discord than of power... the real weakness of federal governments has almost always been in the exact ratio of their nominal power. The American Union possesses means to enforce all authorized demands, like standard governments.
6818 1378
6819 q
6820 [ Such has always been the situation of the Swiss Confederation, which
6821 would have perished ages ago but for the mutual jealousies of its
6822 neighbors.]
1379 The human mind invents words more slowly than things, forcing imprecise terminology. When nations form a league with supreme authority over states but not individuals, this is called Federal. When peoples fuse into one nation for common interests while remaining distinct otherwise, with central power acting directly on individuals, this is neither exactly national nor federal but lacks a name.
6823 1380
1381 > **Quote:** "Here the term Federal Government is clearly no longer applicable to a state of things which must be styled an incomplete national Government: a form of government has been found out which is neither exactly national nor federal; but no further progress has been made, and the new word which will one day designate this novel invention does not yet exist."
6824 1382
6825 In America the subjects of the Union are not States, but private
6826 citizens: the national Government levies a tax, not upon the State of
6827 Massachusetts, but upon each inhabitant of Massachusetts. All former
6828 confederate governments presided over communities, but that of the
6829 Union rules individuals; its force is not borrowed, but self-derived;
6830 and it is served by its own civil and military officers, by its own
6831 army, and its own courts of justice. It cannot be doubted that the
6832 spirit of the nation, the passions of the multitude, and the provincial
6833 prejudices of each State tend singularly to diminish the authority of a
6834 Federal authority thus constituted, and to facilitate the means of
6835 resistance to its mandates; but the comparative weakness of a
6836 restricted sovereignty is an evil inherent in the Federal system. In
6837 America, each State has fewer opportunities of resistance and fewer
6838 temptations to non-compliance; nor can such a design be put in
6839 execution (if indeed it be entertained) without an open violation of
6840 the laws of the Union, a direct interruption of the ordinary course of
6841 justice, and a bold declaration of revolt; in a word, without taking a
6842 decisive step which men hesitate to adopt.
1383 Previous Unions ended in civil war, subjugation, or apathy because peoples were too slow or timid to apply this remedy. The first American Confederation failed from these defects.
6843 1384
6844 In all former confederations the privileges of the Union furnished more
6845 elements of discord than of power, since they multiplied the claims of
6846 the nation without augmenting the means of enforcing them: and in
6847 accordance with this fact it may be remarked that the real weakness of
6848 federal governments has almost always been in the exact ratio of their
6849 nominal power. Such is not the case in the American Union, in which, as
6850 in ordinary governments, the Federal Government has the means of
6851 enforcing all it is empowered to demand.
1385 But the American States belonged to one empire before independence, lacking deep-rooted prejudices and habits of complete self-governance. Superior in political knowledge and sharing it equally, restrained by leading citizens' wisdom, they applied the remedy with firmness and saved their country.
6852 1386
6853 The human understanding more easily invents new things than new words,
6854 and we are thence constrained to employ a multitude of improper and
6855 inadequate expressions. When several nations form a permanent league
6856 and establish a supreme authority, which, although it has not the same
6857 influence over the members of the community as a national government,
6858 acts upon each of the Confederate States in a body, this Government,
6859 which is so essentially different from all others, is denominated a
6860 Federal one. Another form of society is afterwards discovered, in which
6861 several peoples are fused into one and the same nation with regard to
6862 certain common interests, although they remain distinct, or at least
6863 only confederate, with regard to all their other concerns. In this case
6864 the central power acts directly upon those whom it governs, whom it
6865 rules, and whom it judges, in the same manner, as, but in a more
6866 limited circle than, a national government. Here the term Federal
6867 Government is clearly no longer applicable to a state of things which
6868 must be styled an incomplete national Government: a form of government
6869 has been found out which is neither exactly national nor federal; but
6870 no further progress has been made, and the new word which will one day
6871 designate this novel invention does not yet exist.
6872
6873 The absence of this new species of confederation has been the cause
6874 which has brought all Unions to Civil War, to subjection, or to a
6875 stagnant apathy, and the peoples which formed these leagues have been
6876 either too dull to discern, or too pusillanimous to apply this great
6877 remedy. The American Confederation perished by the same defects.
6878
6879 But the Confederate States of America had been long accustomed to form
6880 a portion of one empire before they had won their independence; they
6881 had not contracted the habit of governing themselves, and their
6882 national prejudices had not taken deep root in their minds. Superior to
6883 the rest of the world in political knowledge, and sharing that
6884 knowledge equally amongst themselves, they were little agitated by the
6885 passions which generally oppose the extension of federal authority in a
6886 nation, and those passions were checked by the wisdom of the chief
6887 citizens. The Americans applied the remedy with prudent firmness as
6888 soon as they were conscious of the evil; they amended their laws, and
6889 they saved their country.
6890
6891
6892
6893
6894 1387 ### Chapter VIII: The Federal Constitution—Part V
6895 1388
1389 Advantages of the federal system in general, and its specific usefulness in America.
6896 1390
6897 Advantages Of The Federal System In General, And Its Special Utility In
6898 America.
1391 In small nations, society's scrutiny reaches every corner, and the drive for improvement touches even minor details. Their weakness limits ambition, focusing all efforts on internal benefit rather than fleeting glory. Individual desires stay limited, wealth remains relatively equal, and life is peaceful and orderly. Yet when tyranny does take root in a small nation, it is more oppressively intrusive, regulating tastes and domestic life. Such invasions are rare, however, and freedom is the natural state of small communities—government rewards are too weak, and individual resources too slim, for power to concentrate easily. If tyranny emerges, subjects can readily overthrow it through collective effort.
6899 1392
6900 Happiness and freedom of small nations—Power of great nations—Great
6901 empires favorable to the growth of civilization—Strength often the
6902 first element of national prosperity—Aim of the Federal system to unite
6903 the twofold advantages resulting from a small and from a large
6904 territory—Advantages derived by the United States from this system—The
6905 law adapts itself to the exigencies of the population; population does
6906 not conform to the exigencies of the law—Activity, amelioration, love
6907 and enjoyment of freedom in the American communities—Public spirit of
6908 the Union the abstract of provincial patriotism—Principles and things
6909 circulate freely over the territory of the United States—The Union is
6910 happy and free as a little nation, and respected as a great empire.
1393 > **Quote:** "Small nations have therefore ever been the cradle of political liberty;"
6911 1394
6912 In small nations the scrutiny of society penetrates into every part,
6913 and the spirit of improvement enters into the most trifling details; as
6914 the ambition of the people is necessarily checked by its weakness, all
6915 the efforts and resources of the citizens are turned to the internal
6916 benefit of the community, and are not likely to evaporate in the
6917 fleeting breath of glory. The desires of every individual are limited,
6918 because extraordinary faculties are rarely to be met with. The gifts of
6919 an equal fortune render the various conditions of life uniform, and the
6920 manners of the inhabitants are orderly and simple. Thus, if one
6921 estimate the gradations of popular morality and enlightenment, we shall
6922 generally find that in small nations there are more persons in easy
6923 circumstances, a more numerous population, and a more tranquil state of
6924 society, than in great empires.
1395 Many lost their freedom by expanding, proving their liberty owed more to size than character.
6925 1396
6926 When tyranny is established in the bosom of a small nation, it is more
6927 galling than elsewhere, because, as it acts within a narrow circle,
6928 every point of that circle is subject to its direct influence. It
6929 supplies the place of those great designs which it cannot entertain by
6930 a violent or an exasperating interference in a multitude of minute
6931 details; and it leaves the political world, to which it properly
6932 belongs, to meddle with the arrangements of domestic life. Tastes as
6933 well as actions are to be regulated at its pleasure; and the families
6934 of the citizens as well as the affairs of the State are to be governed
6935 by its decisions. This invasion of rights occurs, however, but seldom,
6936 and freedom is in truth the natural state of small communities. The
6937 temptations which the Government offers to ambition are too weak, and
6938 the resources of private individuals are too slender, for the sovereign
6939 power easily to fall within the grasp of a single citizen; and should
6940 such an event have occurred, the subjects of the State can without
6941 difficulty overthrow the tyrant and his oppression by a simultaneous
6942 effort.
1397 > **Quote:** "The history of the world affords no instance of a great nation retaining the form of republican government for a long series of years, and this has led to the conclusion that such a state of things is impracticable."
6943 1398
6944 Small nations have therefore ever been the cradle of political liberty;
6945 and the fact that many of them have lost their immunities by extending
6946 their dominion shows that the freedom they enjoyed was more a
6947 consequence of the inferior size than of the character of the people.
1399 I must criticize the recklessness of trying to limit what is possible; man is hourly deceived by life’s most obvious realities and constantly surprised by what should be most familiar. Regardless, a large republic always faces greater dangers than a small one. All the passions fatal to republics spread as territory grows, while the virtues that maintain dignity do not increase proportionally. Ambition grows with state power; party strength grows with the importance of their goals. Yet devotion to the common good—the surest check on destructive passions—is no stronger in a large republic than a small one. The arrogance of wealth, despair of poverty, massive capital cities, loose morality, crude self-interest, and confusion of interests arise from sheer size. Several of these evils hardly harm monarchies, and some even sustain them. A prince's authority grows with national prosperity, but a republic's only security is majority support, which does not increase proportionally with size. While means of attack multiply, resistance power stays the same—or diminishes—as diverse interests make solid majorities harder to form. Human passions intensify not only from the scale of the objective, but from being shared by millions simultaneously; just as a person feels more in a crowd than in solitude, political passion in great republics becomes an irresistible impetus.
6948 1400
6949 The history of the world affords no instance of a great nation
6950 retaining the form of republican government for a long series of years,
6951 *r and this has led to the conclusion that such a state of things is
6952 impracticable. For my own part, I cannot but censure the imprudence of
6953 attempting to limit the possible and to judge the future on the part of
6954 a being who is hourly deceived by the most palpable realities of life,
6955 and who is constantly taken by surprise in the circumstances with which
6956 he is most familiar. But it may be advanced with confidence that the
6957 existence of a great republic will always be exposed to far greater
6958 perils than that of a small one.
1401 Nothing is more harmful to human well-being than vast empires, yet large states have unique advantages. The love of glory is more prominent among those who see the applause of a great nation as a worthy reward. Large nations spread human progress through the rapid flow of ideas and great cities that serve as intellectual centers. Most major discoveries require national power that small governments cannot provide. In large nations, government deals with general concepts, removed from local prejudices, with bolder designs.
6959 1402
6960 r
6961 [ I do not speak of a confederation of small republics, but of a great
6962 consolidated Republic.]
1403 In peace, small nations enjoy more widespread well-being, but they suffer more acutely in war. Great empires protect most of their people from danger for ages; the populace is inconvenienced more than ruined. Yet the existence of great nations is unavoidable. This necessity introduces physical strength as a condition of national prosperity; it matters little for a people to be affluent and free if they are constantly vulnerable to being pillaged or subjugated. Consequently, unless circumstances are very peculiar, small nations are eventually united with large empires by force or consent.
6963 1404
1405 > **Quote:** "Physical strength is therefore one of the first conditions of the happiness and even of the existence of nations."
6964 1406
6965 All the passions which are most fatal to republican institutions spread
6966 with an increasing territory, whilst the virtues which maintain their
6967 dignity do not augment in the same proportion. The ambition of the
6968 citizens increases with the power of the State; the strength of parties
6969 with the importance of the ends they have in view; but that devotion to
6970 the common weal which is the surest check on destructive passions is
6971 not stronger in a large than in a small republic. It might, indeed, be
6972 proved without difficulty that it is less powerful and less sincere.
6973 The arrogance of wealth and the dejection of wretchedness, capital
6974 cities of unwonted extent, a lax morality, a vulgar egotism, and a
6975 great confusion of interests, are the dangers which almost invariably
6976 arise from the magnitude of States. But several of these evils are
6977 scarcely prejudicial to a monarchy, and some of them contribute to
6978 maintain its existence. In monarchical States the strength of the
6979 government is its own; it may use, but it does not depend on, the
6980 community, and the authority of the prince is proportioned to the
6981 prosperity of the nation; but the only security which a republican
6982 government possesses against these evils lies in the support of the
6983 majority. This support is not, however, proportionably greater in a
6984 large republic than it is in a small one; and thus, whilst the means of
6985 attack perpetually increase both in number and in influence, the power
6986 of resistance remains the same, or it may rather be said to diminish,
6987 since the propensities and interests of the people are diversified by
6988 the increase of the population, and the difficulty of forming a compact
6989 majority is constantly augmented. It has been observed, moreover, that
6990 the intensity of human passions is heightened, not only by the
6991 importance of the end which they propose to attain, but by the
6992 multitude of individuals who are animated by them at the same time.
6993 Every one has had occasion to remark that his emotions in the midst of
6994 a sympathizing crowd are far greater than those which he would have
6995 felt in solitude. In great republics the impetus of political passion
6996 is irresistible, not only because it aims at gigantic purposes, but
6997 because it is felt and shared by millions of men at the same time.
1407 The federal system was created to combine the benefits of both. The United States demonstrates these advantages clearly.
6998 1408
6999 It may therefore be asserted as a general proposition that nothing is
7000 more opposed to the well-being and the freedom of man than vast
7001 empires. Nevertheless it is important to acknowledge the peculiar
7002 advantages of great States. For the very reason which renders the
7003 desire of power more intense in these communities than amongst ordinary
7004 men, the love of glory is also more prominent in the hearts of a class
7005 of citizens, who regard the applause of a great people as a reward
7006 worthy of their exertions, and an elevating encouragement to man. If we
7007 would learn why it is that great nations contribute more powerfully to
7008 the spread of human improvement than small States, we shall discover an
7009 adequate cause in the rapid and energetic circulation of ideas, and in
7010 those great cities which are the intellectual centres where all the
7011 rays of human genius are reflected and combined. To this it may be
7012 added that most important discoveries demand a display of national
7013 power which the Government of a small State is unable to make; in great
7014 nations the Government entertains a greater number of general notions,
7015 and is more completely disengaged from the routine of precedent and the
7016 egotism of local prejudice; its designs are conceived with more talent,
7017 and executed with more boldness.
1409 In centralized nations, lawmakers must make uniform laws that don't fit local customs, forcing populations to adapt to laws that cannot adapt to them. Confederations avoid this drawback. Congress regulates national measures while states handle administrative details, contributing enormously to individual state well-being. In these communities, undistracted by expansion or self-defense, all public authority and private energy focus on internal improvement. State governments stay close to citizens, aware of daily needs. New projects are proposed annually, discussed in meetings and legislatures, and publicized by the press. This spirit of improvement remains active without disturbing peace; ambition for power yields to a less refined, but also less dangerous, love of comfort. Many Americans believe republican government in the New World depends on the federal system, attributing South America's misfortunes to large, unified republics rather than confederated ones.
7018 1410
7019 In time of peace the well-being of small nations is undoubtedly more
7020 general and more complete, but they are apt to suffer more acutely from
7021 the calamities of war than those great empires whose distant frontiers
7022 may for ages avert the presence of the danger from the mass of the
7023 people, which is therefore more frequently afflicted than ruined by the
7024 evil.
1411 The love and habits of republican government in the United States were born in townships and provincial assemblies. In Connecticut, where digging a canal is a major political issue and leaders receive no massive wealth or honor, no government is more natural than a republic. This same republican spirit—nurtured in individual states—is later applied to the whole country. The Union's public spirit is a distillation of provincial patriotism. Every citizen channels attachment to their small republic into American patriotism. By defending the Union, they defend their district's prosperity, their right to manage its affairs, and improvements favoring their interests—motives far more effective than national glory.
7025 1412
7026 But in this matter, as in many others, the argument derived from the
7027 necessity of the case predominates over all others. If none but small
7028 nations existed, I do not doubt that mankind would be more happy and
7029 more free; but the existence of great nations is unavoidable.
1413 If the character of Americans suited a great republic, the federal system smoothed remaining obstacles. The confederation avoids disadvantages of massive populations. The Union is large in size, but its limited government functions make it feel small. Its actions are significant but rare. Because Union sovereignty is limited, its exercise is compatible with liberty, avoiding the hunger for fame and power that destroyed other great republics. With no single national center, the country avoids massive capital cities, concentrated wealth, extreme poverty, and sudden revolutions. Political passion spends its energy on local interests instead of sweeping destructively across the land.
7030 1414
7031 This consideration introduces the element of physical strength as a
7032 condition of national prosperity. It profits a people but little to be
7033 affluent and free if it is perpetually exposed to be pillaged or
7034 subjugated; the number of its manufactures and the extent of its
7035 commerce are of small advantage if another nation has the empire of the
7036 seas and gives the law in all the markets of the globe. Small nations
7037 are often impoverished, not because they are small, but because they
7038 are weak; the great empires prosper less because they are great than
7039 because they are strong. Physical strength is therefore one of the
7040 first conditions of the happiness and even of the existence of nations.
7041 Hence it occurs that, unless very peculiar circumstances intervene,
7042 small nations are always united to large empires in the end, either by
7043 force or by their own consent: yet I am unacquainted with a more
7044 deplorable spectacle than that of a people unable either to defend or
7045 to maintain its independence.
1415 Yet goods and ideas circulate freely throughout the Union. The government employs all available talent. Within its borders, deep peace prevails; abroad, it ranks among the most powerful nations. Two thousand miles of coastline are open to global trade, and its flag is respected on the most distant seas.
7046 1416
7047 The Federal system was created with the intention of combining the
7048 different advantages which result from the greater and the lesser
7049 extent of nations; and a single glance over the United States of
7050 America suffices to discover the advantages which they have derived
7051 from its adoption.
1417 > **Quote:** "The Union is as happy and as free as a small people, and as glorious and as strong as a great nation."
7052 1418
7053 In great centralized nations the legislator is obliged to impart a
7054 character of uniformity to the laws which does not always suit the
7055 diversity of customs and of districts; as he takes no cognizance of
7056 special cases, he can only proceed upon general principles; and the
7057 population is obliged to conform to the exigencies of the legislation,
7058 since the legislation cannot adapt itself to the exigencies and the
7059 customs of the population, which is the cause of endless trouble and
7060 misery. This disadvantage does not exist in confederations. Congress
7061 regulates the principal measures of the national Government, and all
7062 the details of the administration are reserved to the provincial
7063 legislatures. It is impossible to imagine how much this division of
7064 sovereignty contributes to the well-being of each of the States which
7065 compose the Union. In these small communities, which are never agitated
7066 by the desire of aggrandizement or the cares of self-defence, all
7067 public authority and private energy is employed in internal
7068 amelioration. The central government of each State, which is in
7069 immediate juxtaposition to the citizens, is daily apprised of the wants
7070 which arise in society; and new projects are proposed every year, which
7071 are discussed either at town meetings or by the legislature of the
7072 State, and which are transmitted by the press to stimulate the zeal and
7073 to excite the interest of the citizens. This spirit of amelioration is
7074 constantly alive in the American republics, without compromising their
7075 tranquillity; the ambition of power yields to the less refined and less
7076 dangerous love of comfort. It is generally believed in America that the
7077 existence and the permanence of the republican form of government in
7078 the New World depend upon the existence and the permanence of the
7079 Federal system; and it is not unusual to attribute a large share of the
7080 misfortunes which have befallen the new States of South America to the
7081 injudicious erection of great republics, instead of a divided and
7082 confederate sovereignty.
1419 Why the federal system is not suited for all peoples, and how the Anglo-Americans were able to adopt it.
7083 1420
7084 It is incontestably true that the love and the habits of republican
7085 government in the United States were engendered in the townships and in
7086 the provincial assemblies. In a small State, like that of Connecticut
7087 for instance, where cutting a canal or laying down a road is a
7088 momentous political question, where the State has no army to pay and no
7089 wars to carry on, and where much wealth and much honor cannot be
7090 bestowed upon the chief citizens, no form of government can be more
7091 natural or more appropriate than that of a republic. But it is this
7092 same republican spirit, it is these manners and customs of a free
7093 people, which are engendered and nurtured in the different States, to
7094 be afterwards applied to the country at large. The public spirit of the
7095 Union is, so to speak, nothing more than an abstract of the patriotic
7096 zeal of the provinces. Every citizen of the United States transfuses
7097 his attachment to his little republic in the common store of American
7098 patriotism. In defending the Union he defends the increasing prosperity
7099 of his own district, the right of conducting its affairs, and the hope
7100 of causing measures of improvement to be adopted which may be favorable
7101 to his own interest; and these are motives which are wont to stir men
7102 more readily than the general interests of the country and the glory of
7103 the nation.
1421 A legislator may direct the vessel of state, but like a navigator, he can neither change its structure, command the winds, nor calm the waters that swell beneath him.
7104 1422
7105 On the other hand, if the temper and the manners of the inhabitants
7106 especially fitted them to promote the welfare of a great republic, the
7107 Federal system smoothed the obstacles which they might have
7108 encountered. The confederation of all the American States presents none
7109 of the ordinary disadvantages resulting from great agglomerations of
7110 men. The Union is a great republic in extent, but the paucity of
7111 objects for which its Government provides assimilates it to a small
7112 State. Its acts are important, but they are rare. As the sovereignty of
7113 the Union is limited and incomplete, its exercise is not incompatible
7114 with liberty; for it does not excite those insatiable desires of fame
7115 and power which have proved so fatal to great republics. As there is no
7116 common centre to the country, vast capital cities, colossal wealth,
7117 abject poverty, and sudden revolutions are alike unknown; and political
7118 passion, instead of spreading over the land like a torrent of
7119 desolation, spends its strength against the interests and the
7120 individual passions of every State.
1423 Every federal system contains flaws that challenge lawmakers—extreme complexity, requiring daily judgment from citizens. Practical knowledge of government is common among Americans, yet the Constitution assumes vast knowledge.
7121 1424
7122 Nevertheless, all commodities and ideas circulate throughout the Union
7123 as freely as in a country inhabited by one people. Nothing checks the
7124 spirit of enterprise. Government avails itself of the assistance of all
7125 who have talents or knowledge to serve it. Within the frontiers of the
7126 Union the profoundest peace prevails, as within the heart of some great
7127 empire; abroad, it ranks with the most powerful nations of the earth;
7128 two thousand miles of coast are open to the commerce of the world; and
7129 as it possesses the keys of the globe, its flags is respected in the
7130 most remote seas. The Union is as happy and as free as a small people,
7131 and as glorious and as strong as a great nation.
1425 > **Quote:** "The government of the Union depends entirely upon legal fictions; the Union is an ideal nation which only exists in the mind, and whose limits and extent can only be discerned by the understanding."
7132 1426
7133 Why The Federal System Is Not Adapted To All Peoples, And How The
7134 Anglo-Americans Were Enabled To Adopt It.
1427 Once the theory is understood, countless practical difficulties remain. Union sovereignty is so entwined with state sovereignty that their boundaries blur. The entire structure is artificial and would poorly suit a people unaccustomed to self-government or lacking political science knowledge among all classes. I have never been more impressed by American good sense than by their ingenious navigation of Federal Constitution difficulties. Ordinary citizens easily distinguish Congressional obligations from state ones and can point out precise jurisdiction limits between federal and state courts.
7135 1428
7136 Every Federal system contains defects which baffle the efforts of the
7137 legislator—The Federal system is complex—It demands a daily exercise of
7138 discretion on the part of the citizens—Practical knowledge of
7139 government common amongst the Americans—Relative weakness of the
7140 Government of the Union, another defect inherent in the Federal
7141 system—The Americans have diminished without remedying it—The
7142 sovereignty of the separate States apparently weaker, but really
7143 stronger, than that of the Union—Why?—Natural causes of union must
7144 exist between confederate peoples besides the laws—What these causes
7145 are amongst the Anglo-Americans—Maine and Georgia, separated by a
7146 distance of a thousand miles, more naturally united than Normandy and
7147 Brittany—War, the main peril of confederations—This proved even by the
7148 example of the United States—The Union has no great wars to
7149 fear—Why?—Dangers to which Europeans would be exposed if they adopted
7150 the Federal system of the Americans.
1429 The U.S. Constitution is like exquisite works of industry useful only in their inventors' hands. This is illustrated by Mexico, which copied the Anglo-American Constitution of 1824 almost exactly. Though they borrowed the letter of the law, they could not import the spirit that gives it life. They remained caught between dual government gears, with state and Union sovereignty constantly colliding. Mexico remains trapped between anarchy and military despotism.
7151 1430
7152 When a legislator succeeds, after persevering efforts, in exercising an
7153 indirect influence upon the destiny of nations, his genius is lauded by
7154 mankind, whilst, in point of fact, the geographical position of the
7155 country which he is unable to change, a social condition which arose
7156 without his co-operation, manners and opinions which he cannot trace to
7157 their source, and an origin with which he is unacquainted, exercise so
7158 irresistible an influence over the courses of society that he is
7159 himself borne away by the current, after an ineffectual resistance.
7160 Like the navigator, he may direct the vessel which bears him along, but
7161 he can neither change its structure, nor raise the winds, nor lull the
7162 waters which swell beneath him.
1431 The second and most fatal defect is the relative weakness of central government. All confederations rest on divided sovereignty.
7163 1432
7164 I have shown the advantages which the Americans derive from their
7165 federal system; it remains for me to point out the circumstances which
7166 rendered that system practicable, as its benefits are not to be enjoyed
7167 by all nations. The incidental defects of the Federal system which
7168 originate in the laws may be corrected by the skill of the legislator,
7169 but there are further evils inherent in the system which cannot be
7170 counteracted by the peoples which adopt it. These nations must
7171 therefore find the strength necessary to support the natural
7172 imperfections of their Government.
1433 > **Quote:** "A divided sovereignty must always be less powerful than an entire supremacy."
7173 1434
7174 The most prominent evil of all Federal systems is the very complex
7175 nature of the means they employ. Two sovereignties are necessarily in
7176 presence of each other. The legislator may simplify and equalize the
7177 action of these two sovereignties, by limiting each of them to a sphere
7178 of authority accurately defined; but he cannot combine them into one,
7179 or prevent them from coming into collision at certain points. The
7180 Federal system therefore rests upon a theory which is necessarily
7181 complicated, and which demands the daily exercise of a considerable
7182 share of discretion on the part of those it governs.
1435 Americans have shown remarkable ingenuity in restricting Union power within narrow federal limits while maintaining the appearance and force of a national government, diminishing though not eliminating natural confederation dangers.
7183 1436
7184 A proposition must be plain to be adopted by the understanding of a
7185 people. A false notion which is clear and precise will always meet with
7186 a greater number of adherents in the world than a true principle which
7187 is obscure or involved. Hence it arises that parties, which are like
7188 small communities in the heart of the nation, invariably adopt some
7189 principle or some name as a symbol, which very inadequately represents
7190 the end they have in view and the means which are at their disposal,
7191 but without which they could neither act nor subsist. The governments
7192 which are founded upon a single principle or a single feeling which is
7193 easily defined are perhaps not the best, but they are unquestionably
7194 the strongest and the most durable in the world.
1437 The Constitution allows Congress to call forth militia and names the President commander-in-chief. In the War of 1812, the President ordered Northern State militias to the frontiers, but Connecticut and Massachusetts, whose interests were hurt, refused. They argued no actual invasion existed and that while the Union could call militia, states retained officer appointment rights, so no federal officer could command except the President personally. These destructive doctrines, supported by governors, legislatures, and courts, forced the federal government to find troops elsewhere. Even during the Revolutionary War, despite enthusiasm and Washington's leadership, Congress had almost no resources. Supplies and troops were constantly missing, and the Union was saved more by enemy weakness than its own strength. During the Civil War, the same structural weakness emerged when figures like General Lee held primary loyalty to their state rather than the Union.
7195 1438
7196 In examining the Constitution of the United States, which is the most
7197 perfect federal constitution that ever existed, one is startled, on the
7198 other hand, at the variety of information and the excellence of
7199 discretion which it presupposes in the people whom it is meant to
7200 govern. The government of the Union depends entirely upon legal
7201 fictions; the Union is an ideal nation which only exists in the mind,
7202 and whose limits and extent can only be discerned by the understanding.
1439 If federal courts violated important state law, the real conflict would be between the state and Union. For example, while the Union can sell unoccupied lands, a state like Ohio might claim the same right. The resulting legal battle would actually be a struggle for power between Ohio and the Union. If federal and state courts ruled differently, the legal fiction maintaining peace would collapse.
7203 1440
7204 When once the general theory is comprehended, numberless difficulties
7205 remain to be solved in its application; for the sovereignty of the
7206 Union is so involved in that of the States that it is impossible to
7207 distinguish its boundaries at the first glance. The whole structure of
7208 the Government is artificial and conventional; and it would be ill
7209 adapted to a people which has not been long accustomed to conduct its
7210 own affairs, or to one in which the science of politics has not
7211 descended to the humblest classes of society. I have never been more
7212 struck by the good sense and the practical judgment of the Americans
7213 than in the ingenious devices by which they elude the numberless
7214 difficulties resulting from their Federal Constitution. I scarcely ever
7215 met with a plain American citizen who could not distinguish, with
7216 surprising facility, the obligations created by the laws of Congress
7217 from those created by the laws of his own State; and who, after having
7218 discriminated between the matters which come under the cognizance of
7219 the Union and those which the local legislature is competent to
7220 regulate, could not point out the exact limit of the several
7221 jurisdictions of the Federal courts and the tribunals of the State.
1441 It is doubtful American legislators destroyed the cause of such conflicts. It could be argued they could not ensure federal victory in crisis. The Union has money and troops, but people's hearts and prejudices belong to the States.
7222 1442
7223 The Constitution of the United States is like those exquisite
7224 productions of human industry which ensure wealth and renown to their
7225 inventors, but which are profitless in any other hands. This truth is
7226 exemplified by the condition of Mexico at the present time. The
7227 Mexicans were desirous of establishing a federal system, and they took
7228 the Federal Constitution of their neighbors, the Anglo-Americans, as
7229 their model, and copied it with considerable accuracy. *s But although
7230 they had borrowed the letter of the law, they were unable to create or
7231 to introduce the spirit and the sense which give it life. They were
7232 involved in ceaseless embarrassments between the mechanism of their
7233 double government; the sovereignty of the States and that of the Union
7234 perpetually exceeded their respective privileges, and entered into
7235 collision; and to the present day Mexico is alternately the victim of
7236 anarchy and the slave of military despotism.
1443 > **Quote:** "The sovereignty of the Union is factitious, that of the States is natural, and derives its existence from its own simple influence, like the authority of a parent."
7237 1444
7238 s
7239 [ See the Mexican Constitution of 1824.]
1445 Union power affects only a few major interests, representing a vast but distant country and claiming vague patriotism. State authority controls every citizen daily, protecting property, freedom, and life. Considering traditions, customs, and local attachments, we cannot doubt the superiority of power interwoven with every instinct that makes love of country powerful.
7240 1446
1447 Since legislators cannot prevent dangerous collisions between coexisting sovereignties, they must encourage peace and discourage warfare between members. A federal pact cannot last unless allied communities share enough common incentives to make dependence agreeable. All confederations have been held together by common interests serving as intellectual ties. Human sentiments and principles matter as much as interests—a certain uniformity of civilization is as necessary as uniformity of interests. In Switzerland, the difference between Uri and Vaud is as great as between the fifteenth and nineteenth centuries. Strictly speaking, Switzerland has never had a true federal government; the union between such different cantons exists only on paper.
7241 1448
7242 The second and the most fatal of all the defects I have alluded to, and
7243 that which I believe to be inherent in the federal system, is the
7244 relative weakness of the government of the Union. The principle upon
7245 which all confederations rest is that of a divided sovereignty. The
7246 legislator may render this partition less perceptible, he may even
7247 conceal it for a time from the public eye, but he cannot prevent it
7248 from existing, and a divided sovereignty must always be less powerful
7249 than an entire supremacy. The reader has seen in the remarks I have
7250 made on the Constitution of the United States that the Americans have
7251 displayed singular ingenuity in combining the restriction of the power
7252 of the Union within the narrow limits of a federal government with the
7253 semblance and, to a certain extent, with the force of a national
7254 government. By this means the legislators of the Union have succeeded
7255 in diminishing, though not in counteracting the natural danger of
7256 confederations.
1449 One factor strongly supporting the American government is that states share not just similar interests, common origin, and language, but the same stage of civilization. The distance from Maine to Georgia is about a thousand miles, yet their civilizational difference is slighter than between neighboring French provinces of Normandy and Brittany. Maine and Georgia have more natural reason to confederate than provinces separated only by a bridge.
7257 1450
7258 It has been remarked that the American Government does not apply itself
7259 to the States, but that it immediately transmits its injunctions to the
7260 citizens, and compels them as isolated individuals to comply with its
7261 demands. But if the Federal law were to clash with the interests and
7262 the prejudices of a State, it might be feared that all the citizens of
7263 that State would conceive themselves to be interested in the cause of a
7264 single individual who should refuse to obey. If all the citizens of the
7265 State were aggrieved at the same time and in the same manner by the
7266 authority of the Union, the Federal Government would vainly attempt to
7267 subdue them individually; they would instinctively unite in a common
7268 defence, and they would derive a ready-prepared organization from the
7269 share of sovereignty which the institution of their State allows them
7270 to enjoy. Fiction would give way to reality, and an organized portion
7271 of the territory might then contest the central authority. *t The same
7272 observation holds good with regard to the Federal jurisdiction. If the
7273 courts of the Union violated an important law of a State in a private
7274 case, the real, if not the apparent, contest would arise between the
7275 aggrieved State represented by a citizen and the Union represented by
7276 its courts of justice. *u
1451 Geography also aided American legislators. War is the most critical event in a people's history—the moment when a nation struggles with focused energy to defend its existence. While skill and common sense may maintain internal peace, major war can only be sustained through great sacrifices, forcing nations to increase central government power. Those that failed were conquered. Long war presents a grim choice: ruin by defeat or despotism by success. War reveals government's inherent weakness, and federal governments are particularly weak.
7277 1452
7278 t
7279 [ [This is precisely what occurred in 1862, and the following paragraph
7280 describes correctly the feelings and notions of the South. General Lee
7281 held that his primary allegiance was due, not to the Union, but to
7282 Virginia.]]
1453 Federal systems lack centralized administration, and their central government is often imperfectly organized—a significant disadvantage against unified states. Even in the U.S. Constitution, this weakness is noticeable. The only real safeguard against collapse from major war is exemption from such conflict. Located in the center of a massive continent with endless industrial opportunities, the Union is as much insulated from the world as if its frontiers were girt by the ocean. Canada is small, divided, and ice-locked half the year. To the south, Mexico's internal instability and poverty prevent it from being a major threat, despite occasional hostilities like the 1846 war that conquered California. European powers are too distant to be formidable.
7283 1454
1455 The great advantage of the United States is not a Constitution allowing it to fight major wars, but a geographical position making such wars highly unlikely.
7284 1456
7285 u
7286 [ For instance, the Union possesses by the Constitution the right of
7287 selling unoccupied lands for its own profit. Supposing that the State
7288 of Ohio should claim the same right in behalf of certain territories
7289 lying within its boundaries, upon the plea that the Constitution refers
7290 to those lands alone which do not belong to the jurisdiction of any
7291 particular State, and consequently should choose to dispose of them
7292 itself, the litigation would be carried on in the names of the
7293 purchasers from the State of Ohio and the purchasers from the Union,
7294 and not in the names of Ohio and the Union. But what would become of
7295 this legal fiction if the Federal purchaser was confirmed in his right
7296 by the courts of the Union, whilst the other competitor was ordered to
7297 retain possession by the tribunals of the State of Ohio?]
1457 I highly value the federal system as one of the best arrangements for human prosperity and freedom. I envy nations that can adopt it. Yet I do not believe a confederated people can long withstand an equal contest with a centralized nation of similar strength. A people dividing sovereignty in the presence of Europe's great military powers would, in my view, surrender its power and perhaps its existence. The New World's position is so fortunate that man has no enemy but himself. To be happy and free, he need only seek prosperity and knowledge of liberty.
7298 1458
7299
7300 He would have but a partial knowledge of the world who should imagine
7301 that it is possible, by the aid of legal fictions, to prevent men from
7302 finding out and employing those means of gratifying their passions
7303 which have been left open to them; and it may be doubted whether the
7304 American legislators, when they rendered a collision between the two
7305 sovereigns less probable, destroyed the cause of such a misfortune. But
7306 it may even be affirmed that they were unable to ensure the
7307 preponderance of the Federal element in a case of this kind. The Union
7308 is possessed of money and of troops, but the affections and the
7309 prejudices of the people are in the bosom of the States. The
7310 sovereignty of the Union is an abstract being, which is connected with
7311 but few external objects; the sovereignty of the States is hourly
7312 perceptible, easily understood, constantly active; and if the former is
7313 of recent creation, the latter is coeval with the people itself. The
7314 sovereignty of the Union is factitious, that of the States is natural,
7315 and derives its existence from its own simple influence, like the
7316 authority of a parent. The supreme power of the nation only affects a
7317 few of the chief interests of society; it represents an immense but
7318 remote country, and claims a feeling of patriotism which is vague and
7319 ill defined; but the authority of the States controls every individual
7320 citizen at every hour and in all circumstances; it protects his
7321 property, his freedom, and his life; and when we recollect the
7322 traditions, the customs, the prejudices of local and familiar
7323 attachment with which it is connected, we cannot doubt of the
7324 superiority of a power which is interwoven with every circumstance that
7325 renders the love of one’s native country instinctive in the human
7326 heart.
7327
7328 Since legislators are unable to obviate such dangerous collisions as
7329 occur between the two sovereignties which coexist in the federal
7330 system, their first object must be, not only to dissuade the
7331 confederate States from warfare, but to encourage such institutions as
7332 may promote the maintenance of peace. Hence it results that the Federal
7333 compact cannot be lasting unless there exists in the communities which
7334 are leagued together a certain number of inducements to union which
7335 render their common dependence agreeable, and the task of the
7336 Government light, and that system cannot succeed without the presence
7337 of favorable circumstances added to the influence of good laws. All the
7338 peoples which have ever formed a confederation have been held together
7339 by a certain number of common interests, which served as the
7340 intellectual ties of association.
7341
7342 But the sentiments and the principles of man must be taken into
7343 consideration as well as his immediate interests. A certain uniformity
7344 of civilization is not less necessary to the durability of a
7345 confederation than a uniformity of interests in the States which
7346 compose it. In Switzerland the difference which exists between the
7347 Canton of Uri and the Canton of Vaud is equal to that between the
7348 fifteenth and the nineteenth centuries; and, properly speaking,
7349 Switzerland has never possessed a federal government. The union between
7350 these two cantons only subsists upon the map, and their discrepancies
7351 would soon be perceived if an attempt were made by a central authority
7352 to prescribe the same laws to the whole territory.
7353
7354 One of the circumstances which most powerfully contribute to support
7355 the Federal Government in America is that the States have not only
7356 similar interests, a common origin, and a common tongue, but that they
7357 are also arrived at the same stage of civilization; which almost always
7358 renders a union feasible. I do not know of any European nation, how
7359 small soever it may be, which does not present less uniformity in its
7360 different provinces than the American people, which occupies a
7361 territory as extensive as one-half of Europe. The distance from the
7362 State of Maine to that of Georgia is reckoned at about one thousand
7363 miles; but the difference between the civilization of Maine and that of
7364 Georgia is slighter than the difference between the habits of Normandy
7365 and those of Brittany. Maine and Georgia, which are placed at the
7366 opposite extremities of a great empire, are consequently in the natural
7367 possession of more real inducements to form a confederation than
7368 Normandy and Brittany, which are only separated by a bridge.
7369
7370 The geographical position of the country contributed to increase the
7371 facilities which the American legislators derived from the manners and
7372 customs of the inhabitants; and it is to this circumstance that the
7373 adoption and the maintenance of the Federal system are mainly
7374 attributable.
7375
7376 The most important occurrence which can mark the annals of a people is
7377 the breaking out of a war. In war a people struggles with the energy of
7378 a single man against foreign nations in the defence of its very
7379 existence. The skill of a government, the good sense of the community,
7380 and the natural fondness which men entertain for their country, may
7381 suffice to maintain peace in the interior of a district, and to favor
7382 its internal prosperity; but a nation can only carry on a great war at
7383 the cost of more numerous and more painful sacrifices; and to suppose
7384 that a great number of men will of their own accord comply with these
7385 exigencies of the State is to betray an ignorance of mankind. All the
7386 peoples which have been obliged to sustain a long and serious warfare
7387 have consequently been led to augment the power of their government.
7388 Those which have not succeeded in this attempt have been subjugated. A
7389 long war almost always places nations in the wretched alternative of
7390 being abandoned to ruin by defeat or to despotism by success. War
7391 therefore renders the symptoms of the weakness of a government most
7392 palpable and most alarming; and I have shown that the inherent defeat
7393 of federal governments is that of being weak.
7394
7395 The Federal system is not only deficient in every kind of centralized
7396 administration, but the central government itself is imperfectly
7397 organized, which is invariably an influential cause of inferiority when
7398 the nation is opposed to other countries which are themselves governed
7399 by a single authority. In the Federal Constitution of the United
7400 States, by which the central government possesses more real force, this
7401 evil is still extremely sensible. An example will illustrate the case
7402 to the reader.
7403
7404 The Constitution confers upon Congress the right of calling forth
7405 militia to execute the laws of the Union, suppress insurrections, and
7406 repel invasions; and another article declares that the President of the
7407 United States is the commander-in-chief of the militia. In the war of
7408 1812 the President ordered the militia of the Northern States to march
7409 to the frontiers; but Connecticut and Massachusetts, whose interests
7410 were impaired by the war, refused to obey the command. They argued that
7411 the Constitution authorizes the Federal Government to call forth the
7412 militia in case of insurrection or invasion, but that in the present
7413 instance there was neither invasion nor insurrection. They added, that
7414 the same Constitution which conferred upon the Union the right of
7415 calling forth the militia reserved to the States that of naming the
7416 officers; and that consequently (as they understood the clause) no
7417 officer of the Union had any right to command the militia, even during
7418 war, except the President in person; and in this case they were ordered
7419 to join an army commanded by another individual. These absurd and
7420 pernicious doctrines received the sanction not only of the governors
7421 and the legislative bodies, but also of the courts of justice in both
7422 States; and the Federal Government was constrained to raise elsewhere
7423 the troops which it required. *v
7424
7425 v
7426 [ Kent’s “Commentaries,” vol. i. p. 244. I have selected an example
7427 which relates to a time posterior to the promulgation of the present
7428 Constitution. If I had gone back to the days of the Confederation, I
7429 might have given still more striking instances. The whole nation was at
7430 that time in a state of enthusiastic excitement; the Revolution was
7431 represented by a man who was the idol of the people; but at that very
7432 period Congress had, to say the truth, no resources at all at its
7433 disposal. Troops and supplies were perpetually wanting. The
7434 best-devised projects failed in the execution, and the Union, which was
7435 constantly on the verge of destruction, was saved by the weakness of
7436 its enemies far more than by its own strength. [All doubt as to the
7437 powers of the Federal Executive was, however, removed by its efforts in
7438 the Civil War, and those powers were largely extended.]]
7439
7440
7441 The only safeguard which the American Union, with all the relative
7442 perfection of its laws, possesses against the dissolution which would
7443 be produced by a great war, lies in its probable exemption from that
7444 calamity. Placed in the centre of an immense continent, which offers a
7445 boundless field for human industry, the Union is almost as much
7446 insulated from the world as if its frontiers were girt by the ocean.
7447 Canada contains only a million of inhabitants, and its population is
7448 divided into two inimical nations. The rigor of the climate limits the
7449 extension of its territory, and shuts up its ports during the six
7450 months of winter. From Canada to the Gulf of Mexico a few savage tribes
7451 are to be met with, which retire, perishing in their retreat, before
7452 six thousand soldiers. To the South, the Union has a point of contact
7453 with the empire of Mexico; and it is thence that serious hostilities
7454 may one day be expected to arise. But for a long while to come the
7455 uncivilized state of the Mexican community, the depravity of its
7456 morals, and its extreme poverty, will prevent that country from ranking
7457 high amongst nations. *w As for the Powers of Europe, they are too
7458 distant to be formidable.
7459
7460 w
7461 [ [War broke out between the United States and Mexico in 1846, and
7462 ended in the conquest of an immense territory, including California.]]
7463
7464
7465 The great advantage of the United States does not, then, consist in a
7466 Federal Constitution which allows them to carry on great wars, but in a
7467 geographical position which renders such enterprises extremely
7468 improbable.
7469
7470 No one can be more inclined than I am myself to appreciate the
7471 advantages of the federal system, which I hold to be one of the
7472 combinations most favorable to the prosperity and freedom of man. I
7473 envy the lot of those nations which have been enabled to adopt it; but
7474 I cannot believe that any confederate peoples could maintain a long or
7475 an equal contest with a nation of similar strength in which the
7476 government should be centralized. A people which should divide its
7477 sovereignty into fractional powers, in the presence of the great
7478 military monarchies of Europe, would, in my opinion, by that very act,
7479 abdicate its power, and perhaps its existence and its name. But such is
7480 the admirable position of the New World that man has no other enemy
7481 than himself; and that, in order to be happy and to be free, it
7482 suffices to seek the gifts of prosperity and the knowledge of freedom.
7483
7484
7485
7486
7487 1459 ## Chapter IX: Why The People May Strictly Be Said To Govern In The United States
7488 1460
7489 I have hitherto examined the institutions of the United States; I have
7490 passed their legislation in review, and I have depicted the present
7491 characteristics of political society in that country. But a sovereign
7492 power exists above these institutions and beyond these characteristic
7493 features which may destroy or modify them at its pleasure—I mean that
7494 of the people. It remains to be shown in what manner this power, which
7495 regulates the laws, acts: its propensities and its passions remain to
7496 be pointed out, as well as the secret springs which retard, accelerate,
7497 or direct its irresistible course; and the effects of its unbounded
7498 authority, with the destiny which is probably reserved for it.
1461 **From *Democracy in America*, Volume I (1835)**
7499 1462
7500 In America the people appoints the legislative and the executive power,
7501 and furnishes the jurors who punish all offences against the laws. The
7502 American institutions are democratic, not only in their principle but
7503 in all their consequences; and the people elects its representatives
7504 directly, and for the most part annually, in order to ensure their
7505 dependence. The people is therefore the real directing power; and
7506 although the form of government is representative, it is evident that
7507 the opinions, the prejudices, the interests, and even the passions of
7508 the community are hindered by no durable obstacles from exercising a
7509 perpetual influence on society. In the United States the majority
7510 governs in the name of the people, as is the case in all the countries
7511 in which the people is supreme. The majority is principally composed of
7512 peaceful citizens who, either by inclination or by interest, are
7513 sincerely desirous of the welfare of their country. But they are
7514 surrounded by the incessant agitation of parties, which attempt to gain
7515 their co-operation and to avail themselves of their support.
1463 I have examined American institutions, legislation, and political society. But above them lies a sovereign power that can destroy or modify them at will: the people. I must now show how this power operates—its tendencies, passions, the secret springs that retard, accelerate, or direct its irresistible course, the effects of its unlimited authority, and its likely destiny.
7516 1464
1465 In America, the people appoint legislative and executive powers and provide jurors for all legal offenses. American institutions are democratic, not only in their principle but in all their consequences; representatives are elected directly, mostly annually, to remain dependent on voters.
7517 1466
1467 > **Quote:** "The people is therefore the real directing power; and although the form of government is representative, it is evident that the opinions, the prejudices, the interests, and even the passions of the community are hindered by no durable obstacles from exercising a perpetual influence on society."
7518 1468
1469 In the United States, the majority governs in the name of the people, as in all countries where the people are supreme. This majority is mainly composed of peaceful citizens who, by inclination or interest, sincerely desire their country's welfare. But they are surrounded by the incessant agitation of parties seeking their cooperation and support.
7519 1470
7520 1471 ## Chapter X: Parties In The United States
7521 1472
1473 We must distinguish between populations so vast they become rival nations under one government and true parties, which divide citizens over principles affecting the entire country equally.
7522 1474
1475 > **Quote:** "Parties are a necessary evil in free governments;"
7523 1476
1477 Their character varies with the era. When nations suffer unbearable hardships threatening society itself, great parties emerge. In calmer times, when change proceeds too slowly to notice, small parties dominate. We mistake this slow progress for a standstill, much as a man walking seems stationary to those who run. The former prioritize principles over outcomes, general ideas over cases, ideology over leaders. They display nobler spirit, deeper convictions, and courage, disguising private interest as public good. Minor parties lack conviction, openly display selfishness, and employ petty methods. Great parties convulse society; small ones merely agitate or degrade it. While minor parties may occasionally save society by a useful upheaval, great ones invariably disturb it.
7524 1478
1479 > **Quote:** "Society is convulsed by great parties, by minor ones it is agitated; it is torn by the former, by the latter it is degraded."
7525 1480
7526 Great distinction to be made between parties—Parties which are to each
7527 other as rival nations—Parties properly so called—Difference between
7528 great and small parties—Epochs which produce them—Their
7529 characteristics—America has had great parties—They are
7530 extinct—Federalists—Republicans—Defeat of the Federalists—Difficulty of
7531 creating parties in the United States—What is done with this
7532 intention—Aristocratic or democratic character to be met with in all
7533 parties—Struggle of General Jackson against the Bank.
1481 America once had great parties, but they are extinct. After the War of Independence, the nation split between two ancient viewpoints: limiting popular power versus extending it indefinitely. Unlike elsewhere, this conflict never turned violent. Both sides agreed on essentials; neither needed to destroy the constitution or social order. The Federalists, seeking to limit popular power, took their name from the Union's Constitution. Though always a minority in democratic America, they included nearly all the war's great figures and wielded substantial moral influence. The Confederation's failure had made people fear anarchy, which the Federalists temporarily exploited. For a decade they led, implementing some principles, until Jefferson's election in 1801 brought the Republicans to power, bolstered by his immense celebrity, talent, and popularity.
7534 1482
1483 The Federalists' methods were artificial; they rose through their leaders' virtues and talents. Once the Republicans took office, the Federalists collapsed into a hopeless minority. They soon ceased to exist.
7535 1484
1485 The Federalists' brief dominance was fortunate. They resisted their era's inevitable tendencies, giving the republic time to stabilize. Many of their principles entered their opponents' creed; today's Federal Constitution remains their monument. Yet their disappearance has cost America politically: prosperity increased while political morality suffered.
7536 1486
1487 No great parties exist today. Some threaten the Union's future peace, but none challenge its government or social order. Current divisions reflect temporary interests rather than principles. North and South, for instance, clashed over trade restrictions—industrial North favoring them, agricultural South opposing them. These regional interests resemble rival nations more than parties.
7537 1488
7538 Parties In The United States
1489 Without great parties, America is filled with minor controversies. Creating parties is difficult: no religious hatred exists because all faiths are respected; no rank jealousy because the people are supreme; no widespread poverty because geography offers unlimited opportunity.
7539 1490
1491 Yet ambitious men still need parties to gain power. The political climber begins with his own interests, calculates which others can be merged with them, then invents a doctrine to serve this new association—adopting it much like a King’s imprimatur was once attached to a book—providing the seal of authority to a work it did not actually produce. To outsiders, these disputes seem incomprehensibly petty.
7540 1492
7541 A great distinction must be made between parties. Some countries are so
7542 large that the different populations which inhabit them have
7543 contradictory interests, although they are the subjects of the same
7544 Government, and they may thence be in a perpetual state of opposition.
7545 In this case the different fractions of the people may more properly be
7546 considered as distinct nations than as mere parties; and if a civil war
7547 breaks out, the struggle is carried on by rival peoples rather than by
7548 factions in the State.
1493 But beneath these factions lie the ancient divisions of free societies. One seeks to limit popular authority; the other to expand it. Aristocratic or democratic passions, though invisible to superficial observers, form the soul of every American party. When Jackson attacked the Bank of the United States, the educated classes rallied to the Bank while common people supported the President. The people did not reach this conclusion through reason; rather, they were irritated to find an independent, permanent institution standing as an obstacle to their otherwise absolute power.
7549 1494
7550 But when the citizens entertain different opinions upon subjects which
7551 affect the whole country alike, such, for instance, as the principles
7552 upon which the government is to be conducted, then distinctions arise
7553 which may correctly be styled parties. Parties are a necessary evil in
7554 free governments; but they have not at all times the same character and
7555 the same propensities.
1495 Traces Of The Aristocratic Party In The United States
7556 1496
7557 At certain periods a nation may be oppressed by such insupportable
7558 evils as to conceive the design of effecting a total change in its
7559 political constitution; at other times the mischief lies still deeper,
7560 and the existence of society itself is endangered. Such are the times
7561 of great revolutions and of great parties. But between these epochs of
7562 misery and of confusion there are periods during which human society
7563 seems to rest, and mankind to make a pause. This pause is, indeed, only
7564 apparent, for time does not stop its course for nations any more than
7565 for men; they are all advancing towards a goal with which they are
7566 unacquainted; and we only imagine them to be stationary when their
7567 progress escapes our observation, as men who are going at a foot-pace
7568 seem to be standing still to those who run.
1497 When the democratic party gained irresistible dominance, the wealthy classes withdrew from politics completely. Wealth became an obstacle to power. They retreated into private life, forming exclusive circles with their own tastes and pleasures, while publicly praising republican government. After hating their enemies, men are most likely to flatter them.
7569 1498
7570 But however this may be, there are certain epochs at which the changes
7571 that take place in the social and political constitution of nations are
7572 so slow and so insensible that men imagine their present condition to
7573 be a final state; and the human mind, believing itself to be firmly
7574 based upon certain foundations, does not extend its researches beyond
7575 the horizon which it descries. These are the times of small parties and
7576 of intrigue.
1499 A wealthy citizen hides his riches as anxiously as a Jew in the Middle Ages might have concealed his wealth. His dress is plain, his manner modest, but his home sparkles with luxury, admitting only select guests he deems equals. No European aristocrat is more exclusive. Yet this same man walks to his modest office where anyone may approach him, chats with his cobbler about state affairs, and shakes hands before parting.
7577 1500
7578 The political parties which I style great are those which cling to
7579 principles more than to their consequences; to general, and not to
7580 especial cases; to ideas, and not to men. These parties are usually
7581 distinguished by a nobler character, by more generous passions, more
7582 genuine convictions, and a more bold and open conduct than the others.
7583 In them private interest, which always plays the chief part in
7584 political passions, is more studiously veiled under the pretext of the
7585 public good; and it may even be sometimes concealed from the eyes of
7586 the very persons whom it excites and impels.
1501 Beneath this forced enthusiasm lies deep distaste for democratic institutions. The common people are objects of contempt and fear. If democracy's mismanagement ever produces a revolutionary crisis, or monarchy becomes feasible, this truth will become obvious.
7587 1502
7588 Minor parties are, on the other hand, generally deficient in political
7589 faith. As they are not sustained or dignified by a lofty purpose, they
7590 ostensibly display the egotism of their character in their actions.
7591 They glow with a factitious zeal; their language is vehement, but their
7592 conduct is timid and irresolute. The means they employ are as wretched
7593 as the end at which they aim. Hence it arises that when a calm state of
7594 things succeeds a violent revolution, the leaders of society seem
7595 suddenly to disappear, and the powers of the human mind to lie
7596 concealed. Society is convulsed by great parties, by minor ones it is
7597 agitated; it is torn by the former, by the latter it is degraded; and
7598 if these sometimes save it by a salutary perturbation, those invariably
7599 disturb it to no good end.
1503 The two primary weapons parties use are the public press and political associations.
7600 1504
7601 America has already lost the great parties which once divided the
7602 nation; and if her happiness is considerably increased, her morality
7603 has suffered by their extinction. When the War of Independence was
7604 terminated, and the foundations of the new Government were to be laid
7605 down, the nation was divided between two opinions—two opinions which
7606 are as old as the world, and which are perpetually to be met with under
7607 all the forms and all the names which have ever obtained in free
7608 communities—the one tending to limit, the other to extend indefinitely,
7609 the power of the people. The conflict of these two opinions never
7610 assumed that degree of violence in America which it has frequently
7611 displayed elsewhere. Both parties of the Americans were, in fact,
7612 agreed upon the most essential points; and neither of them had to
7613 destroy a traditionary constitution, or to overthrow the structure of
7614 society, in order to ensure its own triumph. In neither of them,
7615 consequently, were a great number of private interests affected by
7616 success or by defeat; but moral principles of a high order, such as the
7617 love of equality and of independence, were concerned in the struggle,
7618 and they sufficed to kindle violent passions.
7619
7620 The party which desired to limit the power of the people endeavored to
7621 apply its doctrines more especially to the Constitution of the Union,
7622 whence it derived its name of Federal. The other party, which affected
7623 to be more exclusively attached to the cause of liberty, took that of
7624 Republican. America is a land of democracy, and the Federalists were
7625 always in a minority; but they reckoned on their side almost all the
7626 great men who had been called forth by the War of Independence, and
7627 their moral influence was very considerable. Their cause was, moreover,
7628 favored by circumstances. The ruin of the Confederation had impressed
7629 the people with a dread of anarchy, and the Federalists did not fail to
7630 profit by this transient disposition of the multitude. For ten or
7631 twelve years they were at the head of affairs, and they were able to
7632 apply some, though not all, of their principles; for the hostile
7633 current was becoming from day to day too violent to be checked or
7634 stemmed. In 1801 the Republicans got possession of the Government;
7635 Thomas Jefferson was named President; and he increased the influence of
7636 their party by the weight of his celebrity, the greatness of his
7637 talents, and the immense extent of his popularity.
7638
7639 The means by which the Federalists had maintained their position were
7640 artificial, and their resources were temporary; it was by the virtues
7641 or the talents of their leaders that they had risen to power. When the
7642 Republicans attained to that lofty station, their opponents were
7643 overwhelmed by utter defeat. An immense majority declared itself
7644 against the retiring party, and the Federalists found themselves in so
7645 small a minority that they at once despaired of their future success.
7646 From that moment the Republican or Democratic party *a has proceeded
7647 from conquest to conquest, until it has acquired absolute supremacy in
7648 the country. The Federalists, perceiving that they were vanquished
7649 without resource, and isolated in the midst of the nation, fell into
7650 two divisions, of which one joined the victorious Republicans, and the
7651 other abandoned its rallying-point and its name. Many years have
7652 already elapsed since they ceased to exist as a party.
7653
7654 a
7655 [ [It is scarcely necessary to remark that in more recent times the
7656 signification of these terms has changed. The Republicans are the
7657 representatives of the old Federalists, and the Democrats of the old
7658 Republicans.—Trans. Note (1861).]] The accession of the Federalists to
7659 power was, in my opinion, one of the most fortunate incidents which
7660 accompanied the formation of the great American Union; they resisted
7661 the inevitable propensities of their age and of the country. But
7662 whether their theories were good or bad, they had the effect of being
7663 inapplicable, as a system, to the society which they professed to
7664 govern, and that which occurred under the auspices of Jefferson must
7665 therefore have taken place sooner or later. But their Government gave
7666 the new republic time to acquire a certain stability, and afterwards to
7667 support the rapid growth of the very doctrines which they had combated.
7668 A considerable number of their principles were in point of fact
7669 embodied in the political creed of their opponents; and the Federal
7670 Constitution which subsists at the present day is a lasting monument of
7671 their patriotism and their wisdom.
7672
7673
7674 Great political parties are not, then, to be met with in the United
7675 States at the present time. Parties, indeed, may be found which
7676 threaten the future tranquillity of the Union; but there are none which
7677 seem to contest the present form of Government or the present course of
7678 society. The parties by which the Union is menaced do not rest upon
7679 abstract principles, but upon temporal interests. These interests,
7680 disseminated in the provinces of so vast an empire, may be said to
7681 constitute rival nations rather than parties. Thus, upon a recent
7682 occasion, the North contended for the system of commercial prohibition,
7683 and the South took up arms in favor of free trade, simply because the
7684 North is a manufacturing and the South an agricultural district; and
7685 that the restrictive system which was profitable to the one was
7686 prejudicial to the other. *b
7687
7688 b
7689 [ [The divisions of North and South have since acquired a far greater
7690 degree of intensity, and the South, though conquered, still presents a
7691 formidable spirit of opposition to Northern government.—Translator’s
7692 Note, 1875.]]
7693
7694
7695 In the absence of great parties, the United States abound with lesser
7696 controversies; and public opinion is divided into a thousand minute
7697 shades of difference upon questions of very little moment. The pains
7698 which are taken to create parties are inconceivable, and at the present
7699 day it is no easy task. In the United States there is no religious
7700 animosity, because all religion is respected, and no sect is
7701 predominant; there is no jealousy of rank, because the people is
7702 everything, and none can contest its authority; lastly, there is no
7703 public indigence to supply the means of agitation, because the physical
7704 position of the country opens so wide a field to industry that man is
7705 able to accomplish the most surprising undertakings with his own native
7706 resources. Nevertheless, ambitious men are interested in the creation
7707 of parties, since it is difficult to eject a person from authority upon
7708 the mere ground that his place is coveted by others. The skill of the
7709 actors in the political world lies therefore in the art of creating
7710 parties. A political aspirant in the United States begins by
7711 discriminating his own interest, and by calculating upon those
7712 interests which may be collected around and amalgamated with it; he
7713 then contrives to discover some doctrine or some principle which may
7714 suit the purposes of this new association, and which he adopts in order
7715 to bring forward his party and to secure his popularity; just as the
7716 imprimatur of a King was in former days incorporated with the volume
7717 which it authorized, but to which it nowise belonged. When these
7718 preliminaries are terminated, the new party is ushered into the
7719 political world.
7720
7721 All the domestic controversies of the Americans at first appear to a
7722 stranger to be so incomprehensible and so puerile that he is at a loss
7723 whether to pity a people which takes such arrant trifles in good
7724 earnest, or to envy the happiness which enables it to discuss them. But
7725 when he comes to study the secret propensities which govern the
7726 factions of America, he easily perceives that the greater part of them
7727 are more or less connected with one or the other of those two divisions
7728 which have always existed in free communities. The deeper we penetrate
7729 into the working of these parties, the more do we perceive that the
7730 object of the one is to limit, and that of the other to extend, the
7731 popular authority. I do not assert that the ostensible end, or even
7732 that the secret aim, of American parties is to promote the rule of
7733 aristocracy or democracy in the country; but I affirm that aristocratic
7734 or democratic passions may easily be detected at the bottom of all
7735 parties, and that, although they escape a superficial observation, they
7736 are the main point and the very soul of every faction in the United
7737 States.
7738
7739 To quote a recent example. When the President attacked the Bank, the
7740 country was excited and parties were formed; the well-informed classes
7741 rallied round the Bank, the common people round the President. But it
7742 must not be imagined that the people had formed a rational opinion upon
7743 a question which offers so many difficulties to the most experienced
7744 statesmen. The Bank is a great establishment which enjoys an
7745 independent existence, and the people, accustomed to make and unmake
7746 whatsoever it pleases, is startled to meet with this obstacle to its
7747 authority. In the midst of the perpetual fluctuation of society the
7748 community is irritated by so permanent an institution, and is led to
7749 attack it in order to see whether it can be shaken and controlled, like
7750 all the other institutions of the country.
7751
7752 Remains Of The Aristocratic Party In The United States
7753
7754 Secret opposition of wealthy individuals to democracy—Their
7755 retirement—Their taste for exclusive pleasures and for luxury at
7756 home—Their simplicity abroad—Their affected condescension towards the
7757 people.
7758
7759 It sometimes happens in a people amongst which various opinions prevail
7760 that the balance of the several parties is lost, and one of them
7761 obtains an irresistible preponderance, overpowers all obstacles,
7762 harasses its opponents, and appropriates all the resources of society
7763 to its own purposes. The vanquished citizens despair of success and
7764 they conceal their dissatisfaction in silence and in general apathy.
7765 The nation seems to be governed by a single principle, and the
7766 prevailing party assumes the credit of having restored peace and
7767 unanimity to the country. But this apparent unanimity is merely a cloak
7768 to alarming dissensions and perpetual opposition.
7769
7770 This is precisely what occurred in America; when the democratic party
7771 got the upper hand, it took exclusive possession of the conduct of
7772 affairs, and from that time the laws and the customs of society have
7773 been adapted to its caprices. At the present day the more affluent
7774 classes of society are so entirely removed from the direction of
7775 political affairs in the United States that wealth, far from conferring
7776 a right to the exercise of power, is rather an obstacle than a means of
7777 attaining to it. The wealthy members of the community abandon the
7778 lists, through unwillingness to contend, and frequently to contend in
7779 vain, against the poorest classes of their fellow citizens. They
7780 concentrate all their enjoyments in the privacy of their homes, where
7781 they occupy a rank which cannot be assumed in public; and they
7782 constitute a private society in the State, which has its own tastes and
7783 its own pleasures. They submit to this state of things as an
7784 irremediable evil, but they are careful not to show that they are
7785 galled by its continuance; it is even not uncommon to hear them laud
7786 the delights of a republican government, and the advantages of
7787 democratic institutions when they are in public. Next to hating their
7788 enemies, men are most inclined to flatter them.
7789
7790 Mark, for instance, that opulent citizen, who is as anxious as a Jew of
7791 the Middle Ages to conceal his wealth. His dress is plain, his demeanor
7792 unassuming; but the interior of his dwelling glitters with luxury, and
7793 none but a few chosen guests whom he haughtily styles his equals are
7794 allowed to penetrate into this sanctuary. No European noble is more
7795 exclusive in his pleasures, or more jealous of the smallest advantages
7796 which his privileged station confers upon him. But the very same
7797 individual crosses the city to reach a dark counting-house in the
7798 centre of traffic, where every one may accost him who pleases. If he
7799 meets his cobbler upon the way, they stop and converse; the two
7800 citizens discuss the affairs of the State in which they have an equal
7801 interest, and they shake hands before they part.
7802
7803 But beneath this artificial enthusiasm, and these obsequious attentions
7804 to the preponderating power, it is easy to perceive that the wealthy
7805 members of the community entertain a hearty distaste to the democratic
7806 institutions of their country. The populace is at once the object of
7807 their scorn and of their fears. If the maladministration of the
7808 democracy ever brings about a revolutionary crisis, and if monarchical
7809 institutions ever become practicable in the United States, the truth of
7810 what I advance will become obvious.
7811
7812 The two chief weapons which parties use in order to ensure success are
7813 the public press and the formation of associations.
7814
7815
7816
7817
7818 1505 ## Chapter XI: Liberty Of The Press In The United States
7819 1506
1507 The freedom of the press extends beyond politics to all human opinions, modifying customs as well as laws. I will later examine its influence on civil society and the character of the Anglo-Americans, but here I focus on its political effects. I confess I do not feel that firm attachment to press freedom which supreme goods inspire; I approve it more for the evils it prevents than the advantages it ensures.
7820 1508
1509 No tenable middle ground exists between complete independence and entire subjection of public expression. Try an offending writer before a jury, and a single acquittal makes his opinion the nation's. Bring him before permanent judges, and the legal proceedings themselves publicize what no book would have dared voice. Language is the mere carcass of a thought; tribunals may condemn the form, but the spirit of the work is too subtle for their authority. Having done too much to turn back and too little to succeed, you must proceed further. But censor the press, and the tongue of the public speaker will still be heard—you are forced to destroy the liberty of discourse as well. You have moved from extreme independence to extreme subjection without finding rest.
7821 1510
1511 Certain nations cherish press freedom for specific reasons beyond these general motives. In countries where government agents violate laws with impunity, press freedom becomes citizens' only guarantee of liberty and security. The people might then say: "Give us the right to prosecute your offenses before ordinary courts, and perhaps we will waive our right of appeal to public opinion."
7822 1512
1513 > **Quote:** In this case the liberty of the press is not merely a guarantee, but it is the only guarantee, of their liberty and their security which the citizens possess.
7823 1514
7824 Difficulty of restraining the liberty of the press—Particular reasons
7825 which some nations have to cherish this liberty—The liberty of the
7826 press a necessary consequence of the sovereignty of the people as it is
7827 understood in America—Violent language of the periodical press in the
7828 United States—Propensities of the periodical press—Illustrated by the
7829 United States—Opinion of the Americans upon the repression of the abuse
7830 of the liberty of the press by judicial prosecutions—Reasons for which
7831 the press is less powerful in America than in France.
1515 But where the sovereignty of the people prevails, censorship is not merely dangerous but absurd. When every citizen's right to participate in government is acknowledged, every citizen must be presumed able to distinguish between opinions and evaluate evidence. Censorship and universal suffrage are irreconcilable; they cannot long coexist. Not one of twelve million Americans has dared propose restricting press freedom. The first newspaper I examined contained this article:
7832 1516
7833 Liberty Of The Press In The United States
1517 > **Quote:** "In all this affair the language of Jackson has been that of a heartless despot, solely occupied with the preservation of his own authority. Ambition is his crime, and it will be his punishment too: intrigue is his native element, and intrigue will confound his tricks, and will deprive him of his power: he governs by means of corruption, and his immoral practices will redound to his shame and confusion. His conduct in the political arena has been that of a shameless and lawless gamester. He succeeded at the time, but the hour of retribution approaches, and he will be obliged to disgorge his winnings, to throw aside his false dice, and to end his days in some retirement, where he may curse his madness at his leisure; for repentance is a virtue with which his heart is likely to remain forever unacquainted."
7834 1518
7835 The influence of the liberty of the press does not affect political
7836 opinions alone, but it extends to all the opinions of men, and it
7837 modifies customs as well as laws. In another part of this work I shall
7838 attempt to determinate the degree of influence which the liberty of the
7839 press has exercised upon civil society in the United States, and to
7840 point out the direction which it has given to the ideas, as well as the
7841 tone which it has imparted to the character and the feelings, of the
7842 Anglo-Americans, but at present I purpose simply to examine the effects
7843 produced by the liberty of the press in the political world.
1519 Many Frenchmen imagine press violence stems from social instability and hardship, expecting it to moderate as society calms. But America's tranquility—with few revolutionary seeds—confirms that periodical press possesses passions independent of circumstances. Its language is no less violent than France's, yet its power is less. There, attacking existing laws is no crime unless accompanied by violent violation. Americans believe courts cannot check press abuses because language's subtlety evades judicial analysis. To act effectively would require a tribunal devoted to the existing order, rising above public opinion, conducting secret proceedings, and punishing intentions more than words. Whoever could create such a tribunal would already be supreme master.
7844 1520
7845 I confess that I do not entertain that firm and complete attachment to
7846 the liberty of the press which things that are supremely good in their
7847 very nature are wont to excite in the mind; and I approve of it more
7848 from a recollection of the evils it prevents than from a consideration
7849 of the advantages it ensures.
1521 The limited influence of American newspapers has several causes. England's press freedom predates its colonies, so it holds no novelty. The press cannot create passions, only inflame existing ones, and American politics rarely touch deep material interests. A single glance reveals the difference: French newspapers focus on political discussion while American papers devote three-quarters of their space to advertisements.
7850 1522
7851 If any one could point out an intermediate and yet a tenable position
7852 between the complete independence and the entire subjection of the
7853 public expression of opinion, I should perhaps be inclined to adopt it;
7854 but the difficulty is to discover this position. If it is your
7855 intention to correct the abuses of unlicensed printing and to restore
7856 the use of orderly language, you may in the first instance try the
7857 offender by a jury; but if the jury acquits him, the opinion which was
7858 that of a single individual becomes the opinion of the country at
7859 large. Too much and too little has therefore hitherto been done. If you
7860 proceed, you must bring the delinquent before a court of permanent
7861 judges. But even here the cause must be heard before it can be decided;
7862 and the very principles which no book would have ventured to avow are
7863 blazoned forth in the pleadings, and what was obscurely hinted at in a
7864 single composition is then repeated in a multitude of other
7865 publications. The language in which a thought is embodied is the mere
7866 carcass of the thought, and not the idea itself; tribunals may condemn
7867 the form, but the sense and spirit of the work is too subtle for their
7868 authority. Too much has still been done to recede, too little to attain
7869 your end; you must therefore proceed. If you establish a censorship of
7870 the press, the tongue of the public speaker will still make itself
7871 heard, and you have only increased the mischief. The powers of thought
7872 do not rely, like the powers of physical strength, upon the number of
7873 their mechanical agents, nor can a host of authors be reckoned like the
7874 troops which compose an army; on the contrary, the authority of a
7875 principle is often increased by the smallness of the number of men by
7876 whom it is expressed. The words of a strong-minded man, which penetrate
7877 amidst the passions of a listening assembly, have more power than the
7878 vociferations of a thousand orators; and if it be allowed to speak
7879 freely in any public place, the consequence is the same as if free
7880 speaking was allowed in every village. The liberty of discourse must
7881 therefore be destroyed as well as the liberty of the press; this is the
7882 necessary term of your efforts; but if your object was to repress the
7883 abuses of liberty, they have brought you to the feet of a despot. You
7884 have been led from the extreme of independence to the extreme of
7885 subjection without meeting with a single tenable position for shelter
7886 or repose.
1523 Centralization also matters. In France, press power concentrates in few hands, making it an enemy governments might truce with but cannot resist. No such centralization exists in America. Without licenses, financial guarantees, or stamp taxes, anyone can start a newspaper; a small readership covers expenses. The number of publications is staggering. As one enlightened American observed:
7887 1524
7888 There are certain nations which have peculiar reasons for cherishing
7889 the liberty of the press, independently of the general motives which I
7890 have just pointed out. For in certain countries which profess to enjoy
7891 the privileges of freedom every individual agent of the Government may
7892 violate the laws with impunity, since those whom he oppresses cannot
7893 prosecute him before the courts of justice. In this case the liberty of
7894 the press is not merely a guarantee, but it is the only guarantee, of
7895 their liberty and their security which the citizens possess. If the
7896 rulers of these nations propose to abolish the independence of the
7897 press, the people would be justified in saying: Give us the right of
7898 prosecuting your offences before the ordinary tribunals, and perhaps we
7899 may then waive our right of appeal to the tribunal of public opinion.
1525 > **Quote:** "the only way to neutralize the effect of public journals is to multiply them indefinitely."
7900 1526
7901 But in the countries in which the doctrine of the sovereignty of the
7902 people ostensibly prevails, the censorship of the press is not only
7903 dangerous, but it is absurd. When the right of every citizen to
7904 co-operate in the government of society is acknowledged, every citizen
7905 must be presumed to possess the power of discriminating between the
7906 different opinions of his contemporaries, and of appreciating the
7907 different facts from which inferences may be drawn. The sovereignty of
7908 the people and the liberty of the press may therefore be looked upon as
7909 correlative institutions; just as the censorship of the press and
7910 universal suffrage are two things which are irreconcilably opposed, and
7911 which cannot long be retained among the institutions of the same
7912 people. Not a single individual of the twelve millions who inhabit the
7913 territory of the United States has as yet dared to propose any
7914 restrictions to the liberty of the press. The first newspaper over
7915 which I cast my eyes, upon my arrival in America, contained the
7916 following article:
1527 This political axiom baffles European governments, which concentrate press authority even while resisting it.
7917 1528
7918 In all this affair the language of Jackson has been that of a heartless
7919 despot, solely occupied with the preservation of his own authority.
7920 Ambition is his crime, and it will be his punishment too: intrigue is
7921 his native element, and intrigue will confound his tricks, and will
7922 deprive him of his power: he governs by means of corruption, and his
7923 immoral practices will redound to his shame and confusion. His conduct
7924 in the political arena has been that of a shameless and lawless
7925 gamester. He succeeded at the time, but the hour of retribution
7926 approaches, and he will be obliged to disgorge his winnings, to throw
7927 aside his false dice, and to end his days in some retirement, where he
7928 may curse his madness at his leisure; for repentance is a virtue with
7929 which his heart is likely to remain forever unacquainted.
1529 Almost every American village has its newspaper. This fragmentation prevents unified discipline, and competition keeps profits low, deterring distinguished classes from journalism. Most journalists occupy humble positions with limited education and coarse thinking. The French journalist employs violent but often eloquent and high-minded discourse; the American journalist makes blunt, crude appeals to crowd passions, abandoning principles to attack character and invade private lives. (Prominent citizens generally avoid writing for the press unless they must personally address the public to correct facts or repel slander.)
7930 1530
7931 It is not uncommonly imagined in France that the virulence of the press
7932 originates in the uncertain social condition, in the political
7933 excitement, and the general sense of consequent evil which prevail in
7934 that country; and it is therefore supposed that as soon as society has
7935 resumed a certain degree of composure the press will abandon its
7936 present vehemence. I am inclined to think that the above causes explain
7937 the reason of the extraordinary ascendency it has acquired over the
7938 nation, but that they do not exercise much influence upon the tone of
7939 its language. The periodical press appears to me to be actuated by
7940 passions and propensities independent of the circumstances in which it
7941 is placed, and the present position of America corroborates this
7942 opinion.
1531 Yet the press remains immensely influential in America, driving political life across the vast territory, detecting hidden motives, calling leaders before public opinion, rallying interests, and outlining party creeds. When many newspapers unite, their influence becomes irresistible.
7943 1532
7944 America is perhaps, at this moment, the country of the whole world
7945 which contains the fewest germs of revolution; but the press is not
7946 less destructive in its principles than in France, and it displays the
7947 same violence without the same reasons for indignation. In America, as
7948 in France, it constitutes a singular power, so strangely composed of
7949 mingled good and evil that it is at the same time indispensable to the
7950 existence of freedom, and nearly incompatible with the maintenance of
7951 public order. Its power is certainly much greater in France than in the
7952 United States; though nothing is more rare in the latter country than
7953 to hear of a prosecution having been instituted against it. The reason
7954 of this is perfectly simple: the Americans, having once admitted the
7955 doctrine of the sovereignty of the people, apply it with perfect
7956 consistency. It was never their intention to found a permanent state of
7957 things with elements which undergo daily modifications; and there is
7958 consequently nothing criminal in an attack upon the existing laws,
7959 provided it be not attended with a violent infraction of them. They are
7960 moreover of opinion that courts of justice are unable to check the
7961 abuses of the press; and that as the subtilty of human language
7962 perpetually eludes the severity of judicial analysis, offences of this
7963 nature are apt to escape the hand which attempts to apprehend them.
7964 They hold that to act with efficacy upon the press it would be
7965 necessary to find a tribunal, not only devoted to the existing order of
7966 things, but capable of surmounting the influence of public opinion; a
7967 tribunal which should conduct its proceedings without publicity, which
7968 should pronounce its decrees without assigning its motives, and punish
7969 the intentions even more than the language of an author. Whosoever
7970 should have the power of creating and maintaining a tribunal of this
7971 kind would waste his time in prosecuting the liberty of the press; for
7972 he would be the supreme master of the whole community, and he would be
7973 as free to rid himself of the authors as of their writings. In this
7974 question, therefore, there is no medium between servitude and extreme
7975 license; in order to enjoy the inestimable benefits which the liberty
7976 of the press ensures, it is necessary to submit to the inevitable evils
7977 which it engenders. To expect to acquire the former and to escape the
7978 latter is to cherish one of those illusions which commonly mislead
7979 nations in their times of sickness, when, tired with faction and
7980 exhausted by effort, they attempt to combine hostile opinions and
7981 contrary principles upon the same soil.
1533 > **Quote:** "In the United States each separate journal exercises but little authority, but the power of the periodical press is only second to that of the people."
7982 1534
7983 The small influence of the American journals is attributable to several
7984 reasons, amongst which are the following:
1535 Opinions formed under press freedom often prove more durable than those formed under censorship. Democracy raises new individuals constantly, yet general principles remain stable. Once Americans adopt an idea, removing it becomes nearly impossible. The same persistence appears in England, where a century of press freedom has produced both greater liberty of conscience and more unshakable prejudice than elsewhere.
7985 1536
7986 The liberty of writing, like all other liberty, is most formidable when
7987 it is a novelty; for a people which has never been accustomed to
7988 co-operate in the conduct of State affairs places implicit confidence
7989 in the first tribune who arouses its attention. The Anglo-Americans
7990 have enjoyed this liberty ever since the foundation of the settlements;
7991 moreover, the press cannot create human passions by its own power,
7992 however skillfully it may kindle them where they exist. In America
7993 politics are discussed with animation and a varied activity, but they
7994 rarely touch those deep passions which are excited whenever the
7995 positive interest of a part of the community is impaired: but in the
7996 United States the interests of the community are in a most prosperous
7997 condition. A single glance upon a French and an American newspaper is
7998 sufficient to show the difference which exists between the two nations
7999 on this head. In France the space allotted to commercial advertisements
8000 is very limited, and the intelligence is not considerable, but the most
8001 essential part of the journal is that which contains the discussion of
8002 the politics of the day. In America three-quarters of the enormous
8003 sheet which is set before the reader are filled with advertisements,
8004 and the remainder is frequently occupied by political intelligence or
8005 trivial anecdotes: it is only from time to time that one finds a corner
8006 devoted to passionate discussions like those with which the journalists
8007 of France are wont to indulge their readers.
1537 This stems from what seems paradoxical: liberty of press itself. Nations hold opinions from pride as much as conviction—because they chose them freely. A man of genius observed that "ignorance lies at the two ends of knowledge." More precisely, absolute convictions occupy the extremes while doubt lies in the middle. The intellect follows three stages: initial dogmatic belief, then doubt when facing objections, and finally rational conviction after resolving those doubts—though this last stage rarely inspires equal passion.
8008 1538
8009 It has been demonstrated by observation, and discovered by the innate
8010 sagacity of the pettiest as well as the greatest of despots, that the
8011 influence of a power is increased in proportion as its direction is
8012 rendered more central. In France the press combines a twofold
8013 centralization; almost all its power is centred in the same spot, and
8014 vested in the same hands, for its organs are far from numerous. The
8015 influence of a public press thus constituted, upon a sceptical nation,
8016 must be unbounded. It is an enemy with which a Government may sign an
8017 occasional truce, but which it is difficult to resist for any length of
8018 time.
1539 When press freedom influences people in the first stage, it doesn't disturb their habit of believing without investigation, but constantly changes the objects of belief. The intellectual horizon shows only one point, but that point moves constantly—sign of sudden revolutions. Soon the cycle finishes; ideas are tested, doubt becomes universal. Most people either believe without knowing why or know not what to believe. Few attain rational, independent conviction. In times of religious passion, people change views; in skepticism, everyone clings to their own. The same occurs politically: when every theory is challenged, citizens stick to one chosen belief—not certain it's excellent, but unconvinced any other is better. Martyrs are fewer, but so are those who abandon beliefs entirely. When no opinion seems certain, people cling to their position's material interests, which are more tangible and permanent.
8019 1540
8020 Neither of these kinds of centralization exists in America. The United
8021 States have no metropolis; the intelligence as well as the power of the
8022 country are dispersed abroad, and instead of radiating from a point,
8023 they cross each other in every direction; the Americans have
8024 established no central control over the expression of opinion, any more
8025 than over the conduct of business. These are circumstances which do not
8026 depend on human foresight; but it is owing to the laws of the Union
8027 that there are no licenses to be granted to printers, no securities
8028 demanded from editors as in France, and no stamp duty as in France and
8029 formerly in England. The consequence of this is that nothing is easier
8030 than to set up a newspaper, and a small number of readers suffices to
8031 defray the expenses of the editor.
1541 Whether aristocracy or democracy is better suited to govern is a difficult question. What is certain is that democracy annoys one part of the community while aristocracy oppresses another. When the struggle is reduced to the simple expression of poverty versus wealth, the tendency of each side becomes evident.
8032 1542
8033 The number of periodical and occasional publications which appears in
8034 the United States actually surpasses belief. The most enlightened
8035 Americans attribute the subordinate influence of the press to this
8036 excessive dissemination; and it is adopted as an axiom of political
8037 science in that country that the only way to neutralize the effect of
8038 public journals is to multiply them indefinitely. I cannot conceive
8039 that a truth which is so self-evident should not already have been more
8040 generally admitted in Europe; it is comprehensible that the persons who
8041 hope to bring about revolutions by means of the press should be
8042 desirous of confining its action to a few powerful organs, but it is
8043 perfectly incredible that the partisans of the existing state of
8044 things, and the natural supporters of the law, should attempt to
8045 diminish the influence of the press by concentrating its authority. The
8046 Governments of Europe seem to treat the press with the courtesy of the
8047 knights of old; they are anxious to furnish it with the same central
8048 power which they have found to be so trusty a weapon, in order to
8049 enhance the glory of their resistance to its attacks.
8050
8051 In America there is scarcely a hamlet which has not its own newspaper.
8052 It may readily be imagined that neither discipline nor unity of design
8053 can be communicated to so multifarious a host, and each one is
8054 consequently led to fight under his own standard. All the political
8055 journals of the United States are indeed arrayed on the side of the
8056 administration or against it; but they attack and defend in a thousand
8057 different ways. They cannot succeed in forming those great currents of
8058 opinion which overwhelm the most solid obstacles. This division of the
8059 influence of the press produces a variety of other consequences which
8060 are scarcely less remarkable. The facility with which journals can be
8061 established induces a multitude of individuals to take a part in them;
8062 but as the extent of competition precludes the possibility of
8063 considerable profit, the most distinguished classes of society are
8064 rarely led to engage in these undertakings. But such is the number of
8065 the public prints that, even if they were a source of wealth, writers
8066 of ability could not be found to direct them all. The journalists of
8067 the United States are usually placed in a very humble position, with a
8068 scanty education and a vulgar turn of mind. The will of the majority is
8069 the most general of laws, and it establishes certain habits which form
8070 the characteristics of each peculiar class of society; thus it dictates
8071 the etiquette practised at courts and the etiquette of the bar. The
8072 characteristics of the French journalist consist in a violent, but
8073 frequently an eloquent and lofty, manner of discussing the politics of
8074 the day; and the exceptions to this habitual practice are only
8075 occasional. The characteristics of the American journalist consist in
8076 an open and coarse appeal to the passions of the populace; and he
8077 habitually abandons the principles of political science to assail the
8078 characters of individuals, to track them into private life, and
8079 disclose all their weaknesses and errors.
8080
8081 Nothing can be more deplorable than this abuse of the powers of
8082 thought; I shall have occasion to point out hereafter the influence of
8083 the newspapers upon the taste and the morality of the American people,
8084 but my present subject exclusively concerns the political world. It
8085 cannot be denied that the effects of this extreme license of the press
8086 tend indirectly to the maintenance of public order. The individuals who
8087 are already in the possession of a high station in the esteem of their
8088 fellow-citizens are afraid to write in the newspapers, and they are
8089 thus deprived of the most powerful instrument which they can use to
8090 excite the passions of the multitude to their own advantage. *a
8091
8092 a
8093 [ They only write in the papers when they choose to address the people
8094 in their own name; as, for instance, when they are called upon to repel
8095 calumnious imputations, and to correct a misstatement of facts.]
8096
8097
8098 The personal opinions of the editors have no kind of weight in the eyes
8099 of the public: the only use of a journal is, that it imparts the
8100 knowledge of certain facts, and it is only by altering or distorting
8101 those facts that a journalist can contribute to the support of his own
8102 views.
8103
8104 But although the press is limited to these resources, its influence in
8105 America is immense. It is the power which impels the circulation of
8106 political life through all the districts of that vast territory. Its
8107 eye is constantly open to detect the secret springs of political
8108 designs, and to summon the leaders of all parties to the bar of public
8109 opinion. It rallies the interests of the community round certain
8110 principles, and it draws up the creed which factions adopt; for it
8111 affords a means of intercourse between parties which hear, and which
8112 address each other without ever having been in immediate contact. When
8113 a great number of the organs of the press adopt the same line of
8114 conduct, their influence becomes irresistible; and public opinion, when
8115 it is perpetually assailed from the same side, eventually yields to the
8116 attack. In the United States each separate journal exercises but little
8117 authority, but the power of the periodical press is only second to that
8118 of the people. *b
8119
8120 b
8121 [ See Appendix, P.]
8122
8123
8124 The opinions established in the United States under the empire of the
8125 liberty of the press are frequently more firmly rooted than those which
8126 are formed elsewhere under the sanction of a censor.
8127
8128 In the United States the democracy perpetually raises fresh individuals
8129 to the conduct of public affairs; and the measures of the
8130 administration are consequently seldom regulated by the strict rules of
8131 consistency or of order. But the general principles of the Government
8132 are more stable, and the opinions most prevalent in society are
8133 generally more durable than in many other countries. When once the
8134 Americans have taken up an idea, whether it be well or ill founded,
8135 nothing is more difficult than to eradicate it from their minds. The
8136 same tenacity of opinion has been observed in England, where, for the
8137 last century, greater freedom of conscience and more invincible
8138 prejudices have existed than in all the other countries of Europe. I
8139 attribute this consequence to a cause which may at first sight appear
8140 to have a very opposite tendency, namely, to the liberty of the press.
8141 The nations amongst which this liberty exists are as apt to cling to
8142 their opinions from pride as from conviction. They cherish them because
8143 they hold them to be just, and because they exercised their own
8144 free-will in choosing them; and they maintain them not only because
8145 they are true, but because they are their own. Several other reasons
8146 conduce to the same end.
8147
8148 It was remarked by a man of genius that “ignorance lies at the two ends
8149 of knowledge.” Perhaps it would have been more correct to have said,
8150 that absolute convictions are to be met with at the two extremities,
8151 and that doubt lies in the middle; for the human intellect may be
8152 considered in three distinct states, which frequently succeed one
8153 another. A man believes implicitly, because he adopts a proposition
8154 without inquiry. He doubts as soon as he is assailed by the objections
8155 which his inquiries may have aroused. But he frequently succeeds in
8156 satisfying these doubts, and then he begins to believe afresh: he no
8157 longer lays hold on a truth in its most shadowy and uncertain form, but
8158 he sees it clearly before him, and he advances onwards by the light it
8159 gives him. *c
8160
8161 c
8162 [ It may, however, be doubted whether this rational and self-guiding
8163 conviction arouses as much fervor or enthusiastic devotedness in men as
8164 their first dogmatical belief.]
8165
8166
8167 When the liberty of the press acts upon men who are in the first of
8168 these three states, it does not immediately disturb their habit of
8169 believing implicitly without investigation, but it constantly modifies
8170 the objects of their intuitive convictions. The human mind continues to
8171 discern but one point upon the whole intellectual horizon, and that
8172 point is in continual motion. Such are the symptoms of sudden
8173 revolutions, and of the misfortunes which are sure to befall those
8174 generations which abruptly adopt the unconditional freedom of the
8175 press.
8176
8177 The circle of novel ideas is, however, soon terminated; the touch of
8178 experience is upon them, and the doubt and mistrust which their
8179 uncertainty produces become universal. We may rest assured that the
8180 majority of mankind will either believe they know not wherefore, or
8181 will not know what to believe. Few are the beings who can ever hope to
8182 attain to that state of rational and independent conviction which true
8183 knowledge can beget in defiance of the attacks of doubt.
8184
8185 It has been remarked that in times of great religious fervor men
8186 sometimes change their religious opinions; whereas in times of general
8187 scepticism everyone clings to his own persuasion. The same thing takes
8188 place in politics under the liberty of the press. In countries where
8189 all the theories of social science have been contested in their turn,
8190 the citizens who have adopted one of them stick to it, not so much
8191 because they are assured of its excellence, as because they are not
8192 convinced of the superiority of any other. In the present age men are
8193 not very ready to die in defence of their opinions, but they are rarely
8194 inclined to change them; and there are fewer martyrs as well as fewer
8195 apostates.
8196
8197 Another still more valid reason may yet be adduced: when no abstract
8198 opinions are looked upon as certain, men cling to the mere propensities
8199 and external interests of their position, which are naturally more
8200 tangible and more permanent than any opinions in the world.
8201
8202 It is not a question of easy solution whether aristocracy or democracy
8203 is most fit to govern a country. But it is certain that democracy
8204 annoys one part of the community, and that aristocracy oppresses
8205 another part. When the question is reduced to the simple expression of
8206 the struggle between poverty and wealth, the tendency of each side of
8207 the dispute becomes perfectly evident without further controversy.
8208
8209
8210
8211
8212 1543 ## Chapter XII: Political Associations In The United States
8213 1544
1545 The daily use Americans make of the right of association—Three types of political associations—How Americans apply the representative system to associations—Dangers to the State—The Great Convention of 1831 regarding the Tariff—The legislative nature of this Convention—Why the unlimited right of association is less dangerous in the United States than elsewhere—Why it may be seen as necessary—The utility of associations in a democratic society.
8214 1546
8215
8216
8217 Daily use which the Anglo-Americans make of the right of
8218 association—Three kinds of political associations—In what manner the
8219 Americans apply the representative system to associations—Dangers
8220 resulting to the State—Great Convention of 1831 relative to the
8221 Tariff—Legislative character of this Convention—Why the unlimited
8222 exercise of the right of association is less dangerous in the United
8223 States than elsewhere—Why it may be looked upon as necessary—Utility of
8224 associations in a democratic people.
8225
8226 1547 Political Associations In The United States
8227 1548
8228 In no country in the world has the principle of association been more
8229 successfully used, or more unsparingly applied to a multitude of
8230 different objects, than in America. Besides the permanent associations
8231 which are established by law under the names of townships, cities, and
8232 counties, a vast number of others are formed and maintained by the
8233 agency of private individuals.
1549 In America the principle of association has been more successfully and extensively applied than anywhere else. Beyond permanent legal associations—townships, cities, counties—vast numbers are formed by private individuals.
8234 1550
8235 The citizen of the United States is taught from his earliest infancy to
8236 rely upon his own exertions in order to resist the evils and the
8237 difficulties of life; he looks upon social authority with an eye of
8238 mistrust and anxiety, and he only claims its assistance when he is
8239 quite unable to shift without it. This habit may even be traced in the
8240 schools of the rising generation, where the children in their games are
8241 wont to submit to rules which they have themselves established, and to
8242 punish misdemeanors which they have themselves defined. The same spirit
8243 pervades every act of social life. If a stoppage occurs in a
8244 thoroughfare, and the circulation of the public is hindered, the
8245 neighbors immediately constitute a deliberative body; and this
8246 extemporaneous assembly gives rise to an executive power which remedies
8247 the inconvenience before anybody has thought of recurring to an
8248 authority superior to that of the persons immediately concerned. If the
8249 public pleasures are concerned, an association is formed to provide for
8250 the splendor and the regularity of the entertainment. Societies are
8251 formed to resist enemies which are exclusively of a moral nature, and
8252 to diminish the vice of intemperance: in the United States associations
8253 are established to promote public order, commerce, industry, morality,
8254 and religion; for there is no end which the human will, seconded by the
8255 collective exertions of individuals, despairs of attaining.
1551 Americans learn from childhood to rely on their own efforts, viewing social authority with suspicion and seeking its help only when absolutely necessary. This habit appears even in schoolyards, where children submit to rules they have established and define the offenses they punish. The same spirit shapes all social life: if a road is blocked, neighbors form a deliberative body and create executive power to remedy it before appealing to higher authority. Associations form for public entertainment, to diminish the vice of intemperance, and to advance public order, commerce, industry, morality, and religion. No goal seems unattainable when human will is backed by collective effort.
8256 1552
8257 I shall hereafter have occasion to show the effects of association upon
8258 the course of society, and I must confine myself for the present to the
8259 political world. When once the right of association is recognized, the
8260 citizens may employ it in several different ways.
1553 Once recognized, the right of association may be exercised in three ways. First, individuals may publicly support doctrines and commit to spreading them. This resembles press freedom but carries more authority: opinions take precise form, supporters become acquainted, and enthusiasm grows with numbers. Association channels disparate minds toward one goal.
8261 1554
8262 An association consists simply in the public assent which a number of
8263 individuals give to certain doctrines, and in the engagement which they
8264 contract to promote the spread of those doctrines by their exertions.
8265 The right of association with these views is very analogous to the
8266 liberty of unlicensed writing; but societies thus formed possess more
8267 authority than the press. When an opinion is represented by a society,
8268 it necessarily assumes a more exact and explicit form. It numbers its
8269 partisans, and compromises their welfare in its cause: they, on the
8270 other hand, become acquainted with each other, and their zeal is
8271 increased by their number. An association unites the efforts of minds
8272 which have a tendency to diverge in one single channel, and urges them
8273 vigorously towards one single end which it points out.
1555 Second, associations may establish meeting centers across the country. This increases activity and influence, allowing people to combine action and maintain opinions with an energy the written word cannot match.
8274 1556
8275 The second degree in the right of association is the power of meeting.
8276 When an association is allowed to establish centres of action at
8277 certain important points in the country, its activity is increased and
8278 its influence extended. Men have the opportunity of seeing each other;
8279 means of execution are more readily combined, and opinions are
8280 maintained with a degree of warmth and energy which written language
8281 cannot approach.
1557 Third, supporters may form electoral bodies and choose delegates to a central assembly—strictly speaking, applying the representative system to a party.
8282 1558
8283 Lastly, in the exercise of the right of political association, there is
8284 a third degree: the partisans of an opinion may unite in electoral
8285 bodies, and choose delegates to represent them in a central assembly.
8286 This is, properly speaking, the application of the representative
8287 system to a party.
1559 Thus: first, purely intellectual bonds between individuals; second, fractional assemblies; third, a nation within a nation, a government within Government. Their delegates, like actual representatives, carry collective force and national dignity. Though they cannot make laws, they can challenge existing ones and draft future legislation.
8288 1560
8289 Thus, in the first instance, a society is formed between individuals
8290 professing the same opinion, and the tie which keeps it together is of
8291 a purely intellectual nature; in the second case, small assemblies are
8292 formed which only represent a fraction of the party. Lastly, in the
8293 third case, they constitute a separate nation in the midst of the
8294 nation, a government within the Government. Their delegates, like the
8295 real delegates of the majority, represent the entire collective force
8296 of their party; and they enjoy a certain degree of that national
8297 dignity and great influence which belong to the chosen representatives
8298 of the people. It is true that they have not the right of making the
8299 laws, but they have the power of attacking those which are in being,
8300 and of drawing up beforehand those which they may afterwards cause to
8301 be adopted.
1561 A deliberating minority alongside a legislative majority poses grave risks in nations unaccustomed to freedom or gripped by violent passions. The public imagination often blurs the crucial distinction—clear to thinking men—between proving one law superior and proving it should replace another. When two nearly equal parties each claim majority status, a parallel power with near-equal moral authority will struggle to remain content with suggestion rather than enforcement.
8302 1562
8303 If, in a people which is imperfectly accustomed to the exercise of
8304 freedom, or which is exposed to violent political passions, a
8305 deliberating minority, which confines itself to the contemplation of
8306 future laws, be placed in juxtaposition to the legislative majority, I
8307 cannot but believe that public tranquillity incurs very great risks in
8308 that nation. There is doubtless a very wide difference between proving
8309 that one law is in itself better than another and proving that the
8310 former ought to be substituted for the latter. But the imagination of
8311 the populace is very apt to overlook this difference, which is so
8312 apparent to the minds of thinking men. It sometimes happens that a
8313 nation is divided into two nearly equal parties, each of which affects
8314 to represent the majority. If, in immediate contiguity to the directing
8315 power, another power be established, which exercises almost as much
8316 moral authority as the former, it is not to be believed that it will
8317 long be content to speak without acting; or that it will always be
8318 restrained by the abstract consideration of the nature of associations
8319 which are meant to direct but not to enforce opinions, to suggest but
8320 not to make the laws.
1563 Press independence is the fundamental element of modern freedom, deserving unrestrained exercise. But unlimited political association cannot be equated with press freedom—it is less necessary and more dangerous. A nation may limit it without losing self-control, sometimes being forced to for its own authority.
8321 1564
8322 The more we consider the independence of the press in its principal
8323 consequences, the more are we convinced that it is the chief and, so to
8324 speak, the constitutive element of freedom in the modern world. A
8325 nation which is determined to remain free is therefore right in
8326 demanding the unrestrained exercise of this independence. But the
8327 unrestrained liberty of political association cannot be entirely
8328 assimilated to the liberty of the press. The one is at the same time
8329 less necessary and more dangerous than the other. A nation may confine
8330 it within certain limits without forfeiting any part of its
8331 self-control; and it may sometimes be obliged to do so in order to
8332 maintain its own authority.
1565 The tariff issue ignited intense party feeling, pitting North against South. In 1831, at the dispute's height, a Massachusetts citizen proposed through the press that tariff opponents send delegates to Philadelphia. Within days the proposal spread from Maine to New Orleans. South Carolina alone sent sixty-three delegates. On October 1, 1831, this "Convention" of over two hundred members met. Its public debates immediately assumed a legislative character, examining Congress's powers, free trade theories, and tariff clauses. After ten days, it adjourned after declaring: (I) Congress had no right to create a tariff, and the existing tariff was unconstitutional; (II) prohibiting free trade harmed all nations, especially America.
8333 1566
8334 In America the liberty of association for political purposes is
8335 unbounded. An example will show in the clearest light to what an extent
8336 this privilege is tolerated.
1567 The unrestrained freedom of association has not produced fatal consequences in America. Imported from England, it has always existed here, so that the exercise of this privilege is now amalgamated with the manners and customs of the people.
8337 1568
8338 The question of the tariff, or of free trade, produced a great
8339 manifestation of party feeling in America; the tariff was not only a
8340 subject of debate as a matter of opinion, but it exercised a favorable
8341 or a prejudicial influence upon several very powerful interests of the
8342 States. The North attributed a great portion of its prosperity, and the
8343 South all its sufferings, to this system; insomuch that for a long time
8344 the tariff was the sole source of the political animosities which
8345 agitated the Union.
1569 > **Quote:** "At the present time the liberty of association is become a necessary guarantee against the tyranny of the majority."
8346 1570
8347 In 1831, when the dispute was raging with the utmost virulence, a
8348 private citizen of Massachusetts proposed to all the enemies of the
8349 tariff, by means of the public prints, to send delegates to
8350 Philadelphia in order to consult together upon the means which were
8351 most fitted to promote freedom of trade. This proposal circulated in a
8352 few days from Maine to New Orleans by the power of the printing-press:
8353 the opponents of the tariff adopted it with enthusiasm; meetings were
8354 formed on all sides, and delegates were named. The majority of these
8355 individuals were well known, and some of them had earned a considerable
8356 degree of celebrity. South Carolina alone, which afterwards took up
8357 arms in the same cause, sent sixty-three delegates. On October 1, 1831,
8358 this assembly, which according to the American custom had taken the
8359 name of a Convention, met at Philadelphia; it consisted of more than
8360 two hundred members. Its debates were public, and they at once assumed
8361 a legislative character; the extent of the powers of Congress, the
8362 theories of free trade, and the different clauses of the tariff, were
8363 discussed in turn. At the end of ten days’ deliberation the Convention
8364 broke up, after having published an address to the American people, in
8365 which it declared:
1571 When a party dominates in America, it controls all public authority, with supporters occupying all offices. Barred from power, opposition leaders need a way to oppose minority moral authority to majority physical power—a dangerous remedy for a more formidable danger.
8366 1572
8367 I. That Congress had not the right of making a tariff, and that the
8368 existing tariff was unconstitutional;
1573 > **Quote:** "There are no countries in which associations are more needed, to prevent the despotism of faction or the arbitrary power of a prince, than those which are democratically constituted."
8369 1574
8370 II. That the prohibition of free trade was prejudicial to the interests
8371 of all nations, and to that of the American people in particular.
1575 In aristocratic nations, nobles and wealthy classes are natural associations checking power. Where these don't exist, without artificial substitutes, no lasting protection remains against tyranny; a great people could be oppressed with impunity.
8372 1576
8373 It must be acknowledged that the unrestrained liberty of political
8374 association has not hitherto produced, in the United States, those
8375 fatal consequences which might perhaps be expected from it elsewhere.
8376 The right of association was imported from England, and it has always
8377 existed in America; so that the exercise of this privilege is now
8378 amalgamated with the manners and customs of the people. At the present
8379 time the liberty of association is become a necessary guarantee against
8380 the tyranny of the majority. In the United States, as soon as a party
8381 is become preponderant, all public authority passes under its control;
8382 its private supporters occupy all the places, and have all the force of
8383 the administration at their disposal. As the most distinguished
8384 partisans of the other side of the question are unable to surmount the
8385 obstacles which exclude them from power, they require some means of
8386 establishing themselves upon their own basis, and of opposing the moral
8387 authority of the minority to the physical power which domineers over
8388 it. Thus a dangerous expedient is used to obviate a still more
8389 formidable danger.
1577 Great political Conventions, though sometimes necessary, are serious events that wise Americans view with alarm. In 1831, distinguished members worked to moderate its language and limits. That Convention likely influenced discontented minds, preparing the 1832 revolt against Union commercial laws.
8390 1578
8391 The omnipotence of the majority appears to me to present such extreme
8392 perils to the American Republics that the dangerous measure which is
8393 used to repress it seems to be more advantageous than prejudicial. And
8394 here I am about to advance a proposition which may remind the reader of
8395 what I said before in speaking of municipal freedom: There are no
8396 countries in which associations are more needed, to prevent the
8397 despotism of faction or the arbitrary power of a prince, than those
8398 which are democratically constituted. In aristocratic nations the body
8399 of the nobles and the more opulent part of the community are in
8400 themselves natural associations, which act as checks upon the abuses of
8401 power. In countries in which these associations do not exist, if
8402 private individuals are unable to create an artificial and a temporary
8403 substitute for them, I can imagine no permanent protection against the
8404 most galling tyranny; and a great people may be oppressed by a small
8405 faction, or by a single individual, with impunity.
1579 The unrestrained freedom of association is the longest privilege to learn. Though it may not throw a nation into anarchy, it constantly increases that risk. Yet this dangerous liberty provides security: where associations are free, secret societies are unknown. America has factions but no conspiracies.
8406 1580
8407 The meeting of a great political Convention (for there are Conventions
8408 of all kinds), which may frequently become a necessary measure, is
8409 always a serious occurrence, even in America, and one which is never
8410 looked forward to, by the judicious friends of the country, without
8411 alarm. This was very perceptible in the Convention of 1831, at which
8412 the exertions of all the most distinguished members of the Assembly
8413 tended to moderate its language, and to restrain the subjects which it
8414 treated within certain limits. It is probable, in fact, that the
8415 Convention of 1831 exercised a very great influence upon the minds of
8416 the malcontents, and prepared them for the open revolt against the
8417 commercial laws of the Union which took place in 1832.
1581 Different ways in which the right of association is understood in Europe and the United States—Different ways it is used.
8418 1582
8419 It cannot be denied that the unrestrained liberty of association for
8420 political purposes is the privilege which a people is longest in
8421 learning how to exercise. If it does not throw the nation into anarchy,
8422 it perpetually augments the chances of that calamity. On one point,
8423 however, this perilous liberty offers a security against dangers of
8424 another kind; in countries where associations are free, secret
8425 societies are unknown. In America there are numerous factions, but no
8426 conspiracies.
1583 > **Quote:** "The most natural privilege of man, next to the right of acting for himself, is that of combining his exertions with those of his fellow-creatures, and of acting in common with them."
8427 1584
8428 Different ways in which the right of association is understood in
8429 Europe and in the United States—Different use which is made of it.
1585 The right of association is nearly as inalienable as personal liberty; attacking it damages society's foundations. While it brings benefits to some nations, others pervert it. Comparing discreet management with degenerated license may be useful.
8430 1586
8431 The most natural privilege of man, next to the right of acting for
8432 himself, is that of combining his exertions with those of his
8433 fellow-creatures, and of acting in common with them. I am therefore led
8434 to conclude that the right of association is almost as inalienable as
8435 the right of personal liberty. No legislator can attack it without
8436 impairing the very foundations of society. Nevertheless, if the liberty
8437 of association is a fruitful source of advantages and prosperity to
8438 some nations, it may be perverted or carried to excess by others, and
8439 the element of life may be changed into an element of destruction. A
8440 comparison of the different methods which associations pursue in those
8441 countries in which they are managed with discretion, as well as in
8442 those where liberty degenerates into license, may perhaps be thought
8443 useful both to governments and to parties.
1587 Most Europeans view associations as weapons, hastily made and tested in battle. Though formed for discussion, imminent action dominates minds; they are armies in effect. Talking serves only to count strength and boost courage before marching against the enemy. Legal means are considered but never the only means.
8444 1588
8445 The greater part of Europeans look upon an association as a weapon
8446 which is to be hastily fashioned, and immediately tried in the
8447 conflict. A society is formed for discussion, but the idea of impending
8448 action prevails in the minds of those who constitute it: it is, in
8449 fact, an army; and the time given to parley serves to reckon up the
8450 strength and to animate the courage of the host, after which they
8451 direct their march against the enemy. Resources which lie within the
8452 bounds of the law may suggest themselves to the persons who compose it
8453 as means, but never as the only means, of success.
1589 > **Quote:** "A society is formed for discussion, but the idea of impending action prevails in the minds of those who constitute it: it is, in fact, an army; and the time given to parley serves to reckon up the strength and to animate the courage of the host, after which they direct their march against the enemy."
8454 1590
8455 Such, however, is not the manner in which the right of association is
8456 understood in the United States. In America the citizens who form the
8457 minority associate, in order, in the first place, to show their
8458 numerical strength, and so to diminish the moral authority of the
8459 majority; and, in the second place, to stimulate competition, and to
8460 discover those arguments which are most fitted to act upon the
8461 majority; for they always entertain hopes of drawing over their
8462 opponents to their own side, and of afterwards disposing of the supreme
8463 power in their name. Political associations in the United States are
8464 therefore peaceable in their intentions, and strictly legal in the
8465 means which they employ; and they assert with perfect truth that they
8466 only aim at success by lawful expedients.
1591 This is not how Americans understand association. They form minorities first to show numerical strength and reduce majority moral authority, and second to discover persuasion arguments, hoping eventually to win opponents over. US political associations are peaceful in intention and strictly legal in method, aiming to succeed only through lawful means.
8467 1592
8468 The difference which exists between the Americans and ourselves depends
8469 on several causes. In Europe there are numerous parties so
8470 diametrically opposed to the majority that they can never hope to
8471 acquire its support, and at the same time they think that they are
8472 sufficiently strong in themselves to struggle and to defend their
8473 cause. When a party of this kind forms an association, its object is,
8474 not to conquer, but to fight. In America the individuals who hold
8475 opinions very much opposed to those of the majority are no sort of
8476 impediment to its power, and all other parties hope to win it over to
8477 their own principles in the end. The exercise of the right of
8478 association becomes dangerous in proportion to the impossibility which
8479 excludes great parties from acquiring the majority. In a country like
8480 the United States, in which the differences of opinion are mere
8481 differences of hue, the right of association may remain unrestrained
8482 without evil consequences. The inexperience of many of the European
8483 nations in the enjoyment of liberty leads them only to look upon the
8484 liberty of association as a right of attacking the Government. The
8485 first notion which presents itself to a party, as well as to an
8486 individual, when it has acquired a consciousness of its own strength,
8487 is that of violence: the notion of persuasion arises at a later period
8488 and is only derived from experience. The English, who are divided into
8489 parties which differ most essentially from each other, rarely abuse the
8490 right of association, because they have long been accustomed to
8491 exercise it. In France the passion for war is so intense that there is
8492 no undertaking so mad, or so injurious to the welfare of the State,
8493 that a man does not consider himself honored in defending it, at the
8494 risk of his life.
1593 The difference stems from several causes. European parties, hopelessly opposed to the majority, aim to fight rather than persuade. In America, where differences of opinion are mere differences of hue, parties hope to win the majority over. Association becomes dangerous in proportion to the impossibility of becoming majority.
8495 1594
8496 But perhaps the most powerful of the causes which tend to mitigate the
8497 excesses of political association in the United States is Universal
8498 Suffrage. In countries in which universal suffrage exists the majority
8499 is never doubtful, because neither party can pretend to represent that
8500 portion of the community which has not voted. The associations which
8501 are formed are aware, as well as the nation at large, that they do not
8502 represent the majority: this is, indeed, a condition inseparable from
8503 their existence; for if they did represent the preponderating power,
8504 they would change the law instead of soliciting its reform. The
8505 consequence of this is that the moral influence of the Government which
8506 they attack is very much increased, and their own power is very much
8507 enfeebled.
1595 Inexperienced European nations see association only as a right to attack government. A party's first impulse, like an individual's, is violence; persuasion comes later through experience. The English, long accustomed to association, rarely abuse it. In France, the passion for war is so intense that men would defend reckless, harmful projects at risk of life.
8508 1596
8509 In Europe there are few associations which do not affect to represent
8510 the majority, or which do not believe that they represent it. This
8511 conviction or this pretension tends to augment their force amazingly,
8512 and contributes no less to legalize their measures. Violence may seem
8513 to be excusable in defence of the cause of oppressed right. Thus it is,
8514 in the vast labyrinth of human laws, that extreme liberty sometimes
8515 corrects the abuses of license, and that extreme democracy obviates the
8516 dangers of democratic government. In Europe, associations consider
8517 themselves, in some degree, as the legislative and executive councils
8518 of the people, which is unable to speak for itself. In America, where
8519 they only represent a minority of the nation, they argue and they
8520 petition.
1597 Perhaps the most powerful mitigating cause is Universal Suffrage. Where it exists, the majority is never in doubt, since no party can claim to represent non-voters. Associations know they don't represent the majority—a condition essential to their existence, for representing the majority would mean changing rather than reforming law. Thus government's moral influence increases while associations' power weakens.
8521 1598
8522 The means which the associations of Europe employ are in accordance
8523 with the end which they propose to obtain. As the principal aim of
8524 these bodies is to act, and not to debate, to fight rather than to
8525 persuade, they are naturally led to adopt a form of organization which
8526 differs from the ordinary customs of civil bodies, and which assumes
8527 the habits and the maxims of military life. They centralize the
8528 direction of their resources as much as possible, and they intrust the
8529 power of the whole party to a very small number of leaders.
1599 In Europe, associations claim to represent the majority, increasing their force and justifying violence as defense of oppressed rights. They see themselves as legislative and executive councils for a mute people. In America, representing only a minority, they argue and petition.
8530 1600
8531 The members of these associations respond to a watchword, like soldiers
8532 on duty; they profess the doctrine of passive obedience; say rather,
8533 that in uniting together they at once abjure the exercise of their own
8534 judgment and free will; and the tyrannical control which these
8535 societies exercise is often far more insupportable than the authority
8536 possessed over society by the Government which they attack. Their moral
8537 force is much diminished by these excesses, and they lose the powerful
8538 interest which is always excited by a struggle between oppressors and
8539 the oppressed. The man who in given cases consents to obey his fellows
8540 with servility, and who submits his activity and even his opinions to
8541 their control, can have no claim to rank as a free citizen.
1601 European methods match their goals: acting and fighting rather than debating, they adopt military organization, centralizing resources in few leaders. Members respond to watchwords like soldiers, practicing passive obedience, renouncing judgment and free will. This tyrannical control often exceeds government authority, diminishing moral strength and the interest of struggle. A man who submits his opinions to such control cannot claim to be a free citizen.
8542 1602
8543 The Americans have also established certain forms of government which
8544 are applied to their associations, but these are invariably borrowed
8545 from the forms of the civil administration. The independence of each
8546 individual is formally recognized; the tendency of the members of the
8547 association points, as it does in the body of the community, towards
8548 the same end, but they are not obliged to follow the same track. No one
8549 abjures the exercise of his reason and his free will; but every one
8550 exerts that reason and that will for the benefit of a common
8551 undertaking.
1603 Americans borrow forms of civil administration for their associations, formally recognizing individual independence. Members work toward common goals without forced uniformity, using their reason and free will for shared success rather than renouncing them.
8552 1604
8553
8554 1605 ## Chapter XIII: Government Of The Democracy In America
8555 1606
8556 ### Chapter XIII: Government Of The Democracy In America—Part I
8557 1607
8558 1608
8559 I am well aware of the difficulties which attend this part of my
8560 subject, but although every expression which I am about to make use of
8561 may clash, upon some one point, with the feelings of the different
8562 parties which divide my country, I shall speak my opinion with the most
8563 perfect openness.
1609 ### Chapter XIII: Government Of The Democracy In America—Part I
8564 1610
8565 In Europe we are at a loss how to judge the true character and the more
8566 permanent propensities of democracy, because in Europe two conflicting
8567 principles exist, and we do not know what to attribute to the
8568 principles themselves, and what to refer to the passions which they
8569 bring into collision. Such, however, is not the case in America; there
8570 the people reigns without any obstacle, and it has no perils to dread
8571 and no injuries to avenge. In America, democracy is swayed by its own
8572 free propensities; its course is natural and its activity is
8573 unrestrained; the United States consequently afford the most favorable
8574 opportunity of studying its real character. And to no people can this
8575 inquiry be more vitally interesting than to the French nation, which is
8576 blindly driven onwards by a daily and irresistible impulse towards a
8577 state of things which may prove either despotic or republican, but
8578 which will assuredly be democratic.
1611 I know my views may conflict with various parties in my country, but I will state them openly. In Europe, two conflicting principles obscure democracy's true character; we cannot separate principle from passion. America offers clarity: the people rule unobstructed, guided by natural inclinations. This matters vitally to France, which is irresistibly moving toward a democratic future, whether despotic or republican.
8579 1612
8580 Universal Suffrage
1613 Universal suffrage exists throughout the Union among diverse populations. I have observed its effects in Louisiana, New England, Georgia, and Canada—places strangers to each other in language, religion, and lifestyle. It produces neither purely good nor purely evil consequences, and its effects differ significantly from European expectations.
8581 1614
8582 I have already observed that universal suffrage has been adopted in all
8583 the States of the Union; it consequently occurs amongst different
8584 populations which occupy very different positions in the scale of
8585 society. I have had opportunities of observing its effects in different
8586 localities, and amongst races of men who are nearly strangers to each
8587 other by their language, their religion, and their manner of life; in
8588 Louisiana as well as in New England, in Georgia and in Canada. I have
8589 remarked that Universal Suffrage is far from producing in America
8590 either all the good or all the evil consequences which are assigned to
8591 it in Europe, and that its effects differ very widely from those which
8592 are usually attributed to it.
1615 Many Europeans believe universal suffrage entrusts affairs to worthy men, claiming the public instinctively identifies those most fit to govern. My observations contradict this. I was surprised by the abundance of talent among citizens and its absence in government. Capable men rarely lead, and this has worsened as democracy expanded. The caliber of statesmen has declined remarkably in fifty years.
8593 1616
8594 Choice Of The People, And Instinctive Preferences Of The American
8595 Democracy
1617 Several causes explain this. Despite all efforts, the people's intelligence cannot be raised beyond a certain level. The mind requires significant time for education, regardless of accessible resources. The ability to live without manual labor sets the limit of intellectual improvement. Where people must work to survive, this boundary exists. A state where all are highly informed is as improbable as one where all are wealthy.
8596 1618
8597 In the United States the most able men are rarely placed at the head of
8598 affairs—Reason of this peculiarity—The envy which prevails in the lower
8599 orders of France against the higher classes is not a French, but a
8600 purely democratic sentiment—For what reason the most distinguished men
8601 in America frequently seclude themselves from public affairs.
1619 Though citizens sincerely want the country's welfare, they cannot discern the best means. Judging character requires long observation and vast knowledge—beyond even brilliant minds. The people lack time and means, so they hastily follow superficial appeals, often yielding to the clamor of a mountebank who knows how to stimulate their tastes, while their true friends fail.
8602 1620
8603 Many people in Europe are apt to believe without saying it, or to say
8604 without believing it, that one of the great advantages of universal
8605 suffrage is, that it entrusts the direction of public affairs to men
8606 who are worthy of the public confidence. They admit that the people is
8607 unable to govern for itself, but they aver that it is always sincerely
8608 disposed to promote the welfare of the State, and that it instinctively
8609 designates those persons who are animated by the same good wishes, and
8610 who are the most fit to wield the supreme authority. I confess that the
8611 observations I made in America by no means coincide with these
8612 opinions. On my arrival in the United States I was surprised to find so
8613 much distinguished talent among the subjects, and so little among the
8614 heads of the Government. It is a well-authenticated fact, that at the
8615 present day the most able men in the United States are very rarely
8616 placed at the head of affairs; and it must be acknowledged that such
8617 has been the result in proportion as democracy has outstepped all its
8618 former limits. The race of American statesmen has evidently dwindled
8619 most remarkably in the course of the last fifty years.
1621 Moreover, democracy lacks not only sound judgment but the desire to find worthy men. Democratic institutions foster envy by awakening a passion for equality they can never satisfy. Pascal wrote it "flies with eternal flight." The lower classes are agitated by uncertain success, moving from enthusiasm to bitterness. Any superiority irritates them.
8620 1622
8621 Several causes may be assigned to this phenomenon. It is impossible,
8622 notwithstanding the most strenuous exertions, to raise the intelligence
8623 of the people above a certain level. Whatever may be the facilities of
8624 acquiring information, whatever may be the profusion of easy methods
8625 and of cheap science, the human mind can never be instructed and
8626 educated without devoting a considerable space of time to those
8627 objects.
1623 Some think this instinct is uniquely French, but it belongs to democratic institutions generally, not any specific nation. In America, people don't hate the upper classes but carefully exclude them from power. They don't fear distinguished talent but are rarely charmed by it and stingy with approval of those who rise without popular support.
8628 1624
8629 The greater or the lesser possibility of subsisting without labor is
8630 therefore the necessary boundary of intellectual improvement. This
8631 boundary is more remote in some countries and more restricted in
8632 others; but it must exist somewhere as long as the people is
8633 constrained to work in order to procure the means of physical
8634 subsistence, that is to say, as long as it retains its popular
8635 character. It is therefore quite as difficult to imagine a State in
8636 which all the citizens should be very well informed as a State in which
8637 they should all be wealthy; these two difficulties may be looked upon
8638 as correlative. It may very readily be admitted that the mass of the
8639 citizens are sincerely disposed to promote the welfare of their
8640 country; nay more, it may even be allowed that the lower classes are
8641 less apt to be swayed by considerations of personal interest than the
8642 higher orders: but it is always more or less impossible for them to
8643 discern the best means of attaining the end which they desire with
8644 sincerity. Long and patient observation, joined to a multitude of
8645 different notions, is required to form a just estimate of the character
8646 of a single individual; and can it be supposed that the vulgar have the
8647 power of succeeding in an inquiry which misleads the penetration of
8648 genius itself? The people has neither the time nor the means which are
8649 essential to the prosecution of an investigation of this kind: its
8650 conclusions are hastily formed from a superficial inspection of the
8651 more prominent features of a question. Hence it often assents to the
8652 clamor of a mountebank who knows the secret of stimulating its tastes,
8653 while its truest friends frequently fail in their exertions.
1625 These tendencies lead distinguished men to withdraw, as it's nearly impossible to maintain independence without compromise. Chancellor Kent noted that the best-fitted men would have "too much reserve in their manners, and too much austerity in their principles" to be elected by universal suffrage. Such opinions were published without contradiction in 1830!
8654 1626
8655 Moreover, the democracy is not only deficient in that soundness of
8656 judgment which is necessary to select men really deserving of its
8657 confidence, but it has neither the desire nor the inclination to find
8658 them out. It cannot be denied that democratic institutions have a very
8659 strong tendency to promote the feeling of envy in the human heart; not
8660 so much because they afford to every one the means of rising to the
8661 level of any of his fellow-citizens, as because those means perpetually
8662 disappoint the persons who employ them. Democratic institutions awaken
8663 and foster a passion for equality which they can never entirely
8664 satisfy. This complete equality eludes the grasp of the people at the
8665 very moment at which it thinks to hold it fast, and “flies,” as Pascal
8666 says, “with eternal flight”; the people is excited in the pursuit of an
8667 advantage, which is more precious because it is not sufficiently remote
8668 to be unknown, or sufficiently near to be enjoyed. The lower orders are
8669 agitated by the chance of success, they are irritated by its
8670 uncertainty; and they pass from the enthusiasm of pursuit to the
8671 exhaustion of ill-success, and lastly to the acrimony of
8672 disappointment. Whatever transcends their own limits appears to be an
8673 obstacle to their desires, and there is no kind of superiority, however
8674 legitimate it may be, which is not irksome in their sight.
1627 > **Quote:** I hold it to be sufficiently demonstrated that universal suffrage is by no means a guarantee of the wisdom of the popular choice, and that, whatever its advantages may be, this is not one of them.
8675 1628
8676 It has been supposed that the secret instinct which leads the lower
8677 orders to remove their superiors as much as possible from the direction
8678 of public affairs is peculiar to France. This, however, is an error;
8679 the propensity to which I allude is not inherent in any particular
8680 nation, but in democratic institutions in general; and although it may
8681 have been heightened by peculiar political circumstances, it owes its
8682 origin to a higher cause.
1629 In great danger, people often choose the most capable citizens. Nations, like individuals, rise above or sink below their normal level in crisis. Though peril sometimes stifles energy, more often extraordinary virtues emerge. The people briefly forget their envy and great names emerge. American statesmen were superior fifty years ago during the Revolution; as Tocqueville observes, 'The race of American statesmen has evidently dwindled most remarkably in the course of the last fifty years.' This decline occurred as normal conditions returned and the great efforts of the founding era subsided.
8683 1630
8684 In the United States the people is not disposed to hate the superior
8685 classes of society; but it is not very favorably inclined towards them,
8686 and it carefully excludes them from the exercise of authority. It does
8687 not entertain any dread of distinguished talents, but it is rarely
8688 captivated by them; and it awards its approbation very sparingly to
8689 such as have risen without the popular support.
1631 While temporary events restrain democratic passions, the community's intelligence and customs exert a more permanent influence. In New England, education and liberty arose from moral and religious principles. Where society is stable with fixed habits, lower classes respect intellectual superiority. Consequently, democracy there makes more judicious choices.
8690 1632
8691 Whilst the natural propensities of democracy induce the people to
8692 reject the most distinguished citizens as its rulers, these individuals
8693 are no less apt to retire from a political career in which it is almost
8694 impossible to retain their independence, or to advance without
8695 degrading themselves. This opinion has been very candidly set forth by
8696 Chancellor Kent, who says, in speaking with great eulogiums of that
8697 part of the Constitution which empowers the Executive to nominate the
8698 judges: “It is indeed probable that the men who are best fitted to
8699 discharge the duties of this high office would have too much reserve in
8700 their manners, and too much austerity in their principles, for them to
8701 be returned by the majority at an election where universal suffrage is
8702 adopted.” Such were the opinions which were printed without
8703 contradiction in America in the year 1830!
1633 Moving south to newer, less established states with less education, talent and virtue become rarer. In the new Southwestern states, formed yesterday from adventurers and speculators, we are amazed at who holds authority. What force can protect the state?
8704 1634
8705 I hold it to be sufficiently demonstrated that universal suffrage is by
8706 no means a guarantee of the wisdom of the popular choice, and that,
8707 whatever its advantages may be, this is not one of them.
1635 Some laws correct democracy's dangerous tendencies. In the House of Representatives, one finds obscure individuals—small-town lawyers, businessmen, lower classes—rather than famous men. Some representatives cannot even write correctly despite widespread education.
8708 1636
8709 Causes Which May Partly Correct These Tendencies Of The Democracy
8710 Contrary effects produced on peoples as well as on individuals by great
8711 dangers—Why so many distinguished men stood at the head of affairs in
8712 America fifty years ago—Influence which the intelligence and the
8713 manners of the people exercise upon its choice—Example of New
8714 England—States of the Southwest—Influence of certain laws upon the
8715 choice of the people—Election by an elected body—Its effects upon the
8716 composition of the Senate.
1637 Nearby, the Senate contains the celebrated men of America—eloquent advocates, distinguished generals, and wise magistrates. What then causes this contrast, and why does one assembly display a poverty of talent while the other seems to enjoy a monopoly of intelligence? Both emanate from the people and universal suffrage, but the House is elected directly, while the Senate is chosen by elected bodies.
8717 1638
8718 When a State is threatened by serious dangers, the people frequently
8719 succeeds in selecting the citizens who are the most able to save it. It
8720 has been observed that man rarely retains his customary level in
8721 presence of very critical circumstances; he rises above or he sinks
8722 below his usual condition, and the same thing occurs in nations at
8723 large. Extreme perils sometimes quench the energy of a people instead
8724 of stimulating it; they excite without directing its passions, and
8725 instead of clearing they confuse its powers of perception. The Jews
8726 deluged the smoking ruins of their temple with the carnage of the
8727 remnant of their host. But it is more common, both in the case of
8728 nations and in that of individuals, to find extraordinary virtues
8729 arising from the very imminence of the danger. Great characters are
8730 then thrown into relief, as edifices which are concealed by the gloom
8731 of night are illuminated by the glare of a conflagration. At those
8732 dangerous times genius no longer abstains from presenting itself in the
8733 arena; and the people, alarmed by the perils of its situation, buries
8734 its envious passions in a short oblivion. Great names may then be drawn
8735 from the balloting-box.
1639 The entire body of citizens elects state legislatures, which choose senators—an indirect application of universal suffrage. Though not aristocratic, this filtering refines discretion and elevates choices, representing nobler community inclinations rather than petty passions.
8736 1640
8737 I have already observed that the American statesmen of the present day
8738 are very inferior to those who stood at the head of affairs fifty years
8739 ago. This is as much a consequence of the circumstances as of the laws
8740 of the country. When America was struggling in the high cause of
8741 independence to throw off the yoke of another country, and when it was
8742 about to usher a new nation into the world, the spirits of its
8743 inhabitants were roused to the height which their great efforts
8744 required. In this general excitement the most distinguished men were
8745 ready to forestall the wants of the community, and the people clung to
8746 them for support, and placed them at its head. But events of this
8747 magnitude are rare, and it is from an inspection of the ordinary course
8748 of affairs that our judgment must be formed.
1641 American republics may need to incorporate more indirect elections or risk perishing. This system is the only way to bring political power within reach of all classes. Those who see it as merely partisan or fear it are mistaken.
8749 1642
8750 If passing occurrences sometimes act as checks upon the passions of
8751 democracy, the intelligence and the manners of the community exercise
8752 an influence which is not less powerful and far more permanent. This is
8753 extremely perceptible in the United States.
1643 Rare elections cause violent agitation as parties fight for a rarely available prize. Frequent elections maintain feverish excitement and continuous instability. Americans chose the latter evil—and the resulting legislative instability.
8754 1644
8755 In New England the education and the liberties of the communities were
8756 engendered by the moral and religious principles of their founders.
8757 Where society has acquired a sufficient degree of stability to enable
8758 it to hold certain maxims and to retain fixed habits, the lower orders
8759 are accustomed to respect intellectual superiority and to submit to it
8760 without complaint, although they set at naught all those privileges
8761 which wealth and birth have introduced among mankind. The democracy in
8762 New England consequently makes a more judicious choice than it does
8763 elsewhere.
1645 Hamilton wrote: "It might perhaps be said that the power of preventing bad laws includes that of preventing good ones, and may be used to the one purpose as well as to the other. But this objection will have little weight with those who can properly estimate the mischiefs of that inconstancy and mutability in the laws which form the greatest blemish in the character and genius of our governments."
8764 1646
8765 But as we descend towards the South, to those States in which the
8766 constitution of society is more modern and less strong, where
8767 instruction is less general, and where the principles of morality, of
8768 religion, and of liberty are less happily combined, we perceive that
8769 the talents and the virtues of those who are in authority become more
8770 and more rare.
1647 And again: "The facility and excess of law-making seem to be the diseases to which our governments are most liable. . . . The mischievous effects of the mutability in the public councils arising from a rapid succession of new members would fill a volume: every new election in the States is found to change one-half of the representatives. From this change of men must proceed a change of opinions and of measures, which forfeits the respect and confidence of other nations, poisons the blessings of liberty itself, and diminishes the attachment and reverence of the people toward a political system which betrays so many marks of infirmity."
8771 1648
8772 Lastly, when we arrive at the new South-western States, in which the
8773 constitution of society dates but from yesterday, and presents an
8774 agglomeration of adventurers and speculators, we are amazed at the
8775 persons who are invested with public authority, and we are led to ask
8776 by what force, independent of the legislation and of the men who direct
8777 it, the State can be protected, and society be made to flourish.
1649 Jefferson, America's greatest Democrat, noted: "The instability of our laws is really a very serious inconvenience. I think that we ought to have obviated it by deciding that a whole year should always be allowed to elapse between the bringing in of a bill and the final passing of it. It should afterward be discussed and put to the vote without the possibility of making any alteration in it; and if the circumstances of the case required a more speedy decision, the question should not be decided by a simple majority, but by a majority of at least two-thirds of both houses."
8778 1650
8779 There are certain laws of a democratic nature which contribute,
8780 nevertheless, to correct, in some measure, the dangerous tendencies of
8781 democracy. On entering the House of Representatives of Washington one
8782 is struck by the vulgar demeanor of that great assembly. The eye
8783 frequently does not discover a man of celebrity within its walls. Its
8784 members are almost all obscure individuals whose names present no
8785 associations to the mind: they are mostly village lawyers, men in
8786 trade, or even persons belonging to the lower classes of society. In a
8787 country in which education is very general, it is said that the
8788 representatives of the people do not always know how to write
8789 correctly.
1651 American public officers blend with citizens—no palaces, guards, or uniforms. Government is a necessary evil, not a blessing. Officers are polite, accessible, attentive. I was pleased by these traits and by citizens' sturdy independence—they respect the office more than the officer, and the person more than symbols of authority.
8790 1652
8791 At a few yards’ distance from this spot is the door of the Senate,
8792 which contains within a small space a large proportion of the
8793 celebrated men of America. Scarcely an individual is to be perceived in
8794 it who does not recall the idea of an active and illustrious career:
8795 the Senate is composed of eloquent advocates, distinguished generals,
8796 wise magistrates, and statesmen of note, whose language would at all
8797 times do honor to the most remarkable parliamentary debates of Europe.
1653 Uniforms' influence is exaggerated. I never saw an American officer respected less without them. Conversely, when a French judge mocks defendants, stripping his robes might restore his human dignity.
8798 1654
8799 What then is the cause of this strange contrast, and why are the most
8800 able citizens to be found in one assembly rather than in the other? Why
8801 is the former body remarkable for its vulgarity and its poverty of
8802 talent, whilst the latter seems to enjoy a monopoly of intelligence and
8803 of sound judgment? Both of these assemblies emanate from the people;
8804 both of them are chosen by universal suffrage; and no voice has
8805 hitherto been heard to assert in America that the Senate is hostile to
8806 the interests of the people. From what cause, then, does so startling a
8807 difference arise? The only reason which appears to me adequately to
8808 account for it is, that the House of Representatives is elected by the
8809 populace directly, and that the Senate is elected by elected bodies.
8810 The whole body of the citizens names the legislature of each State, and
8811 the Federal Constitution converts these legislatures into so many
8812 electoral bodies, which return the members of the Senate. The senators
8813 are elected by an indirect application of universal suffrage; for the
8814 legislatures which name them are not aristocratic or privileged bodies
8815 which exercise the electoral franchise in their own right; but they are
8816 chosen by the totality of the citizens; they are generally elected
8817 every year, and new members may constantly be chosen who will employ
8818 their electoral rights in conformity with the wishes of the public. But
8819 this transmission of the popular authority through an assembly of
8820 chosen men operates an important change in it, by refining its
8821 discretion and improving the forms which it adopts. Men who are chosen
8822 in this manner accurately represent the majority of the nation which
8823 governs them; but they represent the elevated thoughts which are
8824 current in the community, the propensities which prompt its nobler
8825 actions, rather than the petty passions which disturb or the vices
8826 which disgrace it.
1655 A democracy may permit judicial pomp without compromising principles, as privileges belong to the office. But unpaid offices would require wealthy men, creating aristocracy. When a republic makes offices unpaid, it moves toward monarchy; when a monarchy pays unpaid officers, it moves toward despotism or republicanism.
8827 1656
8828 The time may be already anticipated at which the American Republics
8829 will be obliged to introduce the plan of election by an elected body
8830 more frequently into their system of representation, or they will incur
8831 no small risk of perishing miserably amongst the shoals of democracy.
1657 America's complete absence of unpaid officials shows democracy's absolute power. All services are paid, giving everyone right and means. Though all may qualify, not all seek office.
8832 1658
8833 And here I have no scruple in confessing that I look upon this peculiar
8834 system of election as the only means of bringing the exercise of
8835 political power to the level of all classes of the people. Those
8836 thinkers who regard this institution as the exclusive weapon of a
8837 party, and those who fear, on the other hand, to make use of it, seem
8838 to me to fall into as great an error in the one case as in the other.
1659 Where election extends to all offices, no "political career" exists. Men rise by chance and lack security. In peaceful times, office offers little attraction for the ambitious. In America, political participants often have modest ambitions. Wealth-seeking diverts talented men from power. A man often enters politics only after failing at managing his own affairs. The mediocrity in office stems as much from this as from democracy's poor choices. Superior men do not step forward.
8839 1660
8840 Influence Which The American Democracy Has Exercised On The Laws
8841 Relating To Elections
1661 Magistrates exercise considerable arbitrary power under both absolute rule and democracy. In despotism, the sovereign controls the lives, property, and even the honor of his subjects, yet allows officials great latitude because he is certain they will not use it against him. He dislikes being constrained by his own rules.
8842 1662
8843 When elections are rare, they expose the State to a violent crisis—When
8844 they are frequent, they keep up a degree of feverish excitement—The
8845 Americans have preferred the second of these two evils—Mutability of
8846 the laws—Opinions of Hamilton and Jefferson on this subject.
1663 In democracy, the majority can remove officers annually, so fears no abuse. Preferring flexibility, it lets officials act rather than prescribing fixed rules that would restrict both official and people.
8847 1664
8848 When elections recur at long intervals the State is exposed to violent
8849 agitation every time they take place. Parties exert themselves to the
8850 utmost in order to gain a prize which is so rarely within their reach;
8851 and as the evil is almost irremediable for the candidates who fail, the
8852 consequences of their disappointed ambition may prove most disastrous;
8853 if, on the other hand, the legal struggle can be repeated within a
8854 short space of time, the defeated parties take patience. When elections
8855 occur frequently, their recurrence keeps society in a perpetual state
8856 of feverish excitement, and imparts a continual instability to public
8857 affairs.
1665 In democracy, arbitrary power exceeds even despotism. The sovereign is supreme and universally present. American officials are more independent within their legal sphere than European officers, often left to choose their own means.
8858 1666
8859 Thus, on the one hand the State is exposed to the perils of a
8860 revolution, on the other to perpetual mutability; the former system
8861 threatens the very existence of the Government, the latter is an
8862 obstacle to all steady and consistent policy. The Americans have
8863 preferred the second of these evils to the first; but they were led to
8864 this conclusion by their instinct much more than by their reason; for a
8865 taste for variety is one of the characteristic passions of democracy.
8866 An extraordinary mutability has, by this means, been introduced into
8867 their legislation. Many of the Americans consider the instability of
8868 their laws as a necessary consequence of a system whose general results
8869 are beneficial. But no one in the United States affects to deny the
8870 fact of this instability, or to contend that it is not a great evil.
1667 In New England, selectmen create jury lists from voters of good reputation, with final jurors drawn by lot. They can also post drunkards' names in taverns and forbid serving them. Such censorial power would be revolting to the population of the most absolute monarchies, yet it is submitted to here without difficulty.
8871 1668
8872 Hamilton, after having demonstrated the utility of a power which might
8873 prevent, or which might at least impede, the promulgation of bad laws,
8874 adds: “It might perhaps be said that the power of preventing bad laws
8875 includes that of preventing good ones, and may be used to the one
8876 purpose as well as to the other. But this objection will have little
8877 weight with those who can properly estimate the mischiefs of that
8878 inconstancy and mutability in the laws which form the greatest blemish
8879 in the character and genius of our governments.” (Federalist, No. 73.)
8880 And again in No. 62 of the same work he observes: “The facility and
8881 excess of law-making seem to be the diseases to which our governments
8882 are most liable. . . . The mischievous effects of the mutability in the
8883 public councils arising from a rapid succession of new members would
8884 fill a volume: every new election in the States is found to change
8885 one-half of the representatives. From this change of men must proceed a
8886 change of opinions and of measures, which forfeits the respect and
8887 confidence of other nations, poisons the blessings of liberty itself,
8888 and diminishes the attachment and reverence of the people toward a
8889 political system which betrays so many marks of infirmity.”
1669 Nowhere does law leave more to official discretion than in democratic republics, as this power carries no alarming consequences. Official freedom increases with expanded suffrage and shortened terms, making conversion to monarchy difficult.
8890 1670
8891 Jefferson himself, the greatest Democrat whom the democracy of America
8892 has yet produced, pointed out the same evils. “The instability of our
8893 laws,” said he in a letter to Madison, “is really a very serious
8894 inconvenience. I think that we ought to have obviated it by deciding
8895 that a whole year should always be allowed to elapse between the
8896 bringing in of a bill and the final passing of it. It should afterward
8897 be discussed and put to the vote without the possibility of making any
8898 alteration in it; and if the circumstances of the case required a more
8899 speedy decision, the question should not be decided by a simple
8900 majority, but by a majority of at least two-thirds of both houses.”
1671 Only in limited monarchies does law both define and oversee officials' actions. Power divided between king and people creates mutual interest in official stability. Each fears dependence on the other, so they agree to bind officials with regulations they cannot evade.
8901 1672
8902 Public Officers Under The Control Of The Democracy In America Simple
8903 exterior of the American public officers—No official costume—All public
8904 officers are remunerated—Political consequences of this system—No
8905 public career exists in America—Result of this.
8906
8907 Public officers in the United States are commingled with the crowd of
8908 citizens; they have neither palaces, nor guards, nor ceremonial
8909 costumes. This simple exterior of the persons in authority is connected
8910 not only with the peculiarities of the American character, but with the
8911 fundamental principles of that society. In the estimation of the
8912 democracy a government is not a benefit, but a necessary evil. A
8913 certain degree of power must be granted to public officers, for they
8914 would be of no use without it. But the ostensible semblance of
8915 authority is by no means indispensable to the conduct of affairs, and
8916 it is needlessly offensive to the susceptibility of the public. The
8917 public officers themselves are well aware that they only enjoy the
8918 superiority over their fellow-citizens which they derive from their
8919 authority upon condition of putting themselves on a level with the
8920 whole community by their manners. A public officer in the United States
8921 is uniformly civil, accessible to all the world, attentive to all
8922 requests, and obliging in his replies. I was pleased by these
8923 characteristics of a democratic government; and I was struck by the
8924 manly independence of the citizens, who respect the office more than
8925 the officer, and who are less attached to the emblems of authority than
8926 to the man who bears them.
8927
8928 I am inclined to believe that the influence which costumes really
8929 exercise, in an age like that in which we live, has been a good deal
8930 exaggerated. I never perceived that a public officer in America was the
8931 less respected whilst he was in the discharge of his duties because his
8932 own merit was set off by no adventitious signs. On the other hand, it
8933 is very doubtful whether a peculiar dress contributes to the respect
8934 which public characters ought to have for their own position, at least
8935 when they are not otherwise inclined to respect it. When a magistrate
8936 (and in France such instances are not rare) indulges his trivial wit at
8937 the expense of the prisoner, or derides the predicament in which a
8938 culprit is placed, it would be well to deprive him of his robes of
8939 office, to see whether he would recall some portion of the natural
8940 dignity of mankind when he is reduced to the apparel of a private
8941 citizen.
8942
8943 A democracy may, however, allow a certain show of magisterial pomp, and
8944 clothe its officers in silks and gold, without seriously compromising
8945 its principles. Privileges of this kind are transitory; they belong to
8946 the place, and are distinct from the individual: but if public officers
8947 are not uniformly remunerated by the State, the public charges must be
8948 entrusted to men of opulence and independence, who constitute the basis
8949 of an aristocracy; and if the people still retains its right of
8950 election, that election can only be made from a certain class of
8951 citizens. When a democratic republic renders offices which had formerly
8952 been remunerated gratuitous, it may safely be believed that the State
8953 is advancing to monarchical institutions; and when a monarchy begins to
8954 remunerate such officers as had hitherto been unpaid, it is a sure sign
8955 that it is approaching toward a despotic or a republican form of
8956 government. The substitution of paid for unpaid functionaries is of
8957 itself, in my opinion, sufficient to constitute a serious revolution.
8958
8959 I look upon the entire absence of gratuitous functionaries in America
8960 as one of the most prominent signs of the absolute dominion which
8961 democracy exercises in that country. All public services, of whatsoever
8962 nature they may be, are paid; so that every one has not merely the
8963 right, but also the means of performing them. Although, in democratic
8964 States, all the citizens are qualified to occupy stations in the
8965 Government, all are not tempted to try for them. The number and the
8966 capacities of the candidates are more apt to restrict the choice of
8967 electors than the connections of the candidateship.
8968
8969 In nations in which the principle of election extends to every place in
8970 the State no political career can, properly speaking, be said to exist.
8971 Men are promoted as if by chance to the rank which they enjoy, and they
8972 are by no means sure of retaining it. The consequence is that in
8973 tranquil times public functions offer but few lures to ambition. In the
8974 United States the persons who engage in the perplexities of political
8975 life are individuals of very moderate pretensions. The pursuit of
8976 wealth generally diverts men of great talents and of great passions
8977 from the pursuit of power, and it very frequently happens that a man
8978 does not undertake to direct the fortune of the State until he has
8979 discovered his incompetence to conduct his own affairs. The vast number
8980 of very ordinary men who occupy public stations is quite as
8981 attributable to these causes as to the bad choice of the democracy. In
8982 the United States, I am not sure that the people would return the men
8983 of superior abilities who might solicit its support, but it is certain
8984 that men of this description do not come forward.
8985
8986 Arbitrary Power Of Magistrates Under The Rule Of The American Democracy
8987
8988 For what reason the arbitrary power of Magistrates is greater in
8989 absolute monarchies and in democratic republics than it is in limited
8990 monarchies—Arbitrary power of the Magistrates in New England.
8991
8992 In two different kinds of government the magistrates *a exercise a
8993 considerable degree of arbitrary power; namely, under the absolute
8994 government of a single individual, and under that of a democracy. This
8995 identical result proceeds from causes which are nearly analogous.
8996
8997 a
8998 [ I here use the word magistrates in the widest sense in which it can
8999 be taken; I apply it to all the officers to whom the execution of the
9000 laws is intrusted.]
9001
9002
9003 In despotic States the fortune of no citizen is secure; and public
9004 officers are not more safe than private individuals. The sovereign, who
9005 has under his control the lives, the property, and sometimes the honor
9006 of the men whom he employs, does not scruple to allow them a great
9007 latitude of action, because he is convinced that they will not use it
9008 to his prejudice. In despotic States the sovereign is so attached to
9009 the exercise of his power, that he dislikes the constraint even of his
9010 own regulations; and he is well pleased that his agents should follow a
9011 somewhat fortuitous line of conduct, provided he be certain that their
9012 actions will never counteract his desires.
9013
9014 In democracies, as the majority has every year the right of depriving
9015 the officers whom it has appointed of their power, it has no reason to
9016 fear any abuse of their authority. As the people is always able to
9017 signify its wishes to those who conduct the Government, it prefers
9018 leaving them to make their own exertions to prescribing an invariable
9019 rule of conduct which would at once fetter their activity and the
9020 popular authority.
9021
9022 It may even be observed, on attentive consideration, that under the
9023 rule of a democracy the arbitrary power of the magistrate must be still
9024 greater than in despotic States. In the latter the sovereign has the
9025 power of punishing all the faults with which he becomes acquainted, but
9026 it would be vain for him to hope to become acquainted with all those
9027 which are committed. In the former the sovereign power is not only
9028 supreme, but it is universally present. The American functionaries are,
9029 in point of fact, much more independent in the sphere of action which
9030 the law traces out for them than any public officer in Europe. Very
9031 frequently the object which they are to accomplish is simply pointed
9032 out to them, and the choice of the means is left to their own
9033 discretion.
9034
9035 In New England, for instance, the selectmen of each township are bound
9036 to draw up the list of persons who are to serve on the jury; the only
9037 rule which is laid down to guide them in their choice is that they are
9038 to select citizens possessing the elective franchise and enjoying a
9039 fair reputation. *b In France the lives and liberties of the subjects
9040 would be thought to be in danger if a public officer of any kind was
9041 entrusted with so formidable a right. In New England the same
9042 magistrates are empowered to post the names of habitual drunkards in
9043 public-houses, and to prohibit the inhabitants of a town from supplying
9044 them with liquor. *c A censorial power of this excessive kind would be
9045 revolting to the population of the most absolute monarchies; here,
9046 however, it is submitted to without difficulty.
9047
9048 b
9049 [ See the Act of February 27, 1813. “General Collection of the Laws of
9050 Massachusetts,” vol. ii. p. 331. It should be added that the jurors are
9051 afterwards drawn from these lists by lot.]
9052
9053
9054 c
9055 [ See Act of February 28, 1787. “General Collection of the Laws of
9056 Massachusetts,” vol. i. p. 302.]
9057
9058
9059 Nowhere has so much been left by the law to the arbitrary determination
9060 of the magistrate as in democratic republics, because this arbitrary
9061 power is unattended by any alarming consequences. It may even be
9062 asserted that the freedom of the magistrate increases as the elective
9063 franchise is extended, and as the duration of the time of office is
9064 shortened. Hence arises the great difficulty which attends the
9065 conversion of a democratic republic into a monarchy. The magistrate
9066 ceases to be elective, but he retains the rights and the habits of an
9067 elected officer, which lead directly to despotism.
9068
9069 It is only in limited monarchies that the law, which prescribes the
9070 sphere in which public officers are to act, superintends all their
9071 measures. The cause of this may be easily detected. In limited
9072 monarchies the power is divided between the King and the people, both
9073 of whom are interested in the stability of the magistrate. The King
9074 does not venture to place the public officers under the control of the
9075 people, lest they should be tempted to betray his interests; on the
9076 other hand, the people fears lest the magistrates should serve to
9077 oppress the liberties of the country, if they were entirely dependent
9078 upon the Crown; they cannot therefore be said to depend on either one
9079 or the other. The same cause which induces the king and the people to
9080 render public officers independent suggests the necessity of such
9081 securities as may prevent their independence from encroaching upon the
9082 authority of the former and the liberties of the latter. They
9083 consequently agree as to the necessity of restricting the functionary
9084 to a line of conduct laid down beforehand, and they are interested in
9085 confining him by certain regulations which he cannot evade.
9086
9087
9088
9089
9090 1673 ### Chapter XIII: Government Of The Democracy In America—Part II
9091 1674
9092 1675 Instability Of The Administration In The United States
9093 1676
9094 In America the public acts of a community frequently leave fewer traces
9095 than the occurrences of a family—Newspapers the only historical
9096 remains—Instability of the administration prejudicial to the art of
9097 government.
1677 In America, public acts frequently leave fewer traces than private family histories. The authority of public figures is so brief, and they melt so quickly back into the shifting population, that administration becomes oral and traditional. Very little is committed to writing; what little exists vanishes like the Sibyl's leaves in the slightest breeze.
9098 1678
9099 The authority which public men possess in America is so brief, and they
9100 are so soon commingled with the ever-changing population of the
9101 country, that the acts of a community frequently leave fewer traces
9102 than the occurrences of a private family. The public administration is,
9103 so to speak, oral and traditionary. But little is committed to writing,
9104 and that little is wafted away forever, like the leaves of the Sibyl,
9105 by the smallest breeze.
1679 > **Quote:** "But little is committed to writing, and that little is wafted away forever, like the leaves of the Sibyl, by the smallest breeze."
9106 1680
9107 The only historical remains in the United States are the newspapers;
9108 but if a number be wanting, the chain of time is broken, and the
9109 present is severed from the past. I am convinced that in fifty years it
9110 will be more difficult to collect authentic documents concerning the
9111 social condition of the Americans at the present day than it is to find
9112 remains of the administration of France during the Middle Ages; and if
9113 the United States were ever invaded by barbarians, it would be
9114 necessary to have recourse to the history of other nations in order to
9115 learn anything of the people which now inhabits them.
1681 Newspapers are the only historical records, yet if one issue is missing, the chain breaks and the present severs from the past. I am convinced that in fifty years, collecting authentic documents on American social conditions will prove harder than finding medieval French administrative records. If barbarians invaded America, histories of other nations would be needed to learn about its people.
9116 1682
9117 The instability of the administration has penetrated into the habits of
9118 the people: it even appears to suit the general taste, and no one cares
9119 for what occurred before his time. No methodical system is pursued; no
9120 archives are formed; and no documents are brought together when it
9121 would be very easy to do so. Where they exist, little store is set upon
9122 them; and I have amongst my papers several original public documents
9123 which were given to me in answer to some of my inquiries. In America
9124 society seems to live from hand to mouth, like an army in the field.
9125 Nevertheless, the art of administration may undoubtedly be ranked as a
9126 science, and no sciences can be improved if the discoveries and
9127 observations of successive generations are not connected together in
9128 the order in which they occur. One man, in the short space of his life
9129 remarks a fact; another conceives an idea; the former invents a means
9130 of execution, the latter reduces a truth to a fixed proposition; and
9131 mankind gathers the fruits of individual experience upon its way and
9132 gradually forms the sciences. But the persons who conduct the
9133 administration in America can seldom afford any instruction to each
9134 other; and when they assume the direction of society, they simply
9135 possess those attainments which are most widely disseminated in the
9136 community, and no experience peculiar to themselves. Democracy, carried
9137 to its furthest limits, is therefore prejudicial to the art of
9138 government; and for this reason it is better adapted to a people
9139 already versed in the conduct of an administration than to a nation
9140 which is uninitiated in public affairs.
1683 > **Quote:** "In America society seems to live from hand to mouth, like an army in the field."
9141 1684
9142 This remark, indeed, is not exclusively applicable to the science of
9143 administration. Although a democratic government is founded upon a very
9144 simple and natural principle, it always presupposes the existence of a
9145 high degree of culture and enlightenment in society. *d At the first
9146 glance it may be imagined to belong to the earliest ages of the world;
9147 but maturer observation will convince us that it could only come last
9148 in the succession of human history.
1685 This instability has seeped into popular habits and even suits the general taste, as no one cares for what occurred before their time. No archives are created, documents are not gathered even when easy to do so, and where they exist they are poorly valued. Among my papers are original public documents given simply in response to inquiries.
9149 1686
9150 d
9151 [ It is needless to observe that I speak here of the democratic form of
9152 government as applied to a people, not merely to a tribe.]
1687 The art of administration ranks as a science, yet no science improves unless discoveries link together across generations. One person observes a fact; another conceives an idea; a third invents execution; a fourth shapes a principle. Humanity gathers fruits of experience and gradually builds the sciences. But American administrators can rarely teach one another; they possess only common knowledge, not specialized experience. Democracy pushed to its limit is therefore detrimental to the art of government; it better suits an experienced people than a nation new to public affairs.
9153 1688
1689 This observation applies beyond administrative science. Though democratic government rests on a simple, natural principle, it assumes high culture and enlightenment within society. At first glance one might imagine it belongs to earliest ages, but mature observation convinces us it could only appear last in human history. (I speak here of democracy applied to an entire people, not merely a tribe.)
9154 1690
9155 1691 Charges Levied By The State Under The Rule Of The American Democracy
9156 1692
9157 In all communities citizens divisible into three classes—Habits of each
9158 of these classes in the direction of public finances—Why public
9159 expenditure must tend to increase when the people governs—What renders
9160 the extravagance of a democracy less to be feared in America—Public
9161 expenditure under a democracy.
1693 Citizens can be divided into three classes. We will examine how each influences public finances, why spending rises under popular rule, what makes democratic extravagance less dangerous in America, and the nature of public spending under democracy.
9162 1694
9163 Before we can affirm whether a democratic form of government is
9164 economical or not, we must establish a suitable standard of comparison.
9165 The question would be one of easy solution if we were to attempt to
9166 draw a parallel between a democratic republic and an absolute monarchy.
9167 The public expenditure would be found to be more considerable under the
9168 former than under the latter; such is the case with all free States
9169 compared to those which are not so. It is certain that despotism ruins
9170 individuals by preventing them from producing wealth, much more than by
9171 depriving them of the wealth they have produced; it dries up the source
9172 of riches, whilst it usually respects acquired property. Freedom, on
9173 the contrary, engenders far more benefits than it destroys; and the
9174 nations which are favored by free institutions invariably find that
9175 their resources increase even more rapidly than their taxes.
1695 Before judging a democratic government's economy, we must establish a proper standard. Comparing a democratic republic to an absolute monarchy would easily show higher spending under the former, as is true of all free states versus despotic ones. Despotism ruins individuals more by preventing production than by seizing wealth; it dries up the source of riches while respecting existing property. Freedom creates more benefits than it destroys, and nations with free institutions find resources grow faster than taxes. My goal is to compare free nations and highlight democracy's influence on finances.
9176 1696
9177 My present object is to compare free nations to each other, and to
9178 point out the influence of democracy upon the finances of a State.
1697 The population can always be divided into three distinct classes: the wealthy; those in comfortable circumstances; and those with little or no property who subsist on work performed for the other two. The proportions vary with society's state, but the divisions never disappear.
9179 1698
9180 Communities, as well as organic bodies, are subject to certain fixed
9181 rules in their formation which they cannot evade. They are composed of
9182 certain elements which are common to them at all times and under all
9183 circumstances. The people may always be mentally divided into three
9184 distinct classes. The first of these classes consists of the wealthy;
9185 the second, of those who are in easy circumstances; and the third is
9186 composed of those who have little or no property, and who subsist more
9187 especially by the work which they perform for the two superior orders.
9188 The proportion of the individuals who are included in these three
9189 divisions may vary according to the condition of society, but the
9190 divisions themselves can never be obliterated.
1699 Each class influences financial administration according to its tendencies. If the wealthy hold exclusive legislative power, they will not be stingy with public funds, because taxes on large fortunes only slightly reduce luxury and are hardly felt. If the middle class makes the laws, they will certainly not be lavish, because nothing burdens a small income more than high taxes. The government of the middle class seems to me the most economical—though perhaps not the most enlightened or generous—of free governments.
9191 1700
9192 It is evident that each of these classes will exercise an influence
9193 peculiar to its own propensities upon the administration of the
9194 finances of the State. If the first of the three exclusively possesses
9195 the legislative power, it is probable that it will not be sparing of
9196 the public funds, because the taxes which are levied on a large fortune
9197 only tend to diminish the sum of superfluous enjoyment, and are, in
9198 point of fact, but little felt. If the second class has the power of
9199 making the laws, it will certainly not be lavish of taxes, because
9200 nothing is so onerous as a large impost which is levied upon a small
9201 income. The government of the middle classes appears to me to be the
9202 most economical, though perhaps not the most enlightened, and certainly
9203 not the most generous, of free governments.
1701 But if the lowest classes hold legislative authority, spending tends to increase for two reasons. Since most law-makers have no property to tax, all public spending benefits them at no personal cost. And those with a little property easily structure taxes to fall on the wealthy—a tactic the rich cannot use when in power. In countries where the poor (using the term relatively) hold exclusive law-making power, expect little economy. Spending will be high because taxes do not affect those who levy them, or are structured to spare those classes.
9204 1702
9205 But let us now suppose that the legislative authority is vested in the
9206 lowest orders: there are two striking reasons which show that the
9207 tendency of the expenditure will be to increase, not to diminish. As
9208 the great majority of those who create the laws are possessed of no
9209 property upon which taxes can be imposed, all the money which is spent
9210 for the community appears to be spent to their advantage, at no cost of
9211 their own; and those who are possessed of some little property readily
9212 find means of regulating the taxes so that they are burdensome to the
9213 wealthy and profitable to the poor, although the rich are unable to
9214 take the same advantage when they are in possession of the Government.
1703 > **Quote:** "In other words, the government of the democracy is the only one under which the power which lays on taxes escapes the payment of them."
9215 1704
9216 In countries in which the poor *e should be exclusively invested with
9217 the power of making the laws no great economy of public expenditure
9218 ought to be expected: that expenditure will always be considerable;
9219 either because the taxes do not weigh upon those who levy them, or
9220 because they are levied in such a manner as not to weigh upon those
9221 classes. In other words, the government of the democracy is the only
9222 one under which the power which lays on taxes escapes the payment of
9223 them.
1705 One might argue that the people's true interest is tied to the wealthy's, since the people suffer from harsh measures. But isn't it also kings' true interest to make subjects happy, or nobles' to welcome newcomers? If long-term advantages overcame immediate passions, tyrannical monarchs and exclusive aristocracies would never have existed.
9224 1706
9225 e
9226 [ The word poor is used here, and throughout the remainder of this
9227 chapter, in a relative, not in an absolute sense. Poor men in America
9228 would often appear rich in comparison with the poor of Europe; but they
9229 may with propriety by styled poor in comparison with their more
9230 affluent countrymen.]
1707 One might object that the poor never hold sole law-making power. I respond that wherever universal suffrage exists, the majority holds legislative authority. If the poor always form the majority, then in countries with universal suffrage they effectively hold sole power. The majority has always consisted of those with no property or insufficient property to live without working.
9231 1708
1709 > **Quote:** "Universal suffrage does therefore, in point of fact, invest the poor with the government of society."
9232 1710
9233 It may be objected (but the argument has no real weight) that the true
9234 interest of the people is indissolubly connected with that of the
9235 wealthier portion of the community, since it cannot but suffer by the
9236 severe measures to which it resorts. But is it not the true interest of
9237 kings to render their subjects happy, and the true interest of nobles
9238 to admit recruits into their order on suitable grounds? If remote
9239 advantages had power to prevail over the passions and the exigencies of
9240 the moment, no such thing as a tyrannical sovereign or an exclusive
9241 aristocracy could ever exist.
1711 The disastrous impact popular authority can have on finances was clear in some ancient democratic republics, where the treasury was drained to support indigent citizens or fund games and theater. Though the representative system was poorly understood then and popular passion is now less directly felt, we can still expect a representative will ultimately align with constituents' principles.
9242 1712
9243 Again, it may be objected that the poor are never invested with the
9244 sole power of making the laws; but I reply, that wherever universal
9245 suffrage has been established the majority of the community
9246 unquestionably exercises the legislative authority; and if it be proved
9247 that the poor always constitute the majority, it may be added, with
9248 perfect truth, that in the countries in which they possess the elective
9249 franchise they possess the sole power of making laws. But it is certain
9250 that in all the nations of the world the greater number has always
9251 consisted of those persons who hold no property, or of those whose
9252 property is insufficient to exempt them from the necessity of working
9253 in order to procure an easy subsistence. Universal suffrage does
9254 therefore, in point of fact, invest the poor with the government of
9255 society.
1713 Democratic extravagance is less to be feared as more people acquire property. The rich become less essential, and it grows harder to impose taxes that spare the lower classes. Universal suffrage would therefore be less dangerous in France than England, where taxable property is concentrated. America, where most citizens possess some wealth, is in an even more favorable position.
9256 1714
9257 The disastrous influence which popular authority may sometimes exercise
9258 upon the finances of a State was very clearly seen in some of the
9259 democratic republics of antiquity, in which the public treasure was
9260 exhausted in order to relieve indigent citizens, or to supply the games
9261 and theatrical amusements of the populace. It is true that the
9262 representative system was then very imperfectly known, and that, at the
9263 present time, the influence of popular passion is less felt in the
9264 conduct of public affairs; but it may be believed that the delegate
9265 will in the end conform to the principles of his constituents, and
9266 favor their propensities as much as their interests.
1715 Other factors increase spending in democracies. When aristocracy governs, leaders are personally exempt from hardship by status; they seek power and fame, not improvement of condition. Being far above the people, they do not feel their suffering acutely. As long as the people seem resigned, rulers are content. Aristocracy focuses more on maintaining influence than improving condition.
9267 1716
9268 The extravagance of democracy is, however, less to be dreaded in
9269 proportion as the people acquires a share of property, because on the
9270 one hand the contributions of the rich are then less needed, and, on
9271 the other, it is more difficult to lay on taxes which do not affect the
9272 interests of the lower classes. On this account universal suffrage
9273 would be less dangerous in France than in England, because in the
9274 latter country the property on which taxes may be levied is vested in
9275 fewer hands. America, where the great majority of the citizens possess
9276 some fortune, is in a still more favorable position than France.
1717 Conversely, when the people hold supreme authority, their constant awareness of struggle drives rulers to seek constant improvements. A thousand things are targeted for betterment; the smallest details are scrutinized for reform. Changes involving significant expense are favored, as the goal is to make life tolerable for the poor, who cannot pay for these changes themselves.
9277 1718
9278 There are still further causes which may increase the sum of public
9279 expenditure in democratic countries. When the aristocracy governs, the
9280 individuals who conduct the affairs of State are exempted by their own
9281 station in society from every kind of privation; they are contented
9282 with their position; power and renown are the objects for which they
9283 strive; and, as they are placed far above the obscurer throng of
9284 citizens, they do not always distinctly perceive how the well-being of
9285 the mass of the people ought to redound to their own honor. They are
9286 not indeed callous to the sufferings of the poor, but they cannot feel
9287 those miseries as acutely as if they were themselves partakers of them.
9288 Provided that the people appear to submit to its lot, the rulers are
9289 satisfied, and they demand nothing further from the Government. An
9290 aristocracy is more intent upon the means of maintaining its influence
9291 than upon the means of improving its condition.
1719 All democratic societies are stirred by vague excitement and feverish impatience, creating a multitude of innovations that cost money.
9292 1720
9293 When, on the contrary, the people is invested with the supreme
9294 authority, the perpetual sense of their own miseries impels the rulers
9295 of society to seek for perpetual ameliorations. A thousand different
9296 objects are subjected to improvement; the most trivial details are
9297 sought out as susceptible of amendment; and those changes which are
9298 accompanied with considerable expense are more especially advocated,
9299 since the object is to render the condition of the poor more tolerable,
9300 who cannot pay for themselves.
1721 In monarchies and aristocracies, rulers' taste for power and fame is fueled by ambition, leading to expensive projects. In democracies, where rulers face their own hardships, they can only be appealed to through things that improve well-being, requiring financial sacrifice. When a people reflects on its situation, it discovers needs it had not noticed before, turning to state coffers. Thus public costs increase as civilization spreads and taxes rise as knowledge permeates the community.
9301 1722
9302 Moreover, all democratic communities are agitated by an ill-defined
9303 excitement and by a kind of feverish impatience, that engender a
9304 multitude of innovations, almost all of which are attended with
9305 expense.
1723 Democratic government is often more expensive because it does not always know how to be economical. Its goals change frequently and officials are replaced even more often, so projects are often poorly managed or left unfinished. In the first case the state spends far more than necessary; in the second the expense is entirely wasted. (For perspective, the U.S. Treasury's gross receipts in 1832 were about $28,000,000 and rose to $411,000,000 by 1870; spending rose from $30,000,000 to $309,000,000.)
9306 1724
9307 In monarchies and aristocracies the natural taste which the rulers have
9308 for power and for renown is stimulated by the promptings of ambition,
9309 and they are frequently incited by these temptations to very costly
9310 undertakings. In democracies, where the rulers labor under privations,
9311 they can only be courted by such means as improve their well-being, and
9312 these improvements cannot take place without a sacrifice of money. When
9313 a people begins to reflect upon its situation, it discovers a multitude
9314 of wants to which it had not before been subject, and to satisfy these
9315 exigencies recourse must be had to the coffers of the State. Hence it
9316 arises that the public charges increase in proportion as civilization
9317 spreads, and that imposts are augmented as knowledge pervades the
9318 community.
1725 In democracies those who set high salaries have no chance of benefiting from them. American democracy tends to raise low-level workers' salaries while lowering high-level officials' pay.
9319 1726
9320 The last cause which frequently renders a democratic government dearer
9321 than any other is, that a democracy does not always succeed in
9322 moderating its expenditure, because it does not understand the art of
9323 being economical. As the designs which it entertains are frequently
9324 changed, and the agents of those designs are still more frequently
9325 removed, its undertakings are often ill conducted or left unfinished:
9326 in the former case the State spends sums out of all proportion to the
9327 end which it proposes to accomplish; in the second, the expense itself
9328 is unprofitable. *f
1727 There is a strong reason democracies economize on public salaries: the citizens who pay are numerous, while those who might receive are relatively few. In aristocratic countries, those who set high salaries often hope to benefit personally or see them as resources for their children.
9329 1728
9330 f
9331 [ The gross receipts of the Treasury of the United States in 1832 were
9332 about $28,000,000; in 1870 they had risen to $411,000,000. The gross
9333 expenditure in 1832 was $30,000,000; in 1870, $309,000,000.]
1729 A democratic state is very stingy toward top officials. In America, secondary officers are paid much better and high-level officials much worse than elsewhere. These opposite effects stem from the same cause: the people set salaries based on their own needs. It is considered fair that public servants should live as comfortably as the public itself. (Private business is so lucrative in the U.S. that the state must pay competitive wages to find workers.)
9334 1730
1731 But regarding high-ranking officials, this rule fails and popular decision is guided by chance. The poor cannot imagine upper-class needs. A sum that seems small to the rich appears enormous to a poor person thinking only of life's necessities. To him, a Governor earning $1,200 or $1,500 a year (as in Ohio) seems incredibly lucky. If you argue that a great nation's representative should maintain splendor for foreign eyes, looking at his humble home and hard work he is shocked by such "insufficient" wealth. The low-level officer is almost an equal, earning interest, while the high-level official is raised above, triggering envy.
9335 1732
9336 Tendencies Of The American Democracy As Regards The Salaries Of Public
9337 Officers
1733 This is very clear in the United States, where salaries seem to decrease as authority increases. Examining the federal salary scale of 1831 (compared to France under constitutional monarchy) illustrates this:
9338 1734
9339 In the democracies those who establish high salaries have no chance of
9340 profiting by them—Tendency of the American democracy to increase the
9341 salaries of subordinate officers and to lower those of the more
9342 important functionaries—Reason of this—Comparative statement of the
9343 salaries of public officers in the United States and in France.
1735 **United States (Treasury Department)**
9344 1736
9345 There is a powerful reason which usually induces democracies to
9346 economize upon the salaries of public officers. As the number of
9347 citizens who dispense the remuneration is extremely large in democratic
9348 countries, so the number of persons who can hope to be benefited by the
9349 receipt of it is comparatively small. In aristocratic countries, on the
9350 contrary, the individuals who fix high salaries have almost always a
9351 vague hope of profiting by them. These appointments may be looked upon
9352 as a capital which they create for their own use, or at least as a
9353 resource for their children.
1737 * Messenger: $700
1738 * Lowest-paid Clerk: $1,000
1739 * Highest-paid Clerk: $1,600
1740 * Chief Clerk: $2,000
1741 * Secretary of State: $6,000
1742 * The President: $25,000
9354 1743
9355 It must, however, be allowed that a democratic State is most
9356 parsimonious towards its principal agents. In America the secondary
9357 officers are much better paid, and the dignitaries of the
9358 administration much worse, than they are elsewhere.
1744 **France (Ministry of Finance)**
9359 1745
9360 These opposite effects result from the same cause; the people fixes the
9361 salaries of the public officers in both cases; and the scale of
9362 remuneration is determined by the consideration of its own wants. It is
9363 held to be fair that the servants of the public should be placed in the
9364 same easy circumstances as the public itself; *g but when the question
9365 turns upon the salaries of the great officers of State, this rule
9366 fails, and chance alone can guide the popular decision. The poor have
9367 no adequate conception of the wants which the higher classes of society
9368 may feel. The sum which is scanty to the rich appears enormous to the
9369 poor man whose wants do not extend beyond the necessaries of life; and
9370 in his estimation the Governor of a State, with his twelve or fifteen
9371 hundred dollars a year, is a very fortunate and enviable being. *h If
9372 you undertake to convince him that the representative of a great people
9373 ought to be able to maintain some show of splendor in the eyes of
9374 foreign nations, he will perhaps assent to your meaning; but when he
9375 reflects on his own humble dwelling, and on the hard-earned produce of
9376 his wearisome toil, he remembers all that he could do with a salary
9377 which you say is insufficient, and he is startled or almost frightened
9378 at the sight of such uncommon wealth. Besides, the secondary public
9379 officer is almost on a level with the people, whilst the others are
9380 raised above it. The former may therefore excite his interest, but the
9381 latter begins to arouse his envy.
1746 * Messenger: 1,500 fr.
1747 * Lowest-paid Clerk: 1,000 to 1,800 fr.
1748 * Highest-paid Clerk: 3,200 to 8,600 fr.
1749 * General Secretary: 20,000 fr.
1750 * The Minister: 80,000 fr.
1751 * The King: 12,000,000 fr.
9382 1752
9383 g
9384 [ The easy circumstances in which secondary functionaries are placed in
9385 the United States result also from another cause, which is independent
9386 of the general tendencies of democracy; every kind of private business
9387 is very lucrative, and the State would not be served at all if it did
9388 not pay its servants. The country is in the position of a commercial
9389 undertaking, which is obliged to sustain an expensive competition,
9390 notwithstanding its tastes for economy.]
1753 In France democratic tendencies are also exerting influence, as high salaries are being lowered and low ones raised compared to previous eras (the Minister of Finance's salary was halved between Empire and 1835). Yet the disparity remains significant.
9391 1754
1755 Under aristocratic rule the opposite often occurs: high officials receive lavish salaries while lower ones barely survive. Aristocracy views the poor without envy and is slow to understand—or, more accurately, entirely unfamiliar with—their hardships.
9392 1756
9393 h
9394 [ The State of Ohio, which contains a million of inhabitants, gives its
9395 Governor a salary of only $1,200 a year.]
1757 > **Quote:** "The poor man is not (if we use the term aright) the fellow of the rich one; but he is a being of another species."
9396 1758
1759 An aristocracy therefore cares little about lower-level employees; their salaries are typically raised only when they refuse to work for such compensation.
9397 1760
9398 This is very clearly seen in the United States, where the salaries seem
9399 to decrease as the authority of those who receive them augments *i
1761 Democracy's stinginess toward high officials has encouraged the belief that it is far more frugal than it actually is. While democracy barely provides enough for leaders to maintain an honorable lifestyle, it lavishes enormous sums on public needs and pleasures. This is evident in American budgets for poor relief and free education. In 1831 New York—which had 1.9 million inhabitants, roughly double the Nord department's population—spent $250,000 on poor relief and at least $1,000,000 on free instruction. Tax money may be used for better purposes in a democracy, but it is certainly not saved.
9400 1762
9401 i
9402 [ To render this assertion perfectly evident, it will suffice to
9403 examine the scale of salaries of the agents of the Federal Government.
9404 I have added the salaries attached to the corresponding officers in
9405 France under the constitutional monarchy to complete the comparison.
1763 > **Quote:** "In general, democracy gives largely to the community, and very sparingly to those who govern it."
9406 1764
9407 United States
9408 Treasury Department
9409 Messenger ............................ $700
9410 Clerk with lowest salary ............. 1,000
9411 Clerk with highest salary ............ 1,600
9412 Chief Clerk .......................... 2,000
9413 Secretary of State ................... 6,000
9414 The President ........................ 25,000
1765 The opposite occurs in aristocratic countries, where state funds are spent for those at the government's head.
9415 1766
9416 France
9417 Ministere des Finances
9418 Hussier ........................... 1,500 fr.
9419 Clerk with lowest salary, 1,000 to 1,800 fr.
9420 Clerk with highest salary 3,200 to 8,600 fr.
9421 Secretaire-general ................20,000 fr.
9422 The Minister ......................80,000 fr.
9423 The King ......................12,000,000 fr.
1767 Difficulty of Distinguishing The Causes Which Contribute To The Economy Of The American Government
9424 1768
9425 I have perhaps done wrong in selecting France as my standard of
9426 comparison. In France the democratic tendencies of the nation exercise
9427 an ever-increasing influence upon the Government, and the Chambers show
9428 a disposition to raise the low salaries and to lower the principal
9429 ones. Thus, the Minister of Finance, who received 160,000 fr. under the
9430 Empire, receives 80,000 fr. in 1835: the Directeurs-generaux of
9431 Finance, who then received 50,000 fr. now receive only 20,000 fr. [This
9432 comparison is based on the state of things existing in France and the
9433 United States in 1831. It has since materially altered in both
9434 countries, but not so much as to impugn the truth of the author’s
9435 observation.]]
1769 We often err when researching facts that influence human destiny, as nothing is harder to evaluate than their true value. One nation may be naturally inconsistent and passionate; another sober and calculating—traits that may stem from physical environment or obscure historical causes. Some love grand displays and do not regret fleeting celebration costs. Others prefer more retiring pleasures and seem almost ashamed of appearing to be pleased. Some value public building beauty; others treat art with indifference and view anything unproductive with contempt. Some are driven by fame; others by money.
9436 1770
9437 Under the rule of an aristocracy it frequently happens, on the
9438 contrary, that whilst the high officers are receiving munificent
9439 salaries, the inferior ones have not more than enough to procure the
9440 necessaries of life. The reason of this fact is easily discoverable
9441 from causes very analogous to those to which I have just alluded. If a
9442 democracy is unable to conceive the pleasures of the rich or to witness
9443 them without envy, an aristocracy is slow to understand, or, to speak
9444 more correctly, is unacquainted with, the privations of the poor. The
9445 poor man is not (if we use the term aright) the fellow of the rich one;
9446 but he is a being of another species. An aristocracy is therefore apt
9447 to care but little for the fate of its subordinate agents; and their
9448 salaries are only raised when they refuse to perform their service for
9449 too scanty a remuneration.
1771 Beyond laws, all these factors affect state finances. Americans avoid spending on galas not only because the people control taxation, but because they do not enjoy public celebrations. They reject architectural ornament not only because of democratic institutions, but because they are a commercial nation. Private habits translate into public life. We must carefully distinguish thriftiness caused by institutions from thriftiness resulting from culture and customs.
9450 1772
9451 It is the parsimonious conduct of democracy towards its principal
9452 officers which has countenanced a supposition of far more economical
9453 propensities than any which it really possesses. It is true that it
9454 scarcely allows the means of honorable subsistence to the individuals
9455 who conduct its affairs; but enormous sums are lavished to meet the
9456 exigencies or to facilitate the enjoyments of the people. *j The money
9457 raised by taxation may be better employed, but it is not saved. In
9458 general, democracy gives largely to the community, and very sparingly
9459 to those who govern it. The reverse is the case in aristocratic
9460 countries, where the money of the State is expended to the profit of
9461 the persons who are at the head of affairs.
1773 Whether The Expenditure Of The United States Can Be Compared To That Of France
9462 1774
9463 j
9464 [ See the American budgets for the cost of indigent citizens and
9465 gratuitous instruction. In 1831 $250,000 were spent in the State of New
9466 York for the maintenance of the poor, and at least $1,000,000 were
9467 devoted to gratuitous instruction. (William’s “New York Annual
9468 Register,” 1832, pp. 205 and 243.) The State of New York contained only
9469 1,900,000 inhabitants in the year 1830, which is not more than double
9470 the amount of population in the Department du Nord in France.]
1775 Two points must be established to estimate public charges: national wealth and tax rate. Yet France's wealth and expenses are not accurately known, and for similar reasons neither are those of the United States. Many have attempted to compare the countries' public spending, but these efforts failed. A few words explain why they could not succeed.
9471 1776
1777 Evaluating a people's public burden requires knowing their wealth and what portion goes to the state. Showing total tax without showing resources is pointless; what matters is the relationship between spending and revenue. A tax a wealthy person easily affords might drive a poor person into misery.
9472 1778
9473 Difficulty of Distinguishing The Causes Which Contribute To The Economy
9474 Of The American Government
1779 National wealth consists of population, real estate, and personal property. Population is easily counted, but the other two are harder to determine. Valuing all cultivated land is difficult, and estimating total personal property is nearly impossible because of its variety and volume. Even Europe's oldest nations, despite centralized governments, have not determined their exact total wealth.
9475 1780
9476 We are liable to frequent errors in the research of those facts which
9477 exercise a serious influence upon the fate of mankind, since nothing is
9478 more difficult than to appreciate their real value. One people is
9479 naturally inconsistent and enthusiastic; another is sober and
9480 calculating; and these characteristics originate in their physical
9481 constitution or in remote causes with which we are unacquainted.
1781 America has never attempted this. How could such a study succeed where society lacks routine, the federal government lacks agents to gather data, and statistics are not studied because no one has time to collect or read them? The basic data for these calculations do not exist in the Union. The relative wealth of the two countries remains unknown.
9482 1782
9483 These are nations which are fond of parade and the bustle of festivity,
9484 and which do not regret the costly gaieties of an hour. Others, on the
9485 contrary, are attached to more retiring pleasures, and seem almost
9486 ashamed of appearing to be pleased. In some countries the highest value
9487 is set upon the beauty of public edifices; in others the productions of
9488 art are treated with indifference, and everything which is unproductive
9489 is looked down upon with contempt. In some renown, in others money, is
9490 the ruling passion.
1783 Setting aside wealth comparison and focusing only on actual taxes does not make the task easier. France's government has not published full results of direct and indirect taxes, particularly municipal spending. America's difficulties are greater: the Union publishes its spending and the twenty-four states publish revenues, but county and township costs are unknown.
9491 1784
9492 Independently of the laws, all these causes concur to exercise a very
9493 powerful influence upon the conduct of the finances of the State. If
9494 the Americans never spend the money of the people in galas, it is not
9495 only because the imposition of taxes is under the control of the
9496 people, but because the people takes no delight in public rejoicings.
9497 If they repudiate all ornament from their architecture, and set no
9498 store on any but the more practical and homely advantages, it is not
9499 only because they live under democratic institutions, but because they
9500 are a commercial nation. The habits of private life are continued in
9501 public; and we ought carefully to distinguish that economy which
9502 depends upon their institutions from that which is the natural result
9503 of their manners and customs.
1785 During my stay I attempted to discover various states' local spending. While I obtained budgets for larger townships, smaller ones proved impossible. I did find data for thirteen Pennsylvania counties for 1830, thanks to Philadelphia's Mayor Richards. These counties—including Philadelphia, Alleghany, and others—represented a diverse state average. Their inhabitants contributed about $4.05 each to combined federal, state, and county expenses. This figure is incomplete, excluding township costs and reflecting only one year.
9504 1786
9505 Whether The Expenditure Of The United States Can Be Compared To That Of
9506 France
1787 The federal government cannot force local governments to provide information, and decentralization means officials often ignore requests. Comparisons are also complicated because governments demand personal services as well as money. When a state calls a militia, the citizen gives valuable time and potential earnings—a hidden tax on his labor.
9507 1788
9508 Two points to be established in order to estimate the extent of the
9509 public charges, viz., the national wealth and the rate of taxation—The
9510 wealth and the charges of France not accurately known—Why the wealth
9511 and charges of the Union cannot be accurately known—Researches of the
9512 author with a view to discover the amount of taxation of
9513 Pennsylvania—General symptoms which may serve to indicate the amount of
9514 the public charges in a given nation—Result of this investigation for
9515 the Union.
1789 The two countries have different obligations. France's government pays clergy; America follows the voluntary principle. America provides legal support for the poor; France leaves them to private charity. France's roads are free; America's are often toll roads. Even knowing exact tax totals, fair comparison would remain elusive. It is dangerous to rely on statistics not based on strictly accurate math; the mind is easily imposed upon by a false affectation of exactness and adopts errors dressed in the forms of mathematical truth.
9516 1790
9517 Many attempts have recently been made in France to compare the public
9518 expenditure of that country with the expenditure of the United States;
9519 all these attempts have, however, been unattended by success, and a few
9520 words will suffice to show that they could not have had a satisfactory
9521 result.
1791 Instead of numbers we should look for prosperity's signs. Does the country flourish? After paying the state, does the poor man have enough to live and the rich enough to enjoy? Are both classes satisfied and striving to improve? If industry has capital and capital is employed, we can infer Americans contribute a much smaller income portion to the state than the French.
9522 1792
9523 In order to estimate the amount of the public charges of a people two
9524 preliminaries are indispensable: it is necessary, in the first place,
9525 to know the wealth of that people; and in the second, to learn what
9526 portion of that wealth is devoted to the expenditure of the State. To
9527 show the amount of taxation without showing the resources which are
9528 destined to meet the demand, is to undertake a futile labor; for it is
9529 not the expenditure, but the relation of the expenditure to the
9530 revenue, which it is desirable to know.
1793 Indeed it could not be otherwise. France's debt partly results from two invasions—a calamity the Union does not fear. Being in Europe, France must maintain a massive standing army, while the isolated U.S. needs only 6,000 soldiers. France has a 300-ship fleet; America has 52.
9531 1794
9532 The same rate of taxation which may easily be supported by a wealthy
9533 contributor will reduce a poor one to extreme misery. The wealth of
9534 nations is composed of several distinct elements, of which population
9535 is the first, real property the second, and personal property the
9536 third. The first of these three elements may be discovered without
9537 difficulty. Amongst civilized nations it is easy to obtain an accurate
9538 census of the inhabitants; but the two others cannot be determined with
9539 so much facility. It is difficult to take an exact account of all the
9540 lands in a country which are under cultivation, with their natural or
9541 their acquired value; and it is still more impossible to estimate the
9542 entire personal property which is at the disposal of a nation, and
9543 which eludes the strictest analysis by the diversity and the number of
9544 shapes under which it may occur. And, indeed, we find that the most
9545 ancient civilized nations of Europe, including even those in which the
9546 administration is most central, have not succeeded, as yet, in
9547 determining the exact condition of their wealth.
1795 > **Quote:** "No parallel can be drawn between the finances of two countries so differently situated."
9548 1796
9549 In America the attempt has never been made; for how would such an
9550 investigation be possible in a country where society has not yet
9551 settled into habits of regularity and tranquillity; where the national
9552 Government is not assisted by a multiple of agents whose exertions it
9553 can command and direct to one sole end; and where statistics are not
9554 studied, because no one is able to collect the necessary documents, or
9555 to find time to peruse them? Thus the primary elements of the
9556 calculations which have been made in France cannot be obtained in the
9557 Union; the relative wealth of the two countries is unknown; the
9558 property of the former is not accurately determined, and no means exist
9559 of computing that of the latter.
1797 (It should be noted that by 1870, U.S. public debt rose to over $2.4 billion from the Civil War, while France's debt also more than doubled from the Second Empire and 1870 war.)
9560 1798
9561 I consent, therefore, for the sake of the discussion, to abandon this
9562 necessary term of the comparison, and I confine myself to a computation
9563 of the actual amount of taxation, without investigating the relation
9564 which subsists between the taxation and the revenue. But the reader
9565 will perceive that my task has not been facilitated by the limits which
9566 I here lay down for my researches.
1799 Looking at the Union itself, we can see if its government is truly economical. These republics often lack perseverance and steady employee oversight, spending money pointlessly or inefficiently. Driven by democratic impulses, they spend heavily to satisfy lower classes—funding education, caring for the poor, and paying even the lowest officials well. This may be rational and useful, but it is expensive.
9567 1800
9568 It cannot be doubted that the central administration of France,
9569 assisted by all the public officers who are at its disposal, might
9570 determine with exactitude the amount of the direct and indirect taxes
9571 levied upon the citizens. But this investigation, which no private
9572 individual can undertake, has not hitherto been completed by the French
9573 Government, or, at least, its results have not been made public. We are
9574 acquainted with the sum total of the charges of the State; we know the
9575 amount of the departmental expenditure; but the expenses of the
9576 communal divisions have not been computed, and the amount of the public
9577 expenses of France is consequently unknown.
1801 > **Quote:** "Wherever the poor direct public affairs and dispose of the national resources, it appears certain that, as they profit by the expenditure of the State, they are apt to augment that expenditure."
9578 1802
9579 If we now turn to America, we shall perceive that the difficulties are
9580 multiplied and enhanced. The Union publishes an exact return of the
9581 amount of its expenditure; the budgets of the four and twenty States
9582 furnish similar returns of their revenues; but the expenses incident to
9583 the affairs of the counties and the townships are unknown. *k
1803 I conclude that the democratic government of the Americans is not a 'cheap' government, as sometimes claimed.
9584 1804
9585 k
9586 [ The Americans, as we have seen, have four separate budgets, the
9587 Union, the States, the Counties, and the Townships having each
9588 severally their own. During my stay in America I made every endeavor to
9589 discover the amount of the public expenditure in the townships and
9590 counties of the principal States of the Union, and I readily obtained
9591 the budget of the larger townships, but I found it quite impossible to
9592 procure that of the smaller ones. I possess, however, some documents
9593 relating to county expenses, which, although incomplete, are still
9594 curious. I have to thank Mr. Richards, Mayor of Philadelphia, for the
9595 budgets of thirteen of the counties of Pennsylvania, viz., Lebanon,
9596 Centre, Franklin, Fayette, Montgomery, Luzerne, Dauphin, Butler,
9597 Alleghany, Columbia, Northampton, Northumberland, and Philadelphia, for
9598 the year 1830. Their population at that time consisted of 495,207
9599 inhabitants. On looking at the map of Pennsylvania, it will be seen
9600 that these thirteen counties are scattered in every direction, and so
9601 generally affected by the causes which usually influence the condition
9602 of a country, that they may easily be supposed to furnish a correct
9603 average of the financial state of the counties of Pennsylvania in
9604 general; and thus, upon reckoning that the expenses of these counties
9605 amounted in the year 1830 to about $361,650, or nearly 75 cents for
9606 each inhabitant, and calculating that each of them contributed in the
9607 same year about $2.55 towards the Union, and about 75 cents to the
9608 State of Pennsylvania, it appears that they each contributed as their
9609 share of all the public expenses (except those of the townships) the
9610 sum of $4.05. This calculation is doubly incomplete, as it applies only
9611 to a single year and to one part of the public charges; but it has at
9612 least the merit of not being conjectural.]
1805 > **Quote:** "I have no hesitation in predicting that, if the people of the United States is ever involved in serious difficulties, its taxation will speedily be increased to the rate of that which prevails in the greater part of the aristocracies and the monarchies of Europe."
9613 1806
1807 (This prediction was subsequently proven correct by history.)
9614 1808
9615 The authority of the Federal government cannot oblige the provincial
9616 governments to throw any light upon this point; and even if these
9617 governments were inclined to afford their simultaneous co-operation, it
9618 may be doubted whether they possess the means of procuring a
9619 satisfactory answer. Independently of the natural difficulties of the
9620 task, the political organization of the country would act as a
9621 hindrance to the success of their efforts. The county and town
9622 magistrates are not appointed by the authorities of the State, and they
9623 are not subjected to their control. It is therefore very allowable to
9624 suppose that, if the State was desirous of obtaining the returns which
9625 we require, its design would be counteracted by the neglect of those
9626 subordinate officers whom it would be obliged to employ. *l It is, in
9627 point of fact, useless to inquire what the Americans might do to
9628 forward this inquiry, since it is certain that they have hitherto done
9629 nothing at all. There does not exist a single individual at the present
9630 day, in America or in Europe, who can inform us what each citizen of
9631 the Union annually contributes to the public charges of the nation. *m
9632 [Footnote l: Those who have attempted to draw a comparison between the
9633 expenses of France and America have at once perceived that no such
9634 comparison could be drawn between the total expenditure of the two
9635 countries; but they have endeavored to contrast detached portions of
9636 this expenditure. It may readily be shown that this second system is
9637 not at all less defective than the first. If I attempt to compare the
9638 French budget with the budget of the Union, it must be remembered that
9639 the latter embraces much fewer objects than then central Government of
9640 the former country, and that the expenditure must consequently be much
9641 smaller. If I contrast the budgets of the Departments with those of the
9642 States which constitute the Union, it must be observed that, as the
9643 power and control exercised by the States is much greater than that
9644 which is exercised by the Departments, their expenditure is also more
9645 considerable. As for the budgets of the counties, nothing of the kind
9646 occurs in the French system of finances; and it is, again, doubtful
9647 whether the corresponding expenses should be referred to the budget of
9648 the State or to those of the municipal divisions. Municipal expenses
9649 exist in both countries, but they are not always analogous. In America
9650 the townships discharge a variety of offices which are reserved in
9651 France to the Departments or to the State. It may, moreover, be asked
9652 what is to be understood by the municipal expenses of America. The
9653 organization of the municipal bodies or townships differs in the
9654 several States. Are we to be guided by what occurs in New England or in
9655 Georgia, in Pennsylvania or in the State of Illinois? A kind of analogy
9656 may very readily be perceived between certain budgets in the two
9657 countries; but as the elements of which they are composed always differ
9658 more or less, no fair comparison can be instituted between them. [The
9659 same difficulty exists, perhaps to a greater degree at the present
9660 time, when the taxation of America has largely increased.—1874.]]
9661
9662 m
9663 [ Even if we knew the exact pecuniary contributions of every French and
9664 American citizen to the coffers of the State, we should only come at a
9665 portion of the truth. Governments do not only demand supplies of money,
9666 but they call for personal services, which may be looked upon as
9667 equivalent to a given sum. When a State raises an army, besides the pay
9668 of the troops, which is furnished by the entire nation, each soldier
9669 must give up his time, the value of which depends on the use he might
9670 make of it if he were not in the service. The same remark applies to
9671 the militia; the citizen who is in the militia devotes a certain
9672 portion of valuable time to the maintenance of the public peace, and he
9673 does in reality surrender to the State those earnings which he is
9674 prevented from gaining. Many other instances might be cited in addition
9675 to these. The governments of France and of America both levy taxes of
9676 this kind, which weigh upon the citizens; but who can estimate with
9677 accuracy their relative amount in the two countries?
9678
9679
9680 This, however, is not the last of the difficulties which prevent us
9681 from comparing the expenditure of the Union with that of France. The
9682 French Government contracts certain obligations which do not exist in
9683 America, and vice versa. The French Government pays the clergy; in
9684 America the voluntary principle prevails. In America there is a legal
9685 provision for the poor; in France they are abandoned to the charity of
9686 the public. The French public officers are paid by a fixed salary; in
9687 America they are allowed certain perquisites. In France contributions
9688 in kind take place on very few roads; in America upon almost all the
9689 thoroughfares: in the former country the roads are free to all
9690 travellers; in the latter turnpikes abound. All these differences in
9691 the manner in which contributions are levied in the two countries
9692 enhance the difficulty of comparing their expenditure; for there are
9693 certain expenses which the citizens would not be subject to, or which
9694 would at any rate be much less considerable, if the State did not take
9695 upon itself to act in the name of the public.]
9696
9697 Hence we must conclude that it is no less difficult to compare the
9698 social expenditure than it is to estimate the relative wealth of France
9699 and America. I will even add that it would be dangerous to attempt this
9700 comparison; for when statistics are not based upon computations which
9701 are strictly accurate, they mislead instead of guiding aright. The mind
9702 is easily imposed upon by the false affectation of exactness, which
9703 prevails even in the misstatements of science, and it adopts with
9704 confidence errors which are dressed in the forms of mathematical truth.
9705
9706 We abandon, therefore, our numerical investigation, with the hope of
9707 meeting with data of another kind. In the absence of positive
9708 documents, we may form an opinion as to the proportion which the
9709 taxation of a people bears to its real prosperity, by observing whether
9710 its external appearance is flourishing; whether, after having
9711 discharged the calls of the State, the poor man retains the means of
9712 subsistence, and the rich the means of enjoyment; and whether both
9713 classes are contented with their position, seeking, however, to
9714 ameliorate it by perpetual exertions, so that industry is never in want
9715 of capital, nor capital unemployed by industry. The observer who draws
9716 his inferences from these signs will, undoubtedly, be led to the
9717 conclusion that the American of the United States contributes a much
9718 smaller portion of his income to the State than the citizen of France.
9719 Nor, indeed, can the result be otherwise.
9720
9721 A portion of the French debt is the consequence of two successive
9722 invasions; and the Union has no similar calamity to fear. A nation
9723 placed upon the continent of Europe is obliged to maintain a large
9724 standing army; the isolated position of the Union enables it to have
9725 only 6,000 soldiers. The French have a fleet of 300 sail; the Americans
9726 have 52 vessels. *n How, then, can the inhabitants of the Union be
9727 called upon to contribute as largely as the inhabitants of France? No
9728 parallel can be drawn between the finances of two countries so
9729 differently situated.
9730
9731 n
9732 [ See the details in the Budget of the French Minister of Marine; and
9733 for America, the National Calendar of 1833, p. 228. [But the public
9734 debt of the United States in 1870, caused by the Civil War, amounted to
9735 $2,480,672,427; that of France was more than doubled by the
9736 extravagance of the Second Empire and by the war of 1870.]]
9737
9738
9739 It is by examining what actually takes place in the Union, and not by
9740 comparing the Union with France, that we may discover whether the
9741 American Government is really economical. On casting my eyes over the
9742 different republics which form the confederation, I perceive that their
9743 Governments lack perseverance in their undertakings, and that they
9744 exercise no steady control over the men whom they employ. Whence I
9745 naturally infer that they must often spend the money of the people to
9746 no purpose, or consume more of it than is really necessary to their
9747 undertakings. Great efforts are made, in accordance with the democratic
9748 origin of society, to satisfy the exigencies of the lower orders, to
9749 open the career of power to their endeavors, and to diffuse knowledge
9750 and comfort amongst them. The poor are maintained, immense sums are
9751 annually devoted to public instruction, all services whatsoever are
9752 remunerated, and the most subordinate agents are liberally paid. If
9753 this kind of government appears to me to be useful and rational, I am
9754 nevertheless constrained to admit that it is expensive.
9755
9756 Wherever the poor direct public affairs and dispose of the national
9757 resources, it appears certain that, as they profit by the expenditure
9758 of the State, they are apt to augment that expenditure.
9759
9760 I conclude, therefore, without having recourse to inaccurate
9761 computations, and without hazarding a comparison which might prove
9762 incorrect, that the democratic government of the Americans is not a
9763 cheap government, as is sometimes asserted; and I have no hesitation in
9764 predicting that, if the people of the United States is ever involved in
9765 serious difficulties, its taxation will speedily be increased to the
9766 rate of that which prevails in the greater part of the aristocracies
9767 and the monarchies of Europe. *o
9768
9769 o
9770 [ [That is precisely what has since occurred.]]
9771
9772
9773
9774
9775 1809 ### Chapter XIII: Government Of The Democracy In America—Part III
9776 1810
1811 **Corruption And Vices Of The Rulers In A Democracy, And The Resulting Effects On Public Morality**
9777 1812
9778 Corruption And Vices Of The Rulers In A Democracy, And Consequent
9779 Effects Upon Public Morality
1813 > "In aristocracies rulers sometimes endeavor to corrupt the people—In democracies rulers frequently show themselves to be corrupt—In the former their vices are directly prejudicial to the morality of the people—In the latter their indirect influence is still more pernicious."
9780 1814
9781 In aristocracies rulers sometimes endeavor to corrupt the people—In
9782 democracies rulers frequently show themselves to be corrupt—In the
9783 former their vices are directly prejudicial to the morality of the
9784 people—In the latter their indirect influence is still more pernicious.
1815 A distinction must be made when aristocratic and democratic principles attack one another for encouraging corruption. In aristocratic governments, those at the head of affairs are wealthy men who desire only power. In democracies, politicians are often poor and have their fortunes to make. Consequently, aristocratic rulers are rarely susceptible to bribery, while democratic ones are. Yet because aristocratic leaders already possess wealth and need win over relatively few men, the government is, so to speak, put up for auction. In democracies, those who hunger for power are seldom wealthy and must bribe so many that the attempt becomes pointless.
9785 1816
9786 A distinction must be made, when the aristocratic and the democratic
9787 principles mutually inveigh against each other, as tending to
9788 facilitate corruption. In aristocratic governments the individuals who
9789 are placed at the head of affairs are rich men, who are solely desirous
9790 of power. In democracies statesmen are poor, and they have their
9791 fortunes to make. The consequence is that in aristocratic States the
9792 rulers are rarely accessible to corruption, and have very little
9793 craving for money; whilst the reverse is the case in democratic
9794 nations.
1817 Many French officials over the last forty years have been accused of building their fortunes at the state's expense—a charge rarely leveled against the old monarchy's public figures. Yet in France, bribing voters is almost unknown, whereas it is openly carried on in England. In the United States, I never heard anyone accused of using wealth to corrupt the public, but I often heard officials' integrity questioned and their success attributed to low-level intrigue.
9795 1818
9796 But in aristocracies, as those who are desirous of arriving at the head
9797 of affairs are possessed of considerable wealth, and as the number of
9798 persons by whose assistance they may rise is comparatively small, the
9799 government is, if I may use the expression, put up to a sort of
9800 auction. In democracies, on the contrary, those who are covetous of
9801 power are very seldom wealthy, and the number of citizens who confer
9802 that power is extremely great. Perhaps in democracies the number of men
9803 who might be bought is by no means smaller, but buyers are rarely to be
9804 met with; and, besides, it would be necessary to buy so many persons at
9805 once that the attempt is rendered nugatory.
1819 If aristocrats sometimes try to corrupt the people, democratic rulers are often corrupt themselves. In the former case, the people's morality is directly attacked; in the latter, an indirect influence is exerted that is even more pernicious. Since democratic rulers are almost always under suspicion of dishonorable conduct, they unintentionally lend governmental authority to the very base practices they are accused of, discouraging virtuous independence and fostering corrupt ambition. The corruption of men who rise by chance has a coarse, vulgar quality contagious to the masses, whereas aristocratic depravity carries a refinement that often prevents its spread.
9806 1820
9807 Many of the men who have been in the administration in France during
9808 the last forty years have been accused of making their fortunes at the
9809 expense of the State or of its allies; a reproach which was rarely
9810 addressed to the public characters of the ancient monarchy. But in
9811 France the practice of bribing electors is almost unknown, whilst it is
9812 notoriously and publicly carried on in England. In the United States I
9813 never heard a man accused of spending his wealth in corrupting the
9814 populace; but I have often heard the probity of public officers
9815 questioned; still more frequently have I heard their success attributed
9816 to low intrigues and immoral practices.
1821 The people cannot navigate the labyrinth of court intrigue or detect depravity beneath elegant manners, but they understand stealing from the treasury and selling political favors. When private citizens see an equal rise from obscurity to riches and power, they attribute his success to flaws rather than talents, forming an odious association between turpitude and power, unworthiness and success, and utility and dishonor.
9817 1822
9818 If, then, the men who conduct the government of an aristocracy
9819 sometimes endeavor to corrupt the people, the heads of a democracy are
9820 themselves corrupt. In the former case the morality of the people is
9821 directly assailed; in the latter an indirect influence is exercised
9822 upon the people which is still more to be dreaded.
1823 > "In reality it is far less prejudicial to witness the immorality of the great than to witness that immorality which leads to greatness."
9823 1824
9824 As the rulers of democratic nations are almost always exposed to the
9825 suspicion of dishonorable conduct, they in some measure lend the
9826 authority of the Government to the base practices of which they are
9827 accused. They thus afford an example which must prove discouraging to
9828 the struggles of virtuous independence, and must foster the secret
9829 calculations of a vicious ambition. If it be asserted that evil
9830 passions are displayed in all ranks of society, that they ascend the
9831 throne by hereditary right, and that despicable characters are to be
9832 met with at the head of aristocratic nations as well as in the sphere
9833 of a democracy, this objection has but little weight in my estimation.
9834 The corruption of men who have casually risen to power has a coarse and
9835 vulgar infection in it which renders it contagious to the multitude. On
9836 the contrary, there is a kind of aristocratic refinement and an air of
9837 grandeur in the depravity of the great, which frequently prevent it
9838 from spreading abroad.
1825 **Efforts Of Which A Democracy Is Capable**
9839 1826
9840 The people can never penetrate into the perplexing labyrinth of court
9841 intrigue, and it will always have difficulty in detecting the turpitude
9842 which lurks under elegant manners, refined tastes, and graceful
9843 language. But to pillage the public purse, and to vend the favors of
9844 the State, are arts which the meanest villain may comprehend, and hope
9845 to practice in his turn.
1827 Until now, the Union has had only one struggle for its existence. At the war's beginning, there were extraordinary displays of patriotism, notably Americans collectively stopping tea consumption—a significant sacrifice for a habit-bound people. But as the contest dragged on, private self-interest appeared. No money flowed into the public treasury; few recruits joined the army. Hamilton wrote that tax laws multiplied in vain, popular administration and scarce money defeating every collection attempt.
9846 1828
9847 In reality it is far less prejudicial to witness the immorality of the
9848 great than to witness that immorality which leads to greatness. In a
9849 democracy private citizens see a man of their own rank in life, who
9850 rises from that obscure position, and who becomes possessed of riches
9851 and of power in a few years; the spectacle excites their surprise and
9852 their envy, and they are led to inquire how the person who was
9853 yesterday their equal is to-day their ruler. To attribute his rise to
9854 his talents or his virtues is unpleasant; for it is tacitly to
9855 acknowledge that they are themselves less virtuous and less talented
9856 than he was. They are therefore led (and not unfrequently their
9857 conjecture is a correct one) to impute his success mainly to some one
9858 of his defects; and an odious mixture is thus formed of the ideas of
9859 turpitude and power, unworthiness and success, utility and dishonor.
1829 Later history, particularly the Civil War, demonstrated that when necessity arose, the American people were capable of the most enormous sacrifices in money and men. Yet military drafts remain unknown; men are induced by bonuses. The people's beliefs and habits so oppose compulsion that I doubt conscription could ever be legalized. How can a great continental war be fought without it? The Union's small navy, staffed by volunteers, costs incredibly despite limited ships. I have heard American statesmen admit the Union will struggle at sea without forced recruitment, but the difficulty is persuading the people to submit to compulsion.
9860 1830
9861 Efforts Of Which A Democracy Is Capable
1831 Democracy seems better suited for peaceful management or occasional bursts of vigor than for enduring the long-term storms of political life. Enthusiasm prompts exposure to danger, but perseverance requires clear focus on goals—a perception of the future often missing in democracies. The populace is more apt to feel than to reason; if its present sufferings are great, it fears the immediate pain and forgets the far greater calamities of defeat.
9862 1832
9863 The Union has only had one struggle hitherto for its
9864 existence—Enthusiasm at the commencement of the war—Indifference
9865 towards its close—Difficulty of establishing military conscription or
9866 impressment of seamen in America—Why a democratic people is less
9867 capable of sustained effort than another.
1833 Moreover, lower classes suffer current hardships far more acutely. A nobleman risks life with equal chance of glory; taxes merely annoy the rich but can be fatal to the poor. This relative weakness is perhaps the greatest obstacle to establishing democratic republics in Europe, where surrounding nations would need similar institutions.
9868 1834
9869 I here warn the reader that I speak of a government which implicitly
9870 follows the real desires of a people, and not of a government which
9871 simply commands in its name. Nothing is so irresistible as a tyrannical
9872 power commanding in the name of the people, because, whilst it
9873 exercises that moral influence which belongs to the decision of the
9874 majority, it acts at the same time with the promptitude and the
9875 tenacity of a single man.
1835 While democracy increases society's real strength over time, it can never concentrate as much power at a single point as aristocracy or monarchy. A century-old republic might be more prosperous than despotic neighbors, but would risk conquest more often.
9876 1836
9877 It is difficult to say what degree of exertion a democratic government
9878 may be capable of making a crisis in the history of the nation. But no
9879 great democratic republic has hitherto existed in the world. To style
9880 the oligarchy which ruled over France in 1793 by that name would be to
9881 offer an insult to the republican form of government. The United States
9882 afford the first example of the kind.
1837 **Self-Control Of The American Democracy**
9883 1838
9884 The American Union has now subsisted for half a century, in the course
9885 of which time its existence has only once been attacked, namely, during
9886 the War of Independence. At the commencement of that long war, various
9887 occurrences took place which betokened an extraordinary zeal for the
9888 service of the country. *p But as the contest was prolonged, symptoms
9889 of private egotism began to show themselves. No money was poured into
9890 the public treasury; few recruits could be raised to join the army; the
9891 people wished to acquire independence, but was very ill-disposed to
9892 undergo the privations by which alone it could be obtained. “Tax laws,”
9893 says Hamilton in the “Federalist” (No. 12), “have in vain been
9894 multiplied; new methods to enforce the collection have in vain been
9895 tried; the public expectation has been uniformly disappointed and the
9896 treasuries of the States have remained empty. The popular system of
9897 administration inherent in the nature of popular government, coinciding
9898 with the real scarcity of money incident to a languid and mutilated
9899 state of trade, has hitherto defeated every experiment for extensive
9900 collections, and has at length taught the different legislatures the
9901 folly of attempting them.”
1839 The American people are slow to accept what benefits them, surrounded by flatterers. They respect laws they make themselves, but an unpopular law not perceived as immediately useful would not pass or be obeyed.
9902 1840
9903 p
9904 [ One of the most singular of these occurrences was the resolution
9905 which the Americans took of temporarily abandoning the use of tea.
9906 Those who know that men usually cling more to their habits than to
9907 their life will doubtless admire this great though obscure sacrifice
9908 which was made by a whole people.]
1841 No law exists against fraudulent bankruptcies—not because they're rare, but because they're common; the majority fears prosecution more than losses. In the Southwest, citizens take justice into their own hands, with frequent murders due to rough manners and preference for duels.
9909 1842
1843 In Philadelphia, when I suggested taxing cheap brandy causing crimes, I was told legislators feared revolt and losing their seats. "So the drinking population is the majority?" I inferred. Statesmen assure that time and hardship will teach true interests.
9910 1844
9911 The United States have not had any serious war to carry on ever since
9912 that period. In order, therefore, to appreciate the sacrifices which
9913 democratic nations may impose upon themselves, we must wait until the
9914 American people is obliged to put half its entire income at the
9915 disposal of the Government, as was done by the English; or until it
9916 sends forth a twentieth part of its population to the field of battle,
9917 as was done by France. *q
1845 Democracy is more prone to error than monarchy or aristocracy, yet more likely to return to the right path once it acknowledges mistakes, unhampered by internal interests that conflict with the majority. But it only discovers truth through experience—while nations may perish waiting.
9918 1846
9919 q
9920 [ [The Civil War showed that when the necessity arose the American
9921 people, both in the North and in the South, are capable of making the
9922 most enormous sacrifices, both in money and in men.]]
1847 The American advantage lies not in superior enlightenment but in repairing mistakes. However, this requires a certain level of civilization. Some peoples' education is so flawed, their character such a mixture of passion and ignorance, that they cannot see causes of their misery. The Indian tribes I visited witness their own decline; they feel the woe that each year heaps upon them, yet they will perish to a man before accepting the remedy of civilization's protection.
9923 1848
1849 South American revolutions have persisted for twenty-five years—perhaps chaos is their natural state. Society is trapped in insurmountable difficulties; inhabitants pursue internal destruction. Considering their misery and crime, I might think despotism a benefit, if those words could coexist.
9924 1850
9925 In America the use of conscription is unknown, and men are induced to
9926 enlist by bounties. The notions and habits of the people of the United
9927 States are so opposed to compulsory enlistment that I do not imagine it
9928 can ever be sanctioned by the laws. What is termed the conscription in
9929 France is assuredly the heaviest tax upon the population of that
9930 country; yet how could a great continental war be carried on without
9931 it? The Americans have not adopted the British impressment of seamen,
9932 and they have nothing which corresponds to the French system of
9933 maritime conscription; the navy, as well as the merchant service, is
9934 supplied by voluntary service. But it is not easy to conceive how a
9935 people can sustain a great maritime war without having recourse to one
9936 or the other of these two systems. Indeed, the Union, which has fought
9937 with some honor upon the seas, has never possessed a very numerous
9938 fleet, and the equipment of the small number of American vessels has
9939 always been excessively expensive.
1851 **Conduct Of Foreign Affairs By The American Democracy**
9940 1852
9941 I have heard American statesmen confess that the Union will have great
9942 difficulty in maintaining its rank on the seas without adopting the
9943 system of impressment or of maritime conscription; but the difficulty
9944 is to induce the people, which exercises the supreme authority, to
9945 submit to impressment or any compulsory system.
1853 Washington and Jefferson directed American foreign policy. Article II entrusts treaties to President and Senate, distancing policy from direct popular control. Washington's farewell address established enduring principles:
9946 1854
9947 It is incontestable that in times of danger a free people displays far
9948 more energy than one which is not so. But I incline to believe that
9949 this is more especially the case in those free nations in which the
9950 democratic element preponderates. Democracy appears to me to be much
9951 better adapted for the peaceful conduct of society, or for an
9952 occasional effort of remarkable vigor, than for the hardy and prolonged
9953 endurance of the storms which beset the political existence of nations.
9954 The reason is very evident; it is enthusiasm which prompts men to
9955 expose themselves to dangers and privations, but they will not support
9956 them long without reflection. There is more calculation, even in the
9957 impulses of bravery, than is generally attributed to them; and although
9958 the first efforts are suggested by passion, perseverance is maintained
9959 by a distinct regard of the purpose in view. A portion of what we value
9960 is exposed, in order to save the remainder.
1855 > "The great rule of conduct for us in regard to foreign nations is, in extending our commercial relations, to have with them as little political connection as possible. So far as we have already formed engagements, let them be fulfilled with perfect good faith. Here let us stop. Europe has a set of primary interests which to us have none, or a very remote relation. Hence, she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence, therefore, it must be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships or enmities. Our detached and distant situation invites and enables us to pursue a different course. If we remain one people, under an efficient government, the period is not far off when we may defy material injury from external annoyance; when we may take such an attitude as will cause the neutrality we may at any time resolve upon to be scrupulously respected; when belligerent nations, under the impossibility of making acquisitions upon us, will not lightly hazard the giving us provocation; when we may choose peace or war, as our interest, guided by justice, shall counsel. Why forego the advantages of so peculiar a situation? Why quit our own to stand upon foreign ground? Why, by interweaving our destiny with that of any part of Europe, entangle our peace and prosperity in the toils of European ambition, rivalship, interest, humor, or caprice? It is our true policy to steer clear of permanent alliances with any portion of the foreign world; so far, I mean, as we are now at liberty to do it; for let me not be understood as capable of patronizing infidelity to existing engagements. I hold the maxim no less applicable to public than to private affairs, that honesty is always the best policy. I repeat it; therefore, let those engagements be observed in their genuine sense; but in my opinion it is unnecessary, and would be unwise, to extend them. Taking care always to keep ourselves, by suitable establishments, in a respectable defensive posture, we may safely trust to temporary alliances for extraordinary emergencies."
9961 1856
9962 But it is this distinct perception of the future, founded upon a sound
9963 judgment and an enlightened experience, which is most frequently
9964 wanting in democracies. The populace is more apt to feel than to
9965 reason; and if its present sufferings are great, it is to be feared
9966 that the still greater sufferings attendant upon defeat will be
9967 forgotten.
1857 Earlier he observed:
9968 1858
9969 Another cause tends to render the efforts of a democratic government
9970 less persevering than those of an aristocracy. Not only are the lower
9971 classes less awakened than the higher orders to the good or evil
9972 chances of the future, but they are liable to suffer far more acutely
9973 from present privations. The noble exposes his life, indeed, but the
9974 chance of glory is equal to the chance of harm. If he sacrifices a
9975 large portion of his income to the State, he deprives himself for a
9976 time of the pleasures of affluence; but to the poor man death is
9977 embellished by no pomp or renown, and the imposts which are irksome to
9978 the rich are fatal to him.
1859 > "The nation which indulges towards another an habitual hatred or an habitual fondness is in some degree a slave. It is a slave to its animosity or to its affection, either of which is sufficient to lead it astray from its duty and its interest."
9979 1860
9980 This relative impotence of democratic republics is, perhaps, the
9981 greatest obstacle to the foundation of a republic of this kind in
9982 Europe. In order that such a State should subsist in one country of the
9983 Old World, it would be necessary that similar institutions should be
9984 introduced into all the other nations.
1861 Washington kept America at peace while nations warred, establishing neutrality toward Europe's conflicts. Jefferson added that Americans should never seek foreign privileges to avoid granting them in return.
9985 1862
9986 I am of opinion that a democratic government tends in the end to
9987 increase the real strength of society; but it can never combine, upon a
9988 single point and at a given time, so much power as an aristocracy or a
9989 monarchy. If a democratic country remained during a whole century
9990 subject to a republican government, it would probably at the end of
9991 that period be more populous and more prosperous than the neighboring
9992 despotic States. But it would have incurred the risk of being conquered
9993 much oftener than they would in that lapse of years.
1863 These simple principles simplified foreign policy. With no part in European affairs and no powerful continental neighbors, the Union has no foreign interests to debate. The country is removed from the Old World's passions by location and policy, free from entangling alliances. Foreign policy consists more in avoiding interference than active involvement.
9994 1864
9995 Self-Control Of The American Democracy
1865 It is therefore difficult to determine how wisely American democracy will conduct foreign affairs. I do not hesitate to state that democratic governments appear significantly inferior in foreign relations. Experience can foster 'good sense'—that science of daily life—which suffices for internal affairs. But foreign policy demands qualities democracies lack: the ability to regulate the details of a great undertaking, to persevere in a design, and to work with secrecy and patience. These belong to individuals or aristocracies—the means by which nations achieve dominance.
9996 1866
9997 The American people acquiesces slowly, or frequently does not
9998 acquiesce, in what is beneficial to its interests—The faults of the
9999 American democracy are for the most part reparable.
1867 Conversely, aristocracy's natural defects are relatively harmless in foreign affairs. Its main fault—pursuing its own advantage rather than the people's—rarely differs from national interest internationally.
10000 1868
10001 The difficulty which a democracy has in conquering the passions and in
10002 subduing the exigencies of the moment, with a view to the future, is
10003 conspicuous in the most trivial occurrences of the United States. The
10004 people, which is surrounded by flatterers, has great difficulty in
10005 surmounting its inclinations, and whenever it is solicited to undergo a
10006 privation or any kind of inconvenience, even to attain an end which is
10007 sanctioned by its own rational conviction, it almost always refuses to
10008 comply at first. The deference of the Americans to the laws has been
10009 very justly applauded; but it must be added that in America the
10010 legislation is made by the people and for the people. Consequently, in
10011 the United States the law favors those classes which are most
10012 interested in evading it elsewhere. It may therefore be supposed that
10013 an offensive law, which should not be acknowledged to be one of
10014 immediate utility, would either not be enacted or would not be obeyed.
1869 Democracy's tendency to follow passion over prudence was evident during the French Revolution. American interests clearly required staying out of Europe's bloodshed, but popular sympathy for France was so violent that only Washington's character and popularity prevented war with England. His efforts to restrain noble but reckless passions nearly cost him his country's love; the majority condemned his policy, now unanimously approved. As Marshall noted, no leader can oppose popular opinion long. Washington lost his House majority, was compared to Benedict Arnold, and accused of monarchical tendencies by a "paper nobility."
10015 1870
10016 In America there is no law against fraudulent bankruptcies; not because
10017 they are few, but because there are a great number of bankruptcies. The
10018 dread of being prosecuted as a bankrupt acts with more intensity upon
10019 the mind of the majority of the people than the fear of being involved
10020 in losses or ruin by the failure of other parties, and a sort of guilty
10021 tolerance is extended by the public conscience to an offence which
10022 everyone condemns in his individual capacity. In the new States of the
10023 Southwest the citizens generally take justice into their own hands, and
10024 murders are of very frequent occurrence. This arises from the rude
10025 manners and the ignorance of the inhabitants of those deserts, who do
10026 not perceive the utility of investing the law with adequate force, and
10027 who prefer duels to prosecutions.
1871 Almost all nations that exerted world influence through grand designs—from Romans to English—were aristocratic. Nothing has such consistency of purpose as an aristocracy: too large for intrigue's charms, too small for thoughtless passion's intoxication.
10028 1872
10029 Someone observed to me one day, in Philadelphia, that almost all crimes
10030 in America are caused by the abuse of intoxicating liquors, which the
10031 lower classes can procure in great abundance, from their excessive
10032 cheapness. “How comes it,” said I, “that you do not put a duty upon
10033 brandy?” “Our legislators,” rejoined my informant, “have frequently
10034 thought of this expedient; but the task of putting it in operation is a
10035 difficult one; a revolt might be apprehended, and the members who
10036 should vote for a law of this kind would be sure of losing their
10037 seats.” “Whence I am to infer,” replied I, “that the drinking
10038 population constitutes the majority in your country, and that
10039 temperance is somewhat unpopular.”
1873 > **Quote:** "[An aristocratic body] has the energy of a firm and enlightened individual, added to the power which it derives from perpetuity."
10040 1874
10041 When these things are pointed out to the American statesmen, they
10042 content themselves with assuring you that time will operate the
10043 necessary change, and that the experience of evil will teach the people
10044 its true interests. This is frequently true, although a democracy is
10045 more liable to error than a monarch or a body of nobles; the chances of
10046 its regaining the right path when once it has acknowledged its mistake,
10047 are greater also; because it is rarely embarrassed by internal
10048 interests, which conflict with those of the majority, and resist the
10049 authority of reason. But a democracy can only obtain truth as the
10050 result of experience, and many nations may forfeit their existence
10051 whilst they are awaiting the consequences of their errors.
1875 ## Chapter XIV: Advantages American Society Derive From Democracy
10052 1876
10053 The great privilege of the Americans does not simply consist in their
10054 being more enlightened than other nations, but in their being able to
10055 repair the faults they may commit. To which it must be added, that a
10056 democracy cannot derive substantial benefit from past experience,
10057 unless it be arrived at a certain pitch of knowledge and civilization.
10058 There are tribes and peoples whose education has been so vicious, and
10059 whose character presents so strange a mixture of passion, of ignorance,
10060 and of erroneous notions upon all subjects, that they are unable to
10061 discern the causes of their own wretchedness, and they fall a sacrifice
10062 to ills with which they are unacquainted.
10063 1877
10064 I have crossed vast tracts of country that were formerly inhabited by
10065 powerful Indian nations which are now extinct; I have myself passed
10066 some time in the midst of mutilated tribes, which witness the daily
10067 decline of their numerical strength and of the glory of their
10068 independence; and I have heard these Indians themselves anticipate the
10069 impending doom of their race. Every European can perceive means which
10070 would rescue these unfortunate beings from inevitable destruction. They
10071 alone are insensible to the expedient; they feel the woe which year
10072 after year heaps upon their heads, but they will perish to a man
10073 without accepting the remedy. It would be necessary to employ force to
10074 induce them to submit to the protection and the constraint of
10075 civilization.
10076 1878
10077 The incessant revolutions which have convulsed the South American
10078 provinces for the last quarter of a century have frequently been
10079 adverted to with astonishment, and expectations have been expressed
10080 that those nations would speedily return to their natural state. But
10081 can it be affirmed that the turmoil of revolution is not actually the
10082 most natural state of the South American Spaniards at the present time?
10083 In that country society is plunged into difficulties from which all its
10084 efforts are insufficient to rescue it. The inhabitants of that fair
10085 portion of the Western Hemisphere seem obstinately bent on pursuing the
10086 work of inward havoc. If they fall into a momentary repose from the
10087 effects of exhaustion, that repose prepares them for a fresh state of
10088 frenzy. When I consider their condition, which alternates between
10089 misery and crime, I should be inclined to believe that despotism itself
10090 would be a benefit to them, if it were possible that the words
10091 despotism and benefit could ever be united in my mind.
10092
10093 Conduct Of Foreign Affairs By The American Democracy
10094
10095 Direction given to the foreign policy of the United States by
10096 Washington and Jefferson—Almost all the defects inherent in democratic
10097 institutions are brought to light in the conduct of foreign
10098 affairs—Their advantages are less perceptible.
10099
10100 We have seen that the Federal Constitution entrusts the permanent
10101 direction of the external interests of the nation to the President and
10102 the Senate, *r which tends in some degree to detach the general foreign
10103 policy of the Union from the control of the people. It cannot therefore
10104 be asserted with truth that the external affairs of State are conducted
10105 by the democracy.
10106
10107 r
10108 [ “The President,” says the Constitution, Art. II, sect. 2, Section 2,
10109 “shall have power, by and with the advice and consent of the Senate, to
10110 make treaties, provided two-thirds of the senators present concur.” The
10111 reader is reminded that the senators are returned for a term of six
10112 years, and that they are chosen by the legislature of each State.]
10113
10114
10115 The policy of America owes its rise to Washington, and after him to
10116 Jefferson, who established those principles which it observes at the
10117 present day. Washington said in the admirable letter which he addressed
10118 to his fellow-citizens, and which may be looked upon as his political
10119 bequest to the country: “The great rule of conduct for us in regard to
10120 foreign nations is, in extending our commercial relations, to have with
10121 them as little political connection as possible. So far as we have
10122 already formed engagements, let them be fulfilled with perfect good
10123 faith. Here let us stop. Europe has a set of primary interests which to
10124 us have none, or a very remote relation. Hence, she must be engaged in
10125 frequent controversies, the causes of which are essentially foreign to
10126 our concerns. Hence, therefore, it must be unwise in us to implicate
10127 ourselves, by artificial ties, in the ordinary vicissitudes of her
10128 politics, or the ordinary combinations and collisions of her
10129 friendships or enmities. Our detached and distant situation invites and
10130 enables us to pursue a different course. If we remain one people, under
10131 an efficient government, the period is not far off when we may defy
10132 material injury from external annoyance; when we may take such an
10133 attitude as will cause the neutrality we may at any time resolve upon
10134 to be scrupulously respected; when belligerent nations, under the
10135 impossibility of making acquisitions upon us, will not lightly hazard
10136 the giving us provocation; when we may choose peace or war, as our
10137 interest, guided by justice, shall counsel. Why forego the advantages
10138 of so peculiar a situation? Why quit our own to stand upon foreign
10139 ground? Why, by interweaving our destiny with that of any part of
10140 Europe, entangle our peace and prosperity in the toils of European
10141 ambition, rivalship, interest, humor, or caprice? It is our true policy
10142 to steer clear of permanent alliances with any portion of the foreign
10143 world; so far, I mean, as we are now at liberty to do it; for let me
10144 not be understood as capable of patronizing infidelity to existing
10145 engagements. I hold the maxim no less applicable to public than to
10146 private affairs, that honesty is always the best policy. I repeat it;
10147 therefore, let those engagements be observed in their genuine sense;
10148 but in my opinion it is unnecessary, and would be unwise, to extend
10149 them. Taking care always to keep ourselves, by suitable establishments,
10150 in a respectable defensive posture, we may safely trust to temporary
10151 alliances for extraordinary emergencies.” In a previous part of the
10152 same letter Washington makes the following admirable and just remark:
10153 “The nation which indulges towards another an habitual hatred or an
10154 habitual fondness is in some degree a slave. It is a slave to its
10155 animosity or to its affection, either of which is sufficient to lead it
10156 astray from its duty and its interest.”
10157
10158 The political conduct of Washington was always guided by these maxims.
10159 He succeeded in maintaining his country in a state of peace whilst all
10160 the other nations of the globe were at war; and he laid it down as a
10161 fundamental doctrine, that the true interest of the Americans consisted
10162 in a perfect neutrality with regard to the internal dissensions of the
10163 European Powers.
10164
10165 Jefferson went still further, and he introduced a maxim into the policy
10166 of the Union, which affirms that “the Americans ought never to solicit
10167 any privileges from foreign nations, in order not to be obliged to
10168 grant similar privileges themselves.”
10169
10170 These two principles, which were so plain and so just as to be adapted
10171 to the capacity of the populace, have greatly simplified the foreign
10172 policy of the United States. As the Union takes no part in the affairs
10173 of Europe, it has, properly speaking, no foreign interests to discuss,
10174 since it has at present no powerful neighbors on the American
10175 continent. The country is as much removed from the passions of the Old
10176 World by its position as by the line of policy which it has chosen, and
10177 it is neither called upon to repudiate nor to espouse the conflicting
10178 interests of Europe; whilst the dissensions of the New World are still
10179 concealed within the bosom of the future.
10180
10181 The Union is free from all pre-existing obligations, and it is
10182 consequently enabled to profit by the experience of the old nations of
10183 Europe, without being obliged, as they are, to make the best of the
10184 past, and to adapt it to their present circumstances; or to accept that
10185 immense inheritance which they derive from their forefathers—an
10186 inheritance of glory mingled with calamities, and of alliances
10187 conflicting with national antipathies. The foreign policy of the United
10188 States is reduced by its very nature to await the chances of the future
10189 history of the nation, and for the present it consists more in
10190 abstaining from interference than in exerting its activity.
10191
10192 It is therefore very difficult to ascertain, at present, what degree of
10193 sagacity the American democracy will display in the conduct of the
10194 foreign policy of the country; and upon this point its adversaries, as
10195 well as its advocates, must suspend their judgment. As for myself I
10196 have no hesitation in avowing my conviction, that it is most especially
10197 in the conduct of foreign relations that democratic governments appear
10198 to me to be decidedly inferior to governments carried on upon different
10199 principles. Experience, instruction, and habit may almost always
10200 succeed in creating a species of practical discretion in democracies,
10201 and that science of the daily occurrences of life which is called good
10202 sense. Good sense may suffice to direct the ordinary course of society;
10203 and amongst a people whose education has been provided for, the
10204 advantages of democratic liberty in the internal affairs of the country
10205 may more than compensate for the evils inherent in a democratic
10206 government. But such is not always the case in the mutual relations of
10207 foreign nations.
10208
10209 Foreign politics demand scarcely any of those qualities which a
10210 democracy possesses; and they require, on the contrary, the perfect use
10211 of almost all those faculties in which it is deficient. Democracy is
10212 favorable to the increase of the internal resources of the State; it
10213 tends to diffuse a moderate independence; it promotes the growth of
10214 public spirit, and fortifies the respect which is entertained for law
10215 in all classes of society; and these are advantages which only exercise
10216 an indirect influence over the relations which one people bears to
10217 another. But a democracy is unable to regulate the details of an
10218 important undertaking, to persevere in a design, and to work out its
10219 execution in the presence of serious obstacles. It cannot combine its
10220 measures with secrecy, and it will not await their consequences with
10221 patience. These are qualities which more especially belong to an
10222 individual or to an aristocracy; and they are precisely the means by
10223 which an individual people attains to a predominant position.
10224
10225 If, on the contrary, we observe the natural defects of aristocracy, we
10226 shall find that their influence is comparatively innoxious in the
10227 direction of the external affairs of a State. The capital fault of
10228 which aristocratic bodies may be accused is that they are more apt to
10229 contrive their own advantage than that of the mass of the people. In
10230 foreign politics it is rare for the interest of the aristocracy to be
10231 in any way distinct from that of the people.
10232
10233 The propensity which democracies have to obey the impulse of passion
10234 rather than the suggestions of prudence, and to abandon a mature design
10235 for the gratification of a momentary caprice, was very clearly seen in
10236 America on the breaking out of the French Revolution. It was then as
10237 evident to the simplest capacity as it is at the present time that the
10238 interest of the Americans forbade them to take any part in the contest
10239 which was about to deluge Europe with blood, but which could by no
10240 means injure the welfare of their own country. Nevertheless the
10241 sympathies of the people declared themselves with so much violence in
10242 behalf of France that nothing but the inflexible character of
10243 Washington, and the immense popularity which he enjoyed, could have
10244 prevented the Americans from declaring war against England. And even
10245 then, the exertions which the austere reason of that great man made to
10246 repress the generous but imprudent passions of his fellow-citizens,
10247 very nearly deprived him of the sole recompense which he had ever
10248 claimed—that of his country’s love. The majority then reprobated the
10249 line of policy which he adopted, and which has since been unanimously
10250 approved by the nation. *s If the Constitution and the favor of the
10251 public had not entrusted the direction of the foreign affairs of the
10252 country to Washington, it is certain that the American nation would at
10253 that time have taken the very measures which it now condemns.
10254
10255 s
10256 [ See the fifth volume of Marshall’s “Life of Washington.” In a
10257 government constituted like that of the United States, he says, “it is
10258 impossible for the chief magistrate, however firm he may be, to oppose
10259 for any length of time the torrent of popular opinion; and the
10260 prevalent opinion of that day seemed to incline to war. In fact, in the
10261 session of Congress held at the time, it was frequently seen that
10262 Washington had lost the majority in the House of Representatives.” The
10263 violence of the language used against him in public was extreme, and in
10264 a political meeting they did not scruple to compare him indirectly to
10265 the treacherous Arnold. “By the opposition,” says Marshall, “the
10266 friends of the administration were declared to be an aristocratic and
10267 corrupt faction, who, from a desire to introduce monarchy, were hostile
10268 to France and under the influence of Britain; that they were a paper
10269 nobility, whose extreme sensibility at every measure which threatened
10270 the funds, induced a tame submission to injuries and insults, which the
10271 interests and honor of the nation required them to resist.”]
10272
10273
10274 Almost all the nations which have ever exercised a powerful influence
10275 upon the destinies of the world by conceiving, following up, and
10276 executing vast designs—from the Romans to the English—have been
10277 governed by aristocratic institutions. Nor will this be a subject of
10278 wonder when we recollect that nothing in the world has so absolute a
10279 fixity of purpose as an aristocracy. The mass of the people may be led
10280 astray by ignorance or passion; the mind of a king may be biased, and
10281 his perseverance in his designs may be shaken—besides which a king is
10282 not immortal—but an aristocratic body is too numerous to be led astray
10283 by the blandishments of intrigue, and yet not numerous enough to yield
10284 readily to the intoxicating influence of unreflecting passion: it has
10285 the energy of a firm and enlightened individual, added to the power
10286 which it derives from perpetuity.
10287
10288
10289 ## Chapter XIV: Advantages American Society Derive From Democracy
10290
10291 1879 ### Chapter XIV: Advantages American Society Derive From Democracy—Part I
10292 1880
1881 **The Real Advantages American Society Derives from Democratic Government**
10293 1882
10294 What The Real Advantages Are Which American Society Derives From The
10295 Government Of The Democracy
1883 I must remind the reader that American institutions represent only one possible democratic form, not necessarily the best, and that the benefits I describe are not exclusive to these particular laws.
10296 1884
10297 Before I enter upon the subject of the present chapter I am induced to
10298 remind the reader of what I have more than once adverted to in the
10299 course of this book. The political institutions of the United States
10300 appear to me to be one of the forms of government which a democracy may
10301 adopt; but I do not regard the American Constitution as the best, or as
10302 the only one, which a democratic people may establish. In showing the
10303 advantages which the Americans derive from the government of democracy,
10304 I am therefore very far from meaning, or from believing, that similar
10305 advantages can only be obtained from the same laws.
1885 **The General Tendency of Laws Under American Democracy and the Habits of Those Who Apply Them**
10306 1886
10307 General Tendency Of The Laws Under The Rule Of The American Democracy,
10308 And Habits Of Those Who Apply Them
1887 The defects of democratic government are obvious, its advantages only discernible through long observation. In America, democratic laws are often flawed or incomplete, sometimes infringing on rights or authorizing dangerous ones. Even when good, their constant change is itself an evil. How is it, then, that the American republics prosper and maintain their position?
10309 1888
10310 Defects of a democratic government easy to be discovered—Its advantages
10311 only to be discerned by long observation—Democracy in America often
10312 inexpert, but the general tendency of the laws advantageous—In the
10313 American democracy public officers have no permanent interests distinct
10314 from those of the majority—Result of this state of things.
1889 We must distinguish between a law's goal and its methods—between its absolute and relative excellence. A law favoring a minority at the majority's expense may be skillfully drafted, but the more effective it is, the greater the harm.
10315 1890
10316 The defects and the weaknesses of a democratic government may very
10317 readily be discovered; they are demonstrated by the most flagrant
10318 instances, whilst its beneficial influence is less perceptibly
10319 exercised. A single glance suffices to detect its evil consequences,
10320 but its good qualities can only be discerned by long observation. The
10321 laws of the American democracy are frequently defective or incomplete;
10322 they sometimes attack vested rights, or give a sanction to others which
10323 are dangerous to the community; but even if they were good, the
10324 frequent changes which they undergo would be an evil. How comes it,
10325 then, that the American republics prosper and maintain their position?
1891 Democratic laws generally promote the welfare of the greatest number, for they spring from the majority. While the majority may err, it cannot have interests contrary to its own advantage. Aristocratic laws, by contrast, concentrate wealth and power in a minority's hands, since aristocracy is inherently a minority. The purpose of democratic legislation is thus more useful to more citizens, though this is the extent of its advantage.
10326 1892
10327 In the consideration of laws a distinction must be carefully observed
10328 between the end at which they aim and the means by which they are
10329 directed to that end, between their absolute and their relative
10330 excellence. If it be the intention of the legislator to favor the
10331 interests of the minority at the expense of the majority, and if the
10332 measures he takes are so combined as to accomplish the object he has in
10333 view with the least possible expense of time and exertion, the law may
10334 be well drawn up, although its purpose be bad; and the more efficacious
10335 it is, the greater is the mischief which it causes.
1893 Aristocracies are infinitely more skilled at lawmaking. They possess self-control, form long-term plans, and focus collective force on single objectives. Democracies lack these methods; their laws are often ineffective or badly timed, unintentionally working against their own cause. Yet their goal is more useful.
10336 1894
10337 Democratic laws generally tend to promote the welfare of the greatest
10338 possible number; for they emanate from the majority of the citizens,
10339 who are subject to error, but who cannot have an interest opposed to
10340 their own advantage. The laws of an aristocracy tend, on the contrary,
10341 to concentrate wealth and power in the hands of the minority, because
10342 an aristocracy, by its very nature, constitutes a minority. It may
10343 therefore be asserted, as a general proposition, that the purpose of a
10344 democracy in the conduct of its legislation is useful to a greater
10345 number of citizens than that of an aristocracy. This is, however, the
10346 sum total of its advantages.
1895 Imagine a community that can survive temporary bad laws while awaiting the beneficial general tendency of legislation. Such a community would thrive under democracy despite its flaws, which is precisely what occurs in America. As I have remarked before:
10347 1896
10348 Aristocracies are infinitely more expert in the science of legislation
10349 than democracies ever can be. They are possessed of a self-control
10350 which protects them from the errors of temporary excitement, and they
10351 form lasting designs which they mature with the assistance of favorable
10352 opportunities. Aristocratic government proceeds with the dexterity of
10353 art; it understands how to make the collective force of all its laws
10354 converge at the same time to a given point. Such is not the case with
10355 democracies, whose laws are almost always ineffective or inopportune.
10356 The means of democracy are therefore more imperfect than those of
10357 aristocracy, and the measures which it unwittingly adopts are
10358 frequently opposed to its own cause; but the object it has in view is
10359 more useful.
1897 > **Quote:** "the great advantage of the Americans consists in their being able to commit faults which they may afterward repair."
10360 1898
10361 Let us now imagine a community so organized by nature, or by its
10362 constitution, that it can support the transitory action of bad laws,
10363 and that it can await, without destruction, the general tendency of the
10364 legislation: we shall then be able to conceive that a democratic
10365 government, notwithstanding its defects, will be most fitted to conduce
10366 to the prosperity of this community. This is precisely what has
10367 occurred in the United States; and I repeat, what I have before
10368 remarked, that the great advantage of the Americans consists in their
10369 being able to commit faults which they may afterward repair.
1899 The same holds for public officials. American democracy often errs in selecting administrators, yet the state prospers. First, the governed are more enlightened and vigilant regarding their interests, preventing representatives from straying from the public good. Second, democratic officials, though more likely to abuse power, hold it for shorter periods.
10370 1900
10371 An analogous observation may be made respecting public officers. It is
10372 easy to perceive that the American democracy frequently errs in the
10373 choice of the individuals to whom it entrusts the power of the
10374 administration; but it is more difficult to say why the State prospers
10375 under their rule. In the first place it is to be remarked, that if in a
10376 democratic State the governors have less honesty and less capacity than
10377 elsewhere, the governed, on the other hand, are more enlightened and
10378 more attentive to their interests. As the people in democracies is more
10379 incessantly vigilant in its affairs and more jealous of its rights, it
10380 prevents its representatives from abandoning that general line of
10381 conduct which its own interest prescribes. In the second place, it must
10382 be remembered that if the democratic magistrate is more apt to misuse
10383 his power, he possesses it for a shorter period of time. But there is
10384 yet another reason which is still more general and conclusive. It is no
10385 doubt of importance to the welfare of nations that they should be
10386 governed by men of talents and virtue; but it is perhaps still more
10387 important that the interests of those men should not differ from the
10388 interests of the community at large; for, if such were the case,
10389 virtues of a high order might become useless, and talents might be
10390 turned to a bad account. I say that it is important that the interests
10391 of the persons in authority should not conflict with or oppose the
10392 interests of the community at large; but I do not insist upon their
10393 having the same interests as the whole population, because I am not
10394 aware that such a state of things ever existed in any country.
1901 But there is a more general reason. While governing by virtuous, talented men is important, it is perhaps more vital that their interests not conflict with the community's. No system favors all classes equally; aristocratic governments risk the poor's interests, democratic governments the rich's. The advantage of democracy is not in favoring everyone's prosperity, but in serving the greatest number.
10395 1902
10396 No political form has hitherto been discovered which is equally
10397 favorable to the prosperity and the development of all the classes into
10398 which society is divided. These classes continue to form, as it were, a
10399 certain number of distinct nations in the same nation; and experience
10400 has shown that it is no less dangerous to place the fate of these
10401 classes exclusively in the hands of any one of them than it is to make
10402 one people the arbiter of the destiny of another. When the rich alone
10403 govern, the interest of the poor is always endangered; and when the
10404 poor make the laws, that of the rich incurs very serious risks. The
10405 advantage of democracy does not consist, therefore, as has sometimes
10406 been asserted, in favoring the prosperity of all, but simply in
10407 contributing to the well-being of the greatest possible number.
1903 American officials are often inferior in ability and morality to those aristocracy would raise, but their interests merge with the majority's. They may be untrustworthy or mistaken, but never systematically opposed to the majority's will. Mismanagement is an isolated, short-term event. Corruption and incompetence do not link men permanently; these vices are limited to the official's person.
10408 1904
10409 The men who are entrusted with the direction of public affairs in the
10410 United States are frequently inferior, both in point of capacity and of
10411 morality, to those whom aristocratic institutions would raise to power.
10412 But their interest is identified and confounded with that of the
10413 majority of their fellow-citizens. They may frequently be faithless and
10414 frequently mistaken, but they will never systematically adopt a line of
10415 conduct opposed to the will of the majority; and it is impossible that
10416 they should give a dangerous or an exclusive tendency to the
10417 government.
1905 Under aristocracies, public men serve class interests that often diverge from the majority's. This common, lasting bond unites them across generations, encouraging cooperation toward goals that do not ensure the greatest happiness for the greatest number. The English aristocracy, perhaps history's most liberal, has consistently supplied honorable, enlightened statesmen. Yet English legislation has frequently sacrificed the poor's welfare to the rich's advantage and the majority's rights to the few's privileges, creating extremes of wealth and risk.
10418 1906
10419 The mal-administration of a democratic magistrate is a mere isolated
10420 fact, which only occurs during the short period for which he is
10421 elected. Corruption and incapacity do not act as common interests,
10422 which may connect men permanently with one another. A corrupt or an
10423 incapable magistrate will not concert his measures with another
10424 magistrate, simply because that individual is as corrupt and as
10425 incapable as himself; and these two men will never unite their
10426 endeavors to promote the corruption and inaptitude of their remote
10427 posterity. The ambition and the manoeuvres of the one will serve, on
10428 the contrary, to unmask the other. The vices of a magistrate, in
10429 democratic states, are usually peculiar to his own person.
1907 In America, officials have no interests to promote connected with their caste; government's general influence is beneficial, though its administrators are often unskilled and sometimes contemptible. As I have noted:
10430 1908
10431 But under aristocratic governments public men are swayed by the
10432 interest of their order, which, if it is sometimes confounded with the
10433 interests of the majority, is very frequently distinct from them. This
10434 interest is the common and lasting bond which unites them together; it
10435 induces them to coalesce, and to combine their efforts in order to
10436 attain an end which does not always ensure the greatest happiness of
10437 the greatest number; and it serves not only to connect the persons in
10438 authority, but to unite them to a considerable portion of the
10439 community, since a numerous body of citizens belongs to the
10440 aristocracy, without being invested with official functions. The
10441 aristocratic magistrate is therefore constantly supported by a portion
10442 of the community, as well as by the Government of which he is a member.
1909 > **Quote:** "In aristocratic governments public men may frequently do injuries which they do not intend, and in democratic states they produce advantages which they never thought of."
10443 1910
10444 The common purpose which connects the interest of the magistrates in
10445 aristocracies with that of a portion of their contemporaries identifies
10446 it with that of future generations; their influence belongs to the
10447 future as much as to the present. The aristocratic magistrate is urged
10448 at the same time toward the same point by the passions of the
10449 community, by his own, and I may almost add by those of his posterity.
10450 Is it, then, wonderful that he does not resist such repeated impulses?
10451 And indeed aristocracies are often carried away by the spirit of their
10452 order without being corrupted by it; and they unconsciously fashion
10453 society to their own ends, and prepare it for their own descendants.
1911 Democratic institutions have a hidden tendency to make citizens' efforts serve community prosperity despite their vices, while aristocratic institutions incline officials to contribute to citizens' hardships despite their virtues.
10454 1912
10455 The English aristocracy is perhaps the most liberal which ever existed,
10456 and no body of men has ever, uninterruptedly, furnished so many
10457 honorable and enlightened individuals to the government of a country.
10458 It cannot, however, escape observation that in the legislation of
10459 England the good of the poor has been sacrificed to the advantage of
10460 the rich, and the rights of the majority to the privileges of the few.
10461 The consequence is, that England, at the present day, combines the
10462 extremes of fortune in the bosom of her society, and her perils and
10463 calamities are almost equal to her power and her renown. *a
1913 **Public Spirit in the United States**
10464 1914
10465 a
10466 [ [The legislation of England for the forty years is certainly not
10467 fairly open to this criticism, which was written before the Reform Bill
10468 of 1832, and accordingly Great Britain has thus far escaped and
10469 surmounted the perils and calamities to which she seemed to be
10470 exposed.]]
1915 One patriotism arises from instinctive, disinterested feeling—the love of one's birthplace, customs, and traditions. This passion, sometimes fueled by religious enthusiasm, can inspire immense effort but is more likely to produce temporary bursts than continuous exertion. It persists while society remains rooted in unquestioned traditions.
10471 1916
1917 But there is a more rational attachment, less passionate but more productive and lasting. It emerges with knowledge, is nurtured by laws and civil rights, and merges with personal interest. A citizen understands how national prosperity affects his own well-being; he works to promote it first from self-interest, second from right.
10472 1918
10473 In the United States, where the public officers have no interests to
10474 promote connected with their caste, the general and constant influence
10475 of the Government is beneficial, although the individuals who conduct
10476 it are frequently unskilful and sometimes contemptible. There is indeed
10477 a secret tendency in democratic institutions to render the exertions of
10478 the citizens subservient to the prosperity of the community,
10479 notwithstanding their private vices and mistakes; whilst in
10480 aristocratic institutions there is a secret propensity which,
10481 notwithstanding the talents and the virtues of those who conduct the
10482 government, leads them to contribute to the evils which oppress their
10483 fellow-creatures. In aristocratic governments public men may frequently
10484 do injuries which they do not intend, and in democratic states they
10485 produce advantages which they never thought of.
1919 When ancient customs change, morality fades, religious belief shakes, and tradition breaks—while knowledge remains incomplete and rights insecure—the country becomes a vague concept. Citizens are freed from prejudice without accepting reason; they possess neither monarchical instinct nor republican reflection, but retreat into the > **Quote:** "dull precincts of a narrow egotism."
10486 1920
10487 Public Spirit In The United States
1921 Retreat is impossible. One cannot restore lost vitality any more than childhood innocence. The only path forward is to accelerate the merging of private and public interests, since selfless patriotism has passed forever. I do not claim political rights should be immediately universal, but I maintain the most powerful way to interest people in their country's welfare is to make them participants in government. In Europe, the number of active citizens will vary with the extent of these rights.
10488 1922
10489 Patriotism of instinct—Patriotism of reflection—Their different
10490 characteristics—Nations ought to strive to acquire the second when the
10491 first has disappeared—Efforts of the Americans to it—Interest of the
10492 individual intimately connected with that of the country.
1923 In America, the inhabitants arrived recently without ancient customs or traditions; instinctive patriotism hardly exists. Yet everyone actively interests himself in township, county, and state affairs because everyone, in his own way, plays a part in governing society. Americans keenly understand how general prosperity affects their own well-being—a simple observation rarely made elsewhere. They view prosperity as the result of their own efforts; the citizen treats public success as private interest, contributing not from pride or duty but from what I will venture to term > **Quote:** "cupidity."
10493 1924
10494 There is one sort of patriotic attachment which principally arises from
10495 that instinctive, disinterested, and undefinable feeling which connects
10496 the affections of man with his birthplace. This natural fondness is
10497 united to a taste for ancient customs, and to a reverence for ancestral
10498 traditions of the past; those who cherish it love their country as they
10499 love the mansions of their fathers. They enjoy the tranquillity which
10500 it affords them; they cling to the peaceful habits which they have
10501 contracted within its bosom; they are attached to the reminiscences
10502 which it awakens, and they are even pleased by the state of obedience
10503 in which they are placed. This patriotism is sometimes stimulated by
10504 religious enthusiasm, and then it is capable of making the most
10505 prodigious efforts. It is in itself a kind of religion; it does not
10506 reason, but it acts from the impulse of faith and of sentiment. By some
10507 nations the monarch has been regarded as a personification of the
10508 country; and the fervor of patriotism being converted into the fervor
10509 of loyalty, they took a sympathetic pride in his conquests, and gloried
10510 in his power. At one time, under the ancient monarchy, the French felt
10511 a sort of satisfaction in the sense of their dependence upon the
10512 arbitrary pleasure of their king, and they were wont to say with pride,
10513 “We are the subjects of the most powerful king in the world.”
1925 Nothing is more awkward in daily life than this sensitive patriotism of the Americans. A foreigner might praise many institutions but ask permission to criticize peculiarities—a permission stubbornly refused. America is thus a free country where, to avoid offending anyone, you may not speak freely of individuals, the state, citizens, authorities, or projects—in short, of anything except perhaps climate and soil. And even then, Americans defend both as if they had designed them.
10514 1926
10515 But, like all instinctive passions, this kind of patriotism is more apt
10516 to prompt transient exertion than to supply the motives of continuous
10517 endeavor. It may save the State in critical circumstances, but it will
10518 not unfrequently allow the nation to decline in the midst of peace.
10519 Whilst the manners of a people are simple and its faith unshaken,
10520 whilst society is steadily based upon traditional institutions whose
10521 legitimacy has never been contested, this instinctive patriotism is
10522 wont to endure.
1927 Our time requires a choice between the patriotism of the many and the government of the few; the energy created by the former is incompatible with the stability guarantees of the latter.
10523 1928
10524 But there is another species of attachment to a country which is more
10525 rational than the one we have been describing. It is perhaps less
10526 generous and less ardent, but it is more fruitful and more lasting; it
10527 is coeval with the spread of knowledge, it is nurtured by the laws, it
10528 grows by the exercise of civil rights, and, in the end, it is
10529 confounded with the personal interest of the citizen. A man comprehends
10530 the influence which the prosperity of his country has upon his own
10531 welfare; he is aware that the laws authorize him to contribute his
10532 assistance to that prosperity, and he labors to promote it as a portion
10533 of his interest in the first place, and as a portion of his right in
10534 the second.
1929 **Notion Of Rights In The United States**
10535 1930
10536 But epochs sometimes occur, in the course of the existence of a nation,
10537 at which the ancient customs of a people are changed, public morality
10538 destroyed, religious belief disturbed, and the spell of tradition
10539 broken, whilst the diffusion of knowledge is yet imperfect, and the
10540 civil rights of the community are ill secured, or confined within very
10541 narrow limits. The country then assumes a dim and dubious shape in the
10542 eyes of the citizens; they no longer behold it in the soil which they
10543 inhabit, for that soil is to them a dull inanimate clod; nor in the
10544 usages of their forefathers, which they have been taught to look upon
10545 as a debasing yoke; nor in religion, for of that they doubt; nor in the
10546 laws, which do not originate in their own authority; nor in the
10547 legislator, whom they fear and despise. The country is lost to their
10548 senses, they can neither discover it under its own nor under borrowed
10549 features, and they entrench themselves within the dull precincts of a
10550 narrow egotism. They are emancipated from prejudice without having
10551 acknowledged the empire of reason; they are neither animated by the
10552 instinctive patriotism of monarchical subjects nor by the thinking
10553 patriotism of republican citizens; but they have stopped halfway
10554 between the two, in the midst of confusion and of distress.
1931 Nothing is higher than the principle of right, which merges with virtue. I have noted:
10555 1932
10556 In this predicament, to retreat is impossible; for a people cannot
10557 restore the vivacity of its earlier times, any more than a man can
10558 return to the innocence and the bloom of childhood; such things may be
10559 regretted, but they cannot be renewed. The only thing, then, which
10560 remains to be done is to proceed, and to accelerate the union of
10561 private with public interests, since the period of disinterested
10562 patriotism is gone by forever.
1933 > **Quote:** "The idea of right is simply that of virtue introduced into the political world."
10563 1934
10564 I am certainly very far from averring that, in order to obtain this
10565 result, the exercise of political rights should be immediately granted
10566 to all the members of the community. But I maintain that the most
10567 powerful, and perhaps the only, means of interesting men in the welfare
10568 of their country which we still possess is to make them partakers in
10569 the Government. At the present time civic zeal seems to me to be
10570 inseparable from the exercise of political rights; and I hold that the
10571 number of citizens will be found to augment or to decrease in Europe in
10572 proportion as those rights are extended.
1935 It defines anarchy and tyranny, teaching us to obey without submission. There are no great nations without the concept of rights.
10573 1936
10574 In the United States the inhabitants were thrown but as yesterday upon
10575 the soil which they now occupy, and they brought neither customs nor
10576 traditions with them there; they meet each other for the first time
10577 with no previous acquaintance; in short, the instinctive love of their
10578 country can scarcely exist in their minds; but everyone takes as
10579 zealous an interest in the affairs of his township, his county, and of
10580 the whole State, as if they were his own, because everyone, in his
10581 sphere, takes an active part in the government of society.
1937 The only way to instill this concept is to grant all members peaceful exercise of certain rights. A child uses everything for his own purposes until he learns that his possessions can be taken; he then respects others' rights to protect his own. In America, complaints against property are unheard because there is no permanent destitute class; everyone has property to defend and thus recognizes ownership.
10582 1938
10583 The lower orders in the United States are alive to the perception of
10584 the influence exercised by the general prosperity upon their own
10585 welfare; and simple as this observation is, it is one which is but too
10586 rarely made by the people. But in America the people regards this
10587 prosperity as the result of its own exertions; the citizen looks upon
10588 the fortune of the public as his private interest, and he co-operates
10589 in its success, not so much from a sense of pride or of duty, as from
10590 what I shall venture to term cupidity.
1939 The same occurs politically. In America, the lowest classes respect political rights because they exercise them; they refrain from attacking others' rights to protect their own. While Europeans sometimes resist the highest power, Americans submit without complaint to the lowliest magistrate.
10591 1940
10592 It is unnecessary to study the institutions and the history of the
10593 Americans in order to discover the truth of this remark, for their
10594 manners render it sufficiently evident. As the American participates in
10595 all that is done in his country, he thinks himself obliged to defend
10596 whatever may be censured; for it is not only his country which is
10597 attacked upon these occasions, but it is himself. The consequence is,
10598 that his national pride resorts to a thousand artifices, and to all the
10599 petty tricks of individual vanity.
1941 This appears even in national character. In France, few pleasures are reserved for the upper classes; the poor admitted everywhere behave well and respect shared enjoyments. In England, where wealth monopolizes entertainment and power, the poor cause damage when entering rich preserves—unsurprising, since they have nothing to lose. This has improved as more public parks and museums became available.
10600 1942
10601 Nothing is more embarrassing in the ordinary intercourse of life than
10602 this irritable patriotism of the Americans. A stranger may be very well
10603 inclined to praise many of the institutions of their country, but he
10604 begs permission to blame some of the peculiarities which he observes—a
10605 permission which is, however, inexorably refused. America is therefore
10606 a free country, in which, lest anybody should be hurt by your remarks,
10607 you are not allowed to speak freely of private individuals, or of the
10608 State, of the citizens or of the authorities, of public or of private
10609 undertakings, or, in short, of anything at all, except it be of the
10610 climate and the soil; and even then Americans will be found ready to
10611 defend either the one or the other, as if they had been contrived by
10612 the inhabitants of the country.
1943 Democratic government brings political rights down to humble citizens, just as wealth distribution brings property within everyone's reach. I do not claim teaching rights-exercise is easy, but the results are significant. Now is the time: religious belief is shaken, divine right fades, public morality corrupts, moral rights disappear. Argument replaces faith, calculation replaces impulse.
10613 1944
10614 In our times option must be made between the patriotism of all and the
10615 government of a few; for the force and activity which the first confers
10616 are irreconcilable with the guarantees of tranquillity which the second
10617 furnishes.
1945 > **Quote:** "If, in the midst of this general disruption, you do not succeed in connecting the notion of rights with that of personal interest, which is the only immutable point in the human heart, what means will you have of governing the world except by fear?"
10618 1946
10619 Notion Of Rights In The United States
1947 When I am told that because laws are weak and passions high we must not increase democratic rights, I reply that these are precisely the reasons we must. Governments have greater interest in this than society, for governments can be destroyed while society cannot.
10620 1948
10621 No great people without a notion of rights—How the notion of rights can
10622 be given to people—Respect of rights in the United States—Whence it
10623 arises.
1949 But I do not wish to exaggerate America's example. There, political rights were granted when they could hardly be abused, for citizens were few and simple. As they grew, Americans extended democracy's reach rather than its power. Granting political rights to the previously disenfranchised is a critical, necessary transition. Like a child who might kill before understanding life's value, the newly enfranchised are *Homo puer robustus*—a robust but inexperienced child. In America, states where citizens have longest enjoyed rights make the best use of them.
10624 1950
10625 After the idea of virtue, I know no higher principle than that of
10626 right; or, to speak more accurately, these two ideas are commingled in
10627 one. The idea of right is simply that of virtue introduced into the
10628 political world. It is the idea of right which enabled men to define
10629 anarchy and tyranny; and which taught them to remain independent
10630 without arrogance, as well as to obey without servility. The man who
10631 submits to violence is debased by his compliance; but when he obeys the
10632 mandate of one who possesses that right of authority which he
10633 acknowledges in a fellow-creature, he rises in some measure above the
10634 person who delivers the command. There are no great men without virtue,
10635 and there are no great nations—it may almost be added that there would
10636 be no society—without the notion of rights; for what is the condition
10637 of a mass of rational and intelligent beings who are only united
10638 together by the bond of force?
1951 > **Quote:** "It cannot be repeated too often that nothing is more fertile in prodigies than the art of being free; but there is nothing more arduous than the apprenticeship of liberty."
10639 1952
10640 I am persuaded that the only means which we possess at the present time
10641 of inculcating the notion of rights, and of rendering it, as it were,
10642 palpable to the senses, is to invest all the members of the community
10643 with the peaceful exercise of certain rights: this is very clearly seen
10644 in children, who are men without the strength and the experience of
10645 manhood. When a child begins to move in the midst of the objects which
10646 surround him, he is instinctively led to turn everything which he can
10647 lay his hands upon to his own purposes; he has no notion of the
10648 property of others; but as he gradually learns the value of things, and
10649 begins to perceive that he may in his turn be deprived of his
10650 possessions, he becomes more circumspect, and he observes those rights
10651 in others which he wishes to have respected in himself. The principle
10652 which the child derives from the possession of his toys is taught to
10653 the man by the objects which he may call his own. In America those
10654 complaints against property in general which are so frequent in Europe
10655 are never heard, because in America there are no paupers; and as
10656 everyone has property of his own to defend, everyone recognizes the
10657 principle upon which he holds it.
1953 Despotism promises to fix problems, upholds rights, protects the oppressed, maintains order. The nation is lulled by temporary prosperity until it wakes to misery. Liberty, by contrast, is born amid unrest, perfected through struggle, and its benefits only appreciated after long endurance.
10658 1954
10659 The same thing occurs in the political world. In America the lowest
10660 classes have conceived a very high notion of political rights, because
10661 they exercise those rights; and they refrain from attacking those of
10662 other people, in order to ensure their own from attack. Whilst in
10663 Europe the same classes sometimes recalcitrate even against the supreme
10664 power, the American submits without a murmur to the authority of the
10665 pettiest magistrate.
10666
10667 This truth is exemplified by the most trivial details of national
10668 peculiarities. In France very few pleasures are exclusively reserved
10669 for the higher classes; the poor are admitted wherever the rich are
10670 received, and they consequently behave with propriety, and respect
10671 whatever contributes to the enjoyments in which they themselves
10672 participate. In England, where wealth has a monopoly of amusement as
10673 well as of power, complaints are made that whenever the poor happen to
10674 steal into the enclosures which are reserved for the pleasures of the
10675 rich, they commit acts of wanton mischief: can this be wondered at,
10676 since care has been taken that they should have nothing to lose? *b
10677
10678 b
10679 [ [This, too, has been amended by much larger provisions for the
10680 amusements of the people in public parks, gardens, museums, etc.; and
10681 the conduct of the people in these places of amusement has improved in
10682 the same proportion.]]
10683
10684
10685 The government of democracy brings the notion of political rights to
10686 the level of the humblest citizens, just as the dissemination of wealth
10687 brings the notion of property within the reach of all the members of
10688 the community; and I confess that, to my mind, this is one of its
10689 greatest advantages. I do not assert that it is easy to teach men to
10690 exercise political rights; but I maintain that, when it is possible,
10691 the effects which result from it are highly important; and I add that,
10692 if there ever was a time at which such an attempt ought to be made,
10693 that time is our own. It is clear that the influence of religious
10694 belief is shaken, and that the notion of divine rights is declining; it
10695 is evident that public morality is vitiated, and the notion of moral
10696 rights is also disappearing: these are general symptoms of the
10697 substitution of argument for faith, and of calculation for the impulses
10698 of sentiment. If, in the midst of this general disruption, you do not
10699 succeed in connecting the notion of rights with that of personal
10700 interest, which is the only immutable point in the human heart, what
10701 means will you have of governing the world except by fear? When I am
10702 told that, since the laws are weak and the populace is wild, since
10703 passions are excited and the authority of virtue is paralyzed, no
10704 measures must be taken to increase the rights of the democracy, I
10705 reply, that it is for these very reasons that some measures of the kind
10706 must be taken; and I am persuaded that governments are still more
10707 interested in taking them than society at large, because governments
10708 are liable to be destroyed and society cannot perish.
10709
10710 I am not, however, inclined to exaggerate the example which America
10711 furnishes. In those States the people are invested with political
10712 rights at a time when they could scarcely be abused, for the citizens
10713 were few in number and simple in their manners. As they have increased,
10714 the Americans have not augmented the power of the democracy, but they
10715 have, if I may use the expression, extended its dominions. It cannot be
10716 doubted that the moment at which political rights are granted to a
10717 people that had before been without them is a very critical, though it
10718 be a necessary one. A child may kill before he is aware of the value of
10719 life; and he may deprive another person of his property before he is
10720 aware that his own may be taken away from him. The lower orders, when
10721 first they are invested with political rights, stand, in relation to
10722 those rights, in the same position as the child does to the whole of
10723 nature, and the celebrated adage may then be applied to them, Homo puer
10724 robustus. This truth may even be perceived in America. The States in
10725 which the citizens have enjoyed their rights longest are those in which
10726 they make the best use of them.
10727
10728 It cannot be repeated too often that nothing is more fertile in
10729 prodigies than the art of being free; but there is nothing more arduous
10730 than the apprenticeship of liberty. Such is not the case with despotic
10731 institutions: despotism often promises to make amends for a thousand
10732 previous ills; it supports the right, it protects the oppressed, and it
10733 maintains public order. The nation is lulled by the temporary
10734 prosperity which accrues to it, until it is roused to a sense of its
10735 own misery. Liberty, on the contrary, is generally established in the
10736 midst of agitation, it is perfected by civil discord, and its benefits
10737 cannot be appreciated until it is already old.
10738
10739
10740
10741
10742 1955 ### Chapter XIV: Advantages American Society Derive From Democracy—Part II
10743 1956
10744 1957 Respect For The Law In The United States
10745 1958
10746 Respect of the Americans for the law—Parental affection which they
10747 entertain for it—Personal interest of everyone to increase the
10748 authority of the law.
1959 Americans' respect for law approaches parental affection. While consulting the entire population isn't always possible, when it is, the law's authority strengthens enormously. This popular origin may compromise legislative excellence, but its authority overawes the imagination of even those most inclined to contest it. Political parties understand this: they always claim majority support, claiming the true majority abstained from voting, or appealing to the disenfranchised when defeated.
10749 1960
10750 It is not always feasible to consult the whole people, either directly
10751 or indirectly, in the formation of the law; but it cannot be denied
10752 that, when such a measure is possible the authority of the law is very
10753 much augmented. This popular origin, which impairs the excellence and
10754 the wisdom of legislation, contributes prodigiously to increase its
10755 power. There is an amazing strength in the expression of the
10756 determination of a whole people, and when it declares itself the
10757 imagination of those who are most inclined to contest it is overawed by
10758 its authority. The truth of this fact is very well known by parties,
10759 and they consequently strive to make out a majority whenever they can.
10760 If they have not the greater number of voters on their side, they
10761 assert that the true majority abstained from voting; and if they are
10762 foiled even there, they have recourse to the body of those persons who
10763 had no votes to give.
1961 In the United States, excepting slaves, servants, and those on public assistance, every class votes and thus contributes to lawmaking. Therefore, attacking the laws means changing the nation's opinion or trampling its decisions.
10764 1962
10765 In the United States, except slaves, servants, and paupers in the
10766 receipt of relief from the townships, there is no class of persons who
10767 do not exercise the elective franchise, and who do not indirectly
10768 contribute to make the laws. Those who design to attack the laws must
10769 consequently either modify the opinion of the nation or trample upon
10770 its decision.
1963 A second, weightier reason exists: everyone has personal interest in universal obedience. Today's minority may become tomorrow's majority, so it respects laws it will soon enforce. However annoying, the citizen complies because the law issues from his own authority—a contract he entered voluntarily.
10771 1964
10772 A second reason, which is still more weighty, may be further adduced;
10773 in the United States everyone is personally interested in enforcing the
10774 obedience of the whole community to the law; for as the minority may
10775 shortly rally the majority to its principles, it is interested in
10776 professing that respect for the decrees of the legislator which it may
10777 soon have occasion to claim for its own. However irksome an enactment
10778 may be, the citizen of the United States complies with it, not only
10779 because it is the work of the majority, but because it originates in
10780 his own authority, and he regards it as a contract to which he is
10781 himself a party.
1965 Thus America lacks that turbulent population viewing law as natural enemy. On the contrary, all classes display confidence in legislation, feeling a parental affection for it.
10782 1966
10783 In the United States, then, that numerous and turbulent multitude does
10784 not exist which always looks upon the law as its natural enemy, and
10785 accordingly surveys it with fear and with fear and with distrust. It is
10786 impossible, on the other hand, not to perceive that all classes display
10787 the utmost reliance upon the legislation of their country, and that
10788 they are attached to it by a kind of parental affection.
1967 But I am wrong to say "all classes." In America, the hierarchy reverses: the wealthy occupy the poor's Old World position, and it is they who frequently view law with suspicion.
10789 1968
10790 I am wrong, however, in saying all classes; for as in America the
10791 European scale of authority is inverted, the wealthy are there placed
10792 in a position analogous to that of the poor in the Old World, and it is
10793 the opulent classes which frequently look upon the law with suspicion.
10794 I have already observed that the advantage of democracy is not, as has
10795 been sometimes asserted, that it protects the interests of the whole
10796 community, but simply that it protects those of the majority. In the
10797 United States, where the poor rule, the rich have always some reason to
10798 dread the abuses of their power. This natural anxiety of the rich may
10799 produce a sullen dissatisfaction, but society is not disturbed by it;
10800 for the same reason which induces the rich to withhold their confidence
10801 in the legislative authority makes them obey its mandates; their
10802 wealth, which prevents them from making the law, prevents them from
10803 withstanding it. Amongst civilized nations revolts are rarely excited,
10804 except by such persons as have nothing to lose by them; and if the laws
10805 of a democracy are not always worthy of respect, at least they always
10806 obtain it; for those who usually infringe the laws have no excuse for
10807 not complying with the enactments they have themselves made, and by
10808 which they are themselves benefited, whilst the citizens whose
10809 interests might be promoted by the infraction of them are induced, by
10810 their character and their stations, to submit to the decisions of the
10811 legislature, whatever they may be. Besides which, the people in America
10812 obeys the law not only because it emanates from the popular authority,
10813 but because that authority may modify it in any points which may prove
10814 vexatory; a law is observed because it is a self-imposed evil in the
10815 first place, and an evil of transient duration in the second.
1969 > **Quote:** "I have already observed that the advantage of democracy is not, as has been sometimes asserted, that it protects the interests of the whole community, but simply that it protects those of the majority."
10816 1970
10817 Activity Which Pervades All The Branches Of The Body Politic In The
10818 United States; Influence Which It Exercises Upon Society
1971 In America, where the poor hold power, the rich naturally fear its abuse. This anxiety may cause quiet dissatisfaction, but does not disturb society. Their wealth, which denies them lawmaking power, also prevents resistance: among civilized nations, revolts are rarely started by those with something to lose. Law-breakers lack excuse, having made the regulations themselves. And those whose interests might be served by breaking the law submit due to social position. Moreover, Americans obey because the law is a self-imposed evil of transient duration—popular authority can modify any oppressive part.
10819 1972
10820 More difficult to conceive the political activity which pervades the
10821 United States than the freedom and equality which reign there—The great
10822 activity which perpetually agitates the legislative bodies is only an
10823 episode to the general activity—Difficult for an American to confine
10824 himself to his own business—Political agitation extends to all social
10825 intercourse—Commercial activity of the Americans partly attributable to
10826 this cause—Indirect advantages which society derives from a democratic
10827 government.
1973 Activity Which Pervades All Branches Of The Body Politic In The United States; Influence Which It Exercises Upon Society
10828 1974
10829 On passing from a country in which free institutions are established to
10830 one where they do not exist, the traveller is struck by the change; in
10831 the former all is bustle and activity, in the latter everything is calm
10832 and motionless. In the one, amelioration and progress are the general
10833 topics of inquiry; in the other, it seems as if the community only
10834 aspired to repose in the enjoyment of the advantages which it has
10835 acquired. Nevertheless, the country which exerts itself so strenuously
10836 to promote its welfare is generally more wealthy and more prosperous
10837 than that which appears to be so contented with its lot; and when we
10838 compare them together, we can scarcely conceive how so many new wants
10839 are daily felt in the former, whilst so few seem to occur in the
10840 latter.
1975 The political activity saturating the United States is harder to imagine than its freedom and equality. The great activity constantly agitating legislative bodies is only one part of a universal movement: Americans struggle to stick strictly to their own business, political agitation extends to all social interactions, and commercial activity partly results from this. These are the indirect advantages democratic government confers upon society.
10841 1976
10842 If this remark is applicable to those free countries in which
10843 monarchical and aristocratic institutions subsist, it is still more
10844 striking with regard to democratic republics. In these States it is not
10845 only a portion of the people which is busied with the amelioration of
10846 its social condition, but the whole community is engaged in the task;
10847 and it is not the exigencies and the convenience of a single class for
10848 which a provision is to be made, but the exigencies and the convenience
10849 of all ranks of life.
1977 Moving from a free country to one without free institutions, the traveler is struck by the contrast: the former bustles with activity and constant talk of improvement; the latter rests motionless, content with its acquisitions. Yet the active country is generally wealthier. Comparing them, we can hardly understand how so many new needs arise daily in one, so few in the other.
10850 1978
10851 It is not impossible to conceive the surpassing liberty which the
10852 Americans enjoy; some idea may likewise be formed of the extreme
10853 equality which subsists amongst them, but the political activity which
10854 pervades the United States must be seen in order to be understood. No
10855 sooner do you set foot upon the American soil than you are stunned by a
10856 kind of tumult; a confused clamor is heard on every side; and a
10857 thousand simultaneous voices demand the immediate satisfaction of their
10858 social wants. Everything is in motion around you; here, the people of
10859 one quarter of a town are met to decide upon the building of a church;
10860 there, the election of a representative is going on; a little further
10861 the delegates of a district are posting to the town in order to consult
10862 upon some local improvements; or in another place the laborers of a
10863 village quit their ploughs to deliberate upon the project of a road or
10864 a public school. Meetings are called for the sole purpose of declaring
10865 their disapprobation of the line of conduct pursued by the Government;
10866 whilst in other assemblies the citizens salute the authorities of the
10867 day as the fathers of their country. Societies are formed which regard
10868 drunkenness as the principal cause of the evils under which the State
10869 labors, and which solemnly bind themselves to give a constant example
10870 of temperance. *c
1979 This observation applies even more strikingly to democratic republics, where the entire community—not just a portion—works to improve social conditions, making provisions for all ranks of life.
10871 1980
10872 c
10873 [ At the time of my stay in the United States the temperance societies
10874 already consisted of more than 270,000 members, and their effect had
10875 been to diminish the consumption of fermented liquors by 500,000
10876 gallons per annum in the State of Pennsylvania alone.]
1981 America's vast liberty and equality can be imagined, but its political activity must be seen. Upon arrival, you are stunned by tumult: a confused clamor, a thousand voices demanding satisfaction of social needs. Everything moves. Here, neighbors meet to build a church; there, a representative is being elected. Elsewhere, district delegates consult on improvements; elsewhere, laborers leave plows to debate roads or schools. Meetings denounce government; others hail authorities as fathers of the country. Temperance societies, viewing drunkenness as the state's main problem, pledge abstinence. During my stay, these societies counted 270,000 members and had reduced spirit consumption by 500,000 gallons annually in Pennsylvania alone.
10877 1982
1983 The great agitation in American legislatures—alone noticed abroad—is merely an episode of a universal movement rising from the lowest classes through every rank. No greater effort could be exerted in pursuit of well-being.
10878 1984
10879 The great political agitation of the American legislative bodies, which
10880 is the only kind of excitement that attracts the attention of foreign
10881 countries, is a mere episode or a sort of continuation of that
10882 universal movement which originates in the lowest classes of the people
10883 and extends successively to all the ranks of society. It is impossible
10884 to spend more efforts in the pursuit of enjoyment.
1985 Political concerns consume massive time. Almost the only pleasure an American imagines is participating in government. This influences the smallest habits: women attend meetings for relief from household chores; debating clubs substitute for theater. An American does not converse but discusses, falling into academic dissertations. He addresses you as if at a public meeting, inevitably calling his interlocutor "Gentlemen" when excited.
10885 1986
10886 The cares of political life engross a most prominent place in the
10887 occupation of a citizen in the United States, and almost the only
10888 pleasure of which an American has any idea is to take a part in the
10889 Government, and to discuss the part he has taken. This feeling pervades
10890 the most trifling habits of life; even the women frequently attend
10891 public meetings and listen to political harangues as a recreation after
10892 their household labors. Debating clubs are to a certain extent a
10893 substitute for theatrical entertainments: an American cannot converse,
10894 but he can discuss; and when he attempts to talk he falls into a
10895 dissertation. He speaks to you as if he was addressing a meeting; and
10896 if he should chance to warm in the course of the discussion, he will
10897 infallibly say, “Gentlemen,” to the person with whom he is conversing.
1987 Some peoples reluctantly exercise political rights, within the limits of a wholesome egotism, marked out by four sunk fences and a quickset hedge. But an American limited to private affairs would feel half his existence stolen, a void unbearable. Montesquieu noted the same despondency among Romans under the first Caesars, thrown from political excitement into private stagnation.
10898 1988
10899 In some countries the inhabitants display a certain repugnance to avail
10900 themselves of the political privileges with which the law invests them;
10901 it would seem that they set too high a value upon their time to spend
10902 it on the interests of the community; and they prefer to withdraw
10903 within the exact limits of a wholesome egotism, marked out by four sunk
10904 fences and a quickset hedge. But if an American were condemned to
10905 confine his activity to his own affairs, he would be robbed of one half
10906 of his existence; he would feel an immense void in the life which he is
10907 accustomed to lead, and his wretchedness would be unbearable. *d I am
10908 persuaded that, if ever a despotic government is established in
10909 America, it will find it more difficult to surmount the habits which
10910 free institutions have engendered than to conquer the attachment of the
10911 citizens to freedom.
1989 This agitation influences all social interactions, and may be democracy's greatest advantage. I praise it less for what it does than for what it causes. The people often manage public business poorly, but participation expands their ideas and breaks mental routines. The humblest individual gains self-respect, commands enlightened minds, and is courted by deceivers who inadvertently instruct him. He joins projects that give him taste for undertakings, sees improvements to common property, and desires to improve his own. He is perhaps no happier, but more informed and active. I have no doubt that America's democratic institutions, combined with its physical environment, indirectly cause its extraordinary commercial activity—not through laws themselves, but through the experience of participating in legislation.
10912 1990
10913 d
10914 [ The same remark was made at Rome under the first Caesars. Montesquieu
10915 somewhere alludes to the excessive despondency of certain Roman
10916 citizens who, after the excitement of political life, were all at once
10917 flung back into the stagnation of private life.]
1991 Democracy's critics are right: a single individual performs his duties better than a community government. One-person rule—assuming equal education—is more consistent, persistent, and accurate than a crowd's, and better at judging character. But democracy produces more in total; if it does fewer things well, it does a greater number of things. It never displays a regular, methodical system; it often abandons projects before they bear fruit or risks dangerous consequences. Yet under it, private effort accomplishes more than public administration.
10918 1992
1993 > **Quote:** "Democracy does not confer the most skilful kind of government upon the people, but it produces that which the most skilful governments are frequently unable to awaken, namely, an all-pervading and restless activity, a superabundant force, and an energy which is inseparable from it, and which may, under favorable circumstances, beget the most amazing benefits."
10919 1994
10920 This ceaseless agitation which democratic government has introduced
10921 into the political world influences all social intercourse. I am not
10922 sure that upon the whole this is not the greatest advantage of
10923 democracy. And I am much less inclined to applaud it for what it does
10924 than for what it causes to be done. It is incontestable that the people
10925 frequently conducts public business very ill; but it is impossible that
10926 the lower orders should take a part in public business without
10927 extending the circle of their ideas, and without quitting the ordinary
10928 routine of their mental acquirements. The humblest individual who is
10929 called upon to co-operate in the government of society acquires a
10930 certain degree of self-respect; and as he possesses authority, he can
10931 command the services of minds much more enlightened than his own. He is
10932 canvassed by a multitude of applicants, who seek to deceive him in a
10933 thousand different ways, but who instruct him by their deceit. He takes
10934 a part in political undertakings which did not originate in his own
10935 conception, but which give him a taste for undertakings of the kind.
10936 New ameliorations are daily pointed out in the property which he holds
10937 in common with others, and this gives him the desire of improving that
10938 property which is more peculiarly his own. He is perhaps neither
10939 happier nor better than those who came before him, but he is better
10940 informed and more active. I have no doubt that the democratic
10941 institutions of the United States, joined to the physical constitution
10942 of the country, are the cause (not the direct, as is so often asserted,
10943 but the indirect cause) of the prodigious commercial activity of the
10944 inhabitants. It is not engendered by the laws, but the people learns
10945 how to promote it by the experience derived from legislation.
1995 Today, as the West's destiny hangs in balance, some attack democracy as an enemy while others worship it as a new deity. Both know little of their object; they strike in the dark.
10946 1996
10947 When the opponents of democracy assert that a single individual
10948 performs the duties which he undertakes much better than the government
10949 of the community, it appears to me that they are perfectly right. The
10950 government of an individual, supposing an equality of instruction on
10951 either side, is more consistent, more persevering, and more accurate
10952 than that of a multitude, and it is much better qualified judiciously
10953 to discriminate the characters of the men it employs. If any deny what
10954 I advance, they have certainly never seen a democratic government, or
10955 have formed their opinion upon very partial evidence. It is true that
10956 even when local circumstances and the disposition of the people allow
10957 democratic institutions to subsist, they never display a regular and
10958 methodical system of government. Democratic liberty is far from
10959 accomplishing all the projects it undertakes, with the skill of an
10960 adroit despotism. It frequently abandons them before they have borne
10961 their fruits, or risks them when the consequences may prove dangerous;
10962 but in the end it produces more than any absolute government, and if it
10963 do fewer things well, it does a greater number of things. Under its
10964 sway the transactions of the public administration are not nearly so
10965 important as what is done by private exertion. Democracy does not
10966 confer the most skilful kind of government upon the people, but it
10967 produces that which the most skilful governments are frequently unable
10968 to awaken, namely, an all-pervading and restless activity, a
10969 superabundant force, and an energy which is inseparable from it, and
10970 which may, under favorable circumstances, beget the most amazing
10971 benefits. These are the true advantages of democracy.
1997 First, understand society's purpose and government's goal. If you would elevate the human spirit, teach noble feelings, inspire men with a scorn for mere temporal advantage, foster deep convictions and honorable devotion, refine habits, polish manners, cultivate arts, promote love of poetry, beauty, and fame, build a people capable of powerful action among nations and achieving historical fame—if these are your primary objects, avoid democratic government, which would be an unreliable guide.
10972 1998
10973 In the present age, when the destinies of Christendom seem to be in
10974 suspense, some hasten to assail democracy as its foe whilst it is yet
10975 in its early growth; and others are ready with their vows of adoration
10976 for this new deity which is springing forth from chaos: but both
10977 parties are very imperfectly acquainted with the object of their hatred
10978 or of their desires; they strike in the dark, and distribute their
10979 blows by mere chance.
1999 But if you would direct man's activity toward comfort and necessities; if practical understanding outweighs genius; if you prefer peaceable habits to heroic virtues, minor vices to major crimes, and fewer noble deeds in proportion to reduced offenses; if widespread prosperity satisfies you more than brilliant society; if government's primary object is to ensure maximum enjoyment and minimum misery for each individual—then equalizing conditions and establishing democracy is your best means.
10980 2000
10981 We must first understand what the purport of society and the aim of
10982 government is held to be. If it be your intention to confer a certain
10983 elevation upon the human mind, and to teach it to regard the things of
10984 this world with generous feelings, to inspire men with a scorn of mere
10985 temporal advantage, to give birth to living convictions, and to keep
10986 alive the spirit of honorable devotedness; if you hold it to be a good
10987 thing to refine the habits, to embellish the manners, to cultivate the
10988 arts of a nation, and to promote the love of poetry, of beauty, and of
10989 renown; if you would constitute a people not unfitted to act with power
10990 upon all other nations, nor unprepared for those high enterprises
10991 which, whatever be the result of its efforts, will leave a name forever
10992 famous in time—if you believe such to be the principal object of
10993 society, you must avoid the government of democracy, which would be a
10994 very uncertain guide to the end you have in view.
2001 But if the time for choice has passed, and superhuman power drives us toward one government regardless of our wishes, let us at least make the best of it. Let us study its good and evil tendencies to foster the former and restrain the latter.
10995 2002
10996 But if you hold it to be expedient to divert the moral and intellectual
10997 activity of man to the production of comfort, and to the acquirement of
10998 the necessaries of life; if a clear understanding be more profitable to
10999 man than genius; if your object be not to stimulate the virtues of
11000 heroism, but to create habits of peace; if you had rather witness vices
11001 than crimes and are content to meet with fewer noble deeds, provided
11002 offences be diminished in the same proportion; if, instead of living in
11003 the midst of a brilliant state of society, you are contented to have
11004 prosperity around you; if, in short, you are of opinion that the
11005 principal object of a Government is not to confer the greatest possible
11006 share of power and of glory upon the body of the nation, but to ensure
11007 the greatest degree of enjoyment and the least degree of misery to each
11008 of the individuals who compose it—if such be your desires, you can have
11009 no surer means of satisfying them than by equalizing the conditions of
11010 men, and establishing democratic institutions.
2003 ## Chapter XV: Unlimited Power Of Majority, And Its Consequences
11011 2004
11012 But if the time be passed at which such a choice was possible, and if
11013 some superhuman power impel us towards one or the other of these two
11014 governments without consulting our wishes, let us at least endeavor to
11015 make the best of that which is allotted to us; and let us so inquire
11016 into its good and its evil propensities as to be able to foster the
11017 former and repress the latter to the utmost.
11018 2005
11019 2006
11020 ## Chapter XV: Unlimited Power Of Majority, And Its Consequences
11021
11022 2007 ### Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part I
11023 2008
2009 The natural strength of the majority in democracies—and how most American constitutions have increased this strength by artificial means—is a central feature of the United States, achieved through pledged delegates, moral power, belief in infallibility, and growing respect for its rights.
11024 2010
2011 > **Quote:** "The very essence of democratic government consists in the absolute sovereignty of the majority; for there is nothing in democratic States which is capable of resisting it."
11025 2012
11026 Natural strength of the majority in democracies—Most of the American
11027 Constitutions have increased this strength by artificial means—How this
11028 has been done—Pledged delegates—Moral power of the majority—Opinion as
11029 to its infallibility—Respect for its rights, how augmented in the
11030 United States.
2013 In examining the Federal Constitution, we previously observed that the efforts of the Union’s legislators were diametrically opposed to this tendency. The result is that the Federal Government is more independent within its own sphere than the state governments. However, the Federal Government rarely interferes beyond foreign affairs; the state governments, in reality, direct American society.
11031 2014
11032 Unlimited Power Of The Majority In The United States, And Its
11033 Consequences
2015 The legislature is the political institution most easily swayed by majority wishes. Americans determined its members should be elected directly by the people for very short terms, subjecting them to the daily passions of constituents. Members of both houses are drawn from the same social class and nominated in the same manner, making changes nearly as rapid as in a single assembly. Almost all governmental authority has been entrusted to such a legislature.
11034 2016
11035 The very essence of democratic government consists in the absolute
11036 sovereignty of the majority; for there is nothing in democratic States
11037 which is capable of resisting it. Most of the American Constitutions
11038 have sought to increase this natural strength of the majority by
11039 artificial means. *a
2017 But while the law strengthened authorities already strong, it further weakened those naturally weak. It stripped executive representatives of all stability and independence, making them entirely subject to the whims of the legislature and depriving them of even the minor influence democratic government might allow. In several states, the judiciary was also made subject to the elective discretion of the majority, and in all of them, its existence depended on the pleasure of the legislative authority, since representatives set the annual salaries of the judges.
11040 2018
11041 a
11042 [ We observed, in examining the Federal Constitution, that the efforts
11043 of the legislators of the Union had been diametrically opposed to the
11044 present tendency. The consequence has been that the Federal Government
11045 is more independent in its sphere than that of the States. But the
11046 Federal Government scarcely ever interferes in any but external
11047 affairs; and the governments of the State are in the governments of the
11048 States are in reality the authorities which direct society in America.]
2019 Custom has gone even further than law. A practice becoming more common will eventually undermine representative government: voters frequently dictate a delegate's specific line of conduct and impose obligations that the delegate is pledged to fulfill. Aside from the lack of tumult, this comes to the same thing as if the majority of the populace held its deliberations in the market-place.
11049 2020
2021 Several other circumstances make majority power not only dominant but irresistible.
11050 2022
11051 The legislature is, of all political institutions, the one which is
11052 most easily swayed by the wishes of the majority. The Americans
11053 determined that the members of the legislature should be elected by the
11054 people immediately, and for a very brief term, in order to subject
11055 them, not only to the general convictions, but even to the daily
11056 passion, of their constituents. The members of both houses are taken
11057 from the same class in society, and are nominated in the same manner;
11058 so that the modifications of the legislative bodies are almost as rapid
11059 and quite as irresistible as those of a single assembly. It is to a
11060 legislature thus constituted that almost all the authority of the
11061 government has been entrusted.
2023 > **Quote:** "The moral authority of the majority is partly based upon the notion that there is more intelligence and more wisdom in a great number of men collected together than in a single individual, and that the quantity of legislators is more important than their quality."
11062 2024
11063 But whilst the law increased the strength of those authorities which of
11064 themselves were strong, it enfeebled more and more those which were
11065 naturally weak. It deprived the representatives of the executive of all
11066 stability and independence, and by subjecting them completely to the
11067 caprices of the legislature, it robbed them of the slender influence
11068 which the nature of a democratic government might have allowed them to
11069 retain. In several States the judicial power was also submitted to the
11070 elective discretion of the majority, and in all of them its existence
11071 was made to depend on the pleasure of the legislative authority, since
11072 the representatives were empowered annually to regulate the stipend of
11073 the judges.
2025 This theory of equality is applied to the human intellect itself; human pride is thus assailed in its last retreat by a doctrine that the minority is hesitant to admit and only slowly accepts. Like all other powers, and perhaps more than any other, the authority of the many requires the validation of time. At first it forces obedience through compulsion, but its laws are not truly respected until they have been maintained for a long period.
11074 2026
11075 Custom, however, has done even more than law. A proceeding which will
11076 in the end set all the guarantees of representative government at
11077 naught is becoming more and more general in the United States; it
11078 frequently happens that the electors, who choose a delegate, point out
11079 a certain line of conduct to him, and impose upon him a certain number
11080 of positive obligations which he is pledged to fulfil. With the
11081 exception of the tumult, this comes to the same thing as if the
11082 majority of the populace held its deliberations in the market-place.
2027 The majority's right to govern society, believed to derive from superior intelligence, was introduced by the first settlers. This idea, which alone could create a free nation, has merged with the people's customs and the minor details of social life. Under the old monarchy, the French held the maxim—which remains a fundamental principle of the English Constitution—that the King could do no wrong; if he did, the blame was placed on his advisors. This notion favored obedience, allowing subjects to complain about laws without losing respect for the lawgiver.
11083 2028
11084 Several other circumstances concur in rendering the power of the
11085 majority in America not only preponderant, but irresistible. The moral
11086 authority of the majority is partly based upon the notion that there is
11087 more intelligence and more wisdom in a great number of men collected
11088 together than in a single individual, and that the quantity of
11089 legislators is more important than their quality. The theory of
11090 equality is in fact applied to the intellect of man: and human pride is
11091 thus assailed in its last retreat by a doctrine which the minority
11092 hesitate to admit, and in which they very slowly concur. Like all other
11093 powers, and perhaps more than all other powers, the authority of the
11094 many requires the sanction of time; at first it enforces obedience by
11095 constraint, but its laws are not respected until they have long been
11096 maintained.
2029 > **Quote:** "The Americans entertain the same opinion with respect to the majority."
11097 2030
11098 The right of governing society, which the majority supposes itself to
11099 derive from its superior intelligence, was introduced into the United
11100 States by the first settlers, and this idea, which would be sufficient
11101 of itself to create a free nation, has now been amalgamated with the
11102 manners of the people and the minor incidents of social intercourse.
2031 The majority's moral power rests on another principle: the interests of the many should be preferred over those of the few. Respect for majority rights naturally increases or decreases according to the state of political parties. When a nation is divided into irreconcilable factions, majority privilege is often ignored because its demands become intolerable. If an American majority tried to strip a class of long-held privileges, the minority would likely be less willing to comply. But because the United States was colonized by people of equal rank, there is as yet no natural or permanent source of conflict between the interests of its inhabitants.
11103 2032
11104 The French, under the old monarchy, held it for a maxim (which is still
11105 a fundamental principle of the English Constitution) that the King
11106 could do no wrong; and if he did do wrong, the blame was imputed to his
11107 advisers. This notion was highly favorable to habits of obedience, and
11108 it enabled the subject to complain of the law without ceasing to love
11109 and honor the lawgiver. The Americans entertain the same opinion with
11110 respect to the majority.
2033 In certain communities the minority can never hope to win over the majority because they would have to surrender their very reason for contention. An aristocracy, for example, can never become a majority while keeping exclusive privileges, nor can it give them up without ceasing to be an aristocracy.
11111 2034
11112 The moral power of the majority is founded upon yet another principle,
11113 which is, that the interests of the many are to be preferred to those
11114 of the few. It will readily be perceived that the respect here
11115 professed for the rights of the majority must naturally increase or
11116 diminish according to the state of parties. When a nation is divided
11117 into several irreconcilable factions, the privilege of the majority is
11118 often overlooked, because it is intolerable to comply with its demands.
2035 In the United States, political questions are not framed in such absolute terms, and all parties recognize majority rights because they hope to use them for their own benefit. Consequently, the majority exercises enormous actual authority and a moral influence that is nearly as dominant; no obstacles exist which can impede or so much as retard its progress, or which can induce it to heed the complaints of those whom it crushes upon its path. This state of affairs is inherently fatal and dangerous for the future.
11119 2036
11120 If there existed in America a class of citizens whom the legislating
11121 majority sought to deprive of exclusive privileges which they had
11122 possessed for ages, and to bring down from an elevated station to the
11123 level of the ranks of the multitude, it is probable that the minority
11124 would be less ready to comply with its laws. But as the United States
11125 were colonized by men holding equal rank amongst themselves, there is
11126 as yet no natural or permanent source of dissension between the
11127 interests of its different inhabitants.
2037 **How The Unlimited Power Of The Majority Increases In America The Instability Of Legislation And Administration Inherent In Democracy**
11128 2038
11129 There are certain communities in which the persons who constitute the
11130 minority can never hope to draw over the majority to their side,
11131 because they must then give up the very point which is at issue between
11132 them. Thus, an aristocracy can never become a majority whilst it
11133 retains its exclusive privileges, and it cannot cede its privileges
11134 without ceasing to be an aristocracy.
2039 Americans increase the instability of laws—inherent in democracy—by changing the legislature annually and giving it unbounded authority. This also affects administration. In America, social improvements are pursued more energetically but with less perseverance than in Europe.
11135 2040
11136 In the United States political questions cannot be taken up in so
11137 general and absolute a manner, and all parties are willing to recognize
11138 the right of the majority, because they all hope to turn those rights
11139 to their own advantage at some future time. The majority therefore in
11140 that country exercises a prodigious actual authority, and a moral
11141 influence which is scarcely less preponderant; no obstacles exist which
11142 can impede or so much as retard its progress, or which can induce it to
11143 heed the complaints of those whom it crushes upon its path. This state
11144 of things is fatal in itself and dangerous for the future.
2041 The natural flaws of democratic institutions increase with majority power. The instability of laws, the most obvious evil inherent in democracy, results from rapid leadership cycles and is more or less noticeable depending on the legislature's authority and means of action.
11145 2042
11146 How The Unlimited Power Of The Majority Increases In America The
11147 Instability Of Legislation And Administration Inherent In Democracy The
11148 Americans increase the mutability of the laws which is inherent in
11149 democracy by changing the legislature every year, and by investing it
11150 with unbounded authority—The same effect is produced upon the
11151 administration—In America social amelioration is conducted more
11152 energetically but less perseveringly than in Europe.
2043 In America, legislative authority is supreme; nothing stops it from achieving goals quickly with irresistible power. The very conditions that contribute most to democratic instability—allowing whims to be applied to every object of the State—operate fully here. As a result, America is currently the country where laws last the shortest time.
11153 2044
11154 I have already spoken of the natural defects of democratic
11155 institutions, and they all of them increase at the exact ratio of the
11156 power of the majority. To begin with the most evident of them all; the
11157 mutability of the laws is an evil inherent in democratic government,
11158 because it is natural to democracies to raise men to power in very
11159 rapid succession. But this evil is more or less sensible in proportion
11160 to the authority and the means of action which the legislature
11161 possesses.
2045 Almost all American constitutions have been amended within thirty years; not a single state has failed to modify its legislative principles in that time. As for laws themselves, state archives confirm legislative activity never slows. Not that American democracy is naturally less stable, but that it follows capricious impulses in law formation. For instance, the legislative acts published by the State of Massachusetts between 1780 and 1823 already filled three thick volumes, even though many obsolete laws were omitted. Yet Massachusetts, which is no more populous than a French department, is often considered the most stable, consistent, and wise in its undertakings of the whole Union.
11162 2046
11163 In America the authority exercised by the legislative bodies is
11164 supreme; nothing prevents them from accomplishing their wishes with
11165 celerity, and with irresistible power, whilst they are supplied by new
11166 representatives every year. That is to say, the circumstances which
11167 contribute most powerfully to democratic instability, and which admit
11168 of the free application of caprice to every object in the State, are
11169 here in full operation. In conformity with this principle, America is,
11170 at the present day, the country in the world where laws last the
11171 shortest time. Almost all the American constitutions have been amended
11172 within the course of thirty years: there is therefore not a single
11173 American State which has not modified the principles of its legislation
11174 in that lapse of time. As for the laws themselves, a single glance upon
11175 the archives of the different States of the Union suffices to convince
11176 one that in America the activity of the legislator never slackens. Not
11177 that the American democracy is naturally less stable than any other,
11178 but that it is allowed to follow its capricious propensities in the
11179 formation of the laws. *b
2047 The omnipotence of the majority and the absolute speed with which its decisions are carried out make not only law but also execution and administration unstable. Since the majority is the only power worth courting, its projects are taken up with great passion; as soon as its attention shifts, that passion vanishes. In Europe's free states, by contrast, the administration is both independent and secure, so legislative projects are carried out even if the legislature’s immediate focus moves elsewhere.
11180 2048
11181 b
11182 [ The legislative acts promulgated by the State of Massachusetts alone,
11183 from the year 1780 to the present time, already fill three stout
11184 volumes; and it must not be forgotten that the collection to which I
11185 allude was published in 1823, when many old laws which had fallen into
11186 disuse were omitted. The State of Massachusetts, which is not more
11187 populous than a department of France, may be considered as the most
11188 stable, the most consistent, and the most sagacious in its undertakings
11189 of the whole Union.]
2049 In America, certain improvements are undertaken with more zeal and activity; in Europe, the same goals are pursued with less social effort but more consistency.
11190 2050
2051 A few years ago, several religious individuals sought to improve prison conditions. The public was moved by their reports, and the reform of criminals became a popular cause. New prisons were built, and for the first time, the idea of rehabilitating rather than just punishing offenders became part of prison discipline. But this positive change, which the public supported so heartily and which the efforts of citizens had accelerated, could not be completed instantly. While new penitentiaries were being built as quickly as the majority demanded, the old prisons still housed many inmates. These jails became more unhealthy and corrupt as the new ones were improved, creating a stark contrast. The majority was so focused on founding new prisons that the existing ones were forgotten; as attention shifted to the new, the care previously given to the old ceased. The salutary regulations of discipline were first relaxed, and afterwards broken; so that in the immediate neighborhood of a prison reflecting the enlightened spirit of our time, dungeons might be met with which reminded the visitor of the barbarity of the Middle Ages.
11191 2052
11192 The omnipotence of the majority, and the rapid as well as absolute
11193 manner in which its decisions are executed in the United States, has
11194 not only the effect of rendering the law unstable, but it exercises the
11195 same influence upon the execution of the law and the conduct of the
11196 public administration. As the majority is the only power which it is
11197 important to court, all its projects are taken up with the greatest
11198 ardor, but no sooner is its attention distracted than all this ardor
11199 ceases; whilst in the free States of Europe the administration is at
11200 once independent and secure, so that the projects of the legislature
11201 are put into execution, although its immediate attention may be
11202 directed to other objects.
11203
11204 In America certain ameliorations are undertaken with much more zeal and
11205 activity than elsewhere; in Europe the same ends are promoted by much
11206 less social effort, more continuously applied.
11207
11208 Some years ago several pious individuals undertook to ameliorate the
11209 condition of the prisons. The public was excited by the statements
11210 which they put forward, and the regeneration of criminals became a very
11211 popular undertaking. New prisons were built, and for the first time the
11212 idea of reforming as well as of punishing the delinquent formed a part
11213 of prison discipline. But this happy alteration, in which the public
11214 had taken so hearty an interest, and which the exertions of the
11215 citizens had irresistibly accelerated, could not be completed in a
11216 moment. Whilst the new penitentiaries were being erected (and it was
11217 the pleasure of the majority that they should be terminated with all
11218 possible celerity), the old prisons existed, which still contained a
11219 great number of offenders. These jails became more unwholesome and more
11220 corrupt in proportion as the new establishments were beautified and
11221 improved, forming a contrast which may readily be understood. The
11222 majority was so eagerly employed in founding the new prisons that those
11223 which already existed were forgotten; and as the general attention was
11224 diverted to a novel object, the care which had hitherto been bestowed
11225 upon the others ceased. The salutary regulations of discipline were
11226 first relaxed, and afterwards broken; so that in the immediate
11227 neighborhood of a prison which bore witness to the mild and enlightened
11228 spirit of our time, dungeons might be met with which reminded the
11229 visitor of the barbarity of the Middle Ages.
11230
11231
11232
11233
11234 2053 ### Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part II
11235 2054
11236 Tyranny Of The Majority
2055 I hold it to be an impious and an execrable maxim that, in political terms, a people has the right to do whatever it pleases; yet I have also maintained that all authority originates in the will of the majority. Am I, then, contradicting myself?
11237 2056
11238 How the principle of the sovereignty of the people is to be
11239 understood—Impossibility of conceiving a mixed government—The sovereign
11240 power must centre somewhere—Precautions to be taken to control its
11241 action—These precautions have not been taken in the United
11242 States—Consequences.
2057 A universal law—known as Justice—has been established and sanctioned, not just by a majority of this or that people, but by the majority of all humanity. Therefore, the rights of every nation are confined within the boundaries of what is just. A nation can be seen as a jury empowered to represent society at large and apply this great, universal law. Should such a jury have more power than the society from which those laws originated?
11243 2058
11244 I hold it to be an impious and an execrable maxim that, politically
11245 speaking, a people has a right to do whatsoever it pleases, and yet I
11246 have asserted that all authority originates in the will of the
11247 majority. Am I then, in contradiction with myself?
2059 > **Quote:** "When I refuse to obey an unjust law, I do not contest the right which the majority has of commanding, but I simply appeal from the sovereignty of the people to the sovereignty of mankind."
11248 2060
11249 A general law—which bears the name of Justice—has been made and
11250 sanctioned, not only by a majority of this or that people, but by a
11251 majority of mankind. The rights of every people are consequently
11252 confined within the limits of what is just. A nation may be considered
11253 in the light of a jury which is empowered to represent society at
11254 large, and to apply the great and general law of justice. Ought such a
11255 jury, which represents society, to have more power than the society in
11256 which the laws it applies originate?
2061 It has been claimed that a people can never entirely step beyond the limits of justice and reason in its own internal affairs, and consequently, full power can be safely granted to the majority. But this is the language of a slave.
11257 2062
11258 When I refuse to obey an unjust law, I do not contest the right which
11259 the majority has of commanding, but I simply appeal from the
11260 sovereignty of the people to the sovereignty of mankind. It has been
11261 asserted that a people can never entirely outstep the boundaries of
11262 justice and of reason in those affairs which are more peculiarly its
11263 own, and that consequently, full power may fearlessly be given to the
11264 majority by which it is represented. But this language is that of a
11265 slave.
2063 A collective majority is an entity whose opinions, and often whose interests, conflict with those of another called the minority. If we admit that a single man with absolute power can abuse it by harming his opponents, why shouldn't a majority be liable to the same criticism? People do not change their character by gathering in a crowd; nor does their patience increase because they become aware of their collective strength. Just as one nation can act tyrannically toward another, political parties—which are like smaller nations within a larger one—can treat one another as hostile foreigners. For these reasons, I can never willingly grant any group of my fellow human beings that unlimited authority which I would refuse to any single individual.
11266 2064
11267 A majority taken collectively may be regarded as a being whose
11268 opinions, and most frequently whose interests, are opposed to those of
11269 another being, which is styled a minority. If it be admitted that a
11270 man, possessing absolute power, may misuse that power by wronging his
11271 adversaries, why should a majority not be liable to the same reproach?
11272 Men are not apt to change their characters by agglomeration; nor does
11273 their patience in the presence of obstacles increase with the
11274 consciousness of their strength. *c And for these reasons I can never
11275 willingly invest any number of my fellow-creatures with that unlimited
11276 authority which I should refuse to any one of them.
2065 I do not believe it is possible to combine several conflicting principles in the same government so that they actually balance each other while maintaining freedom.
11277 2066
11278 c
11279 [ No one will assert that a people cannot forcibly wrong another
11280 people; but parties may be looked upon as lesser nations within a
11281 greater one, and they are aliens to each other: if, therefore, it be
11282 admitted that a nation can act tyrannically towards another nation, it
11283 cannot be denied that a party may do the same towards another party.]
2067 > **Quote:** "The form of government which is usually termed mixed has always appeared to me to be a mere chimera."
11284 2068
2069 Strictly speaking, no such thing exists, because in every society, one dominant principle of action can always be found. Eighteenth-century England, often cited as an example, was essentially aristocratic, even though it contained powerful democratic elements. The laws and customs were such that the aristocracy would ultimately prevail and direct public affairs according to its own will. The mistake arose from focusing too much on the visible struggle without considering the likely outcome, which was the truly important factor. When a society actually has a mixed government—meaning it is equally divided between two opposing principles—it must either undergo a revolution or fall into complete collapse.
11285 2070
11286 I do not think that it is possible to combine several principles in the
11287 same government, so as at the same time to maintain freedom, and really
11288 to oppose them to one another. The form of government which is usually
11289 termed mixed has always appeared to me to be a mere chimera. Accurately
11290 speaking there is no such thing as a mixed government (with the meaning
11291 usually given to that word), because in all communities some one
11292 principle of action may be discovered which preponderates over the
11293 others. England in the last century, which has been more especially
11294 cited as an example of this form of Government, was in point of fact an
11295 essentially aristocratic State, although it comprised very powerful
11296 elements of democracy; for the laws and customs of the country were
11297 such that the aristocracy could not but preponderate in the end, and
11298 subject the direction of public affairs to its own will. The error
11299 arose from too much attention being paid to the actual struggle which
11300 was going on between the nobles and the people, without considering the
11301 probable issue of the contest, which was in reality the important
11302 point. When a community really has a mixed government, that is to say,
11303 when it is equally divided between two adverse principles, it must
11304 either pass through a revolution or fall into complete dissolution.
2071 I am therefore convinced that one social power must always predominate over the others. However, I believe liberty is endangered when this power faces no obstacles that might slow its progress and force it to moderate its own intensity.
11305 2072
11306 I am therefore of opinion that some one social power must always be
11307 made to predominate over the others; but I think that liberty is
11308 endangered when this power is checked by no obstacles which may retard
11309 its course, and force it to moderate its own vehemence.
2073 > **Quote:** "Unlimited power is in itself a bad and dangerous thing; human beings are not competent to exercise it with discretion, and God alone can be omnipotent, because His wisdom and His justice are always equal to His power."
11310 2074
11311 Unlimited power is in itself a bad and dangerous thing; human beings
11312 are not competent to exercise it with discretion, and God alone can be
11313 omnipotent, because His wisdom and His justice are always equal to His
11314 power. But no power upon earth is so worthy of honor for itself, or of
11315 reverential obedience to the rights which it represents, that I would
11316 consent to admit its uncontrolled and all-predominant authority. When I
11317 see that the right and the means of absolute command are conferred on a
11318 people or upon a king, upon an aristocracy or a democracy, a monarchy
11319 or a republic, I recognize the germ of tyranny, and I journey onward to
11320 a land of more hopeful institutions.
2075 No power on earth is so worthy of honor in itself, or so deserving of obedience to the rights it represents, that I would consent to its uncontrolled and all-encompassing authority. When I see the right and the means of absolute command granted to a people or a king, an aristocracy or a democracy, a monarchy or a republic, I recognize the germ of tyranny, and I journey onward to a land of more hopeful institutions.
11321 2076
11322 In my opinion the main evil of the present democratic institutions of
11323 the United States does not arise, as is often asserted in Europe, from
11324 their weakness, but from their overpowering strength; and I am not so
11325 much alarmed at the excessive liberty which reigns in that country as
11326 at the very inadequate securities which exist against tyranny.
2077 In my view, the primary evil of the current democratic institutions in the United States does not stem from their weakness, as is often claimed in Europe, but from their overwhelming strength. I am not so much alarmed by the excessive liberty that exists there as by the inadequate safeguards against tyranny.
11327 2078
11328 When an individual or a party is wronged in the United States, to whom
11329 can he apply for redress? If to public opinion, public opinion
11330 constitutes the majority; if to the legislature, it represents the
11331 majority, and implicitly obeys its injunctions; if to the executive
11332 power, it is appointed by the majority, and remains a passive tool in
11333 its hands; the public troops consist of the majority under arms; the
11334 jury is the majority invested with the right of hearing judicial cases;
11335 and in certain States even the judges are elected by the majority.
11336 However iniquitous or absurd the evil of which you complain may be, you
11337 must submit to it as well as you can. *d
2079 When an individual or a party is wronged in the United States, to whom can they turn? If they turn to public opinion, public opinion is the majority. If to the legislature, it represents the majority and follows its orders implicitly. If to the executive, it is appointed by the majority and serves as its passive tool. The police and military are the majority under arms. The jury is the majority empowered to hear cases. In some states, even the judges are elected by the majority. No matter how unjust or absurd the harm, you must submit as best you can.
11338 2080
11339 d
11340 [ A striking instance of the excesses which may be occasioned by the
11341 despotism of the majority occurred at Baltimore in the year 1812. At
11342 that time the war was very popular in Baltimore. A journal which had
11343 taken the other side of the question excited the indignation of the
11344 inhabitants by its opposition. The populace assembled, broke the
11345 printing-presses, and attacked the houses of the newspaper editors. The
11346 militia was called out, but no one obeyed the call; and the only means
11347 of saving the poor wretches who were threatened by the frenzy of the
11348 mob was to throw them into prison as common malefactors. But even this
11349 precaution was ineffectual; the mob collected again during the night,
11350 the magistrates again made a vain attempt to call out the militia, the
11351 prison was forced, one of the newspaper editors was killed upon the
11352 spot, and the others were left for dead; the guilty parties were
11353 acquitted by the jury when they were brought to trial.
2081 The dangers of this majority despotism are not merely theoretical. In 1812, a popular war in Baltimore led a mob to destroy the printing presses of an opposing newspaper and attack its editors. The militia refused to intervene, and the only way to protect the editors was to put them in prison for their own safety. Even then, the mob broke into the jail, killing one editor and leaving others for dead; yet a jury later acquitted the murderers. Similarly, in Pennsylvania, despite the state's Quaker roots and legal tolerance, Black citizens are effectively barred from voting. Though they have the legal right, they stay away from the polls out of fear of being physically attacked by the white majority, whom the magistrates are unable or unwilling to restrain. In these cases, the majority claims the right not only to make the laws but to break them when it suits their prejudices.
11354 2082
2083 Conversely, if a legislature could represent the majority without becoming a slave to its passions, an executive retain some independent authority, and a judiciary remain separate from the other two, a government could be democratic without the risk of tyrannical abuse.
11355 2084
11356 I said one day to an inhabitant of Pennsylvania, “Be so good as to
11357 explain to me how it happens that in a State founded by Quakers, and
11358 celebrated for its toleration, freed blacks are not allowed to exercise
11359 civil rights. They pay the taxes; is it not fair that they should have
11360 a vote?”
2085 I am not saying that tyrannical abuses are currently frequent in America, but I maintain that there is no reliable barrier against them. The factors that currently moderate the government are found more in the circumstances and customs than in the formal laws.
11361 2086
11362 “You insult us,” replied my informant, “if you imagine that our
11363 legislators could have committed so gross an act of injustice and
11364 intolerance.”
2087 We must distinguish between tyranny and arbitrary power. Tyranny can be exercised through the law itself, making it non-arbitrary. Arbitrary power can be used for the public good, making it non-tyrannical.
11365 2088
11366 “What! then the blacks possess the right of voting in this county?”
2089 In the United States, the majority's unlimited power encourages both the legal despotism of the legislature and the arbitrary authority of officials. The majority has total control over both the creation and execution of the law. Because it holds equal power over officials and the public, it views public officers as its passive agents and expects them to carry out its goals. The specific duties and privileges of these offices are rarely defined in detail; instead, the majority treats them like a master treats servants who work under his constant gaze, retaining the power to direct or reprimand them at any moment.
11367 2090
11368 “Without the smallest doubt.”
2091 Generally, American officials are far more independent than French civil servants within their assigned roles. Sometimes, they are even allowed by popular authority to exceed those limits. Backed by the opinion and cooperation of the majority, they venture into displays of power that would shock a European. In this way, habits are forming in the heart of a free country that may one day prove fatal to its liberties.
11369 2092
11370 “How comes it, then, that at the polling-booth this morning I did not
11371 perceive a single negro in the whole meeting?”
11372
11373 “This is not the fault of the law: the negroes have an undisputed right
11374 of voting, but they voluntarily abstain from making their appearance.”
11375
11376 “A very pretty piece of modesty on their parts!” rejoined I.
11377
11378 “Why, the truth is, that they are not disinclined to vote, but they are
11379 afraid of being maltreated; in this country the law is sometimes unable
11380 to maintain its authority without the support of the majority. But in
11381 this case the majority entertains very strong prejudices against the
11382 blacks, and the magistrates are unable to protect them in the exercise
11383 of their legal privileges.”
11384
11385 “What! then the majority claims the right not only of making the laws,
11386 but of breaking the laws it has made?”]
11387
11388 If, on the other hand, a legislative power could be so constituted as
11389 to represent the majority without necessarily being the slave of its
11390 passions; an executive, so as to retain a certain degree of
11391 uncontrolled authority; and a judiciary, so as to remain independent of
11392 the two other powers; a government would be formed which would still be
11393 democratic without incurring any risk of tyrannical abuse.
11394
11395 I do not say that tyrannical abuses frequently occur in America at the
11396 present day, but I maintain that no sure barrier is established against
11397 them, and that the causes which mitigate the government are to be found
11398 in the circumstances and the manners of the country more than in its
11399 laws.
11400
11401 Effects Of The Unlimited Power Of The Majority Upon The Arbitrary
11402 Authority Of The American Public Officers
11403
11404 Liberty left by the American laws to public officers within a certain
11405 sphere—Their power.
11406
11407 A distinction must be drawn between tyranny and arbitrary power.
11408 Tyranny may be exercised by means of the law, and in that case it is
11409 not arbitrary; arbitrary power may be exercised for the good of the
11410 community at large, in which case it is not tyrannical. Tyranny usually
11411 employs arbitrary means, but, if necessary, it can rule without them.
11412
11413 In the United States the unbounded power of the majority, which is
11414 favorable to the legal despotism of the legislature, is likewise
11415 favorable to the arbitrary authority of the magistrate. The majority
11416 has an entire control over the law when it is made and when it is
11417 executed; and as it possesses an equal authority over those who are in
11418 power and the community at large, it considers public officers as its
11419 passive agents, and readily confides the task of serving its designs to
11420 their vigilance. The details of their office and the privileges which
11421 they are to enjoy are rarely defined beforehand; but the majority
11422 treats them as a master does his servants when they are always at work
11423 in his sight, and he has the power of directing or reprimanding them at
11424 every instant.
11425
11426 In general the American functionaries are far more independent than the
11427 French civil officers within the sphere which is prescribed to them.
11428 Sometimes, even, they are allowed by the popular authority to exceed
11429 those bounds; and as they are protected by the opinion, and backed by
11430 the co-operation, of the majority, they venture upon such
11431 manifestations of their power as astonish a European. By this means
11432 habits are formed in the heart of a free country which may some day
11433 prove fatal to its liberties.
11434
11435 2093 Power Exercised By The Majority In America Upon Opinion
11436 2094
11437 In America, when the majority has once irrevocably decided a question,
11438 all discussion ceases—Reason of this—Moral power exercised by the
11439 majority upon opinion—Democratic republics have deprived despotism of
11440 its physical instruments—Their despotism sways the minds of men.
2095 By examining public opinion in the United States, we can clearly see how the power of the majority surpasses any power we know in Europe. Intellectual principles usually exert an influence so invisible and subtle that they escape oppression. Even the most absolute monarchs in Europe cannot stop dissenting ideas from circulating secretly through their kingdoms or even within their own courts. This is not the case in America. As long as the majority is undecided, discussion continues; but once its decision is final, a submissive silence takes over, and both friends and opponents join in praising its wisdom. No monarch is so absolute as to unite all the powers of society and crush opposition with the energy of a majority that possesses the right to both make and enforce the laws.
11441 2096
11442 It is in the examination of the display of public opinion in the United
11443 States that we clearly perceive how far the power of the majority
11444 surpasses all the powers with which we are acquainted in Europe.
11445 Intellectual principles exercise an influence which is so invisible,
11446 and often so inappreciable, that they baffle the toils of oppression.
11447 At the present time the most absolute monarchs in Europe are unable to
11448 prevent certain notions, which are opposed to their authority, from
11449 circulating in secret throughout their dominions, and even in their
11450 courts. Such is not the case in America; as long as the majority is
11451 still undecided, discussion is carried on; but as soon as its decision
11452 is irrevocably pronounced, a submissive silence is observed, and the
11453 friends, as well as the opponents, of the measure unite in assenting to
11454 its propriety. The reason of this is perfectly clear: no monarch is so
11455 absolute as to combine all the powers of society in his own hands, and
11456 to conquer all opposition with the energy of a majority which is
11457 invested with the right of making and of executing the laws.
2097 > **Quote:** "The authority of a king is purely physical, and it controls the actions of the subject without subduing his private will; but the majority possesses a power which is physical and moral at the same time; it acts upon the will as well as upon the actions of men, and it represses not only all contest, but all controversy."
11458 2098
11459 The authority of a king is purely physical, and it controls the actions
11460 of the subject without subduing his private will; but the majority
11461 possesses a power which is physical and moral at the same time; it acts
11462 upon the will as well as upon the actions of men, and it represses not
11463 only all contest, but all controversy. I know no country in which there
11464 is so little true independence of mind and freedom of discussion as in
11465 America. In any constitutional state in Europe every sort of religious
11466 and political theory may be advocated and propagated abroad; for there
11467 is no country in Europe so subdued by any single authority as not to
11468 contain citizens who are ready to protect the man who raises his voice
11469 in the cause of truth from the consequences of his hardihood. If he is
11470 unfortunate enough to live under an absolute government, the people is
11471 upon his side; if he inhabits a free country, he may find a shelter
11472 behind the authority of the throne, if he require one. The aristocratic
11473 part of society supports him in some countries, and the democracy in
11474 others. But in a nation where democratic institutions exist, organized
11475 like those of the United States, there is but one sole authority, one
11476 single element of strength and of success, with nothing beyond it.
2099 I know of no country where there is so little true independence of mind and freedom of discussion as in America. In any constitutional state in Europe, any religious or political theory can be advocated and spread; no European country is so dominated by a single authority that it lacks citizens ready to protect someone speaking truth from the consequences of their boldness. If he lives under an absolute government, the people are on his side; if he lives in a free country, he can find shelter behind the authority of the crown if necessary. The aristocracy supports him in some countries, the democracy in others. But in a nation like the United States, there is only one authority, one source of strength and success, with nothing else to turn to.
11477 2100
11478 In America the majority raises very formidable barriers to the liberty
11479 of opinion: within these barriers an author may write whatever he
11480 pleases, but he will repent it if he ever step beyond them. Not that he
11481 is exposed to the terrors of an auto-da-fe, but he is tormented by the
11482 slights and persecutions of daily obloquy. His political career is
11483 closed forever, since he has offended the only authority which is able
11484 to promote his success. Every sort of compensation, even that of
11485 celebrity, is refused to him. Before he published his opinions he
11486 imagined that he held them in common with many others; but no sooner
11487 has he declared them openly than he is loudly censured by his
11488 overbearing opponents, whilst those who think without having the
11489 courage to speak, like him, abandon him in silence. He yields at
11490 length, oppressed by the daily efforts he has been making, and he
11491 subsides into silence, as if he was tormented by remorse for having
11492 spoken the truth.
2101 In America, the majority builds formidable barriers around the freedom of opinion. Within these barriers, an author is free to write what he likes, but he will regret it if he steps outside them. He is not threatened with the fires of an executioner, but he is tormented by the daily slights and rejection of public disgrace. His political career is closed forever because he has offended the only power that could help him succeed. He is denied every form of compensation, even fame. Before publishing, he thought many others shared his opinions; but as soon as he speaks openly, his loud opponents condemn him, while those who agree but lack his courage abandon him in silence. He finally gives in, worn down by the daily struggle, and falls silent as if haunted by guilt for having spoken truth.
11493 2102
11494 Fetters and headsmen were the coarse instruments which tyranny formerly
11495 employed; but the civilization of our age has refined the arts of
11496 despotism which seemed, however, to have been sufficiently perfected
11497 before. The excesses of monarchical power had devised a variety of
11498 physical means of oppression: the democratic republics of the present
11499 day have rendered it as entirely an affair of the mind as that will
11500 which it is intended to coerce. Under the absolute sway of an
11501 individual despot the body was attacked in order to subdue the soul,
11502 and the soul escaped the blows which were directed against it and rose
11503 superior to the attempt; but such is not the course adopted by tyranny
11504 in democratic republics; there the body is left free, and the soul is
11505 enslaved. The sovereign can no longer say, “You shall think as I do on
11506 pain of death;” but he says, “You are free to think differently from
11507 me, and to retain your life, your property, and all that you possess;
11508 but if such be your determination, you are henceforth an alien among
11509 your people. You may retain your civil rights, but they will be useless
11510 to you, for you will never be chosen by your fellow-citizens if you
11511 solicit their suffrages, and they will affect to scorn you if you
11512 solicit their esteem. You will remain among men, but you will be
11513 deprived of the rights of mankind. Your fellow-creatures will shun you
11514 like an impure being, and those who are most persuaded of your
11515 innocence will abandon you too, lest they should be shunned in their
11516 turn. Go in peace! I have given you your life, but it is an existence
11517 in comparably worse than death.”
2103 Chains and executioners were the crude tools of past tyrannies, but modern civilization has refined the arts of despotism. Under the absolute rule of an individual despot, the body was attacked to subdue the soul, yet the soul escaped the blows. But in democratic republics, the body is left free, and the soul is enslaved.
11518 2104
11519 Monarchical institutions have thrown an odium upon despotism; let us
11520 beware lest democratic republics should restore oppression, and should
11521 render it less odious and less degrading in the eyes of the many, by
11522 making it still more onerous to the few.
2105 > **Quote:** "The sovereign can no longer say, “You shall think as I do on pain of death;” but he says, “You are free to think differently from me, and to retain your life, your property, and all that you possess; but if such be your determination, you are henceforth an alien among your people. You may retain your civil rights, but they will be useless to you, for you will never be chosen by your fellow-citizens if you solicit their suffrages, and they will affect to scorn you if you solicit their esteem. You will remain among men, but you will be deprived of the rights of mankind. Your fellow-creatures will shun you like an impure being, and those who are most persuaded of your innocence will abandon you too, lest they should be shunned in their turn. Go in peace! I have given you your life, but it is an existence incomparably worse than death.”
11523 2106
11524 Works have been published in the proudest nations of the Old World
11525 expressly intended to censure the vices and deride the follies of the
11526 times; Labruyere inhabited the palace of Louis XIV when he composed his
11527 chapter upon the Great, and Moliere criticised the courtiers in the
11528 very pieces which were acted before the Court. But the ruling power in
11529 the United States is not to be made game of; the smallest reproach
11530 irritates its sensibility, and the slightest joke which has any
11531 foundation in truth renders it indignant; from the style of its
11532 language to the more solid virtues of its character, everything must be
11533 made the subject of encomium. No writer, whatever be his eminence, can
11534 escape from this tribute of adulation to his fellow-citizens. The
11535 majority lives in the perpetual practice of self-applause, and there
11536 are certain truths which the Americans can only learn from strangers or
11537 from experience.
2107 Monarchical institutions have made despotism hateful; let us be careful that democratic republics do not restore oppression and make it less repulsive by making it even more burdensome for the few.
11538 2108
11539 If great writers have not at present existed in America, the reason is
11540 very simply given in these facts; there can be no literary genius
11541 without freedom of opinion, and freedom of opinion does not exist in
11542 America. The Inquisition has never been able to prevent a vast number
11543 of anti-religious books from circulating in Spain. The empire of the
11544 majority succeeds much better in the United States, since it actually
11545 removes the wish of publishing them. Unbelievers are to be met with in
11546 America, but, to say the truth, there is no public organ of infidelity.
11547 Attempts have been made by some governments to protect the morality of
11548 nations by prohibiting licentious books. In the United States no one is
11549 punished for this sort of works, but no one is induced to write them;
11550 not because all the citizens are immaculate in their manners, but
11551 because the majority of the community is decent and orderly.
2109 Works have been published in the proudest nations of the Old World specifically intended to criticize the vices and mock the follies of the times; La Bruyère lived in the palace of Louis XIV when he composed his chapter on the Great, and Molière criticized courtiers in plays performed before the Court. But the ruling power in the United States is not to be trifled with; the smallest criticism stings its pride, and the slightest joke containing truth provokes its indignation. Everything must be made the subject of praise. No writer, regardless of fame, can escape this requirement to flatter their fellow citizens. The majority lives in perpetual self-congratulation, and there are truths that Americans can only learn from strangers or hard experience.
11552 2110
11553 In these cases the advantages derived from the exercise of this power
11554 are unquestionable, and I am simply discussing the nature of the power
11555 itself. This irresistible authority is a constant fact, and its
11556 judicious exercise is an accidental occurrence.
2111 If great writers have not yet appeared in America, the reason is simply this: there can be no literary genius without freedom of opinion, and freedom of opinion does not exist in America. The Inquisition was never able to prevent anti-religious books from circulating in Spain. The dominion of the majority succeeds much better in the United States, since it actually removes the desire to publish them. Unbelievers are found in America, but there is no public voice for infidelity. Some governments attempt to protect morality by prohibiting indecent books. In the United States, no one is punished for such works, but no one is inspired to write them—not because all citizens are perfect, but because the majority is decent and orderly.
11557 2112
11558 Effects Of The Tyranny Of The Majority Upon The National Character Of
11559 The Americans
2113 In these cases, the advantages derived from this power are unquestionable; I am simply discussing the nature of the power itself. This irresistible authority is a constant reality, while its wise exercise is merely accidental.
11560 2114
11561 Effects of the tyranny of the majority more sensibly felt hitherto in
11562 the manners than in the conduct of society—They check the development
11563 of leading characters—Democratic republics organized like the United
11564 States bring the practice of courting favor within the reach of the
11565 many—Proofs of this spirit in the United States—Why there is more
11566 patriotism in the people than in those who govern in its name.
2115 The effects of majority tyranny have been felt more in social customs than in formal conduct. They hinder the development of leading characters. I attribute the scarcity of distinguished political characters to the increasing activity of the majority's despotism. When the American Revolution broke out, great figures arose in large numbers, for public opinion then served to guide, rather than tyrannize, individual efforts. Those celebrated men attained a high degree of personal fame that was reflected back upon the nation, but which was by no means borrowed from it.
11567 2116
11568 The tendencies which I have just alluded to are as yet very slightly
11569 perceptible in political society, but they already begin to exercise an
11570 unfavorable influence upon the national character of the Americans. I
11571 am inclined to attribute the singular paucity of distinguished
11572 political characters to the ever-increasing activity of the despotism
11573 of the majority in the United States. When the American Revolution
11574 broke out they arose in great numbers, for public opinion then served,
11575 not to tyrannize over, but to direct the exertions of individuals.
11576 Those celebrated men took a full part in the general agitation of mind
11577 common at that period, and they attained a high degree of personal
11578 fame, which was reflected back upon the nation, but which was by no
11579 means borrowed from it.
2117 In absolute governments, the nobles closest to the throne flatter the sovereign's passions and submit to his whims. But the mass of the nation does not degrade itself; it often submits out of weakness, habit, or ignorance. Some nations sacrifice their own desires to those of the sovereign with pleasure and pride. These people are miserable, but not degraded. There is a great difference between doing what one does not approve and pretending to approve what one does; the former results from weakness, while the other befits the temper of a lackey.
11580 2118
11581 In absolute governments the great nobles who are nearest to the throne
11582 flatter the passions of the sovereign, and voluntarily truckle to his
11583 caprices. But the mass of the nation does not degrade itself by
11584 servitude: it often submits from weakness, from habit, or from
11585 ignorance, and sometimes from loyalty. Some nations have been known to
11586 sacrifice their own desires to those of the sovereign with pleasure and
11587 with pride, thus exhibiting a sort of independence in the very act of
11588 submission. These peoples are miserable, but they are not degraded.
11589 There is a great difference between doing what one does not approve and
11590 feigning to approve what one does; the one is the necessary case of a
11591 weak person, the other befits the temper of a lackey.
2119 In free countries, where everyone is called upon to offer an opinion on state affairs—and in democratic republics where public life is constantly mixed with domestic concerns—one finds more people who profit from its weaknesses and live off its passions than in absolute monarchies. This is not because men are naturally worse, but because temptation is stronger and easier to access. The result is a much more extensive debasement of character among the citizens.
11592 2120
11593 In free countries, where everyone is more or less called upon to give
11594 his opinion in the affairs of state; in democratic republics, where
11595 public life is incessantly commingled with domestic affairs, where the
11596 sovereign authority is accessible on every side, and where its
11597 attention can almost always be attracted by vociferation, more persons
11598 are to be met with who speculate upon its foibles and live at the cost
11599 of its passions than in absolute monarchies. Not because men are
11600 naturally worse in these States than elsewhere, but the temptation is
11601 stronger, and of easier access at the same time. The result is a far
11602 more extensive debasement of the characters of citizens.
2121 Democratic republics expand the practice of seeking favor with the masses and introduce it into a greater number of classes. In the massive crowd that fills the avenues to power in the United States, I found very few men who showed any of that manly candor and independent opinion which frequently distinguished Americans in former times. At first glance, it seems as if all American minds were formed from one model, so accurately do they agree in their way of judging. A stranger does occasionally meet Americans who dissent from these rigid formulas—men who lament the flaws in the laws and the volatility of democracy. Some even point out remedies. But no one is there to hear these things except you, a stranger and passing traveler. They are ready to share truths useless to you, but continue to use a different language in public.
11603 2122
11604 Democratic republics extend the practice of currying favor with the
11605 many, and they introduce it into a greater number of classes at once:
11606 this is one of the most serious reproaches that can be addressed to
11607 them. In democratic States organized on the principles of the American
11608 republics, this is more especially the case, where the authority of the
11609 majority is so absolute and so irresistible that a man must give up his
11610 rights as a citizen, and almost abjure his quality as a human being, if
11611 te intends to stray from the track which it lays down.
2123 If these lines are ever read in America, I am certain of two things: first, that everyone who reads them will raise their voice to condemn me; and second, that many of them will, in their hearts, find me innocent.
11612 2124
11613 In that immense crowd which throngs the avenues to power in the United
11614 States I found very few men who displayed any of that manly candor and
11615 that masculine independence of opinion which frequently distinguished
11616 the Americans in former times, and which constitutes the leading
11617 feature in distinguished characters, wheresoever they may be found. It
11618 seems, at first sight, as if all the minds of the Americans were formed
11619 upon one model, so accurately do they correspond in their manner of
11620 judging. A stranger does, indeed, sometimes meet with Americans who
11621 dissent from these rigorous formularies; with men who deplore the
11622 defects of the laws, the mutability and the ignorance of democracy; who
11623 even go so far as to observe the evil tendencies which impair the
11624 national character, and to point out such remedies as it might be
11625 possible to apply; but no one is there to hear these things besides
11626 yourself, and you, to whom these secret reflections are confided, are a
11627 stranger and a bird of passage. They are very ready to communicate
11628 truths which are useless to you, but they continue to hold a different
11629 language in public.
2125 I have heard much of patriotism in the United States; it is a virtue found among the people, but almost never among their leaders. Despotism degrades the oppressed much more than the oppressor. In absolute monarchies, the king often has great virtues, but courtiers are invariably subservient. American courtiers do not say "Sire" or "Your Majesty"—but that is a distinction without real difference. They are forever talking about the natural intelligence of the populace they serve. They do not debate which of their master's virtues is most worthy of admiration; instead, they assure him that he possesses all virtues under heaven without having earned them. They do not give him their daughters to be his concubines, but by sacrificing their own opinions, they prostitute themselves.
11630 2126
11631 If ever these lines are read in America, I am well assured of two
11632 things: in the first place, that all who peruse them will raise their
11633 voices to condemn me; and in the second place, that very many of them
11634 will acquit me at the bottom of their conscience.
2127 Moralists and philosophers in America are not required to hide their opinions under allegory; but before they venture to speak harsh truth, they say: "We know that the people we are addressing are too superior to human weakness to lose their temper; and we would not use this language if we were not speaking to men whose virtue and intelligence make them more worthy of freedom than anyone else." It would have been impossible for the flatterers of Louis XIV to be more skillful. I am convinced that in all governments, whatever their nature, servility will bow to force and flattery will cling to power. The only way to prevent men from degrading themselves is to give no one that unlimited authority which is the surest method of corrupting them.
11635 2128
11636 I have heard of patriotism in the United States, and it is a virtue
11637 which may be found among the people, but never among the leaders of the
11638 people. This may be explained by analogy; despotism debases the
11639 oppressed much more than the oppressor: in absolute monarchies the king
11640 has often great virtues, but the courtiers are invariably servile. It
11641 is true that the American courtiers do not say “Sire,” or “Your
11642 Majesty”—a distinction without a difference. They are forever talking
11643 of the natural intelligence of the populace they serve; they do not
11644 debate the question as to which of the virtues of their master is
11645 pre-eminently worthy of admiration, for they assure him that he
11646 possesses all the virtues under heaven without having acquired them, or
11647 without caring to acquire them; they do not give him their daughters
11648 and their wives to be raised at his pleasure to the rank of his
11649 concubines, but, by sacrificing their opinions, they prostitute
11650 themselves. Moralists and philosophers in America are not obliged to
11651 conceal their opinions under the veil of allegory; but, before they
11652 venture upon a harsh truth, they say, “We are aware that the people
11653 which we are addressing is too superior to all the weaknesses of human
11654 nature to lose the command of its temper for an instant; and we should
11655 not hold this language if we were not speaking to men whom their
11656 virtues and their intelligence render more worthy of freedom than all
11657 the rest of the world.” It would have been impossible for the
11658 sycophants of Louis XIV to flatter more dexterously. For my part, I am
11659 persuaded that in all governments, whatever their nature may be,
11660 servility will cower to force, and adulation will cling to power. The
11661 only means of preventing men from degrading themselves is to invest no
11662 one with that unlimited authority which is the surest method of
11663 debasing them.
2129 Democratic republics are likely to perish from a misuse of power, rather than from weakness. The governments of the American republics are more centralized and energetic than the monarchies of Europe.
11664 2130
11665 The Greatest Dangers Of The American Republics Proceed From The
11666 Unlimited Power Of The Majority
2131 Governments usually fall victim to either weakness or tyranny. Many observers who have seen chaos in democratic states have imagined their governments naturally weak. The truth is that once conflict begins between parties, the government loses control. But I do not think democratic power naturally lacks force; rather, it is almost always through the abuse of its force that a democratic government fails. Anarchy is almost always produced by its tyranny or mistakes, but not by its lack of strength.
11667 2132
11668 Democratic republics liable to perish from a misuse of their power, and
11669 not by impotence—The Governments of the American republics are more
11670 centralized and more energetic than those of the monarchies of
11671 Europe—Dangers resulting from this—Opinions of Hamilton and Jefferson
11672 upon this point.
2133 It is important not to confuse stability with force, or greatness with duration. In democratic republics, the power directing society is not stable, for it frequently changes hands. But whichever way it turns, its force is nearly irresistible. The governments of the American republics appear to me just as centralized as the absolute monarchies of Europe, and even more energetic. I am speaking here not of the Federal Government, but of the individual state governments, which the majority controls as it pleases. I do not believe they will perish from weakness.
11673 2134
11674 Governments usually fall a sacrifice to impotence or to tyranny. In the
11675 former case their power escapes from them; it is wrested from their
11676 grasp in the latter. Many observers, who have witnessed the anarchy of
11677 democratic States, have imagined that the government of those States
11678 was naturally weak and impotent. The truth is, that when once
11679 hostilities are begun between parties, the government loses its control
11680 over society. But I do not think that a democratic power is naturally
11681 without force or without resources: say, rather, that it is almost
11682 always by the abuse of its force and the misemployment of its resources
11683 that a democratic government fails. Anarchy is almost always produced
11684 by its tyranny or its mistakes, but not by its want of strength.
2135 If the free institutions of America are ever destroyed, that event may be attributed to the unlimited authority of the majority, which may at some future time drive minorities to desperation and force them to resort to physical strength. Anarchy will then be the result, but it will have been brought about by despotism.
11685 2136
11686 It is important not to confound stability with force, or the greatness
11687 of a thing with its duration. In democratic republics, the power which
11688 directs *e society is not stable; for it often changes hands and
11689 assumes a new direction. But whichever way it turns, its force is
11690 almost irresistible. The Governments of the American republics appear
11691 to me to be as much centralized as those of the absolute monarchies of
11692 Europe, and more energetic than they are. I do not, therefore, imagine
11693 that they will perish from weakness. *f
2137 Mr. Hamilton expresses the same opinion in the "Federalist," No. 51:
11694 2138
11695 e
11696 [ This power may be centred in an assembly, in which case it will be
11697 strong without being stable; or it may be centred in an individual, in
11698 which case it will be less strong, but more stable.]
2139 > **Quote:** "It is of great importance in a republic not only to guard the society against the oppression of its rulers, but to guard one part of the society against the injustice of the other part. Justice is the end of government. It is the end of civil society. It ever has been, and ever will be, pursued until it be obtained, or until liberty be lost in the pursuit. In a society, under the forms of which the stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to reign as in a state of nature, where the weaker individual is not secured against the violence of the stronger: and as in the latter state even the stronger individuals are prompted by the uncertainty of their condition to submit to a government which may protect the weak as well as themselves, so in the former state will the more powerful factions be gradually induced by a like motive to wish for a government which will protect all parties, the weaker as well as the more powerful. It can be little doubted that, if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of right under the popular form of government within such narrow limits would be displayed by such reiterated oppressions of the factious majorities, that some power altogether independent of the people would soon be called for by the voice of the very factions whose misrule had proved the necessity of it."
11699 2140
2141 Jefferson also expressed himself this way in a letter to Madison on March 15, 1789:
11700 2142
11701 f
11702 [ I presume that it is scarcely necessary to remind the reader here, as
11703 well as throughout the remainder of this chapter, that I am speaking,
11704 not of the Federal Government, but of the several governments of each
11705 State, which the majority controls at its pleasure.]
2143 > **Quote:** "The executive power in our Government is not the only, perhaps not even the principal, object of my solicitude. The tyranny of the Legislature is really the danger most to be feared, and will continue to be so for many years to come. The tyranny of the executive power will come in its turn, but at a more distant period."
11706 2144
2145 I prefer to cite the opinion of Jefferson on this subject above all others, because I consider him to be the most powerful advocate democracy has ever produced.
11707 2146
11708 If ever the free institutions of America are destroyed, that event may
11709 be attributed to the unlimited authority of the majority, which may at
11710 some future time urge the minorities to desperation, and oblige them to
11711 have recourse to physical force. Anarchy will then be the result, but
11712 it will have been brought about by despotism.
2147 ## Chapter XVI: Causes Mitigating Tyranny In The United States
11713 2148
11714 Mr. Hamilton expresses the same opinion in the “Federalist,” No. 51.
11715 “It is of great importance in a republic not only to guard the society
11716 against the oppression of its rulers, but to guard one part of the
11717 society against the injustice of the other part. Justice is the end of
11718 government. It is the end of civil society. It ever has been, and ever
11719 will be, pursued until it be obtained, or until liberty be lost in the
11720 pursuit. In a society, under the forms of which the stronger faction
11721 can readily unite and oppress the weaker, anarchy may as truly be said
11722 to reign as in a state of nature, where the weaker individual is not
11723 secured against the violence of the stronger: and as in the latter
11724 state even the stronger individuals are prompted by the uncertainty of
11725 their condition to submit to a government which may protect the weak as
11726 well as themselves, so in the former state will the more powerful
11727 factions be gradually induced by a like motive to wish for a government
11728 which will protect all parties, the weaker as well as the more
11729 powerful. It can be little doubted that, if the State of Rhode Island
11730 was separated from the Confederacy and left to itself, the insecurity
11731 of right under the popular form of government within such narrow limits
11732 would be displayed by such reiterated oppressions of the factious
11733 majorities, that some power altogether independent of the people would
11734 soon be called for by the voice of the very factions whose misrule had
11735 proved the necessity of it.”
11736 2149
11737 Jefferson has also thus expressed himself in a letter to Madison: *g
11738 “The executive power in our Government is not the only, perhaps not
11739 even the principal, object of my solicitude. The tyranny of the
11740 Legislature is really the danger most to be feared, and will continue
11741 to be so for many years to come. The tyranny of the executive power
11742 will come in its turn, but at a more distant period.” I am glad to cite
11743 the opinion of Jefferson upon this subject rather than that of another,
11744 because I consider him to be the most powerful advocate democracy has
11745 ever sent forth.
11746 2150
11747 g
11748 [ March 15, 1789.]
11749
11750
11751 ## Chapter XVI: Causes Mitigating Tyranny In The United States
11752
11753 2151 ### Chapter XVI: Causes Mitigating Tyranny In The United States—Part I
11754 2152
2153 The national majority does not manage every affair; it must use local officials to execute its decisions.
11755 2154
2155 The distinction between centralized government and centralized administration is crucial: the former exists in America, the latter is almost unknown. If the governing power combined command with execution habit, if it set general principles yet meddled in petty details, if it regulated great national interests yet interfered in private concerns—freedom would soon vanish from the New World.
11756 2156
2157 But the American majority, though often despotic in taste, lacks sophisticated tyrannical tools. Central government activity never extends beyond issues prominent enough to demand attention; secondary affairs remain unregulated. The majority grows more absolute but has not expanded central power, which stays confined to its sphere. Its despotism may be oppressive, but it cannot cover everything.
11757 2158
11758 The national majority does not pretend to conduct all business—Is
11759 obliged to employ the town and county magistrates to execute its
11760 supreme decisions.
2159 No matter how passionate the dominant party, it cannot force uniform compliance nationwide. When the central government issues a decree, it must entrust execution to agents it cannot constantly direct.
11761 2160
11762 I have already pointed out the distinction which is to be made between
11763 a centralized government and a centralized administration. The former
11764 exists in America, but the latter is nearly unknown there. If the
11765 directing power of the American communities had both these instruments
11766 of government at its disposal, and united the habit of executing its
11767 own commands to the right of commanding; if, after having established
11768 the general principles of government, it descended to the details of
11769 public business; and if, having regulated the great interests of the
11770 country, it could penetrate into the privacy of individual interests,
11771 freedom would soon be banished from the New World.
2161 > **Quote:** "The townships, municipal bodies, and counties may therefore be looked upon as concealed break-waters, which check or part the tide of popular excitement."
11772 2162
11773 But in the United States the majority, which so frequently displays the
11774 tastes and the propensities of a despot, is still destitute of the more
11775 perfect instruments of tyranny. In the American republics the activity
11776 of the central Government has never as yet been extended beyond a
11777 limited number of objects sufficiently prominent to call forth its
11778 attention. The secondary affairs of society have never been regulated
11779 by its authority, and nothing has hitherto betrayed its desire of
11780 interfering in them. The majority is become more and more absolute, but
11781 it has not increased the prerogatives of the central government; those
11782 great prerogatives have been confined to a certain sphere; and although
11783 the despotism of the majority may be galling upon one point, it cannot
11784 be said to extend to all. However the predominant party in the nation
11785 may be carried away by its passions, however ardent it may be in the
11786 pursuit of its projects, it cannot oblige all the citizens to comply
11787 with its desires in the same manner and at the same time throughout the
11788 country. When the central Government which represents that majority has
11789 issued a decree, it must entrust the execution of its will to agents,
11790 over whom it frequently has no control, and whom it cannot perpetually
11791 direct. The townships, municipal bodies, and counties may therefore be
11792 looked upon as concealed break-waters, which check or part the tide of
11793 popular excitement. If an oppressive law were passed, the liberties of
11794 the people would still be protected by the means by which that law
11795 would be put in execution: the majority cannot descend to the details
11796 and (as I will venture to style them) the puerilities of administrative
11797 tyranny. Nor does the people entertain that full consciousness of its
11798 authority which would prompt it to interfere in these matters; it knows
11799 the extent of its natural powers, but it is unacquainted with the
11800 increased resources which the art of government might furnish.
2163 Even an oppressive law would be mitigated in implementation. The majority cannot descend into the petty details—the *puerilities*, I might say—of administrative tyranny. The people lack awareness of the advanced resources government might provide.
11801 2164
11802 This point deserves attention, for if a democratic republic similar to
11803 that of the United States were ever founded in a country where the
11804 power of a single individual had previously subsisted, and the effects
11805 of a centralized administration had sunk deep into the habits and the
11806 laws of the people, I do not hesitate to assert, that in that country a
11807 more insufferable despotism would prevail than any which now exists in
11808 the monarchical States of Europe, or indeed than any which could be
11809 found on this side of the confines of Asia.
2165 This point is worth noting, for I do not hesitate to assert that if a similar republic were established where centralized administration was already embedded in habit and law, a more intolerable despotism would prevail than in any European monarchy.
11810 2166
11811 The Profession Of The Law In The United States Serves To Counterpoise
11812 The Democracy
2167 **The Legal Profession In The United States Acts As A Counterweight To Democracy**
11813 2168
11814 Utility of discriminating the natural propensities of the members of
11815 the legal profession—These men called upon to act a prominent part in
11816 future society—In what manner the peculiar pursuits of lawyers give an
11817 aristocratic turn to their ideas—Accidental causes which may check this
11818 tendency—Ease with which the aristocracy coalesces with legal men—Use
11819 of lawyers to a despot—The profession of the law constitutes the only
11820 aristocratic element with which the natural elements of democracy will
11821 combine—Peculiar causes which tend to give an aristocratic turn of mind
11822 to the English and American lawyers—The aristocracy of America is on
11823 the bench and at the bar—Influence of lawyers upon American
11824 society—Their peculiar magisterial habits affect the legislature, the
11825 administration, and even the people.
2169 Lawyers' natural tendencies give them an aristocratic character, though accidental causes may check this. They merge easily with aristocracy and prove useful to despots, constituting the only aristocratic element that naturally combines with democracy. Specific causes shape English and American lawyers particularly, and America's aristocracy is found on bench and bar. Their influence extends through society, their judicial habits affecting legislature, administration, and people.
11826 2170
11827 In visiting the Americans and in studying their laws we perceive that
11828 the authority they have entrusted to members of the legal profession,
11829 and the influence which these individuals exercise in the Government,
11830 is the most powerful existing security against the excesses of
11831 democracy. This effect seems to me to result from a general cause which
11832 it is useful to investigate, since it may produce analogous
11833 consequences elsewhere.
2171 In visiting the Americans, the authority and influence of lawyers in government seems to me the most powerful security against democratic excess. This effect results from a general cause worth investigating, as it may produce similar consequences elsewhere.
11834 2172
11835 The members of the legal profession have taken an important part in all
11836 the vicissitudes of political society in Europe during the last five
11837 hundred years. At one time they have been the instruments of those who
11838 were invested with political authority, and at another they have
11839 succeeded in converting political authorities into their instrument. In
11840 the Middle Ages they afforded a powerful support to the Crown, and
11841 since that period they have exerted themselves to the utmost to limit
11842 the royal prerogative. In England they have contracted a close alliance
11843 with the aristocracy; in France they have proved to be the most
11844 dangerous enemies of that class. It is my object to inquire whether,
11845 under all these circumstances, the members of the legal profession have
11846 been swayed by sudden and momentary impulses; or whether they have been
11847 impelled by principles which are inherent in their pursuits, and which
11848 will always recur in history. I am incited to this investigation by
11849 reflecting that this particular class of men will most likely play a
11850 prominent part in that order of things to which the events of our time
11851 are giving birth.
2173 For five hundred years, lawyers have played crucial roles in Europe's political shifts—sometimes tools of power, sometimes making power their tool. In the Middle Ages they supported the Crown; later they limited royal prerogative. In England they allied with aristocracy; in France they became its most dangerous enemies. Are these temporary impulses or inherent professional principles? This question matters because lawyers will shape the emerging social order.
11852 2174
11853 Men who have more especially devoted themselves to legal pursuits
11854 derive from those occupations certain habits of order, a taste for
11855 formalities, and a kind of instinctive regard for the regular
11856 connection of ideas, which naturally render them very hostile to the
11857 revolutionary spirit and the unreflecting passions of the multitude.
2175 Legal studies instill habits of order, formality, and respect for logical connection, making lawyers hostile to revolutionary spirit and crowd passions. Their specialized knowledge creates a privileged intellectual class. In practice, they master a necessary but obscure science, arbitrate between citizens, and develop contempt for mass judgment. Their similar studies and methods unite them naturally into a cohesive body.
11858 2176
11859 The special information which lawyers derive from their studies ensures
11860 them a separate station in society, and they constitute a sort of
11861 privileged body in the scale of intelligence. This notion of their
11862 superiority perpetually recurs to them in the practice of their
11863 profession: they are the masters of a science which is necessary, but
11864 which is not very generally known; they serve as arbiters between the
11865 citizens; and the habit of directing the blind passions of parties in
11866 litigation to their purpose inspires them with a certain contempt for
11867 the judgment of the multitude. To this it may be added that they
11868 naturally constitute a body, not by any previous understanding, or by
11869 an agreement which directs them to a common end; but the analogy of
11870 their studies and the uniformity of their proceedings connect their
11871 minds together, as much as a common interest could combine their
11872 endeavors.
2177 Consequently, lawyers share aristocratic tastes: love of order, distaste for crowd actions, hidden contempt for popular government. Yet like most men, they are governed by private interests.
11873 2178
11874 A portion of the tastes and of the habits of the aristocracy may
11875 consequently be discovered in the characters of men in the profession
11876 of the law. They participate in the same instinctive love of order and
11877 of formalities; and they entertain the same repugnance to the actions
11878 of the multitude, and the same secret contempt of the government of the
11879 people. I do not mean to say that the natural propensities of lawyers
11880 are sufficiently strong to sway them irresistibly; for they, like most
11881 other men, are governed by their private interests and the advantages
11882 of the moment.
2179 When barred from political rank, lawyers become revolutionaries. Did French lawyers help overthrow the monarchy in 1789 because of their legal training, or because they were excluded from legislation?
11883 2180
11884 In a state of society in which the members of the legal profession are
11885 prevented from holding that rank in the political world which they
11886 enjoy in private life, we may rest assured that they will be the
11887 foremost agents of revolution. But it must then be inquired whether the
11888 cause which induces them to innovate and to destroy is accidental, or
11889 whether it belongs to some lasting purpose which they entertain. It is
11890 true that lawyers mainly contributed to the overthrow of the French
11891 monarchy in 1789; but it remains to be seen whether they acted thus
11892 because they had studied the laws, or because they were prohibited from
11893 co-operating in the work of legislation.
2181 In all free governments, lawyers lead every party, just as aristocrats have led democratic upheavals. A privileged class cannot satisfy all its members' ambitions; those excluded often attack the privileges they cannot enjoy.
11894 2182
11895 Five hundred years ago the English nobles headed the people, and spoke
11896 in its name; at the present time the aristocracy supports the throne,
11897 and defends the royal prerogative. But aristocracy has, notwithstanding
11898 this, its peculiar instincts and propensities. We must be careful not
11899 to confound isolated members of a body with the body itself. In all
11900 free governments, of whatsoever form they may be, members of the legal
11901 profession will be found at the head of all parties. The same remark is
11902 also applicable to the aristocracy; for almost all the democratic
11903 convulsions which have agitated the world have been directed by nobles.
2183 Most lawyers are usually friends of order. When excluded by aristocracy, they become dangerous enemies who feel equal in intelligence. When included, they merge easily into a single order of family interests.
11904 2184
11905 A privileged body can never satisfy the ambition of all its members; it
11906 has always more talents and more passions to content and to employ than
11907 it can find places; so that a considerable number of individuals are
11908 usually to be met with who are inclined to attack those very privileges
11909 which they find it impossible to turn to their own account.
2185 A monarch can always make lawyers useful instruments of authority, as they have greater affinity with executive power than with the people—just as nobles have greater affinity with the monarch than with the people.
11910 2186
11911 I do not, then, assert that all the members of the legal profession are
11912 at all times the friends of order and the opponents of innovation, but
11913 merely that most of them usually are so. In a community in which
11914 lawyers are allowed to occupy, without opposition, that high station
11915 which naturally belongs to them, their general spirit will be eminently
11916 conservative and anti-democratic. When an aristocracy excludes the
11917 leaders of that profession from its ranks, it excites enemies which are
11918 the more formidable to its security as they are independent of the
11919 nobility by their industrious pursuits; and they feel themselves to be
11920 its equal in point of intelligence, although they enjoy less opulence
11921 and less power. But whenever an aristocracy consents to impart some of
11922 its privileges to these same individuals, the two classes coalesce very
11923 readily, and assume, as it were, the consistency of a single order of
11924 family interests.
2187 Lawyers value public order above all, and authority is its best guarantee. They value legality more than freedom; they fear arbitrary power more than tyranny, and are not dissatisfied if the legislature deprives men of independence through proper process.
11925 2188
11926 I am, in like manner, inclined to believe that a monarch will always be
11927 able to convert legal practitioners into the most serviceable
11928 instruments of his authority. There is a far greater affinity between
11929 this class of individuals and the executive power than there is between
11930 them and the people; just as there is a greater natural affinity
11931 between the nobles and the monarch than between the nobles and the
11932 people, although the higher orders of society have occasionally
11933 resisted the prerogative of the Crown in concert with the lower
11934 classes.
2189 A ruler who weakens judicial authority to resist democracy makes a grave mistake, losing substance for shadow. He would be wiser to bring lawyers into government, for even violent despotic power would take on an appearance of justice in their hands.
11935 2190
11936 Lawyers are attached to public order beyond every other consideration,
11937 and the best security of public order is authority. It must not be
11938 forgotten that, if they prize the free institutions of their country
11939 much, they nevertheless value the legality of those institutions far
11940 more: they are less afraid of tyranny than of arbitrary power; and
11941 provided that the legislature take upon itself to deprive men of their
11942 independence, they are not dissatisfied.
2191 Democratic government is favorable to lawyers' political power. When the wealthy and noble are excluded, lawyers naturally occupy the highest positions, as they are the only educated men outside the popular sphere whom the people will choose. If their tastes lead them to side with the aristocracy and the throne, their interests keep them naturally connected to the people. They appreciate democracy without sharing its weaknesses, deriving double authority—from the people and over them. The people do not mistrust them, as lawyers serve the popular cause without hidden agendas. Lawyers do not seek to overthrow democracy but to redirect it away from its natural tendencies.
11943 2192
11944 I am therefore convinced that the prince who, in presence of an
11945 encroaching democracy, should endeavor to impair the judicial authority
11946 in his dominions, and to diminish the political influence of lawyers,
11947 would commit a great mistake. He would let slip the substance of
11948 authority to grasp at the shadow. He would act more wisely in
11949 introducing men connected with the law into the government; and if he
11950 entrusted them with the conduct of a despotic power, bearing some marks
11951 of violence, that power would most likely assume the external features
11952 of justice and of legality in their hands.
2193 > **Quote:** "Lawyers belong to the people by birth and interest, to the aristocracy by habit and by taste, and they may be looked upon as the natural bond and connecting link of the two great classes of society."
11953 2194
11954 The government of democracy is favorable to the political power of
11955 lawyers; for when the wealthy, the noble, and the prince are excluded
11956 from the government, they are sure to occupy the highest stations, in
11957 their own right, as it were, since they are the only men of information
11958 and sagacity, beyond the sphere of the people, who can be the object of
11959 the popular choice. If, then, they are led by their tastes to combine
11960 with the aristocracy and to support the Crown, they are naturally
11961 brought into contact with the people by their interests. They like the
11962 government of democracy, without participating in its propensities and
11963 without imitating its weaknesses; whence they derive a twofold
11964 authority, from it and over it. The people in democratic states does
11965 not mistrust the members of the legal profession, because it is well
11966 known that they are interested in serving the popular cause; and it
11967 listens to them without irritation, because it does not attribute to
11968 them any sinister designs. The object of lawyers is not, indeed, to
11969 overthrow the institutions of democracy, but they constantly endeavor
11970 to give it an impulse which diverts it from its real tendency, by means
11971 which are foreign to its nature. Lawyers belong to the people by birth
11972 and interest, to the aristocracy by habit and by taste, and they may be
11973 looked upon as the natural bond and connecting link of the two great
11974 classes of society.
2195 > **Quote:** "The profession of the law is the only aristocratic element which can be amalgamated without violence with the natural elements of democracy, and which can be advantageously and permanently combined with them."
11975 2196
11976 The profession of the law is the only aristocratic element which can be
11977 amalgamated without violence with the natural elements of democracy,
11978 and which can be advantageously and permanently combined with them. I
11979 am not unacquainted with the defects which are inherent in the
11980 character of that body of men; but without this admixture of
11981 lawyer-like sobriety with the democratic principle, I question whether
11982 democratic institutions could long be maintained, and I cannot believe
11983 that a republic could subsist at the present time if the influence of
11984 lawyers in public business did not increase in proportion to the power
11985 of the people.
2197 I am not unaware of the flaws in this group, yet without this mix of professional restraint and democratic principles, I doubt democratic institutions could endure. I cannot believe a republic could survive today if lawyers' influence did not increase with the people's power.
11986 2198
11987 This aristocratic character, which I hold to be common to the legal
11988 profession, is much more distinctly marked in the United States and in
11989 England than in any other country. This proceeds not only from the
11990 legal studies of the English and American lawyers, but from the nature
11991 of the legislation, and the position which those persons occupy in the
11992 two countries. The English and the Americans have retained the law of
11993 precedents; that is to say, they continue to found their legal opinions
11994 and the decisions of their courts upon the opinions and the decisions
11995 of their forefathers. In the mind of an English or American lawyer a
11996 taste and a reverence for what is old is almost always united to a love
11997 of regular and lawful proceedings.
2199 This aristocratic character is more defined in the United States and England than elsewhere, stemming not just from legal studies but from the nature of precedent-based law. In these lawyers' minds, respect for tradition joins love of orderly procedure.
11998 2200
11999 This predisposition has another effect upon the character of the legal
12000 profession and upon the general course of society. The English and
12001 American lawyers investigate what has been done; the French advocate
12002 inquires what should have been done; the former produce precedents, the
12003 latter reasons. A French observer is surprised to hear how often an
12004 English or an American lawyer quotes the opinions of others, and how
12005 little he alludes to his own; whilst the reverse occurs in France.
12006 There the most trifling litigation is never conducted without the
12007 introduction of an entire system of ideas peculiar to the counsel
12008 employed; and the fundamental principles of law are discussed in order
12009 to obtain a perch of land by the decision of the court. This abnegation
12010 of his own opinion, and this implicit deference to the opinion of his
12011 forefathers, which are common to the English and American lawyer, this
12012 subjection of thought which he is obliged to profess, necessarily give
12013 him more timid habits and more sluggish inclinations in England and
12014 America than in France.
2201 English and American lawyers investigate what has been done; French lawyers ask what should have been. The former quote others' opinions, rarely mentioning their own; the latter introduce whole systems of ideas even in minor suits, debating fundamental principles to settle a small land dispute. This deference to predecessors makes Anglo-American lawyers more cautious and slower to act.
12015 2202
12016 The French codes are often difficult of comprehension, but they can be
12017 read by every one; nothing, on the other hand, can be more impenetrable
12018 to the uninitiated than a legislation founded upon precedents. The
12019 indispensable want of legal assistance which is felt in England and in
12020 the United States, and the high opinion which is generally entertained
12021 of the ability of the legal profession, tend to separate it more and
12022 more from the people, and to place it in a distinct class. The French
12023 lawyer is simply a man extensively acquainted with the statutes of his
12024 country; but the English or American lawyer resembles the hierophants
12025 of Egypt, for, like them, he is the sole interpreter of an occult
12026 science.
2203 French codes are difficult but readable; precedent systems are incomprehensible to outsiders. The necessity of legal assistance separates Anglo-American lawyers as a distinct class; like the hierophants of Egypt, they are the sole interpreters of an occult science.
12027 2204
12028 The station which lawyers occupy in England and America exercises no
12029 less an influence upon their habits and their opinions. The English
12030 aristocracy, which has taken care to attract to its sphere whatever is
12031 at all analogous to itself, has conferred a high degree of importance
12032 and of authority upon the members of the legal profession. In English
12033 society lawyers do not occupy the first rank, but they are contented
12034 with the station assigned to them; they constitute, as it were, the
12035 younger branch of the English aristocracy, and they are attached to
12036 their elder brothers, although they do not enjoy all their privileges.
12037 The English lawyers consequently mingle the taste and the ideas of the
12038 aristocratic circles in which they move with the aristocratic interests
12039 of their profession.
2205 The English aristocracy, ever seeking to attract those similar to itself, has given lawyers importance and authority. Though not holding the highest rank, they form the younger branch of aristocracy, combining its tastes with their professional interests.
12040 2206
12041 And indeed the lawyer-like character which I am endeavoring to depict
12042 is most distinctly to be met with in England: there laws are esteemed
12043 not so much because they are good as because they are old; and if it be
12044 necessary to modify them in any respect, or to adapt them the changes
12045 which time operates in society, recourse is had to the most
12046 inconceivable contrivances in order to uphold the traditionary fabric,
12047 and to maintain that nothing has been done which does not square with
12048 the intentions and complete the labors of former generations. The very
12049 individuals who conduct these changes disclaim all intention of
12050 innovation, and they had rather resort to absurd expedients than plead
12051 guilty to so great a crime. This spirit appertains more especially to
12052 the English lawyers; they seem indifferent to the real meaning of what
12053 they treat, and they direct all their attention to the letter, seeming
12054 inclined to infringe the rules of common sense and of humanity rather
12055 than to swerve one title from the law. The English legislation may be
12056 compared to the stock of an old tree, upon which lawyers have engrafted
12057 the most various shoots, with the hope that, although their fruits may
12058 differ, their foliage at least will be confounded with the venerable
12059 trunk which supports them all.
2207 This character appears most clearly in England, where laws are valued for age rather than goodness. Lawyers use elaborate fictions to uphold traditional frameworks, denying innovation even as they modify laws. They focus on the literal word over meaning, ready to violate common sense rather than deviate from text. English legislation resembles the trunk of an ancient tree, upon which lawyers have grafted various shoots; while the fruits differ, the foliage blends with the venerable trunk that supports them all.
12060 2208
12061 In America there are no nobles or men of letters, and the people is apt
12062 to mistrust the wealthy; lawyers consequently form the highest
12063 political class, and the most cultivated circle of society. They have
12064 therefore nothing to gain by innovation, which adds a conservative
12065 interest to their natural taste for public order. If I were asked where
12066 I place the American aristocracy, I should reply without hesitation
12067 that it is not composed of the rich, who are united together by no
12068 common tie, but that it occupies the judicial bench and the bar.
2209 In America, lacking nobles or intellectuals and distrusting the wealthy, lawyers form the highest political class and most educated circle. With nothing to gain from radical change, they add conservative interest to their preference for order.
12069 2210
12070 The more we reflect upon all that occurs in the United States the more
12071 shall we be persuaded that the lawyers as a body form the most
12072 powerful, if not the only, counterpoise to the democratic element. In
12073 that country we perceive how eminently the legal profession is
12074 qualified by its powers, and even by its defects, to neutralize the
12075 vices which are inherent in popular government. When the American
12076 people is intoxicated by passion, or carried away by the impetuosity of
12077 its ideas, it is checked and stopped by the almost invisible influence
12078 of its legal counsellors, who secretly oppose their aristocratic
12079 propensities to its democratic instincts, their superstitious
12080 attachment to what is antique to its love of novelty, their narrow
12081 views to its immense designs, and their habitual procrastination to its
12082 ardent impatience.
2211 > **Quote:** "If I were asked where I place the American aristocracy, I should reply without hesitation that it is not composed of the rich, who are united together by no common tie, but that it occupies the judicial bench and the bar."
12083 2212
12084 The courts of justice are the most visible organs by which the legal
12085 profession is enabled to control the democracy. The judge is a lawyer,
12086 who, independently of the taste for regularity and order which he has
12087 contracted in the study of legislation, derives an additional love of
12088 stability from his own inalienable functions. His legal attainments
12089 have already raised him to a distinguished rank amongst his
12090 fellow-citizens; his political power completes the distinction of his
12091 station, and gives him the inclinations natural to privileged classes.
2213 Reflection convinces us that lawyers form the most powerful counterweight to democracy in America. Their strengths and weaknesses uniquely neutralize flaws in popular government. When the people are impassioned, lawyers' nearly invisible influence checks them, countering democratic instincts with aristocratic tendencies, replacing novelty with tradition, grand designs with narrow views, and impatience with caution.
12092 2214
12093 Armed with the power of declaring the laws to be unconstitutional, *a
12094 the American magistrate perpetually interferes in political affairs. He
12095 cannot force the people to make laws, but at least he can oblige it not
12096 to disobey its own enactments; or to act inconsistently with its own
12097 principles. I am aware that a secret tendency to diminish the judicial
12098 power exists in the United States, and by most of the constitutions of
12099 the several States the Government can, upon the demand of the two
12100 houses of the legislature, remove the judges from their station. By
12101 some other constitutions the members of the tribunals are elected, and
12102 they are even subjected to frequent re-elections. I venture to predict
12103 that these innovations will sooner or later be attended with fatal
12104 consequences, and that it will be found out at some future period that
12105 the attack which is made upon the judicial power has affected the
12106 democratic republic itself.
2215 The courts are the most visible control mechanism. The judge, a lawyer with love of stability from his permanent position, gains inclinations of privileged classes. Armed with power to declare laws unconstitutional, he intervenes in political affairs, compelling the people not to ignore their own statutes. Though a trend exists—removing judges at legislative request in most states, or electing them with frequent re-election elsewhere—I venture to predict this will prove disastrous. It will be discovered that this attack on judicial power was actually an attack on the democratic republic itself.
12107 2216
12108 a
12109 [ See chapter VI. on the “Judicial Power in the United States.”]
2217 This legal spirit extends beyond courts. As the only educated class the people trust, lawyers dominate legislative assemblies and administration, influencing law's creation and execution. Though they yield to overwhelming public opinion, their natural conservatism shows in how little Americans have changed their civil laws, despite frequent political innovations. In civil law, the majority defers to legal authority, and lawyers are reluctant to innovate.
12110 2218
2219 A Frenchman finds it interesting to hear Americans complain about lawyers' conservative tendencies.
12111 2220
12112 It must not, however, be supposed that the legal spirit of which I have
12113 been speaking has been confined, in the United States, to the courts of
12114 justice; it extends far beyond them. As the lawyers constitute the only
12115 enlightened class which the people does not mistrust, they are
12116 naturally called upon to occupy most of the public stations. They fill
12117 the legislative assemblies, and they conduct the administration; they
12118 consequently exercise a powerful influence upon the formation of the
12119 law, and upon its execution. The lawyers are, however, obliged to yield
12120 to the current of public opinion, which is too strong for them to
12121 resist it, but it is easy to find indications of what their conduct
12122 would be if they were free to act as they chose. The Americans, who
12123 have made such copious innovations in their political legislation, have
12124 introduced very sparing alterations in their civil laws, and that with
12125 great difficulty, although those laws are frequently repugnant to their
12126 social condition. The reason of this is, that in matters of civil law
12127 the majority is obliged to defer to the authority of the legal
12128 profession, and that the American lawyers are disinclined to innovate
12129 when they are left to their own choice.
2221 > **Quote:** "Scarcely any question arises in the United States which does not become, sooner or later, a subject of judicial debate"
12130 2222
12131 It is curious for a Frenchman, accustomed to a very different state of
12132 things, to hear the perpetual complaints which are made in the United
12133 States against the stationary propensities of legal men, and their
12134 prejudices in favor of existing institutions.
2223 All parties must borrow courtroom ideas and language for political debate. Since most public figures are or were lawyers, they bring professional customs into public affairs. The jury system spreads legal habits to all classes, making legal language the common tongue. This spirit filters from law schools and courts throughout society, until the entire population adopts judicial habits and tastes.
12135 2224
12136 The influence of the legal habits which are common in America extends
12137 beyond the limits I have just pointed out. Scarcely any question arises
12138 in the United States which does not become, sooner or later, a subject
12139 of judicial debate; hence all parties are obliged to borrow the ideas,
12140 and even the language, usual in judicial proceedings in their daily
12141 controversies. As most public men are, or have been, legal
12142 practitioners, they introduce the customs and technicalities of their
12143 profession into the affairs of the country. The jury extends this
12144 habitude to all classes. The language of the law thus becomes, in some
12145 measure, a vulgar tongue; the spirit of the law, which is produced in
12146 the schools and courts of justice, gradually penetrates beyond their
12147 walls into the bosom of society, where it descends to the lowest
12148 classes, so that the whole people contracts the habits and the tastes
12149 of the magistrate. The lawyers of the United States form a party which
12150 is but little feared and scarcely perceived, which has no badge
12151 peculiar to itself, which adapts itself with great flexibility to the
12152 exigencies of the time, and accommodates itself to all the movements of
12153 the social body; but this party extends over the whole community, and
12154 it penetrates into all classes of society; it acts upon the country
12155 imperceptibly, but it finally fashions it to suit its purposes.
2225 American lawyers form a little-noticed, unbadged party that adapts flexibly to the times. Yet it extends throughout the community, penetrating every class, acting imperceptibly to shape the country to its purposes.
12156 2226
12157
12158
12159
12160 2227 ### Chapter XVI: Causes Mitigating Tyranny In The United States—Part II
12161 2228
12162 Trial By Jury In The United States Considered As A Political
12163 Institution
2229 Trial by jury deserves comparison with other instruments of popular sovereignty. I address it not as a judicial institution but as a political one—not because its judicial utility is settled (that could fill a book), but because its political effects shape society's destiny.
12164 2230
12165 Trial by jury, which is one of the instruments of the sovereignty of
12166 the people, deserves to be compared with the other laws which establish
12167 that sovereignty—Composition of the jury in the United States—Effect of
12168 trial by jury upon the national character—It educates the people—It
12169 tends to establish the authority of the magistrates and to extend a
12170 knowledge of law among the people.
2231 The English adopted the jury when primitive; as they advanced, their attachment grew. They carried it worldwide—to colonies and republics alike. All Anglo-American legal experts defend it. Justice Story, in his *Commentaries on the Constitution*, called the civil jury "a privilege scarcely inferior to that in criminal cases, essential to political and civil liberty." I could point out that involving juries reduces judge numbers—a significant advantage; I would rather submit a case to ignorant jurors guided by a skillful judge than to a half-enlightened tribunal. The Tudors imprisoned jurors who refused to convict; Napoleon had them hand-picked. Rulers who govern by their own authority always seek to destroy or weaken the jury.
12171 2232
12172 Since I have been led by my subject to recur to the administration of
12173 justice in the United States, I will not pass over this point without
12174 adverting to the institution of the jury. Trial by jury may be
12175 considered in two separate points of view, as a judicial and as a
12176 political institution. If it entered into my present purpose to inquire
12177 how far trial by jury (more especially in civil cases) contributes to
12178 insure the best administration of justice, I admit that its utility
12179 might be contested. As the jury was first introduced at a time when
12180 society was in an uncivilized state, and when courts of justice were
12181 merely called upon to decide on the evidence of facts, it is not an
12182 easy task to adapt it to the wants of a highly civilized community when
12183 the mutual relations of men are multiplied to a surprising extent, and
12184 have assumed the enlightened and intellectual character of the age. *b
2233 The jury introduces a republican element into government regardless of whether it is aristocratic or democratic, since it places society's direction in citizens' hands rather than the government's. Force is only a temporary element of success; after force comes right. A government that could crush enemies only on a battlefield would soon be destroyed. The true enforcement of political laws is found in criminal legislation.
12185 2234
12186 b
12187 [ The investigation of trial by jury as a judicial institution, and the
12188 appreciation of its effects in the United States, together with the
12189 advantages the Americans have derived from it, would suffice to form a
12190 book, and a book upon a very useful and curious subject. The State of
12191 Louisiana would in particular afford the curious phenomenon of a French
12192 and English legislation, as well as a French and English population,
12193 which are gradually combining with each other. See the “Digeste des
12194 Lois de la Louisiane,” in two volumes; and the “Traite sur les Regles
12195 des Actions civiles,” printed in French and English at New Orleans in
12196 1830.]
2235 > **Quote:** 'He who punishes infractions of the law is therefore the real master of society.'
12197 2236
2237 The jury raises the people to judicial authority, though it does not grant absolute control; even a predisposed people, through the jury's composition and divided responsibility, still protect innocence better than an absolute monarch's agents.
12198 2238
12199 My present object is to consider the jury as a political institution,
12200 and any other course would divert me from my subject. Of trial by jury,
12201 considered as a judicial institution, I shall here say but very few
12202 words. When the English adopted trial by jury they were a
12203 semi-barbarous people; they are become, in course of time, one of the
12204 most enlightened nations of the earth; and their attachment to this
12205 institution seems to have increased with their increasing cultivation.
12206 They soon spread beyond their insular boundaries to every corner of the
12207 habitable globe; some have formed colonies, others independent states;
12208 the mother-country has maintained its monarchical constitution; many of
12209 its offspring have founded powerful republics; but wherever the English
12210 have been they have boasted of the privilege of trial by jury. *c They
12211 have established it, or hastened to re-establish it, in all their
12212 settlements. A judicial institution which obtains the suffrages of a
12213 great people for so long a series of ages, which is zealously renewed
12214 at every epoch of civilization, in all the climates of the earth and
12215 under every form of human government, cannot be contrary to the spirit
12216 of justice. *d
2239 In England, the aristocracy makes the laws, applies them, and punishes violations; the jury system makes England truly an aristocratic republic. In America, the system extends to all citizens qualified to vote. The jury is as direct an expression of popular sovereignty as universal suffrage, both contributing to the supremacy of the majority. The list of eligible jurors must expand or contract with the list of voters.
12217 2240
12218 c
12219 [ All the English and American jurists are unanimous upon this head.
12220 Mr. Story, judge of the Supreme Court of the United States, speaks, in
12221 his “Treatise on the Federal Constitution,” of the advantages of trial
12222 by jury in civil cases:—“The inestimable privilege of a trial by jury
12223 in civil cases—a privilege scarcely inferior to that in criminal cases,
12224 which is counted by all persons to be essential to political and civil
12225 liberty. . . .” (Story, book iii., chap. xxxviii.)]
2241 When limited to criminal cases, the jury remains occasional; daily life proceeds without it. But extend it to civil cases and its presence becomes constant; everyone participates as it affects all community interests, penetrating habits of life and shaping the mind's conception of justice. The civil jury saved English liberties under Henry VIII and Elizabeth. Its influence on national character is immense.
12226 2242
2243 The jury imbues all classes with a respect for the thing judged and the notion of right—without which love of independence becomes destructive passion. It trains men in fairness, judging neighbors as they would wish to be judged. It instills a sense of manly confidence, without which political virtue cannot exist, and teaches responsibility for one's actions. Each citizen becomes a temporary magistrate, feeling the duties owed to society and his role in government. By forcing attention beyond private interests, it rubs off that individual egotism which is the rust of society.
12227 2244
12228 d
12229 [ If it were our province to point out the utility of the jury as a
12230 judicial institution in this place, much might be said, and the
12231 following arguments might be brought forward amongst others:—
2245 Most powerfully, it forms judgment and increases intelligence. The jury is a free, ever-open school where jurors exercise rights, converse with the educated, and learn the laws through lawyers, judges, and litigants. The practical intelligence and political common sense of Americans are mainly due to long use of the civil jury. I am certain it is highly beneficial to those who decide cases, even if not always to litigants—one of the most effective means for public education.
12232 2246
12233 By introducing the jury into the business of the courts you are enabled
12234 to diminish the number of judges, which is a very great advantage. When
12235 judges are very numerous, death is perpetually thinning the ranks of
12236 the judicial functionaries, and laying places vacant for newcomers. The
12237 ambition of the magistrates is therefore continually excited, and they
12238 are naturally made dependent upon the will of the majority, or the
12239 individual who fills up the vacant appointments; the officers of the
12240 court then rise like the officers of an army. This state of things is
12241 entirely contrary to the sound administration of justice, and to the
12242 intentions of the legislator. The office of a judge is made inalienable
12243 in order that he may remain independent: but of what advantage is it
12244 that his independence should be protected if he be tempted to sacrifice
12245 it of his own accord? When judges are very numerous many of them must
12246 necessarily be incapable of performing their important duties, for a
12247 great magistrate is a man of no common powers; and I am inclined to
12248 believe that a half-enlightened tribunal is the worst of all
12249 instruments for attaining those objects which it is the purpose of
12250 courts of justice to accomplish. For my own part, I had rather submit
12251 the decision of a case to ignorant jurors directed by a skilful judge
12252 than to judges a majority of whom are imperfectly acquainted with
12253 jurisprudence and with the laws.]
2247 In democracies, lawyers and judges constitute the only aristocratic body checking popular excesses. Its authority's richest source is the civil jury. In criminal cases, where society confronts an individual, jurors may distrust the judge and rely on common sense. But in civil suits, the judge appears as a disinterested mediator; his influence over their verdict is almost unlimited. Jurors look up to him with confidence and listen with respect, for their intelligence is under the control of his learning. He points their attention to the exact question of fact and puts the answer to the question of law into their mouths.
12254 2248
12255 I turn, however, from this part of the subject. To look upon the jury
12256 as a mere judicial institution is to confine our attention to a very
12257 narrow view of it; for however great its influence may be upon the
12258 decisions of the law courts, that influence is very subordinate to the
12259 powerful effects which it produces on the destinies of the community at
12260 large. The jury is above all a political institution, and it must be
12261 regarded in this light in order to be duly appreciated.
2249 If I am asked why I am unimpressed by arguments about juror ignorance in civil cases, I reply that whenever the question is not simple fact, the jury validates the judge's decision by society's authority, while he decides by reason and law. English and American judges transfer authority earned in civil cases to criminal trials, where French judges never possessed such influence. In some cases—frequently the most important—American judges decide alone, especially federal judges who decide almost all questions vital to the country. They then occupy the position French judges usually hold, but with far more power. Even then, they retain the jury's prestige; their judgment carries society's authority, and they continue influencing the thoughts of those who participated.
12262 2250
12263 By the jury I mean a certain number of citizens chosen
12264 indiscriminately, and invested with a temporary right of judging. Trial
12265 by jury, as applied to the repression of crime, appears to me to
12266 introduce an eminently republican element into the government upon the
12267 following grounds:—
2251 The jury, seemingly limiting judicial rights, actually consolidates judicial power. In no country are judges so powerful as where the people share their privileges.
12268 2252
12269 The institution of the jury may be aristocratic or democratic,
12270 according to the class of society from which the jurors are selected;
12271 but it always preserves its republican character, inasmuch as it places
12272 the real direction of society in the hands of the governed, or of a
12273 portion of the governed, instead of leaving it under the authority of
12274 the Government. Force is never more than a transient element of
12275 success; and after force comes the notion of right. A government which
12276 should only be able to crush its enemies upon a field of battle would
12277 very soon be destroyed. The true sanction of political laws is to be
12278 found in penal legislation, and if that sanction be wanting the law
12279 will sooner or later lose its cogency. He who punishes infractions of
12280 the law is therefore the real master of society. Now the institution of
12281 the jury raises the people itself, or at least a class of citizens, to
12282 the bench of judicial authority. The institution of the jury
12283 consequently invests the people, or that class of citizens, with the
12284 direction of society. *e
2253 > **Quote:** "The jury, which is the most energetic means of making the people rule, is also the most efficacious means of teaching it to rule well."
12285 2254
12286 e
12287 [ An important remark must, however, be made. Trial by jury does
12288 unquestionably invest the people with a general control over the
12289 actions of citizens, but it does not furnish means of exercising this
12290 control in all cases, or with an absolute authority. When an absolute
12291 monarch has the right of trying offences by his representatives, the
12292 fate of the prisoner is, as it were, decided beforehand. But even if
12293 the people were predisposed to convict, the composition and the
12294 non-responsibility of the jury would still afford some chances
12295 favorable to the protection of innocence.]
2255 ## Chapter XVII: Principal Causes Maintaining The Democratic Republic
12296 2256
12297 2257
12298 In England the jury is returned from the aristocratic portion of the
12299 nation; *f the aristocracy makes the laws, applies the laws, and
12300 punishes all infractions of the laws; everything is established upon a
12301 consistent footing, and England may with truth be said to constitute an
12302 aristocratic republic. In the United States the same system is applied
12303 to the whole people. Every American citizen is qualified to be an
12304 elector, a juror, and is eligible to office. *g The system of the jury,
12305 as it is understood in America, appears to me to be as direct and as
12306 extreme a consequence of the sovereignty of the people as universal
12307 suffrage. These institutions are two instruments of equal power, which
12308 contribute to the supremacy of the majority. All the sovereigns who
12309 have chosen to govern by their own authority, and to direct society
12310 instead of obeying its directions, have destroyed or enfeebled the
12311 institution of the jury. The monarchs of the House of Tudor sent to
12312 prison jurors who refused to convict, and Napoleon caused them to be
12313 returned by his agents.
12314 2258
12315 f
12316 [ [This may be true to some extent of special juries, but not of common
12317 juries. The author seems not to have been aware that the qualifications
12318 of jurors in England vary exceedingly.]]
12319
12320
12321 g
12322 [ See Appendix, Q.]
12323
12324
12325 However clear most of these truths may seem to be, they do not command
12326 universal assent, and in France, at least, the institution of trial by
12327 jury is still very imperfectly understood. If the question arises as to
12328 the proper qualification of jurors, it is confined to a discussion of
12329 the intelligence and knowledge of the citizens who may be returned, as
12330 if the jury was merely a judicial institution. This appears to me to be
12331 the least part of the subject. The jury is pre-eminently a political
12332 institution; it must be regarded as one form of the sovereignty of the
12333 people; when that sovereignty is repudiated, it must be rejected, or it
12334 must be adapted to the laws by which that sovereignty is established.
12335 The jury is that portion of the nation to which the execution of the
12336 laws is entrusted, as the Houses of Parliament constitute that part of
12337 the nation which makes the laws; and in order that society may be
12338 governed with consistency and uniformity, the list of citizens
12339 qualified to serve on juries must increase and diminish with the list
12340 of electors. This I hold to be the point of view most worthy of the
12341 attention of the legislator, and all that remains is merely accessory.
12342
12343 I am so entirely convinced that the jury is pre-eminently a political
12344 institution that I still consider it in this light when it is applied
12345 in civil causes. Laws are always unstable unless they are founded upon
12346 the manners of a nation; manners are the only durable and resisting
12347 power in a people. When the jury is reserved for criminal offences, the
12348 people only witnesses its occasional action in certain particular
12349 cases; the ordinary course of life goes on without its interference,
12350 and it is considered as an instrument, but not as the only instrument,
12351 of obtaining justice. This is true a fortiori when the jury is only
12352 applied to certain criminal causes.
12353
12354 When, on the contrary, the influence of the jury is extended to civil
12355 causes, its application is constantly palpable; it affects all the
12356 interests of the community; everyone co-operates in its work: it thus
12357 penetrates into all the usages of life, it fashions the human mind to
12358 its peculiar forms, and is gradually associated with the idea of
12359 justice itself.
12360
12361 The institution of the jury, if confined to criminal causes, is always
12362 in danger, but when once it is introduced into civil proceedings it
12363 defies the aggressions of time and of man. If it had been as easy to
12364 remove the jury from the manners as from the laws of England, it would
12365 have perished under Henry VIII, and Elizabeth, and the civil jury did
12366 in reality, at that period, save the liberties of the country. In
12367 whatever manner the jury be applied, it cannot fail to exercise a
12368 powerful influence upon the national character; but this influence is
12369 prodigiously increased when it is introduced into civil causes. The
12370 jury, and more especially the jury in civil cases, serves to
12371 communicate the spirit of the judges to the minds of all the citizens;
12372 and this spirit, with the habits which attend it, is the soundest
12373 preparation for free institutions. It imbues all classes with a respect
12374 for the thing judged, and with the notion of right. If these two
12375 elements be removed, the love of independence is reduced to a mere
12376 destructive passion. It teaches men to practice equity, every man
12377 learns to judge his neighbor as he would himself be judged; and this is
12378 especially true of the jury in civil causes, for, whilst the number of
12379 persons who have reason to apprehend a criminal prosecution is small,
12380 every one is liable to have a civil action brought against him. The
12381 jury teaches every man not to recoil before the responsibility of his
12382 own actions, and impresses him with that manly confidence without which
12383 political virtue cannot exist. It invests each citizen with a kind of
12384 magistracy, it makes them all feel the duties which they are bound to
12385 discharge towards society, and the part which they take in the
12386 Government. By obliging men to turn their attention to affairs which
12387 are not exclusively their own, it rubs off that individual egotism
12388 which is the rust of society.
12389
12390 The jury contributes most powerfully to form the judgement and to
12391 increase the natural intelligence of a people, and this is, in my
12392 opinion, its greatest advantage. It may be regarded as a gratuitous
12393 public school ever open, in which every juror learns to exercise his
12394 rights, enters into daily communication with the most learned and
12395 enlightened members of the upper classes, and becomes practically
12396 acquainted with the laws of his country, which are brought within the
12397 reach of his capacity by the efforts of the bar, the advice of the
12398 judge, and even by the passions of the parties. I think that the
12399 practical intelligence and political good sense of the Americans are
12400 mainly attributable to the long use which they have made of the jury in
12401 civil causes. I do not know whether the jury is useful to those who are
12402 in litigation; but I am certain it is highly beneficial to those who
12403 decide the litigation; and I look upon it as one of the most
12404 efficacious means for the education of the people which society can
12405 employ.
12406
12407 What I have hitherto said applies to all nations, but the remark I am
12408 now about to make is peculiar to the Americans and to democratic
12409 peoples. I have already observed that in democracies the members of the
12410 legal profession and the magistrates constitute the only aristocratic
12411 body which can check the irregularities of the people. This aristocracy
12412 is invested with no physical power, but it exercises its conservative
12413 influence upon the minds of men, and the most abundant source of its
12414 authority is the institution of the civil jury. In criminal causes,
12415 when society is armed against a single individual, the jury is apt to
12416 look upon the judge as the passive instrument of social power, and to
12417 mistrust his advice. Moreover, criminal causes are entirely founded
12418 upon the evidence of facts which common sense can readily appreciate;
12419 upon this ground the judge and the jury are equal. Such, however, is
12420 not the case in civil causes; then the judge appears as a disinterested
12421 arbiter between the conflicting passions of the parties. The jurors
12422 look up to him with confidence and listen to him with respect, for in
12423 this instance their intelligence is completely under the control of his
12424 learning. It is the judge who sums up the various arguments with which
12425 their memory has been wearied out, and who guides them through the
12426 devious course of the proceedings; he points their attention to the
12427 exact question of fact which they are called upon to solve, and he puts
12428 the answer to the question of law into their mouths. His influence upon
12429 their verdict is almost unlimited.
12430
12431 If I am called upon to explain why I am but little moved by the
12432 arguments derived from the ignorance of jurors in civil causes, I
12433 reply, that in these proceedings, whenever the question to be solved is
12434 not a mere question of fact, the jury has only the semblance of a
12435 judicial body. The jury sanctions the decision of the judge, they by
12436 the authority of society which they represent, and he by that of reason
12437 and of law. *h
12438
12439 h
12440 [ See Appendix, R.]
12441
12442
12443 In England and in America the judges exercise an influence upon
12444 criminal trials which the French judges have never possessed. The
12445 reason of this difference may easily be discovered; the English and
12446 American magistrates establish their authority in civil causes, and
12447 only transfer it afterwards to tribunals of another kind, where that
12448 authority was not acquired. In some cases (and they are frequently the
12449 most important ones) the American judges have the right of deciding
12450 causes alone. *i Upon these occasions they are accidentally placed in
12451 the position which the French judges habitually occupy, but they are
12452 invested with far more power than the latter; they are still surrounded
12453 by the reminiscence of the jury, and their judgment has almost as much
12454 authority as the voice of the community at large, represented by that
12455 institution. Their influence extends beyond the limits of the courts;
12456 in the recreations of private life as well as in the turmoil of public
12457 business, abroad and in the legislative assemblies, the American judge
12458 is constantly surrounded by men who are accustomed to regard his
12459 intelligence as superior to their own, and after having exercised his
12460 power in the decision of causes, he continues to influence the habits
12461 of thought and the characters of the individuals who took a part in his
12462 judgment.
12463
12464 i
12465 [ The Federal judges decide upon their own authority almost all the
12466 questions most important to the country.]
12467
12468
12469 The jury, then, which seems to restrict the rights of magistracy, does
12470 in reality consolidate its power, and in no country are the judges so
12471 powerful as there, where the people partakes their privileges. It is
12472 more especially by means of the jury in civil causes that the American
12473 magistrates imbue all classes of society with the spirit of their
12474 profession. Thus the jury, which is the most energetic means of making
12475 the people rule, is also the most efficacious means of teaching it to
12476 rule well.
12477
12478
12479
12480 ## Chapter XVII: Principal Causes Maintaining The Democratic Republic
12481
12482 2259 ### Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part I
12483 2260
2261 The democratic republic in the United States has been this book's central subject, though some contributing causes remain buried in earlier details. Before speaking of the future, I shall briefly summarize the reasons that best explain the present, selecting only the most prominent facts.
12484 2262
12485 Principal Causes Which Tend To Maintain The Democratic Republic In The
12486 United States
2263 All causes maintaining America's democratic republic reduce to three categories:
12487 2264
12488 A democratic republic subsists in the United States, and the principal
12489 object of this book has been to account for the fact of its existence.
12490 Several of the causes which contribute to maintain the institutions of
12491 America have been involuntarily passed by or only hinted at as I was
12492 borne along by my subject. Others I have been unable to discuss, and
12493 those on which I have dwelt most are, as it were, buried in the details
12494 of the former parts of this work. I think, therefore, that before I
12495 proceed to speak of the future, I cannot do better than collect within
12496 a small compass the reasons which best explain the present. In this
12497 retrospective chapter I shall be succinct, for I shall take care to
12498 remind the reader very summarily of what he already knows; and I shall
12499 only select the most prominent of those facts which I have not yet
12500 pointed out.
2265 I. The peculiar and accidental situation in which Providence has placed the Americans.
12501 2266
12502 All the causes which contribute to the maintenance of the democratic
12503 republic in the United States are reducible to three heads:—
12504
12505 I. The peculiar and accidental situation in which Providence has placed
12506 the Americans.
12507
12508 2267 II. The laws.
12509 2268
12510 2269 III. The manners and customs of the people.
12511 2270
12512 Accidental Or Providential Causes Which Contribute To The Maintenance
12513 Of The Democratic Republic In The United States The Union has no
12514 neighbors—No metropolis—The Americans have had the chances of birth in
12515 their favor—America an empty country—How this circumstance contributes
12516 powerfully to the maintenance of the democratic republic in America—How
12517 the American wilds are peopled—Avidity of the Anglo-Americans in taking
12518 possession of the solitudes of the New World—Influence of physical
12519 prosperity upon the political opinions of the Americans.
2271 **Accidental or Providential Causes**
12520 2272
12521 A thousand circumstances, independent of the will of man, concur to
12522 facilitate the maintenance of a democratic republic in the United
12523 States. Some of these peculiarities are known, the others may easily be
12524 pointed out; but I shall confine myself to the most prominent amongst
12525 them.
2273 Countless circumstances beyond human control facilitate America's democratic republic. I shall confine myself to the most prominent.
12526 2274
12527 The Americans have no neighbors, and consequently they have no great
12528 wars, or financial crises, or inroads, or conquest to dread; they
12529 require neither great taxes, nor great armies, nor great generals; and
12530 they have nothing to fear from a scourge which is more formidable to
12531 republics than all these evils combined, namely, military glory. It is
12532 impossible to deny the inconceivable influence which military glory
12533 exercises upon the spirit of a nation. General Jackson, whom the
12534 Americans have twice elected to the head of their Government, is a man
12535 of a violent temper and mediocre talents; no one circumstance in the
12536 whole course of his career ever proved that he is qualified to govern a
12537 free people, and indeed the majority of the enlightened classes of the
12538 Union has always been opposed to him. But he was raised to the
12539 Presidency, and has been maintained in that lofty station, solely by
12540 the recollection of a victory which he gained twenty years ago under
12541 the walls of New Orleans, a victory which was, however, a very ordinary
12542 achievement, and which could only be remembered in a country where
12543 battles are rare. Now the people which is thus carried away by the
12544 illusions of glory is unquestionably the most cold and calculating, the
12545 most unmilitary (if I may use the expression), and the most prosaic of
12546 all the peoples of the earth.
2275 The Americans have no neighbors, and consequently no great wars, invasions, or conquests to dread. They require neither high taxes nor massive armies, and face no plague more formidable to republics than all these combined: military glory. General Jackson, twice elected President despite violent temper and mediocre talents, rose solely on the memory of his ordinary victory at New Orleans twenty years prior. Though nothing in his career proved him qualified to govern a free people, he was maintained in that lofty station by a victory memorable only in a country where battles are rare. That a people could be so swayed by such illusions proves them among the most unmilitary on earth.
12547 2276
12548 America has no great capital *a city, whose influence is directly or
12549 indirectly felt over the whole extent of the country, which I hold to
12550 be one of the first causes of the maintenance of republican
12551 institutions in the United States. In cities men cannot be prevented
12552 from concerting together, and from awakening a mutual excitement which
12553 prompts sudden and passionate resolutions. Cities may be looked upon as
12554 large assemblies, of which all the inhabitants are members; their
12555 populace exercises a prodigious influence upon the magistrates, and
12556 frequently executes its own wishes without their intervention.
2277 America has no great capital city—one of the primary reasons for its republican stability. Cities breed sudden, passionate resolutions; their populace influences magistrates and acts without them. While America lacks a metropolis, it has large cities: New York had 202,000 inhabitants by 1830, Philadelphia 161,000. Their lower classes—freed Black people condemned by law and opinion to a hereditary state of misery and degradation, and European immigrants bearing our vices without counterbalancing interests—form a formidable populace. Recent riots in both cities threaten future security unless the government creates an armed force independent of urban populations. For now, these disturbances, unknown elsewhere, alarm no one because cities exert no influence over rural districts.
12557 2278
12558 a
12559 [ The United States have no metropolis, but they already contain
12560 several very large cities. Philadelphia reckoned 161,000 inhabitants
12561 and New York 202,000 in the year 1830. The lower orders which inhabit
12562 these cities constitute a rabble even more formidable than the populace
12563 of European towns. They consist of freed blacks in the first place, who
12564 are condemned by the laws and by public opinion to a hereditary state
12565 of misery and degradation. They also contain a multitude of Europeans
12566 who have been driven to the shores of the New World by their
12567 misfortunes or their misconduct; and these men inoculate the United
12568 States with all our vices, without bringing with them any of those
12569 interests which counteract their baneful influence. As inhabitants of a
12570 country where they have no civil rights, they are ready to turn all the
12571 passions which agitate the community to their own advantage; thus,
12572 within the last few months serious riots have broken out in
12573 Philadelphia and in New York. Disturbances of this kind are unknown in
12574 the rest of the country, which is nowise alarmed by them, because the
12575 population of the cities has hitherto exercised neither power nor
12576 influence over the rural districts. Nevertheless, I look upon the size
12577 of certain American cities, and especially on the nature of their
12578 population, as a real danger which threatens the future security of the
12579 democratic republics of the New World; and I venture to predict that
12580 they will perish from this circumstance unless the government succeeds
12581 in creating an armed force, which, whilst it remains under the control
12582 of the majority of the nation, will be independent of the town
12583 population, and able to repress its excesses.
2279 The origin of American settlements is the first and most effective cause of their prosperity. The Americans had the luck of birth: their forefathers brought equality of conditions and customs essential to republican government.
12584 2280
2281 > **Quote:** "When I reflect upon the consequences of this primary circumstance, methinks I see the destiny of America embodied in the first Puritan who landed on those shores, just as the human race was represented by the first man."
12585 2282
12586 [The population of the city of New York had risen, in 1870, to 942,292,
12587 and that of Philadelphia to 674,022. Brooklyn, which may be said to
12588 form part of New York city, has a population of 396,099, in addition to
12589 that of New York. The frequent disturbances in the great cities of
12590 America, and the excessive corruption of their local governments—over
12591 which there is no effectual control—are amongst the greatest evils and
12592 dangers of the country.]]
2283 The nature of the territory is the chief circumstance. Ancestors gave Americans love of equality; God gave them a boundless continent to preserve it. Prosperity favors democratic stability, which depends on the majority's character. In America, not only are the laws democratic, but nature herself favors the cause of the people.
12593 2284
12594 To subject the provinces to the metropolis is therefore not only to
12595 place the destiny of the empire in the hands of a portion of the
12596 community, which may be reprobated as unjust, but to place it in the
12597 hands of a populace acting under its own impulses, which must be
12598 avoided as dangerous. The preponderance of capital cities is therefore
12599 a serious blow upon the representative system, and it exposes modern
12600 republics to the same defect as the republics of antiquity, which all
12601 perished from not having been acquainted with that form of government.
2285 > **Quote:** "When the people rules, it must be rendered happy, or it will overturn the State, and misery is apt to stimulate it to those excesses to which ambition rouses kings."
12602 2286
12603 It would be easy for me to adduce a great number of secondary causes
12604 which have contributed to establish, and which concur to maintain, the
12605 democratic republic of the United States. But I discern two principal
12606 circumstances amongst these favorable elements, which I hasten to point
12607 out. I have already observed that the origin of the American
12608 settlements may be looked upon as the first and most efficacious cause
12609 to which the present prosperity of the United States may be attributed.
12610 The Americans had the chances of birth in their favor, and their
12611 forefathers imported that equality of conditions into the country
12612 whence the democratic republic has very naturally taken its rise. Nor
12613 was this all they did; for besides this republican condition of
12614 society, the early settler bequeathed to their descendants those
12615 customs, manners, and opinions which contribute most to the success of
12616 a republican form of government. When I reflect upon the consequences
12617 of this primary circumstance, methinks I see the destiny of America
12618 embodied in the first Puritan who landed on those shores, just as the
12619 human race was represented by the first man.
2287 No parallel exists in human tradition. Ancient communities subjugated hostile nations; South American colonizers exterminated populations. North America held only wandering tribes—an empty continent awaiting inhabitants.
12620 2288
12621 The chief circumstance which has favored the establishment and the
12622 maintenance of a democratic republic in the United States is the nature
12623 of the territory which the American inhabit. Their ancestors gave them
12624 the love of equality and of freedom, but God himself gave them the
12625 means of remaining equal and free, by placing them upon a boundless
12626 continent, which is open to their exertions. General prosperity is
12627 favorable to the stability of all governments, but more particularly of
12628 a democratic constitution, which depends upon the dispositions of the
12629 majority, and more particularly of that portion of the community which
12630 is most exposed to feel the pressure of want. When the people rules, it
12631 must be rendered happy, or it will overturn the State, and misery is
12632 apt to stimulate it to those excesses to which ambition rouses kings.
12633 The physical causes, independent of the laws, which contribute to
12634 promote general prosperity, are more numerous in America than they have
12635 ever been in any other country in the world, at any other period of
12636 history. In the United States not only is legislation democratic, but
12637 nature herself favors the cause of the people.
2289 The continent still offers primeval rivers and unbroken fields—not to isolated primitives, but to men armed with fifty centuries of knowledge. Thirteen million Europeans spread peacefully while a few thousand soldiers drive indigenous peoples before them, followed by pioneers who carve civilization from wilderness.
12638 2290
12639 In what part of human tradition can be found anything at all similar to
12640 that which is occurring under our eyes in North America? The celebrated
12641 communities of antiquity were all founded in the midst of hostile
12642 nations, which they were obliged to subjugate before they could
12643 flourish in their place. Even the moderns have found, in some parts of
12644 South America, vast regions inhabited by a people of inferior
12645 civilization, but which occupied and cultivated the soil. To found
12646 their new states it was necessary to extirpate or to subdue a numerous
12647 population, until civilization has been made to blush for their
12648 success. But North America was only inhabited by wandering tribes, who
12649 took no thought of the natural riches of the soil, and that vast
12650 country was still, properly speaking, an empty continent, a desert land
12651 awaiting its inhabitants.
2291 Contrary to common belief, Europeans rarely leave coastal cities for the wilderness—they lack capital and climate adaptation. It is Americans themselves who daily abandon their birthplaces for remote domains. This double emigration—Europeans to the coast, Americans to the interior—has brought 7.5 million immigrants in fifty years, all marching toward the same western horizon.
12652 2292
12653 Everything is extraordinary in America, the social condition of the
12654 inhabitants, as well as the laws; but the soil upon which these
12655 institutions are founded is more extraordinary than all the rest. When
12656 man was first placed upon the earth by the Creator, the earth was
12657 inexhaustible in its youth, but man was weak and ignorant; and when he
12658 had learned to explore the treasures which it contained, hosts of his
12659 fellow creatures covered its surface, and he was obliged to earn an
12660 asylum for repose and for freedom by the sword. At that same period
12661 North America was discovered, as if it had been kept in reserve by the
12662 Deity, and had just risen from beneath the waters of the deluge.
2293 Only the migrations before Rome's fall compare, but those brought destruction while these bring prosperity. Connecticut's population, at fifty-nine per square mile, grew just twenty-five percent in forty years while England's grew a third. The immigrant arrives in a half-empty land where labor is scarce; his son becomes a wealthy landowner in the West. Father accumulates capital, son invests it—neither knows poverty.
12663 2294
12664 That continent still presents, as it did in the primeval time, rivers
12665 which rise from never-failing sources, green and moist solitudes, and
12666 fields which the ploughshare of the husbandman has never turned. In
12667 this state it is offered to man, not in the barbarous and isolated
12668 condition of the early ages, but to a being who is already in
12669 possession of the most potent secrets of the natural world, who is
12670 united to his fellow-men, and instructed by the experience of fifty
12671 centuries. At this very time thirteen millions of civilized Europeans
12672 are peaceably spreading over those fertile plains, with whose resources
12673 and whose extent they are not yet themselves accurately acquainted.
12674 Three or four thousand soldiers drive the wandering races of the
12675 aborigines before them; these are followed by the pioneers, who pierce
12676 the woods, scare off the beasts of prey, explore the courses of the
12677 inland streams, and make ready the triumphal procession of civilization
12678 across the waste.
2295 Though American laws favor property distribution, geography prevents fragmentation. Massachusetts, though most crowded with eighty inhabitants per square mile (versus France's 162), rarely divides estates. The eldest son typically keeps the land while others seek fortune in the wilderness—circumstance has re-established primogeniture without complaint.
12679 2296
12680 The favorable influence of the temporal prosperity of America upon the
12681 institutions of that country has been so often described by others, and
12682 adverted to by myself, that I shall not enlarge upon it beyond the
12683 addition of a few facts. An erroneous notion is generally entertained
12684 that the deserts of America are peopled by European emigrants, who
12685 annually disembark upon the coasts of the New World, whilst the
12686 American population increases and multiplies upon the soil which its
12687 forefathers tilled. The European settler, however, usually arrives in
12688 the United States without friends, and sometimes without resources; in
12689 order to subsist he is obliged to work for hire, and he rarely proceeds
12690 beyond that belt of industrious population which adjoins the ocean. The
12691 desert cannot be explored without capital or credit; and the body must
12692 be accustomed to the rigors of a new climate before it can be exposed
12693 to the chances of forest life. It is the Americans themselves who daily
12694 quit the spots which gave them birth to acquire extensive domains in a
12695 remote country. Thus the European leaves his cottage for the
12696 trans-Atlantic shores; and the American, who is born on that very
12697 coast, plunges in his turn into the wilds of Central America. This
12698 double emigration is incessant; it begins in the remotest parts of
12699 Europe, it crosses the Atlantic Ocean, and it advances over the
12700 solitudes of the New World. Millions of men are marching at once
12701 towards the same horizon; their language, their religion, their manners
12702 differ, their object is the same. The gifts of fortune are promised in
12703 the West, and to the West they bend their course. *b
2297 In 1830, thirty-six Congressmen were born in Connecticut—one-eighth of the House though the state holds one-forty-third of the population. Connecticut itself sends only five delegates; the other thirty-one represent western states. Had they remained, they would have been obscure laborers rather than wealthy legislators.
12704 2298
12705 b
12706 [ [The number of foreign immigrants into the United States in the last
12707 fifty years (from 1820 to 1871) is stated to be 7,556,007. Of these,
12708 4,104,553 spoke English—that is, they came from Great Britain, Ireland,
12709 or the British colonies; 2,643,069 came from Germany or northern
12710 Europe; and about half a million from the south of Europe.]]
2299 > **Quote:** "It cannot be doubted," says Chancellor Kent in his “Treatise on American Law,” “that the division of landed estates must produce great evils when it is carried to such excess as that each parcel of land is insufficient to support a family; but these disadvantages have never been felt in the United States, and many generations must elapse before they can be felt. The extent of our inhabited territory, the abundance of adjacent land, and the continual stream of emigration flowing from the shores of the Atlantic towards the interior of the country, suffice as yet, and will long suffice, to prevent the parcelling out of estates."
12711 2300
2301 Americans rush west with an intensity surpassing love of life itself, braving Indigenous arrows and forest diseases. Ohio, founded less than fifty years ago, already sees its citizens moving to Illinois. A boundless continent drives them forward as if time were running out.
12712 2302
12713 No event can be compared with this continuous removal of the human
12714 race, except perhaps those irruptions which preceded the fall of the
12715 Roman Empire. Then, as well as now, generations of men were impelled
12716 forwards in the same direction to meet and struggle on the same spot;
12717 but the designs of Providence were not the same; then, every newcomer
12718 was the harbinger of destruction and of death; now, every adventurer
12719 brings with him the elements of prosperity and of life. The future
12720 still conceals from us the ulterior consequences of this emigration of
12721 the Americans towards the West; but we can readily apprehend its more
12722 immediate results. As a portion of the inhabitants annually leave the
12723 States in which they were born, the population of these States
12724 increases very slowly, although they have long been established: thus
12725 in Connecticut, which only contains fifty-nine inhabitants to the
12726 square mile, the population has not increased by more than one-quarter
12727 in forty years, whilst that of England has been augmented by one-third
12728 in the lapse of the same period. The European emigrant always lands,
12729 therefore, in a country which is but half full, and where hands are in
12730 request: he becomes a workman in easy circumstances; his son goes to
12731 seek his fortune in unpeopled regions, and he becomes a rich landowner.
12732 The former amasses the capital which the latter invests, and the
12733 stranger as well as the native is unacquainted with want.
2303 Migration began as necessity but became a gambling passion. Wilderness reappears behind human progress: abandoned log cabins in isolated spots, fields reclaimed by forest, animals returning—the fleeting trail erased.
12734 2304
12735 The laws of the United States are extremely favorable to the division
12736 of property; but a cause which is more powerful than the laws prevents
12737 property from being divided to excess. *c This is very perceptible in
12738 the States which are beginning to be thickly peopled; Massachusetts is
12739 the most populous part of the Union, but it contains only eighty
12740 inhabitants to the square mile, which is must less than in France,
12741 where 162 are reckoned to the same extent of country. But in
12742 Massachusetts estates are very rarely divided; the eldest son takes the
12743 land, and the others go to seek their fortune in the desert. The law
12744 has abolished the rights of primogeniture, but circumstances have
12745 concurred to re-establish it under a form of which none can complain,
12746 and by which no just rights are impaired.
2305 I recall a New York lake where an island's thick foliage hid its banks. In that solitude, broken only by bird calls, I found ruins: a European's cabin turned to a bower, its hearth buried in rubble. Nature had reclaimed it completely, and I wondered:
12747 2306
12748 c
12749 [ In New England the estates are exceedingly small, but they are rarely
12750 subjected to further division.]
2307 > **Quote:** "Are ruins, then, already here?"
12751 2308
2309 Europe sees restlessness and love of independence as threats, but these ensure American stability. Without them, population would cluster and create unsatisfiable needs. Here, vices benefit society as much as virtues.
12752 2310
12753 A single fact will suffice to show the prodigious number of individuals
12754 who leave New England, in this manner, to settle themselves in the
12755 wilds. We were assured in 1830 that thirty-six of the members of
12756 Congress were born in the little State of Connecticut. The population
12757 of Connecticut, which constitutes only one forty-third part of that of
12758 the United States, thus furnished one-eighth of the whole body of
12759 representatives. The States of Connecticut, however, only sends five
12760 delegates to Congress; and the thirty-one others sit for the new
12761 Western States. If these thirty-one individuals had remained in
12762 Connecticut, it is probable that instead of becoming rich landowners
12763 they would have remained humble laborers, that they would have lived in
12764 obscurity without being able to rise into public life, and that, far
12765 from becoming useful members of the legislature, they might have been
12766 unruly citizens.
2311 > **Quote:** "The Americans frequently term what we should call cupidity a laudable industry; and they blame as faint-heartedness what we consider to be the virtue of moderate desires."
12767 2312
12768 These reflections do not escape the observation of the Americans any
12769 more than of ourselves. “It cannot be doubted,” says Chancellor Kent in
12770 his “Treatise on American Law,” “that the division of landed estates
12771 must produce great evils when it is carried to such excess as that each
12772 parcel of land is insufficient to support a family; but these
12773 disadvantages have never been felt in the United States, and many
12774 generations must elapse before they can be felt. The extent of our
12775 inhabited territory, the abundance of adjacent land, and the continual
12776 stream of emigration flowing from the shores of the Atlantic towards
12777 the interior of the country, suffice as yet, and will long suffice, to
12778 prevent the parcelling out of estates.”
2313 In France, love of birthplace and simple tastes guarantee peace, but in America these virtues threaten society. French Canadians, maintaining their customs, already run out of room. Their educated leaders now praise wealth over modest income, exciting passions rather than calming them. They are encouraged to exchange homely pleasures for the delights of prosperity, and, as I have observed:
12779 2314
12780 It is difficult to describe the rapacity with which the American rushes
12781 forward to secure the immense booty which fortune proffers to him. In
12782 the pursuit he fearlessly braves the arrow of the Indian and the
12783 distempers of the forest; he is unimpressed by the silence of the
12784 woods; the approach of beasts of prey does not disturb him; for he is
12785 goaded onwards by a passion more intense than the love of life. Before
12786 him lies a boundless continent, and he urges onwards as if time
12787 pressed, and he was afraid of finding no room for his exertions. I have
12788 spoken of the emigration from the older States, but how shall I
12789 describe that which takes place from the more recent ones? Fifty years
12790 have scarcely elapsed since that of Ohio was founded; the greater part
12791 of its inhabitants were not born within its confines; its capital has
12792 only been built thirty years, and its territory is still covered by an
12793 immense extent of uncultivated fields; nevertheless the population of
12794 Ohio is already proceeding westward, and most of the settlers who
12795 descend to the fertile savannahs of Illinois are citizens of Ohio.
12796 These men left their first country to improve their condition; they
12797 quit their resting-place to ameliorate it still more; fortune awaits
12798 them everywhere, but happiness they cannot attain. The desire of
12799 prosperity is become an ardent and restless passion in their minds
12800 which grows by what it gains. They early broke the ties which bound
12801 them to their natal earth, and they have contracted no fresh ones on
12802 their way. Emigration was at first necessary to them as a means of
12803 subsistence; and it soon becomes a sort of game of chance, which they
12804 pursue for the emotions it excites as much as for the gain it procures.
2315 > **Quote:** ...to leave the patrimonial hearth and the turf beneath which his forefathers sleep; in short, to abandon the living and the dead in quest of fortune.
12805 2316
12806 Sometimes the progress of man is so rapid that the desert reappears
12807 behind him. The woods stoop to give him a passage, and spring up again
12808 when he has passed. It is not uncommon in crossing the new States of
12809 the West to meet with deserted dwellings in the midst of the wilds; the
12810 traveller frequently discovers the vestiges of a log house in the most
12811 solitary retreats, which bear witness to the power, and no less to the
12812 inconstancy of man. In these abandoned fields, and over these ruins of
12813 a day, the primeval forest soon scatters a fresh vegetation, the beasts
12814 resume the haunts which were once their own, and Nature covers the
12815 traces of man’s path with branches and with flowers, which obliterate
12816 his evanescent track.
2317 America's field for effort exceeds available labor. Knowledge spreads freely, new desires find easy satisfaction, passions discover legitimate outlets, and freedom rarely tempts abuse.
12817 2318
12818 I remember that, in crossing one of the woodland districts which still
12819 cover the State of New York, I reached the shores of a lake embosomed
12820 in forests coeval with the world. A small island, covered with woods
12821 whose thick foliage concealed its banks, rose from the centre of the
12822 waters. Upon the shores of the lake no object attested the presence of
12823 man except a column of smoke which might be seen on the horizon rising
12824 from the tops of the trees to the clouds, and seeming to hang from
12825 heaven rather than to be mounting to the sky. An Indian shallop was
12826 hauled up on the sand, which tempted me to visit the islet that had
12827 first attracted my attention, and in a few minutes I set foot upon its
12828 banks. The whole island formed one of those delicious solitudes of the
12829 New World which almost lead civilized man to regret the haunts of the
12830 savage. A luxuriant vegetation bore witness to the incomparable
12831 fruitfulness of the soil. The deep silence which is common to the wilds
12832 of North America was only broken by the hoarse cooing of the
12833 wood-pigeon, and the tapping of the woodpecker upon the bark of trees.
12834 I was far from supposing that this spot had ever been inhabited, so
12835 completely did Nature seem to be left to her own caprices; but when I
12836 reached the centre of the isle I thought that I discovered some traces
12837 of man. I then proceeded to examine the surrounding objects with care,
12838 and I soon perceived that a European had undoubtedly been led to seek a
12839 refuge in this retreat. Yet what changes had taken place in the scene
12840 of his labors! The logs which he had hastily hewn to build himself a
12841 shed had sprouted afresh; the very props were intertwined with living
12842 verdure, and his cabin was transformed into a bower. In the midst of
12843 these shrubs a few stones were to be seen, blackened with fire and
12844 sprinkled with thin ashes; here the hearth had no doubt been, and the
12845 chimney in falling had covered it with rubbish. I stood for some time
12846 in silent admiration of the exuberance of Nature and the littleness of
12847 man: and when I was obliged to leave that enchanting solitude, I
12848 exclaimed with melancholy, “Are ruins, then, already here?”
2319 American republics resemble joint ventures for exploring wilderness and trade. Their deepest passions are commercial; they bring business habits into politics. They love order and steady conduct, preferring practical sense over adventurous spirit, practice over theory.
12849 2320
12850 In Europe we are wont to look upon a restless disposition, an unbounded
12851 desire of riches, and an excessive love of independence, as
12852 propensities very formidable to society. Yet these are the very
12853 elements which ensure a long and peaceful duration to the republics of
12854 America. Without these unquiet passions the population would collect in
12855 certain spots, and would soon be subject to wants like those of the Old
12856 World, which it is difficult to satisfy; for such is the present good
12857 fortune of the New World, that the vices of its inhabitants are
12858 scarcely less favorable to society than their virtues. These
12859 circumstances exercise a great influence on the estimation in which
12860 human actions are held in the two hemispheres. The Americans frequently
12861 term what we should call cupidity a laudable industry; and they blame
12862 as faint-heartedness what we consider to be the virtue of moderate
12863 desires.
2321 In America, prosperity's influence on political opinions is unmistakable, especially among immigrants. I once met a French planter in Pennsylvania—once a radical demagogue—who now discussed property rights like an economist, quoting scripture to support his points on law, morality, and order.
12864 2322
12865 In France, simple tastes, orderly manners, domestic affections, and the
12866 attachments which men feel to the place of their birth, are looked upon
12867 as great guarantees of the tranquillity and happiness of the State. But
12868 in America nothing seems to be more prejudicial to society than these
12869 virtues. The French Canadians, who have faithfully preserved the
12870 traditions of their pristine manners, are already embarrassed for room
12871 upon their small territory; and this little community, which has so
12872 recently begun to exist, will shortly be a prey to the calamities
12873 incident to old nations. In Canada, the most enlightened, patriotic,
12874 and humane inhabitants make extraordinary efforts to render the people
12875 dissatisfied with those simple enjoyments which still content it.
12876 There, the seductions of wealth are vaunted with as much zeal as the
12877 charms of an honest but limited income in the Old World, and more
12878 exertions are made to excite the passions of the citizens there than to
12879 calm them elsewhere. If we listen to their eulogies, we shall hear that
12880 nothing is more praiseworthy than to exchange the pure and homely
12881 pleasures which even the poor man tastes in his own country for the
12882 dull delights of prosperity under a foreign sky; to leave the
12883 patrimonial hearth and the turf beneath which his forefathers sleep; in
12884 short, to abandon the living and the dead in quest of fortune.
2323 I marveled at human reason's weakness. Prosperity shapes opinions: the American always links order to prosperity, needing no unlearning, while the European must abandon early lessons.
12885 2324
12886 At the present time America presents a field for human effort far more
12887 extensive than any sum of labor which can be applied to work it. In
12888 America too much knowledge cannot be diffused; for all knowledge,
12889 whilst it may serve him who possesses it, turns also to the advantage
12890 of those who are without it. New wants are not to be feared, since they
12891 can be satisfied without difficulty; the growth of human passions need
12892 not be dreaded, since all passions may find an easy and a legitimate
12893 object; nor can men be put in possession of too much freedom, since
12894 they are scarcely ever tempted to misuse their liberties.
12895
12896 The American republics of the present day are like companies of
12897 adventurers formed to explore in common the waste lands of the New
12898 World, and busied in a flourishing trade. The passions which agitate
12899 the Americans most deeply are not their political but their commercial
12900 passions; or, to speak more correctly, they introduce the habits they
12901 contract in business into their political life. They love order,
12902 without which affairs do not prosper; and they set an especial value
12903 upon a regular conduct, which is the foundation of a solid business;
12904 they prefer the good sense which amasses large fortunes to that
12905 enterprising spirit which frequently dissipates them; general ideas
12906 alarm their minds, which are accustomed to positive calculations, and
12907 they hold practice in more honor than theory.
12908
12909 It is in America that one learns to understand the influence which
12910 physical prosperity exercises over political actions, and even over
12911 opinions which ought to acknowledge no sway but that of reason; and it
12912 is more especially amongst strangers that this truth is perceptible.
12913 Most of the European emigrants to the New World carry with them that
12914 wild love of independence and of change which our calamities are so apt
12915 to engender. I sometimes met with Europeans in the United States who
12916 had been obliged to leave their own country on account of their
12917 political opinions. They all astonished me by the language they held,
12918 but one of them surprised me more than all the rest. As I was crossing
12919 one of the most remote districts of Pennsylvania I was benighted, and
12920 obliged to beg for hospitality at the gate of a wealthy planter, who
12921 was a Frenchman by birth. He bade me sit down beside his fire, and we
12922 began to talk with that freedom which befits persons who meet in the
12923 backwoods, two thousand leagues from their native country. I was aware
12924 that my host had been a great leveller and an ardent demagogue forty
12925 years ago, and that his name was not unknown to fame. I was, therefore,
12926 not a little surprised to hear him discuss the rights of property as an
12927 economist or a landowner might have done: he spoke of the necessary
12928 gradations which fortune establishes among men, of obedience to
12929 established laws, of the influence of good morals in commonwealths, and
12930 of the support which religious opinions give to order and to freedom;
12931 he even went to far as to quote an evangelical authority in
12932 corroboration of one of his political tenets.
12933
12934 I listened, and marvelled at the feebleness of human reason. A
12935 proposition is true or false, but no art can prove it to be one or the
12936 other, in the midst of the uncertainties of science and the conflicting
12937 lessons of experience, until a new incident disperses the clouds of
12938 doubt; I was poor, I become rich, and I am not to expect that
12939 prosperity will act upon my conduct, and leave my judgment free; my
12940 opinions change with my fortune, and the happy circumstances which I
12941 turn to my advantage furnish me with that decisive argument which was
12942 before wanting. The influence of prosperity acts still more freely upon
12943 the American than upon strangers. The American has always seen the
12944 connection of public order and public prosperity, intimately united as
12945 they are, go on before his eyes; he does not conceive that one can
12946 subsist without the other; he has therefore nothing to forget; nor has
12947 he, like so many Europeans, to unlearn the lessons of his early
12948 education.
12949
12950
12951
12952
12953 2325 ### Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part II
12954 2326
2327 Three circumstances contribute most powerfully to the maintenance of the democratic republic in the United States.
12955 2328
12956 Influence Of The Laws Upon The Maintenance Of The Democratic Republic
12957 In The United States
2329 The first is the federal form of government.
12958 2330
12959 Three principal causes of the maintenance of the democratic
12960 republic—Federal Constitutions—Municipal institutions—Judicial power.
2331 > **Quote:** "The first is that Federal form of Government which the Americans have adopted, and which enables the Union to combine the power of a great empire with the security of a small State."
12961 2332
12962 The principal aim of this book has been to make known the laws of the
12963 United States; if this purpose has been accomplished, the reader is
12964 already enabled to judge for himself which are the laws that really
12965 tend to maintain the democratic republic, and which endanger its
12966 existence. If I have not succeeded in explaining this in the whole
12967 course of my work, I cannot hope to do so within the limits of a single
12968 chapter. It is not my intention to retrace the path I have already
12969 pursued, and a very few lines will suffice to recapitulate what I have
12970 previously explained.
2333 The second consists of those municipal institutions which limit the despotism of the majority, while simultaneously giving the people a taste for freedom and the knowledge of how to be free.
12971 2334
12972 Three circumstances seem to me to contribute most powerfully to the
12973 maintenance of the democratic republic in the United States.
2335 The third is found in the structure of the judicial power. I have shown how the courts repress the excesses of democracy, checking and directing the impulses of the majority without halting its activity.
12974 2336
12975 The first is that Federal form of Government which the Americans have
12976 adopted, and which enables the Union to combine the power of a great
12977 empire with the security of a small State.
2337 I have previously remarked that manners—using the word in the sense the ancients gave to *mores*—may be considered a general cause of the republic's maintenance.
12978 2338
12979 The second consists in those municipal institutions which limit the
12980 despotism of the majority, and at the same time impart a taste for
12981 freedom and a knowledge of the art of being free to the people.
2339 > **Quote:** "I apply it not only to manners in their proper sense of what constitutes the character of social intercourse, but I extend it to the various notions and opinions current among men, and to the mass of those ideas which constitute their character of mind."
12982 2340
12983 The third is to be met with in the constitution of the judicial power.
12984 I have shown in what manner the courts of justice serve to repress the
12985 excesses of democracy, and how they check and direct the impulses of
12986 the majority without stopping its activity.
2341 Under this term I include the entire moral and intellectual condition of a people. I aim not to paint a complete picture, but simply to point out features favorable to political institutions.
12987 2342
12988 Influence Of Manners Upon The Maintenance Of The Democratic Republic In
12989 The United States
2343 America was peopled by men who, having shaken off the Pope's authority, brought a democratic and republican Christianity to the New World—a faith that powerfully contributed to establishing a democracy and republic. Politics and religion formed an alliance never dissolved.
12990 2344
12991 I have previously remarked that the manners of the people may be
12992 considered as one of the general causes to which the maintenance of a
12993 democratic republic in the United States is attributable. I here used
12994 the word manners with the meaning which the ancients attached to the
12995 word mores, for I apply it not only to manners in their proper sense of
12996 what constitutes the character of social intercourse, but I extend it
12997 to the various notions and opinions current among men, and to the mass
12998 of those ideas which constitute their character of mind. I comprise,
12999 therefore, under this term the whole moral and intellectual condition
13000 of a people. My intention is not to draw a picture of American manners,
13001 but simply to point out such features of them as are favorable to the
13002 maintenance of political institutions.
2345 About fifty years ago, Ireland began sending Catholics to America; converts were also made. Now more than a million Catholics are found in the Union, largely through European immigration. They are fervent in their observances, yet constitute the most republican and democratic class. This seems surprising at first, but the causes are easily discovered.
13003 2346
13004 Religion Considered As A Political Institution, Which Powerfully
13005 Contributes To The Maintenance Of The Democratic Republic Amongst The
13006 Americans
2347 Catholicism has erroneously been seen as democracy's natural enemy. On the contrary, it is remarkably favorable to the equality of conditions. Catholicism is like an absolute monarchy: if the sovereign is removed, all other classes are more equal than they are even in republics.
13007 2348
13008 North America peopled by men who professed a democratic and republican
13009 Christianity—Arrival of the Catholics—For what reason the Catholics
13010 form the most democratic and the most republican class at the present
13011 time.
2349 > **Quote:** "In the Catholic Church, the religious community is composed of only two elements, the priest and the people. The priest alone rises above the rank of his flock, and all below him are equal."
13012 2350
13013 Every religion is to be found in juxtaposition to a political opinion
13014 which is connected with it by affinity. If the human mind be left to
13015 follow its own bent, it will regulate the temporal and spiritual
13016 institutions of society upon one uniform principle; and man will
13017 endeavor, if I may use the expression, to harmonize the state in which
13018 he lives upon earth with the state which he believes to await him in
13019 heaven. The greatest part of British America was peopled by men who,
13020 after having shaken off the authority of the Pope, acknowledged no
13021 other religious supremacy; they brought with them into the New World a
13022 form of Christianity which I cannot better describe than by styling it
13023 a democratic and republican religion. This sect contributed powerfully
13024 to the establishment of a democracy and a republic, and from the
13025 earliest settlement of the emigrants politics and religion contracted
13026 an alliance which has never been dissolved.
2351 On doctrinal points, Catholicism places all intellects on the same level, subjecting wise and ignorant, rich and needy, strong and weak to the same creed and observances. It dissolves social distinctions at the foot of the same altar, just as they are dissolved in God's sight. While it predisposes to obedience, it does not prepare men for inequality. Protestantism, conversely, tends to make men independent more than equal.
13027 2352
13028 About fifty years ago Ireland began to pour a Catholic population into
13029 the United States; on the other hand, the Catholics of America made
13030 proselytes, and at the present moment more than a million of Christians
13031 professing the truths of the Church of Rome are to be met with in the
13032 Union. *d The Catholics are faithful to the observances of their
13033 religion; they are fervent and zealous in the support and belief of
13034 their doctrines. Nevertheless they constitute the most republican and
13035 the most democratic class of citizens which exists in the United
13036 States; and although this fact may surprise the observer at first, the
13037 causes by which it is occasioned may easily be discovered upon
13038 reflection.
2353 When the priesthood is entirely separated from government, as in the United States, no class is more disposed than Catholics to transfer equality of conditions into politics. They are not forced by their tenets to adopt democratic principles, but neither are they opposed. Their social position as a poor minority obliges them: they cannot participate unless government is open to all, and their own rights require that all rights be respected.
13039 2354
13040 d
13041 [ [It is difficult to ascertain with accuracy the amount of the Roman
13042 Catholic population of the United States, but in 1868 an able writer in
13043 the “Edinburgh Review” (vol. cxxvii. p. 521) affirmed that the whole
13044 Catholic population of the United States was then about 4,000,000,
13045 divided into 43 dioceses, with 3,795 churches, under the care of 45
13046 bishops and 2,317 clergymen. But this rapid increase is mainly
13047 supported by immigration from the Catholic countries of Europe.]]
2355 The American Catholic clergy never opposes this tendency, but justifies it. They divide the intellectual world: revealed religion demands total agreement, while political truths are left to free inquiry. Thus American Catholics are simultaneously the most faithful believers and most zealous citizens.
13048 2356
2357 No religious doctrine in the United States displays hostility toward democratic institutions. The clergy of all sects speak the same language, their opinions harmonize with the laws, and human intellect flows forward in a single current.
13049 2358
13050 I think that the Catholic religion has erroneously been looked upon as
13051 the natural enemy of democracy. Amongst the various sects of
13052 Christians, Catholicism seems to me, on the contrary, to be one of
13053 those which are most favorable to the equality of conditions. In the
13054 Catholic Church, the religious community is composed of only two
13055 elements, the priest and the people. The priest alone rises above the
13056 rank of his flock, and all below him are equal.
2359 In one of the Union's largest towns, I attended a meeting of two or three thousand people called to aid the Poles. A priest in ecclesiastical robes advanced to the platform; spectators rose with heads uncovered as he spoke:
13057 2360
13058 On doctrinal points the Catholic faith places all human capacities upon
13059 the same level; it subjects the wise and ignorant, the man of genius
13060 and the vulgar crowd, to the details of the same creed; it imposes the
13061 same observances upon the rich and needy, it inflicts the same
13062 austerities upon the strong and the weak, it listens to no compromise
13063 with mortal man, but, reducing all the human race to the same standard,
13064 it confounds all the distinctions of society at the foot of the same
13065 altar, even as they are confounded in the sight of God. If Catholicism
13066 predisposes the faithful to obedience, it certainly does not prepare
13067 them for inequality; but the contrary may be said of Protestantism,
13068 which generally tends to make men independent, more than to render them
13069 equal.
2361 "Almighty God! The God of Armies! You who strengthened our fathers' hearts and guided their arms when they fought for national independence; who made them triumph over hateful oppression and granted our people liberty and peace: Turn a favorable eye upon the other hemisphere. Look with pity upon that heroic nation now struggling as we once did, for the same rights we defended with our blood. You who created humanity in Your image, do not let tyranny mar Your work. Almighty God! Watch over the Poles' destiny, make them worthy to be free. May Your wisdom direct their councils, Your strength sustain their arms! Spread terror over their enemies, grant that the injustice witnessed for fifty years may not be fully realized in our time. Raise up allies to the sacred cause of right. Arouse the French nation from its apathy, that it may fight again for the liberties of the world.
13070 2362
13071 Catholicism is like an absolute monarchy; if the sovereign be removed,
13072 all the other classes of society are more equal than they are in
13073 republics. It has not unfrequently occurred that the Catholic priest
13074 has left the service of the altar to mix with the governing powers of
13075 society, and to take his place amongst the civil gradations of men.
13076 This religious influence has sometimes been used to secure the
13077 interests of that political state of things to which he belonged. At
13078 other times Catholics have taken the side of aristocracy from a spirit
13079 of religion.
2363 Lord, turn not Your face from us, grant that we may always be the most religious as well as the freest people on earth. Save the Poles, we beseech You, in the name of Your Son, Jesus Christ. Amen."
13080 2364
13081 But no sooner is the priesthood entirely separated from the government,
13082 as is the case in the United States, than is found that no class of men
13083 are more naturally disposed than the Catholics to transfuse the
13084 doctrine of the equality of conditions into the political world. If,
13085 then, the Catholic citizens of the United States are not forcibly led
13086 by the nature of their tenets to adopt democratic and republican
13087 principles, at least they are not necessarily opposed to them; and
13088 their social position, as well as their limited number, obliges them to
13089 adopt these opinions. Most of the Catholics are poor, and they have no
13090 chance of taking a part in the government unless it be open to all the
13091 citizens. They constitute a minority, and all rights must be respected
13092 in order to insure to them the free exercise of their own privileges.
13093 These two causes induce them, unconsciously, to adopt political
13094 doctrines, which they would perhaps support with less zeal if they were
13095 rich and preponderant.
2365 The meeting responded "Amen!" with deep devotion.
13096 2366
13097 The Catholic clergy of the United States has never attempted to oppose
13098 this political tendency, but it seeks rather to justify its results.
13099 The priests in America have divided the intellectual world into two
13100 parts: in the one they place the doctrines of revealed religion, which
13101 command their assent; in the other they leave those truths which they
13102 believe to have been freely left open to the researches of political
13103 inquiry. Thus the Catholics of the United States are at the same time
13104 the most faithful believers and the most zealous citizens.
2367 I have shown religion's direct influence on politics, but its indirect influence is even more significant. It never instructs Americans more effectively in the art of being free than when it says nothing of freedom.
13105 2368
13106 It may be asserted that in the United States no religious doctrine
13107 displays the slightest hostility to democratic and republican
13108 institutions. The clergy of all the different sects hold the same
13109 language, their opinions are consonant to the laws, and the human
13110 intellect flows onwards in one sole current.
2369 American denominations are countless, differing in worship but agreeing on duties humans owe one another. Each sect adores God uniquely, yet preaches the same moral law. While truth matters to individuals, society only needs citizens to profess a religion; specific doctrines are of little importance. Moreover, almost all denominations fall within the broad unity of Christianity, whose morality is everywhere the same.
13111 2370
13112 I happened to be staying in one of the largest towns in the Union, when
13113 I was invited to attend a public meeting which had been called for the
13114 purpose of assisting the Poles, and of sending them supplies of arms
13115 and money. I found two or three thousand persons collected in a vast
13116 hall which had been prepared to receive them. In a short time a priest
13117 in his ecclesiastical robes advanced to the front of the hustings: the
13118 spectators rose, and stood uncovered, whilst he spoke in the following
13119 terms:—
2371 Some Americans surely follow worship from habit rather than conviction; hypocrisy must be common where sovereign authority is religious. Yet nowhere does Christianity retain greater influence over men's souls. No greater proof exists of its utility and alignment with human nature than that this influence is most powerful in the most enlightened and free nation.
13120 2372
13121 “Almighty God! the God of Armies! Thou who didst strengthen the hearts
13122 and guide the arms of our fathers when they were fighting for the
13123 sacred rights of national independence; Thou who didst make them
13124 triumph over a hateful oppression, and hast granted to our people the
13125 benefits of liberty and peace; Turn, O Lord, a favorable eye upon the
13126 other hemisphere; pitifully look down upon that heroic nation which is
13127 even now struggling as we did in the former time, and for the same
13128 rights which we defended with our blood. Thou, who didst create Man in
13129 the likeness of the same image, let not tyranny mar Thy work, and
13130 establish inequality upon the earth. Almighty God! do Thou watch over
13131 the destiny of the Poles, and render them worthy to be free. May Thy
13132 wisdom direct their councils, and may Thy strength sustain their arms!
13133 Shed forth Thy terror over their enemies, scatter the powers which take
13134 counsel against them; and vouchsafe that the injustice which the world
13135 has witnessed for fifty years, be not consummated in our time. O Lord,
13136 who holdest alike the hearts of nations and of men in Thy powerful
13137 hand; raise up allies to the sacred cause of right; arouse the French
13138 nation from the apathy in which its rulers retain it, that it go forth
13139 again to fight for the liberties of the world.
2373 I have noted that American clergy—without exception, even those not supporting religious liberty—favor civil freedom, yet keep their distance from parties and public affairs. Religion exerts little influence on laws or public opinion's details, but it directs social customs, and by regulating domestic life, it ultimately regulates the state.
13140 2374
13141 “Lord, turn not Thou Thy face from us, and grant that we may always be
13142 the most religious as well as the freest people of the earth. Almighty
13143 God, hear our supplications this day. Save the Poles, we beseech Thee,
13144 in the name of Thy well-beloved Son, our Lord Jesus Christ, who died
13145 upon the cross for the salvation of men. Amen.”
2375 The great austerity of American social customs arises primarily from religious faith. Its influence over women's minds is supreme, and women are the protectors of morals. Nowhere is marriage so respected, domestic happiness so valued. In Europe, social disturbances arise from private life's irregularities; despising home's natural bonds develops a taste for excess and restlessness. While the European endeavors to forget domestic troubles by agitating society, the American derives from his own home that love of order which he afterwards carries with him into public affairs.
13146 2376
13147 The whole meeting responded “Amen!” with devotion.
2377 Religion's influence extends beyond customs to intelligence itself. Some Anglo-Americans profess Christianity from belief, others from fear of suspicion; thus it reigns by universal consent. Every moral principle is fixed and certain, while the political world is left to debate and experiment. The human mind never wanders boundless; its ambitions meet barriers it cannot cross. Before pursuing radical innovation, certain unchangeable principles are established, and bold designs are subjected to forms that slow or stop their completion.
13148 2378
13149 Indirect Influence Of Religious Opinions Upon Political Society In The
13150 United States
2379 The American imagination, even in its greatest flights, is cautious; its impulses checked, its works often unfinished. These habits of restraint recur in politics, favoring both peace and institutional durability. Nature makes Americans bold fortune-seekers; unconstrained, they would be the world's most daring innovators. But revolutionaries must publicly respect Christian morality and fairness, which does not easily permit violating opposing laws or overcoming followers' scruples. No one has dared propose that "everything is permissible" for society's interests—a godless slogan invented to cover future tyranny. While law permits Americans to do as they please, religion prevents them from conceiving or committing what is rash or unjust.
13151 2380
13152 Christian morality common to all sects—Influence of religion upon the
13153 manners of the Americans—Respect for the marriage tie—In what manner
13154 religion confines the imagination of the Americans within certain
13155 limits, and checks the passion of innovation—Opinion of the Americans
13156 on the political utility of religion—Their exertions to extend and
13157 secure its predominance.
2381 > **Quote:** "Religion in America takes no direct part in the government of society, but it must nevertheless be regarded as the foremost of the political institutions of that country; for if it does not impart a taste for freedom, it facilitates the use of free institutions."
13158 2382
13159 I have just shown what the direct influence of religion upon politics
13160 is in the United States, but its indirect influence appears to me to be
13161 still more considerable, and it never instructs the Americans more
13162 fully in the art of being free than when it says nothing of freedom.
2383 Americans themselves view religious belief from this same perspective. I do not know if all have sincere faith—who can search the human heart?—but I am certain they consider it indispensable to republican institutions. This opinion belongs to the whole nation and every rank.
13163 2384
13164 The sects which exist in the United States are innumerable. They all
13165 differ in respect to the worship which is due from man to his Creator,
13166 but they all agree in respect to the duties which are due from man to
13167 man. Each sect adores the Deity in its own peculiar manner, but all the
13168 sects preach the same moral law in the name of God. If it be of the
13169 highest importance to man, as an individual, that his religion should
13170 be true, the case of society is not the same. Society has no future
13171 life to hope for or to fear; and provided the citizens profess a
13172 religion, the peculiar tenets of that religion are of very little
13173 importance to its interests. Moreover, almost all the sects of the
13174 United States are comprised within the great unity of Christianity, and
13175 Christian morality is everywhere the same.
2385 If a political figure attacks a specific sect, its members might still support him. But if he attacks all religions, everyone abandons him.
13176 2386
13177 It may be believed without unfairness that a certain number of
13178 Americans pursue a peculiar form of worship, from habit more than from
13179 conviction. In the United States the sovereign authority is religious,
13180 and consequently hypocrisy must be common; but there is no country in
13181 the whole world in which the Christian religion retains a greater
13182 influence over the souls of men than in America; and there can be no
13183 greater proof of its utility, and of its conformity to human nature,
13184 than that its influence is most powerfully felt over the most
13185 enlightened and free nation of the earth.
2387 In Chester County, New York, a witness declared he did not believe in God or the soul's immortality. The judge refused his evidence, stating that this belief:
13186 2388
13187 I have remarked that the members of the American clergy in general,
13188 without even excepting those who do not admit religious liberty, are
13189 all in favor of civil freedom; but they do not support any particular
13190 political system. They keep aloof from parties and from public affairs.
13191 In the United States religion exercises but little influence upon the
13192 laws and upon the details of public opinion, but it directs the manners
13193 of the community, and by regulating domestic life it regulates the
13194 State.
2389 > **Quote:** "...constituted the sanction of all testimony in a court of justice, and that he knew of no cause in a Christian country where a witness had been permitted to testify without such belief."
13195 2390
13196 I do not question that the great austerity of manners which is
13197 observable in the United States, arises, in the first instance, from
13198 religious faith. Religion is often unable to restrain man from the
13199 numberless temptations of fortune; nor can it check that passion for
13200 gain which every incident of his life contributes to arouse, but its
13201 influence over the mind of woman is supreme, and women are the
13202 protectors of morals. There is certainly no country in the world where
13203 the tie of marriage is so much respected as in America, or where
13204 conjugal happiness is more highly or worthily appreciated. In Europe
13205 almost all the disturbances of society arise from the irregularities of
13206 domestic life. To despise the natural bonds and legitimate pleasures of
13207 home, is to contract a taste for excesses, a restlessness of heart, and
13208 the evil of fluctuating desires. Agitated by the tumultuous passions
13209 which frequently disturb his dwelling, the European is galled by the
13210 obedience which the legislative powers of the State exact. But when the
13211 American retires from the turmoil of public life to the bosom of his
13212 family, he finds in it the image of order and of peace. There his
13213 pleasures are simple and natural, his joys are innocent and calm; and
13214 as he finds that an orderly life is the surest path to happiness, he
13215 accustoms himself without difficulty to moderate his opinions as well
13216 as his tastes. Whilst the European endeavors to forget his domestic
13217 troubles by agitating society, the American derives from his own home
13218 that love of order which he afterwards carries with him into public
13219 affairs.
2391 The New York *Spectator* (August 23, 1831) reported this without comment, noting the judge was unaware any person could disbelieve.
13220 2392
13221 In the United States the influence of religion is not confined to the
13222 manners, but it extends to the intelligence of the people. Amongst the
13223 Anglo-Americans, there are some who profess the doctrines of
13224 Christianity from a sincere belief in them, and others who do the same
13225 because they are afraid to be suspected of unbelief. Christianity,
13226 therefore, reigns without any obstacle, by universal consent; the
13227 consequence is, as I have before observed, that every principle of the
13228 moral world is fixed and determinate, although the political world is
13229 abandoned to the debates and the experiments of men. Thus the human
13230 mind is never left to wander across a boundless field; and, whatever
13231 may be its pretensions, it is checked from time to time by barriers
13232 which it cannot surmount. Before it can perpetrate innovation, certain
13233 primal and immutable principles are laid down, and the boldest
13234 conceptions of human device are subjected to certain forms which retard
13235 and stop their completion.
2393 Americans combine Christianity and liberty so closely they cannot conceive of one without the other. This conviction does not stem from stale tradition.
13236 2394
13237 The imagination of the Americans, even in its greatest flights, is
13238 circumspect and undecided; its impulses are checked, and its works
13239 unfinished. These habits of restraint recur in political society, and
13240 are singularly favorable both to the tranquillity of the people and to
13241 the durability of the institutions it has established. Nature and
13242 circumstances concurred to make the inhabitants of the United States
13243 bold men, as is sufficiently attested by the enterprising spirit with
13244 which they seek for fortune. If the mind of the Americans were free
13245 from all trammels, they would very shortly become the most daring
13246 innovators and the most implacable disputants in the world. But the
13247 revolutionists of America are obliged to profess an ostensible respect
13248 for Christian morality and equity, which does not easily permit them to
13249 violate the laws that oppose their designs; nor would they find it easy
13250 to surmount the scruples of their partisans, even if they were able to
13251 get over their own. Hitherto no one in the United States has dared to
13252 advance the maxim, that everything is permissible with a view to the
13253 interests of society; an impious adage which seems to have been
13254 invented in an age of freedom to shelter all the tyrants of future
13255 ages. Thus whilst the law permits the Americans to do what they please,
13256 religion prevents them from conceiving, and forbids them to commit,
13257 what is rash or unjust.
2395 I have known societies formed to send ministers to the Western states, lest religion die out and make new states unfit for free institutions. Wealthy New Englanders leave home to lay foundations of Christianity and freedom on the Missouri or Illinois prairies. Religious zeal is constantly stimulated by patriotism. These men act not solely for eternity's promises; if you speak with them, you find politicians where you expected priests. They say: "All American republics are interconnected; if Western republics fall to anarchy or despotism, Atlantic institutions are endangered. It is therefore in our interest that new states be religious to maintain our liberties."
13258 2396
13259 Religion in America takes no direct part in the government of society,
13260 but it must nevertheless be regarded as the foremost of the political
13261 institutions of that country; for if it does not impart a taste for
13262 freedom, it facilitates the use of free institutions. Indeed, it is in
13263 this same point of view that the inhabitants of the United States
13264 themselves look upon religious belief. I do not know whether all the
13265 Americans have a sincere faith in their religion, for who can search
13266 the human heart? but I am certain that they hold it to be indispensable
13267 to the maintenance of republican institutions. This opinion is not
13268 peculiar to a class of citizens or to a party, but it belongs to the
13269 whole nation, and to every rank of society.
2397 Such are American opinions. If anyone says this religious spirit is America's chief flaw, and that freedom requires blind materialism, I reply they have never seen a religious or free nation.
13270 2398
13271 In the United States, if a political character attacks a sect, this may
13272 not prevent even the partisans of that very sect from supporting him;
13273 but if he attacks all the sects together, everyone abandons him, and he
13274 remains alone.
2399 There are Frenchmen who view republicanism as a temporary means to power—the mercenaries of liberty. But others see it as modern society's inevitable destination and sincerely want to prepare men for freedom. When these attack religion, they follow passion against interest.
13275 2400
13276 Whilst I was in America, a witness, who happened to be called at the
13277 assizes of the county of Chester (State of New York), declared that he
13278 did not believe in the existence of God, or in the immortality of the
13279 soul. The judge refused to admit his evidence, on the ground that the
13280 witness had destroyed beforehand all the confidence of the Court in
13281 what he was about to say. *e The newspapers related the fact without
13282 any further comment.
2401 > **Quote:** "Despotism may govern without faith, but liberty cannot. Religion is much more necessary in the republic which they set forth in glowing colors than in the monarchy which they attack; and it is more needed in democratic republics than in any others. How is it possible that society should escape destruction if the moral tie be not strengthened in proportion as the political tie is relaxed? And what can be done with a people which is its own master, if it be not submissive to the Divinity?"
13283 2402
13284 e
13285 [ The New York “Spectator” of August 23, 1831, relates the fact in the
13286 following terms:—“The Court of Common Pleas of Chester county (New
13287 York) a few days since rejected a witness who declared his disbelief in
13288 the existence of God. The presiding judge remarked that he had not
13289 before been aware that there was a man living who did not believe in
13290 the existence of God; that this belief constituted the sanction of all
13291 testimony in a court of justice, and that he knew of no cause in a
13292 Christian country where a witness had been permitted to testify without
13293 such belief.”]
13294
13295
13296 The Americans combine the notions of Christianity and of liberty so
13297 intimately in their minds, that it is impossible to make them conceive
13298 the one without the other; and with them this conviction does not
13299 spring from that barren traditionary faith which seems to vegetate in
13300 the soul rather than to live.
13301
13302 I have known of societies formed by the Americans to send out ministers
13303 of the Gospel into the new Western States to found schools and churches
13304 there, lest religion should be suffered to die away in those remote
13305 settlements, and the rising States be less fitted to enjoy free
13306 institutions than the people from which they emanated. I met with
13307 wealthy New Englanders who abandoned the country in which they were
13308 born in order to lay the foundations of Christianity and of freedom on
13309 the banks of the Missouri, or in the prairies of Illinois. Thus
13310 religious zeal is perpetually stimulated in the United States by the
13311 duties of patriotism. These men do not act from an exclusive
13312 consideration of the promises of a future life; eternity is only one
13313 motive of their devotion to the cause; and if you converse with these
13314 missionaries of Christian civilization, you will be surprised to find
13315 how much value they set upon the goods of this world, and that you meet
13316 with a politician where you expected to find a priest. They will tell
13317 you that “all the American republics are collectively involved with
13318 each other; if the republics of the West were to fall into anarchy, or
13319 to be mastered by a despot, the republican institutions which now
13320 flourish upon the shores of the Atlantic Ocean would be in great peril.
13321 It is, therefore, our interest that the new States should be religious,
13322 in order to maintain our liberties.”
13323
13324 Such are the opinions of the Americans, and if any hold that the
13325 religious spirit which I admire is the very thing most amiss in
13326 America, and that the only element wanting to the freedom and happiness
13327 of the human race is to believe in some blind cosmogony, or to assert
13328 with Cabanis the secretion of thought by the brain, I can only reply
13329 that those who hold this language have never been in America, and that
13330 they have never seen a religious or a free nation. When they return
13331 from their expedition, we shall hear what they have to say.
13332
13333 There are persons in France who look upon republican institutions as a
13334 temporary means of power, of wealth, and distinction; men who are the
13335 condottieri of liberty, and who fight for their own advantage, whatever
13336 be the colors they wear: it is not to these that I address myself. But
13337 there are others who look forward to the republican form of government
13338 as a tranquil and lasting state, towards which modern society is daily
13339 impelled by the ideas and manners of the time, and who sincerely desire
13340 to prepare men to be free. When these men attack religious opinions,
13341 they obey the dictates of their passions to the prejudice of their
13342 interests. Despotism may govern without faith, but liberty cannot.
13343 Religion is much more necessary in the republic which they set forth in
13344 glowing colors than in the monarchy which they attack; and it is more
13345 needed in democratic republics than in any others. How is it possible
13346 that society should escape destruction if the moral tie be not
13347 strengthened in proportion as the political tie is relaxed? and what
13348 can be done with a people which is its own master, if it be not
13349 submissive to the Divinity?
13350
13351
13352
13353
13354 2403 ### Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part III
13355 2404
2405 Religion’s power in America stems from the deliberate separation of Church and State, supported by law, public opinion, and clergy. To see why, we must examine humanity’s natural state regarding religion and the incidental causes that keep some nations from reaching it.
13356 2406
13357 Principal Causes Which Render Religion Powerful In America Care taken
13358 by the Americans to separate the Church from the State—The laws, public
13359 opinion, and even the exertions of the clergy concur to promote this
13360 end—Influence of religion upon the mind in the United States
13361 attributable to this cause—Reason of this—What is the natural state of
13362 men with regard to religion at the present time—What are the peculiar
13363 and incidental causes which prevent men, in certain countries, from
13364 arriving at this state.
2407 Eighteenth‑century philosophers argued that liberty and knowledge would inevitably erode religious zeal, but the facts contradict them. In Europe, unbelief aligns with ignorance and degradation, while in America—one of the freest and most enlightened nations—people practice their faith fervently.
13365 2408
13366 The philosophers of the eighteenth century explained the gradual decay
13367 of religious faith in a very simple manner. Religious zeal, said they,
13368 must necessarily fail, the more generally liberty is established and
13369 knowledge diffused. Unfortunately, facts are by no means in accordance
13370 with their theory. There are certain populations in Europe whose
13371 unbelief is only equalled by their ignorance and their debasement,
13372 whilst in America one of the freest and most enlightened nations in the
13373 world fulfils all the outward duties of religious fervor.
2409 The religious character of the United States struck me immediately, and the longer I stayed, the more I saw its political consequences.
13374 2410
13375 Upon my arrival in the United States, the religious aspect of the
13376 country was the first thing that struck my attention; and the longer I
13377 stayed there the more did I perceive the great political consequences
13378 resulting from this state of things, to which I was unaccustomed. In
13379 France I had almost always seen the spirit of religion and the spirit
13380 of freedom pursuing courses diametrically opposed to each other; but in
13381 America I found that they were intimately united, and that they reigned
13382 in common over the same country. My desire to discover the causes of
13383 this phenomenon increased from day to day. In order to satisfy it I
13384 questioned the members of all the different sects; and I more
13385 especially sought the society of the clergy, who are the depositaries
13386 of the different persuasions, and who are more especially interested in
13387 their duration. As a member of the Roman Catholic Church I was more
13388 particularly brought into contact with several of its priests, with
13389 whom I became intimately acquainted. To each of these men I expressed
13390 my astonishment and I explained my doubts; I found that they differed
13391 upon matters of detail alone; and that they mainly attributed the
13392 peaceful dominion of religion in their country to the separation of
13393 Church and State. I do not hesitate to affirm that during my stay in
13394 America I did not meet with a single individual, of the clergy or of
13395 the laity, who was not of the same opinion upon this point.
2411 > **Quote:** "In France I had almost always seen the spirit of religion and the spirit of freedom pursuing courses diametrically opposed to each other; but in America I found that they were intimately united, and that they reigned in common over the same country."
13396 2412
13397 This led me to examine more attentively than I had hitherto done, the
13398 station which the American clergy occupy in political society. I
13399 learned with surprise that they filled no public appointments; *f not
13400 one of them is to be met with in the administration, and they are not
13401 even represented in the legislative assemblies. In several States *g
13402 the law excludes them from political life, public opinion in all. And
13403 when I came to inquire into the prevailing spirit of the clergy I found
13404 that most of its members seemed to retire of their own accord from the
13405 exercise of power, and that they made it the pride of their profession
13406 to abstain from politics.
2413 To understand this, I spoke with clergy and laypeople of many denominations. All attributed religion’s peaceful influence to the separation of Church and State; During my stay in America, I did not meet a single individual, among the clergy or the laity, who was not of this same opinion.
13407 2414
13408 f
13409 [ Unless this term be applied to the functions which many of them fill
13410 in the schools. Almost all education is entrusted to the clergy.]
2415 I was surprised to find that American clergy hold no public office; many states bar them by law, and public opinion excludes them everywhere. The clergy themselves choose to stay out of politics, regarding it as a matter of pride. They condemned ambition and deceit, but taught that sincere political opinions are not sins. Their avoidance of political parties confirmed their view, and I then sought how this separation actually increased religion’s authority. The answer soon became clear.
13411 2416
2417 Man’s limited lifespan and imperfect worldly joys cannot satisfy his boundless desire to exist. He scorns life yet fears annihilation, and religion channels this conflict toward contemplation of a future state.
13412 2418
13413 g
13414 [ See the Constitution of New York, art. 7, Section 4:— “And whereas
13415 the ministers of the gospel are, by their profession, dedicated to the
13416 service of God and the care of souls, and ought not to be diverted from
13417 the great duties of their functions: therefore no minister of the
13418 gospel, or priest of any denomination whatsoever, shall at any time
13419 hereafter, under any pretence or description whatever, be eligible to,
13420 or capable of holding, any civil or military office or place within
13421 this State.”
2419 > **Quote:** "Religion, then, is simply another form of hope; and it is no less natural to the human heart than hope itself."
13422 2420
2421 Faith is natural to man; unbelief is an accident. Religious institutions draw inexhaustible strength from this fundamental principle of human nature.
13423 2422
13424 See also the constitutions of North Carolina, art. 31; Virginia; South
13425 Carolina, art. I, Section 23; Kentucky, art. 2, Section 26; Tennessee,
13426 art. 8, Section I; Louisiana, art. 2, Section 22.]
2423 > **Quote:** "unbelief is an accident, and faith is the only permanent state of mankind."
13427 2424
13428 I heard them inveigh against ambition and deceit, under whatever
13429 political opinions these vices might chance to lurk; but I learned from
13430 their discourses that men are not guilty in the eye of God for any
13431 opinions concerning political government which they may profess with
13432 sincerity, any more than they are for their mistakes in building a
13433 house or in driving a furrow. I perceived that these ministers of the
13434 gospel eschewed all parties with the anxiety attendant upon personal
13435 interest. These facts convinced me that what I had been told was true;
13436 and it then became my object to investigate their causes, and to
13437 inquire how it happened that the real authority of religion was
13438 increased by a state of things which diminished its apparent force:
13439 these causes did not long escape my researches.
2425 When religion allies with a government, it gains artificial power but risks its true authority. Built on the universal longing for immortality, religion can reach all; tied to a specific state, it limits itself. Such an alliance increases its sway over a few while forfeiting universal hope.
13440 2426
13441 The short space of threescore years can never content the imagination
13442 of man; nor can the imperfect joys of this world satisfy his heart. Man
13443 alone, of all created beings, displays a natural contempt of existence,
13444 and yet a boundless desire to exist; he scorns life, but he dreads
13445 annihilation. These different feelings incessantly urge his soul to the
13446 contemplation of a future state, and religion directs his musings
13447 thither. Religion, then, is simply another form of hope; and it is no
13448 less natural to the human heart than hope itself. Men cannot abandon
13449 their religious faith without a kind of aberration of intellect, and a
13450 sort of violent distortion of their true natures; but they are
13451 invincibly brought back to more pious sentiments; for unbelief is an
13452 accident, and faith is the only permanent state of mankind. If we only
13453 consider religious institutions in a purely human point of view, they
13454 may be said to derive an inexhaustible element of strength from man
13455 himself, since they belong to one of the constituent principles of
13456 human nature.
2427 Religion that comforts suffering wins affection. But entangled with worldly passions, it must defend political allies and reject spiritual seekers who oppose those allies, inheriting the State’s hostility.
13457 2428
13458 I am aware that at certain times religion may strengthen this
13459 influence, which originates in itself, by the artificial power of the
13460 laws, and by the support of those temporal institutions which direct
13461 society. Religions, intimately united to the governments of the earth,
13462 have been known to exercise a sovereign authority derived from the
13463 twofold source of terror and of faith; but when a religion contracts an
13464 alliance of this nature, I do not hesitate to affirm that it commits
13465 the same error as a man who should sacrifice his future to his present
13466 welfare; and in obtaining a power to which it has no claim, it risks
13467 that authority which is rightfully its own. When a religion founds its
13468 empire upon the desire of immortality which lives in every human heart,
13469 it may aspire to universal dominion; but when it connects itself with a
13470 government, it must necessarily adopt maxims which are only applicable
13471 to certain nations. Thus, in forming an alliance with a political
13472 power, religion augments its authority over a few, and forfeits the
13473 hope of reigning over all.
2429 Political powers are transient, lasting only a generation or a moment. A law can alter what seems permanent, and with it everything changes. No government rests on an eternal part of the human heart.
13474 2430
13475 As long as a religion rests upon those sentiments which are the
13476 consolation of all affliction, it may attract the affections of
13477 mankind. But if it be mixed up with the bitter passions of the world,
13478 it may be constrained to defend allies whom its interests, and not the
13479 principle of love, have given to it; or to repel as antagonists men who
13480 are still attached to its own spirit, however opposed they may be to
13481 the powers to which it is allied. The Church cannot share the temporal
13482 power of the State without being the object of a portion of that
13483 animosity which the latter excites.
2431 Religion sustained by universal passions can defy time, but tied to worldly interests it becomes as fragile as the state. Its hope for immortality is compromised when bound to temporary authority. The alliance which religion contracts with political powers must needs be onerous to itself; since it does not require their assistance to live, and by giving them its assistance it may be exposed to decay.
13484 2432
13485 The political powers which seem to be most firmly established have
13486 frequently no better guarantee for their duration than the opinions of
13487 a generation, the interests of the time, or the life of an individual.
13488 A law may modify the social condition which seems to be most fixed and
13489 determinate; and with the social condition everything else must change.
13490 The powers of society are more or less fugitive, like the years which
13491 we spend upon the earth; they succeed each other with rapidity, like
13492 the fleeting cares of life; and no government has ever yet been founded
13493 upon an invariable disposition of the human heart, or upon an
13494 imperishable interest.
2433 > **Quote:** "The living body of religion has been bound down to the dead corpse of superannuated polity: cut but the bonds which restrain it, and that which is alive will rise once more."
13495 2434
13496 As long as a religion is sustained by those feelings, propensities, and
13497 passions which are found to occur under the same forms, at all the
13498 different periods of history, it may defy the efforts of time; or at
13499 least it can only be destroyed by another religion. But when religion
13500 clings to the interests of the world, it becomes almost as fragile a
13501 thing as the powers of earth. It is the only one of them all which can
13502 hope for immortality; but if it be connected with their ephemeral
13503 authority, it shares their fortunes, and may fall with those transient
13504 passions which supported them for a day. The alliance which religion
13505 contracts with political powers must needs be onerous to itself; since
13506 it does not require their assistance to live, and by giving them its
13507 assistance it may be exposed to decay.
2435 The danger persists, though often hidden. In stable times the risk seems remote; in turbulent times it is obvious but often too late to act. Precautions must be taken before the danger appears.
13508 2436
13509 The danger which I have just pointed out always exists, but it is not
13510 always equally visible. In some ages governments seem to be
13511 imperishable; in others, the existence of society appears to be more
13512 precarious than the life of man. Some constitutions plunge the citizens
13513 into a lethargic somnolence, and others rouse them to feverish
13514 excitement. When governments appear to be so strong, and laws so
13515 stable, men do not perceive the dangers which may accrue from a union
13516 of Church and State. When governments display so much weakness, and
13517 laws so much inconstancy, the danger is self-evident, but it is no
13518 longer possible to avoid it; to be effectual, measures must be taken to
13519 discover its approach.
2437 As democracy advances, linking religion to politics grows more dangerous. Power will shift rapidly, and constant agitation will prevail, as change is inherent to democratic republics.
13520 2438
13521 In proportion as a nation assumes a democratic condition of society,
13522 and as communities display democratic propensities, it becomes more and
13523 more dangerous to connect religion with political institutions; for the
13524 time is coming when authority will be bandied from hand to hand, when
13525 political theories will succeed each other, and when men, laws, and
13526 constitutions will disappear, or be modified from day to day, and this,
13527 not for a season only, but unceasingly. Agitation and mutability are
13528 inherent in the nature of democratic republics, just as stagnation and
13529 inertness are the law of absolute monarchies.
2439 Americans change government officials constantly; had they not placed religion beyond politics, it could not survive the flux of opinion. The clergy saw this first: they would lose religious influence if they seized political power, so they chose to forgo state support rather than share its instability.
13530 2440
13531 If the Americans, who change the head of the Government once in four
13532 years, who elect new legislators every two years, and renew the
13533 provincial officers every twelvemonth; if the Americans, who have
13534 abandoned the political world to the attempts of innovators, had not
13535 placed religion beyond their reach, where could it abide in the ebb and
13536 flow of human opinions? where would that respect which belongs to it be
13537 paid, amidst the struggles of faction? and what would become of its
13538 immortality, in the midst of perpetual decay? The American clergy were
13539 the first to perceive this truth, and to act in conformity with it.
13540 They saw that they must renounce their religious influence, if they
13541 were to strive for political power; and they chose to give up the
13542 support of the State, rather than to share its vicissitudes.
2441 American religion is less powerful but more durable, relying on its own indestructible resources and controlling its own principles.
13543 2442
13544 In America, religion is perhaps less powerful than it has been at
13545 certain periods in the history of certain peoples; but its influence is
13546 more lasting. It restricts itself to its own resources, but of those
13547 none can deprive it: its circle is limited to certain principles, but
13548 those principles are entirely its own, and under its undisputed
13549 control.
2443 What is meant by the instruction of the American people—The human mind is more superficially instructed in the United States than in Europe—No one is completely uneducated—Reasons for this—The speed with which opinions spread even in the undeveloped Western States—Practical experience is more useful to Americans than book‑learning.
13550 2444
13551 On every side in Europe we hear voices complaining of the absence of
13552 religious faith, and inquiring the means of restoring to religion some
13553 remnant of its pristine authority. It seems to me that we must first
13554 attentively consider what ought to be the natural state of men with
13555 regard to religion at the present time; and when we know what we have
13556 to hope and to fear, we may discern the end to which our efforts ought
13557 to be directed.
2445 I have little to add about how American education and habits sustain their political institutions. The United States has produced few distinguished writers; it has no great historians and not a single eminent poet. Americans view literary pursuits with disapproval; some secondary European towns publish more literature annually than the whole Union. The American mind resists abstract ideas, and neither politics nor industry drives them to theoretical discoveries. Although new laws are constantly enacted, no great writer has yet expounded the general principles of American legislation. Americans have many lawyers and commentators, but few legal philosophers—though Kent, Story, and Wheaton are notable exceptions—and they offer examples rather than theoretical lessons. The same holds for technology: Americans adopt European inventions with insight, perfecting them for local needs, yet they do not study the science of manufacturing. They have excellent workmen but few inventors; even Fulton had to seek foreign patrons before serving his own country.
13558 2446
13559 The two great dangers which threaten the existence of religions are
13560 schism and indifference. In ages of fervent devotion, men sometimes
13561 abandon their religion, but they only shake it off in order to adopt
13562 another. Their faith changes the objects to which it is directed, but
13563 it suffers no decline. The old religion then excites enthusiastic
13564 attachment or bitter enmity in either party; some leave it with anger,
13565 others cling to it with increased devotedness, and although persuasions
13566 differ, irreligion is unknown. Such, however, is not the case when a
13567 religious belief is secretly undermined by doctrines which may be
13568 termed negative, since they deny the truth of one religion without
13569 affirming that of any other. Prodigious revolutions then take place in
13570 the human mind, without the apparent co-operation of the passions of
13571 man, and almost without his knowledge. Men lose the objects of their
13572 fondest hopes, as if through forgetfulness. They are carried away by an
13573 imperceptible current which they have not the courage to stem, but
13574 which they follow with regret, since it bears them from a faith they
13575 love, to a scepticism that plunges them into despair.
2447 To judge American education, one must look at both extremes. The highly learned are few, but the ignorant are rarer still; thus Americans appear as the most enlightened people. In New England, every citizen receives the fundamentals of knowledge—religious doctrines, national history, the Constitution. In Connecticut and Massachusetts, ignorance is extremely rare.
13576 2448
13577 In ages which answer to this description, men desert their religious
13578 opinions from lukewarmness rather than from dislike; they do not reject
13579 them, but the sentiments by which they were once fostered disappear.
13580 But if the unbeliever does not admit religion to be true, he still
13581 considers it useful. Regarding religious institutions in a human point
13582 of view, he acknowledges their influence upon manners and legislation.
13583 He admits that they may serve to make men live in peace with one
13584 another, and to prepare them gently for the hour of death. He regrets
13585 the faith which he has lost; and as he is deprived of a treasure which
13586 he has learned to estimate at its full value, he scruples to take it
13587 from those who still possess it.
2449 Comparing the Greek and Roman republics—manuscript libraries and uneducated masses—to the American states, with their countless newspapers and enlightened citizens, I am tempted to burn my books, in order to apply none but novel ideas to so novel a condition of society.
13588 2450
13589 On the other hand, those who continue to believe are not afraid openly
13590 to avow their faith. They look upon those who do not share their
13591 persuasion as more worthy of pity than of opposition; and they are
13592 aware that to acquire the esteem of the unbelieving, they are not
13593 obliged to follow their example. They are hostile to no one in the
13594 world; and as they do not consider the society in which they live as an
13595 arena in which religion is bound to face its thousand deadly foes, they
13596 love their contemporaries, whilst they condemn their weaknesses and
13597 lament their errors.
2451 However, this description cannot be applied haphazardly to the whole Union. Education declines as we move west or south; near the Gulf of Mexico, some individuals lack basic schooling, and historical statistics show that while illiteracy is negligible in the North, it has been a serious challenge in the South, affecting millions of white and Black residents. Yet no district is wholly ignorant. The reason is simple: Europeans began in primitive darkness and advanced unevenly, while Americans were civilized from the start and only needed to avoid forgetting.
13598 2452
13599 As those who do not believe, conceal their incredulity; and as those
13600 who believe, display their faith, public opinion pronounces itself in
13601 favor of religion: love, support, and honor are bestowed upon it, and
13602 it is only by searching the human soul that we can detect the wounds
13603 which it has received. The mass of mankind, who are never without the
13604 feeling of religion, do not perceive anything at variance with the
13605 established faith. The instinctive desire of a future life brings the
13606 crowd about the altar, and opens the hearts of men to the precepts and
13607 consolations of religion.
2453 > **Quote:** "In the United States society has no infancy, but it is born in man’s estate."
13608 2454
13609 But this picture is not applicable to us: for there are men amongst us
13610 who have ceased to believe in Christianity, without adopting any other
13611 religion; others who are in the perplexities of doubt, and who already
13612 affect not to believe; and others, again, who are afraid to avow that
13613 Christian faith which they still cherish in secret.
2455 Americans never use the word 'peasant' because they have no idea of the class it denotes. They are unacquainted with the rusticity of the villager—the coarse habits and simple graces of an early stage of civilization. On the frontier, bold adventurers settle—escaping poverty, building log cabins that appear miserable. Yet the pioneer is no rustic: he is the product of eighteen centuries of culture, speaking the language of cities, knowing history, curious about the future, and ready to debate.
13614 2456
13615 Amidst these lukewarm partisans and ardent antagonists a small number
13616 of believers exist, who are ready to brave all obstacles and to scorn
13617 all dangers in defence of their faith. They have done violence to human
13618 weakness, in order to rise superior to public opinion. Excited by the
13619 effort they have made, they scarcely knew where to stop; and as they
13620 know that the first use which the French made of independence was to
13621 attack religion, they look upon their contemporaries with dread, and
13622 they recoil in alarm from the liberty which their fellow-citizens are
13623 seeking to obtain. As unbelief appears to them to be a novelty, they
13624 comprise all that is new in one indiscriminate animosity. They are at
13625 war with their age and country, and they look upon every opinion which
13626 is put forth there as the necessary enemy of the faith.
2457 > **Quote:** "He is, in short, a highly civilized being, who consents, for a time, to inhabit the backwoods, and who penetrates into the wilds of the New World with the Bible, an axe, and a file of newspapers."
13627 2458
13628 Such is not the natural state of men with regard to religion at the
13629 present day; and some extraordinary or incidental cause must be at work
13630 in France to prevent the human mind from following its original
13631 propensities and to drive it beyond the limits at which it ought
13632 naturally to stop. I am intimately convinced that this extraordinary
13633 and incidental cause is the close connection of politics and religion.
13634 The unbelievers of Europe attack the Christians as their political
13635 opponents, rather than as their religious adversaries; they hate the
13636 Christian religion as the opinion of a party, much more than as an
13637 error of belief; and they reject the clergy less because they are the
13638 representatives of the Divinity than because they are the allies of
13639 authority.
2459 Public opinion spreads with incredible speed even in the wilderness. Even in the most enlightened parts of France, intellectual exchange is less active. I once traveled the frontier in a mail cart through vast forests, guided by fir‑branch torches. At isolated huts serving as post offices, the mail dropped bundles of letters for nearby settlers. Already in the 1830s—before the railroad grew from 51 miles in 1831 to 60,000 by 1872—frontier residents in Michigan and Florida contributed more postal revenue per capita than some of France’s most enlightened manufacturing departments.
13640 2460
13641 In Europe, Christianity has been intimately united to the powers of the
13642 earth. Those powers are now in decay, and it is, as it were, buried
13643 under their ruins. The living body of religion has been bound down to
13644 the dead corpse of superannuated polity: cut but the bonds which
13645 restrain it, and that which is alive will rise once more. I know not
13646 what could restore the Christian Church of Europe to the energy of its
13647 earlier days; that power belongs to God alone; but it may be the effect
13648 of human policy to leave the faith in the full exercise of the strength
13649 which it still retains.
2461 Education undoubtedly supports the democratic republic, provided that the instruction which awakens the understanding is not separated from the moral education which amends the heart. But I do not exaggerate this benefit; nor do I believe, as many Europeans do, that literacy alone creates citizens. True knowledge comes from experience. Without self‑government, book‑learning would be useless.
13650 2462
13651 How The Instruction, The Habits, And The Practical Experience Of The
13652 Americans Promote The Success Of Their Democratic Institutions
2463 Having spent much time among Americans, I admire their practical sense. Ask about Europe and they may betray ignorance; ask about their own country and their intelligence clears. They know their rights, the customs of politics, the mechanics of law—all learned not from books but from participation.
13653 2464
13654 What is to be understood by the instruction of the American people—The
13655 human mind more superficially instructed in the United States than in
13656 Europe—No one completely uninstructed—Reason of this—Rapidity with
13657 which opinions are diffused even in the uncultivated States of the
13658 West—Practical experience more serviceable to the Americans than
13659 book-learning.
2465 > **Quote:** "The American learns to know the laws by participating in the act of legislation; and he takes a lesson in the forms of government from governing."
13660 2466
13661 I have but little to add to what I have already said concerning the
13662 influence which the instruction and the habits of the Americans
13663 exercise upon the maintenance of their political institutions.
2467 The great work of society unfolds before his eyes, and in his own hands.
13664 2468
13665 America has hitherto produced very few writers of distinction; it
13666 possesses no great historians, and not a single eminent poet. The
13667 inhabitants of that country look upon what are properly styled literary
13668 pursuits with a kind of disapprobation; and there are towns of very
13669 second-rate importance in Europe in which more literary works are
13670 annually published than in the twenty-four States of the Union put
13671 together. The spirit of the Americans is averse to general ideas; and
13672 it does not seek theoretical discoveries. Neither politics nor
13673 manufactures direct them to these occupations; and although new laws
13674 are perpetually enacted in the United States, no great writers have
13675 hitherto inquired into the general principles of their legislation. The
13676 Americans have lawyers and commentators, but no jurists; *h and they
13677 furnish examples rather than lessons to the world. The same observation
13678 applies to the mechanical arts. In America, the inventions of Europe
13679 are adopted with sagacity; they are perfected, and adapted with
13680 admirable skill to the wants of the country. Manufactures exist, but
13681 the science of manufacture is not cultivated; and they have good
13682 workmen, but very few inventors. Fulton was obliged to proffer his
13683 services to foreign nations for a long time before he was able to
13684 devote them to his own country.
2469 In the United States, politics is the goal of education; in Europe, education prepares people for private life. Because European citizens rarely engage in public affairs, the difference shapes even the surface details of life.
13685 2470
13686 h
13687 [ [This cannot be said with truth of the country of Kent, Story, and
13688 Wheaton.]]
2471 Europeans import private habits into public affairs; Americans import public habits into private life. The jury appears in schoolboys’ games, and parliamentary forms are observed at dinner.
13689 2472
13690
13691 The observer who is desirous of forming an opinion on the state of
13692 instruction amongst the Anglo-Americans must consider the same object
13693 from two different points of view. If he only singles out the learned,
13694 he will be astonished to find how rare they are; but if he counts the
13695 ignorant, the American people will appear to be the most enlightened
13696 community in the world. The whole population, as I observed in another
13697 place, is situated between these two extremes. In New England, every
13698 citizen receives the elementary notions of human knowledge; he is
13699 moreover taught the doctrines and the evidences of his religion, the
13700 history of his country, and the leading features of its Constitution.
13701 In the States of Connecticut and Massachusetts, it is extremely rare to
13702 find a man imperfectly acquainted with all these things, and a person
13703 wholly ignorant of them is a sort of phenomenon.
13704
13705 When I compare the Greek and Roman republics with these American
13706 States; the manuscript libraries of the former, and their rude
13707 population, with the innumerable journals and the enlightened people of
13708 the latter; when I remember all the attempts which are made to judge
13709 the modern republics by the assistance of those of antiquity, and to
13710 infer what will happen in our time from what took place two thousand
13711 years ago, I am tempted to burn my books, in order to apply none but
13712 novel ideas to so novel a condition of society.
13713
13714 What I have said of New England must not, however, be applied
13715 indistinctly to the whole Union; as we advance towards the West or the
13716 South, the instruction of the people diminishes. In the States which
13717 are adjacent to the Gulf of Mexico, a certain number of individuals may
13718 be found, as in our own countries, who are devoid of the rudiments of
13719 instruction. But there is not a single district in the United States
13720 sunk in complete ignorance; and for a very simple reason: the peoples
13721 of Europe started from the darkness of a barbarous condition, to
13722 advance toward the light of civilization; their progress has been
13723 unequal; some of them have improved apace, whilst others have loitered
13724 in their course, and some have stopped, and are still sleeping upon the
13725 way. *i
13726
13727 i
13728 [ [In the Northern States the number of persons destitute of
13729 instruction is inconsiderable, the largest number being 241,152 in the
13730 State of New York (according to Spaulding’s “Handbook of American
13731 Statistics” for 1874); but in the South no less than 1,516,339 whites
13732 and 2,671,396 colored persons are returned as “illiterate.”]]
13733
13734
13735 Such has not been the case in the United States. The Anglo-Americans
13736 settled in a state of civilization, upon that territory which their
13737 descendants occupy; they had not to begin to learn, and it was
13738 sufficient for them not to forget. Now the children of these same
13739 Americans are the persons who, year by year, transport their dwellings
13740 into the wilds; and with their dwellings their acquired information and
13741 their esteem for knowledge. Education has taught them the utility of
13742 instruction, and has enabled them to transmit that instruction to their
13743 posterity. In the United States society has no infancy, but it is born
13744 in man’s estate.
13745
13746 The Americans never use the word “peasant,” because they have no idea
13747 of the peculiar class which that term denotes; the ignorance of more
13748 remote ages, the simplicity of rural life, and the rusticity of the
13749 villager have not been preserved amongst them; and they are alike
13750 unacquainted with the virtues, the vices, the coarse habits, and the
13751 simple graces of an early stage of civilization. At the extreme borders
13752 of the Confederate States, upon the confines of society and of the
13753 wilderness, a population of bold adventurers have taken up their abode,
13754 who pierce the solitudes of the American woods, and seek a country
13755 there, in order to escape that poverty which awaited them in their
13756 native provinces. As soon as the pioneer arrives upon the spot which is
13757 to serve him for a retreat, he fells a few trees and builds a loghouse.
13758 Nothing can offer a more miserable aspect than these isolated
13759 dwellings. The traveller who approaches one of them towards nightfall,
13760 sees the flicker of the hearth-flame through the chinks in the walls;
13761 and at night, if the wind rises, he hears the roof of boughs shake to
13762 and fro in the midst of the great forest trees. Who would not suppose
13763 that this poor hut is the asylum of rudeness and ignorance? Yet no sort
13764 of comparison can be drawn between the pioneer and the dwelling which
13765 shelters him. Everything about him is primitive and unformed, but he is
13766 himself the result of the labor and the experience of eighteen
13767 centuries. He wears the dress, and he speaks the language of cities; he
13768 is acquainted with the past, curious of the future, and ready for
13769 argument upon the present; he is, in short, a highly civilized being,
13770 who consents, for a time, to inhabit the backwoods, and who penetrates
13771 into the wilds of the New World with the Bible, an axe, and a file of
13772 newspapers.
13773
13774 It is difficult to imagine the incredible rapidity with which public
13775 opinion circulates in the midst of these deserts. *j I do not think
13776 that so much intellectual intercourse takes place in the most
13777 enlightened and populous districts of France. *k It cannot be doubted
13778 that, in the United States, the instruction of the people powerfully
13779 contributes to the support of a democratic republic; and such must
13780 always be the case, I believe, where instruction which awakens the
13781 understanding is not separated from moral education which amends the
13782 heart. But I by no means exaggerate this benefit, and I am still
13783 further from thinking, as so many people do think in Europe, that men
13784 can be instantaneously made citizens by teaching them to read and
13785 write. True information is mainly derived from experience; and if the
13786 Americans had not been gradually accustomed to govern themselves, their
13787 book-learning would not assist them much at the present day.
13788
13789 j
13790 [ I travelled along a portion of the frontier of the United States in a
13791 sort of cart which was termed the mail. We passed, day and night, with
13792 great rapidity along the roads which were scarcely marked out, through
13793 immense forests; when the gloom of the woods became impenetrable the
13794 coachman lighted branches of fir, and we journeyed along by the light
13795 they cast. From time to time we came to a hut in the midst of the
13796 forest, which was a post-office. The mail dropped an enormous bundle of
13797 letters at the door of this isolated dwelling, and we pursued our way
13798 at full gallop, leaving the inhabitants of the neighboring log houses
13799 to send for their share of the treasure.
13800
13801
13802 [When the author visited America the locomotive and the railroad were
13803 scarcely invented, and not yet introduced in the United States. It is
13804 superfluous to point out the immense effect of those inventions in
13805 extending civilization and developing the resources of that vast
13806 continent. In 1831 there were 51 miles of railway in the United States;
13807 in 1872 there were 60,000 miles of railway.]]
13808
13809 k
13810 [ In 1832 each inhabitant of Michigan paid a sum equivalent to 1 fr. 22
13811 cent. (French money) to the post-office revenue, and each inhabitant of
13812 the Floridas paid 1 fr. 5 cent. (See “National Calendar,” 1833, p.
13813 244.) In the same year each inhabitant of the Departement du Nord paid
13814 1 fr. 4 cent. to the revenue of the French post-office. (See the
13815 “Compte rendu de l’administration des Finances,” 1833, p. 623.) Now the
13816 State of Michigan only contained at that time 7 inhabitants per square
13817 league and Florida only 5: the public instruction and the commercial
13818 activity of these districts is inferior to that of most of the States
13819 in the Union, whilst the Departement du Nord, which contains 3,400
13820 inhabitants per square league, is one of the most enlightened and
13821 manufacturing parts of France.]
13822
13823
13824 I have lived a great deal with the people in the United States, and I
13825 cannot express how much I admire their experience and their good sense.
13826 An American should never be allowed to speak of Europe; for he will
13827 then probably display a vast deal of presumption and very foolish
13828 pride. He will take up with those crude and vague notions which are so
13829 useful to the ignorant all over the world. But if you question him
13830 respecting his own country, the cloud which dimmed his intelligence
13831 will immediately disperse; his language will become as clear and as
13832 precise as his thoughts. He will inform you what his rights are, and by
13833 what means he exercises them; he will be able to point out the customs
13834 which obtain in the political world. You will find that he is well
13835 acquainted with the rules of the administration, and that he is
13836 familiar with the mechanism of the laws. The citizen of the United
13837 States does not acquire his practical science and his positive notions
13838 from books; the instruction he has acquired may have prepared him for
13839 receiving those ideas, but it did not furnish them. The American learns
13840 to know the laws by participating in the act of legislation; and he
13841 takes a lesson in the forms of government from governing. The great
13842 work of society is ever going on beneath his eyes, and, as it were,
13843 under his hands.
13844
13845 In the United States politics are the end and aim of education; in
13846 Europe its principal object is to fit men for private life. The
13847 interference of the citizens in public affairs is too rare an
13848 occurrence for it to be anticipated beforehand. Upon casting a glance
13849 over society in the two hemispheres, these differences are indicated
13850 even by its external aspect.
13851
13852 In Europe we frequently introduce the ideas and the habits of private
13853 life into public affairs; and as we pass at once from the domestic
13854 circle to the government of the State, we may frequently be heard to
13855 discuss the great interests of society in the same manner in which we
13856 converse with our friends. The Americans, on the other hand, transfuse
13857 the habits of public life into their manners in private; and in their
13858 country the jury is introduced into the games of schoolboys, and
13859 parliamentary forms are observed in the order of a feast.
13860
13861
13862
13863
13864 2473 ### Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part IV
13865 2474
2475 **Laws Contribute More to the Preservation of the Democratic Republic in the United States Than Physical Circumstances, and Manners Contribute More Than Laws**
13866 2476
13867 The Laws Contribute More To The Maintenance Of The Democratic Republic
13868 In The United States Than The Physical Circumstances Of The Country,
13869 And The Manners More Than The Laws
2477 All American nations share a democratic social state, yet democratic institutions survive only among the Anglo-Americans. Spanish-Americans, though equally favored by physical circumstances, cannot maintain a democratic republic. Mexico, having adopted the United States Constitution, faces the same predicament. Even within the Union, the Anglo-Americans of the West show less capacity for stability than those of the East.
13870 2478
13871 All the nations of America have a democratic state of society—Yet
13872 democratic institutions only subsist amongst the Anglo-Americans—The
13873 Spaniards of South America, equally favored by physical causes as the
13874 Anglo-Americans, unable to maintain a democratic republic—Mexico, which
13875 has adopted the Constitution of the United States, in the same
13876 predicament—The Anglo-Americans of the West less able to maintain it
13877 than those of the East—Reason of these different results.
2479 I have noted that the preservation of democratic institutions in the United States can be attributed to physical circumstances, laws, and manners. By "manners," I refer to the collective moral and intellectual characteristics of a society. Most Europeans, knowing only the first cause, tend to give it a dominant importance it does not possess.
13878 2480
13879 I have remarked that the maintenance of democratic institutions in the
13880 United States is attributable to the circumstances, the laws, and the
13881 manners of that country. *l Most Europeans are only acquainted with the
13882 first of these three causes, and they are apt to give it a
13883 preponderating importance which it does not really possess.
2481 It is true that Anglo-Saxons settled the New World in a state of social equality. Neither nobles nor lower classes were found among them, and professional or birth prejudices were unknown. Because the social condition was democratic, the rule of democracy was established without difficulty. But this circumstance is not unique; almost all transatlantic colonies were founded by people who were equal or became so. Europeans created no functioning aristocracy anywhere in the New World. Democratic institutions prosper nowhere but in the United States.
13884 2482
13885 l
13886 [ I remind the reader of the general signification which I give to the
13887 word “manners,” namely, the moral and intellectual characteristics of
13888 social man taken collectively.]
2483 The American Union has no enemies; it stands in the wilderness like an island. But South American nations were no less isolated, yet they have not been relieved of maintaining standing armies. They war with one another when they have no foreign enemies. Until recently, the Anglo-American democracy was the only one able to maintain itself in peace—a distinction that changed after the Civil War.
13889 2484
2485 The Union offers limitless territory and inexhaustible resources. The pursuit of wealth replaces political ambition, and prosperity cools factionalism. But where can we find more fertile plains, mightier rivers, or richer unexplored lands than South America? Yet South America cannot sustain democratic institutions. If welfare depended solely on remote location and unbounded territory, Spanish-Americans would have no reason to complain. Their situation should envy European nations. Instead, no nations are more miserable.
13890 2486
13891 It is true that the Anglo-Saxons settled in the New World in a state of
13892 social equality; the low-born and the noble were not to be found
13893 amongst them; and professional prejudices were always as entirely
13894 unknown as the prejudices of birth. Thus, as the condition of society
13895 was democratic, the empire of democracy was established without
13896 difficulty. But this circumstance is by no means peculiar to the United
13897 States; almost all the trans-Atlantic colonies were founded by men
13898 equal amongst themselves, or who became so by inhabiting them. In no
13899 one part of the New World have Europeans been able to create an
13900 aristocracy. Nevertheless, democratic institutions prosper nowhere but
13901 in the United States.
2487 Thus physical causes cannot produce North America's results, nor raise South America above European states where conditions often work oppositely. Physical circumstances do not affect national destiny as much as supposed.
13902 2488
13903 The American Union has no enemies to contend with; it stands in the
13904 wilds like an island in the ocean. But the Spaniards of South America
13905 were no less isolated by nature; yet their position has not relieved
13906 them from the charge of standing armies. They make war upon each other
13907 when they have no foreign enemies to oppose; and the Anglo-American
13908 democracy is the only one which has hitherto been able to maintain
13909 itself in peace. *m
2489 I met New Englanders ready to leave comfortable lives for the wilderness. Not far away, in Canada, I found French populations crowded into narrow territory, the same wilderness at hand. While the American emigrant could purchase vast estates with brief labor, the Canadian paid French prices for land. Nature offers the New World's solitude to all Europeans, but they do not always know how to use her gifts. Other American peoples share physical conditions with Anglo-Americans, but lack their laws and manners; consequently they are impoverished. The laws and manners of Anglo-Americans are the effective causes of their greatness and the true subjects of my inquiry.
13910 2490
13911 m
13912 [ [A remark which, since the great Civil War of 1861-65, ceases to be
13913 applicable.]]
2491 I am far from suggesting American laws are perfect; I do not believe they suit all democratic peoples, and some seem dangerous even within the United States. Nevertheless, American legislation as a whole is remarkably suited to the character of the people and the nature of the country. American laws are therefore good and deserve credit for much of democratic government's success. Yet I do not believe they are the primary cause. If laws influence American social happiness more than geography does, their effect is still secondary to that produced by the manners of the people.
13914 2492
2493 The federal laws are undoubtedly the most important part of United States legislation. Mexico, situated as fortunately as the Anglo-American Union, adopted these same laws yet cannot adapt to democratic government. Some other cause must be at work, independent of physical circumstances and specific laws, that allows democracy to rule in the United States.
13915 2494
13916 The territory of the Union presents a boundless field to human
13917 activity, and inexhaustible materials for industry and labor. The
13918 passion of wealth takes the place of ambition, and the warmth of
13919 faction is mitigated by a sense of prosperity. But in what portion of
13920 the globe shall we meet with more fertile plains, with mightier rivers,
13921 or with more unexplored and inexhaustible riches than in South America?
2495 An even more striking proof: almost all Union inhabitants share common ancestry, language, religion, climate, and laws. Why then do such characteristic differences exist? Why does republican government display such vigor, regularity, and mature deliberation in the Eastern states, while in the West society seems ruled by chance, with business conducted through irregularity and feverish excitement suggesting instability?
13922 2496
13923 Nevertheless, South America has been unable to maintain democratic
13924 institutions. If the welfare of nations depended on their being placed
13925 in a remote position, with an unbounded space of habitable territory
13926 before them, the Spaniards of South America would have no reason to
13927 complain of their fate. And although they might enjoy less prosperity
13928 than the inhabitants of the United States, their lot might still be
13929 such as to excite the envy of some nations in Europe. There are,
13930 however, no nations upon the face of the earth more miserable than
13931 those of South America.
2497 Arguments based on geography or legislation do not apply here. We must look to another cause—what could it be except the manners of the people?
13932 2498
13933 Thus, not only are physical causes inadequate to produce results
13934 analogous to those which occur in North America, but they are unable to
13935 raise the population of South America above the level of European
13936 States, where they act in a contrary direction. Physical causes do not,
13937 therefore, affect the destiny of nations so much as has been supposed.
2499 In the East, Anglo-Americans have been accustomed to democratic government longest, adopting habits and ideas most favorable to its survival. Democracy has permeated their customs, opinions, and social interactions; it is found in daily life's details as much as in the laws. In the East, practical education is most advanced, and religion most thoroughly combines with liberty. These habits, opinions, and convictions are precisely what I define as manners.
13938 2500
13939 I have met with men in New England who were on the point of leaving a
13940 country, where they might have remained in easy circumstances, to go to
13941 seek their fortune in the wilds. Not far from that district I found a
13942 French population in Canada, which was closely crowded on a narrow
13943 territory, although the same wilds were at hand; and whilst the
13944 emigrant from the United States purchased an extensive estate with the
13945 earnings of a short term of labor, the Canadian paid as much for land
13946 as he would have done in France. Nature offers the solitudes of the New
13947 World to Europeans; but they are not always acquainted with the means
13948 of turning her gifts to account. Other peoples of America have the same
13949 physical conditions of prosperity as the Anglo-Americans, but without
13950 their laws and their manners; and these peoples are wretched. The laws
13951 and manners of the Anglo-Americans are therefore that efficient cause
13952 of their greatness which is the object of my inquiry.
2501 In the West, many advantages are still missing. Many Americans of the West were born in the woods, and they mix the ideas and customs of savage life with the civilization of their parents. Their passions are more intense, religious morality carries less authority, and convictions are less stable. Citizens exert little control over one another because they hardly know each other. The Western nations display the inexperience and raw habits of a people in its infancy; though made of old elements, their assembly is recent.
13953 2502
13954 I am far from supposing that the American laws are preeminently good in
13955 themselves; I do not hold them to be applicable to all democratic
13956 peoples; and several of them seem to be dangerous, even in the United
13957 States. Nevertheless, it cannot be denied that the American
13958 legislation, taken collectively, is extremely well adapted to the
13959 genius of the people and the nature of the country which it is intended
13960 to govern. The American laws are therefore good, and to them must be
13961 attributed a large portion of the success which attends the government
13962 of democracy in America: but I do not believe them to be the principal
13963 cause of that success; and if they seem to me to have more influence
13964 upon the social happiness of the Americans than the nature of the
13965 country, on the other hand there is reason to believe that their effect
13966 is still inferior to that produced by the manners of the people.
2503 The manners of the people in the United States are the real reason they are the only American nation capable of supporting democratic government. The influence of manners creates the varying degrees of order and prosperity across Anglo-American democracies. In Europe, the effect of geographical position on democratic institutions is greatly exaggerated. Too much importance is attributed to legislation and too little to manners. These three causes—circumstances, laws, and manners—all serve American democracy; but if I were to rank them, physical circumstances are less effective than laws, and laws far less important than manners.
13967 2504
13968 The Federal laws undoubtedly constitute the most important part of the
13969 legislation of the United States. Mexico, which is not less fortunately
13970 situated than the Anglo-American Union, has adopted the same laws, but
13971 is unable to accustom itself to the government of democracy. Some other
13972 cause is therefore at work, independently of those physical
13973 circumstances and peculiar laws which enable the democracy to rule in
13974 the United States.
2505 > **Quote:** "I am convinced that the most advantageous situation and the best possible laws cannot maintain a constitution in spite of the manners of a country; whilst the latter may turn the most unfavorable positions and the worst laws to some advantage."
13975 2506
13976 Another still more striking proof may be adduced. Almost all the
13977 inhabitants of the territory of the Union are the descendants of a
13978 common stock; they speak the same language, they worship God in the
13979 same manner, they are affected by the same physical causes, and they
13980 obey the same laws. Whence, then, do their characteristic differences
13981 arise? Why, in the Eastern States of the Union, does the republican
13982 government display vigor and regularity, and proceed with mature
13983 deliberation? Whence does it derive the wisdom and the durability which
13984 mark its acts, whilst in the Western States, on the contrary, society
13985 seems to be ruled by the powers of chance? There, public business is
13986 conducted with an irregularity and a passionate and feverish
13987 excitement, which does not announce a long or sure duration.
2507 > **Quote:** "The importance of manners is a common truth to which study and experience incessantly direct our attention. It may be regarded as a central point in the range of human observation, and the common termination of all inquiry."
13988 2508
13989 I am no longer comparing the Anglo-American States to foreign nations;
13990 but I am contrasting them with each other, and endeavoring to discover
13991 why they are so unlike. The arguments which are derived from the nature
13992 of the country and the difference of legislation are here all set
13993 aside. Recourse must be had to some other cause; and what other cause
13994 can there be except the manners of the people?
2509 I insist so strongly on this point because if I have failed to make the reader feel the vital influence I attribute to practical experience, habits, and opinions—in short, to manners—on the maintenance of American institutions, then I have failed in the primary objective of my work.
13995 2510
13996 It is in the Eastern States that the Anglo-Americans have been longest
13997 accustomed to the government of democracy, and that they have adopted
13998 the habits and conceived the notions most favorable to its maintenance.
13999 Democracy has gradually penetrated into their customs, their opinions,
14000 and the forms of social intercourse; it is to be found in all the
14001 details of daily life equally as in the laws. In the Eastern States the
14002 instruction and practical education of the people have been most
14003 perfected, and religion has been most thoroughly amalgamated with
14004 liberty. Now these habits, opinions, customs, and convictions are
14005 precisely the constituent elements of that which I have denominated
14006 manners.
2511 **Whether Laws and Manners Are Sufficient to Maintain Democratic Institutions in Other Countries Besides America**
14007 2512
14008 In the Western States, on the contrary, a portion of the same
14009 advantages is still wanting. Many of the Americans of the West were
14010 born in the woods, and they mix the ideas and the customs of savage
14011 life with the civilization of their parents. Their passions are more
14012 intense; their religious morality less authoritative; and their
14013 convictions less secure. The inhabitants exercise no sort of control
14014 over their fellow-citizens, for they are scarcely acquainted with each
14015 other. The nations of the West display, to a certain extent, the
14016 inexperience and the rude habits of a people in its infancy; for
14017 although they are composed of old elements, their assemblage is of
14018 recent date.
2513 If Anglo-Americans moved to Europe, they would be forced to modify their laws. We must distinguish between democratic institutions in general and specific American institutions. One can imagine democratic laws better than, or at least different from, those adopted in America. The American example only proves it is possible to regulate a democracy with the help of manners and legislation.
14019 2514
14020 The manners of the Americans of the United States are, then, the real
14021 cause which renders that people the only one of the American nations
14022 that is able to support a democratic government; and it is the
14023 influence of manners which produces the different degrees of order and
14024 of prosperity that may be distinguished in the several Anglo-American
14025 democracies. Thus the effect which the geographical position of a
14026 country may have upon the duration of democratic institutions is
14027 exaggerated in Europe. Too much importance is attributed to
14028 legislation, too little to manners. These three great causes serve, no
14029 doubt, to regulate and direct the American democracy; but if they were
14030 to be classed in their proper order, I should say that the physical
14031 circumstances are less efficient than the laws, and the laws very
14032 subordinate to the manners of the people. I am convinced that the most
14033 advantageous situation and the best possible laws cannot maintain a
14034 constitution in spite of the manners of a country; whilst the latter
14035 may turn the most unfavorable positions and the worst laws to some
14036 advantage. The importance of manners is a common truth to which study
14037 and experience incessantly direct our attention. It may be regarded as
14038 a central point in the range of human observation, and the common
14039 termination of all inquiry. So seriously do I insist upon this head,
14040 that if I have hitherto failed in making the reader feel the important
14041 influence which I attribute to the practical experience, the habits,
14042 the opinions, in short, to the manners of the Americans, upon the
14043 maintenance of their institutions, I have failed in the principal
14044 object of my work.
2515 I have argued that the success of democratic institutions in the United States is tied more closely to laws and manners than to the nature of the country. But would these same causes produce the same results elsewhere? If geography is no substitute for laws and manners, can laws and manners substitute for geography? We lack necessary data for a complete answer. While other New World peoples can be compared to Anglo-Americans because they share the same physical circumstances, no nations outside America have adopted the same laws and manners without also possessing America's physical advantages. Therefore no perfect standard of comparison exists, and we can only offer an informed opinion.
14045 2516
14046 Whether Laws And Manners Are Sufficient To Maintain Democratic
14047 Institutions In Other Countries Besides America
2517 We must distinguish between the specific institutions of the United States and democratic institutions in general. Considering Europe—its powerful nations, crowded cities, massive armies, and complex politics—I cannot imagine that even the Anglo-Americans, if moved to our hemisphere with their current ideas and manners, could survive without significantly altering their laws.
14048 2518
14049 The Anglo-Americans, if transported into Europe, would be obliged to
14050 modify their laws—Distinction to be made between democratic
14051 institutions and American institutions—Democratic laws may be conceived
14052 better than, or at least different from, those which the American
14053 democracy has adopted—The example of America only proves that it is
14054 possible to regulate democracy by the assistance of manners and
14055 legislation.
2519 However, one can imagine a democratic nation organized differently. It is possible to conceive a government based on the majority's will in which that majority vests an individual or family with executive power to ensure order. A democratic society could exist where national power is more centralized than in the United States; where the people exert less direct influence on public affairs, yet every citizen still possesses rights and participates within his own sphere. My observations lead me to believe such democratic institutions, if introduced prudently and allowed to merge with the habits and opinions of the people, could survive in countries other than America.
14056 2520
14057 I have asserted that the success of democratic institutions in the
14058 United States is more intimately connected with the laws themselves,
14059 and the manners of the people, than with the nature of the country. But
14060 does it follow that the same causes would of themselves produce the
14061 same results, if they were put into operation elsewhere; and if the
14062 country is no adequate substitute for laws and manners, can laws and
14063 manners in their turn prove a substitute for the country? It will
14064 readily be understood that the necessary elements of a reply to this
14065 question are wanting: other peoples are to be found in the New World
14066 besides the Anglo-Americans, and as these people are affected by the
14067 same physical circumstances as the latter, they may fairly be compared
14068 together. But there are no nations out of America which have adopted
14069 the same laws and manners, being destitute of the physical advantages
14070 peculiar to the Anglo-Americans. No standard of comparison therefore
14071 exists, and we can only hazard an opinion upon this subject.
2521 If American laws were the only possible democratic laws, or the most perfect ones imaginable, their success would prove nothing about democracy's viability in less favored countries. But since American laws appear defective in several ways, and since I can imagine others of the same nature, the natural advantages of that country do not prove democratic institutions cannot succeed elsewhere under better laws.
14072 2522
14073 It appears to me, in the first place, that a careful distinction must
14074 be made between the institutions of the United States and democratic
14075 institutions in general. When I reflect upon the state of Europe, its
14076 mighty nations, its populous cities, its formidable armies, and the
14077 complex nature of its politics, I cannot suppose that even the
14078 Anglo-Americans, if they were transported to our hemisphere, with their
14079 ideas, their religion, and their manners, could exist without
14080 considerably altering their laws. But a democratic nation may be
14081 imagined, organized differently from the American people. It is not
14082 impossible to conceive a government really established upon the will of
14083 the majority; but in which the majority, repressing its natural
14084 propensity to equality, should consent, with a view to the order and
14085 the stability of the State, to invest a family or an individual with
14086 all the prerogatives of the executive. A democratic society might
14087 exist, in which the forces of the nation would be more centralized than
14088 they are in the United States; the people would exercise a less direct
14089 and less irresistible influence upon public affairs, and yet every
14090 citizen invested with certain rights would participate, within his
14091 sphere, in the conduct of the government. The observations I made
14092 amongst the Anglo-Americans induce me to believe that democratic
14093 institutions of this kind, prudently introduced into society, so as
14094 gradually to mix with the habits and to be interfused with the opinions
14095 of the people, might subsist in other countries besides America. If the
14096 laws of the United States were the only imaginable democratic laws, or
14097 the most perfect which it is possible to conceive, I should admit that
14098 the success of those institutions affords no proof of the success of
14099 democratic institutions in general, in a country less favored by
14100 natural circumstances. But as the laws of America appear to me to be
14101 defective in several respects, and as I can readily imagine others of
14102 the same general nature, the peculiar advantages of that country do not
14103 prove that democratic institutions cannot succeed in a nation less
14104 favored by circumstances, if ruled by better laws.
2523 If human nature were different in America, or if social conditions created habits and opinions that could not exist in the Old World, then American democracy would tell us nothing about other democracies' future. But if Americans share the same basic tendencies as all democratic nations, and if their legislators had relied solely on geography to keep those tendencies in check, then the prosperity of the United States would be attributable exclusively to physical causes. This would offer no encouragement to other nations who might wish to follow their example without possessing their natural advantages. However, neither assumption is supported by facts.
14105 2524
14106 If human nature were different in America from what it is elsewhere; or
14107 if the social condition of the Americans engendered habits and opinions
14108 amongst them different from those which originate in the same social
14109 condition in the Old World, the American democracies would afford no
14110 means of predicting what may occur in other democracies. If the
14111 Americans displayed the same propensities as all other democratic
14112 nations, and if their legislators had relied upon the nature of the
14113 country and the favor of circumstances to restrain those propensities
14114 within due limits, the prosperity of the United States would be
14115 exclusively attributable to physical causes, and it would afford no
14116 encouragement to a people inclined to imitate their example, without
14117 sharing their natural advantages. But neither of these suppositions is
14118 borne out by facts.
2525 In America, one encounters the same passions found in Europe; some inherent to human nature, others arising from the democratic state of society. In the United States, I observed the restlessness natural when social ranks are nearly equal and advancement chances are the same for everyone. I found democratic envy expressed in a thousand forms. I noticed that the people frequently displayed a perfect blend of ignorance and arrogance in their affairs; from this I inferred that in America, men are prone to the same failings as we are. But examining society more closely, I discovered that Americans made great efforts to counteract these imperfections and correct democracy's natural defects. Their municipal laws seemed a means of confining ambition to a narrow sphere, turning passions that might have devastated the state toward township welfare. American legislators succeeded in pitting the concept of rights against envy; the stability of religion against political fluctuations; the practical experience of the people against their theoretical ignorance; and their firsthand business knowledge against the impatience of their desires.
14119 2526
14120 In America the same passions are to be met with as in Europe; some
14121 originating in human nature, others in the democratic condition of
14122 society. Thus in the United States I found that restlessness of heart
14123 which is natural to men, when all ranks are nearly equal and the
14124 chances of elevation are the same to all. I found the democratic
14125 feeling of envy expressed under a thousand different forms. I remarked
14126 that the people frequently displayed, in the conduct of affairs, a
14127 consummate mixture of ignorance and presumption; and I inferred that in
14128 America, men are liable to the same failings and the same absurdities
14129 as amongst ourselves. But upon examining the state of society more
14130 attentively, I speedily discovered that the Americans had made great
14131 and successful efforts to counteract these imperfections of human
14132 nature, and to correct the natural defects of democracy. Their divers
14133 municipal laws appeared to me to be a means of restraining the ambition
14134 of the citizens within a narrow sphere, and of turning those same
14135 passions which might have worked havoc in the State, to the good of the
14136 township or the parish. The American legislators have succeeded to a
14137 certain extent in opposing the notion of rights to the feelings of
14138 envy; the permanence of the religious world to the continual shifting
14139 of politics; the experience of the people to its theoretical ignorance;
14140 and its practical knowledge of business to the impatience of its
14141 desires.
2527 Americans, then, have not relied on their country's nature to offset dangers originating in their Constitution and political laws. To evils common to all democratic peoples, they applied remedies no one else had considered, and although first to attempt this experiment, they have succeeded.
14142 2528
14143 The Americans, then, have not relied upon the nature of their country
14144 to counterpoise those dangers which originate in their Constitution and
14145 in their political laws. To evils which are common to all democratic
14146 peoples they have applied remedies which none but themselves had ever
14147 thought of before; and although they were the first to make the
14148 experiment, they have succeeded in it.
2529 The social customs and laws of the Americans are not the only ones that might suit a democratic people, but the Americans have shown it would be wrong to despair of regulating democracy with the help of customs and laws. If other nations adopt this general idea from the Americans, without necessarily imitating their specific application; if they attempt to prepare for the social condition that seems Providence's will for this age—and thus escape the despotism or anarchy that threatens them—what reason is there to believe their efforts would not be successful?
14149 2530
14150 The manners and laws of the Americans are not the only ones which may
14151 suit a democratic people; but the Americans have shown that it would be
14152 wrong to despair of regulating democracy by the aid of manners and of
14153 laws. If other nations should borrow this general and pregnant idea
14154 from the Americans, without however intending to imitate them in the
14155 peculiar application which they have made of it; if they should attempt
14156 to fit themselves for that social condition, which it seems to be the
14157 will of Providence to impose upon the generations of this age, and so
14158 to escape from the despotism or the anarchy which threatens them; what
14159 reason is there to suppose that their efforts would not be crowned with
14160 success? The organization and the establishment of democracy in
14161 Christendom is the great political problem of the time. The Americans,
14162 unquestionably, have not resolved this problem, but they furnish useful
14163 data to those who undertake the task.
2531 > **Quote:** "The organization and the establishment of democracy in Christendom is the great political problem of the time."
14164 2532
14165 Importance Of What Precedes With Respect To The State Of Europe
2533 The Americans have not solved this problem, but they provide useful data to those who take on the task.
14166 2534
14167 It may readily be discovered with what intention I undertook the
14168 foregoing inquiries. The question here discussed is interesting not
14169 only to the United States, but to the whole world; it concerns, not a
14170 nation, but all mankind. If those nations whose social condition is
14171 democratic could only remain free as long as they are inhabitants of
14172 the wilds, we could not but despair of the future destiny of the human
14173 race; for democracy is rapidly acquiring a more extended sway, and the
14174 wilds are gradually peopled with men. If it were true that laws and
14175 manners are insufficient to maintain democratic institutions, what
14176 refuge would remain open to the nations, except the despotism of a
14177 single individual? I am aware that there are many worthy persons at the
14178 present time who are not alarmed at this latter alternative, and who
14179 are so tired of liberty as to be glad of repose, far from those storms
14180 by which it is attended. But these individuals are ill acquainted with
14181 the haven towards which they are bound. They are so deluded by their
14182 recollections, as to judge the tendency of absolute power by what it
14183 was formerly, and not by what it might become at the present time.
2535 The intention behind my research is clear. This question concerns not just one nation but all humanity. If democratic nations could remain free only while living in the wilderness, we would have to despair for humanity's future; for democracy is rapidly expanding while the wilderness is being settled. If laws and customs were insufficient to maintain democratic institutions, what refuge would remain except the despotism of a single individual? I know many honorable people today are not alarmed by this alternative; they are so exhausted by liberty's struggle that they would welcome peace far from its storms. But these individuals do not understand the harbor toward which they are headed. They are so misled by memory that they judge absolute power by what it used to be, rather than by what it might become.
14184 2536
14185 If absolute power were re-established amongst the democratic nations of
14186 Europe, I am persuaded that it would assume a new form, and appear
14187 under features unknown to our forefathers. There was a time in Europe
14188 when the laws and the consent of the people had invested princes with
14189 almost unlimited authority; but they scarcely ever availed themselves
14190 of it. I do not speak of the prerogatives of the nobility, of the
14191 authority of supreme courts of justice, of corporations and their
14192 chartered rights, or of provincial privileges, which served to break
14193 the blows of the sovereign authority, and to maintain a spirit of
14194 resistance in the nation. Independently of these political
14195 institutions—which, however opposed they might be to personal liberty,
14196 served to keep alive the love of freedom in the mind of the public, and
14197 which may be esteemed to have been useful in this respect—the manners
14198 and opinions of the nation confined the royal authority within barriers
14199 which were not less powerful, although they were less conspicuous.
14200 Religion, the affections of the people, the benevolence of the prince,
14201 the sense of honor, family pride, provincial prejudices, custom, and
14202 public opinion limited the power of kings, and restrained their
14203 authority within an invisible circle. The constitution of nations was
14204 despotic at that time, but their manners were free. Princes had the
14205 right, but they had neither the means nor the desire, of doing whatever
14206 they pleased.
2537 If absolute power were re-established among Europe's democratic nations, it would take a new form with features unknown to our ancestors. There was a time when law and the people's consent gave princes almost unlimited authority, but they rarely used it. I do not speak of the nobility's prerogatives, the authority of courts, the power of corporations, or provincial privileges—all of which softened sovereign authority and maintained a spirit of resistance. Independent of these political institutions, customs and opinions confined royal authority within barriers no less powerful for being less obvious. Religion, the affections of the people, the benevolence of the prince, the sense of honor, family pride, provincial prejudices, custom, and public opinion limited the power of kings, and restrained their authority within an invisible circle. The constitution of nations was despotic, but their social customs were free. Princes had the right, but they had neither the means nor the desire to do whatever they pleased.
14207 2538
14208 But what now remains of those barriers which formerly arrested the
14209 aggressions of tyranny? Since religion has lost its empire over the
14210 souls of men, the most prominent boundary which divided good from evil
14211 is overthrown; the very elements of the moral world are indeterminate;
14212 the princes and the peoples of the earth are guided by chance, and none
14213 can define the natural limits of despotism and the bounds of license.
14214 Long revolutions have forever destroyed the respect which surrounded
14215 the rulers of the State; and since they have been relieved from the
14216 burden of public esteem, princes may henceforward surrender themselves
14217 without fear to the seductions of arbitrary power.
2539 But what remains of those barriers that formerly stopped tyranny? Since religion has lost its influence over souls, the most prominent boundary dividing good from evil has been torn down; the moral world's foundations are now uncertain. The rulers and peoples of the earth are guided by chance, and no one can define despotism's natural limits or license's boundaries. Long revolutions have destroyed the respect that once surrounded state leaders; relieved of public esteem's burden, rulers may now surrender themselves without fear to arbitrary power's temptations.
14218 2540
14219 When kings find that the hearts of their subjects are turned towards
14220 them, they are clement, because they are conscious of their strength,
14221 and they are chary of the affection of their people, because the
14222 affection of their people is the bulwark of the throne. A mutual
14223 interchange of good-will then takes place between the prince and the
14224 people, which resembles the gracious intercourse of domestic society.
14225 The subjects may murmur at the sovereign’s decree, but they are grieved
14226 to displease him; and the sovereign chastises his subjects with the
14227 light hand of parental affection.
2541 When kings feel their subjects' hearts are with them, they are merciful because they are confident in their strength; they maintain the people's affection because it safeguards the throne. A mutual exchange of goodwill occurs between ruler and people, resembling gracious family interactions. Subjects may grumble at decrees but are pained to displease the sovereign; the sovereign punishes with parental affection's gentle hand.
14228 2542
14229 But when once the spell of royalty is broken in the tumult of
14230 revolution; when successive monarchs have crossed the throne, so as
14231 alternately to display to the people the weakness of their right and
14232 the harshness of their power, the sovereign is no longer regarded by
14233 any as the Father of the State, and he is feared by all as its master.
14234 If he be weak, he is despised; if he be strong, he is detested. He
14235 himself is full of animosity and alarm; he finds that he is as a
14236 stranger in his own country, and he treats his subjects like conquered
14237 enemies.
2543 But once royalty's spell is broken in revolution's chaos; when successive monarchs have shown only their right's weakness and their power's harshness, the sovereign is no longer seen as Father of the State but feared by all as its master. If weak, he is despised; if strong, detested. He himself is filled with resentment and alarm; he feels a stranger in his own country and treats his subjects like conquered enemies.
14238 2544
14239 When the provinces and the towns formed so many different nations in
14240 the midst of their common country, each of them had a will of its own,
14241 which was opposed to the general spirit of subjection; but now that all
14242 the parts of the same empire, after having lost their immunities, their
14243 customs, their prejudices, their traditions, and their names, are
14244 subjected and accustomed to the same laws, it is not more difficult to
14245 oppress them collectively than it was formerly to oppress them singly.
2545 When provinces and towns formed distinct communities, each had a will opposing general subjection. But now that all empire parts have lost their immunities, customs, prejudices, traditions, even their names, and are accustomed to the same laws, it is no more difficult to oppress them all at once than formerly to oppress them individually. While nobles held power, aristocratic honor gave extraordinary strength to personal opposition. They provided examples of men who, despite lacking political power, held high opinions of their personal worth and dared challenge public authority single-handedly. But today, when all ranks blend, when the individual disappears into the crowd and is easily lost in general obscurity; when monarchy's honor has lost influence without being replaced by public virtue, and when nothing enables a man to rise above himself—who can say where power's demands and weakness's submissiveness will stop?
14246 2546
14247 Whilst the nobles enjoyed their power, and indeed long after that power
14248 was lost, the honor of aristocracy conferred an extraordinary degree of
14249 force upon their personal opposition. They afford instances of men who,
14250 notwithstanding their weakness, still entertained a high opinion of
14251 their personal value, and dared to cope single-handed with the efforts
14252 of the public authority. But at the present day, when all ranks are
14253 more and more confounded, when the individual disappears in the throng,
14254 and is easily lost in the midst of a common obscurity, when the honor
14255 of monarchy has almost lost its empire without being succeeded by
14256 public virtue, and when nothing can enable man to rise above himself,
14257 who shall say at what point the exigencies of power and the servility
14258 of weakness will stop?
2547 As long as family loyalty lived, oppression's opponent was never alone; he could find supporters, hereditary friends, relatives. If this support lacked, he was sustained by ancestors' memory and concern for descendants. But when family estates are divided and a few years erase lineage distinctions, where is family loyalty found? What force can country customs have that have changed and constantly change; where every tyrannical act has precedent and every crime an example; where nothing is so old that age saves it from destruction, and nothing so unprecedented that novelty prevents it? What resistance can flexible social customs offer that have already yielded many times? What strength can public opinion retain when no twenty people share a common bond; when not a man, family, corporation, class, or free institution can represent or exert that opinion; and when every citizen—equally weak, poor, and dependent—has only personal helplessness to oppose government's organized force?
14259 2548
14260 As long as family feeling was kept alive, the antagonist of oppression
14261 was never alone; he looked about him, and found his clients, his
14262 hereditary friends, and his kinsfolk. If this support was wanting, he
14263 was sustained by his ancestors and animated by his posterity. But when
14264 patrimonial estates are divided, and when a few years suffice to
14265 confound the distinctions of a race, where can family feeling be found?
14266 What force can there be in the customs of a country which has changed
14267 and is still perpetually changing its aspect; in which every act of
14268 tyranny has a precedent, and every crime an example; in which there is
14269 nothing so old that its antiquity can save it from destruction, and
14270 nothing so unparalleled that its novelty can prevent it from being
14271 done? What resistance can be offered by manners of so pliant a make
14272 that they have already often yielded? What strength can even public
14273 opinion have retained, when no twenty persons are connected by a common
14274 tie; when not a man, nor a family, nor chartered corporation, nor
14275 class, nor free institution, has the power of representing or exerting
14276 that opinion; and when every citizen—being equally weak, equally poor,
14277 and equally dependent—has only his personal impotence to oppose to the
14278 organized force of the government?
2549 France's history offers nothing comparable to the condition into which the country might be thrown. It may be more accurately compared to ancient times, those hideous eras of Roman oppression when customs were corrupted, traditions erased, habits destroyed, opinions shaken. In those times, freedom, driven from laws, found no refuge; nothing protected citizens, and citizens no longer protected themselves. Human nature was princes' plaything; they exhausted Heaven's mercy before exhausting subjects' patience. Those hoping to revive Henry IV or Louis XIV's monarchy appear mentally blind. Considering several European nations' current state—the condition toward which all others move—I am led to believe:
14279 2550
14280 The annals of France furnish nothing analogous to the condition in
14281 which that country might then be thrown. But it may more aptly be
14282 assimilated to the times of old, and to those hideous eras of Roman
14283 oppression, when the manners of the people were corrupted, their
14284 traditions obliterated, their habits destroyed, their opinions shaken,
14285 and freedom, expelled from the laws, could find no refuge in the land;
14286 when nothing protected the citizens, and the citizens no longer
14287 protected themselves; when human nature was the sport of man, and
14288 princes wearied out the clemency of Heaven before they exhausted the
14289 patience of their subjects. Those who hope to revive the monarchy of
14290 Henry IV or of Louis XIV, appear to me to be afflicted with mental
14291 blindness; and when I consider the present condition of several
14292 European nations—a condition to which all the others tend—I am led to
14293 believe that they will soon be left with no other alternative than
14294 democratic liberty, or the tyranny of the Caesars. *n
2551 > **Quote:** "They will soon be left with no other alternative than democratic liberty, or the tyranny of the Caesars."
14295 2552
14296 n
14297 [ [This prediction of the return of France to imperial despotism, and
14298 of the true character of that despotic power, was written in 1832, and
14299 realized to the letter in 1852.]]
2553 [[This prediction of France's return to imperial despotism, and of the true character of that despotic power, was written in 1832 and realized to the letter in 1852.]]
14300 2554
2555 Indeed, consider whether men are to be entirely empowered or entirely enslaved; whether their rights are made equal or taken away completely. If society's leaders were forced either to gradually raise the masses to their own level or sink all citizens below humanity's level, would not many doubts be resolved, consciences healed, and the community prepared to make great sacrifices without much difficulty? In that case, democratic customs and institutions' gradual growth should be seen not as the best but as the only means of preserving freedom. Even without liking democratic government, it might be adopted as the most practical and fairest remedy for society's current ills.
14301 2556
14302 And indeed it is deserving of consideration, whether men are to be
14303 entirely emancipated or entirely enslaved; whether their rights are to
14304 be made equal, or wholly taken away from them. If the rulers of society
14305 were reduced either gradually to raise the crowd to their own level, or
14306 to sink the citizens below that of humanity, would not the doubts of
14307 many be resolved, the consciences of many be healed, and the community
14308 prepared to make great sacrifices with little difficulty? In that case,
14309 the gradual growth of democratic manners and institutions should be
14310 regarded, not as the best, but as the only means of preserving freedom;
14311 and without liking the government of democracy, it might be adopted as
14312 the most applicable and the fairest remedy for the present ills of
14313 society.
2557 It is difficult to involve a people in government, but even more difficult to provide the experience and sentiments needed to govern well. I admit democracy's whims are constant, its methods crude, its laws imperfect. But if soon no middle ground will exist between democracy's rule and an individual's absolute power, should we not lean toward the former rather than voluntarily submit to the latter?
14314 2558
14315 It is difficult to associate a people in the work of government; but it
14316 is still more difficult to supply it with experience, and to inspire it
14317 with the feelings which it requires in order to govern well. I grant
14318 that the caprices of democracy are perpetual; its instruments are rude;
14319 its laws imperfect. But if it were true that soon no just medium would
14320 exist between the empire of democracy and the dominion of a single arm,
14321 should we not rather incline towards the former than submit voluntarily
14322 to the latter? And if complete equality be our fate, is it not better
14323 to be levelled by free institutions than by despotic power?
2559 > **Quote:** "If complete equality be our fate, is it not better to be levelled by free institutions than by despotic power?"
14324 2560
14325 Those who, after having read this book, should imagine that my
14326 intention in writing it has been to propose the laws and manners of the
14327 Anglo-Americans for the imitation of all democratic peoples, would
14328 commit a very great mistake; they must have paid more attention to the
14329 form than to the substance of my ideas. My aim has been to show, by the
14330 example of America, that laws, and especially manners, may exist which
14331 will allow a democratic people to remain free. But I am very far from
14332 thinking that we ought to follow the example of the American democracy,
14333 and copy the means which it has employed to attain its ends; for I am
14334 well aware of the influence which the nature of a country and its
14335 political precedents exercise upon a constitution; and I should regard
14336 it as a great misfortune for mankind if liberty were to exist all over
14337 the world under the same forms.
2561 Anyone who, after reading this book, imagines my intention has been to propose Anglo-American laws and customs as a model for all democratic peoples to imitate, would make a great mistake; they would attend more to form than to my ideas' substance. My aim has been to show, through America's example, that laws—and especially customs—can allow a democratic people to remain free. I am far from thinking we ought to follow the American democracy's example and copy the exact means it used to achieve its ends. I know well a country's nature and political history influence its constitution, and I would consider it a great misfortune for humanity if liberty existed throughout the world in the same form.
14338 2562
14339 But I am of opinion that if we do not succeed in gradually introducing
14340 democratic institutions into France, and if we despair of imparting to
14341 the citizens those ideas and sentiments which first prepare them for
14342 freedom, and afterwards allow them to enjoy it, there will be no
14343 independence at all, either for the middling classes or the nobility,
14344 for the poor or for the rich, but an equal tyranny over all; and I
14345 foresee that if the peaceable empire of the majority be not founded
14346 amongst us in time, we shall sooner or later arrive at the unlimited
14347 authority of a single despot.
2563 If we do not succeed in gradually introducing democratic institutions into France, and if we despair of giving citizens those ideas and sentiments which first prepare them for freedom and then allow them to enjoy it, there will be no independence at all—not for middle class or nobility, not for poor or rich—but only equal tyranny over everyone.
14348 2564
2565 > **Quote:** "I foresee that if the peaceable empire of the majority be not founded amongst us in time, we shall sooner or later arrive at the unlimited authority of a single despot."
14349 2566
14350 2567 ## Chapter XVIII: Future Condition Of Three Races In The United States
14351 2568
14352 ### Chapter XVIII: Future Condition Of Three Races In The United States—Part I
14353 2569
14354 2570
14355 The Present And Probable Future Condition Of The Three Races Which
14356 Inhabit The Territory Of The United States
2571 ### Chapter XVIII: Future Condition Of Three Races In The United States—Part I
14357 2572
14358 The principal part of the task which I had imposed upon myself is now
14359 performed. I have shown, as far as I was able, the laws and the manners
14360 of the American democracy. Here I might stop; but the reader would
14361 perhaps feel that I had not satisfied his expectations.
2573 I have completed my primary task of describing the laws and customs of American democracy. Here I might stop, but the reader would perhaps feel that I had not satisfied his expectations if I failed to address what I have only mentioned in passing: the place of Indians and Negroes within this democratic population, and the future of the Union itself.
14362 2574
14363 The absolute supremacy of democracy is not all that we meet with in
14364 America; the inhabitants of the New World may be considered from more
14365 than one point of view. In the course of this work my subject has often
14366 led me to speak of the Indians and the Negroes; but I have never been
14367 able to stop in order to show what place these two races occupy in the
14368 midst of the democratic people whom I was engaged in describing. I have
14369 mentioned in what spirit, and according to what laws, the
14370 Anglo-American Union was formed; but I could only glance at the dangers
14371 which menace that confederation, whilst it was equally impossible for
14372 me to give a detailed account of its chances of duration, independently
14373 of its laws and manners. When speaking of the united republican States,
14374 I hazarded no conjectures upon the permanence of republican forms in
14375 the New World, and when making frequent allusion to the commercial
14376 activity which reigns in the Union, I was unable to inquire into the
14377 future condition of the Americans as a commercial people.
2575 The territory claimed by the American Union stretches from Atlantic to Pacific, from the tropics to the ice. Its inhabitants are not, as in Europe, branches of one stock. Three naturally distinct—and almost hostile—races are visible, separated by insurmountable barriers of education, law, origin, and physical characteristics. Fortune has brought them together, but they do not merge; each fulfills its destiny separately.
14378 2576
14379 These topics are collaterally connected with my subject without forming
14380 a part of it; they are American without being democratic; and to
14381 portray democracy has been my principal aim. It was therefore necessary
14382 to postpone these questions, which I now take up as the proper
14383 termination of my work.
2577 The white or European is the man pre-eminent; superior in intelligence, power, and enjoyment. In subordinate grades are the Negro and the Indian, who share nothing but their misfortunes. Both occupy an inferior position; both suffer tyranny, though differently inflicted.
14384 2578
14385 The territory now occupied or claimed by the American Union spreads
14386 from the shores of the Atlantic to those of the Pacific Ocean. On the
14387 east and west its limits are those of the continent itself. On the
14388 south it advances nearly to the tropic, and it extends upwards to the
14389 icy regions of the North. The human beings who are scattered over this
14390 space do not form, as in Europe, so many branches of the same stock.
14391 Three races, naturally distinct, and, I might almost say, hostile to
14392 each other, are discoverable amongst them at the first glance. Almost
14393 insurmountable barriers had been raised between them by education and
14394 by law, as well as by their origin and outward characteristics; but
14395 fortune has brought them together on the same soil, where, although
14396 they are mixed, they do not amalgamate, and each race fulfils its
14397 destiny apart.
2579 The European is to other races what man is to animals: he makes them serve his ends, and when he cannot subdue them, he destroys them. Oppression stripped the African of nearly all human privileges. The Negro has lost memory of his homeland; his ancestors' language is never heard, their religion and customs forgotten. He remains halfway between two communities: sold by one, repulsed by the other; finding not a spot in the universe to call by the name of country, except the faint image of a home which the shelter of his master’s roof affords.
14398 2580
14399 Amongst these widely differing families of men, the first which
14400 attracts attention, the superior in intelligence, in power and in
14401 enjoyment, is the white or European, the man pre-eminent; and in
14402 subordinate grades, the negro and the Indian. These two unhappy races
14403 have nothing in common; neither birth, nor features, nor language, nor
14404 habits. Their only resemblance lies in their misfortunes. Both of them
14405 occupy an inferior rank in the country they inhabit; both suffer from
14406 tyranny; and if their wrongs are not the same, they originate, at any
14407 rate, with the same authors.
2581 He has no family; a woman is merely the temporary companion of his pleasures, and his children are equal to him from birth. Violence made him a slave, and habit gives him the thoughts and desires of a slave. He admires his tyrants more than he hates them; his intellect degrades with his spirit. He enters slavery at birth, indeed may be purchased in the womb. Lacking needs and enjoyments, he learns he is another's property, that his life's care is not his responsibility. Should he become free, independence often proves a heavier burden than slavery. He has learned to submit to everything except reason, yet is too unfamiliar with reason's guidance to obey it. Unfamiliar desires beset him, but he lacks knowledge and energy to resist them.
14408 2582
14409 If we reasoned from what passes in the world, we should almost say that
14410 the European is to the other races of mankind, what man is to the lower
14411 animals;—he makes them subservient to his use; and when he cannot
14412 subdue, he destroys them. Oppression has, at one stroke, deprived the
14413 descendants of the Africans of almost all the privileges of humanity.
14414 The negro of the United States has lost all remembrance of his country;
14415 the language which his forefathers spoke is never heard around him; he
14416 abjured their religion and forgot their customs when he ceased to
14417 belong to Africa, without acquiring any claim to European privileges.
14418 But he remains half way between the two communities; sold by the one,
14419 repulsed by the other; finding not a spot in the universe to call by
14420 the name of country, except the faint image of a home which the shelter
14421 of his master’s roof affords.
2583 > **Quote:** "In short, he sinks to such a depth of wretchedness, that while servitude brutalizes, liberty destroys him."
14422 2584
14423 The negro has no family; woman is merely the temporary companion of his
14424 pleasures, and his children are upon an equality with himself from the
14425 moment of their birth. Am I to call it a proof of God’s mercy or a
14426 visitation of his wrath, that man in certain states appears to be
14427 insensible to his extreme wretchedness, and almost affects, with a
14428 depraved taste, the cause of his misfortunes? The negro, who is plunged
14429 in this abyss of evils, scarcely feels his own calamitous situation.
14430 Violence made him a slave, and the habit of servitude gives him the
14431 thoughts and desires of a slave; he admires his tyrants more than he
14432 hates them, and finds his joy and his pride in the servile imitation of
14433 those who oppress him: his understanding is degraded to the level of
14434 his soul.
2585 Oppression has been no less fatal to the Indian, but differently. Before whites arrived, North American inhabitants lived quietly in forests. Europeans scattered the tribes and condemned them to a wandering life of unspeakable suffering.
14435 2586
14436 The negro enters upon slavery as soon as he is born: nay, he may have
14437 been purchased in the womb, and have begun his slavery before he began
14438 his existence. Equally devoid of wants and of enjoyment, and useless to
14439 himself, he learns, with his first notions of existence, that he is the
14440 property of another, who has an interest in preserving his life, and
14441 that the care of it does not devolve upon himself; even the power of
14442 thought appears to him a useless gift of Providence, and he quietly
14443 enjoys the privileges of his debasement. If he becomes free,
14444 independence is often felt by him to be a heavier burden than slavery;
14445 for having learned, in the course of his life, to submit to everything
14446 except reason, he is too much unacquainted with her dictates to obey
14447 them. A thousand new desires beset him, and he is destitute of the
14448 knowledge and energy necessary to resist them: these are masters which
14449 it is necessary to contend with, and he has learnt only to submit and
14450 obey. In short, he sinks to such a depth of wretchedness, that while
14451 servitude brutalizes, liberty destroys him.
2587 Tribal nations are controlled only by public opinion and custom. When Indians lost attachment to their land; when families scattered, traditions obscured, and memories broken; when habits changed and needs increased beyond measure, European tyranny left them more disordered and less civilized than before. Their condition grew steadily worse; they became more barbaric as they became more miserable. Yet Europeans never made them submit to civilized society's rules.
14452 2588
14453 Oppression has been no less fatal to the Indian than to the negro race,
14454 but its effects are different. Before the arrival of white men in the
14455 New World, the inhabitants of North America lived quietly in their
14456 woods, enduring the vicissitudes and practising the virtues and vices
14457 common to savage nations. The Europeans, having dispersed the Indian
14458 tribes and driven them into the deserts, condemned them to a wandering
14459 life full of inexpressible sufferings.
2589 The Negro's fate is at the extreme limit of servitude, the Indian's at the furthest edge of liberty. The savage is his own master as soon as he can act; parental authority is barely known. He has never bent his will to another, nor learned the difference between voluntary obedience and shameful subjection. The concept of law is unknown. To be free means to escape all society's shackles. He delights in this untamed independence and would rather perish than sacrifice it, so civilization has little power over him.
14460 2590
14461 Savage nations are only controlled by opinion and by custom. When the
14462 North American Indians had lost the sentiment of attachment to their
14463 country; when their families were dispersed, their traditions obscured,
14464 and the chain of their recollections broken; when all their habits were
14465 changed, and their wants increased beyond measure, European tyranny
14466 rendered them more disorderly and less civilized than they were before.
14467 The moral and physical condition of these tribes continually grew
14468 worse, and they became more barbarous as they became more wretched.
14469 Nevertheless, the Europeans have not been able to metamorphose the
14470 character of the Indians; and though they have had power to destroy
14471 them, they have never been able to make them submit to the rules of
14472 civilized society.
2591 The Negro makes fruitless efforts to integrate among those who reject him; he adopts his oppressors' tastes and opinions. Having been told his race is naturally inferior, he is ashamed of his own nature and would rid himself of his identity if he could.
14473 2592
14474 The lot of the negro is placed on the extreme limit of servitude, while
14475 that of the Indian lies on the uttermost verge of liberty; and slavery
14476 does not produce more fatal effects upon the first, than independence
14477 upon the second. The negro has lost all property in his own person, and
14478 he cannot dispose of his existence without committing a sort of fraud:
14479 but the savage is his own master as soon as he is able to act; parental
14480 authority is scarcely known to him; he has never bent his will to that
14481 of any of his kind, nor learned the difference between voluntary
14482 obedience and a shameful subjection; and the very name of law is
14483 unknown to him. To be free, with him, signifies to escape from all the
14484 shackles of society. As he delights in this barbarous independence, and
14485 would rather perish than sacrifice the least part of it, civilization
14486 has little power over him.
2593 The Indian's imagination is filled with his origin's supposed nobility. Far from adapting to our habits, he loves his wild life as his race's defining mark and rejects civilization—perhaps less from hatred than from fear of resembling Europeans. For two hundred years, wandering tribes have had daily white contact without adopting a single custom. Europeans have only made them more reckless, not more European.
14487 2594
14488 The negro makes a thousand fruitless efforts to insinuate himself
14489 amongst men who repulse him; he conforms to the tastes of his
14490 oppressors, adopts their opinions, and hopes by imitating them to form
14491 a part of their community. Having been told from infancy that his race
14492 is naturally inferior to that of the whites, he assents to the
14493 proposition and is ashamed of his own nature. In each of his features
14494 he discovers a trace of slavery, and, if it were in his power, he would
14495 willingly rid himself of everything that makes him what he is.
2595 In summer 1831, near Green Bay, I met an American officer, Major H., who told me of a young Indian educated at a New England college. When war broke out in 1810, he returned to lead his tribe's warriors. After a battle, he sat by the Major's fire, recounted his exploits, then opened his coat and said, "You must not betray me—see here!" Between his body and shirt lay a bloody English scalp, still dripping.
14496 2596
14497 The Indian, on the contrary, has his imagination inflated with the
14498 pretended nobility of his origin, and lives and dies in the midst of
14499 these dreams of pride. Far from desiring to conform his habits to ours,
14500 he loves his savage life as the distinguishing mark of his race, and he
14501 repels every advance to civilization, less perhaps from the hatred
14502 which he entertains for it, than from a dread of resembling the
14503 Europeans. *a While he has nothing to oppose to our perfection in the
14504 arts but the resources of the desert, to our tactics nothing but
14505 undisciplined courage; whilst our well-digested plans are met by the
14506 spontaneous instincts of savage life, who can wonder if he fails in
14507 this unequal contest?
2597 > **Quote:** "The servility of the one dooms him to slavery, the pride of the other to death."
14508 2598
14509 a
14510 [ The native of North America retains his opinions and the most
14511 insignificant of his habits with a degree of tenacity which has no
14512 parallel in history. For more than two hundred years the wandering
14513 tribes of North America have had daily intercourse with the whites, and
14514 they have never derived from them either a custom or an idea. Yet the
14515 Europeans have exercised a powerful influence over the savages: they
14516 have made them more licentious, but not more European. In the summer of
14517 1831 I happened to be beyond Lake Michigan, at a place called Green
14518 Bay, which serves as the extreme frontier between the United States and
14519 the Indians on the north-western side. Here I became acquainted with an
14520 American officer, Major H., who, after talking to me at length on the
14521 inflexibility of the Indian character, related the following fact:—“I
14522 formerly knew a young Indian,” said he, “who had been educated at a
14523 college in New England, where he had greatly distinguished himself, and
14524 had acquired the external appearance of a member of civilized society.
14525 When the war broke out between ourselves and the English in 1810, I saw
14526 this young man again; he was serving in our army, at the head of the
14527 warriors of his tribe, for the Indians were admitted amongst the ranks
14528 of the Americans, upon condition that they would abstain from their
14529 horrible custom of scalping their victims. On the evening of the battle
14530 of . . ., C. came and sat himself down by the fire of our bivouac. I
14531 asked him what had been his fortune that day: he related his exploits;
14532 and growing warm and animated by the recollection of them, he concluded
14533 by suddenly opening the breast of his coat, saying, ‘You must not
14534 betray me—see here!’ And I actually beheld,” said the Major, “between
14535 his body and his shirt, the skin and hair of an English head, still
14536 dripping with gore.”]
2599 I remember traveling through Alabama's forests and stopping by a spring near a pioneer's log house. An Indian woman appeared, followed by a Negro woman holding a white girl of five or six. The Indian wore metal rings in her nostrils and ears; her hair, adorned with glass beads, fell loosely. She was unmarried, still wearing the shell necklace a bride sets aside. The Negro was clad in squalid European garments.
14537 2600
2601 They all three seated themselves upon the banks of the fountain; the young Indian took the child in her arms with maternal affection, while the Negro endeavored by various little artifices to attract the attention of the young Creole. The child displayed a sense of superiority strange in one so young, receiving attentions with condescension. The Negro sat before her mistress, torn between affection and servile fear. Even in tenderness, the Indian displayed an almost fierce freedom and pride.
14538 2602
14539 The negro, who earnestly desires to mingle his race with that of the
14540 European, cannot effect if; while the Indian, who might succeed to a
14541 certain extent, disdains to make the attempt. The servility of the one
14542 dooms him to slavery, the pride of the other to death.
2603 I approached silently, but my curiosity displeased the Indian. She rose, pushed the child roughly away, gave me an angry look, and vanished. I had often seen these three races together, but this scene was uniquely touching. Affection united oppressors and oppressed, yet the natural effort to bring them together only made the distance created by prejudice and law more striking.
14543 2604
14544 I remember that while I was travelling through the forests which still
14545 cover the State of Alabama, I arrived one day at the log house of a
14546 pioneer. I did not wish to penetrate into the dwelling of the American,
14547 but retired to rest myself for a while on the margin of a spring, which
14548 was not far off, in the woods. While I was in this place (which was in
14549 the neighborhood of the Creek territory), an Indian woman appeared,
14550 followed by a negress, and holding by the hand a little white girl of
14551 five or six years old, whom I took to be the daughter of the pioneer. A
14552 sort of barbarous luxury set off the costume of the Indian; rings of
14553 metal were hanging from her nostrils and ears; her hair, which was
14554 adorned with glass beads, fell loosely upon her shoulders; and I saw
14555 that she was not married, for she still wore that necklace of shells
14556 which the bride always deposits on the nuptial couch. The negress was
14557 clad in squalid European garments. They all three came and seated
14558 themselves upon the banks of the fountain; and the young Indian, taking
14559 the child in her arms, lavished upon her such fond caresses as mothers
14560 give; while the negress endeavored by various little artifices to
14561 attract the attention of the young Creole.
2605 The Present and Probable Future Condition of the Indian Tribes Inhabiting the Territory Possessed by the Union
14562 2606
14563 The child displayed in her slightest gestures a consciousness of
14564 superiority which formed a strange contrast with her infantine
14565 weakness; as if she received the attentions of her companions with a
14566 sort of condescension. The negress was seated on the ground before her
14567 mistress, watching her smallest desires, and apparently divided between
14568 strong affection for the child and servile fear; whilst the savage
14569 displayed, in the midst of her tenderness, an air of freedom and of
14570 pride which was almost ferocious. I had approached the group, and I
14571 contemplated them in silence; but my curiosity was probably displeasing
14572 to the Indian woman, for she suddenly rose, pushed the child roughly
14573 from her, and giving me an angry look plunged into the thicket. I had
14574 often chanced to see individuals met together in the same place, who
14575 belonged to the three races of men which people North America. I had
14576 perceived from many different results the preponderance of the whites.
14577 But in the picture which I have just been describing there was
14578 something peculiarly touching; a bond of affection here united the
14579 oppressors with the oppressed, and the effort of nature to bring them
14580 together rendered still more striking the immense distance placed
14581 between them by prejudice and by law.
2607 The gradual disappearance of the native tribes—The manner in which it takes place—The miseries accompanying forced migrations—The savages had only two escapes: war or civilization—They can no longer wage war—Why they refused civilization when able, and cannot now that they desire it—The Creeks and Cherokees—State and federal policy.
14582 2608
14583 The Present And Probable Future Condition Of The Indian Tribes Which
14584 Inhabit The Territory Possessed By The Union
2609 The Narragansetts, Mohicans, Pequots of New England—gone except in memory. The Lenapes who welcomed William Penn—disappeared. I myself met the last Iroquois, begging for alms. Once covering the coast, these tribes now require traveling three hundred miles inland to find traces.
14585 2610
14586 Gradual disappearance of the native tribes—Manner in which it takes
14587 place—Miseries accompanying the forced migrations of the Indians—The
14588 savages of North America had only two ways of escaping destruction; war
14589 or civilization—They are no longer able to make war—Reasons why they
14590 refused to become civilized when it was in their power, and why they
14591 cannot become so now that they desire it—Instance of the Creeks and
14592 Cherokees—Policy of the particular States towards these Indians—Policy
14593 of the Federal Government.
2611 These tribes are being destroyed as they retreat, and a vast population takes their place.
14594 2612
14595 None of the Indian tribes which formerly inhabited the territory of New
14596 England—the Naragansetts, the Mohicans, the Pecots—have any existence
14597 but in the recollection of man. The Lenapes, who received William Penn,
14598 a hundred and fifty years ago, upon the banks of the Delaware, have
14599 disappeared; and I myself met with the last of the Iroquois, who were
14600 begging alms. The nations I have mentioned formerly covered the country
14601 to the sea-coast; but a traveller at the present day must penetrate
14602 more than a hundred leagues into the interior of the continent to find
14603 an Indian. Not only have these wild tribes receded, but they are
14604 destroyed; *b and as they give way or perish, an immense and increasing
14605 people fills their place. There is no instance upon record of so
14606 prodigious a growth, or so rapid a destruction: the manner in which the
14607 latter change takes place is not difficult to describe.
2613 > **Quote:** "There is no instance upon record of so prodigious a growth, or so rapid a destruction."
14608 2614
14609 b
14610 [ In the thirteen original States there are only 6,273 Indians
14611 remaining. (See Legislative Documents, 20th Congress, No. 117, p. 90.)
14612 [The decrease in now far greater, and is verging on extinction. See
14613 page 360 of this volume.]]
2615 The mechanism is clear. In the thirteen original States, the Indian population had dwindled to fewer than seven thousand by 1829, and has since plummeted toward extinction.
14614 2616
2617 When Indians were the wilderness's sole inhabitants, their needs were few. They manufactured weapons, drank from brooks, wore animal skins. Europeans introduced firearms, alcohol, and iron; taught them to trade furs for manufactured fabrics. Having acquired new tastes without skills to satisfy them, they relied on European industry. Hunting became necessary not just for survival, but to obtain trade goods. As needs increased, resources diminished.
14615 2618
14616 When the Indians were the sole inhabitants of the wilds from whence
14617 they have since been expelled, their wants were few. Their arms were of
14618 their own manufacture, their only drink was the water of the brook, and
14619 their clothes consisted of the skins of animals, whose flesh furnished
14620 them with food.
2619 By 1829, government reports noted Indians could no longer provide for themselves without civilized goods. While remote tribes beyond the Mississippi still follow the buffalo, those herds constantly retreat. Smaller game now requires guns and traps. Among Northwestern tribes, feeding a family is exhausting. A hunter may spend days without success while his family starves. Indians will not live as Europeans, yet can no longer survive without them, nor live as their ancestors did. When the American government banned all trade with a Lake Superior tribe, they surrendered criminals immediately.
14621 2620
14622 The Europeans introduced amongst the savages of North America
14623 fire-arms, ardent spirits, and iron: they taught them to exchange for
14624 manufactured stuffs, the rough garments which had previously satisfied
14625 their untutored simplicity. Having acquired new tastes, without the
14626 arts by which they could be gratified, the Indians were obliged to have
14627 recourse to the workmanship of the whites; but in return for their
14628 productions the savage had nothing to offer except the rich furs which
14629 still abounded in his woods. Hence the chase became necessary, not
14630 merely to provide for his subsistence, but in order to procure the only
14631 objects of barter which he could furnish to Europe. *c Whilst the wants
14632 of the natives were thus increasing, their resources continued to
14633 diminish.
2621 From the moment European settlement nears Indian territory, wildlife takes alarm. Nomadic hunters never disturbed game, but the steady noise of European labor sends animals fleeing west. The buffalo that once approached the Alleghanies are now rare even on the plains to the Rockies. White settlement's influence is felt hundreds of miles ahead of the frontier. Tribes suffer displacement long before meeting those responsible.
14634 2622
14635 c
14636 [ Messrs. Clarke and Cass, in their Report to Congress on February 4,
14637 1829, p. 23, expressed themselves thus:—“The time when the Indians
14638 generally could supply themselves with food and clothing, without any
14639 of the articles of civilized life, has long since passed away. The more
14640 remote tribes, beyond the Mississippi, who live where immense herds of
14641 buffalo are yet to be found and who follow those animals in their
14642 periodical migrations, could more easily than any others recur to the
14643 habits of their ancestors, and live without the white man or any of his
14644 manufactures. But the buffalo is constantly receding. The smaller
14645 animals, the bear, the deer, the beaver, the otter, the muskrat, etc.,
14646 principally minister to the comfort and support of the Indians; and
14647 these cannot be taken without guns, ammunition, and traps. Among the
14648 Northwestern Indians particularly, the labor of supplying a family with
14649 food is excessive. Day after day is spent by the hunter without
14650 success, and during this interval his family must subsist upon bark or
14651 roots, or perish. Want and misery are around them and among them. Many
14652 die every winter from actual starvation.”
2623 Adventurers soon penetrate deserted lands, building homes fifty or sixty miles beyond the furthest settlements. A hunting nation's territory is poorly defined—tribal common property, not individual. A few European families soon drive away remaining animals. Indians who lived in abundance now struggle to survive and find trade furs.
14653 2624
2625 To drive away game is to deprive them of existence as surely as making a farmer's fields barren. Like famished wolves, they prowl abandoned woods. Instinctive love of country attaches them even when it yields only misery. At length they submit and depart, following elk and buffalo toward a new home.
14654 2626
14655 The Indians will not live as Europeans live, and yet they can neither
14656 subsist without them, nor exactly after the fashion of their fathers.
14657 This is demonstrated by a fact which I likewise give upon official
14658 authority. Some Indians of a tribe on the banks of Lake Superior had
14659 killed a European; the American government interdicted all traffic with
14660 the tribe to which the guilty parties belonged, until they were
14661 delivered up to justice. This measure had the desired effect.]
2627 > **Quote:** "Properly speaking, therefore, it is not the Europeans who drive away the native inhabitants of America; it is famine which compels them to recede; a happy distinction which had escaped the casuists of former times, and for which we are indebted to modern discovery!"
14662 2628
14663 From the moment when a European settlement is formed in the
14664 neighborhood of the territory occupied by the Indians, the beasts of
14665 chase take the alarm. *d Thousands of savages, wandering in the forests
14666 and destitute of any fixed dwelling, did not disturb them; but as soon
14667 as the continuous sounds of European labor are heard in their
14668 neighborhood, they begin to flee away, and retire to the West, where
14669 their instinct teaches them that they will find deserts of immeasurable
14670 extent. “The buffalo is constantly receding,” say Messrs. Clarke and
14671 Cass in their Report of the year 1829; “a few years since they
14672 approached the base of the Alleghany; and a few years hence they may
14673 even be rare upon the immense plains which extend to the base of the
14674 Rocky Mountains.” I have been assured that this effect of the approach
14675 of the whites is often felt at two hundred leagues’ distance from their
14676 frontier. Their influence is thus exerted over tribes whose name is
14677 unknown to them; and who suffer the evils of usurpation long before
14678 they are acquainted with the authors of their distress. *e
2629 The suffering of these migrations is unimaginable. Undertaken by a diminished people, they move to lands inhabited by hostile tribes. Hunger follows, war awaits, misery surrounds. To escape, they separate, individuals surviving in solitary secrecy like outcasts. Social bonds dissolve. They lose country, scatter families, watch languages perish and origins disappear. Their nation ceases to exist, surviving only in historians' records.
14679 2630
14680 d
14681 [ “Five years ago,” (says Volney in his “Tableau des Etats-Unis,” p.
14682 1) “in going from Vincennes to Kaskaskia, a territory which now forms
14683 part of the State of Illinois, but which at the time I mention was
14684 completely wild (1797), you could not cross a prairie without seeing
14685 herds of from four to five hundred buffaloes. There are now none
14686 remaining; they swam across the Mississippi to escape from the hunters,
14687 and more particularly from the bells of the American cows.”]
2631 I witnessed several instances of this misery. In late 1831, on the Mississippi's left bank at Memphis, a large Choctaw band arrived, leaving their homeland for a promised refuge on the river's right bank. It was midwinter, unusually cold; snow was frozen hard, the river filled with ice. They brought families—wounded, sick, newborn, elderly. No tents or wagons, only weapons and some food. I watched them cross the mighty river, a solemn sight.
14688 2632
2633 > **Quote:** "No cry, no sob was heard amongst the assembled crowd; all were silent. Their calamities were of ancient date, and they knew them to be irremediable."
14689 2634
14690 e
14691 [ The truth of what I here advance may be easily proved by consulting
14692 the tabular statement of Indian tribes inhabiting the United States and
14693 their territories. (Legislative Documents, 20th Congress, No. 117, pp.
14694 90-105.) It is there shown that the tribes in the centre of America are
14695 rapidly decreasing, although the Europeans are still at a considerable
14696 distance from them.]
2635 When all had boarded, their dogs remained on the bank. Realizing their masters were leaving, they set up a dismal howl and plunged into the icy waters to swim after the boat.
14697 2636
2637 Today, displacement is handled in regular, ostensibly legal fashion. When Europeans near a tribe's territory, the government sends envoys. They assemble Indians on a plain, eat and drink with them, then address them: "What are you doing in your ancestors' land? Soon you'll dig their bones to survive. How is this land better? Beyond those mountains lie vast countries full of game; sell us your lands and live happily in those solitudes." They display firearms, woolens, brandy, beads, mirrors. If Indians hesitate, it is hinted they cannot refuse, and the government will soon stop protecting their rights. Half-convinced, half-compelled, they move to new deserts where whites won't leave them in peace ten years. Thus Americans obtain entire provinces cheaply—territories Europe's wealthiest sovereigns could not afford.
14698 2638
14699 Bold adventurers soon penetrate into the country the Indians have
14700 deserted, and when they have advanced about fifteen or twenty leagues
14701 from the extreme frontiers of the whites, they begin to build
14702 habitations for civilized beings in the midst of the wilderness. This
14703 is done without difficulty, as the territory of a hunting-nation is
14704 ill-defined; it is the common property of the tribe, and belongs to no
14705 one in particular, so that individual interests are not concerned in
14706 the protection of any part of it.
2639 By 1830, the United States had acquired 230 million acres through such treaties. Tens of millions were sold for small annual payments or a few thousand dollars. Though the government often swore solemn oaths to respect reserved hunting grounds, these were inevitably invaded. This practice proves more convenient—and more consistent with justice's appearance—than the sword. It is expediency's substitute for open warfare, achieving the same result: property possession based on presumed natural superiority of civilized communities. These causes first diminish the land's value to Indians, then dispose them to sell, ensuring the process never slows American expansion and prosperity.
14707 2640
14708 A few European families, settled in different situations at a
14709 considerable distance from each other, soon drive away the wild animals
14710 which remain between their places of abode. The Indians, who had
14711 previously lived in a sort of abundance, then find it difficult to
14712 subsist, and still more difficult to procure the articles of barter
14713 which they stand in need of.
14714
14715 To drive away their game is to deprive them of the means of existence,
14716 as effectually as if the fields of our agriculturists were stricken
14717 with barrenness; and they are reduced, like famished wolves, to prowl
14718 through the forsaken woods in quest of prey. Their instinctive love of
14719 their country attaches them to the soil which gave them birth, *f even
14720 after it has ceased to yield anything but misery and death. At length
14721 they are compelled to acquiesce, and to depart: they follow the traces
14722 of the elk, the buffalo, and the beaver, and are guided by these wild
14723 animals in the choice of their future country. Properly speaking,
14724 therefore, it is not the Europeans who drive away the native
14725 inhabitants of America; it is famine which compels them to recede; a
14726 happy distinction which had escaped the casuists of former times, and
14727 for which we are indebted to modern discovery!
14728
14729 f
14730 [ “The Indians,” say Messrs. Clarke and Cass in their Report to
14731 Congress, p. 15, “are attached to their country by the same feelings
14732 which bind us to ours; and, besides, there are certain superstitious
14733 notions connected with the alienation of what the Great Spirit gave to
14734 their ancestors, which operate strongly upon the tribes who have made
14735 few or no cessions, but which are gradually weakened as our intercourse
14736 with them is extended. ‘We will not sell the spot which contains the
14737 bones of our fathers,’ is almost always the first answer to a
14738 proposition for a sale.”]
14739
14740
14741 It is impossible to conceive the extent of the sufferings which attend
14742 these forced emigrations. They are undertaken by a people already
14743 exhausted and reduced; and the countries to which the newcomers betake
14744 themselves are inhabited by other tribes which receive them with
14745 jealous hostility. Hunger is in the rear; war awaits them, and misery
14746 besets them on all sides. In the hope of escaping from such a host of
14747 enemies, they separate, and each individual endeavors to procure the
14748 means of supporting his existence in solitude and secrecy, living in
14749 the immensity of the desert like an outcast in civilized society. The
14750 social tie, which distress had long since weakened, is then dissolved;
14751 they have lost their country, and their people soon desert them: their
14752 very families are obliterated; the names they bore in common are
14753 forgotten, their language perishes, and all traces of their origin
14754 disappear. Their nation has ceased to exist, except in the recollection
14755 of the antiquaries of America and a few of the learned of Europe.
14756
14757 I should be sorry to have my reader suppose that I am coloring the
14758 picture too highly; I saw with my own eyes several of the cases of
14759 misery which I have been describing; and I was the witness of
14760 sufferings which I have not the power to portray.
14761
14762 At the end of the year 1831, whilst I was on the left bank of the
14763 Mississippi at a place named by Europeans, Memphis, there arrived a
14764 numerous band of Choctaws (or Chactas, as they are called by the French
14765 in Louisiana). These savages had left their country, and were
14766 endeavoring to gain the right bank of the Mississippi, where they hoped
14767 to find an asylum which had been promised them by the American
14768 government. It was then the middle of winter, and the cold was
14769 unusually severe; the snow had frozen hard upon the ground, and the
14770 river was drifting huge masses of ice. The Indians had their families
14771 with them; and they brought in their train the wounded and sick, with
14772 children newly born, and old men upon the verge of death. They
14773 possessed neither tents nor wagons, but only their arms and some
14774 provisions. I saw them embark to pass the mighty river, and never will
14775 that solemn spectacle fade from my remembrance. No cry, no sob was
14776 heard amongst the assembled crowd; all were silent. Their calamities
14777 were of ancient date, and they knew them to be irremediable. The
14778 Indians had all stepped into the bark which was to carry them across,
14779 but their dogs remained upon the bank. As soon as these animals
14780 perceived that their masters were finally leaving the shore, they set
14781 up a dismal howl, and, plunging all together into the icy waters of the
14782 Mississippi, they swam after the boat.
14783
14784 The ejectment of the Indians very often takes place at the present day,
14785 in a regular, and, as it were, a legal manner. When the European
14786 population begins to approach the limit of the desert inhabited by a
14787 savage tribe, the government of the United States usually dispatches
14788 envoys to them, who assemble the Indians in a large plain, and having
14789 first eaten and drunk with them, accost them in the following manner:
14790 “What have you to do in the land of your fathers? Before long, you must
14791 dig up their bones in order to live. In what respect is the country you
14792 inhabit better than another? Are there no woods, marshes, or prairies,
14793 except where you dwell? And can you live nowhere but under your own
14794 sun? Beyond those mountains which you see at the horizon, beyond the
14795 lake which bounds your territory on the west, there lie vast countries
14796 where beasts of chase are found in great abundance; sell your lands to
14797 us, and go to live happily in those solitudes.” After holding this
14798 language, they spread before the eyes of the Indians firearms, woollen
14799 garments, kegs of brandy, glass necklaces, bracelets of tinsel,
14800 earrings, and looking-glasses. *g If, when they have beheld all these
14801 riches, they still hesitate, it is insinuated that they have not the
14802 means of refusing their required consent, and that the government
14803 itself will not long have the power of protecting them in their rights.
14804 What are they to do? Half convinced, and half compelled, they go to
14805 inhabit new deserts, where the importunate whites will not let them
14806 remain ten years in tranquillity. In this manner do the Americans
14807 obtain, at a very low price, whole provinces, which the richest
14808 sovereigns of Europe could not purchase. *h
14809
14810 g
14811 [ See, in the Legislative Documents of Congress (Doc. 117), the
14812 narrative of what takes place on these occasions. This curious passage
14813 is from the above-mentioned report, made to Congress by Messrs. Clarke
14814 and Cass in February, 1829. Mr. Cass is now the Secretary of War.
14815
14816
14817 “The Indians,” says the report, “reach the treaty-ground poor and
14818 almost naked. Large quantities of goods are taken there by the traders,
14819 and are seen and examined by the Indians. The women and children become
14820 importunate to have their wants supplied, and their influence is soon
14821 exerted to induce a sale. Their improvidence is habitual and
14822 unconquerable. The gratification of his immediate wants and desires is
14823 the ruling passion of an Indian. The expectation of future advantages
14824 seldom produces much effect. The experience of the past is lost, and
14825 the prospects of the future disregarded. It would be utterly hopeless
14826 to demand a cession of land, unless the means were at hand of
14827 gratifying their immediate wants; and when their condition and
14828 circumstances are fairly considered, it ought not to surprise us that
14829 they are so anxious to relieve themselves.”]
14830
14831 h
14832 [ On May 19, 1830, Mr. Edward Everett affirmed before the House of
14833 Representatives, that the Americans had already acquired by treaty, to
14834 the east and west of the Mississippi, 230,000,000 of acres. In 1808 the
14835 Osages gave up 48,000,000 acres for an annual payment of $1,000. In
14836 1818 the Quapaws yielded up 29,000,000 acres for $4,000. They reserved
14837 for themselves a territory of 1,000,000 acres for a hunting-ground. A
14838 solemn oath was taken that it should be respected: but before long it
14839 was invaded like the rest. Mr. Bell, in his Report of the Committee on
14840 Indian Affairs, February 24, 1830, has these words:—“To pay an Indian
14841 tribe what their ancient hunting-grounds are worth to them, after the
14842 game is fled or destroyed, as a mode of appropriating wild lands
14843 claimed by Indians, has been found more convenient, and certainly it is
14844 more agreeable to the forms of justice, as well as more merciful, than
14845 to assert the possession of them by the sword. Thus the practice of
14846 buying Indian titles is but the substitute which humanity and
14847 expediency have imposed, in place of the sword, in arriving at the
14848 actual enjoyment of property claimed by the right of discovery, and
14849 sanctioned by the natural superiority allowed to the claims of
14850 civilized communities over those of savage tribes. Up to the present
14851 time so invariable has been the operation of certain causes, first in
14852 diminishing the value of forest lands to the Indians, and secondly in
14853 disposing them to sell readily, that the plan of buying their right of
14854 occupancy has never threatened to retard, in any perceptible degree,
14855 the prosperity of any of the States.” (Legislative Documents, 21st
14856 Congress, No. 227, p. 6.)]
14857
14858
14859
14860
14861 2641 ### Chapter XVIII: Future Condition Of Three Races—Part II
14862 2642
2643 These are grave evils, and they appear incurable.
14863 2644
14864 These are great evils; and it must be added that they appear to me to
14865 be irremediable. I believe that the Indian nations of North America are
14866 doomed to perish; and that whenever the Europeans shall be established
14867 on the shores of the Pacific Ocean, that race of men will be no more.
14868 *i The Indians had only the two alternatives of war or civilization; in
14869 other words, they must either have destroyed the Europeans or become
14870 their equals.
2645 > **Quote:** "I believe that the Indian nations of North America are doomed to perish; and that whenever the Europeans shall be established on the shores of the Pacific Ocean, that race of men will be no more."
14871 2646
14872 i
14873 [ This seems, indeed, to be the opinion of almost all American
14874 statesmen. “Judging of the future by the past,” says Mr. Cass, “we
14875 cannot err in anticipating a progressive diminution of their numbers,
14876 and their eventual extinction, unless our border should become
14877 stationary, and they be removed beyond it, or unless some radical
14878 change should take place in the principles of our intercourse with
14879 them, which it is easier to hope for than to expect.”]
2647 The Indians faced only two alternatives: war or civilization—either destroy the Europeans or become their equals. This is the consensus among American statesmen. As Lewis Cass noted, judging the future by the past, we can anticipate a steady decline in their numbers and eventual extinction, unless the American border stops moving or a radical change occurs in our interaction with them—an outcome easier to hope for than expect.
14880 2648
2649 When the colonies were first settled, the Indians might have united to rid themselves of the small groups of strangers landing on their continent. They attempted this several times, such as the 1675 Wampanoag uprising under Metacom or the 1622 war in Virginia. Today, however, the resource disparity is too great for such an undertaking to even be considered.
14881 2650
14882 At the first settlement of the colonies they might have found it
14883 possible, by uniting their forces, to deliver themselves from the small
14884 bodies of strangers who landed on their continent. *j They several
14885 times attempted to do it, and were on the point of succeeding; but the
14886 disproportion of their resources, at the present day, when compared
14887 with those of the whites, is too great to allow such an enterprise to
14888 be thought of. Nevertheless, there do arise from time to time among the
14889 Indians men of penetration, who foresee the final destiny which awaits
14890 the native population, and who exert themselves to unite all the tribes
14891 in common hostility to the Europeans; but their efforts are unavailing.
14892 Those tribes which are in the neighborhood of the whites, are too much
14893 weakened to offer an effectual resistance; whilst the others, giving
14894 way to that childish carelessness of the morrow which characterizes
14895 savage life, wait for the near approach of danger before they prepare
14896 to meet it; some are unable, the others are unwilling, to exert
14897 themselves.
2651 Men of insight occasionally arise among the Indians who foresee their people's fate and strive to unite the tribes against the Europeans, but their efforts are futile. Tribes near white settlements are too weakened to resist, while others, yielding to their way of life's careless disregard for the future, wait until danger is imminent before preparing. Some are unable to act; others are unwilling to exert themselves.
14898 2652
14899 j
14900 [ Amongst other warlike enterprises, there was one of the Wampanaogs,
14901 and other confederate tribes, under Metacom in 1675, against the
14902 colonists of New England; the English were also engaged in war in
14903 Virginia in 1622.]
2653 The Indians will never adapt to civilization, or by the time they try, it will be too late. Civilization results from a long social process passed down through generations. Of all nations, those living by hunting find it most difficult to submit. Pastoral tribes follow regular migration patterns and return to old territories; the hunter's dwelling moves wherever his prey goes.
14904 2654
2655 Several attempts by Jesuits in Canada and Puritans in New England to spread knowledge among the Indians without restricting their wandering achieved no lasting success.
14905 2656
14906 It is easy to foresee that the Indians will never conform to
14907 civilization; or that it will be too late, whenever they may be
14908 inclined to make the experiment.
2657 > **Quote:** "Civilization began in the cabin, but it soon retired to expire in the woods."
14909 2658
14910 Civilization is the result of a long social process which takes place
14911 in the same spot, and is handed down from one generation to another,
14912 each one profiting by the experience of the last. Of all nations, those
14913 submit to civilization with the most difficulty which habitually live
14914 by the chase. Pastoral tribes, indeed, often change their place of
14915 abode; but they follow a regular order in their migrations, and often
14916 return again to their old stations, whilst the dwelling of the hunter
14917 varies with that of the animals he pursues.
2659 The great error of these reformers was failing to understand that civilizing a people first requires settling them. This cannot be done without encouraging agriculture. But not only do Indians lack this prerequisite, they would find it extremely difficult to acquire. Men who have surrendered to the restless life of the hunter feel an insurmountable disgust for farming's constant labor. We see this in our own society, but it is far more evident among peoples whose love for the hunt is core to their national character.
14918 2660
14919 Several attempts have been made to diffuse knowledge amongst the
14920 Indians, without controlling their wandering propensities; by the
14921 Jesuits in Canada, and by the Puritans in New England; *k but none of
14922 these endeavors were crowned by any lasting success. Civilization began
14923 in the cabin, but it soon retired to expire in the woods. The great
14924 error of these legislators of the Indians was their not understanding
14925 that, in order to succeed in civilizing a people, it is first necessary
14926 to fix it; which cannot be done without inducing it to cultivate the
14927 soil; the Indians ought in the first place to have been accustomed to
14928 agriculture. But not only are they destitute of this indispensable
14929 preliminary to civilization, they would even have great difficulty in
14930 acquiring it. Men who have once abandoned themselves to the restless
14931 and adventurous life of the hunter, feel an insurmountable disgust for
14932 the constant and regular labor which tillage requires. We see this
14933 proved in the bosom of our own society; but it is far more visible
14934 among peoples whose partiality for the chase is a part of their
14935 national character.
2661 Beyond this difficulty, another applies specifically to the Indians: they view labor not merely as evil, but as disgrace. Their pride prevents them from becoming civilized as much as their laziness. As Volney observed, old warriors protested seeing their countrymen using a hoe, claiming the tribes owed their decline to such innovations and needed only to return to original habits to recover power and glory.
14936 2662
14937 k
14938 [ See the “Histoire de la Nouvelle France,” by Charlevoix, and the work
14939 entitled “Lettres edifiantes.”]
2663 No Indian is so miserable that he does not maintain, in his bark hut, a high opinion of his personal worth. He considers industry degrading; he compares the farmer to the ox pulling the plow, and in our crafts sees only slave labor. This is not because he lacks admiration for white power and intellect; while our results surprise him, he scorns our means. Even as he acknowledges our dominance, he believes in his own superiority.
14940 2664
2665 > **Quote:** "War and hunting are the only pursuits which appear to him worthy to be the occupations of a man."
14941 2666
14942 Independently of this general difficulty, there is another, which
14943 applies peculiarly to the Indians; they consider labor not merely as an
14944 evil, but as a disgrace; so that their pride prevents them from
14945 becoming civilized, as much as their indolence. *l
2667 In his woods' dreary solitude, the Indian cherishes the same ideas as a medieval noble in his castle; he would only need to become a conqueror to complete the resemblance. Thus, however strange it may seem, it is in the forests of the New World, and not among the Europeans who inhabit its coasts, that the ancient prejudices of Europe still exist.
14946 2668
14947 l
14948 [ “In all the tribes,” says Volney, in his “Tableau des Etats-Unis,” p.
14949 423, “there still exists a generation of old warriors, who cannot
14950 forbear, when they see their countrymen using the hoe, from exclaiming
14951 against the degradation of ancient manners, and asserting that the
14952 savages owe their decline to these innovations; adding, that they have
14953 only to return to their primitive habits in order to recover their
14954 power and their glory.”]
2669 When I see the resemblance between our German ancestors' institutions and those of North America's wandering tribes—between Tacitus's descriptions and what I have witnessed—I cannot help but think the same causes produce the same results in both hemispheres. Amidst human affairs' apparent diversity, a few primary facts exist from which all others derive. In what we call German institutions, I see only barbarian habits; in feudal principles, I see the opinions of savages.
14955 2670
2671 However strongly Indian vices and prejudices oppose their becoming civilized farmers, necessity sometimes forces change. Several Southern nations—the Cherokees and Creeks—were surrounded by Europeans arriving from Atlantic shores and the Ohio and Mississippi rivers. Not driven from place to place like Northern tribes, they were gradually enclosed within narrow limits, like game in a thicket before hunters move in.
14956 2672
14957 There is no Indian so wretched as not to retain under his hut of bark a
14958 lofty idea of his personal worth; he considers the cares of industry
14959 and labor as degrading occupations; he compares the husbandman to the
14960 ox which traces the furrow; and even in our most ingenious handicraft,
14961 he can see nothing but the labor of slaves. Not that he is devoid of
14962 admiration for the power and intellectual greatness of the whites; but
14963 although the result of our efforts surprises him, he contemns the means
14964 by which we obtain it; and while he acknowledges our ascendancy, he
14965 still believes in his superiority. War and hunting are the only
14966 pursuits which appear to him worthy to be the occupations of a man. *m
14967 The Indian, in the dreary solitude of his woods, cherishes the same
14968 ideas, the same opinions as the noble of the Middle Ages in his castle,
14969 and he only requires to become a conqueror to complete the resemblance;
14970 thus, however strange it may seem, it is in the forests of the New
14971 World, and not amongst the Europeans who people its coasts, that the
14972 ancient prejudices of Europe are still in existence.
2673 Forced to live by white labor, they took up agriculture and sacrificed only what survival required. These nations, numbering around 75,000 in 1830 in Georgia, Tennessee, Alabama, and Mississippi, are now being absorbed into those states. While documents suggest over 300,000 Indians remain in U.S. territory, the population in established states has dwindled significantly.
14973 2674
14974 m
14975 [ The following description occurs in an official document: “Until a
14976 young man has been engaged with an enemy, and has performed some acts
14977 of valor, he gains no consideration, but is regarded nearly as a woman.
14978 In their great war-dances all the warriors in succession strike the
14979 post, as it is called, and recount their exploits. On these occasions
14980 their auditory consists of the kinsmen, friends, and comrades of the
14981 narrator. The profound impression which his discourse produces on them
14982 is manifested by the silent attention it receives, and by the loud
14983 shouts which hail its termination. The young man who finds himself at
14984 such a meeting without anything to recount is very unhappy; and
14985 instances have sometimes occurred of young warriors, whose passions had
14986 been thus inflamed, quitting the war-dance suddenly, and going off
14987 alone to seek for trophies which they might exhibit, and adventures
14988 which they might be allowed to relate.”]
2675 The Cherokees went further: they created written language, established permanent government, and started a newspaper before all even had clothes.
14989 2676
2677 European habits spread faster among those Indians through mixed-race populations. Inheriting intelligence from their fathers while retaining mothers' customs, those of mixed blood form the natural link between civilization and tribal life. Wherever this population grew, the traditional state modified and manners changed.
14990 2678
14991 More than once, in the course of this work, I have endeavored to
14992 explain the prodigious influence which the social condition appears to
14993 exercise upon the laws and the manners of men; and I beg to add a few
14994 words on the same subject.
2679 Unfortunately, this mixed race was less numerous and influential in North America than elsewhere. The continent was settled by French and English. The French quickly connected with native daughters, but there was an unfortunate affinity between the Indian character and their own. Instead of bringing civilized habits to tribes, the French became passionately fond of wild freedom. They became the wilderness's most dangerous inhabitants, winning Indian friendship by exaggerating both vices and virtues. As the governor of Canada wrote to Louis XIV in 1685, those brought into contact with the French did not become French; instead, the French who lived among them were 'changed into savages, affecting to dress and live like them.' The Englishman, by contrast, stubbornly attached himself to forefathers' customs, staying exactly as in European cities. He allowed no communication with despised tribes and carefully avoided racial union. Thus, while the French exercised no stabilizing influence, the English remained entirely alien.
14995 2680
14996 When I perceive the resemblance which exists between the political
14997 institutions of our ancestors, the Germans, and of the wandering tribes
14998 of North America; between the customs described by Tacitus, and those
14999 of which I have sometimes been a witness, I cannot help thinking that
15000 the same cause has brought about the same results in both hemispheres;
15001 and that in the midst of the apparent diversity of human affairs, a
15002 certain number of primary facts may be discovered, from which all the
15003 others are derived. In what we usually call the German institutions,
15004 then, I am inclined only to perceive barbarian habits; and the opinions
15005 of savages in what we style feudal principles.
2681 The Cherokees' success proves Indians capable of civilization, but not that they will succeed. The difficulty stems from a general cause almost impossible to escape. Barbarous nations typically raise themselves to civilization gradually and through their own efforts. When a conquered nation is sophisticated and conquerors semi-barbaric—as when Northern tribes invaded Rome or Mongols invaded China—the barbarian's power maintains his stature among civilized men until he becomes their rival. The former admires knowledge; the latter envies power. Eventually, barbarians welcome civilized men into palaces, and civilized men open schools to barbarians. But when the side holding physical force also possesses intellectual superiority, the conquered rarely becomes civilized; it retreats or is destroyed. Savages seek knowledge through war, but do not accept it when brought to them.
15006 2682
15007 However strongly the vices and prejudices of the North American Indians
15008 may be opposed to their becoming agricultural and civilized, necessity
15009 sometimes obliges them to it. Several of the Southern nations, and
15010 amongst others the Cherokees and the Creeks, *n were surrounded by
15011 Europeans, who had landed on the shores of the Atlantic; and who,
15012 either descending the Ohio or proceeding up the Mississippi, arrived
15013 simultaneously upon their borders. These tribes have not been driven
15014 from place to place, like their Northern brethren; but they have been
15015 gradually enclosed within narrow limits, like the game within the
15016 thicket, before the huntsmen plunge into the interior. The Indians who
15017 were thus placed between civilization and death, found themselves
15018 obliged to live by ignominious labor like the whites. They took to
15019 agriculture, and without entirely forsaking their old habits or
15020 manners, sacrificed only as much as was necessary to their existence.
2683 If Indian tribes in the continent's heart could muster energy to civilize themselves, they might succeed. Already superior to primitive surrounding nations, they would gradually gain strength. When Europeans reached their borders, they might claim land rights and integrate with conquerors. But it is the Indians' misfortune to contact a civilized people who are also—the most greedy nation on earth—while they remain semi-barbaric. They find despots in teachers and receive knowledge from oppression's hand. Living in forest freedom, the North American Indian was poor but inferior to no one. Yet when he attempts to climb white society's ladder, he occupies its lowest rank, entering knowledge and wealth as ignorant and poor. After a restless life of hardships and proud emotions, he is forced to submit to a tedious, obscure, degraded existence, earning food through hard, undignified toil. In his eyes, these are civilization's only results, and he is not even guaranteed to achieve them.
15021 2684
15022 n
15023 [ These nations are now swallowed up in the States of Georgia,
15024 Tennessee, Alabama, and Mississippi. There were formerly in the South
15025 four great nations (remnants of which still exist), the Choctaws, the
15026 Chickasaws, the Creeks, and the Cherokees. The remnants of these four
15027 nations amounted, in 1830, to about 75,000 individuals. It is computed
15028 that there are now remaining in the territory occupied or claimed by
15029 the Anglo-American Union about 300,000 Indians. (See Proceedings of the
15030 Indian Board in the City of New York.) The official documents supplied
15031 to Congress make the number amount to 313,130. The reader who is
15032 curious to know the names and numerical strength of all the tribes
15033 which inhabit the Anglo-American territory should consult the documents
15034 I refer to. (Legislative Documents, 20th Congress, No. 117, pp.
15035 90-105.) [In the Census of 1870 it is stated that the Indian population
15036 of the United States is only 25,731, of whom 7,241 are in California.]]
2685 [There is an irresistible charm in the hunter's adventurous life that captures the human heart regardless of reason. This appears in Tanner's memoirs. Kidnapped at six by Indians, this European remained with them thirty years. Nothing is more horrific than the miseries he describes: tribes without leaders, families without nations, individuals isolated—remains of powerful tribes wandering through Canada's ice, snow, and desolate wilderness. Hunger and cold pursue them; lives remain in constant jeopardy. Social norms lose influence; traditions have no power; they become increasingly barbaric. Tanner shared these hardships. Aware of his European roots, free to return to white society, he stayed thirty years. When he finally returned, he stated the harsh existence had a secret charm he could not define. He returned repeatedly; when he finally settled among whites, several children refused to join his peaceful life. I saw Tanner myself at Lake Superior; he seemed more savage than civilized. His book lacks style or organization but provides, even unintentionally, a vivid picture of the prejudices, passions, vices, and extreme poverty in which he lived.]
15037 2686
2687 When Indians imitate European neighbors and farm the land, they face formidable competition. The white man is skilled in agriculture; the Indian is a struggling beginner. The former harvests abundant crops with ease; the latter faces a thousand obstacles.
15038 2688
15039 The Cherokees went further; they created a written language;
15040 established a permanent form of government; and as everything proceeds
15041 rapidly in the New World, before they had all of them clothes, they set
15042 up a newspaper. *o
2689 The European lives among a population whose needs he understands and shares. The Indian is isolated among a hostile people whose customs, language, and laws he barely understands, but without whose help he cannot survive. He obtains life's comforts only by trading for European products, as his own people's help is insufficient. When the Indian wants to sell his produce, he cannot always find a buyer, whereas the European easily finds a market. The Indian produces at high cost what the European sells cheaply. Thus, no sooner has the Indian escaped barbaric evils than he suffers civilized societies' greater miseries; he finds it nearly as difficult to survive in our abundance as in his wilderness's depths.
15043 2690
15044 o
15045 [ I brought back with me to France one or two copies of this singular
15046 publication.]
2691 He has not yet lost nomadic habits; ancestral traditions and passion for the hunt remain alive. The wild pleasures that once energized him haunt his imagination; former hardships seem less severe, dangers less terrifying. He contrasts independence among equals with servile position in civilized society. Meanwhile, the wilderness remains close by; a few hours' march brings him back. Whites offer substantial sums for land he has begun to clear. This money might provide a peaceful life in more remote regions. So he abandons the plow, takes up traditional weapons, and returns to the wilderness forever. The Creeks' and Cherokees' condition provides enough evidence of this tragic situation.
15047 2692
2693 [The destructive influence of highly civilized nations on less advanced ones is demonstrated by Europeans themselves. A century ago, the French founded Vincennes on the Wabash River in the wilderness's heart. They lived prosperously until American settlers arrived, who first ruined original inhabitants through competition, then bought their land cheaply. When Volney passed through Vincennes, French residents had dropped to one hundred, most preparing to move to Louisiana or Canada. These French settlers were idle and uneducated; they had adopted many savage habits. The Americans, perhaps their moral inferiors, were immensely superior in intelligence: hardworking, well-informed, wealthy, and accustomed to self-government.
15048 2694
15049 The growth of European habits has been remarkably accelerated among
15050 these Indians by the mixed race which has sprung up. *p Deriving
15051 intelligence from their father’s side, without entirely losing the
15052 savage customs of the mother, the half-blood forms the natural link
15053 between civilization and barbarism. Wherever this race has multiplied
15054 the savage state has become modified, and a great change has taken
15055 place in the manners of the people. *q
2695 In Canada, where the intellectual gap between races is less obvious, the English control commerce and manufacturing. They expand in all directions, confining the French within barely adequate boundaries. Similarly, in Louisiana, almost all commercial and industrial activity concentrates in Anglo-American hands. Texas is even more striking: part of Mexico on the U.S. border, it has seen Anglo-Americans move in, buy land, produce goods, and displace the original population. If Mexico does not halt this shift, Texas will soon stop belonging to that government.
15056 2696
15057 p
15058 [ See in the Report of the Committee on Indian Affairs, 21st Congress,
15059 No. 227, p. 23, the reasons for the multiplication of Indians of mixed
15060 blood among the Cherokees. The principal cause dates from the War of
15061 Independence. Many Anglo-Americans of Georgia, having taken the side of
15062 England, were obliged to retreat among the Indians, where they
15063 married.]
2697 If these minor European civilization differences produce such massive results, one can imagine consequences from collisions between the most advanced European civilization and Indian tribes.]
15064 2698
2699 In what little they have accomplished, Indians have shown as much natural talent as Europeans in major projects; but nations, like individuals, require time to learn. While Indians worked toward civilization, Europeans surrounded them and pushed them into smaller areas. The two races gradually met and now stand directly alongside one another. The Indian is superior to his barbaric ancestors but far below his white neighbor. With resources and accumulated knowledge, Europeans quickly took most advantages the natives might have gained from land ownership. They settled, bought land cheaply or took it by force, and the Indians were ruined by competition they lacked means to resist. They became isolated in their own country, functioning as unwelcome outsiders in a dominant population. *t
15065 2700
15066 q
15067 [ Unhappily the mixed race has been less numerous and less influential
15068 in North America than in any other country. The American continent was
15069 peopled by two great nations of Europe, the French and the English. The
15070 former were not slow in connecting themselves with the daughters of the
15071 natives, but there was an unfortunate affinity between the Indian
15072 character and their own: instead of giving the tastes and habits of
15073 civilized life to the savages, the French too often grew passionately
15074 fond of the state of wild freedom they found them in. They became the
15075 most dangerous of the inhabitants of the desert, and won the friendship
15076 of the Indian by exaggerating his vices and his virtues. M. de
15077 Senonville, the governor of Canada, wrote thus to Louis XIV in 1685:
15078 “It has long been believed that in order to civilize the savages we
15079 ought to draw them nearer to us. But there is every reason to suppose
15080 we have been mistaken. Those which have been brought into contact with
15081 us have not become French, and the French who have lived among them are
15082 changed into savages, affecting to dress and live like them.” (“History
15083 of New France,” by Charlevoix, vol. ii., p. 345.) The Englishman, on
15084 the contrary, continuing obstinately attached to the customs and the
15085 most insignificant habits of his forefathers, has remained in the midst
15086 of the American solitudes just what he was in the bosom of European
15087 cities; he would not allow of any communication with savages whom he
15088 despised, and avoided with care the union of his race with theirs. Thus
15089 while the French exercised no salutary influence over the Indians, the
15090 English have always remained alien from them.]
2701 t
15091 2702
2703 [See Legislative Documents (21st Congress, No. 89) for examples of white abuses on Indian territory: taking lands until forced out by federal troops, stealing cattle, burning houses, cutting crops, committing violence. These documents show natives' claims are constantly protected by the federal government against force's abuse. The Union maintains a representative agent among the Indians, and the Cherokee agent's report is almost always in favor of Indians. "The intrusion of whites onto Cherokee lands," he says, "would ruin poor, helpless, inoffensive inhabitants." He notes Georgia's attempt to draw a boundary line limiting Cherokee territory was invalid, as whites drew it based entirely on one-sided evidence of their own rights.]
15092 2704
15093 The success of the Cherokees proves that the Indians are capable of
15094 civilization, but it does not prove that they will succeed in it. This
15095 difficulty which the Indians find in submitting to civilization
15096 proceeds from the influence of a general cause, which it is almost
15097 impossible for them to escape. An attentive survey of history
15098 demonstrates that, in general, barbarous nations have raised themselves
15099 to civilization by degrees, and by their own efforts. Whenever they
15100 derive knowledge from a foreign people, they stood towards it in the
15101 relation of conquerors, and not of a conquered nation. When the
15102 conquered nation is enlightened, and the conquerors are half savage, as
15103 in the case of the invasion of Rome by the Northern nations or that of
15104 China by the Mongols, the power which victory bestows upon the
15105 barbarian is sufficient to keep up his importance among civilized men,
15106 and permit him to rank as their equal, until he becomes their rival:
15107 the one has might on his side, the other has intelligence; the former
15108 admires the knowledge and the arts of the conquered, the latter envies
15109 the power of the conquerors. The barbarians at length admit civilized
15110 man into their palaces, and he in turn opens his schools to the
15111 barbarians. But when the side on which the physical force lies, also
15112 possesses an intellectual preponderance, the conquered party seldom
15113 become civilized; it retreats, or is destroyed. It may therefore be
15114 said, in a general way, that savages go forth in arms to seek
15115 knowledge, but that they do not receive it when it comes to them.
2705 Washington told Congress,
15116 2706
15117 If the Indian tribes which now inhabit the heart of the continent could
15118 summon up energy enough to attempt to civilize themselves, they might
15119 possibly succeed. Superior already to the barbarous nations which
15120 surround them, they would gradually gain strength and experience, and
15121 when the Europeans should appear upon their borders, they would be in a
15122 state, if not to maintain their independence, at least to assert their
15123 right to the soil, and to incorporate themselves with the conquerors.
15124 But it is the misfortune of Indians to be brought into contact with a
15125 civilized people, which is also (it must be owned) the most avaricious
15126 nation on the globe, whilst they are still semi-barbarian: to find
15127 despots in their instructors, and to receive knowledge from the hand of
15128 oppression. Living in the freedom of the woods, the North American
15129 Indian was destitute, but he had no feeling of inferiority towards
15130 anyone; as soon, however, as he desires to penetrate into the social
15131 scale of the whites, he takes the lowest rank in society, for he
15132 enters, ignorant and poor, within the pale of science and wealth. After
15133 having led a life of agitation, beset with evils and dangers, but at
15134 the same time filled with proud emotions, *r he is obliged to submit to
15135 a wearisome, obscure, and degraded state; and to gain the bread which
15136 nourishes him by hard and ignoble labor; such are in his eyes the only
15137 results of which civilization can boast: and even this much he is not
15138 sure to obtain.
2707 > **Quote:** "We are more enlightened and more powerful than the Indian nations, we are therefore bound in honor to treat them with kindness and even with generosity."
15139 2708
15140 r
15141 [ There is in the adventurous life of the hunter a certain irresistible
15142 charm, which seizes the heart of man and carries him away in spite of
15143 reason and experience. This is plainly shown by the memoirs of Tanner.
15144 Tanner is a European who was carried away at the age of six by the
15145 Indians, and has remained thirty years with them in the woods. Nothing
15146 can be conceived more appalling that the miseries which he describes.
15147 He tells us of tribes without a chief, families without a nation to
15148 call their own, men in a state of isolation, wrecks of powerful tribes
15149 wandering at random amid the ice and snow and desolate solitudes of
15150 Canada. Hunger and cold pursue them; every day their life is in
15151 jeopardy. Amongst these men, manners have lost their empire, traditions
15152 are without power. They become more and more savage. Tanner shared in
15153 all these miseries; he was aware of his European origin; he was not
15154 kept away from the whites by force; on the contrary, he came every year
15155 to trade with them, entered their dwellings, and witnessed their
15156 enjoyments; he knew that whenever he chose to return to civilized life
15157 he was perfectly able to do so—and he remained thirty years in the
15158 deserts. When he came into civilized society he declared that the rude
15159 existence which he described, had a secret charm for him which he was
15160 unable to define: he returned to it again and again: at length he
15161 abandoned it with poignant regret; and when he was at length fixed
15162 among the whites, several of his children refused to share his tranquil
15163 and easy situation. I saw Tanner myself at the lower end of Lake
15164 Superior; he seemed to me to be more like a savage than a civilized
15165 being. His book is written without either taste or order; but he gives,
15166 even unconsciously, a lively picture of the prejudices, the passions,
15167 the vices, and, above all, of the destitution in which he lived.]
2709 But this virtuous policy has not been followed. Settlers' greed is usually supported by government tyranny. Although Cherokees and Creeks live on pre-European settlement land, and although Americans frequently made treaties with them as foreign nations, surrounding States refuse to recognize them as independent peoples. Attempts have been made to subject these "children of the woods" to Anglo-American magistrates, laws, and customs. *u Poverty had driven these unfortunate Indians toward civilization, but oppression now drives them back; many abandon land they had begun to farm and return to nomadic life.
15168 2710
15169
15170 When the Indians undertake to imitate their European neighbors, and to
15171 till the earth like the settlers, they are immediately exposed to a
15172 very formidable competition. The white man is skilled in the craft of
15173 agriculture; the Indian is a rough beginner in an art with which he is
15174 unacquainted. The former reaps abundant crops without difficulty, the
15175 latter meets with a thousand obstacles in raising the fruits of the
15176 earth.
15177
15178 The European is placed amongst a population whose wants he knows and
15179 partakes. The savage is isolated in the midst of a hostile people, with
15180 whose manners, language, and laws he is imperfectly acquainted, but
15181 without whose assistance he cannot live. He can only procure the
15182 materials of comfort by bartering his commodities against the goods of
15183 the European, for the assistance of his countrymen is wholly
15184 insufficient to supply his wants. When the Indian wishes to sell the
15185 produce of his labor, he cannot always meet with a purchaser, whilst
15186 the European readily finds a market; and the former can only produce at
15187 a considerable cost that which the latter vends at a very low rate.
15188 Thus the Indian has no sooner escaped those evils to which barbarous
15189 nations are exposed, than he is subjected to the still greater miseries
15190 of civilized communities; and he finds is scarcely less difficult to
15191 live in the midst of our abundance, than in the depth of his own
15192 wilderness.
15193
15194 He has not yet lost the habits of his erratic life; the traditions of
15195 his fathers and his passion for the chase are still alive within him.
15196 The wild enjoyments which formerly animated him in the woods, painfully
15197 excite his troubled imagination; and his former privations appear to be
15198 less keen, his former perils less appalling. He contrasts the
15199 independence which he possessed amongst his equals with the servile
15200 position which he occupies in civilized society. On the other hand, the
15201 solitudes which were so long his free home are still at hand; a few
15202 hours’ march will bring him back to them once more. The whites offer
15203 him a sum, which seems to him to be considerable, for the ground which
15204 he has begun to clear. This money of the Europeans may possibly furnish
15205 him with the means of a happy and peaceful subsistence in remoter
15206 regions; and he quits the plough, resumes his native arms, and returns
15207 to the wilderness forever. *s The condition of the Creeks and
15208 Cherokees, to which I have already alluded, sufficiently corroborates
15209 the truth of this deplorable picture.
15210
15211 s
15212 [ The destructive influence of highly civilized nations upon others
15213 which are less so, has been exemplified by the Europeans themselves.
15214 About a century ago the French founded the town of Vincennes up on the
15215 Wabash, in the middle of the desert; and they lived there in great
15216 plenty until the arrival of the American settlers, who first ruined the
15217 previous inhabitants by their competition, and afterwards purchased
15218 their lands at a very low rate. At the time when M. de Volney, from
15219 whom I borrow these details, passed through Vincennes, the number of
15220 the French was reduced to a hundred individuals, most of whom were
15221 about to pass over to Louisiana or to Canada. These French settlers
15222 were worthy people, but idle and uninstructed: they had contracted many
15223 of the habits of savages. The Americans, who were perhaps their
15224 inferiors, in a moral point of view, were immeasurably superior to them
15225 in intelligence: they were industrious, well informed, rich, and
15226 accustomed to govern their own community.
15227
15228
15229 I myself saw in Canada, where the intellectual difference between the
15230 two races is less striking, that the English are the masters of
15231 commerce and manufacture in the Canadian country, that they spread on
15232 all sides, and confine the French within limits which scarcely suffice
15233 to contain them. In like manner, in Louisiana, almost all activity in
15234 commerce and manufacture centres in the hands of the Anglo-Americans.
15235
15236 But the case of Texas is still more striking: the State of Texas is a
15237 part of Mexico, and lies upon the frontier between that country and the
15238 United States. In the course of the last few years the Anglo-Americans
15239 have penetrated into this province, which is still thinly peopled; they
15240 purchase land, they produce the commodities of the country, and
15241 supplant the original population. It may easily be foreseen that if
15242 Mexico takes no steps to check this change, the province of Texas will
15243 very shortly cease to belong to that government.
15244
15245 If the different degrees—comparatively so slight—which exist in
15246 European civilization produce results of such magnitude, the
15247 consequences which must ensue from the collision of the most perfect
15248 European civilization with Indian savages may readily be conceived.]
15249
15250 The Indians, in the little which they have done, have unquestionably
15251 displayed as much natural genius as the peoples of Europe in their most
15252 important designs; but nations as well as men require time to learn,
15253 whatever may be their intelligence and their zeal. Whilst the savages
15254 were engaged in the work of civilization, the Europeans continued to
15255 surround them on every side, and to confine them within narrower
15256 limits; the two races gradually met, and they are now in immediate
15257 juxtaposition to each other. The Indian is already superior to his
15258 barbarous parent, but he is still very far below his white neighbor.
15259 With their resources and acquired knowledge, the Europeans soon
15260 appropriated to themselves most of the advantages which the natives
15261 might have derived from the possession of the soil; they have settled
15262 in the country, they have purchased land at a very low rate or have
15263 occupied it by force, and the Indians have been ruined by a competition
15264 which they had not the means of resisting. They were isolated in their
15265 own country, and their race only constituted a colony of troublesome
15266 aliens in the midst of a numerous and domineering people. *t
15267
15268 t
15269 [ See in the Legislative Documents (21st Congress, No. 89) instances of
15270 excesses of every kind committed by the whites upon the territory of
15271 the Indians, either in taking possession of a part of their lands,
15272 until compelled to retire by the troops of Congress, or carrying off
15273 their cattle, burning their houses, cutting down their corn, and doing
15274 violence to their persons. It appears, nevertheless, from all these
15275 documents that the claims of the natives are constantly protected by
15276 the government from the abuse of force. The Union has a representative
15277 agent continually employed to reside among the Indians; and the report
15278 of the Cherokee agent, which is among the documents I have referred to,
15279 is almost always favorable to the Indians. “The intrusion of whites,”
15280 he says, “upon the lands of the Cherokees would cause ruin to the poor,
15281 helpless, and inoffensive inhabitants.” And he further remarks upon the
15282 attempt of the State of Georgia to establish a division line for the
15283 purpose of limiting the boundaries of the Cherokees, that the line
15284 drawn having been made by the whites, and entirely upon ex parte
15285 evidence of their several rights, was of no validity whatever.]
15286
15287
15288 Washington said in one of his messages to Congress, “We are more
15289 enlightened and more powerful than the Indian nations, we are therefore
15290 bound in honor to treat them with kindness and even with generosity.”
15291 But this virtuous and high-minded policy has not been followed. The
15292 rapacity of the settlers is usually backed by the tyranny of the
15293 government. Although the Cherokees and the Creeks are established upon
15294 the territory which they inhabited before the settlement of the
15295 Europeans, and although the Americans have frequently treated with them
15296 as with foreign nations, the surrounding States have not consented to
15297 acknowledge them as independent peoples, and attempts have been made to
15298 subject these children of the woods to Anglo-American magistrates,
15299 laws, and customs. *u Destitution had driven these unfortunate Indians
15300 to civilization, and oppression now drives them back to their former
15301 condition: many of them abandon the soil which they had begun to clear,
15302 and return to their savage course of life.
15303
15304 2711 u
15305 [ In 1829 the State of Alabama divided the Creek territory into
15306 counties, and subjected the Indian population to the power of European
15307 magistrates.
15308 2712
15309 In 1830 the State of Mississippi assimilated the Choctaws and
15310 Chickasaws to the white population, and declared that any of them that
15311 should take the title of chief would be punished by a fine of $1,000
15312 and a year’s imprisonment. When these laws were enforced upon the
15313 Choctaws, who inhabited that district, the tribe assembled, their chief
15314 communicated to them the intentions of the whites, and read to them
15315 some of the laws to which it was intended that they should submit; and
15316 they unanimously declared that it was better at once to retreat again
15317 into the wilds.]
2713 [In 1829, Alabama divided Creek territory into counties and placed Indians under European magistrates' authority. In 1830, Mississippi placed Choctaws and Chickasaws under the same laws as whites, declaring any taking the title "chief" would be punished with $1,000 fine and one year prison. When these laws applied to district Choctaws, the tribe met; their chief explained white intentions and read some laws they must follow. They unanimously declared it better to retreat into the wilderness immediately.]
15318 2714
2715 Examining tyrannical measures by Southern legislatures, governors' conduct, and courts' rulings reveals that total Native American expulsion is the ultimate policy goal. Americans in that part of the Union view indigenous people with resentment. They know these tribes have not yet lost ancestral traditions, and before civilization can permanently root them, states intend to force them out by driving them to despair. This occurs even though Georgians, so troubled by Native American proximity, live in territory containing only seven inhabitants per square mile—whereas France has 162 people in the same space.
15319 2716
2717 The Creeks and Cherokees, oppressed by individual states, appealed to the federal government. The central government is not indifferent to their misfortunes and sincerely wishes to save native population remnants and maintain them in free possession of territory the Union pledged to respect. However, states offer such formidable resistance that the government feels forced to consent to destroying a few tribes to avoid endangering American Union stability.
15320 2718
2719 But the federal government, unable to protect Native Americans, wishes at least to soften their hardships. Proposals have been made to transport them to more remote regions at public expense.
15321 2720
15322 ### - [Introductory Chapter](#introductory-chapter)
15323 - [Democracy in America - Volume I](#democracy-in-america---volume-i)
15324 - [License](#license)
15325 - [Preface (Modern Edition)](#preface-modern-edition)
15326 - [Introductory Chapter](#introductory-chapter)
15327 - [Chapter I: Exterior Form Of North America](#chapter-i-exterior-form-of-north-america)
15328 - [Chapter II: Origin Of The Anglo-Americans](#chapter-ii-origin-of-the-anglo-americans)
15329 - [Chapter II: Origin Of The Anglo-Americans—Part I](#chapter-ii-origin-of-the-anglo-americanspart-i)
15330 - [Chapter II: Origin Of The Anglo-Americans—Part II](#chapter-ii-origin-of-the-anglo-americanspart-ii)
15331 - [Chapter III: Social Conditions Of The Anglo-Americans](#chapter-iii-social-conditions-of-the-anglo-americans)
15332 - [Chapter IV: The Principle Of The Sovereignty Of The People In America](#chapter-iv-the-principle-of-the-sovereignty-of-the-people-in-america)
15333 - [Chapter V: Necessity Of Examining The Condition Of The States](#chapter-v-necessity-of-examining-the-condition-of-the-states)
15334 - [Chapter V: Necessity Of Examining The Condition Of The States—Part I](#chapter-v-necessity-of-examining-the-condition-of-the-statespart-i)
15335 - [Chapter V: Necessity Of Examining The Condition Of The States—Part II](#chapter-v-necessity-of-examining-the-condition-of-the-statespart-ii)
15336 - [Chapter V: Necessity Of Examining The Condition Of The States—Part III](#chapter-v-necessity-of-examining-the-condition-of-the-statespart-iii)
15337 - [Chapter VI: Judicial Power In The United States](#chapter-vi-judicial-power-in-the-united-states)
15338 - [Chapter VII: Political Jurisdiction In The United States](#chapter-vii-political-jurisdiction-in-the-united-states)
15339 - [Chapter VIII: The Federal Constitution](#chapter-viii-the-federal-constitution)
15340 - [Chapter VIII: The Federal Constitution—Part I](#chapter-viii-the-federal-constitutionpart-i)
15341 - [Chapter VIII: The Federal Constitution—Part II](#chapter-viii-the-federal-constitutionpart-ii)
15342 - [Chapter VIII: The Federal Constitution—Part III](#chapter-viii-the-federal-constitutionpart-iii)
15343 - [Chapter VIII: The Federal Constitution—Part IV](#chapter-viii-the-federal-constitutionpart-iv)
15344 - [Chapter VIII: The Federal Constitution—Part V](#chapter-viii-the-federal-constitutionpart-v)
15345 - [Chapter IX: Why The People May Strictly Be Said To Govern In The United States](#chapter-ix-why-the-people-may-strictly-be-said-to-govern-in-the-united-states)
15346 - [Chapter X: Parties In The United States](#chapter-x-parties-in-the-united-states)
15347 - [Chapter XI: Liberty Of The Press In The United States](#chapter-xi-liberty-of-the-press-in-the-united-states)
15348 - [Chapter XII: Political Associations In The United States](#chapter-xii-political-associations-in-the-united-states)
15349 - [Chapter XIII: Government Of The Democracy In America](#chapter-xiii-government-of-the-democracy-in-america)
15350 - [Chapter XIII: Government Of The Democracy In America—Part I](#chapter-xiii-government-of-the-democracy-in-americapart-i)
15351 - [Chapter XIII: Government Of The Democracy In America—Part II](#chapter-xiii-government-of-the-democracy-in-americapart-ii)
15352 - [Chapter XIII: Government Of The Democracy In America—Part III](#chapter-xiii-government-of-the-democracy-in-americapart-iii)
15353 - [Chapter XIV: Advantages American Society Derive From Democracy](#chapter-xiv-advantages-american-society-derive-from-democracy)
15354 - [Chapter XIV: Advantages American Society Derive From Democracy—Part I](#chapter-xiv-advantages-american-society-derive-from-democracypart-i)
15355 - [Chapter XIV: Advantages American Society Derive From Democracy—Part II](#chapter-xiv-advantages-american-society-derive-from-democracypart-ii)
15356 - [Chapter XV: Unlimited Power Of Majority, And Its Consequences](#chapter-xv-unlimited-power-of-majority-and-its-consequences)
15357 - [Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part I](#chapter-xv-unlimited-power-of-majority-and-its-consequencespart-i)
15358 - [Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part II](#chapter-xv-unlimited-power-of-majority-and-its-consequencespart-ii)
15359 - [Chapter XVI: Causes Mitigating Tyranny In The United States](#chapter-xvi-causes-mitigating-tyranny-in-the-united-states)
15360 - [Chapter XVI: Causes Mitigating Tyranny In The United States—Part I](#chapter-xvi-causes-mitigating-tyranny-in-the-united-statespart-i)
15361 - [Chapter XVI: Causes Mitigating Tyranny In The United States—Part II](#chapter-xvi-causes-mitigating-tyranny-in-the-united-statespart-ii)
15362 - [Chapter XVII: Principal Causes Maintaining The Democratic Republic](#chapter-xvii-principal-causes-maintaining-the-democratic-republic)
15363 - [Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part I](#chapter-xvii-principal-causes-maintaining-the-democratic-republicpart-i)
15364 - [Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part II](#chapter-xvii-principal-causes-maintaining-the-democratic-republicpart-ii)
15365 - [Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part III](#chapter-xvii-principal-causes-maintaining-the-democratic-republicpart-iii)
15366 - [Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part IV](#chapter-xvii-principal-causes-maintaining-the-democratic-republicpart-iv)
15367 - [Chapter XVIII: Future Condition Of Three Races In The United States](#chapter-xviii-future-condition-of-three-races-in-the-united-states)
15368 - [Chapter XVIII: Future Condition Of Three Races In The United States—Part I](#chapter-xviii-future-condition-of-three-races-in-the-united-statespart-i)
15369 - [Chapter XVIII: Future Condition Of Three Races—Part II](#chapter-xviii-future-condition-of-three-racespart-ii)
15370 - [- Introductory Chapter](#--introductory-chapter)
15371 - [Chapter XVIII: Future Condition Of Three Races—Part IV](#chapter-xviii-future-condition-of-three-racespart-iv)
15372 - [Chapter XVIII: Future Condition Of Three Races—Part V](#chapter-xviii-future-condition-of-three-racespart-v)
15373 - [Chapter XVIII: Future Condition Of Three Races—Part VI](#chapter-xviii-future-condition-of-three-racespart-vi)
15374 - [Chapter XVIII: Future Condition Of Three Races—Part VII](#chapter-xviii-future-condition-of-three-racespart-vii)
15375 - [Chapter XVIII: Future Condition Of Three Races—Part VIII](#chapter-xviii-future-condition-of-three-racespart-viii)
15376 - [Chapter XVIII: Future Condition Of Three Races—Part IX](#chapter-xviii-future-condition-of-three-racespart-ix)
15377 - [Chapter XVIII: Future Condition Of Three Races—Part X](#chapter-xviii-future-condition-of-three-racespart-x)
2721 Between the thirty-third and thirty-seventh north latitude lies vast Arkansas, named after its primary river. Bounded by Mexico and the Mississippi, with numerous streams crossing it, the climate is mild and soil productive, yet only a few nomadic tribes inhabit it. The Union government intends to transport broken Southern indigenous population remnants to the portion nearest Mexico, far from American settlements.
15378 2722
2723 By end of 1831, 10,000 Native Americans had traveled to Arkansas River banks, with fresh groups constantly following. However, Congress cannot inspire unanimous decisions among those it seeks to protect. Some are willing to leave oppression's seat, but the most educated refuse to abandon new homes and growing crops. They believe interrupted civilization work will never resume. They fear recently adopted domestic habits may be lost forever in primitive wilderness where nothing prepares for farming people's survival. They know entry into those wilds will be opposed by hostile tribes, and they have lost ancestors' raw energy without gaining civilization's resources to resist attacks.
15379 2724
15380 If we consider the tyrannical measures which have been adopted by the
15381 legislatures of the Southern States, the conduct of their Governors,
15382 and the decrees of their courts of justice, we shall be convinced that
15383 the entire expulsion of the Indians is the final result to which the
15384 efforts of their policy are directed. The Americans of that part of the
15385 Union look with jealousy upon the aborigines, *v they are aware that
15386 these tribes have not yet lost the traditions of savage life, and
15387 before civilization has permanently fixed them to the soil, it is
15388 intended to force them to recede by reducing them to despair. The
15389 Creeks and Cherokees, oppressed by the several States, have appealed to
15390 the central government, which is by no means insensible to their
15391 misfortunes, and is sincerely desirous of saving the remnant of the
15392 natives, and of maintaining them in the free possession of that
15393 territory, which the Union is pledged to respect. *w But the several
15394 States oppose so formidable a resistance to the execution of this
15395 design, that the government is obliged to consent to the extirpation of
15396 a few barbarous tribes in order not to endanger the safety of the
15397 American Union.
2725 Furthermore, Native Americans easily see the proposed settlement is merely temporary. Who can assure them they will finally live in peace? The United States pledges itself to honor this obligation; yet the territory they currently occupy was formerly secured by the most solemn American honor oaths. In 1790 and 1791 treaties, the United States formally guaranteed Creek and Cherokee nations all their lands and even promised to withdraw protection from white settlers trying to move onto their territory. The American government does not technically rob them of lands, but it permits constant incursions. In a few years, the same white population now surrounding them will follow them into Arkansas' solitudes. They will then face the same evils without the same solutions; and as they finally run out of land, their only remaining refuge will be the grave.
15398 2726
15399 v
15400 [ The Georgians, who are so much annoyed by the proximity of the
15401 Indians, inhabit a territory which does not at present contain more
15402 than seven inhabitants to the square mile. In France there are one
15403 hundred and sixty-two inhabitants to the same extent of country.]
2727 The Union treats Native Americans with less greed and severity than individual states, but both governments lack good faith. States extend what they call law's benefits to tribes, believing tribes will flee rather than submit; and the central government, promising permanent sanctuary to these unhappy people, is well aware it cannot guarantee it. As the President wrote to the Creek Indians in March 1829, promising lands beyond the Mississippi free from trouble "as long as grass grows or water runs," the government knew it could not afford protection then that it claimed it would provide in future.
15404 2728
2729 Thus, state tyranny forces indigenous people to retire, while Union promises and resources make retreat easier; these measures lead to precisely the same end.
15405 2730
15406 w
15407 [ In 1818 Congress appointed commissioners to visit the Arkansas
15408 Territory, accompanied by a deputation of Creeks, Choctaws, and
15409 Chickasaws. This expedition was commanded by Messrs. Kennerly, M’Coy,
15410 Wash Hood, and John Bell. See the different reports of the
15411 commissioners, and their journal, in the Documents of Congress, No. 87,
15412 House of Representatives.]
2731 > **Quote:** "By the will of our Father in Heaven, the Governor of the whole world, the red man of America has become small, and the white man great and renowned. When the ancestors of the people of these United States first came to the shores of America they found the red man strong: though he was ignorant and savage, yet he received them kindly, and gave them dry land to rest their weary feet. They met in peace, and shook hands in token of friendship. Whatever the white man wanted and asked of the Indian, the latter willingly gave. At that time the Indian was the lord, and the white man the suppliant. But now the scene has changed. The strength of the red man has become weakness. As his neighbors increased in numbers his power became less and less, and now, of the many and powerful tribes who once covered these United States, only a few are to be seen—a few whom a sweeping pestilence has left. The northern tribes, who were once so numerous and powerful, are now nearly extinct. Thus it has happened to the red man of America. Shall we, who are remnants, share the same fate?"
15413 2732
2733 > **Quote:** "The land on which we stand we have received as an inheritance from our fathers, who possessed it from time immemorial, as a gift from our common Father in Heaven. They bequeathed it to us as their children, and we have sacredly kept it, as containing the remains of our beloved men. This right of inheritance we have never ceded nor ever forfeited. Permit us to ask what better right can the people have to a country than the right of inheritance and immemorial peaceable possession? We know it is said of late by the State of Georgia and by the Executive of the United States, that we have forfeited this right; but we think this is said gratuitously. At what time have we made the forfeit? What great crime have we committed, whereby we must forever be divested of our country and rights? Was it when we were hostile to the United States, and took part with the King of Great Britain, during the struggle for independence? If so, why was not this forfeiture declared in the first treaty of peace between the United States and our beloved men? Why was not such an article as the following inserted in the treaty:—‘The United States give peace to the Cherokees, but, for the part they took in the late war, declare them to be but tenants at will, to be removed when the convenience of the States, within whose chartered limits they live, shall require it’? That was the proper time to assume such a possession. But it was not thought of, nor would our forefathers have agreed to any treaty whose tendency was to deprive them of their rights and their country."
15414 2734
15415 But the federal government, which is not able to protect the Indians,
15416 would fain mitigate the hardships of their lot; and, with this
15417 intention, proposals have been made to transport them into more remote
15418 regions at the public cost.
2735 Such is the language of Native Americans: their assertions are true, their fears inevitable. From whichever side we consider North America's indigenous people fate, their calamities appear irremediable. If they remain primitive, they are forced to retreat; if they adopt civilized customs, contact with a more advanced society leads to oppression and poverty. They perish if they continue wandering, and perish still if they try to settle. European assistance is necessary to teach them, but Europeans' arrival corrupts them and drives them back into wild existence. They refuse to change habits while alone in wilderness, and it is too late to change them once forced to submit.
15419 2736
15420 Between the thirty-third and thirty-seventh degrees of north latitude,
15421 a vast tract of country lies, which has taken the name of Arkansas,
15422 from the principal river that waters its extent. It is bounded on the
15423 one side by the confines of Mexico, on the other by the Mississippi.
15424 Numberless streams cross it in every direction; the climate is mild,
15425 and the soil productive, but it is only inhabited by a few wandering
15426 hordes of savages. The government of the Union wishes to transport the
15427 broken remnants of the indigenous population of the South to the
15428 portion of this country which is nearest to Mexico, and at a great
15429 distance from the American settlements.
2737 The Spaniards hunted Indians with bloodhounds like wild animals; they plundered the New World with no more restraint than a storm-taken city. But destruction eventually ended, and frenzy stopped; massacre survivors merged with conquerors, adopting their religion and customs. This outcome, however, was not due to Spanish virtue. Had Indian tribes not been farmers when Europeans arrived, they would have been destroyed in South America as in the North.
15430 2738
15431 We were assured, towards the end of the year 1831, that 10,000 Indians
15432 had already gone down to the shores of the Arkansas; and fresh
15433 detachments were constantly following them; but Congress has been
15434 unable to excite a unanimous determination in those whom it is disposed
15435 to protect. Some, indeed, are willing to quit the seat of oppression,
15436 but the most enlightened members of the community refuse to abandon
15437 their recent dwellings and their springing crops; they are of opinion
15438 that the work of civilization, once interrupted, will never be resumed;
15439 they fear that those domestic habits which have been so recently
15440 contracted, may be irrevocably lost in the midst of a country which is
15441 still barbarous, and where nothing is prepared for the subsistence of
15442 an agricultural people; they know that their entrance into those wilds
15443 will be opposed by inimical hordes, and that they have lost the energy
15444 of barbarians, without acquiring the resources of civilization to
15445 resist their attacks. Moreover, the Indians readily discover that the
15446 settlement which is proposed to them is merely a temporary expedient.
15447 Who can assure them that they will at length be allowed to dwell in
15448 peace in their new retreat? The United States pledge themselves to the
15449 observance of the obligation; but the territory which they at present
15450 occupy was formerly secured to them by the most solemn oaths of
15451 Anglo-American faith. *x The American government does not indeed rob
15452 them of their lands, but it allows perpetual incursions to be made on
15453 them. In a few years the same white population which now flocks around
15454 them, will track them to the solitudes of the Arkansas; they will then
15455 be exposed to the same evils without the same remedies, and as the
15456 limits of the earth will at last fail them, their only refuge is the
15457 grave.
2739 On the other hand, American conduct toward indigenous people is marked by peculiar obsession with legal formalities. While Indians remain in their original state, Americans do not interfere; they treat them as independent nations and do not take hunting grounds without purchase treaties.
15458 2740
15459 x
15460 [ The fifth article of the treaty made with the Creeks in August, 1790,
15461 is in the following words:—“The United States solemnly guarantee to the
15462 Creek nation all their land within the limits of the United States.”
2741 > **Quote:** "If an Indian nation happens to be so encroached upon as to be unable to subsist upon its territory, they afford it brotherly assistance in transporting it to a grave sufficiently remote from the land of its fathers."
15463 2742
2743 The Spaniards could not wipe out the Indian race despite unprecedented atrocities that leave permanent shame, nor did they fully strip them of rights. However, Americans of the United States have achieved both goals with remarkable ease—peacefully, legally, philanthropically, without shedding blood, and without violating a single major moral principle in the world's eyes.
15464 2744
15465 The seventh article of the treaty concluded in 1791 with the Cherokees
15466 says:—“The United States solemnly guarantee to the Cherokee nation all
15467 their lands not hereby ceded.” The following article declared that if
15468 any citizen of the United States or other settler not of the Indian
15469 race should establish himself upon the territory of the Cherokees, the
15470 United States would withdraw their protection from that individual, and
15471 give him up to be punished as the Cherokee nation should think fit.]
2745 > **Quote:** "It is impossible to destroy men with more respect for the laws of humanity."
15472 2746
15473 The Union treats the Indians with less cupidity and rigor than the
15474 policy of the several States, but the two governments are alike
15475 destitute of good faith. The States extend what they are pleased to
15476 term the benefits of their laws to the Indians, with a belief that the
15477 tribes will recede rather than submit; and the central government,
15478 which promises a permanent refuge to these unhappy beings is well aware
15479 of its inability to secure it to them. *y
2747 Reports from the Committee on Indian Affairs in 1830 logically established that the fundamental principle—Indians had no sovereignty or land rights based on ancient possession—had never been abandoned by government. Reading such reports, one is struck by how easily authors dismiss arguments based on reason and natural rights, labeling them merely abstract or theoretical. The more I observe the difference between civilized and uncivilized people regarding justice, the more I see the former disputes the justice of rights that the latter simply violates.
15480 2748
15481 y
15482 [ This does not prevent them from promising in the most solemn manner
15483 to do so. See the letter of the President addressed to the Creek
15484 Indians, March 23, 1829 (Proceedings of the Indian Board, in the city
15485 of New York, p. 5): “Beyond the great river Mississippi, where a part
15486 of your nation has gone, your father has provided a country large
15487 enough for all of you, and he advises you to remove to it. There your
15488 white brothers will not trouble you; they will have no claim to the
15489 land, and you can live upon it, you and all your children, as long as
15490 the grass grows, or the water runs, in peace and plenty. It will be
15491 yours forever.”
2749 [I have left this chapter entirely unchanged, as it has always seemed to me to be one of the most eloquent and moving parts of this book. However, it is no longer a prediction; the destruction of the Indian race in the United States is now complete. By 1870, only 25,731 Indians remained in the entire territory of the Union, and the vast majority of these were in California, Michigan, Wisconsin, Dakota, New Mexico, and Nevada. In New England, Pennsylvania, and New York, the race is extinct, and M. de Tocqueville’s predictions have been fulfilled. —Translator’s Note.]
15492 2750
2751 **Situation Of The Black Population In The United States, And Dangers With Which Its Presence Threatens The Whites**
15493 2752
15494 The Secretary of War, in a letter written to the Cherokees, April 18,
15495 1829, (see the same work, p. 6), declares to them that they cannot
15496 expect to retain possession of the lands at that time occupied by them,
15497 but gives them the most positive assurance of uninterrupted peace if
15498 they would remove beyond the Mississippi: as if the power which could
15499 not grant them protection then, would be able to afford it them
15500 hereafter!]
2753 Why it is more difficult to abolish slavery and erase all traces of it today than it was in ancient times—In the United States, the prejudices of Whites against Blacks seem to increase as slavery is abolished—The situation of Black people in the Northern and Southern States—Why the Americans are abolishing slavery—Servitude, which degrades the slave, also impoverives the master—The contrast between the left and right banks of the Ohio River and what causes it—The Black race and slavery are both moving toward the South—An explanation for this—The difficulties of abolishing slavery in the South—Future dangers—General anxiety—The foundation of a Black colony in Africa—Why White Southerners increase the hardships of slavery even while they are distressed by its existence.
15501 2754
15502 Thus the tyranny of the States obliges the savages to retire, the
15503 Union, by its promises and resources, facilitates their retreat; and
15504 these measures tend to precisely the same end. *z “By the will of our
15505 Father in Heaven, the Governor of the whole world,” said the Cherokees
15506 in their petition to Congress, *a “the red man of America has become
15507 small, and the white man great and renowned. When the ancestors of the
15508 people of these United States first came to the shores of America they
15509 found the red man strong: though he was ignorant and savage, yet he
15510 received them kindly, and gave them dry land to rest their weary feet.
15511 They met in peace, and shook hands in token of friendship. Whatever the
15512 white man wanted and asked of the Indian, the latter willingly gave. At
15513 that time the Indian was the lord, and the white man the suppliant. But
15514 now the scene has changed. The strength of the red man has become
15515 weakness. As his neighbors increased in numbers his power became less
15516 and less, and now, of the many and powerful tribes who once covered
15517 these United States, only a few are to be seen—a few whom a sweeping
15518 pestilence has left. The northern tribes, who were once so numerous and
15519 powerful, are now nearly extinct. Thus it has happened to the red man
15520 of America. Shall we, who are remnants, share the same fate?”
2755 The Indians will perish in the same isolation in which they have lived, but the Black population's fate is, in many ways, intertwined with Europeans. These two races are linked without merging; they can neither fully separate nor truly unite. The most terrifying threat to the Union's future comes from the Black population's presence on its soil. In analyzing current troubles or future dangers in the United States, the observer is always led back to this primary fact.
15521 2756
15522 z
15523 [ To obtain a correct idea of the policy pursued by the several States
15524 and the Union with respect to the Indians, it is necessary to consult,
15525 1st, “The Laws of the Colonial and State Governments relating to the
15526 Indian Inhabitants.” (See the Legislative Documents, 21st Congress, No.
15527 319.) 2d, The Laws of the Union on the same subject, and especially
15528 that of March 30, 1802. (See Story’s “Laws of the United States.”) 3d,
15529 The Report of Mr. Cass, Secretary of War, relative to Indian Affairs,
15530 November 29, 1823.]
2757 The lasting evils humanity suffers are usually produced by intense or growing human effort. But one disaster slipped into the world unnoticed, at first barely distinguishable from power's usual abuses. It started with an individual history has forgotten; it was carried like a cursed seed to soil where it took root, grew effortlessly, and spread naturally alongside the society it infected. This disaster is slavery. Christianity once suppressed slavery, but sixteenth-century Christians brought it back—as an exception restricted to a single race. The wound thus inflicted, though less widespread than in the past, became much harder to heal.
15531 2758
2759 We must distinguish between slavery itself and its consequences. Slavery's immediate evils were much the same in ancient times as today, but long-term results differed. In antiquity, the slave belonged to his master's race and was often better educated; indeed, some famous ancient authors like Aesop and Terence were slaves. Slaves weren't always taken from "primitive" nations; war's accidents often reduced highly civilized people to servitude. Freedom was their only difference; once freed, they easily absorbed into society. The ancients had a simple escape: emancipation. Once practiced widely, the problem was solved. This isn't to say servitude's traces didn't linger. There is natural prejudice making people look down on former inferiors long after they become equals. Real inequality created by law is always followed by imaginary inequality rooted in social customs. But in ancient times, this secondary effect was temporary because the freedman looked exactly like those born free, making distinction impossible.
15532 2760
15533 a
15534 [ December 18, 1829.]
2761 The ancients' greatest difficulty was changing law; ours is changing social customs. Our real obstacles begin where theirs ended. Today, the temporary legal fact of slavery is fatally tied to the permanent physical fact of color. Slavery's legacy dishonors the race, and the race's distinctiveness keeps slavery's memory alive. No African came to the New World voluntarily; therefore, every Black person here is either slave or freedman. The Black man passes down the eternal mark of his hardship to all descendants. Although the law may abolish slavery, God alone can obliterate the traces of its existence.
15535 2762
2763 The modern slave differs from his master not only in status but origin. You can free a Black man, but you cannot stop him being seen as European outsider. Furthermore, we struggle recognizing shared human traits in one slavery has so degraded. To our eyes, his features seem alien, intellect weak, tastes crude; we are almost tempted to see him as something between human and animal. For Whites to abandon belief in former slaves' moral and intellectual inferiority, Black people would have to change; but as long as that belief exists, such change is impossible. Thus, even after abolishing slavery, modern society must fight three prejudices far harder to defeat than the institution itself: the prejudice of the master, the prejudice of race, and the prejudice of color.
15536 2764
15537 “The land on which we stand we have received as an inheritance from our
15538 fathers, who possessed it from time immemorial, as a gift from our
15539 common Father in Heaven. They bequeathed it to us as their children,
15540 and we have sacredly kept it, as containing the remains of our beloved
15541 men. This right of inheritance we have never ceded nor ever forfeited.
15542 Permit us to ask what better right can the people have to a country
15543 than the right of inheritance and immemorial peaceable possession? We
15544 know it is said of late by the State of Georgia and by the Executive of
15545 the United States, that we have forfeited this right; but we think this
15546 is said gratuitously. At what time have we made the forfeit? What great
15547 crime have we committed, whereby we must forever be divested of our
15548 country and rights? Was it when we were hostile to the United States,
15549 and took part with the King of Great Britain, during the struggle for
15550 independence? If so, why was not this forfeiture declared in the first
15551 treaty of peace between the United States and our beloved men? Why was
15552 not such an article as the following inserted in the treaty:—‘The
15553 United States give peace to the Cherokees, but, for the part they took
15554 in the late war, declare them to be but tenants at will, to be removed
15555 when the convenience of the States, within whose chartered limits they
15556 live, shall require it’? That was the proper time to assume such a
15557 possession. But it was not thought of, nor would our forefathers have
15558 agreed to any treaty whose tendency was to deprive them of their rights
15559 and their country.”
2765 For those of us born among people like ourselves by nature and equal by law, it is hard to imagine the deep divide between Black and European people in America. We can glimpse it through history. France once had many legal ranks created by legislation. Nothing is more artificial than purely legal inferiority, nothing more against human instinct than permanent divisions between similar people. Yet these divisions lasted centuries, and their ghosts still linger. If it is so hard to uproot law-based inequality, how can we destroy distinctions seeming based on nature's unchangeable laws? When I see how hard aristocracy merges with the general public and how carefully they guard boundaries, I despair of seeing an aristocracy vanish based on visible, permanent traits. Those hoping Europeans and Black people will truly mix seem deluded. Neither logic nor history supports that hope. So far, whenever Whites have held power, they have kept Black people subordinate; wherever Black people have been stronger, they have destroyed Whites. This is the only "repayment" ever occurring between the races.
15560 2766
15561 Such is the language of the Indians: their assertions are true, their
15562 forebodings inevitable. From whichever side we consider the destinies
15563 of the aborigines of North America, their calamities appear to be
15564 irremediable: if they continue barbarous, they are forced to retire; if
15565 they attempt to civilize their manners, the contact of a more civilized
15566 community subjects them to oppression and destitution. They perish if
15567 they continue to wander from waste to waste, and if they attempt to
15568 settle they still must perish; the assistance of Europeans is necessary
15569 to instruct them, but the approach of Europeans corrupts and repels
15570 them into savage life; they refuse to change their habits as long as
15571 their solitudes are their own, and it is too late to change them when
15572 they are constrained to submit.
2767 I see that in some U.S. parts today, legal barriers between races are falling, but social barriers are not. Slavery is retreating, but its created prejudice remains fixed. Anyone who lived in the United States knows that where Black people are no longer slaves, they have not moved closer to Whites. On the contrary, racial prejudice seems stronger in abolitionist states than in slave states, and nowhere is it as intolerant as in states where slavery never existed.
15573 2768
15574 The Spaniards pursued the Indians with bloodhounds, like wild beasts;
15575 they sacked the New World with no more temper or compassion than a city
15576 taken by storm; but destruction must cease, and frenzy be stayed; the
15577 remnant of the Indian population which had escaped the massacre mixed
15578 with its conquerors, and adopted in the end their religion and their
15579 manners. *b The conduct of the Americans of the United States towards
15580 the aborigines is characterized, on the other hand, by a singular
15581 attachment to the formalities of law. Provided that the Indians retain
15582 their barbarous condition, the Americans take no part in their affairs;
15583 they treat them as independent nations, and do not possess themselves
15584 of their hunting grounds without a treaty of purchase; and if an Indian
15585 nation happens to be so encroached upon as to be unable to subsist upon
15586 its territory, they afford it brotherly assistance in transporting it
15587 to a grave sufficiently remote from the land of its fathers.
2769 In the North, interracial marriages are legal, but public opinion would brand any man marrying a Black woman a social outcast, and such unions are almost non-existent. Black people have voting rights in nearly all abolitionist states, but if they try to vote, they risk their lives. If oppressed, they can go to court but find only White judges. They can legally serve on juries, but prejudice keeps them out. Their children do not attend European children's schools. In theaters, no money can buy a Black person a seat beside former masters. In hospitals, they are kept in separate wards. While allowed to worship the same God, they must do so at different altars, in their own churches, with their own ministers. Heaven's gates are not closed to them, but inferiority continues right up to the next world's edge. When a Black person dies, their bones are cast aside, and status distinction remains even in death's equality. The Black man is free but cannot share rights, pleasures, work, sorrows, or even the grave of one declared equal; he cannot meet the White man on equal terms in life or death.
15588 2770
15589 b
15590 [ The honor of this result is, however, by no means due to the
15591 Spaniards. If the Indian tribes had not been tillers of the ground at
15592 the time of the arrival of the Europeans, they would unquestionably
15593 have been destroyed in South as well as in North America.]
2771 In the South, where slavery still exists, races are less strictly separated. They sometimes work and play together; Whites interact with them to a point. Although laws are harsher, people's actual habits are more tolerant and compassionate. In the South, a master isn't afraid to treat his slave as human because he can return him to dirt at any moment. In the North, the White man no longer sees a clear legal line separating him from the "lower" race, so he avoids the Black man even more intensely, fearing they might one day be seen as the same.
15594 2772
2773 In the South, nature sometimes creates temporary racial equality. In the North, pride suppresses even strongest human passions. A Northern man might engage in casual relations with a Black woman if law didn't say she could potentially be his legal wife; because she *can* be his wife, he recoils in horror. Thus, in the United States, prejudice against Black people seems to grow as they are freed. Inequality is upheld by social habits even as erased from laws.
15595 2774
15596 The Spaniards were unable to exterminate the Indian race by those
15597 unparalleled atrocities which brand them with indelible shame, nor did
15598 they even succeed in wholly depriving it of its rights; but the
15599 Americans of the United States have accomplished this twofold purpose
15600 with singular felicity; tranquilly, legally, philanthropically, without
15601 shedding blood, and without violating a single great principle of
15602 morality in the eyes of the world. *c It is impossible to destroy men
15603 with more respect for the laws of humanity.
2775 If the situation is as I've described, why did the North abolish slavery while the South maintains and worsens it? The answer is simple: abolition moves in the United States were not made for Black people's benefit but for Whites'.
15604 2776
15605 c
15606 [ See, amongst other documents, the report made by Mr. Bell in the name
15607 of the Committee on Indian Affairs, February 24, 1830, in which is most
15608 logically established and most learnedly proved, that “the fundamental
15609 principle that the Indians had no right by virtue of their ancient
15610 possession either of will or sovereignty, has never been abandoned
15611 either expressly or by implication.” In perusing this report, which is
15612 evidently drawn up by an experienced hand, one is astonished at the
15613 facility with which the author gets rid of all arguments founded upon
15614 reason and natural right, which he designates as abstract and
15615 theoretical principles. The more I contemplate the difference between
15616 civilized and uncivilized man with regard to the principles of justice,
15617 the more I observe that the former contests the justice of those rights
15618 which the latter simply violates.]
2777 The first Black people came to Virginia around 1621. In America, as elsewhere, slavery started in the South and spread. Historical records show slavery existed in the North, but its benefits were questioned early. In 1740, New York's Legislature tried encouraging slave importation to prevent smuggling, yet in New England, even though slaves arrived as early as 1630, local laws and customs opposed the institution from the start, eventually ending it through public opinion and legislation.
15619 2778
2779 Less than a century after colonies were founded, planters noticed a striking fact: provinces with fewer slaves grew faster in population, wealth, and prosperity than those with the most slaves. In the former, residents worked land themselves or hired help. In the latter, they had labor they didn't pay for. Despite work and expense versus ease and savings, free labor proved more advantageous. This was hard to explain at first, since settlers came from the same European stock, had same culture and laws, and were very similar. As Anglo-Americans moved west into wilderness, facing new climates and challenges, the same result appeared at every turn. Southern people moved north and northerners moved south, yet colonies without slaves consistently became wealthier and more populous than those where slavery thrived. The more progress was made, the clearer it became that slavery, while cruel to the slave, is actually harmful to the master.
15620 2780
15621 [I leave this chapter wholly unchanged, for it has always appeared to
15622 me to be one of the most eloquent and touching parts of this book. But
15623 it has ceased to be prophetic; the destruction of the Indian race in
15624 the United States is already consummated. In 1870 there remained but
15625 25,731 Indians in the whole territory of the Union, and of these by far
15626 the largest part exist in California, Michigan, Wisconsin, Dakota, and
15627 New Mexico and Nevada. In New England, Pennsylvania, and New York the
15628 race is extinct; and the predictions of M. de Tocqueville are
15629 fulfilled. —Translator’s Note.]
15630
15631 Situation Of The Black Population In The United States, And Dangers
15632 With Which Its Presence Threatens The Whites
15633
15634 Why it is more difficult to abolish slavery, and to efface all vestiges
15635 of it amongst the moderns than it was amongst the ancients—In the
15636 United States the prejudices of the Whites against the Blacks seem to
15637 increase in proportion as slavery is abolished—Situation of the Negroes
15638 in the Northern and Southern States—Why the Americans abolish
15639 slavery—Servitude, which debases the slave, impoverishes the
15640 master—Contrast between the left and the right bank of the Ohio—To what
15641 attributable—The Black race, as well as slavery, recedes towards the
15642 South—Explanation of this fact—Difficulties attendant upon the
15643 abolition of slavery in the South—Dangers to come—General
15644 anxiety—Foundation of a Black colony in Africa—Why the Americans of the
15645 South increase the hardships of slavery, whilst they are distressed at
15646 its continuance.
15647
15648 The Indians will perish in the same isolated condition in which they
15649 have lived; but the destiny of the negroes is in some measure
15650 interwoven with that of the Europeans. These two races are attached to
15651 each other without intermingling, and they are alike unable entirely to
15652 separate or to combine. The most formidable of all the ills which
15653 threaten the future existence of the Union arises from the presence of
15654 a black population upon its territory; and in contemplating the cause
15655 of the present embarrassments or of the future dangers of the United
15656 States, the observer is invariably led to consider this as a primary
15657 fact.
15658
15659 The permanent evils to which mankind is subjected are usually produced
15660 by the vehement or the increasing efforts of men; but there is one
15661 calamity which penetrated furtively into the world, and which was at
15662 first scarcely distinguishable amidst the ordinary abuses of power; it
15663 originated with an individual whose name history has not preserved; it
15664 was wafted like some accursed germ upon a portion of the soil, but it
15665 afterwards nurtured itself, grew without effort, and spreads naturally
15666 with the society to which it belongs. I need scarcely add that this
15667 calamity is slavery. Christianity suppressed slavery, but the
15668 Christians of the sixteenth century re-established it—as an exception,
15669 indeed, to their social system, and restricted to one of the races of
15670 mankind; but the wound thus inflicted upon humanity, though less
15671 extensive, was at the same time rendered far more difficult of cure.
15672
15673 It is important to make an accurate distinction between slavery itself
15674 and its consequences. The immediate evils which are produced by slavery
15675 were very nearly the same in antiquity as they are amongst the moderns;
15676 but the consequences of these evils were different. The slave, amongst
15677 the ancients, belonged to the same race as his master, and he was often
15678 the superior of the two in education *d and instruction. Freedom was
15679 the only distinction between them; and when freedom was conferred they
15680 were easily confounded together. The ancients, then, had a very simple
15681 means of avoiding slavery and its evil consequences, which was that of
15682 affranchisement; and they succeeded as soon as they adopted this
15683 measure generally. Not but, in ancient States, the vestiges of
15684 servitude subsisted for some time after servitude itself was abolished.
15685 There is a natural prejudice which prompts men to despise whomsoever
15686 has been their inferior long after he is become their equal; and the
15687 real inequality which is produced by fortune or by law is always
15688 succeeded by an imaginary inequality which is implanted in the manners
15689 of the people. Nevertheless, this secondary consequence of slavery was
15690 limited to a certain term amongst the ancients, for the freedman bore
15691 so entire a resemblance to those born free, that it soon became
15692 impossible to distinguish him from amongst them.
15693
15694 d
15695 [ It is well known that several of the most distinguished authors of
15696 antiquity, and amongst them Aesop and Terence, were, or had been
15697 slaves. Slaves were not always taken from barbarous nations, and the
15698 chances of war reduced highly civilized men to servitude.]
15699
15700
15701 The greatest difficulty in antiquity was that of altering the law;
15702 amongst the moderns it is that of altering the manners; and, as far as
15703 we are concerned, the real obstacles begin where those of the ancients
15704 left off. This arises from the circumstance that, amongst the moderns,
15705 the abstract and transient fact of slavery is fatally united to the
15706 physical and permanent fact of color. The tradition of slavery
15707 dishonors the race, and the peculiarity of the race perpetuates the
15708 tradition of slavery. No African has ever voluntarily emigrated to the
15709 shores of the New World; whence it must be inferred, that all the
15710 blacks who are now to be found in that hemisphere are either slaves or
15711 freedmen. Thus the negro transmits the eternal mark of his ignominy to
15712 all his descendants; and although the law may abolish slavery, God
15713 alone can obliterate the traces of its existence.
15714
15715 The modern slave differs from his master not only in his condition, but
15716 in his origin. You may set the negro free, but you cannot make him
15717 otherwise than an alien to the European. Nor is this all; we scarcely
15718 acknowledge the common features of mankind in this child of debasement
15719 whom slavery has brought amongst us. His physiognomy is to our eyes
15720 hideous, his understanding weak, his tastes low; and we are almost
15721 inclined to look upon him as a being intermediate between man and the
15722 brutes. *e The moderns, then, after they have abolished slavery, have
15723 three prejudices to contend against, which are less easy to attack and
15724 far less easy to conquer than the mere fact of servitude: the prejudice
15725 of the master, the prejudice of the race, and the prejudice of color.
15726
15727 e
15728 [ To induce the whites to abandon the opinion they have conceived of
15729 the moral and intellectual inferiority of their former slaves, the
15730 negroes must change; but as long as this opinion subsists, to change is
15731 impossible.]
15732
15733
15734 It is difficult for us, who have had the good fortune to be born
15735 amongst men like ourselves by nature, and equal to ourselves by law, to
15736 conceive the irreconcilable differences which separate the negro from
15737 the European in America. But we may derive some faint notion of them
15738 from analogy. France was formerly a country in which numerous
15739 distinctions of rank existed, that had been created by the legislation.
15740 Nothing can be more fictitious than a purely legal inferiority; nothing
15741 more contrary to the instinct of mankind than these permanent divisions
15742 which had been established between beings evidently similar.
15743 Nevertheless these divisions subsisted for ages; they still subsist in
15744 many places; and on all sides they have left imaginary vestiges, which
15745 time alone can efface. If it be so difficult to root out an inequality
15746 which solely originates in the law, how are those distinctions to be
15747 destroyed which seem to be based upon the immutable laws of Nature
15748 herself? When I remember the extreme difficulty with which aristocratic
15749 bodies, of whatever nature they may be, are commingled with the mass of
15750 the people; and the exceeding care which they take to preserve the
15751 ideal boundaries of their caste inviolate, I despair of seeing an
15752 aristocracy disappear which is founded upon visible and indelible
15753 signs. Those who hope that the Europeans will ever mix with the
15754 negroes, appear to me to delude themselves; and I am not led to any
15755 such conclusion by my own reason, or by the evidence of facts.
15756
15757 Hitherto, wherever the whites have been the most powerful, they have
15758 maintained the blacks in a subordinate or a servile position; wherever
15759 the negroes have been strongest they have destroyed the whites; such
15760 has been the only retribution which has ever taken place between the
15761 two races.
15762
15763 I see that in a certain portion of the territory of the United States
15764 at the present day, the legal barrier which separated the two races is
15765 tending to fall away, but not that which exists in the manners of the
15766 country; slavery recedes, but the prejudice to which it has given birth
15767 remains stationary. Whosoever has inhabited the United States must have
15768 perceived that in those parts of the Union in which the negroes are no
15769 longer slaves, they have in no wise drawn nearer to the whites. On the
15770 contrary, the prejudice of the race appears to be stronger in the
15771 States which have abolished slavery, than in those where it still
15772 exists; and nowhere is it so intolerant as in those States where
15773 servitude has never been known.
15774
15775 It is true, that in the North of the Union, marriages may be legally
15776 contracted between negroes and whites; but public opinion would
15777 stigmatize a man who should connect himself with a negress as infamous,
15778 and it would be difficult to meet with a single instance of such a
15779 union. The electoral franchise has been conferred upon the negroes in
15780 almost all the States in which slavery has been abolished; but if they
15781 come forward to vote, their lives are in danger. If oppressed, they may
15782 bring an action at law, but they will find none but whites amongst
15783 their judges; and although they may legally serve as jurors, prejudice
15784 repulses them from that office. The same schools do not receive the
15785 child of the black and of the European. In the theatres, gold cannot
15786 procure a seat for the servile race beside their former masters; in the
15787 hospitals they lie apart; and although they are allowed to invoke the
15788 same Divinity as the whites, it must be at a different altar, and in
15789 their own churches, with their own clergy. The gates of Heaven are not
15790 closed against these unhappy beings; but their inferiority is continued
15791 to the very confines of the other world; when the negro is defunct, his
15792 bones are cast aside, and the distinction of condition prevails even in
15793 the equality of death. The negro is free, but he can share neither the
15794 rights, nor the pleasures, nor the labor, nor the afflictions, nor the
15795 tomb of him whose equal he has been declared to be; and he cannot meet
15796 him upon fair terms in life or in death.
15797
15798 In the South, where slavery still exists, the negroes are less
15799 carefully kept apart; they sometimes share the labor and the
15800 recreations of the whites; the whites consent to intermix with them to
15801 a certain extent, and although the legislation treats them more
15802 harshly, the habits of the people are more tolerant and compassionate.
15803 In the South the master is not afraid to raise his slave to his own
15804 standing, because he knows that he can in a moment reduce him to the
15805 dust at pleasure. In the North the white no longer distinctly perceives
15806 the barrier which separates him from the degraded race, and he shuns
15807 the negro with the more pertinacity, since he fears lest they should
15808 some day be confounded together.
15809
15810 Amongst the Americans of the South, nature sometimes reasserts her
15811 rights, and restores a transient equality between the blacks and the
15812 whites; but in the North pride restrains the most imperious of human
15813 passions. The American of the Northern States would perhaps allow the
15814 negress to share his licentious pleasures, if the laws of his country
15815 did not declare that she may aspire to be the legitimate partner of his
15816 bed; but he recoils with horror from her who might become his wife.
15817
15818 Thus it is, in the United States, that the prejudice which repels the
15819 negroes seems to increase in proportion as they are emancipated, and
15820 inequality is sanctioned by the manners whilst it is effaced from the
15821 laws of the country. But if the relative position of the two races
15822 which inhabit the United States is such as I have described, it may be
15823 asked why the Americans have abolished slavery in the North of the
15824 Union, why they maintain it in the South, and why they aggravate its
15825 hardships there? The answer is easily given. It is not for the good of
15826 the negroes, but for that of the whites, that measures are taken to
15827 abolish slavery in the United States.
15828
15829 The first negroes were imported into Virginia about the year 1621. *f
15830 In America, therefore, as well as in the rest of the globe, slavery
15831 originated in the South. Thence it spread from one settlement to
15832 another; but the number of slaves diminished towards the Northern
15833 States, and the negro population was always very limited in New
15834 England. *g
15835
15836 f
15837 [ See Beverley’s “History of Virginia.” See also in Jefferson’s
15838 “Memoirs” some curious details concerning the introduction of negroes
15839 into Virginia, and the first Act which prohibited the importation of
15840 them in 1778.]
15841
15842
15843 g
15844 [ The number of slaves was less considerable in the North, but the
15845 advantages resulting from slavery were not more contested there than in
15846 the South. In 1740, the Legislature of the State of New York declared
15847 that the direct importation of slaves ought to be encouraged as much as
15848 possible, and smuggling severely punished in order not to discourage
15849 the fair trader. (Kent’s “Commentaries,” vol. ii. p. 206.) Curious
15850 researches, by Belknap, upon slavery in New England, are to be found in
15851 the “Historical Collection of Massachusetts,” vol. iv. p. 193. It
15852 appears that negroes were introduced there in 1630, but that the
15853 legislation and manners of the people were opposed to slavery from the
15854 first; see also, in the same work, the manner in which public opinion,
15855 and afterwards the laws, finally put an end to slavery.]
15856
15857
15858 A century had scarcely elapsed since the foundation of the colonies,
15859 when the attention of the planters was struck by the extraordinary
15860 fact, that the provinces which were comparatively destitute of slaves,
15861 increased in population, in wealth, and in prosperity more rapidly than
15862 those which contained the greatest number of negroes. In the former,
15863 however, the inhabitants were obliged to cultivate the soil themselves,
15864 or by hired laborers; in the latter they were furnished with hands for
15865 which they paid no wages; yet although labor and expenses were on the
15866 one side, and ease with economy on the other, the former were in
15867 possession of the most advantageous system. This consequence seemed to
15868 be the more difficult to explain, since the settlers, who all belonged
15869 to the same European race, had the same habits, the same civilization,
15870 the same laws, and their shades of difference were extremely slight.
15871
15872 Time, however, continued to advance, and the Anglo-Americans, spreading
15873 beyond the coasts of the Atlantic Ocean, penetrated farther and farther
15874 into the solitudes of the West; they met with a new soil and an
15875 unwonted climate; the obstacles which opposed them were of the most
15876 various character; their races intermingled, the inhabitants of the
15877 South went up towards the North, those of the North descended to the
15878 South; but in the midst of all these causes, the same result occurred
15879 at every step, and in general, the colonies in which there were no
15880 slaves became more populous and more rich than those in which slavery
15881 flourished. The more progress was made, the more was it shown that
15882 slavery, which is so cruel to the slave, is prejudicial to the master.
15883
15884
15885
15886
15887 2781 ### Chapter XVIII: Future Condition Of Three Races—Part IV
15888 2782
2783 But this truth was most clearly demonstrated when civilization reached the banks of the Ohio. The stream that the Indians named the Ohio, or "Beautiful River," waters one of the most magnificent valleys on earth. Undulating lands extend along both shores, offering inexhaustible treasures to the farmer, with healthy air and a mild climate. Each bank forms the border of a vast state: Kentucky on the left, Ohio on the right. These two states differ in only one respect: Kentucky permits slavery; Ohio prohibits it, even restricting free Black people from entering or owning property.
15889 2784
15890 But this truth was most satisfactorily demonstrated when civilization
15891 reached the banks of the Ohio. The stream which the Indians had
15892 distinguished by the name of Ohio, or Beautiful River, waters one of
15893 the most magnificent valleys that has ever been made the abode of man.
15894 Undulating lands extend upon both shores of the Ohio, whose soil
15895 affords inexhaustible treasures to the laborer; on either bank the air
15896 is wholesome and the climate mild, and each of them forms the extreme
15897 frontier of a vast State: That which follows the numerous windings of
15898 the Ohio upon the left is called Kentucky, that upon the right bears
15899 the name of the river. These two States only differ in a single
15900 respect; Kentucky has admitted slavery, but the State of Ohio has
15901 prohibited the existence of slaves within its borders. *h
2785 > **Quote:** "The traveler who floats down the current of the Ohio to the spot where that river falls into the Mississippi may be said to sail between liberty and servitude; and a brief inspection of the surrounding objects will convince him as to which of the two is most favorable to mankind."
15902 2786
15903 h
15904 [ Not only is slavery prohibited in Ohio, but no free negroes are
15905 allowed to enter the territory of that State, or to hold property in
15906 it. See the Statutes of Ohio.]
2787 On the left bank, population is sparse; groups of slaves loiter in half-empty fields as the primeval forest recurs at every turn. Society seems asleep, man idle, and nature alone offers a scene of activity and life. On the right bank, a busy hum signals industry. Fields bear abundant harvests, elegant houses reflect worker taste and activity, and man enjoys the wealth labor provides. Ohio's ambition extends beyond individuals: a canal connects Lake Erie to the Ohio River, allowing Mississippi Valley goods to reach New Orleans via fifteen hundred miles of waterways from New York.
15907 2788
2789 Kentucky was founded in 1775, Ohio twelve years later—yet twelve years in America matter more than half a century in Europe. By the 1830 census, Ohio held 937,679 residents to Kentucky's 688,844, a difference of over 250,000. These opposite consequences of slavery and freedom explain much between ancient and modern civilizations.
15908 2790
15909 Thus the traveller who floats down the current of the Ohio to the spot
15910 where that river falls into the Mississippi, may be said to sail
15911 between liberty and servitude; and a transient inspection of the
15912 surrounding objects will convince him as to which of the two is most
15913 favorable to mankind. Upon the left bank of the stream the population
15914 is rare; from time to time one descries a troop of slaves loitering in
15915 the half-desert fields; the primaeval forest recurs at every turn;
15916 society seems to be asleep, man to be idle, and nature alone offers a
15917 scene of activity and of life. From the right bank, on the contrary, a
15918 confused hum is heard which proclaims the presence of industry; the
15919 fields are covered with abundant harvests, the elegance of the
15920 dwellings announces the taste and activity of the laborer, and man
15921 appears to be in the enjoyment of that wealth and contentment which is
15922 the reward of labor. *i
2791 > **Quote:** "Upon the left bank of the Ohio labor is confounded with the idea of slavery, upon the right bank it is identified with that of prosperity and improvement; on the one side it is degraded, on the other it is honored."
15923 2792
15924 i
15925 [ The activity of Ohio is not confined to individuals, but the
15926 undertakings of the State are surprisingly great; a canal has been
15927 established between Lake Erie and the Ohio, by means of which the
15928 valley of the Mississippi communicates with the river of the North, and
15929 the European commodities which arrive at New York may be forwarded by
15930 water to New Orleans across five hundred leagues of continent.]
2793 In Kentucky, no white laborers can be found—they fear being viewed as slaves. In Ohio, no one is idle; whites apply energy and intelligence to every work. Thus, Kentucky's rich soil is farmed by the uneducated and unmotivated, while the enlightened either do nothing or move to Ohio where work doesn't diminish social standing.
15931 2794
2795 Kentucky planters pay no wages to slaves but derive little profit. Free workers, though paid, work faster—and rapidity is a great element of economy.
15932 2796
15933 The State of Kentucky was founded in 1775, the State of Ohio only
15934 twelve years later; but twelve years are more in America than half a
15935 century in Europe, and, at the present day, the population of Ohio
15936 exceeds that of Kentucky by two hundred and fifty thousand souls. *j
15937 These opposite consequences of slavery and freedom may readily be
15938 understood, and they suffice to explain many of the differences which
15939 we remark between the civilization of antiquity and that of our own
15940 time.
2797 > **Quote:** "The free workman is paid, but he does his work quicker than the slave, and rapidity of execution is one of the great elements of economy."
15941 2798
15942 j
15943 [ The exact numbers given by the census of 1830 were: Kentucky,
15944 688,-844; Ohio, 937,679. [In 1890 the population of Ohio was 3,672,316,
15945 that of Kentucky, 1,858,635.]]
2799 The white worker sells services purchased only when needed; the slave claims no pay but requires constant maintenance—in youth and age, in productivity and idleness. Both systems require payment: the free worker in money, the slave in education, food, care, and clothing. The master's gradual, unnoticed payments to maintain slaves ultimately cost more than a free worker's lump-sum wage, and yield less productive labor.
15946 2800
2801 Another factor makes free labor more efficient in America. Sugar cane grows profitably only near the Gulf of Mexico. In Louisiana, sugar cultivation is extremely profitable and laborers earn more there than anywhere else. Since production cost and product value are linked, slave prices are very high in Louisiana. As part of the Union, Louisiana draws slaves from across the country, raising slave prices in every market. In less productive states, this makes slave labor disproportionately expensive, giving free labor greater advantage.
15947 2802
15948 Upon the left bank of the Ohio labor is confounded with the idea of
15949 slavery, upon the right bank it is identified with that of prosperity
15950 and improvement; on the one side it is degraded, on the other it is
15951 honored; on the former territory no white laborers can be found, for
15952 they would be afraid of assimilating themselves to the negroes; on the
15953 latter no one is idle, for the white population extends its activity
15954 and its intelligence to every kind of employment. Thus the men whose
15955 task it is to cultivate the rich soil of Kentucky are ignorant and
15956 lukewarm; whilst those who are active and enlightened either do nothing
15957 or pass over into the State of Ohio, where they may work without
15958 dishonor.
2803 Slavery's influence extends to the master's character. On both banks of the Ohio, inhabitants are enterprising, but this vigor is applied differently. The Ohioan, forced to support himself, views material prosperity as life's main goal. With endless resources and opportunities, his drive for gain exceeds normal limits. He becomes sailor, pioneer, craftsman, or laborer with equal ease, enduring hardships with steady resolve.
15959 2804
15960 It is true that in Kentucky the planters are not obliged to pay wages
15961 to the slaves whom they employ; but they derive small profits from
15962 their labor, whilst the wages paid to free workmen would be returned
15963 with interest in the value of their services. The free workman is paid,
15964 but he does his work quicker than the slave, and rapidity of execution
15965 is one of the great elements of economy. The white sells his services,
15966 but they are only purchased at the times at which they may be useful;
15967 the black can claim no remuneration for his toil, but the expense of
15968 his maintenance is perpetual; he must be supported in his old age as
15969 well as in the prime of manhood, in his profitless infancy as well as
15970 in the productive years of youth. Payment must equally be made in order
15971 to obtain the services of either class of men: the free workman
15972 receives his wages in money, the slave in education, in food, in care,
15973 and in clothing. The money which a master spends in the maintenance of
15974 his slaves goes gradually and in detail, so that it is scarcely
15975 perceived; the salary of the free workman is paid in a round sum, which
15976 appears only to enrich the individual who receives it, but in the end
15977 the slave has cost more than the free servant, and his labor is less
15978 productive. *k
2805 > **Quote:** ...the resources of his intelligence are astonishing, and his avidity in the pursuit of gain amounts to a species of heroism.
15979 2806
15980 k
15981 [ Independently of these causes, which, wherever free workmen abound,
15982 render their labor more productive and more economical than that of
15983 slaves, another cause may be pointed out which is peculiar to the
15984 United States: the sugar-cane has hitherto been cultivated with success
15985 only upon the banks of the Mississippi, near the mouth of that river in
15986 the Gulf of Mexico. In Louisiana the cultivation of the sugar-cane is
15987 exceedingly lucrative, and nowhere does a laborer earn so much by his
15988 work, and, as there is always a certain relation between the cost of
15989 production and the value of the produce, the price of slaves is very
15990 high in Louisiana. But Louisiana is one of the confederated States, and
15991 slaves may be carried thither from all parts of the Union; the price
15992 given for slaves in New Orleans consequently raises the value of slaves
15993 in all the other markets. The consequence of this is, that in the
15994 countries where the land is less productive, the cost of slave labor is
15995 still very considerable, which gives an additional advantage to the
15996 competition of free labor.]
2807 The Kentuckian scorns not only labor but all ventures it supports. Living in idle independence, he develops the tastes of leisure. Money loses value; he desires pleasure and excitement more than wealth. The energy his neighbor spends on profit, he spends on hunting and military drills. He delights in violent exercise, is skilled with weapons, and risks his life in duels from youth. Slavery not only prevents whites from becoming wealthy but even from wanting to be.
15997 2808
2809 These causes, operating for two hundred years in British North American colonies, created a striking difference in commercial capacity between North and South. Today, the Northern states dominate shipping, manufacturing, railroads, and canals. This difference appears even among Southern states: almost all commercial operators or those making slave labor profitable in the Deep South are Northern migrants. They discover resources locals missed and, while morally disapproving, make the system more profitable than its founders could.
15998 2810
15999 The influence of slavery extends still further; it affects the
16000 character of the master, and imparts a peculiar tendency to his ideas
16001 and his tastes. Upon both banks of the Ohio, the character of the
16002 inhabitants is enterprising and energetic; but this vigor is very
16003 differently exercised in the two States. The white inhabitant of Ohio,
16004 who is obliged to subsist by his own exertions, regards temporal
16005 prosperity as the principal aim of his existence; and as the country
16006 which he occupies presents inexhaustible resources to his industry and
16007 ever-varying lures to his activity, his acquisitive ardor surpasses the
16008 ordinary limits of human cupidity: he is tormented by the desire of
16009 wealth, and he boldly enters upon every path which fortune opens to
16010 him; he becomes a sailor, a pioneer, an artisan, or a laborer with the
16011 same indifference, and he supports, with equal constancy, the fatigues
16012 and the dangers incidental to these various professions; the resources
16013 of his intelligence are astonishing, and his avidity in the pursuit of
16014 gain amounts to a species of heroism.
2811 If I continued this comparison, I could prove that almost all character differences between Southern and Northern Americans root in slavery. But my intention is not to list all servitude's consequences, only its effects on prosperity.
16015 2812
16016 But the Kentuckian scorns not only labor, but all the undertakings
16017 which labor promotes; as he lives in an idle independence, his tastes
16018 are those of an idle man; money loses a portion of its value in his
16019 eyes; he covets wealth much less than pleasure and excitement; and the
16020 energy which his neighbor devotes to gain, turns with him to a
16021 passionate love of field sports and military exercises; he delights in
16022 violent bodily exertion, he is familiar with the use of arms, and is
16023 accustomed from a very early age to expose his life in single combat.
16024 Thus slavery not only prevents the whites from becoming opulent, but
16025 even from desiring to become so.
2813 The influence of slavery on wealth production was poorly understood in antiquity because slavery existed throughout civilization; only barbarians lacked it. Christianity originally abolished slavery by defending slave rights; today it can be attacked in the master's interest. Here, financial interest aligns with morality.
16026 2814
16027 As the same causes have been continually producing opposite effects for
16028 the last two centuries in the British colonies of North America, they
16029 have established a very striking difference between the commercial
16030 capacity of the inhabitants of the South and those of the North. At the
16031 present day it is only the Northern States which are in possession of
16032 shipping, manufactures, railroads, and canals. This difference is
16033 perceptible not only in comparing the North with the South, but in
16034 comparing the several Southern States. Almost all the individuals who
16035 carry on commercial operations, or who endeavor to turn slave labor to
16036 account in the most Southern districts of the Union, have emigrated
16037 from the North. The natives of the Northern States are constantly
16038 spreading over that portion of the American territory where they have
16039 less to fear from competition; they discover resources there which
16040 escaped the notice of the inhabitants; and, as they comply with a
16041 system which they do not approve, they succeed in turning it to better
16042 advantage than those who first founded and who still maintain it.
2815 As these truths clarified in America, slavery retreated with experience. Servitude began in the South and spread north, but now reverses. Freedom, starting in the North, moves steadily south. Among large states, Pennsylvania marks slavery's northern limit, but the system fails even there. Maryland, just south of Pennsylvania, prepares for abolition; Virginia debates slavery's usefulness and dangers. A specific reason aids this shift. The region's former wealth came mainly from tobacco, a crop grown by slaves. Recently, tobacco prices dropped while slave values stayed high, altering the cost-profit balance. Consequently, Marylanders and Virginians are more willing than thirty years ago to abandon slave tobacco farming, or both slavery and tobacco together.
16043 2816
16044 Were I inclined to continue this parallel, I could easily prove that
16045 almost all the differences which may be remarked between the characters
16046 of the Americans in the Southern and in the Northern States have
16047 originated in slavery; but this would divert me from my subject, and my
16048 present intention is not to point out all the consequences of
16049 servitude, but those effects which it has produced upon the prosperity
16050 of the countries which have admitted it.
2817 No great institutional change occurs without inheritance law as a cause. When primogeniture existed in the South, each family had one wealthy heir who was neither forced nor encouraged to work. Surrounded by legally excluded relatives living the same idle life, these families resembled wealthy European families where younger sons remain idle without being rich. The entire Southern white race formed an aristocratic body led by privileged individuals with permanent wealth and inherited leisure. They upheld prejudices against labor and the honor of inactivity. This aristocracy included many poor, but none who would work; they preferred poverty to labor. Consequently, no competition existed against Black laborers—regardless of their work quality, they were necessary because no one else would do the job.
16051 2818
16052 The influence of slavery upon the production of wealth must have been
16053 very imperfectly known in antiquity, as slavery then obtained
16054 throughout the civilized world; and the nations which were unacquainted
16055 with it were barbarous. And indeed Christianity only abolished slavery
16056 by advocating the claims of the slave; at the present time it may be
16057 attacked in the name of the master, and, upon this point, interest is
16058 reconciled with morality.
2819 When primogeniture was abolished, fortunes shrank and families were forced to work for survival. Many vanished; all learned to expect self-provision. Wealthy individuals still exist but no longer form a solid hereditary class influencing all society. The prejudice against labor was abandoned; as needy men grew, they earned living through work without shame. Thus, estate division created a free laborer class. When competition began between free and slave labor, slave inferiority became obvious, and slavery was attacked at its core: the master's financial interest.
16059 2820
16060 As these truths became apparent in the United States, slavery receded
16061 before the progress of experience. Servitude had begun in the South,
16062 and had thence spread towards the North; but it now retires again.
16063 Freedom, which started from the North, now descends uninterruptedly
16064 towards the South. Amongst the great States, Pennsylvania now
16065 constitutes the extreme limit of slavery to the North: but even within
16066 those limits the slave system is shaken: Maryland, which is immediately
16067 below Pennsylvania, is preparing for its abolition; and Virginia, which
16068 comes next to Maryland, is already discussing its utility and its
16069 dangers. *l
2821 As slavery retreats, the Black population returns toward its tropical origins. Though strange at first, this is easily explained: when Americans abolish slavery, they don't necessarily free slaves. New York illustrates this. In 1788, New York prohibited slave sales within its borders—an indirect ban on importation. From then on, the Black population could grow only by natural increase. Eight years later, a decisive step followed: all children born to enslaved parents after July 4, 1799, would be free. No further enslaved population increase could occur, though slavery still existed.
16070 2822
16071 l
16072 [ A peculiar reason contributes to detach the two last-mentioned States
16073 from the cause of slavery. The former wealth of this part of the Union
16074 was principally derived from the cultivation of tobacco. This
16075 cultivation is specially carried on by slaves; but within the last few
16076 years the market-price of tobacco has diminished, whilst the value of
16077 the slaves remains the same. Thus the ratio between the cost of
16078 production and the value of the produce is changed. The natives of
16079 Maryland and Virginia are therefore more disposed than they were thirty
16080 years ago, to give up slave labor in the cultivation of tobacco, or to
16081 give up slavery and tobacco at the same time.]
2823 Once a Northern state prohibited slave importation, no more were brought from Southern markets. Since in-state sales were also forbidden, owners could only unload financially burdensome slaves by transporting them South. When Northern states freed enslaved people's children, those individuals lost market value—their future offspring were no longer salable. Consequently, owners had strong incentive to transport them South. Thus, laws preventing Southern slaves from entering Northern states also drive Northern slaves toward the South.
16082 2824
2825 > **Quote:** "Thus the abolition of slavery does not set the slave free, but it merely transfers him from one master to another, and from the North to the South."
16083 2826
16084 No great change takes place in human institutions without involving
16085 amongst its causes the law of inheritance. When the law of
16086 primogeniture obtained in the South, each family was represented by a
16087 wealthy individual, who was neither compelled nor induced to labor; and
16088 he was surrounded, as by parasitic plants, by the other members of his
16089 family who were then excluded by law from sharing the common
16090 inheritance, and who led the same kind of life as himself. The very
16091 same thing then occurred in all the families of the South as still
16092 happens in the wealthy families of some countries in Europe, namely,
16093 that the younger sons remain in the same state of idleness as their
16094 elder brother, without being as rich as he is. This identical result
16095 seems to be produced in Europe and in America by wholly analogous
16096 causes. In the South of the United States the whole race of whites
16097 formed an aristocratic body, which was headed by a certain number of
16098 privileged individuals, whose wealth was permanent, and whose leisure
16099 was hereditary. These leaders of the American nobility kept alive the
16100 traditional prejudices of the white race in the body of which they were
16101 the representatives, and maintained the honor of inactive life. This
16102 aristocracy contained many who were poor, but none who would work; its
16103 members preferred want to labor, consequently no competition was set on
16104 foot against negro laborers and slaves, and, whatever opinion might be
16105 entertained as to the utility of their efforts, it was indispensable to
16106 employ them, since there was no one else to work.
2827 The emancipated Black population and those born after abolition don't move South. Instead, their situation resembles that of Native Americans: partially civilized, deprived of rights among a wealthier, more knowledgeable population. They face tyrannical laws and public intolerance. States that abolish slavery usually make their territory unattractive to Black people; as states compete in this regard, these individuals choose the least evil. They are more pitiable than Indians, haunted by slavery's memory and owning no land. Many die in misery; others gather in cities, performing the lowest jobs and living wretched, precarious existences. Mortality rates reveal the stark difference: in Philadelphia between 1820 and 1831 (as recorded in Emerson’s *Medical Statistics*), the Black death rate was double that of whites—far higher than among the enslaved.
16107 2828
16108 No sooner was the law of primogeniture abolished than fortunes began to
16109 diminish, and all the families of the country were simultaneously
16110 reduced to a state in which labor became necessary to procure the means
16111 of subsistence: several of them have since entirely disappeared, and
16112 all of them learned to look forward to the time at which it would be
16113 necessary for everyone to provide for his own wants. Wealthy
16114 individuals are still to be met with, but they no longer constitute a
16115 compact and hereditary body, nor have they been able to adopt a line of
16116 conduct in which they could persevere, and which they could infuse into
16117 all ranks of society. The prejudice which stigmatized labor was in the
16118 first place abandoned by common consent; the number of needy men was
16119 increased, and the needy were allowed to gain a laborious subsistence
16120 without blushing for their exertions. Thus one of the most immediate
16121 consequences of the partible quality of estates has been to create a
16122 class of free laborers. As soon as a competition was set on foot
16123 between the free laborer and the slave, the inferiority of the latter
16124 became manifest, and slavery was attacked in its fundamental principle,
16125 which is the interest of the master.
2829 Even if the Black population grew as rapidly as during slavery, it would soon be overwhelmed. Since abolition, the white population has grown twice as fast, causing Black people to be lost among a foreign people.
16126 2830
16127 As slavery recedes, the black population follows its retrograde course,
16128 and returns with it towards those tropical regions from which it
16129 originally came. However singular this fact may at first appear to be,
16130 it may readily be explained. Although the Americans abolish the
16131 principle of slavery, they do not set their slaves free. To illustrate
16132 this remark, I will quote the example of the State of New York. In
16133 1788, the State of New York prohibited the sale of slaves within its
16134 limits, which was an indirect method of prohibiting the importation of
16135 blacks. Thenceforward the number of negroes could only increase
16136 according to the ratio of the natural increase of population. But eight
16137 years later a more decisive measure was taken, and it was enacted that
16138 all children born of slave parents after July 4, 1799, should be free.
16139 No increase could then take place, and although slaves still existed,
16140 slavery might be said to be abolished.
2831 A district cultivated by slaves is generally more sparsely populated than one cultivated by free labor. America is still new, and states are rarely half-populated when they abolish slavery. As soon as slavery ends, the need for free labor brings enterprising adventurers from across the country to profit from new industrial resources. The land is soon divided among white settler families. Additionally, European immigration flows exclusively to free states.
16141 2832
16142 From the time at which a Northern State prohibited the importation of
16143 slaves, no slaves were brought from the South to be sold in its
16144 markets. On the other hand, as the sale of slaves was forbidden in that
16145 State, an owner was no longer able to get rid of his slave (who thus
16146 became a burdensome possession) otherwise than by transporting him to
16147 the South. But when a Northern State declared that the son of the slave
16148 should be born free, the slave lost a large portion of his market
16149 value, since his posterity was no longer included in the bargain, and
16150 the owner had then a strong interest in transporting him to the South.
16151 Thus the same law prevents the slaves of the South from coming to the
16152 Northern States, and drives those of the North to the South.
2833 > **Quote:** "For what would be the fate of a poor emigrant who crosses the Atlantic in search of ease and happiness if he were to land in a country where labor is stigmatized as degrading?"
16153 2834
16154 The want of free hands is felt in a State in proportion as the number
16155 of slaves decreases. But in proportion as labor is performed by free
16156 hands, slave labor becomes less productive; and the slave is then a
16157 useless or onerous possession, whom it is important to export to those
16158 Southern States where the same competition is not to be feared. Thus
16159 the abolition of slavery does not set the slave free, but it merely
16160 transfers him from one master to another, and from the North to the
16161 South.
2835 Thus, the white population grows through natural increase and massive immigration, while the Black population receives no immigrants and declines. The previous ratio between races soon reverses. Black people become a small remnant—a poor, wandering group lost among a vast population that possesses the land. Their presence is marked only by the injustice and hardships they suffer.
16162 2836
16163 The emancipated negroes, and those born after the abolition of slavery,
16164 do not, indeed, migrate from the North to the South; but their
16165 situation with regard to the Europeans is not unlike that of the
16166 aborigines of America; they remain half civilized, and deprived of
16167 their rights in the midst of a population which is far superior to them
16168 in wealth and in knowledge; where they are exposed to the tyranny of
16169 the laws *m and the intolerance of the people. On some accounts they
16170 are still more to be pitied than the Indians, since they are haunted by
16171 the reminiscence of slavery, and they cannot claim possession of a
16172 single portion of the soil: many of them perish miserably, *n and the
16173 rest congregate in the great towns, where they perform the meanest
16174 offices, and lead a wretched and precarious existence.
2837 In several Western states, the Black race never appeared; in all Northern states, it rapidly declines. Thus, the great question of its future is confined to a narrow geographic circle where the problem becomes less daunting, though no easier to solve.
16175 2838
16176 m
16177 [ The States in which slavery is abolished usually do what they can to
16178 render their territory disagreeable to the negroes as a place of
16179 residence; and as a kind of emulation exists between the different
16180 States in this respect, the unhappy blacks can only choose the least of
16181 the evils which beset them.]
2839 The further south one travels, the more difficult profitable abolition becomes, due to several physical causes.
16182 2840
2841 First: climate. As Europeans approach the tropics, physical labor grows more difficult. Many Americans claim certain latitudes would kill whites doing work Blacks endure, especially in rice fields—unhealthy in any climate, doubly dangerous under tropical sun. Europeans could survive on other crops. I do not believe this opinion, which so conveniently supports Southern laziness, is fully confirmed by experience. The Southern United States is no hotter than southern Italy or Spain; Europeans work there, so why not here? If slavery was abolished in Italy and Spain without destroying the ruling class, why not in the Union? I cannot believe nature has forbidden Europeans in Georgia or Florida from farming under pain of death. However, their labor would be more tiring and less productive than New Englanders'. As the free workman loses competitive advantage over the enslaved worker in the South, incentives to abolish slavery diminish. While experiments like Spain's transport of Azorean peasants to a district of Louisiana called Attakapas show Europeans can farm without slaves, their productivity often barely meets basic needs.
16183 2842
16184 n
16185 [ There is a very great difference between the mortality of the blacks
16186 and of the whites in the States in which slavery is abolished; from
16187 1820 to 1831 only one out of forty-two individuals of the white
16188 population died in Philadelphia; but one negro out of twenty-one
16189 individuals of the black population died in the same space of time. The
16190 mortality is by no means so great amongst the negroes who are still
16191 slaves. (See Emerson’s “Medical Statistics,” p. 28.)]
2843 All European plants grow in the North, but the South has specialized crops. Slave labor is expensive for grain: free-state farmers keep few permanent workers, hiring extra hands only for seed-time and harvest. The slave-state farmer is obliged to maintain a large number of slaves year-round for services only required for a few weeks; unlike free laborers, slaves cannot wait to be hired or subsist on their own in the meantime. Slavery is less suited to grain-growing than to other crops. Tobacco, cotton, and especially sugar cane require constant attention; women and children can perform these tasks, unlike wheat farming. Thus, slavery is naturally compatible with countries producing these goods. Tobacco, cotton, and sugar—grown exclusively in the South and the primary source of Southern wealth—make abolition difficult: Southerners would have to change their entire farming system to compete with the experienced North, or continue production without slaves while competing against slaveholding Southern states.
16192 2844
2845 But a more compelling motive remains: the South might abolish slavery, but how would it remove the Black population? In the North, law drives out both institution and individuals simultaneously—a dual result impossible in the South.
16193 2846
16194 But even if the number of negroes continued to increase as rapidly as
16195 when they were still in a state of slavery, as the number of whites
16196 augments with twofold rapidity since the abolition of slavery, the
16197 blacks would soon be, as it were, lost in the midst of a strange
16198 population.
2847 The arguments showing slavery's entrenchment in the South also explain the greater enslaved population there. The first Africans arrived in Southern settlements, and the greatest numbers were always imported there. Moving south, the prejudice honoring idleness strengthens. In states nearest the tropics, not a single white laborer exists; consequently, Black people are far more numerous in the South. This imbalance increases daily as abolition in one part of the Union transfers enslaved people to another. Thus, the Southern Black population grows through natural birth rates and forced Northern migration.
16199 2848
16200 A district which is cultivated by slaves is in general more scantily
16201 peopled than a district cultivated by free labor: moreover, America is
16202 still a new country, and a State is therefore not half peopled at the
16203 time when it abolishes slavery. No sooner is an end put to slavery than
16204 the want of free labor is felt, and a crowd of enterprising adventurers
16205 immediately arrive from all parts of the country, who hasten to profit
16206 by the fresh resources which are then opened to industry. The soil is
16207 soon divided amongst them, and a family of white settlers takes
16208 possession of each tract of country. Besides which, European emigration
16209 is exclusively directed to the free States; for what would be the fate
16210 of a poor emigrant who crosses the Atlantic in search of ease and
16211 happiness if he were to land in a country where labor is stigmatized as
16212 degrading?
2849 In 1830, Black-to-white ratios were: one in 300 in Maine, one in 100 in Massachusetts, two in 100 in New York, three in 100 in Pennsylvania. In contrast: thirty-four percent in Maryland, forty-two percent in Virginia, fifty-five percent in South Carolina. Data show that in the five original Southern slave states—Maryland, Virginia, the Carolinas, and Georgia—the Black population grew 112 percent over forty years while the white population grew only 80 percent. At that time, free states held roughly 6.5 million whites and 120,000 Black people; slave states held nearly 4 million whites and 2.2 million Black people.
16213 2850
16214 Thus the white population grows by its natural increase, and at the
16215 same time by the immense influx of emigrants; whilst the black
16216 population receives no emigrants, and is upon its decline. The
16217 proportion which existed between the two races is soon inverted. The
16218 negroes constitute a scanty remnant, a poor tribe of vagrants, which is
16219 lost in the midst of an immense people in full possession of the land;
16220 and the presence of the blacks is only marked by the injustice and the
16221 hardships of which they are the unhappy victims.
2851 Clearly, the southernmost states cannot abolish slavery without facing immense dangers the North never feared. Northern states managed transition by keeping the current generation enslaved while freeing descendants. This introduced Black people to society gradually: the potentially abusive remained in servitude while the next generation learned freedom's responsibilities before becoming masters. This method is difficult in the South. Declaring all children born after a certain date free introduces liberty's idea into slavery's heart. The enslaved generation, seeing their children freed, would face such unequal fate that surprise would turn to impatience and anger. Slavery would lose its moral weight from time and habit, becoming mere flagrant abuse of power. Northern states feared nothing from this contrast because their Black population was small and the white population massive. But showing this faint dawn of freedom to two million men in the South would make oppressors tremble. After liberating slaves' children, the Southern white population would soon be forced to extend that benefit to the entire Black population.
16222 2852
16223 In several of the Western States the negro race never made its
16224 appearance, and in all the Northern States it is rapidly declining.
16225 Thus the great question of its future condition is confined within a
16226 narrow circle, where it becomes less formidable, though not more easy
16227 of solution.
16228
16229 The more we descend towards the South, the more difficult does it
16230 become to abolish slavery with advantage: and this arises from several
16231 physical causes which it is important to point out.
16232
16233 The first of these causes is the climate; it is well known that in
16234 proportion as Europeans approach the tropics they suffer more from
16235 labor. Many of the Americans even assert that within a certain latitude
16236 the exertions which a negro can make without danger are fatal to them;
16237 *o but I do not think that this opinion, which is so favorable to the
16238 indolence of the inhabitants of southern regions, is confirmed by
16239 experience. The southern parts of the Union are not hotter than the
16240 South of Italy and of Spain; *p and it may be asked why the European
16241 cannot work as well there as in the two latter countries. If slavery
16242 has been abolished in Italy and in Spain without causing the
16243 destruction of the masters, why should not the same thing take place in
16244 the Union? I cannot believe that nature has prohibited the Europeans in
16245 Georgia and the Floridas, under pain of death, from raising the means
16246 of subsistence from the soil, but their labor would unquestionably be
16247 more irksome and less productive to them than to the inhabitants of New
16248 England. As the free workman thus loses a portion of his superiority
16249 over the slave in the Southern States, there are fewer inducements to
16250 abolish slavery.
16251
16252 o
16253 [ This is true of the spots in which rice is cultivated; rice-grounds,
16254 which are unwholesome in all countries, are particularly dangerous in
16255 those regions which are exposed to the beams of a tropical sun.
16256 Europeans would not find it easy to cultivate the soil in that part of
16257 the New World if it must be necessarily be made to produce rice; but
16258 may they not subsist without rice-grounds?]
16259
16260
16261 p
16262 [ These States are nearer to the equator than Italy and Spain, but the
16263 temperature of the continent of America is very much lower than that of
16264 Europe.
16265
16266
16267 The Spanish Government formerly caused a certain number of peasants
16268 from the Acores to be transported into a district of Louisiana called
16269 Attakapas, by way of experiment. These settlers still cultivate the
16270 soil without the assistance of slaves, but their industry is so languid
16271 as scarcely to supply their most necessary wants.]
16272
16273 All the plants of Europe grow in the northern parts of the Union; the
16274 South has special productions of its own. It has been observed that
16275 slave labor is a very expensive method of cultivating corn. The farmer
16276 of corn land in a country where slavery is unknown habitually retains a
16277 small number of laborers in his service, and at seed-time and harvest
16278 he hires several additional hands, who only live at his cost for a
16279 short period. But the agriculturist in a slave State is obliged to keep
16280 a large number of slaves the whole year round, in order to sow his
16281 fields and to gather in his crops, although their services are only
16282 required for a few weeks; but slaves are unable to wait till they are
16283 hired, and to subsist by their own labor in the mean time like free
16284 laborers; in order to have their services they must be bought. Slavery,
16285 independently of its general disadvantages, is therefore still more
16286 inapplicable to countries in which corn is cultivated than to those
16287 which produce crops of a different kind. The cultivation of tobacco, of
16288 cotton, and especially of the sugar-cane, demands, on the other hand,
16289 unremitting attention: and women and children are employed in it, whose
16290 services are of but little use in the cultivation of wheat. Thus
16291 slavery is naturally more fitted to the countries from which these
16292 productions are derived. Tobacco, cotton, and the sugar-cane are
16293 exclusively grown in the South, and they form one of the principal
16294 sources of the wealth of those States. If slavery were abolished, the
16295 inhabitants of the South would be constrained to adopt one of two
16296 alternatives: they must either change their system of cultivation, and
16297 then they would come into competition with the more active and more
16298 experienced inhabitants of the North; or, if they continued to
16299 cultivate the same produce without slave labor, they would have to
16300 support the competition of the other States of the South, which might
16301 still retain their slaves. Thus, peculiar reasons for maintaining
16302 slavery exist in the South which do not operate in the North.
16303
16304 But there is yet another motive which is more cogent than all the
16305 others: the South might indeed, rigorously speaking, abolish slavery;
16306 but how should it rid its territory of the black population? Slaves and
16307 slavery are driven from the North by the same law, but this twofold
16308 result cannot be hoped for in the South.
16309
16310 The arguments which I have adduced to show that slavery is more natural
16311 and more advantageous in the South than in the North, sufficiently
16312 prove that the number of slaves must be far greater in the former
16313 districts. It was to the southern settlements that the first Africans
16314 were brought, and it is there that the greatest number of them have
16315 always been imported. As we advance towards the South, the prejudice
16316 which sanctions idleness increases in power. In the States nearest to
16317 the tropics there is not a single white laborer; the negroes are
16318 consequently much more numerous in the South than in the North. And, as
16319 I have already observed, this disproportion increases daily, since the
16320 negroes are transferred to one part of the Union as soon as slavery is
16321 abolished in the other. Thus the black population augments in the
16322 South, not only by its natural fecundity, but by the compulsory
16323 emigration of the negroes from the North; and the African race has
16324 causes of increase in the South very analogous to those which so
16325 powerfully accelerate the growth of the European race in the North.
16326
16327 In the State of Maine there is one negro in 300 inhabitants; in
16328 Massachusetts, one in 100; in New York, two in 100; in Pennsylvania,
16329 three in the same number; in Maryland, thirty-four; in Virginia,
16330 forty-two; and lastly, in South Carolina *q fifty-five per cent. Such
16331 was the proportion of the black population to the whites in the year
16332 1830. But this proportion is perpetually changing, as it constantly
16333 decreases in the North and augments in the South.
16334
16335 q
16336 [ We find it asserted in an American work, entitled “Letters on the
16337 Colonization Society,” by Mr. Carey, 1833, “That for the last forty
16338 years the black race has increased more rapidly than the white race in
16339 the State of South Carolina; and that if we take the average population
16340 of the five States of the South into which slaves were first
16341 introduced, viz., Maryland, Virginia, South Carolina, North Carolina,
16342 and Georgia, we shall find that from 1790 to 1830 the whites have
16343 augmented in the proportion of 80 to 100, and the blacks in that of 112
16344 to 100.”
16345
16346
16347 In the United States, in 1830, the population of the two races stood as
16348 follows:—
16349
16350 States where slavery is abolished, 6,565,434 whites; 120,520 blacks.
16351 Slave States, 3,960,814 whites; 2,208,102 blacks. [In 1890 the United
16352 States contained a population of 54,983,890 whites, and 7,638,360
16353 negroes.]]
16354
16355 It is evident that the most Southern States of the Union cannot abolish
16356 slavery without incurring very great dangers, which the North had no
16357 reason to apprehend when it emancipated its black population. We have
16358 already shown the system by which the Northern States secure the
16359 transition from slavery to freedom, by keeping the present generation
16360 in chains, and setting their descendants free; by this means the
16361 negroes are gradually introduced into society; and whilst the men who
16362 might abuse their freedom are kept in a state of servitude, those who
16363 are emancipated may learn the art of being free before they become
16364 their own masters. But it would be difficult to apply this method in
16365 the South. To declare that all the negroes born after a certain period
16366 shall be free, is to introduce the principle and the notion of liberty
16367 into the heart of slavery; the blacks whom the law thus maintains in a
16368 state of slavery from which their children are delivered, are
16369 astonished at so unequal a fate, and their astonishment is only the
16370 prelude to their impatience and irritation. Thenceforward slavery
16371 loses, in their eyes, that kind of moral power which it derived from
16372 time and habit; it is reduced to a mere palpable abuse of force. The
16373 Northern States had nothing to fear from the contrast, because in them
16374 the blacks were few in number, and the white population was very
16375 considerable. But if this faint dawn of freedom were to show two
16376 millions of men their true position, the oppressors would have reason
16377 to tremble. After having affranchised the children of their slaves the
16378 Europeans of the Southern States would very shortly be obliged to
16379 extend the same benefit to the whole black population.
16380
16381
16382
16383
16384 2853 ### Chapter XVIII: Future Condition Of Three Races—Part V
16385 2854
2855 In the North, emancipation creates a double migration: slaves move south while whites and European immigrants fill the void. This cannot happen in the South. The slave population is too vast to remove, and Europeans and Northern Anglo-Americans fear a region where labor lacks dignity and where Blacks equal or outnumber whites. Thus, unlike the North, the South cannot gradually abolish slavery. It would be left with a massive free Black population alongside an equal white population.
16386 2856
16387 In the North, as I have already remarked, a twofold migration ensues
16388 upon the abolition of slavery, or even precedes that event when
16389 circumstances have rendered it probable; the slaves quit the country to
16390 be transported southwards; and the whites of the Northern States, as
16391 well as the emigrants from Europe, hasten to fill up their place. But
16392 these two causes cannot operate in the same manner in the Southern
16393 States. On the one hand, the mass of slaves is too great for any
16394 expectation of their ever being removed from the country to be
16395 entertained; and on the other hand, the Europeans and Anglo-Americans
16396 of the North are afraid to come to inhabit a country in which labor has
16397 not yet been reinstated in its rightful honors. Besides, they very
16398 justly look upon the States in which the proportion of the negroes
16399 equals or exceeds that of the whites, as exposed to very great dangers;
16400 and they refrain from turning their activity in that direction.
2857 The same advantages that maintain slavery—white monopoly on land, labor, wealth, knowledge, and arms—would become alarming dangers if Blacks were freed and forced to provide for themselves. A free Black population would inevitably acquire education, recognize its misfortunes, and seek remedies. Northern freedmen feel these indignities, but their numbers are small. In the South, they would be numerous and strong.
16401 2858
16402 Thus the inhabitants of the South would not be able, like their
16403 Northern countrymen, to initiate the slaves gradually into a state of
16404 freedom by abolishing slavery; they have no means of perceptibly
16405 diminishing the black population, and they would remain unsupported to
16406 repress its excesses. So that in the course of a few years, a great
16407 people of free negroes would exist in the heart of a white nation of
16408 equal size.
2859 > **Quote:** "Men are much more forcibly struck by those inequalities which exist within the circle of the same class, than with those which may be remarked between different classes. It is more easy for them to admit slavery, than to allow several millions of citizens to exist under a load of eternal infamy and hereditary wretchedness."
16409 2860
16410 The same abuses of power which still maintain slavery, would then
16411 become the source of the most alarming perils which the white
16412 population of the South might have to apprehend. At the present time
16413 the descendants of the Europeans are the sole owners of the land; the
16414 absolute masters of all labor; and the only persons who are possessed
16415 of wealth, knowledge, and arms. The black is destitute of all these
16416 advantages, but he subsists without them because he is a slave. If he
16417 were free, and obliged to provide for his own subsistence, would it be
16418 possible for him to remain without these things and to support life? Or
16419 would not the very instruments of the present superiority of the white,
16420 whilst slavery exists, expose him to a thousand dangers if it were
16421 abolished?
2861 Once whites and emancipated Blacks share the same territory as distinct communities, only two futures are possible: complete separation or complete merging. I have expressed my conviction about the latter.
16422 2862
16423 As long as the negro remains a slave, he may be kept in a condition not
16424 very far removed from that of the brutes; but, with his liberty, he
16425 cannot but acquire a degree of instruction which will enable him to
16426 appreciate his misfortunes, and to discern a remedy for them. Moreover,
16427 there exists a singular principle of relative justice which is very
16428 firmly implanted in the human heart. Men are much more forcibly struck
16429 by those inequalities which exist within the circle of the same class,
16430 than with those which may be remarked between different classes. It is
16431 more easy for them to admit slavery, than to allow several millions of
16432 citizens to exist under a load of eternal infamy and hereditary
16433 wretchedness. In the North the population of freed negroes feels these
16434 hardships and resents these indignities; but its numbers and its powers
16435 are small, whilst in the South it would be numerous and strong.
2863 > **Quote:** "I do not imagine that the white and black races will ever live in any country upon an equal footing. But I believe the difficulty to be still greater in the United States than elsewhere."
16436 2864
16437 As soon as it is admitted that the whites and the emancipated blacks
16438 are placed upon the same territory in the situation of two alien
16439 communities, it will readily be understood that there are but two
16440 alternatives for the future; the negroes and the whites must either
16441 wholly part or wholly mingle. I have already expressed the conviction
16442 which I entertain as to the latter event. *r I do not imagine that the
16443 white and black races will ever live in any country upon an equal
16444 footing. But I believe the difficulty to be still greater in the United
16445 States than elsewhere. An isolated individual may surmount the
16446 prejudices of religion, of his country, or of his race, and if this
16447 individual is a king he may effect surprising changes in society; but a
16448 whole people cannot rise, as it were, above itself. A despot who should
16449 subject the Americans and their former slaves to the same yoke, might
16450 perhaps succeed in commingling their races; but as long as the American
16451 democracy remains at the head of affairs, no one will undertake so
16452 difficult a task; and it may be foreseen that the freer the white
16453 population of the United States becomes, the more isolated will it
16454 remain. *s
2865 An isolated individual may overcome prejudice; a king might force surprising changes. But a people cannot rise above itself. A despot might succeed in mixing the races, but American democracy will not attempt it. The freer the white population becomes, the more isolated it will remain. Jefferson agrees:
16455 2866
16456 r
16457 [ This opinion is sanctioned by authorities infinitely weightier than
16458 anything that I can say: thus, for instance, it is stated in the
16459 “Memoirs of Jefferson” (as collected by M. Conseil), “Nothing is more
16460 clearly written in the book of destiny than the emancipation of the
16461 blacks; and it is equally certain that the two races will never live in
16462 a state of equal freedom under the same government, so insurmountable
16463 are the barriers which nature, habit, and opinions have established
16464 between them.”]
2867 > **Quote:** "Nothing is more clearly written in the book of destiny than the emancipation of the blacks; and it is equally certain that the two races will never live in a state of equal freedom under the same government, so insurmountable are the barriers which nature, habit, and opinions have established between them."
16465 2868
2869 If West Indian planters governed themselves, they would never have passed the Slave Emancipation Bill.
16466 2870
16467 s
16468 [ If the British West India planters had governed themselves, they
16469 would assuredly not have passed the Slave Emancipation Bill which the
16470 mother-country has recently imposed upon them.]
2871 Mixed-race people might bridge the gap between whites and Blacks, but the English mix least of all Europeans. Though more common in the South than the North, they remain rare and powerless, typically siding with whites in racial conflicts—like servants adopting aristocratic arrogance.
16471 2872
2873 White American pride in race and self is magnified by democratic liberty. If whites and Blacks do not mingle in the North, how could they in the South? Can one imagine a Southerner, caught between the superior white and the Black, ever preferring the latter? Two passions keep them distant: fear of being equated with former slaves, and dread of falling below white neighbors.
16472 2874
16473 I have previously observed that the mixed race is the true bond of
16474 union between the Europeans and the Indians; just so the mulattoes are
16475 the true means of transition between the white and the negro; so that
16476 wherever mulattoes abound, the intermixture of the two races is not
16477 impossible. In some parts of America, the European and the negro races
16478 are so crossed by one another, that it is rare to meet with a man who
16479 is entirely black, or entirely white: when they are arrived at this
16480 point, the two races may really be said to be combined; or rather to
16481 have been absorbed in a third race, which is connected with both
16482 without being identical with either.
2875 I predict abolition would increase Southern white hostility toward Blacks, just as it did in the North, where whites avoided freedmen more as legal barriers fell. In the South, where the danger is real, fear would be no less. If the Black population concentrates in the Deep South, growing faster than whites, and if integration remains impossible, must they not eventually come to open conflict? What the outcome might be, we can only guess. In the West Indies, whites seem destined to be defeated; on the continent, the Black population is destined for the same fate, trapped between ocean and an overwhelming white mass stretching from Canada to Virginia and from the Missouri to the Atlantic. If whites remain united, Blacks cannot escape destruction—by poverty or war.
16483 2876
16484 Of all the Europeans the English are those who have mixed least with
16485 the negroes. More mulattoes are to be seen in the South of the Union
16486 than in the North, but still they are infinitely more scarce than in
16487 any other European colony: mulattoes are by no means numerous in the
16488 United States; they have no force peculiar to themselves, and when
16489 quarrels originating in differences of color take place, they generally
16490 side with the whites; just as the lackeys of the great, in Europe,
16491 assume the contemptuous airs of nobility to the lower orders.
2877 But if the Union dissolves when racial struggle begins, Southern whites cannot rely on Northern help. The North knows the danger will never reach them; racial sympathy alone will not suffice. Even alone, Southern whites would hold immense superiority in knowledge and arms, while Blacks would have numbers and desperate energy. Southern whites might share the fate of the Moors in Spain—forced after centuries to abandon the land to the Black population, for whom Providence seems to have intended it.
16492 2878
16493 The pride of origin, which is natural to the English, is singularly
16494 augmented by the personal pride which democratic liberty fosters
16495 amongst the Americans: the white citizen of the United States is proud
16496 of his race, and proud of himself. But if the whites and the negroes do
16497 not intermingle in the North of the Union, how should they mix in the
16498 South? Can it be supposed for an instant, that an American of the
16499 Southern States, placed, as he must forever be, between the white man
16500 with all his physical and moral superiority and the negro, will ever
16501 think of preferring the latter? The Americans of the Southern States
16502 have two powerful passions which will always keep them aloof; the first
16503 is the fear of being assimilated to the negroes, their former slaves;
16504 and the second the dread of sinking below the whites, their neighbors.
2879 The inevitable danger of conflict haunts the American imagination. Northerners discuss it constantly but cannot devise solutions. Southerners remain silent, hiding their fears even from themselves—a silence more alarming than Northern noise.
16505 2880
16506 If I were called upon to predict what will probably occur at some
16507 future time, I should say, that the abolition of slavery in the South
16508 will, in the common course of things, increase the repugnance of the
16509 white population for the men of color. I found this opinion upon the
16510 analogous observation which I already had occasion to make in the
16511 North. I there remarked that the white inhabitants of the North avoid
16512 the negroes with increasing care, in proportion as the legal barriers
16513 of separation are removed by the legislature; and why should not the
16514 same result take place in the South? In the North, the whites are
16515 deterred from intermingling with the blacks by the fear of an imaginary
16516 danger; in the South, where the danger would be real, I cannot imagine
16517 that the fear would be less general.
2881 This anxiety birthed the Society for the Colonization of the Blacks. In 1820, it founded Liberia in Africa at seven degrees north latitude. Today, 2,500 people have transplanted American democratic institutions: representative government, Black jurors, magistrates, priests, churches, newspapers. In a singular reversal, whites are prohibited from living there—a rule intended to prevent the settlers from being overwhelmed by a more powerful race before they could become fully civilized, much like the fate of the Indians in North America.
16518 2882
16519 If, on the one hand, it be admitted (and the fact is unquestionable)
16520 that the colored population perpetually accumulates in the extreme
16521 South, and that it increases more rapidly than that of the whites; and
16522 if, on the other hand, it be allowed that it is impossible to foresee a
16523 time at which the whites and the blacks will be so intermingled as to
16524 derive the same benefits from society; must it not be inferred that the
16525 blacks and the whites will, sooner or later, come to open strife in the
16526 Southern States of the Union? But if it be asked what the issue of the
16527 struggle is likely to be, it will readily be understood that we are
16528 here left to form a very vague surmise of the truth. The human mind may
16529 succeed in tracing a wide circle, as it were, which includes the course
16530 of future events; but within that circle a thousand various chances and
16531 circumstances may direct it in as many different ways; and in every
16532 picture of the future there is a dim spot, which the eye of the
16533 understanding cannot penetrate. It appears, however, to be extremely
16534 probable that in the West Indian Islands the white race is destined to
16535 be subdued, and the black population to share the same fate upon the
16536 continent.
2883 [See also the 1833 Philadelphia pamphlet by Mr. Carey, titled "Letters on the Colonization Society, and on its Probable Results," which has been mentioned previously.]
16537 2884
16538 In the West India Islands the white planters are surrounded by an
16539 immense black population; on the continent, the blacks are placed
16540 between the ocean and an innumerable people, which already extends over
16541 them in a dense mass, from the icy confines of Canada to the frontiers
16542 of Virginia, and from the banks of the Missouri to the shores of the
16543 Atlantic. If the white citizens of North America remain united, it
16544 cannot be supposed that the negroes will escape the destruction with
16545 which they are menaced; they must be subdued by want or by the sword.
16546 But the black population which is accumulated along the coast of the
16547 Gulf of Mexico, has a chance of success if the American Union is
16548 dissolved when the struggle between the two races begins. If the
16549 federal tie were broken, the citizens of the South would be wrong to
16550 rely upon any lasting succor from their Northern countrymen. The latter
16551 are well aware that the danger can never reach them; and unless they
16552 are constrained to march to the assistance of the South by a positive
16553 obligation, it may be foreseen that the sympathy of color will be
16554 insufficient to stimulate their exertions.
2885 Two centuries after Europeans tore Blacks from Africa, their descendants now work to return them. Africans learned civilization through bondage and free political institutions through slavery. European inventions may finally penetrate Africa through Africans themselves. The idea is noble, but it solves nothing in the New World.
16555 2886
16556 Yet, at whatever period the strife may break out, the whites of the
16557 South, even if they are abandoned to their own resources, will enter
16558 the lists with an immense superiority of knowledge and of the means of
16559 warfare; but the blacks will have numerical strength and the energy of
16560 despair upon their side, and these are powerful resources to men who
16561 have taken up arms. The fate of the white population of the Southern
16562 States will, perhaps, be similar to that of the Moors in Spain. After
16563 having occupied the land for centuries, it will perhaps be forced to
16564 retire to the country whence its ancestors came, and to abandon to the
16565 negroes the possession of a territory, which Providence seems to have
16566 more peculiarly destined for them, since they can subsist and labor in
16567 it more easily that the whites.
2887 In twelve years, the Society has transported 2,500 Black people while approximately 700,000 were born in the United States. Even with federal subsidies and state vessels, the project cannot outpace natural increase. The government cannot remove as many as are born; it cannot even halt the problem's growth.
16568 2888
16569 The danger of a conflict between the white and the black inhabitants of
16570 the Southern States of the Union—a danger which, however remote it may
16571 be, is inevitable—perpetually haunts the imagination of the Americans.
16572 The inhabitants of the North make it a common topic of conversation,
16573 although they have no direct injury to fear from the struggle; but they
16574 vainly endeavor to devise some means of obviating the misfortunes which
16575 they foresee. In the Southern States the subject is not discussed: the
16576 planter does not allude to the future in conversing with strangers; the
16577 citizen does not communicate his apprehensions to his friends; he seeks
16578 to conceal them from himself; but there is something more alarming in
16579 the tacit forebodings of the South, than in the clamorous fears of the
16580 Northern States.
2889 > **Quote:** "The negro race will never leave those shores of the American continent, to which it was brought by the passions and the vices of Europeans; and it will not disappear from the New World as long as it continues to exist. The inhabitants of the United States may retard the calamities which they apprehend, but they cannot now destroy their efficient cause."
16581 2890
16582 This all-pervading disquietude has given birth to an undertaking which
16583 is but little known, but which may have the effect of changing the fate
16584 of a portion of the human race. From apprehension of the dangers which
16585 I have just been describing, a certain number of American citizens have
16586 formed a society for the purpose of exporting to the coast of Guinea,
16587 at their own expense, such free negroes as may be willing to escape
16588 from the oppression to which they are subject. *t In 1820, the society
16589 to which I allude formed a settlement in Africa, upon the seventh
16590 degree of north latitude, which bears the name of Liberia. The most
16591 recent intelligence informs us that 2,500 negroes are collected there;
16592 they have introduced the democratic institutions of America into the
16593 country of their forefathers; and Liberia has a representative system
16594 of government, negro jurymen, negro magistrates, and negro priests;
16595 churches have been built, newspapers established, and, by a singular
16596 change in the vicissitudes of the world, white men are prohibited from
16597 sojourning within the settlement. *u
2891 Further difficulties abound. Buying every slave would send prices soaring; Northern states would never fund such a costly, benefitless project. Seizing slaves by force would trigger insurmountable resistance. Both are impossible. By 1830, there were 2,010,327 slaves and 319,439 free Blacks—2,329,766 total, about one-fifth of the population.
16598 2892
16599 t
16600 [ This society assumed the name of “The Society for the Colonization of
16601 the Blacks.” See its annual reports; and more particularly the
16602 fifteenth. See also the pamphlet, to which allusion has already been
16603 made, entitled “Letters on the Colonization Society, and on its
16604 probable Results,” by Mr. Carey, Philadelphia, 1833.]
2893 I do not see abolition as preventing racial struggle. Blacks may long endure slavery without rebellion, but once free, they will resent being denied full civil rights. Because they cannot become equals, they will become enemies. In the North, emancipation worked because freedmen were too few to threaten anyone. The South faces life and death where the North faced commerce. God forbid I should justify slavery—an execrable principle—but nations that once adopted it are not all equally able to abandon it.
16605 2894
2895 I see only two alternatives for Southern whites: emancipate and fully integrate, or remain isolated and keep Blacks enslaved as long as possible. Middle measures would lead quickly to horrific civil war and perhaps racial destruction. This is how Southerners view it, and they act accordingly. Though many agree slavery hurts their economic interests, they believe their lives depend on it. The more slavery's usefulness is questioned, the more firmly it is entrenched in law.
16606 2896
16607 u
16608 [ This last regulation was laid down by the founders of the settlement;
16609 they apprehended that a state of things might arise in Africa similar
16610 to that which exists on the frontiers of the United States, and that if
16611 the negroes, like the Indians, were brought into collision with a
16612 people more enlightened than themselves, they would be destroyed before
16613 they could be civilized.]
2897 While physical conditions have improved, Southerners have sought "intellectual securities" for their power, using despotism against the mind itself. Their legislation reveals a desperate twisting of human law:
16614 2898
2899 > **Quote:** "The ancients kept the bodies of their slaves in bondage, but they placed no restraint upon the mind and no check upon education; and they acted consistently with their established principle, since a natural termination of slavery then existed, and one day or other the slave might be set free, and become the equal of his master. But the Americans of the South, who do not admit that the negroes can ever be commingled with themselves, have forbidden them to be taught to read or to write, under severe penalties; and as they will not raise them to their own level, they sink them as nearly as possible to that of the brutes."
16615 2900
16616 This is indeed a strange caprice of fortune. Two hundred years have now
16617 elapsed since the inhabitants of Europe undertook to tear the negro
16618 from his family and his home, in order to transport him to the shores
16619 of North America; at the present day, the European settlers are engaged
16620 in sending back the descendants of those very negroes to the Continent
16621 from which they were originally taken; and the barbarous Africans have
16622 been brought into contact with civilization in the midst of bondage,
16623 and have become acquainted with free political institutions in slavery.
16624 Up to the present time Africa has been closed against the arts and
16625 sciences of the whites; but the inventions of Europe will perhaps
16626 penetrate into those regions, now that they are introduced by Africans
16627 themselves. The settlement of Liberia is founded upon a lofty and a
16628 most fruitful idea; but whatever may be its results with regard to the
16629 Continent of Africa, it can afford no remedy to the New World.
2901 The hope of liberty once cheered slaves through hardship, but Southerners know emancipation is dangerous when assimilation is impossible. A freedman left in poverty and disgrace becomes a future revolutionary. Even free Blacks create unrest among the enslaved. Consequently, the South has made manumission nearly impossible—not by outright ban, but by insurmountable legal hurdles.
16630 2902
16631 In twelve years the Colonization Society has transported 2,500 negroes
16632 to Africa; in the same space of time about 700,000 blacks were born in
16633 the United States. If the colony of Liberia were so situated as to be
16634 able to receive thousands of new inhabitants every year, and if the
16635 negroes were in a state to be sent thither with advantage; if the Union
16636 were to supply the society with annual subsidies, *v and to transport
16637 the negroes to Africa in the vessels of the State, it would still be
16638 unable to counterpoise the natural increase of population amongst the
16639 blacks; and as it could not remove as many men in a year as are born
16640 upon its territory within the same space of time, it would fail in
16641 suspending the growth of the evil which is daily increasing in the
16642 States. *w The negro race will never leave those shores of the American
16643 continent, to which it was brought by the passions and the vices of
16644 Europeans; and it will not disappear from the New World as long as it
16645 continues to exist. The inhabitants of the United States may retard the
16646 calamities which they apprehend, but they cannot now destroy their
16647 efficient cause.
2903 I met an elderly Southerner who had children with a Black woman; all were his slaves. He longed to free them in his will but could not clear the legal obstacles before death. He died haunted by visions of his sons dragged through markets, driven to frenzy by this horror. He showed me the terrible price nature exacts from those who break her laws.
16648 2904
16649 v
16650 [ Nor would these be the only difficulties attendant upon the
16651 undertaking; if the Union undertook to buy up the negroes now in
16652 America, in order to transport them to Africa, the price of slaves,
16653 increasing with their scarcity, would soon become enormous; and the
16654 States of the North would never consent to expend such great sums for a
16655 purpose which would procure such small advantages to themselves. If the
16656 Union took possession of the slaves in the Southern States by force, or
16657 at a rate determined by law, an insurmountable resistance would arise
16658 in that part of the country. Both alternatives are equally impossible.]
2905 These evils are inevitable results of modern slavery's principle. When Europeans chose slaves from a supposedly inferior race they refused to socialize with, they must have believed slavery eternal. There is no stable middle ground between servitude and equality. In their dealings with Blacks, Europeans were driven by interest, pride, or compassion: they first violated all human rights, then told the enslaved those rights were sacred. They pretended to offer society's place but drove back any Black who tried to enter. Involuntarily and carelessly, they moved toward freedom rather than slavery, lacking courage to be entirely unjust or entirely just.
16659 2906
2907 If Southerners cannot integrate with Blacks, can they free them safely? If they must keep them enslaved to protect their families, can they be blamed for using effective means? The South's events seem both the most horrific and most natural outcomes of slavery.
16660 2908
16661 w
16662 [ In 1830 there were in the United States 2,010,327 slaves and 319,439
16663 free blacks, in all 2,329,766 negroes: which formed about one-fifth of
16664 the total population of the United States at that time.]
2909 > **Quote:** "When I see the order of nature overthrown, and when I hear the cry of humanity in its vain struggle against the laws, my indignation does not light upon the men of our own time who are the instruments of these outrages; but I reserve my execration for those who, after a thousand years of freedom, brought back slavery into the world once more."
16665 2910
2911 Southerners will not maintain slavery forever. Attacked by Christianity as unjust and economics as harmful, standing in stark contrast to democratic liberty and modern knowledge, it cannot survive. It will end by the master's choice or the slave's will. In either case, great disasters will follow. If liberty is denied, Blacks will seize it; if granted, they will likely misuse it.
16666 2912
16667 I am obliged to confess that I do not regard the abolition of slavery
16668 as a means of warding off the struggle of the two races in the United
16669 States. The negroes may long remain slaves without complaining; but if
16670 they are once raised to the level of free men, they will soon revolt at
16671 being deprived of all their civil rights; and as they cannot become the
16672 equals of the whites, they will speedily declare themselves as enemies.
16673 In the North everything contributed to facilitate the emancipation of
16674 the slaves; and slavery was abolished, without placing the free negroes
16675 in a position which could become formidable, since their number was too
16676 small for them ever to claim the exercise of their rights. But such is
16677 not the case in the South. The question of slavery was a question of
16678 commerce and manufacture for the slave-owners in the North; for those
16679 of the South, it is a question of life and death. God forbid that I
16680 should seek to justify the principle of negro slavery, as has been done
16681 by some American writers! But I only observe that all the countries
16682 which formerly adopted that execrable principle are not equally able to
16683 abandon it at the present time.
2913 [Note: This analysis was written before the Civil War. While the war resulted in the abolition of slavery and the elevation of Black people to the status of citizens—even giving them significant political power in states like South Carolina, where they held a numerical majority in 1870—emancipation did not solve the fundamental problem. The challenge of how two different and historically hostile races can live together in peace as equals remains as difficult as ever. In this regard, the author's observations about racial tension and social integration remain deeply relevant.]
16684 2914
16685 When I contemplate the condition of the South, I can only discover two
16686 alternatives which may be adopted by the white inhabitants of those
16687 States; viz., either to emancipate the negroes, and to intermingle with
16688 them; or, remaining isolated from them, to keep them in a state of
16689 slavery as long as possible. All intermediate measures seem to me
16690 likely to terminate, and that shortly, in the most horrible of civil
16691 wars, and perhaps in the extirpation of one or other of the two races.
16692 Such is the view which the Americans of the South take of the question,
16693 and they act consistently with it. As they are determined not to mingle
16694 with the negroes, they refuse to emancipate them.
16695
16696 Not that the inhabitants of the South regard slavery as necessary to
16697 the wealth of the planter, for on this point many of them agree with
16698 their Northern countrymen in freely admitting that slavery is
16699 prejudicial to their interest; but they are convinced that, however
16700 prejudicial it may be, they hold their lives upon no other tenure. The
16701 instruction which is now diffused in the South has convinced the
16702 inhabitants that slavery is injurious to the slave-owner, but it has
16703 also shown them, more clearly than before, that no means exist of
16704 getting rid of its bad consequences. Hence arises a singular contrast;
16705 the more the utility of slavery is contested, the more firmly is it
16706 established in the laws; and whilst the principle of servitude is
16707 gradually abolished in the North, that self-same principle gives rise
16708 to more and more rigorous consequences in the South.
16709
16710 The legislation of the Southern States with regard to slaves, presents
16711 at the present day such unparalleled atrocities as suffice to show how
16712 radically the laws of humanity have been perverted, and to betray the
16713 desperate position of the community in which that legislation has been
16714 promulgated. The Americans of this portion of the Union have not,
16715 indeed, augmented the hardships of slavery; they have, on the contrary,
16716 bettered the physical condition of the slaves. The only means by which
16717 the ancients maintained slavery were fetters and death; the Americans
16718 of the South of the Union have discovered more intellectual securities
16719 for the duration of their power. They have employed their despotism and
16720 their violence against the human mind. In antiquity, precautions were
16721 taken to prevent the slave from breaking his chains; at the present day
16722 measures are adopted to deprive him even of the desire of freedom. The
16723 ancients kept the bodies of their slaves in bondage, but they placed no
16724 restraint upon the mind and no check upon education; and they acted
16725 consistently with their established principle, since a natural
16726 termination of slavery then existed, and one day or other the slave
16727 might be set free, and become the equal of his master. But the
16728 Americans of the South, who do not admit that the negroes can ever be
16729 commingled with themselves, have forbidden them to be taught to read or
16730 to write, under severe penalties; and as they will not raise them to
16731 their own level, they sink them as nearly as possible to that of the
16732 brutes.
16733
16734 The hope of liberty had always been allowed to the slave to cheer the
16735 hardships of his condition. But the Americans of the South are well
16736 aware that emancipation cannot but be dangerous, when the freed man can
16737 never be assimilated to his former master. To give a man his freedom,
16738 and to leave him in wretchedness and ignominy, is nothing less than to
16739 prepare a future chief for a revolt of the slaves. Moreover, it has
16740 long been remarked that the presence of a free negro vaguely agitates
16741 the minds of his less fortunate brethren, and conveys to them a dim
16742 notion of their rights. The Americans of the South have consequently
16743 taken measures to prevent slave-owners from emancipating their slaves
16744 in most cases; not indeed by a positive prohibition, but by subjecting
16745 that step to various forms which it is difficult to comply with. I
16746 happened to meet with an old man, in the South of the Union, who had
16747 lived in illicit intercourse with one of his negresses, and had had
16748 several children by her, who were born the slaves of their father. He
16749 had indeed frequently thought of bequeathing to them at least their
16750 liberty; but years had elapsed without his being able to surmount the
16751 legal obstacles to their emancipation, and in the mean while his old
16752 age was come, and he was about to die. He pictured to himself his sons
16753 dragged from market to market, and passing from the authority of a
16754 parent to the rod of the stranger, until these horrid anticipations
16755 worked his expiring imagination into frenzy. When I saw him he was a
16756 prey to all the anguish of despair, and he made me feel how awful is
16757 the retribution of nature upon those who have broken her laws.
16758
16759 These evils are unquestionably great; but they are the necessary and
16760 foreseen consequence of the very principle of modern slavery. When the
16761 Europeans chose their slaves from a race differing from their own,
16762 which many of them considered as inferior to the other races of
16763 mankind, and which they all repelled with horror from any notion of
16764 intimate connection, they must have believed that slavery would last
16765 forever; since there is no intermediate state which can be durable
16766 between the excessive inequality produced by servitude and the complete
16767 equality which originates in independence. The Europeans did
16768 imperfectly feel this truth, but without acknowledging it even to
16769 themselves. Whenever they have had to do with negroes, their conduct
16770 has either been dictated by their interest and their pride, or by their
16771 compassion. They first violated every right of humanity by their
16772 treatment of the negro and they afterwards informed him that those
16773 rights were precious and inviolable. They affected to open their ranks
16774 to the slaves, but the negroes who attempted to penetrate into the
16775 community were driven back with scorn; and they have incautiously and
16776 involuntarily been led to admit of freedom instead of slavery, without
16777 having the courage to be wholly iniquitous, or wholly just.
16778
16779 If it be impossible to anticipate a period at which the Americans of
16780 the South will mingle their blood with that of the negroes, can they
16781 allow their slaves to become free without compromising their own
16782 security? And if they are obliged to keep that race in bondage in order
16783 to save their own families, may they not be excused for availing
16784 themselves of the means best adapted to that end? The events which are
16785 taking place in the Southern States of the Union appear to me to be at
16786 once the most horrible and the most natural results of slavery. When I
16787 see the order of nature overthrown, and when I hear the cry of humanity
16788 in its vain struggle against the laws, my indignation does not light
16789 upon the men of our own time who are the instruments of these outrages;
16790 but I reserve my execration for those who, after a thousand years of
16791 freedom, brought back slavery into the world once more.
16792
16793 Whatever may be the efforts of the Americans of the South to maintain
16794 slavery, they will not always succeed. Slavery, which is now confined
16795 to a single tract of the civilized earth, which is attacked by
16796 Christianity as unjust, and by political economy as prejudicial; and
16797 which is now contrasted with democratic liberties and the information
16798 of our age, cannot survive. By the choice of the master, or by the will
16799 of the slave, it will cease; and in either case great calamities may be
16800 expected to ensue. If liberty be refused to the negroes of the South,
16801 they will in the end seize it for themselves by force; if it be given,
16802 they will abuse it ere long. *x
16803
16804 x
16805 [ [This chapter is no longer applicable to the condition of the negro
16806 race in the United States, since the abolition of slavery was the
16807 result, though not the object, of the great Civil War, and the negroes
16808 have been raised to the condition not only of freedmen, but of
16809 citizens; and in some States they exercise a preponderating political
16810 power by reason of their numerical majority. Thus, in South Carolina
16811 there were in 1870, 289,667 whites and 415,814 blacks. But the
16812 emancipation of the slaves has not solved the problem, how two races so
16813 different and so hostile are to live together in peace in one country
16814 on equal terms. That problem is as difficult, perhaps more difficult
16815 than ever; and to this difficulty the author’s remarks are still
16816 perfectly applicable.]]
16817
16818
16819
16820
16821 2915 ### Chapter XVIII: Future Condition Of Three Races—Part VI
16822 2916
2917 [Translator’s Note: This chapter addresses the constitutional and social issues raised by Southern secession, though the author’s predictions proved flawed. He argued that:
16823 2918
16824 What Are The Chances In Favor Of The Duration Of The American Union,
16825 And What Dangers Threaten It *y
2919 > “The legislators of the Constitution of 1789 were not appointed to constitute the government of a single people, but to regulate the association of several States; that the Union was formed by the voluntary agreement of the States, and in uniting together they have not forfeited their nationality, nor have they been reduced to the condition of one and the same people.”
16826 2920
16827 y
16828 [ [This chapter is one of the most curious and interesting portions of
16829 the work, because it embraces almost all the constitutional and social
16830 questions which were raised by the great secession of the South and
16831 decided by the results of the Civil War. But it must be confessed that
16832 the sagacity of the author is sometimes at fault in these speculations,
16833 and did not save him from considerable errors, which the course of
16834 events has since made apparent. He held that “the legislators of the
16835 Constitution of 1789 were not appointed to constitute the government of
16836 a single people, but to regulate the association of several States;
16837 that the Union was formed by the voluntary agreement of the States, and
16838 in uniting together they have not forfeited their nationality, nor have
16839 they been reduced to the condition of one and the same people.” Whence
16840 he inferred that “if one of the States chose to withdraw its name from
16841 the contract, it would be difficult to disprove its right of doing so;
16842 and that the Federal Government would have no means of maintaining its
16843 claims directly, either by force or by right.” This is the Southern
16844 theory of the Constitution, and the whole case of the South in favor of
16845 secession. To many Europeans, and to some American (Northern) jurists,
16846 this view appeared to be sound; but it was vigorously resisted by the
16847 North, and crushed by force of arms.
2921 From this he inferred:
16848 2922
2923 > “If one of the States chose to withdraw its name from the contract, it would be difficult to disprove its right of doing so; and that the Federal Government would have no means of maintaining its claims directly, either by force or by right.”
16849 2924
16850 The author of this book was mistaken in supposing that the “Union was a
16851 vast body which presents no definite object to patriotic feeling.” When
16852 the day of trial came, millions of men were ready to lay down their
16853 lives for it. He was also mistaken in supposing that the Federal
16854 Executive is so weak that it requires the free consent of the governed
16855 to enable it to subsist, and that it would be defeated in a struggle to
16856 maintain the Union against one or more separate States. In 1861 nine
16857 States, with a population of 8,753,000, seceded, and maintained for
16858 four years a resolute but unequal contest for independence, but they
16859 were defeated.
2925 This Southern theory of secession was ultimately crushed by military force. Tocqueville also misjudged that the “Union was a vast body which presents no definite object to patriotic feeling,” when in fact millions sacrificed their lives for it; that the Federal Executive was too weak to survive without constant consent, when it defeated secession; and that shared interests would preserve the Union, overlooking how slavery would tear it apart. When he visited in 1831, slavery was accepted by all parties—the consensus when the Constitution was adopted. Yet within thirty years, the North rejected this “peculiar institution,” leading to the 13th Amendment:
16860 2926
16861 Lastly, the author was mistaken in supposing that a community of
16862 interests would always prevail between North and South sufficiently
16863 powerful to bind them together. He overlooked the influence which the
16864 question of slavery must have on the Union the moment that the majority
16865 of the people of the North declared against it. In 1831, when the
16866 author visited America, the anti-slavery agitation had scarcely begun;
16867 and the fact of Southern slavery was accepted by men of all parties,
16868 even in the States where there were no slaves: and that was
16869 unquestionably the view taken by all the States and by all American
16870 statesmen at the time of the adoption of the Constitution, in 1789. But
16871 in the course of thirty years a great change took place, and the North
16872 refused to perpetuate what had become the “peculiar institution” of the
16873 South, especially as it gave the South a species of aristocratic
16874 preponderance. The result was the ratification, in December, 1865, of
16875 the celebrated 13th article or amendment of the Constitution, which
16876 declared that “neither slavery nor involuntary servitude—except as a
16877 punishment for crime—shall exist within the United States.” To which
16878 was soon afterwards added the 15th article, “The right of citizens to
16879 vote shall not be denied or abridged by the United States, or by any
16880 State, on account of race, color, or previous servitude.” The
16881 emancipation of several millions of negro slaves without compensation,
16882 and the transfer to them of political preponderance in the States in
16883 which they outnumber the white population, were acts of the North
16884 totally opposed to the interests of the South, and which could only
16885 have been carried into effect by conquest.—Translator’s Note.]]
2927 > “Neither slavery nor involuntary servitude—except as a punishment for crime—shall exist within the United States.”
16886 2928
16887 Reason for which the preponderating force lies in the States rather
16888 than in the Union—The Union will only last as long as all the States
16889 choose to belong to it—Causes which tend to keep them united—Utility of
16890 the Union to resist foreign enemies, and to prevent the existence of
16891 foreigners in America—No natural barriers between the several States—No
16892 conflicting interests to divide them—Reciprocal interests of the
16893 Northern, Southern, and Western States—Intellectual ties of
16894 union—Uniformity of opinions—Dangers of the Union resulting from the
16895 different characters and the passions of its citizens—Character of the
16896 citizens in the South and in the North—The rapid growth of the Union
16897 one of its greatest dangers—Progress of the population to the
16898 Northwest—Power gravitates in the same direction—Passions originating
16899 from sudden turns of fortune—Whether the existing Government of the
16900 Union tends to gain strength, or to lose it—Various signs of its
16901 decrease—Internal improvements—Waste lands—Indians—The Bank—The
16902 Tariff—General Jackson.
2929 And the 15th Amendment:
16903 2930
16904 The maintenance of the existing institutions of the several States
16905 depends in some measure upon the maintenance of the Union itself. It is
16906 therefore important in the first instance to inquire into the probable
16907 fate of the Union. One point may indeed be assumed at once: if the
16908 present confederation were dissolved, it appears to me to be
16909 incontestable that the States of which it is now composed would not
16910 return to their original isolated condition, but that several unions
16911 would then be formed in the place of one. It is not my intention to
16912 inquire into the principles upon which these new unions would probably
16913 be established, but merely to show what the causes are which may effect
16914 the dismemberment of the existing confederation.
2931 > “The right of citizens to vote shall not be denied or abridged by the United States, or by any State, on account of race, color, or previous servitude.”
16915 2932
16916 With this object I shall be obliged to retrace some of the steps which
16917 I have already taken, and to revert to topics which I have before
16918 discussed. I am aware that the reader may accuse me of repetition, but
16919 the importance of the matter which still remains to be treated is my
16920 excuse; I had rather say too much, than say too little to be thoroughly
16921 understood, and I prefer injuring the author to slighting the subject.
2933 The uncompensated emancipation and enfranchisement of millions, imposed by conquest, fundamentally opposed Southern interests.—Translator’s Note.]
16922 2934
16923 The legislators who formed the Constitution of 1789 endeavored to
16924 confer a distinct and preponderating authority upon the federal power.
16925 But they were confined by the conditions of the task which they had
16926 undertaken to perform. They were not appointed to constitute the
16927 government of a single people, but to regulate the association of
16928 several States; and, whatever their inclinations might be, they could
16929 not but divide the exercise of sovereignty in the end.
2935 Reasons why the dominant power resides in the States rather than the Union—The Union will last only as long as all States choose to remain—Factors that encourage unity—The Union’s utility in resisting foreign enemies and preventing foreign influence in America—The absence of natural barriers between states—No conflicting interests to divide them—The mutual interests of the Northern, Southern, and Western States—Intellectual ties and consistency of opinion—Dangers to the Union arising from the different temperaments and passions of its citizens—The character of citizens in the North and South—The rapid growth of the Union as a primary danger—The population shift toward the Northwest—The migration of power in that same direction—Passions triggered by sudden changes in fortune—Whether the federal government is gaining or losing strength—Signs of its decline: internal improvements, public lands, Indians, the Bank, the Tariff, and General Jackson.
16930 2936
16931 In order to understand the consequences of this division, it is
16932 necessary to make a short distinction between the affairs of the
16933 Government. There are some objects which are national by their very
16934 nature, that is to say, which affect the nation as a body, and can only
16935 be intrusted to the man or the assembly of men who most completely
16936 represent the entire nation. Amongst these may be reckoned war and
16937 diplomacy. There are other objects which are provincial by their very
16938 nature, that is to say, which only affect certain localities, and which
16939 can only be properly treated in that locality. Such, for instance, is
16940 the budget of a municipality. Lastly, there are certain objects of a
16941 mixed nature, which are national inasmuch as they affect all the
16942 citizens who compose the nation, and which are provincial inasmuch as
16943 it is not necessary that the nation itself should provide for them all.
16944 Such are the rights which regulate the civil and political condition of
16945 the citizens. No society can exist without civil and political rights.
16946 These rights therefore interest all the citizens alike; but it is not
16947 always necessary to the existence and the prosperity of the nation that
16948 these rights should be uniform, nor, consequently, that they should be
16949 regulated by the central authority.
2937 The preservation of the individual states' current institutions depends, to a degree, on the survival of the Union itself; we must therefore first examine the likely future of the Union. One point can be assumed immediately: if the current confederation dissolved, the states would not return to their original isolation but would likely form several smaller unions. I do not intend to examine the principles upon which these might be built, but merely to show what causes could lead to the dissolution of the existing confederation, though this requires revisiting topics already discussed. I would rather say too much than too little to be thoroughly understood, preferring to injure the author rather than slight the subject.
16950 2938
16951 There are, then, two distinct categories of objects which are submitted
16952 to the direction of the sovereign power; and these categories occur in
16953 all well-constituted communities, whatever the basis of the political
16954 constitution may otherwise be. Between these two extremes the objects
16955 which I have termed mixed may be considered to lie. As these objects
16956 are neither exclusively national nor entirely provincial, they may be
16957 obtained by a national or by a provincial government, according to the
16958 agreement of the contracting parties, without in any way impairing the
16959 contract of association.
2939 The legislators who drafted the Constitution of 1789 attempted to grant distinct authority to federal power, but they were limited by their task: they were not creating a government for a single people but regulating an association of several States, and therefore had to divide sovereignty.
16960 2940
16961 The sovereign power is usually formed by the union of separate
16962 individuals, who compose a people; and individual powers or collective
16963 forces, each representing a very small portion of the sovereign
16964 authority, are the sole elements which are subjected to the general
16965 Government of their choice. In this case the general Government is more
16966 naturally called upon to regulate, not only those affairs which are of
16967 essential national importance, but those which are of a more local
16968 interest; and the local governments are reduced to that small share of
16969 sovereign authority which is indispensable to their prosperity.
2941 To understand this division, we must distinguish between governmental responsibilities. Some matters are national by nature—those affecting the whole nation, like war and diplomacy. Others are local—those affecting specific areas, like a municipal budget. Finally, there are mixed matters—national in affecting all citizens, yet local in not requiring central management, such as the civil and political status of citizens. Mixed matters may be handled by either national or local government, depending on agreement, without undermining the social contract.
16970 2942
16971 But sometimes the sovereign authority is composed of preorganized
16972 political bodies, by virtue of circumstances anterior to their union;
16973 and in this case the provincial governments assume the control, not
16974 only of those affairs which more peculiarly belong to their province,
16975 but of all, or of a part of the mixed affairs to which allusion has
16976 been made. For the confederate nations which were independent sovereign
16977 States before their union, and which still represent a very
16978 considerable share of the sovereign power, have only consented to cede
16979 to the general Government the exercise of those rights which are
16980 indispensable to the Union.
2943 Sovereign power is usually formed by individuals comprising a people; here, the general government naturally regulates both national and local affairs, while local governments receive only a small share of authority. Sometimes, however, sovereign authority is composed of pre-existing political bodies. In these confederations, local governments control not only their specific affairs but some or all mixed matters, having been independent states before uniting. They surrender only those rights essential for the Union's existence.
16981 2944
16982 When the national Government, independently of the prerogatives
16983 inherent in its nature, is invested with the right of regulating the
16984 affairs which relate partly to the general and partly to the local
16985 interests, it possesses a preponderating influence. Not only are its
16986 own rights extensive, but all the rights which it does not possess
16987 exist by its sufferance, and it may be apprehended that the provincial
16988 governments may be deprived of their natural and necessary prerogatives
16989 by its influence.
2945 > “Independent nations have therefore a natural tendency to centralization, and confederations to dismemberment.”
16990 2946
16991 When, on the other hand, the provincial governments are invested with
16992 the power of regulating those same affairs of mixed interest, an
16993 opposite tendency prevails in society. The preponderating force resides
16994 in the province, not in the nation; and it may be apprehended that the
16995 national Government may in the end be stripped of the privileges which
16996 are necessary to its existence.
2947 When the national government regulates mixed interests in addition to its inherent powers, it gains dominant influence: its own powers are extensive, and any powers it lacks exist only by permission, risking the loss of local governments' natural rights. When local governments regulate mixed interests, the opposite occurs: dominant force resides locally, risking the national government’s essential powers.
16997 2948
16998 Independent nations have therefore a natural tendency to
16999 centralization, and confederations to dismemberment.
2949 We now apply these principles to the American Union. The individual States naturally held the right to regulate all exclusively local affairs, and retained the rights to determine citizens' civil and political standing, regulate community relationships, and administer justice—matters general in nature but not strictly national. The Union government is empowered to act for the whole nation where the country must appear as a single, undivided power, in foreign relations and common defense—exclusively national matters.
17000 2950
17001 It now only remains for us to apply these general principles to the
17002 American Union. The several States were necessarily possessed of the
17003 right of regulating all exclusively provincial affairs. Moreover these
17004 same States retained the rights of determining the civil and political
17005 competency of the citizens, or regulating the reciprocal relations of
17006 the members of the community, and of dispensing justice; rights which
17007 are of a general nature, but which do not necessarily appertain to the
17008 national Government. We have shown that the Government of the Union is
17009 invested with the power of acting in the name of the whole nation in
17010 those cases in which the nation has to appear as a single and undivided
17011 power; as, for instance, in foreign relations, and in offering a common
17012 resistance to a common enemy; in short, in conducting those affairs
17013 which I have styled exclusively national.
2951 In this division, the Union’s share appears larger at first glance but is actually smaller. The Union’s projects are vaster but felt less often; the states’ work is smaller but constant, keeping their authority alive in people’s minds. The Union oversees general interests that have debatable impact on individual happiness, while local interests have immediate effect. The Union ensures independence and grandeur, which have little direct impact on citizens; the States maintain liberty, regulate rights, protect property, and secure every person’s life and future prosperity.
17014 2952
17015 In this division of the rights of sovereignty, the share of the Union
17016 seems at first sight to be more considerable than that of the States;
17017 but a more attentive investigation shows it to be less so. The
17018 undertakings of the Government of the Union are more vast, but their
17019 influence is more rarely felt. Those of the provincial governments are
17020 comparatively small, but they are incessant, and they serve to keep
17021 alive the authority which they represent. The Government of the Union
17022 watches the general interests of the country; but the general interests
17023 of a people have a very questionable influence upon individual
17024 happiness, whilst provincial interests produce a most immediate effect
17025 upon the welfare of the inhabitants. The Union secures the independence
17026 and the greatness of the nation, which do not immediately affect
17027 private citizens; but the several States maintain the liberty, regulate
17028 the rights, protect the fortune, and secure the life and the whole
17029 future prosperity of every citizen.
2953 The federal government is distant, while state governments are within reach, ready to respond to the smallest request. The central government attracts the ambitions of a few exceptional men; state governments are supported by secondary figures who exercise direct influence over the people because they operate locally. Americans therefore have more to hope for and fear from the States than from the Union; following the natural tendency of the human mind, they are more loyal to the former. Their habits and feelings align with their interests.
17030 2954
17031 The Federal Government is very far removed from its subjects, whilst
17032 the provincial governments are within the reach of them all, and are
17033 ready to attend to the smallest appeal. The central Government has upon
17034 its side the passions of a few superior men who aspire to conduct it;
17035 but upon the side of the provincial governments are the interests of
17036 all those second-rate individuals who can only hope to obtain power
17037 within their own State, and who nevertheless exercise the largest share
17038 of authority over the people because they are placed nearest to its
17039 level. The Americans have therefore much more to hope and to fear from
17040 the States than from the Union; and, in conformity with the natural
17041 tendency of the human mind, they are more likely to attach themselves
17042 to the former than to the latter. In this respect their habits and
17043 feelings harmonize with their interests.
2955 When a unified nation adopts a confederate system, traditions and customs clash with new laws for a long time, giving the central government more influence than the law allows. When several confederate states unite into one nation, the same causes work in reverse. If France became a confederate republic like the United States, its government would initially show more energy than the American Union. Conversely, if the Union became a monarchy like France, the American government would take a long time to acquire the power that currently rules France. When the national identity of Anglo-Americans began, their local identities were long-established. Solid relationships existed between townships and citizens of the same States; they were used to handling certain matters together and seeing others as strictly their own business.
17044 2956
17045 When a compact nation divides its sovereignty, and adopts a confederate
17046 form of government, the traditions, the customs, and the manners of the
17047 people are for a long time at variance with their legislation; and the
17048 former tend to give a degree of influence to the central government
17049 which the latter forbids. When a number of confederate states unite to
17050 form a single nation, the same causes operate in an opposite direction.
17051 I have no doubt that if France were to become a confederate republic
17052 like that of the United States, the government would at first display
17053 more energy than that of the Union; and if the Union were to alter its
17054 constitution to a monarchy like that of France, I think that the
17055 American Government would be a long time in acquiring the force which
17056 now rules the latter nation. When the national existence of the
17057 Anglo-Americans began, their provincial existence was already of long
17058 standing; necessary relations were established between the townships
17059 and the individual citizens of the same States; and they were
17060 accustomed to consider some objects as common to them all, and to
17061 conduct other affairs as exclusively relating to their own special
17062 interests.
2957 > “The Union is a vast body which presents no definite object to patriotic feeling.”
17063 2958
17064 The Union is a vast body which presents no definite object to patriotic
17065 feeling. The forms and limits of the State are distinct and
17066 circumscribed; since it represents a certain number of objects which
17067 are familiar to the citizens and beloved by all. It is identified with
17068 the very soil, with the right of property and the domestic affections,
17069 with the recollections of the past, the labors of the present, and the
17070 hopes of the future. Patriotism, then, which is frequently a mere
17071 extension of individual egotism, is still directed to the State, and is
17072 not excited by the Union. Thus the tendency of the interests, the
17073 habits, and the feelings of the people is to centre political activity
17074 in the States, in preference to the Union.
2959 The State’s form and boundaries are clear and well-defined; it represents specific things familiar and cherished by citizens—tied to the land, property, family, memories, work, and hopes. Patriotism, often simply an extension of individual self-interest, remains directed toward the State and is not easily stirred by the Union. The people’s interests, habits, and feelings focus political activity on the States.
17075 2960
17076 It is easy to estimate the different forces of the two governments, by
17077 remarking the manner in which they fulfil their respective functions.
17078 Whenever the government of a State has occasion to address an
17079 individual or an assembly of individuals, its language is clear and
17080 imperative; and such is also the tone of the Federal Government in its
17081 intercourse with individuals, but no sooner has it anything to do with
17082 a State than it begins to parley, to explain its motives and to justify
17083 its conduct, to argue, to advise, and, in short, anything but to
17084 command. If doubts are raised as to the limits of the constitutional
17085 powers of each government, the provincial government prefers its claim
17086 with boldness, and takes prompt and energetic steps to support it. In
17087 the mean while the Government of the Union reasons; it appeals to the
17088 interests, to the good sense, to the glory of the nation; it
17089 temporizes, it negotiates, and does not consent to act until it is
17090 reduced to the last extremity. At first sight it might readily be
17091 imagined that it is the provincial government which is armed with the
17092 authority of the nation, and that Congress represents a single State.
2961 > **Quote:** Patriotism, then, which is frequently a mere extension of individual egotism, is still directed to the State, and is not excited by the Union.
17093 2962
17094 The Federal Government is, therefore, notwithstanding the precautions
17095 of those who founded it, naturally so weak that it more peculiarly
17096 requires the free consent of the governed to enable it to subsist. It
17097 is easy to perceive that its object is to enable the States to realize
17098 with facility their determination of remaining united; and, as long as
17099 this preliminary condition exists, its authority is great, temperate,
17100 and effective. The Constitution fits the Government to control
17101 individuals, and easily to surmount such obstacles as they may be
17102 inclined to offer; but it was by no means established with a view to
17103 the possible separation of one or more of the States from the Union.
2963 One can judge the relative strength of the two governments by observing their tone. Whenever a State government addresses an individual, its tone is clear and authoritative; the federal government speaks similarly to individuals but negotiates when dealing with States—
17104 2964
17105 If the sovereignty of the Union were to engage in a struggle with that
17106 of the States at the present day, its defeat may be confidently
17107 predicted; and it is not probable that such a struggle would be
17108 seriously undertaken. As often as a steady resistance is offered to the
17109 Federal Government it will be found to yield. Experience has hitherto
17110 shown that whenever a State has demanded anything with perseverance and
17111 resolution, it has invariably succeeded; and that if a separate
17112 government has distinctly refused to act, it was left to do as it
17113 thought fit. *z
2965 > **Quote:** ...no sooner has it anything to do with a State than it begins to parley, to explain its motives and to justify its conduct, to argue, to advise, and, in short, anything but to command.
17114 2966
17115 z
17116 [ See the conduct of the Northern States in the war of 1812. “During
17117 that war,” says Jefferson in a letter to General Lafayette, “four of
17118 the Eastern States were only attached to the Union, like so many
17119 inanimate bodies to living men.”]
2967 If doubts arise regarding constitutional limits, the State government asserts its claim boldly and takes prompt, energetic steps, while the Federal Government reasons, appeals to national interests, delays, negotiates, and does not act until pushed to the absolute limit.
17120 2968
2969 > “At first sight it might readily be imagined that it is the provincial government which is armed with the authority of the nation, and that Congress represents a single State.”
17121 2970
17122 But even if the Government of the Union had any strength inherent in
17123 itself, the physical situation of the country would render the exercise
17124 of that strength very difficult. *a The United States cover an immense
17125 territory; they are separated from each other by great distances; and
17126 the population is disseminated over the surface of a country which is
17127 still half a wilderness. If the Union were to undertake to enforce the
17128 allegiance of the confederate States by military means, it would be in
17129 a position very analogous to that of England at the time of the War of
17130 Independence.
2971 Despite the founders’ precautions, the Federal Government is naturally so weak that it uniquely requires the free consent of the governed to survive. Its purpose is to help the states easily fulfill their desire to remain united; as long as this condition exists, its authority is great, balanced, and effective. The Constitution enables the Government to control individuals but was not established to handle the potential separation of states.
17131 2972
17132 a
17133 [ The profound peace of the Union affords no pretext for a standing
17134 army; and without a standing army a government is not prepared to
17135 profit by a favorable opportunity to conquer resistance, and take the
17136 sovereign power by surprise. [This note, and the paragraph in the text
17137 which precedes, have been shown by the results of the Civil War to be a
17138 misconception of the writer.]]
2973 > “If the sovereignty of the Union were to engage in a struggle with that of the States at the present day, its defeat may be confidently predicted.”
17139 2974
2975 It is unlikely such a struggle would be seriously attempted. Whenever steady resistance is offered, the Federal Government yields. Experience shows that when a state has made a demand with perseverance and resolution, it has succeeded; if a state government has flatly refused to act, it has been left to do as it pleases. During the War of 1812, as Thomas Jefferson wrote to General Lafayette, four Eastern states were attached to the Union only like “inanimate bodies to living men.”
17140 2976
17141 However strong a government may be, it cannot easily escape from the
17142 consequences of a principle which it has once admitted as the
17143 foundation of its constitution. The Union was formed by the voluntary
17144 agreement of the States; and, in uniting together, they have not
17145 forfeited their nationality, nor have they been reduced to the
17146 condition of one and the same people. If one of the States chose to
17147 withdraw its name from the contract, it would be difficult to disprove
17148 its right of doing so; and the Federal Government would have no means
17149 of maintaining its claims directly, either by force or by right. In
17150 order to enable the Federal Government easily to conquer the resistance
17151 which may be offered to it by any one of its subjects, it would be
17152 necessary that one or more of them should be specially interested in
17153 the existence of the Union, as has frequently been the case in the
17154 history of confederations.
2977 Even if the Union possessed inherent strength, the physical geography would make exercising it difficult. The United States covers an immense territory; states are separated by great distances, and the population is scattered across a landscape still half wilderness. If the Union attempted to enforce allegiance by military force, it would find itself in a position similar to England during the War of Independence. Furthermore, the Union’s deep peace provides no excuse for a standing army; without such a force, a government cannot crush resistance or seize power by surprise.
17155 2978
17156 If it be supposed that amongst the States which are united by the
17157 federal tie there are some which exclusively enjoy the principal
17158 advantages of union, or whose prosperity depends on the duration of
17159 that union, it is unquestionable that they will always be ready to
17160 support the central Government in enforcing the obedience of the
17161 others. But the Government would then be exerting a force not derived
17162 from itself, but from a principle contrary to its nature. States form
17163 confederations in order to derive equal advantages from their union;
17164 and in the case just alluded to, the Federal Government would derive
17165 its power from the unequal distribution of those benefits amongst the
17166 States.
2979 No government can easily escape the consequences of its constitutional principles. The Union was formed by the voluntary agreement of the states; in joining, they did not surrender their separate identities nor become a single people. If one state chose to withdraw, it would be difficult to disprove its right, and the Federal Government would have no means to maintain its claims by force or law. For the Federal Government to overcome resistance, other states would need a specific interest in the Union’s continued existence—a common occurrence in other confederations.
17167 2980
17168 If one of the confederate States have acquired a preponderance
17169 sufficiently great to enable it to take exclusive possession of the
17170 central authority, it will consider the other States as subject
17171 provinces, and it will cause its own supremacy to be respected under
17172 the borrowed name of the sovereignty of the Union. Great things may
17173 then be done in the name of the Federal Government, but in reality that
17174 Government will have ceased to exist. *b In both these cases, the power
17175 which acts in the name of the confederation becomes stronger the more
17176 it abandons the natural state and the acknowledged principles of
17177 confederations.
2981 If certain states enjoyed the primary benefits of the union, they would support forcing others to obey. But that would be a force contrary to the confederation’s nature, drawing power from unequal benefits. If one state acquired enough dominance to control the central authority, it would treat others as subject provinces under the borrowed name of Union sovereignty.
17178 2982
17179 b
17180 [ Thus the province of Holland in the republic of the Low Countries,
17181 and the Emperor in the Germanic Confederation, have sometimes put
17182 themselves in the place of the union, and have employed the federal
17183 authority to their own advantage.]
2983 > **Quote:** Great things may then be done in the name of the Federal Government, but in reality that Government will have ceased to exist.
17184 2984
2985 In both cases—as in Holland within the Dutch Republic or the Emperor in the Germanic Confederation—the power acting in the confederation’s name becomes stronger only by abandoning such unions’ natural state and principles.
17185 2986
17186 In America the existing Union is advantageous to all the States, but it
17187 is not indispensable to any one of them. Several of them might break
17188 the federal tie without compromising the welfare of the others,
17189 although their own prosperity would be lessened. As the existence and
17190 the happiness of none of the States are wholly dependent on the present
17191 Constitution, they would none of them be disposed to make great
17192 personal sacrifices to maintain it. On the other hand, there is no
17193 State which seems hitherto to have its ambition much interested in the
17194 maintenance of the existing Union. They certainly do not all exercise
17195 the same influence in the federal councils, but no one of them can hope
17196 to domineer over the rest, or to treat them as its inferiors or as its
17197 subjects.
2987 In America, the Union is beneficial to all states but indispensable to none. Several could break the federal tie without endangering the others, though their own prosperity would suffer. Since no state’s existence and happiness depend entirely on the Constitution, none would sacrifice greatly to maintain it. Conversely, no state has an ambition served by maintaining the Union. While states do not exert equal influence in federal councils, none can dominate the rest or treat them as subjects.
17198 2988
17199 It appears to me unquestionable that if any portion of the Union
17200 seriously desired to separate itself from the other States, they would
17201 not be able, nor indeed would they attempt, to prevent it; and that the
17202 present Union will only last as long as the States which compose it
17203 choose to continue members of the confederation. If this point be
17204 admitted, the question becomes less difficult; and our object is, not
17205 to inquire whether the States of the existing Union are capable of
17206 separating, but whether they will choose to remain united.
2989 It seems certain that if any part of the Union seriously desired separation, the others would be neither able nor willing to prevent it.
17207 2990
17208 Amongst the various reasons which tend to render the existing Union
17209 useful to the Americans, two principal causes are peculiarly evident to
17210 the observer. Although the Americans are, as it were, alone upon their
17211 continent, their commerce makes them the neighbors of all the nations
17212 with which they trade. Notwithstanding their apparent isolation, the
17213 Americans require a certain degree of strength, which they cannot
17214 retain otherwise than by remaining united to each other. If the States
17215 were to split, they would not only diminish the strength which they are
17216 now able to display towards foreign nations, but they would soon create
17217 foreign powers upon their own territory. A system of inland
17218 custom-houses would then be established; the valleys would be divided
17219 by imaginary boundary lines; the courses of the rivers would be
17220 confined by territorial distinctions; and a multitude of hindrances
17221 would prevent the Americans from exploring the whole of that vast
17222 continent which Providence has allotted to them for a dominion. At
17223 present they have no invasion to fear, and consequently no standing
17224 armies to maintain, no taxes to levy. If the Union were dissolved, all
17225 these burdensome measures might ere long be required. The Americans are
17226 then very powerfully interested in the maintenance of their Union. On
17227 the other hand, it is almost impossible to discover any sort of
17228 material interest which might at present tempt a portion of the Union
17229 to separate from the other States.
2991 > “The present Union will only last as long as the States which compose it choose to continue members of the confederation.”
17230 2992
17231 When we cast our eyes upon the map of the United States, we perceive
17232 the chain of the Alleghany Mountains, running from the northeast to the
17233 southwest, and crossing nearly one thousand miles of country; and we
17234 are led to imagine that the design of Providence was to raise between
17235 the valley of the Mississippi and the coast of the Atlantic Ocean one
17236 of those natural barriers which break the mutual intercourse of men,
17237 and form the necessary limits of different States. But the average
17238 height of the Alleghanies does not exceed 2,500 feet; their greatest
17239 elevation is not above 4,000 feet; their rounded summits, and the
17240 spacious valleys which they conceal within their passes, are of easy
17241 access from several sides. Besides which, the principal rivers which
17242 fall into the Atlantic Ocean—the Hudson, the Susquehanna, and the
17243 Potomac—take their rise beyond the Alleghanies, in an open district,
17244 which borders upon the valley of the Mississippi. These streams quit
17245 this tract of country, make their way through the barrier which would
17246 seem to turn them westward, and as they wind through the mountains they
17247 open an easy and natural passage to man. No natural barrier exists in
17248 the regions which are now inhabited by the Anglo-Americans; the
17249 Alleghanies are so far from serving as a boundary to separate nations,
17250 that they do not even serve as a frontier to the States. New York,
17251 Pennsylvania, and Virginia comprise them within their borders, and they
17252 extend as much to the west as to the east of the line. The territory
17253 now occupied by the twenty-four States of the Union, and the three
17254 great districts which have not yet acquired the rank of States,
17255 although they already contain inhabitants, covers a surface of
17256 1,002,600 square miles, *c which is about equal to five times the
17257 extent of France. Within these limits the qualities of the soil, the
17258 temperature, and the produce of the country, are extremely various. The
17259 vast extent of territory occupied by the Anglo-American republics has
17260 given rise to doubts as to the maintenance of their Union. Here a
17261 distinction must be made; contrary interests sometimes arise in the
17262 different provinces of a vast empire, which often terminate in open
17263 dissensions; and the extent of the country is then most prejudicial to
17264 the power of the State. But if the inhabitants of these vast regions
17265 are not divided by contrary interests, the extent of the territory may
17266 be favorable to their prosperity; for the unity of the government
17267 promotes the interchange of the different productions of the soil, and
17268 increases their value by facilitating their consumption.
2993 Accepting this, we ask not whether states can separate, but whether they will choose to remain united. Among the reasons the Union is useful, two main causes are clear. Although Americans are effectively alone on their continent, their commerce makes them neighbors to every trading nation, requiring strength only maintainable through union. If the states split, they would weaken against foreign nations and create foreign powers on their own territory. An internal system of customs houses would divide valleys by imaginary boundaries; rivers would be restricted by territorial disputes; countless obstacles would prevent Americans from exploring the continent Providence granted them. Currently they fear no invasion and need no standing armies or heavy taxes. If the Union dissolved, these burdens would become necessary. Conversely, it is almost impossible to find any material interest that would tempt one part of the Union to separate.
17269 2994
17270 c
17271 [ See “Darby’s View of the United States,” p. 435. [In 1890 the number
17272 of States and Territories had increased to 51, the population to
17273 62,831,900, and the area of the States, 3,602,990 square miles. This
17274 does not include the Philippine Islands, Hawaii, or Porto Rico. A
17275 conservative estimate of the population of the Philippine Islands is
17276 8,000,000; that of Hawaii, by the census of 1897, was given at 109,020;
17277 and the present estimated population of Porto Rico is 900,000. The area
17278 of the Philippine Islands is about 120,000 square miles, that of Hawaii
17279 is 6,740 square miles, and the area of Porto Rico is about 3,600 square
17280 miles.]]
2995 The Allegheny Mountains run about a thousand miles from northeast to southwest, but their average height is only 2,500 feet, highest peaks 4,000 feet. Their rounded summits and wide valleys are easily accessible. Major Atlantic rivers—the Hudson, Susquehanna, and Potomac—originate beyond the Alleghenies, cutting through the barrier and creating natural passages.
17281 2996
2997 No natural barrier exists in regions inhabited by Anglo-Americans. The Alleghenies are so far from separating nations that they do not even serve as state frontiers. New York, Pennsylvania, and Virginia include these mountains within their borders, extending as far west as east. The territory of the twenty-four states and three large districts covers 1,002,600 square miles—about five times the size of France. Within these limits, soil, climate, and products are extremely diverse, raising doubts about the Union’s maintenance. Yet while conflicting interests in a large empire often lead to open conflict, if inhabitants are not divided, the territory’s extent favors prosperity. A unified government promotes exchange of different local products, increasing their value.
17282 2998
17283 It is indeed easy to discover different interests in the different
17284 parts of the Union, but I am unacquainted with any which are hostile to
17285 each other. The Southern States are almost exclusively agricultural.
17286 The Northern States are more peculiarly commercial and manufacturing.
17287 The States of the West are at the same time agricultural and
17288 manufacturing. In the South the crops consist of tobacco, of rice, of
17289 cotton, and of sugar; in the North and the West, of wheat and maize.
17290 These are different sources of wealth; but union is the means by which
17291 these sources are opened to all, and rendered equally advantageous to
17292 the several districts.
2999 Different interests exist in different parts of the Union, but none are truly hostile. The South is almost exclusively agricultural. The North focuses on commerce and manufacturing. The West is both agricultural and industrial. The South grows tobacco, rice, cotton, and sugar; the North and West grow wheat and corn. These are different wealth sources, but the Union opens them to everyone, making them equally advantageous.
17293 3000
17294 The North, which ships the produce of the Anglo-Americans to all parts
17295 of the world, and brings back the produce of the globe to the Union, is
17296 evidently interested in maintaining the confederation in its present
17297 condition, in order that the number of American producers and consumers
17298 may remain as large as possible. The North is the most natural agent of
17299 communication between the South and the West of the Union on the one
17300 hand, and the rest of the world upon the other; the North is therefore
17301 interested in the union and prosperity of the South and the West, in
17302 order that they may continue to furnish raw materials for its
17303 manufactures, and cargoes for its shipping.
3001 The North, shipping American goods worldwide and bringing global products home, clearly benefits from the confederation. It wants as many American producers and consumers as possible, serving as the natural link between the South, West, and the world. The North needs their prosperity to supply raw materials for its factories and cargo for its ships.
17304 3002
17305 The South and the West, on their side, are still more directly
17306 interested in the preservation of the Union, and the prosperity of the
17307 North. The produce of the South is, for the most part, exported beyond
17308 seas; the South and the West consequently stand in need of the
17309 commercial resources of the North. They are likewise interested in the
17310 maintenance of a powerful fleet by the Union, to protect them
17311 efficaciously. The South and the West have no vessels, but they cannot
17312 refuse a willing subsidy to defray the expenses of the navy; for if the
17313 fleets of Europe were to blockade the ports of the South and the delta
17314 of the Mississippi, what would become of the rice of the Carolinas, the
17315 tobacco of Virginia, and the sugar and cotton which grow in the valley
17316 of the Mississippi? Every portion of the federal budget does therefore
17317 contribute to the maintenance of material interests which are common to
17318 all the confederate States.
3003 The South and West have even more direct interest in preserving the Union and the North’s prosperity. Southern products are mostly exported overseas, so they rely on Northern commercial resources. They also benefit from the Union’s navy, which provides effective protection. Although they own few ships, they should fund the navy; if European fleets blockaded Southern ports or the Mississippi’s mouth, what would become of Carolina rice, Virginia tobacco, or Mississippi Valley sugar and cotton? Every part of the federal budget supports material interests common to all.
17319 3004
17320 Independently of this commercial utility, the South and the West of the
17321 Union derive great political advantages from their connection with the
17322 North. The South contains an enormous slave population; a population
17323 which is already alarming, and still more formidable for the future.
17324 The States of the West lie in the remotest parts of a single valley;
17325 and all the rivers which intersect their territory rise in the Rocky
17326 Mountains or in the Alleghanies, and fall into the Mississippi, which
17327 bears them onwards to the Gulf of Mexico. The Western States are
17328 consequently entirely cut off, by their position, from the traditions
17329 of Europe and the civilization of the Old World. The inhabitants of the
17330 South, then, are induced to support the Union in order to avail
17331 themselves of its protection against the blacks; and the inhabitants of
17332 the West in order not to be excluded from a free communication with the
17333 rest of the globe, and shut up in the wilds of central America. The
17334 North cannot but desire the maintenance of the Union, in order to
17335 remain, as it now is, the connecting link between that vast body and
17336 the other parts of the world.
3005 Beyond commercial utility, the South and West gain great political advantages. The South has a massive slave population—already alarming and more threatening for the future. The Western states lie in a valley whose rivers flow only to the Gulf of Mexico, cutting them off from European traditions. Southerners support the Union for protection against the black population; Westerners support it to ensure communication with the world and avoid being trapped in central America’s wilderness. The North desires the Union to remain the essential link between this vast territory and the globe.
17337 3006
17338 The temporal interests of all the several parts of the Union are, then,
17339 intimately connected; and the same assertion holds true respecting
17340 those opinions and sentiments which may be termed the immaterial
17341 interests of men.
3007 The material interests of every part of the Union are intimately connected; the same can be said for the opinions and sentiments that constitute men’s intellectual and emotional interests.
17342 3008
17343
17344
17345
17346 3009 ### Chapter XVIII: Future Condition Of Three Races—Part VII
17347 3010
3011 Americans profess great attachment to their country, but I place little reliance on this transactional patriotism rooted in self-interest, which shifting interests might erase. I also discount their daily expressions of commitment to their ancestral federal system. Government influences citizens less through rational consent than through an instinctive, almost involuntary agreement born of shared feelings and opinions. I will never accept that men form a social body simply because they obey the same leader and the same laws.
17348 3012
17349 The inhabitants of the United States talk a great deal of their
17350 attachment to their country; but I confess that I do not rely upon that
17351 calculating patriotism which is founded upon interest, and which a
17352 change in the interests at stake may obliterate. Nor do I attach much
17353 importance to the language of the Americans, when they manifest, in
17354 their daily conversations, the intention of maintaining the federal
17355 system adopted by their forefathers. A government retains its sway over
17356 a great number of citizens, far less by the voluntary and rational
17357 consent of the multitude, than by that instinctive, and to a certain
17358 extent involuntary agreement, which results from similarity of feelings
17359 and resemblances of opinion. I will never admit that men constitute a
17360 social body, simply because they obey the same head and the same laws.
17361 Society can only exist when a great number of men consider a great
17362 number of things in the same point of view; when they hold the same
17363 opinions upon many subjects, and when the same occurrences suggest the
17364 same thoughts and impressions to their minds.
3013 > **Quote:** "Society can only exist when a great number of men consider a great number of things in the same point of view; when they hold the same opinions upon many subjects, and when the same occurrences suggest the same thoughts and impressions to their minds."
17365 3014
17366 The observer who examines the present condition of the United States
17367 upon this principle, will readily discover, that although the citizens
17368 are divided into twenty-four distinct sovereignties, they nevertheless
17369 constitute a single people; and he may perhaps be led to think that the
17370 state of the Anglo-American Union is more truly a state of society than
17371 that of certain nations of Europe which live under the same legislation
17372 and the same prince.
3015 An observer applying this principle will discover that although Americans are divided into twenty-four distinct sovereignties, they constitute a single people—perhaps more truly a society than certain European nations under one monarch. Though belonging to various religious sects, they view religion the same way. They differ on specific governmental measures and forms, but unanimously embrace the general principles governing human society: that the people are the source of all power, and they share identical notions of liberty, equality, press freedom, association rights, trial by jury, and official accountability.
17373 3016
17374 Although the Anglo-Americans have several religious sects, they all
17375 regard religion in the same manner. They are not always agreed upon the
17376 measures which are most conducive to good government, and they vary
17377 upon some of the forms of government which it is expedient to adopt;
17378 but they are unanimous upon the general principles which ought to rule
17379 human society. From Maine to the Floridas, and from the Missouri to the
17380 Atlantic Ocean, the people is held to be the legitimate source of all
17381 power. The same notions are entertained respecting liberty and
17382 equality, the liberty of the press, the right of association, the jury,
17383 and the responsibility of the agents of Government.
3017 In moral and philosophical principles regulating daily conduct, we find the same consistency. Americans acknowledge the absolute moral authority of community reason, just as they acknowledge the political authority of the citizenry; they believe public opinion the most reliable arbiter of law, truth, and falsehood. Most believe a man guided by his own interest, rightly understood, will do what is just and good.
17384 3018
17385 If we turn from their political and religious opinions to the moral and
17386 philosophical principles which regulate the daily actions of life and
17387 govern their conduct, we shall still find the same uniformity. The
17388 Anglo-Americans *d acknowledge the absolute moral authority of the
17389 reason of the community, as they acknowledge the political authority of
17390 the mass of citizens; and they hold that public opinion is the surest
17391 arbiter of what is lawful or forbidden, true or false. The majority of
17392 them believe that a man will be led to do what is just and good by
17393 following his own interest rightly understood. They hold that every man
17394 is born in possession of the right of self-government, and that no one
17395 has the right of constraining his fellow-creatures to be happy. They
17396 have all a lively faith in the perfectibility of man; they are of
17397 opinion that the effects of the diffusion of knowledge must necessarily
17398 be advantageous, and the consequences of ignorance fatal; they all
17399 consider society as a body in a state of improvement, humanity as a
17400 changing scene, in which nothing is, or ought to be, permanent; and
17401 they admit that what appears to them to be good to-day may be
17402 superseded by something better-to-morrow. I do not give all these
17403 opinions as true, but I quote them as characteristic of the Americans.
3019 > **Quote:** "They hold that every man is born in possession of the right of self-government, and that no one has the right of constraining his fellow-creatures to be happy."
17404 3020
17405 d
17406 [ It is scarcely necessary for me to observe that by the expression
17407 Anglo-Americans, I only mean to designate the great majority of the
17408 nation; for a certain number of isolated individuals are of course to
17409 be met with holding very different opinions.]
3021 They share a vibrant faith in the perfectibility of man, convinced that the diffusion of knowledge is necessarily beneficial and ignorance proves fatal. All view society as constantly improving, humanity as a changing scene where nothing is permanent; today's good may be replaced by something better tomorrow. I cite these not as truths but as characteristic of the American people (by which I mean the great majority, for isolated individuals naturally hold different opinions).
17410 3022
3023 Americans are further united by a common pride. For fifty years, no effort has been spared to convince them they are the only religious, enlightened, and free people. Seeing their democratic institutions succeed while others fail, they have developed an overweening opinion of their superiority, and are not far from believing themselves to belong to a distinct race of mankind.
17411 3024
17412 The Anglo-Americans are not only united together by these common
17413 opinions, but they are separated from all other nations by a common
17414 feeling of pride. For the last fifty years no pains have been spared to
17415 convince the inhabitants of the United States that they constitute the
17416 only religious, enlightened, and free people. They perceive that, for
17417 the present, their own democratic institutions succeed, whilst those of
17418 other countries fail; hence they conceive an overweening opinion of
17419 their superiority, and they are not very remote from believing
17420 themselves to belong to a distinct race of mankind.
3025 The dangers threatening the Union stem not from diverse interests or opinions, but from different characters and passions. The inhabitants of the vast American territory almost all share common stock; yet climate, and especially slavery, have gradually introduced striking differences between Southern and Northern settlers. Europeans generally believe slavery has made Southern interests contrary to Northern ones, but I found this untrue. Slavery has not created conflicting interests, but has modified character and changed habits.
17421 3026
17422 The dangers which threaten the American Union do not originate in the
17423 diversity of interests or of opinions, but in the various characters
17424 and passions of the Americans. The men who inhabit the vast territory
17425 of the United States are almost all the issue of a common stock; but
17426 the effects of the climate, and more especially of slavery, have
17427 gradually introduced very striking differences between the British
17428 settler of the Southern States and the British settler of the North. In
17429 Europe it is generally believed that slavery has rendered the interests
17430 of one part of the Union contrary to those of another part; but I by no
17431 means remarked this to be the case: slavery has not created interests
17432 in the South contrary to those of the North, but it has modified the
17433 character and changed the habits of the natives of the South.
3027 I have explained slavery's influence upon Southern commercial abilities, and this extends to manners. The slave is a servant who never argues and submits without complaint. He may commit violence, but never resists his master. In the South, no family is too poor to lack slaves. From his earliest years, the Southern citizen is invested with a sort of domestic dictatorship; his first notion in life is that he is born to command, and his first habit is being obeyed without resistance. His education therefore produces an arrogant, impulsive character—quick-tempered, violent, passionate in desires, impatient with obstacles, yet easily discouraged if success eludes his first attempt.
17434 3028
17435 I have already explained the influence which slavery has exercised upon
17436 the commercial ability of the Americans in the South; and this same
17437 influence equally extends to their manners. The slave is a servant who
17438 never remonstrates, and who submits to everything without complaint. He
17439 may sometimes assassinate, but he never withstands, his master. In the
17440 South there are no families so poor as not to have slaves. The citizen
17441 of the Southern States of the Union is invested with a sort of domestic
17442 dictatorship, from his earliest years; the first notion he acquires in
17443 life is that he is born to command, and the first habit which he
17444 contracts is that of being obeyed without resistance. His education
17445 tends, then, to give him the character of a supercilious and a hasty
17446 man; irascible, violent, and ardent in his desires, impatient of
17447 obstacles, but easily discouraged if he cannot succeed upon his first
17448 attempt.
3029 The Northerner grows up surrounded by no slaves, usually forced to provide for his own needs. Necessity confronts him immediately. He soon learns the natural limits of his authority; he never expects to overpower resistance by force, and knows the surest way to gain support is to win favor. Consequently, he becomes patient, reflective, tolerant, deliberate, and persistent.
17449 3030
17450 The American of the Northern States is surrounded by no slaves in his
17451 childhood; he is even unattended by free servants, and is usually
17452 obliged to provide for his own wants. No sooner does he enter the world
17453 than the idea of necessity assails him on every side: he soon learns to
17454 know exactly the natural limit of his authority; he never expects to
17455 subdue those who withstand him, by force; and he knows that the surest
17456 means of obtaining the support of his fellow-creatures, is to win their
17457 favor. He therefore becomes patient, reflecting, tolerant, slow to act,
17458 and persevering in his designs.
3031 In the South, life's immediate needs are always met by others, freeing imagination for more captivating but less definite pursuits. The Southerner favors grandeur, luxury, reputation, gaiety, pleasure, and above all, leisure. With no necessary work, he yields to laziness and neglects even what would be useful.
17459 3032
17460 In the Southern States the more immediate wants of life are always
17461 supplied; the inhabitants of those parts are not busied in the material
17462 cares of life, which are always provided for by others; and their
17463 imagination is diverted to more captivating and less definite objects.
17464 The American of the South is fond of grandeur, luxury, and renown, of
17465 gayety, of pleasure, and above all of idleness; nothing obliges him to
17466 exert himself in order to subsist; and as he has no necessary
17467 occupations, he gives way to indolence, and does not even attempt what
17468 would be useful.
3033 Conversely, wealth equality and slavery's absence in the North immerse inhabitants in daily cares disdained by Southern whites. From infancy they learn to struggle against want and value comfort above intellectual or emotional pleasures. Imagination is stifled by life's trivial details; ideas become fewer and less general, but more practical and precise. Prosperity being their sole goal, they achieve it remarkably well; nature and humanity are turned to financial advantage, and society is made to contribute to the welfare of each of its members, while individual egotism becomes the source of general happiness.
17469 3034
17470 But the equality of fortunes, and the absence of slavery in the North,
17471 plunge the inhabitants in those same cares of daily life which are
17472 disdained by the white population of the South. They are taught from
17473 infancy to combat want, and to place comfort above all the pleasures of
17474 the intellect or the heart. The imagination is extinguished by the
17475 trivial details of life, and the ideas become less numerous and less
17476 general, but far more practical and more precise. As prosperity is the
17477 sole aim of exertion, it is excellently well attained; nature and
17478 mankind are turned to the best pecuniary advantage, and society is
17479 dexterously made to contribute to the welfare of each of its members,
17480 whilst individual egotism is the source of general happiness.
3035 The Northerner possesses not only experience but knowledge, yet values learning only as a means to an end, eager to grasp its profitable applications. The Southerner acts more on impulse; he is cleverer, franker, more generous, intellectual, and brilliant. The former, with greater activity, common sense, information, and general aptitude, displays the middle class's characteristic virtues and vices. The latter has the tastes, prejudices, weaknesses, and magnanimity of an aristocracy. When two people share interests and many opinions but differ in character, skills, and civilization, they will likely disagree. The same applies to a society of nations.
17481 3036
17482 The citizen of the North has not only experience, but knowledge:
17483 nevertheless he sets but little value upon the pleasures of knowledge;
17484 he esteems it as the means of attaining a certain end, and he is only
17485 anxious to seize its more lucrative applications. The citizen of the
17486 South is more given to act upon impulse; he is more clever, more frank,
17487 more generous, more intellectual, and more brilliant. The former, with
17488 a greater degree of activity, of common-sense, of information, and of
17489 general aptitude, has the characteristic good and evil qualities of the
17490 middle classes. The latter has the tastes, the prejudices, the
17491 weaknesses, and the magnanimity of all aristocracies. If two men are
17492 united in society, who have the same interests, and to a certain extent
17493 the same opinions, but different characters, different acquirements,
17494 and a different style of civilization, it is probable that these men
17495 will not agree. The same remark is applicable to a society of nations.
17496 Slavery, then, does not attack the American Union directly in its
17497 interests, but indirectly in its manners.
3037 > **Quote:** "Slavery, then, does not attack the American Union directly in its interests, but indirectly in its manners."
17498 3038
17499 e
17500 [ Census of 1790, 3,929,328; 1830, 12,856,165; 1860, 31,443,321; 1870,
17501 38,555,983; 1890, 62,831,900.]
3039 Census figures reveal staggering growth: 1790, 3,929,328; 1830, 12,856,165; 1860, 31,443,321; 1870, 38,555,983; 1890, 62,831,900. The Union expanded from thirteen states in 1790 to thirty-four, with the population more than tripling in forty years to reach nearly 13,000,000 by 1830. Changes of such magnitude cannot occur without danger.
17502 3040
3041 A society of nations, like individuals, depends for longevity on members' wisdom, individual weakness, and limited number. Americans who leave the Atlantic coast for the western wilderness are adventurers impatient with restraint, greedy for wealth, often cast out from their birth states. Arriving unknown to each other, lacking traditions, family ties, or social examples to check excesses, the empire of the laws is feeble among them, and that of morality is even more powerless. These Mississippi Valley settlers are inferior in every respect to Americans in the Union's older parts, yet already exercise great influence in councils and reach leadership before learning self-government. (This is temporary; I have no doubt the West will eventually match the Atlantic coast's stability.)
17503 3042
17504 The States which gave their assent to the federal contract in 1790 were
17505 thirteen in number; the Union now consists of thirty-four members. The
17506 population, which amounted to nearly 4,000,000 in 1790, had more than
17507 tripled in the space of forty years; and in 1830 it amounted to nearly
17508 13,000,000. *e Changes of such magnitude cannot take place without some
17509 danger.
3043 The weaker each party, the better the contract's chances, as safety depends on union. In 1790, when the most populous republic (Pennsylvania with 431,373) felt its insignificance, compliance with federal authority came easily. But when a single confederate like New York has 2,000,000 inhabitants and covers roughly 49,170 square miles—a quarter of France—it feels its strength. Though it may continue supporting the Union as beneficial, it no longer views that body as essential and soon aims for federal dominance. Consensus likelihood decreases as states multiply. Presently, different parts' interests do not conflict, but who can foresee future changes in a country where towns are founded daily and States almost yearly?
17510 3044
17511 A society of nations, as well as a society of individuals, derives its
17512 principal chances of duration from the wisdom of its members, their
17513 individual weakness, and their limited number. The Americans who quit
17514 the coasts of the Atlantic Ocean to plunge into the western wilderness,
17515 are adventurers impatient of restraint, greedy of wealth, and
17516 frequently men expelled from the States in which they were born. When
17517 they arrive in the deserts they are unknown to each other, and they
17518 have neither traditions, family feeling, nor the force of example to
17519 check their excesses. The empire of the laws is feeble amongst them;
17520 that of morality is still more powerless. The settlers who are
17521 constantly peopling the valley of the Mississippi are, then, in every
17522 respect very inferior to the Americans who inhabit the older parts of
17523 the Union. Nevertheless, they already exercise a great influence in its
17524 councils; and they arrive at the government of the commonwealth before
17525 they have learnt to govern themselves. *f
3045 Since British colonial settlement, population has roughly doubled every twenty-two years. I see no cause to check this increase for the next hundred years; before that, I believe the United States will hold more than 100,000,000 inhabitants divided into forty states. I admit these 100,000,000 may have no inherently hostile interests; on the contrary, I assume they are all equally interested in maintaining the Union.
17526 3046
17527 f
17528 [ This indeed is only a temporary danger. I have no doubt that in time
17529 society will assume as much stability and regularity in the West as it
17530 has already done upon the coast of the Atlantic Ocean.]
3047 > **Quote:** "I am still of opinion that where there are 100,000,000 of men, and forty distinct nations, unequally strong, the continuance of the Federal Government can only be a fortunate accident."
17531 3048
3049 If population continues doubling every twenty-two years, it would reach twenty million by 1852, forty-eight million by 1874, and ninety-six million by 1896. This growth will likely continue even if Rocky Mountain lands prove unfit for cultivation, as occupied territory can easily support it. One hundred million people spread across the Union would yield only 762 inhabitants per square league—far below France (1,063), England (1,457), or even Switzerland (783) despite its lakes and mountains. While census results fluctuated slightly due to territorial acquisitions, population by century's end—including Philippines, Hawaii, and Puerto Rico—reached approximately eighty-seven million.
17532 3050
17533 The greater the individual weakness of each of the contracting parties,
17534 the greater are the chances of the duration of the contract; for their
17535 safety is then dependent upon their union. When, in 1790, the most
17536 populous of the American republics did not contain 500,000 inhabitants,
17537 *g each of them felt its own insignificance as an independent people,
17538 and this feeling rendered compliance with the federal authority more
17539 easy. But when one of the confederate States reckons, like the State of
17540 New York, 2,000,000 of inhabitants, and covers an extent of territory
17541 equal in surface to a quarter of France, *h it feels its own strength;
17542 and although it may continue to support the Union as advantageous to
17543 its prosperity, it no longer regards that body as necessary to its
17544 existence, and as it continues to belong to the federal compact, it
17545 soon aims at preponderance in the federal assemblies. The probable
17546 unanimity of the States is diminished as their number increases. At
17547 present the interests of the different parts of the Union are not at
17548 variance; but who is able to foresee the multifarious changes of the
17549 future, in a country in which towns are founded from day to day, and
17550 States almost from year to year?
3051 Whatever my faith in human progress, until human nature is altered and people completely transformed, I refuse to believe in a government tasked with holding together forty different peoples spread across half of Europe. It is difficult to imagine avoiding all rivalry, ambition, and conflict, or successfully directing independent activities toward common national goals.
17551 3052
17552 g
17553 [ Pennsylvania contained 431,373 inhabitants in 1790 [and 5,258,014 in
17554 1890.]]
3053 But the greatest danger from growth arises from constant shifts in internal strength's location. From Lake Superior's 47th parallel to the Gulf of Mexico's 30th spans more than 1,200 miles. The frontier winds along this immense line, sometimes within borders but often pushing into wilderness. The white population advances an average of seventeen miles yearly along this boundary. Occasionally encountering obstacles—unproductive land, lakes, indigenous nations—the column halts briefly, edges pull back, reunite, then push forward again.
17555 3054
3055 > **Quote:** "This gradual and continuous progress of the European race towards the Rocky Mountains has the solemnity of a providential event; it is like a deluge of men rising unabatedly, and daily driven onwards by the hand of God."
17556 3056
17557 h
17558 [ The area of the State of New York is 49,170 square miles. [See U. S.
17559 census report of 1890.]]
3057 Behind this conquering line, towns are built and vast states founded. In 1790, only a few thousand pioneers scattered along the Mississippi Valley; today those valleys hold nearly 4,000,000—as many as inhabited the entire Union in 1790. Washington was founded in 1800 at the Union's center, but changes have been so rapid it now sits at an extremity. Delegates from remote Western states must travel Vienna-to-Paris distances to reach the capital, with the Missouri-to-Washington trip exceeding 1,000 miles.
17560 3058
3059 All states progress toward wealth, but unequally. In the North, Appalachian ridges reach the Atlantic, creating accessible roads and deep-water ports. Yet from the Potomac to the Mississippi mouth, the coast is flat and sandy, with obstructed river mouths and shallow harbors offering fewer commercial advantages. This natural disadvantage is compounded by slavery, abolished in the North but persisting in the South, whose fatal impact on planter prosperity I have already noted. Consequently, the North surpasses the South in commerce and manufacturing, increasing population and wealth more rapidly. In 1829, Massachusetts's shipping tonnage alone tripled that of Virginia, Georgia, and the Carolinas combined, despite Massachusetts being a fraction of their size. Slavery damages Southern commerce by stifling enterprise and preventing a maritime class, since lower classes of slaves cannot easily or safely serve as sailors.
17561 3060
17562 Since the first settlement of the British colonies, the number of
17563 inhabitants has about doubled every twenty-two years. I perceive no
17564 causes which are likely to check this progressive increase of the
17565 Anglo-American population for the next hundred years; and before that
17566 space of time has elapsed, I believe that the territories and
17567 dependencies of the United States will be covered by more than
17568 100,000,000 of inhabitants, and divided into forty States. *i I admit
17569 that these 100,000,000 of men have no hostile interests. I suppose, on
17570 the contrary, that they are all equally interested in the maintenance
17571 of the Union; but I am still of opinion that where there are
17572 100,000,000 of men, and forty distinct nations, unequally strong, the
17573 continuance of the Federal Government can only be a fortunate accident.
3061 The Atlantic states, being well-settled with mostly private land, cannot absorb immigrants like the Western states, where boundless fields remain open. The Mississippi Valley's superior fertility drives Europeans westward: while total population roughly tripled in forty years, the new Mississippi states increased thirty-one-fold.
17574 3062
17575 i
17576 [ If the population continues to double every twenty-two years, as it
17577 has done for the last two hundred years, the number of inhabitants in
17578 the United States in 1852 will be twenty millions; in 1874, forty-eight
17579 millions; and in 1896, ninety-six millions. This may still be the case
17580 even if the lands on the western slope of the Rocky Mountains should be
17581 found to be unfit for cultivation. The territory which is already
17582 occupied can easily contain this number of inhabitants. One hundred
17583 millions of men disseminated over the surface of the twenty-four
17584 States, and the three dependencies, which constitute the Union, would
17585 only give 762 inhabitants to the square league; this would be far below
17586 the mean population of France, which is 1,063 to the square league; or
17587 of England, which is 1,457; and it would even be below the population
17588 of Switzerland, for that country, notwithstanding its lakes and
17589 mountains, contains 783 inhabitants to the square league. See “Malte
17590 Brun,” vol. vi. p. 92.
3063 The center of federal power is continually shifting. Forty years ago, most citizens lived near Washington on the Atlantic coast; today the great body moves inland and northward, so that within twenty years the majority will reside west of the Appalachians. If the Union persists, the Mississippi basin is clearly destined by fertility and size to become the Federal Government's future center. In thirty or forty years, that region will claim its natural prominence, its population eventually outweighing the Atlantic coast forty to eleven. Soon, the original states will lose policy control, and the Mississippi Valley will dominate federal assemblies.
17591 3064
3065 This constant northwestward power shift is revealed every ten years by the census recalculating congressional representation. In 1790, Virginia had nineteen representatives, growing to twenty-three by 1813, then declining to twenty-one by 1833. New York moved oppositely: ten in 1790, twenty-seven in 1813, thirty-four in 1823, forty in 1833. Ohio had one representative in 1803 and nineteen by 1833.
17592 3066
17593 [The actual result has fallen somewhat short of these calculations, in
17594 spite of the vast territorial acquisitions of the United States: but in
17595 1899 the population is probably about eighty-seven millions, including
17596 the population of the Philippines, Hawaii, and Porto Rico.]]
3067 A state's influence can diminish even when its population grows, provided it grows slower than the Union. While Virginia's population rose thirteen percent over one decade, its relative share dropped because Ohio grew sixty-one percent and Michigan 250 percent. If a state's growth lags the national average, its representatives must decrease to reflect diminishing relative power. By century's end, this shift was so pronounced that Virginia and West Virginia combined sent only fourteen representatives to Congress.
17597 3068
17598 Whatever faith I may have in the perfectibility of man, until human
17599 nature is altered, and men wholly transformed, I shall refuse to
17600 believe in the duration of a government which is called upon to hold
17601 together forty different peoples, disseminated over a territory equal
17602 to one-half of Europe in extent; to avoid all rivalry, ambition, and
17603 struggles between them, and to direct their independent activity to the
17604 accomplishment of the same designs.
17605
17606 But the greatest peril to which the Union is exposed by its increase
17607 arises from the continual changes which take place in the position of
17608 its internal strength. The distance from Lake Superior to the Gulf of
17609 Mexico extends from the 47th to the 30th degree of latitude, a distance
17610 of more than 1,200 miles as the bird flies. The frontier of the United
17611 States winds along the whole of this immense line, sometimes falling
17612 within its limits, but more frequently extending far beyond it, into
17613 the waste. It has been calculated that the whites advance every year a
17614 mean distance of seventeen miles along the whole of his vast boundary.
17615 *j Obstacles, such as an unproductive district, a lake or an Indian
17616 nation unexpectedly encountered, are sometimes met with. The advancing
17617 column then halts for a while; its two extremities fall back upon
17618 themselves, and as soon as they are reunited they proceed onwards. This
17619 gradual and continuous progress of the European race towards the Rocky
17620 Mountains has the solemnity of a providential event; it is like a
17621 deluge of men rising unabatedly, and daily driven onwards by the hand
17622 of God.
17623
17624 j
17625 [ See Legislative Documents, 20th Congress, No. 117, p. 105.]
17626
17627
17628 Within this first line of conquering settlers towns are built, and vast
17629 States founded. In 1790 there were only a few thousand pioneers
17630 sprinkled along the valleys of the Mississippi; and at the present day
17631 these valleys contain as many inhabitants as were to be found in the
17632 whole Union in 1790. Their population amounts to nearly 4,000,000. *k
17633 The city of Washington was founded in 1800, in the very centre of the
17634 Union; but such are the changes which have taken place, that it now
17635 stands at one of the extremities; and the delegates of the most remote
17636 Western States are already obliged to perform a journey as long as that
17637 from Vienna to Paris. *l
17638
17639 k
17640 [ 3,672,317—Census of 1830.]
17641
17642
17643 l
17644 [ The distance from Jefferson, the capital of the State of Missouri, to
17645 Washington is 1,019 miles. (“American Almanac,” 1831, p. 48.)]
17646
17647
17648 All the States are borne onwards at the same time in the path of
17649 fortune, but of course they do not all increase and prosper in the same
17650 proportion. To the North of the Union the detached branches of the
17651 Alleghany chain, which extend as far as the Atlantic Ocean, form
17652 spacious roads and ports, which are constantly accessible to vessels of
17653 the greatest burden. But from the Potomac to the mouth of the
17654 Mississippi the coast is sandy and flat. In this part of the Union the
17655 mouths of almost all the rivers are obstructed; and the few harbors
17656 which exist amongst these lagoons afford much shallower water to
17657 vessels, and much fewer commercial advantages than those of the North.
17658
17659 This first natural cause of inferiority is united to another cause
17660 proceeding from the laws. We have already seen that slavery, which is
17661 abolished in the North, still exists in the South; and I have pointed
17662 out its fatal consequences upon the prosperity of the planter himself.
17663
17664 The North is therefore superior to the South both in commerce *m and
17665 manufacture; the natural consequence of which is the more rapid
17666 increase of population and of wealth within its borders. The States
17667 situate upon the shores of the Atlantic Ocean are already half-peopled.
17668 Most of the land is held by an owner; and these districts cannot
17669 therefore receive so many emigrants as the Western States, where a
17670 boundless field is still open to their exertions. The valley of the
17671 Mississippi is far more fertile than the coast of the Atlantic Ocean.
17672 This reason, added to all the others, contributes to drive the
17673 Europeans westward—a fact which may be rigorously demonstrated by
17674 figures. It is found that the sum total of the population of all the
17675 United States has about tripled in the course of forty years. But in
17676 the recent States adjacent to the Mississippi, the population has
17677 increased thirty-one-fold, within the same space of time. *n
17678
17679 m
17680 [ The following statements will suffice to show the difference which
17681 exists between the commerce of the South and that of the North:—
17682
17683
17684 In 1829 the tonnage of all the merchant vessels belonging to Virginia,
17685 the two Carolinas, and Georgia (the four great Southern States),
17686 amounted to only 5,243 tons. In the same year the tonnage of the
17687 vessels of the State of Massachusetts alone amounted to 17,322 tons.
17688 (See Legislative Documents, 21st Congress, 2d session, No. 140, p.
17689 244.) Thus the State of Massachusetts had three times as much shipping
17690 as the four above-mentioned States. Nevertheless the area of the State
17691 of Massachusetts is only 7,335 square miles, and its population amounts
17692 to 610,014 inhabitants [2,238,943 in 1890]; whilst the area of the four
17693 other States I have quoted is 210,000 square miles, and their
17694 population 3,047,767. Thus the area of the State of Massachusetts forms
17695 only one-thirtieth part of the area of the four States; and its
17696 population is five times smaller than theirs. (See “Darby’s View of the
17697 United States.”) Slavery is prejudicial to the commercial prosperity of
17698 the South in several different ways; by diminishing the spirit of
17699 enterprise amongst the whites, and by preventing them from meeting with
17700 as numerous a class of sailors as they require. Sailors are usually
17701 taken from the lowest ranks of the population. But in the Southern
17702 States these lowest ranks are composed of slaves, and it is very
17703 difficult to employ them at sea. They are unable to serve as well as a
17704 white crew, and apprehensions would always be entertained of their
17705 mutinying in the middle of the ocean, or of their escaping in the
17706 foreign countries at which they might touch.]
17707
17708 n
17709 [ “Darby’s View of the United States,” p. 444.]
17710
17711
17712 The relative position of the central federal power is continually
17713 displaced. Forty years ago the majority of the citizens of the Union
17714 was established upon the coast of the Atlantic, in the environs of the
17715 spot upon which Washington now stands; but the great body of the people
17716 is now advancing inland and to the north, so that in twenty years the
17717 majority will unquestionably be on the western side of the Alleghanies.
17718 If the Union goes on to subsist, the basin of the Mississippi is
17719 evidently marked out, by its fertility and its extent, as the future
17720 centre of the Federal Government. In thirty or forty years, that tract
17721 of country will have assumed the rank which naturally belongs to it. It
17722 is easy to calculate that its population, compared to that of the coast
17723 of the Atlantic, will be, in round numbers, as 40 to 11. In a few years
17724 the States which founded the Union will lose the direction of its
17725 policy, and the population of the valley of the Mississippi will
17726 preponderate in the federal assemblies.
17727
17728 This constant gravitation of the federal power and influence towards
17729 the northwest is shown every ten years, when a general census of the
17730 population is made, and the number of delegates which each State sends
17731 to Congress is settled afresh. *o In 1790 Virginia had nineteen
17732 representatives in Congress. This number continued to increase until
17733 the year 1813, when it reached to twenty-three; from that time it began
17734 to decrease, and in 1833 Virginia elected only twenty-one
17735 representatives. *p During the same period the State of New York
17736 progressed in the contrary direction: in 1790 it had ten
17737 representatives in Congress; in 1813, twenty-seven; in 1823,
17738 thirty-four; and in 1833, forty. The State of Ohio had only one
17739 representative in 1803, and in 1833 it had already nineteen.
17740
17741 o
17742 [ It may be seen that in the course of the last ten years (1820-1830)
17743 the population of one district, as, for instance, the State of
17744 Delaware, has increased in the proportion of five per cent.; whilst
17745 that of another, as the territory of Michigan, has increased 250 per
17746 cent. Thus the population of Virginia had augmented thirteen per cent.,
17747 and that of the border State of Ohio sixty-one per cent., in the same
17748 space of time. The general table of these changes, which is given in
17749 the “National Calendar,” displays a striking picture of the unequal
17750 fortunes of the different States.]
17751
17752
17753 p
17754 [ It has just been said that in the course of the last term the
17755 population of Virginia has increased thirteen per cent.; and it is
17756 necessary to explain how the number of representatives for a State may
17757 decrease, when the population of that State, far from diminishing, is
17758 actually upon the increase. I take the State of Virginia, to which I
17759 have already alluded, as my term of comparison. The number of
17760 representatives of Virginia in 1823 was proportionate to the total
17761 number of the representatives of the Union, and to the relation which
17762 the population bore to that of the whole Union: in 1833 the number of
17763 representatives of Virginia was likewise proportionate to the total
17764 number of the representatives of the Union, and to the relation which
17765 its population, augmented in the course of ten years, bore to the
17766 augmented population of the Union in the same space of time. The new
17767 number of Virginian representatives will then be to the old numver, on
17768 the one hand, as the new numver of all the representatives is to the
17769 old number; and, on the other hand, as the augmentation of the
17770 population of Virginia is to that of the whole population of the
17771 country. Thus, if the increase of the population of the lesser country
17772 be to that of the greater in an exact inverse ratio of the proportion
17773 between the new and the old numbers of all the representatives, the
17774 number of the representatives of Virginia will remain stationary; and
17775 if the increase of the Virginian population be to that of the whole
17776 Union in a feeblerratio than the new number of the representatives of
17777 the Union to the old number, the number of the representatives of
17778 Virginia must decrease. [Thus, to the 56th Congress in 1899, Virginia
17779 and West Virginia send only fourteen representatives.]]
17780
17781
17782
17783
17784 3069 ### Chapter XVIII: Future Condition Of Three Races—Part VIII
17785 3070
3071 A lasting union is difficult between rich and poor, strong and weak, even without direct causation. The difficulty grows when one party loses power while the other gains it. The rapid and disproportionate growth of certain states threatens the independence of the others. New York might—with its two million inhabitants and forty representatives—dominate Congress. But even without attempted oppression, the danger exists, for the mere possibility unsettles nearly as much as the act itself.
17786 3072
17787 It is difficult to imagine a durable union of a people which is rich
17788 and strong with one which is poor and weak, even if it were proved that
17789 the strength and wealth of the one are not the causes of the weakness
17790 and poverty of the other. But union is still more difficult to maintain
17791 at a time at which one party is losing strength, and the other is
17792 gaining it. This rapid and disproportionate increase of certain States
17793 threatens the independence of the others. New York might perhaps
17794 succeed, with its 2,000,000 of inhabitants and its forty
17795 representatives, in dictating to the other States in Congress. But even
17796 if the more powerful States make no attempt to bear down the lesser
17797 ones, the danger still exists; for there is almost as much in the
17798 possibility of the act as in the act itself. The weak generally
17799 mistrust the justice and the reason of the strong. The States which
17800 increase less rapidly than the others look upon those which are more
17801 favored by fortune with envy and suspicion. Hence arise the deep-seated
17802 uneasiness and ill-defined agitation which are observable in the South,
17803 and which form so striking a contrast to the confidence and prosperity
17804 which are common to other parts of the Union. I am inclined to think
17805 that the hostile measures taken by the Southern provinces upon a recent
17806 occasion are attributable to no other cause. The inhabitants of the
17807 Southern States are, of all the Americans, those who are most
17808 interested in the maintenance of the Union; they would assuredly suffer
17809 most from being left to themselves; and yet they are the only citizens
17810 who threaten to break the tie of confederation. But it is easy to
17811 perceive that the South, which has given four Presidents, Washington,
17812 Jefferson, Madison, and Monroe, to the Union, which perceives that it
17813 is losing its federal influence, and that the number of its
17814 representatives in Congress is diminishing from year to year, whilst
17815 those of the Northern and Western States are increasing; the South,
17816 which is peopled with ardent and irascible beings, is becoming more and
17817 more irritated and alarmed. The citizens reflect upon their present
17818 position and remember their past influence, with the melancholy
17819 uneasiness of men who suspect oppression: if they discover a law of the
17820 Union which is not unequivocally favorable to their interests, they
17821 protest against it as an abuse of force; and if their ardent
17822 remonstrances are not listened to, they threaten to quit an association
17823 which loads them with burdens whilst it deprives them of their due
17824 profits. “The tariff,” said the inhabitants of Carolina in 1832,
17825 “enriches the North, and ruins the South; for if this were not the
17826 case, to what can we attribute the continually increasing power and
17827 wealth of the North, with its inclement skies and arid soil; whilst the
17828 South, which may be styled the garden of America, is rapidly
17829 declining?” *q
3073 > **Quote:** "The weak generally mistrust the justice and the reason of the strong."
17830 3074
17831 q
17832 [ See the report of its committee to the Convention which proclaimed
17833 the nullification of the tariff in South Carolina.]
3075 The states growing less rapidly look upon their more fortunate neighbors with envy and suspicion. This is the source of the deep-seated unease in the South, which stands in such striking contrast to the confidence elsewhere. I am inclined to believe this explains the hostile measures recently taken by Southern states. The inhabitants of the South are, of all Americans, most interested in maintaining the Union; they would suffer most alone; yet they are the only ones threatening to break the federal bond. The South, having provided four of the nation’s first five presidents—Washington, Jefferson, Madison, and Monroe—now watches its federal influence dwindle as Northern and Western representation grows. Peopled by ardent and irascible individuals, the region views this decline with the melancholy unease of those who suspect they are being oppressed.
17834 3076
3077 South Carolina—purely agricultural, with no manufacturing to protect—complained early. In 1832, its inhabitants said: "The tariff enriches the North and ruins the South; for if this were not the case, to what can we attribute the continually increasing power and wealth of the North, with its inclement skies and arid soil; whilst the South, which may be styled the garden of America, is rapidly declining?"
17835 3078
17836 If the changes which I have described were gradual, so that each
17837 generation at least might have time to disappear with the order of
17838 things under which it had lived, the danger would be less; but the
17839 progress of society in America is precipitate, and almost
17840 revolutionary. The same citizen may have lived to see his State take
17841 the lead in the Union, and afterwards become powerless in the federal
17842 assemblies; and an Anglo-American republic has been known to grow as
17843 rapidly as a man passing from birth and infancy to maturity in the
17844 course of thirty years. It must not be imagined, however, that the
17845 States which lose their preponderance, also lose their population or
17846 their riches: no stop is put to their prosperity, and they even go on
17847 to increase more rapidly than any kingdom in Europe. *r But they
17848 believe themselves to be impoverished because their wealth does not
17849 augment as rapidly as that of their neighbors; any they think that
17850 their power is lost, because they suddenly come into collision with a
17851 power greater than their own: *s thus they are more hurt in their
17852 feelings and their passions than in their interests. But this is amply
17853 sufficient to endanger the maintenance of the Union. If kings and
17854 peoples had only had their true interests in view ever since the
17855 beginning of the world, the name of war would scarcely be known among
17856 mankind.
3079 Were these changes gradual—one generation passing with its order—the danger would be less. But American progress is precipitate, almost revolutionary; a republic may grow from infancy to maturity in a mere thirty years. The declining states are not losing population or wealth. Between 1820-1830, Virginia grew 13.7%, South Carolina 15%, Georgia 15.5%—exceeding European rates. Yet they feel impoverished because their neighbors grow faster, and their power lost because they are eclipsed. Though falling tobacco prices have reduced planters' wealth, they are more wounded in pride than interests. But this is enough to endanger the Union. If nations considered only true interests, "war" would be unknown.
17857 3080
17858 r
17859 [ The population of a country assuredly constitutes the first element
17860 of its wealth. In the ten years (1820-1830) during which Virginia lost
17861 two of its representatives in Congress, its population increased in the
17862 proportion of 13.7 per cent.; that of Carolina in the proportion of
17863 fifteen per cent.; and that of Georgia, 15.5 per cent. (See the
17864 “American Almanac,” 1832, p. 162) But the population of Russia, which
17865 increases more rapidly than that of any other European country, only
17866 augments in ten years at the rate of 9.5 per cent.; in France, at the
17867 rate of seven per cent.; and in Europe in general, at the rate of 4.7
17868 per cent. (See “Malte Brun,” vol. vi. p. 95)]
3081 The Union may perish in two ways: a state may forcibly withdraw, or federal authority may be progressively eroded by states reclaiming independence. The central power, stripped of prerogatives by silent consent, would become impotent. The Union would perish, like the first, through a sort of senile inaptitude.
17869 3082
3083 Americans fear centralization, seeing sovereignty concentrate in most nations. They attack federal overreach to win popular favor. But they fail to realize those countries contain single peoples, whereas the Union comprises independent communities. I consider these fears imaginary. Far from dreading consolidation, I believe the Federal Government is visibly losing strength.
17870 3084
17871 s
17872 [ It must be admitted, however, that the depreciation which has taken
17873 place in the value of tobacco, during the last fifty years, has notably
17874 diminished the opulence of the Southern planters: but this circumstance
17875 is as independent of the will of their Northern brethren as it is of
17876 their own.]
3085 The Union is forty-five years old. Local prejudices have faded; state patriotism has become less exclusive; the regions have grown better acquainted. The postal service reaches into the wilderness—Michigan had nearly a thousand miles of mail roads by 1832. Steamboats run daily along the coasts; hundreds operate on the Mississippi. Americans cross the country constantly; no French province knows itself as well as thirteen million Americans do.
17877 3086
3087 Yet as they intermingle, they grow more alike. Differences from climate, origin, and institutions diminish. Thousands leave the North annually, bringing their faith and opinions; being often more educated, they rise to leadership. Northern civilization appears the national standard. The commercial ties uniting the states are strengthened by growing American manufacturing, and the shared opinions that initially unified them are gradually becoming part of their daily habits.
17878 3088
17879 Thus the prosperity of the United States is the source of the most
17880 serious dangers that threaten them, since it tends to create in some of
17881 the confederate States that over-excitement which accompanies a rapid
17882 increase of fortune; and to awaken in others those feelings of envy,
17883 mistrust, and regret which usually attend upon the loss of it. The
17884 Americans contemplate this extraordinary and hasty progress with
17885 exultation; but they would be wiser to consider it with sorrow and
17886 alarm. The Americans of the United States must inevitably become one of
17887 the greatest nations in the world; their offset will cover almost the
17888 whole of North America; the continent which they inhabit is their
17889 dominion, and it cannot escape them. What urges them to take possession
17890 of it so soon? Riches, power, and renown cannot fail to be theirs at
17891 some future time, but they rush upon their fortune as if but a moment
17892 remained for them to make it their own.
3089 The fears of 1789 have vanished. Federal power has not become oppressive, destroyed state independence, or subjected them to monarchy. The Union has grown in population, wealth, and power. Natural obstacles to its survival are weaker than in 1789; its enemies fewer. Nevertheless, federal power is declining. It should be noted that while federal power has increased significantly since 1861, the trend in the earlier era was the opposite.
17893 3090
17894 I think that I have demonstrated that the existence of the present
17895 confederation depends entirely on the continued assent of all the
17896 confederates; and, starting from this principle, I have inquired into
17897 the causes which may induce the several States to separate from the
17898 others. The Union may, however, perish in two different ways: one of
17899 the confederate States may choose to retire from the compact, and so
17900 forcibly to sever the federal tie; and it is to this supposition that
17901 most of the remarks that I have made apply: or the authority of the
17902 Federal Government may be progressively entrenched on by the
17903 simultaneous tendency of the united republics to resume their
17904 independence. The central power, successively stripped of all its
17905 prerogatives, and reduced to impotence by tacit consent, would become
17906 incompetent to fulfil its purpose; and the second Union would perish,
17907 like the first, by a sort of senile inaptitude. The gradual weakening
17908 of the federal tie, which may finally lead to the dissolution of the
17909 Union, is a distinct circumstance, that may produce a variety of minor
17910 consequences before it operates so violent a change. The confederation
17911 might still subsist, although its Government were reduced to such a
17912 degree of inanition as to paralyze the nation, to cause internal
17913 anarchy, and to check the general prosperity of the country.
3091 When the 1789 Constitution was established, the nation suffered anarchy. The Union met desperate need, so despite hostility, federal power soon peaked—as happens after hard-won struggles. Constitutional interpretations then expanded federal sovereignty; the Union seemed a single people. But this required rising above natural inclinations. The Constitution did not destroy state sovereignty, and all communities naturally assert independence—especially in America, where every village is a republic. Submitting to federal authority required effort, which fades as causes disappear.
17914 3092
17915 After having investigated the causes which may induce the
17916 Anglo-Americans to disunite, it is important to inquire whether, if the
17917 Union continues to subsist, their Government will extend or contract
17918 its sphere of action, and whether it will become more energetic or more
17919 weak.
3093 As federal authority solidified, America regained international standing, peace returned, credit restored. Prosperity made Americans forget its causes; patriotism vanished with danger. Freed from pressing concerns, they returned to old habits and natural inclinations. They found powerful government intrusive and wanted it as light as possible. The Union principle was accepted, but details trended toward independence. The Federal Government brought about its own decline while establishing order.
17920 3094
17921 The Americans are evidently disposed to look upon their future
17922 condition with alarm. They perceive that in most of the nations of the
17923 world the exercise of the rights of sovereignty tends to fall under the
17924 control of a few individuals, and they are dismayed by the idea that
17925 such will also be the case in their own country. Even the statesmen
17926 feel, or affect to feel, these fears; for, in America, centralization
17927 is by no means popular, and there is no surer means of courting the
17928 majority than by inveighing against the encroachments of the central
17929 power. The Americans do not perceive that the countries in which this
17930 alarming tendency to centralization exists are inhabited by a single
17931 people; whilst the fact of the Union being composed of different
17932 confederate communities is sufficient to baffle all the inferences
17933 which might be drawn from analogous circumstances. I confess that I am
17934 inclined to consider the fears of a great number of Americans as purely
17935 imaginary; and far from participating in their dread of the
17936 consolidation of power in the hands of the Union, I think that the
17937 Federal Government is visibly losing strength.
3095 Party leaders exploited this shift. The Federal Government's position became critical; enemies gained favor by promising to reduce its influence.
17938 3096
17939 To prove this assertion I shall not have recourse to any remote
17940 occurrences, but to circumstances which I have myself witnessed, and
17941 which belong to our own time.
3097 The Constitution gave the Union right over national interests, including "internal improvements" like canals. States feared this distinct power would acquire dangerous patronage. The Democratic party, opposing federal expansion, accused Congress of overreach. Intimidated, the central government admitted error and promised to limit itself to legal boundaries.
17942 3098
17943 An attentive examination of what is going on in the United States will
17944 easily convince us that two opposite tendencies exist in that country,
17945 like two distinct currents flowing in contrary directions in the same
17946 channel. The Union has now existed for forty-five years, and in the
17947 course of that time a vast number of provincial prejudices, which were
17948 at first hostile to its power, have died away. The patriotic feeling
17949 which attached each of the Americans to his own native State is become
17950 less exclusive; and the different parts of the Union have become more
17951 intimately connected the better they have become acquainted with each
17952 other. The post, *t that great instrument of intellectual intercourse,
17953 now reaches into the backwoods; and steamboats have established daily
17954 means of communication between the different points of the coast. An
17955 inland navigation of unexampled rapidity conveys commodities up and
17956 down the rivers of the country. *u And to these facilities of nature
17957 and art may be added those restless cravings, that busy-mindedness, and
17958 love of pelf, which are constantly urging the American into active
17959 life, and bringing him into contact with his fellow-citizens. He
17960 crosses the country in every direction; he visits all the various
17961 populations of the land; and there is not a province in France in which
17962 the natives are so well known to each other as the 13,000,000 of men
17963 who cover the territory of the United States.
3099 The Union's constitutional right to negotiate with foreign nations once applied to Native tribes. While tribes moved willingly, federal authority stood. But when tribes sought permanent settlement, neighboring States claimed land and sovereignty. The central government recognized these claims; after concluding treaties with the Indians as independent nations, it effectively abandoned them to the legislative tyranny of the states.
17964 3100
17965 t
17966 [ In 1832, the district of Michigan, which only contains 31,639
17967 inhabitants, and is still an almost unexplored wilderness, possessed
17968 940 miles of mail-roads. The territory of Arkansas, which is still more
17969 uncultivated, was already intersected by 1,938 miles of mail-roads.
17970 (See the report of the General Post Office, November 30, 1833.) The
17971 postage of newspapers alone in the whole Union amounted to $254,796.]
3101 Atlantic states once claimed indefinite western territories. To preserve union, they ceded these lands to the confederation (New York 1780 through Georgia 1802). The Federal Government owned and sold these lands, reserving proceeds for national purposes. But as new States formed in these territories, they demanded exclusive rights to sale profits. Facing threats, Congress in 1832 passed a law—supported by the President in 1833—giving most revenue to the new western states, though the Union retained land ownership.
17972 3102
3103 The national bank offers striking benefits: its notes circulate at uniform value from wilderness to Philadelphia. Established in 1816 with $35 million capital, it faced intense opposition. Congress renewed its charter in 1832, but the President vetoed it. Its downfall—later completed by Jackson—seemed inevitable.
17973 3104
17974 u
17975 [ In the course of ten years, from 1821 to 1831, 271 steamboats have
17976 been launched upon the rivers which water the valley of the Mississippi
17977 alone. In 1829 259 steamboats existed in the United States. (See
17978 Legislative Documents, No. 140, p. 274.)]
3105 The Bank faced deep animosity. Directors opposed the President, who retaliated bitterly, believing he had majority support. The bank served as the Union's financial bond, like Congress is its legislative bond; the same passions driving states toward independence also pushed to destroy it.
17979 3106
3107 The Bank held many state bank notes, demanding conversion to cash at will. While the National Bank could meet these demands, local banks—restricted to issuing notes proportional to their capital—resented this oversight. Newspapers and the President attacked the bank, stirring local prejudices and claiming its directors formed a permanent aristocracy that would corrupt government and undermine equality.
17980 3108
17981 But whilst the Americans intermingle, they grow in resemblance of each
17982 other; the differences resulting from their climate, their origin, and
17983 their institutions, diminish; and they all draw nearer and nearer to
17984 the common type. Every year, thousands of men leave the North to settle
17985 in different parts of the Union: they bring with them their faith,
17986 their opinions, and their manners; and as they are more enlighthned
17987 than the men amongst whom they are about to dwell, they soon rise to
17988 the head of affairs, and they adapt society to their own advantage.
17989 This continual emigration of the North to the South is peculiarly
17990 favorable to the fusion of all the different provincial characters into
17991 one national character. The civilization of the North appears to be the
17992 common standard, to which the whole nation will one day be assimilated.
3109 This conflict reflects the larger struggle between states and central power—between democratic independence and national order. The bank's enemies share motivations with federal government's attackers. This widespread opposition signals weakening federal support.
17993 3110
17994 The commercial ties which unite the confederate States are strengthened
17995 by the increasing manufactures of the Americans; and the union which
17996 began to exist in their opinions, gradually forms a part of their
17997 habits: the course of time has swept away the bugbear thoughts which
17998 haunted the imaginations of the citizens in 1789. The federal power is
17999 not become oppressive; it has not destroyed the independence of the
18000 States; it has not subjected the confederates to monarchial
18001 institutions; and the Union has not rendered the lesser States
18002 dependent upon the larger ones; but the confederation has continued to
18003 increase in population, in wealth, and in power. I am therefore
18004 convinced that the natural obstacles to the continuance of the American
18005 Union are not so powerful at the present time as they were in 1789; and
18006 that the enemies of the Union are not so numerous.
3111 The Union never seemed weaker than during the tariff controversy. The French Revolutionary wars and War of 1812 created Northern factories by cutting European trade. When peace returned, import duties protected these industries and paid war debts. The purely agricultural South, lacking manufacturing, complained—whether justly or not, I will not judge.
18007 3112
18008 Nevertheless, a careful examination of the history of the United States
18009 for the last forty-five years will readily convince us that the federal
18010 power is declining; nor is it difficult to explain the causes of this
18011 phenomenon. *v When the Constitution of 1789 was promulgated, the
18012 nation was a prey to anarchy; the Union, which succeeded this
18013 confusion, excited much dread and much animosity; but it was warmly
18014 supported because it satisfied an imperious want. Thus, although it was
18015 more attacked than it is now, the federal power soon reached the
18016 maximum of its authority, as is usually the case with a government
18017 which triumphs after having braced its strength by the struggle. At
18018 that time the interpretation of the Constitution seemed to extend,
18019 rather than to repress, the federal sovereignty; and the Union offered,
18020 in several respects, the appearance of a single and undivided people,
18021 directed in its foreign and internal policy by a single Government. But
18022 to attain this point the people had risen, to a certain extent, above
18023 itself.
3113 In 1820, South Carolina petitioned Congress, calling the tariff "unconstitutional, oppressive, and unjust." Other Southern states later protested. But Congress raised rates in 1824 and 1828, reviving the doctrine of Nullification.
18024 3114
18025 v
18026 [ [Since 1861 the movement is certainly in the opposite direction, and
18027 the federal power has largely increased, and tends to further
18028 increase.]]
3115 The Federal Constitution aimed not at a loose league but a national government. In constitutional matters, Americans are one people; the majority expresses national will, and the minority must submit. This sound doctrine aligns with the Constitution and founders' intentions.
18029 3116
3117 Nullifiers argue the opposite: the Union is a league of independent States retaining full sovereignty. Therefore, each State may interpret and suspend federal laws it deems unconstitutional or unjust.
18030 3118
18031 The Constitution had not destroyed the distinct sovereignty of the
18032 States; and all communities, of whatever nature they may be, are
18033 impelled by a secret propensity to assert their independence. This
18034 propensity is still more decided in a country like America, in which
18035 every village forms a sort of republic accustomed to conduct its own
18036 affairs. It therefore cost the States an effort to submit to the
18037 federal supremacy; and all efforts, however successful they may be,
18038 necessarily subside with the causes in which they originated.
3119 > **Quote:** "The Constitution is a compact to which the States were parties in their sovereign capacity; now, whenever a compact is entered into by parties which acknowledge no tribunal above their authority to decide in the last resort, each of them has a right to judge for itself in relation to the nature, extent, and obligations of the instrument."
18039 3120
18040 As the Federal Government consolidated its authority, America resumed
18041 its rank amongst the nations, peace returned to its frontiers, and
18042 public credit was restored; confusion was succeeded by a fixed state of
18043 things, which was favorable to the full and free exercise of
18044 industrious enterprise. It was this very prosperity which made the
18045 Americans forget the cause to which it was attributable; and when once
18046 the danger was passed, the energy and the patriotism which had enabled
18047 them to brave it disappeared from amongst them. No sooner were they
18048 delivered from the cares which oppressed them, than they easily
18049 returned to their ordinary habits, and gave themselves up without
18050 resistance to their natural inclinations. When a powerful Government no
18051 longer appeared to be necessary, they once more began to think it
18052 irksome. The Union encouraged a general prosperity, and the States were
18053 not inclined to abandon the Union; but they desired to render the
18054 action of the power which represented that body as light as possible.
18055 The general principle of Union was adopted, but in every minor detail
18056 there was an actual tendency to independence. The principle of
18057 confederation was every day more easily admitted, and more rarely
18058 applied; so that the Federal Government brought about its own decline,
18059 whilst it was creating order and peace.
3121 This doctrine destroys the Federal Constitution's foundation and revives the old confederation's problems.
18060 3122
18061 As soon as this tendency of public opinion began to be manifested
18062 externally, the leaders of parties, who live by the passions of the
18063 people, began to work it to their own advantage. The position of the
18064 Federal Government then became exceedingly critical. Its enemies were
18065 in possession of the popular favor; and they obtained the right of
18066 conducting its policy by pledging themselves to lessen its influence.
18067 From that time forwards the Government of the Union has invariably been
18068 obliged to recede, as often as it has attempted to enter the lists with
18069 the governments of the States. And whenever an interpretation of the
18070 terms of the Federal Constitution has been called for, that
18071 interpretation has most frequently been opposed to the Union, and
18072 favorable to the States.
3123 When South Carolina saw Congress ignore its protests, it threatened nullification. In 1832, a majority—30,000 against 17,000 pro-Union—called a Convention. On November 24th, it issued a decree annulling the tariff, forbidding duty collection, and rejecting federal court appeals. The report argued that violated states must interfere to maintain sovereignty, acknowledging no earthly authority. The decree was set for February, though Congress could avert it by modifying the tariff. Later, South Carolina vaguely suggested submitting the issue to a general assembly of all states. The state’s position was summarized in its convention report:
18073 3124
18074 The Constitution invested the Federal Government with the right of
18075 providing for the interests of the nation; and it had been held that no
18076 other authority was so fit to superintend the “internal improvements”
18077 which affected the prosperity of the whole Union; such, for instance,
18078 as the cutting of canals. But the States were alarmed at a power,
18079 distinct from their own, which could thus dispose of a portion of their
18080 territory; and they were afraid that the central Government would, by
18081 this means, acquire a formidable extent of patronage within their own
18082 confines, and exercise a degree of influence which they intended to
18083 reserve exclusively to their own agents. The Democratic party, which
18084 has constantly been opposed to the increase of the federal authority,
18085 then accused the Congress of usurpation, and the Chief Magistrate of
18086 ambition. The central Government was intimidated by the opposition; and
18087 it soon acknowledged its error, promising exactly to confine its
18088 influence for the future within the circle which was prescribed to it.
3125 > **Quote:** "South Carolina declares that she acknowledges no tribunal upon earth above her authority. She has indeed entered into a solemn compact of union with the other States; but she demands, and will exercise, the right of putting her own construction upon it."
18089 3126
18090 The Constitution confers upon the Union the right of treating with
18091 foreign nations. The Indian tribes, which border upon the frontiers of
18092 the United States, had usually been regarded in this light. As long as
18093 these savages consented to retire before the civilized settlers, the
18094 federal right was not contested: but as soon as an Indian tribe
18095 attempted to fix its dwelling upon a given spot, the adjacent States
18096 claimed possession of the lands and the rights of sovereignty over the
18097 natives. The central Government soon recognized both these claims; and
18098 after it had concluded treaties with the Indians as independent
18099 nations, it gave them up as subjects to the legislative tyranny of the
18100 States. *w
18101
18102 w
18103 [ See in the Legislative Documents, already quoted in speaking of the
18104 Indians, the letter of the President of the United States to the
18105 Cherokees, his correspondence on this subject with his agents, and his
18106 messages to Congress.]
18107
18108
18109 Some of the States which had been founded upon the coast of the
18110 Atlantic, extended indefinitely to the West, into wild regions where no
18111 European had ever penetrated. The States whose confines were
18112 irrevocably fixed, looked with a jealous eye upon the unbounded regions
18113 which the future would enable their neighbors to explore. The latter
18114 then agreed, with a view to conciliate the others, and to facilitate
18115 the act of union, to lay down their own boundaries, and to abandon all
18116 the territory which lay beyond those limits to the confederation at
18117 large. *x Thenceforward the Federal Government became the owner of all
18118 the uncultivated lands which lie beyond the borders of the thirteen
18119 States first confederated. It was invested with the right of parcelling
18120 and selling them, and the sums derived from this source were
18121 exclusively reserved to the public treasure of the Union, in order to
18122 furnish supplies for purchasing tracts of country from the Indians, for
18123 opening roads to the remote settlements, and for accelerating the
18124 increase of civilization as much as possible. New States have, however,
18125 been formed in the course of time, in the midst of those wilds which
18126 were formerly ceded by the inhabitants of the shores of the Atlantic.
18127 Congress has gone on to sell, for the profit of the nation at large,
18128 the uncultivated lands which those new States contained. But the latter
18129 at length asserted that, as they were now fully constituted, they ought
18130 to enjoy the exclusive right of converting the produce of these sales
18131 to their own use. As their remonstrances became more and more
18132 threatening, Congress thought fit to deprive the Union of a portion of
18133 the privileges which it had hitherto enjoyed; and at the end of 1832 it
18134 passed a law by which the greatest part of the revenue derived from the
18135 sale of lands was made over to the new western republics, although the
18136 lands themselves were not ceded to them. *y
18137
18138 x
18139 [ The first act of session was made by the State of New York in 1780;
18140 Virginia, Massachusetts, Connecticut, South and North Carolina,
18141 followed this example at different times, and lastly, the act of
18142 cession of Georgia was made as recently as 1802.]
18143
18144
18145 y
18146 [ It is true that the President refused his assent to this law; but he
18147 completely adopted it in principle. (See Message of December 8, 1833.)]
18148
18149
18150 The slightest observation in the United States enables one to
18151 appreciate the advantages which the country derives from the bank.
18152 These advantages are of several kinds, but one of them is peculiarly
18153 striking to the stranger. The banknotes of the United States are taken
18154 upon the borders of the desert for the same value as at Philadelphia,
18155 where the bank conducts its operations. *z
18156
18157 z
18158 [ The present Bank of the United States was established in 1816, with a
18159 capital of $35,000,000; its charter expires in 1836. Last year Congress
18160 passed a law to renew it, but the President put his veto upon the bill.
18161 The struggle is still going on with great violence on either side, and
18162 the speedy fall of the bank may easily be foreseen. [It was soon
18163 afterwards extinguished by General Jackson.]]
18164
18165
18166 The Bank of the United States is nevertheless the object of great
18167 animosity. Its directors have proclaimed their hostility to the
18168 President: and they are accused, not without some show of probability,
18169 of having abused their influence to thwart his election. The President
18170 therefore attacks the establishment which they represent with all the
18171 warmth of personal enmity; and he is encouraged in the pursuit of his
18172 revenge by the conviction that he is supported by the secret
18173 propensities of the majority. The bank may be regarded as the great
18174 monetary tie of the Union, just as Congress is the great legislative
18175 tie; and the same passions which tend to render the States independent
18176 of the central power, contribute to the overthrow of the bank.
18177
18178 The Bank of the United States always holds a great number of the notes
18179 issued by the provincial banks, which it can at any time oblige them to
18180 convert into cash. It has itself nothing to fear from a similar demand,
18181 as the extent of its resources enables it to meet all claims. But the
18182 existence of the provincial banks is thus threatened, and their
18183 operations are restricted, since they are only able to issue a quantity
18184 of notes duly proportioned to their capital. They submit with
18185 impatience to this salutary control. The newspapers which they have
18186 bought over, and the President, whose interest renders him their
18187 instrument, attack the bank with the greatest vehemence. They rouse the
18188 local passions and the blind democratic instinct of the country to aid
18189 their cause; and they assert that the bank directors form a permanent
18190 aristocratic body, whose influence must ultimately be felt in the
18191 Government, and must affect those principles of equality upon which
18192 society rests in America.
18193
18194 The contest between the bank and its opponents is only an incident in
18195 the great struggle which is going on in America between the provinces
18196 and the central power; between the spirit of democratic independence
18197 and the spirit of gradation and subordination. I do not mean that the
18198 enemies of the bank are identically the same individuals who, on other
18199 points, attack the Federal Government; but I assert that the attacks
18200 directed against the bank of the United States originate in the same
18201 propensities which militate against the Federal Government; and that
18202 the very numerous opponents of the former afford a deplorable symptom
18203 of the decreasing support of the latter.
18204
18205 The Union has never displayed so much weakness as in the celebrated
18206 question of the tariff. *a The wars of the French Revolution and of
18207 1812 had created manufacturing establishments in the North of the
18208 Union, by cutting off all free communication between America and
18209 Europe. When peace was concluded, and the channel of intercourse
18210 reopened by which the produce of Europe was transmitted to the New
18211 World, the Americans thought fit to establish a system of import
18212 duties, for the twofold purpose of protecting their incipient
18213 manufactures and of paying off the amount of the debt contracted during
18214 the war. The Southern States, which have no manufactures to encourage,
18215 and which are exclusively agricultural, soon complained of this
18216 measure. Such were the simple facts, and I do not pretend to examine in
18217 this place whether their complaints were well founded or unjust.
18218
18219 a
18220 [ See principally for the details of this affair, the Legislative
18221 Documents, 22d Congress, 2d Session, No. 30.]
18222
18223
18224 As early as the year 1820, South Carolina declared, in a petition to
18225 Congress, that the tariff was “unconstitutional, oppressive, and
18226 unjust.” And the States of Georgia, Virginia, North Carolina, Alabama,
18227 and Mississippi subsequently remonstrated against it with more or less
18228 vigor. But Congress, far from lending an ear to these complaints,
18229 raised the scale of tariff duties in the years 1824 and 1828, and
18230 recognized anew the principle on which it was founded. A doctrine was
18231 then proclaimed, or rather revived, in the South, which took the name
18232 of Nullification.
18233
18234 I have shown in the proper place that the object of the Federal
18235 Constitution was not to form a league, but to create a national
18236 government. The Americans of the United States form a sole and
18237 undivided people, in all the cases which are specified by that
18238 Constitution; and upon these points the will of the nation is
18239 expressed, as it is in all constitutional nations, by the voice of the
18240 majority. When the majority has pronounced its decision, it is the duty
18241 of the minority to submit. Such is the sound legal doctrine, and the
18242 only one which agrees with the text of the Constitution, and the known
18243 intention of those who framed it.
18244
18245 The partisans of Nullification in the South maintain, on the contrary,
18246 that the intention of the Americans in uniting was not to reduce
18247 themselves to the condition of one and the same people; that they meant
18248 to constitute a league of independent States; and that each State,
18249 consequently retains its entire sovereignty, if not de facto, at least
18250 de jure; and has the right of putting its own construction upon the
18251 laws of Congress, and of suspending their execution within the limits
18252 of its own territory, if they are held to be unconstitutional and
18253 unjust.
18254
18255 The entire doctrine of Nullification is comprised in a sentence uttered
18256 by Vice-President Calhoun, the head of that party in the South, before
18257 the Senate of the United States, in the year 1833: “The Constitution is
18258 a compact to which the States were parties in their sovereign capacity;
18259 now, whenever a compact is entered into by parties which acknowledge no
18260 tribunal above their authority to decide in the last resort, each of
18261 them has a right to judge for itself in relation to the nature, extent,
18262 and obligations of the instrument.” It is evident that a similar
18263 doctrine destroys the very basis of the Federal Constitution, and brings
18264 back all the evils of the old confederation, from which the Americans
18265 were supposed to have had a safe deliverance.
18266
18267 When South Carolina perceived that Congress turned a deaf ear to its
18268 remonstrances, it threatened to apply the doctrine of nullification to
18269 the federal tariff bill. Congress persisted in its former system; and
18270 at length the storm broke out. In the course of 1832 the citizens of
18271 South Carolina, *b named a national Convention, to consult upon the
18272 extraordinary measures which they were called upon to take; and on
18273 November 24th of the same year this Convention promulgated a law, under
18274 the form of a decree, which annulled the federal law of the tariff,
18275 forbade the levy of the imposts which that law commands, and refused to
18276 recognize the appeal which might be made to the federal courts of law.
18277 *c This decree was only to be put in execution in the ensuing month of
18278 February, and it was intimated, that if Congress modified the tariff
18279 before that period, South Carolina might be induced to proceed no
18280 further with her menaces; and a vague desire was afterwards expressed
18281 of submitting the question to an extraordinary assembly of all the
18282 confederate States.
18283
18284 b
18285 [ That is to say, the majority of the people; for the opposite party,
18286 called the Union party, always formed a very strong and active
18287 minority. Carolina may contain about 47,000 electors; 30,000 were in
18288 favor of nullification, and 17,000 opposed to it.]
18289
18290
18291 c
18292 [ This decree was preceded by a report of the committee by which it was
18293 framed, containing the explanation of the motives and object of the
18294 law. The following passage occurs in it, p. 34:—“When the rights
18295 reserved by the Constitution to the different States are deliberately
18296 violated, it is the duty and the right of those States to interfere, in
18297 order to check the progress of the evil; to resist usurpation, and to
18298 maintain, within their respective limits, those powers and privileges
18299 which belong to them as independent sovereign States. If they were
18300 destitute of this right, they would not be sovereign. South Carolina
18301 declares that she acknowledges no tribunal upon earth above her
18302 authority. She has indeed entered into a solemn compact of union with
18303 the other States; but she demands, and will exercise, the right of
18304 putting her own construction upon it; and when this compact is violated
18305 by her sister States, and by the Government which they have created,
18306 she is determined to avail herself of the unquestionable right of
18307 judging what is the extent of the infraction, and what are the measures
18308 best fitted to obtain justice.”]
18309
18310
18311
18312
18313 3127 ### Chapter XVIII: Future Condition Of Three Races—Part IX
18314 3128
3129 South Carolina armed its militia for war, and Congress, which had previously slighted its suppliant subjects, suddenly listened to their complaints once they had taken up arms, prompted also by Virginia's offer to mediate. Until then, South Carolina had seemed completely isolated, even from protesting states.
18315 3130
18316 In the meantime South Carolina armed her militia, and prepared for war.
18317 But Congress, which had slighted its suppliant subjects, listened to
18318 their complaints as soon as they were found to have taken up arms. *d A
18319 law was passed, by which the tariff duties were to be progressively
18320 reduced for ten years, until they were brought so low as not to exceed
18321 the amount of supplies necessary to the Government. *e Thus Congress
18322 completely abandoned the principle of the tariff; and substituted a
18323 mere fiscal impost to a system of protective duties. *f The Government
18324 of the Union, in order to conceal its defeat, had recourse to an
18325 expedient which is very much in vogue with feeble governments. It
18326 yielded the point de facto, but it remained inflexible upon the
18327 principles in question; and whilst Congress was altering the tariff
18328 law, it passed another bill, by which the President was invested with
18329 extraordinary powers, enabling him to overcome by force a resistance
18330 which was then no longer to be apprehended.
3131 On March 2, 1833, Congress passed a law—introduced by Mr. Clay and rushed through both houses in four days—progressively reducing tariff duties over ten years until they became merely fiscal, abandoning protectionism entirely. The federal government, concealing its defeat through an expedient common to feeble regimes, yielded the *point de facto* while remaining inflexible on principle. Simultaneously, it granted the President extraordinary powers to use force against resistance that was no longer expected.
18331 3132
18332 d
18333 [ Congress was finally decided to take this step by the conduct of the
18334 powerful State of Virginia, whose legislature offered to serve as
18335 mediator between the Union and South Carolina. Hitherto the latter
18336 State had appeared to be entirely abandoned, even by the States which
18337 had joined in her remonstrances.]
3133 South Carolina's convention accepted the concession while reaffirming Nullification and annulling the President's extraordinary powers, though they would never be used.
18338 3134
3135 These controversies occurred under Jackson, who supported Union claims regarding the tariff with vigor. Yet his conduct itself threatens federal survival. European opinion exaggerates Jackson's influence. Though an energetic, forceful despot by temperament, he could not establish a dictatorship without losing his position and risking his life. Far from expanding federal power, he belongs to the party that wants to limit it to the Constitution's strict letter, serving states' jealousies and flattering popular passions.
18339 3136
18340 e
18341 [ This law was passed on March 2, 1833.]
3137 > **Quote:** "General Jackson is the slave of the majority: he yields to its wishes, its propensities, and its demands; say rather, that he anticipates and forestalls them."
18342 3138
3139 When state and federal interests collide, the President is often the first to question his own rights; he outstrips the legislature in taking part, as it were, against himself. Yet when the majority opposed nullification, he led them energetically, asserting national doctrine and recommending force.
18343 3140
18344 f
18345 [ This bill was brought in by Mr. Clay, and it passed in four days
18346 through both Houses of Congress by an immense majority.]
3141 > **Quote:** "General Jackson appears to me, if I may use the American expressions, to be a Federalist by taste, and a Republican by calculation."
18347 3142
3143 Once popular, Jackson overthrows obstacles, tramples enemies, and treats Congress with disdain—vetoing acts, often ignoring replies—like a favorite who roughly handles his master.
18348 3144
18349 But South Carolina did not consent to leave the Union in the enjoyment
18350 of these scanty trophies of success: the same national Convention which
18351 had annulled the tariff bill, met again, and accepted the proffered
18352 concession; but at the same time it declared its unabated perseverance
18353 in the doctrine of Nullification: and to prove what it said, it
18354 annulled the law investing the President with extraordinary powers,
18355 although it was very certain that the clauses of that law would never
18356 be carried into effect.
3145 > **Quote:** "The power of General Jackson perpetually increases; but that of the President declines; in his hands the Federal Government is strong, but it will pass enfeebled into the hands of his successor."
18357 3146
18358 Almost all the controversies of which I have been speaking have taken
18359 place under the Presidency of General Jackson; and it cannot be denied
18360 that in the question of the tariff he has supported the claims of the
18361 Union with vigor and with skill. I am, however, of opinion that the
18362 conduct of the individual who now represents the Federal Government may
18363 be reckoned as one of the dangers which threaten its continuance.
3147 The federal government constantly loses strength, withdrawing from public affairs and narrowing its scope. It abandons even its claims to strength while states show more independence. The Union survives as a shadow—strong in war, barely perceptible in peace.
18364 3148
18365 Some persons in Europe have formed an opinion of the possible influence
18366 of General Jackson upon the affairs of his country, which appears
18367 highly extravagant to those who have seen more of the subject. We have
18368 been told that General Jackson has won sundry battles, that he is an
18369 energetic man, prone by nature and by habit to the use of force,
18370 covetous of power, and a despot by taste. All this may perhaps be true;
18371 but the inferences which have been drawn from these truths are
18372 exceedingly erroneous. It has been imagined that General Jackson is
18373 bent on establishing a dictatorship in America, on introducing a
18374 military spirit, and on giving a degree of influence to the central
18375 authority which cannot but be dangerous to provincial liberties. But in
18376 America the time for similar undertakings, and the age for men of this
18377 kind, is not yet come: if General Jackson had entertained a hope of
18378 exercising his authority in this manner, he would infallibly have
18379 forfeited his political station, and compromised his life; accordingly
18380 he has not been so imprudent as to make any such attempt.
3149 Nothing currently checks this shift; the causes persist, so the Union will grow weaker daily unless some extraordinary event intervenes. But federal power's complete extinction is still far off. Supported by popular customs and desires, the Union's benefits are tangible. When its weakness threatens the Union's existence, a reaction will increase its strength.
18381 3150
18382 Far from wishing to extend the federal power, the President belongs to
18383 the party which is desirous of limiting that power to the bare and
18384 precise letter of the Constitution, and which never puts a construction
18385 upon that act favorable to the Government of the Union; far from
18386 standing forth as the champion of centralization, General Jackson is
18387 the agent of all the jealousies of the States; and he was placed in the
18388 lofty station he occupies by the passions of the people which are most
18389 opposed to the central Government. It is by perpetually flattering
18390 these passions that he maintains his station and his popularity.
18391 General Jackson is the slave of the majority: he yields to its wishes,
18392 its propensities, and its demands; say rather, that he anticipates and
18393 forestalls them.
3151 The U.S. government is most naturally suited for action. As long as it's only indirectly attacked through law interpretation, public opinion shifts, crisis, or war could restore its vigor.
18394 3152
18395 Whenever the governments of the States come into collision with that of
18396 the Union, the President is generally the first to question his own
18397 rights: he almost always outstrips the legislature; and when the extent
18398 of the federal power is controverted, he takes part, as it were,
18399 against himself; he conceals his official interests, and extinguishes
18400 his own natural inclinations. Not indeed that he is naturally weak or
18401 hostile to the Union; for when the majority decided against the claims
18402 of the partisans of nullification, he put himself at its head, asserted
18403 the doctrines which the nation held distinctly and energetically, and
18404 was the first to recommend forcible measures; but General Jackson
18405 appears to me, if I may use the American expressions, to be a
18406 Federalist by taste, and a Republican by calculation.
3153 Many in France imagine U.S. opinion favors centralizing power in the President and Congress. I maintain the opposite: the federal government grows weaker, endangering only the Union's sovereignty. The present reveals these facts; the future hides the result.
18407 3154
18408 General Jackson stoops to gain the favor of the majority, but when he
18409 feels that his popularity is secure, he overthrows all obstacles in the
18410 pursuit of the objects which the community approves, or of those which
18411 it does not look upon with a jealous eye. He is supported by a power
18412 with which his predecessors were unacquainted; and he tramples on his
18413 personal enemies whenever they cross his path with a facility which no
18414 former President ever enjoyed; he takes upon himself the responsibility
18415 of measures which no one before him would have ventured to attempt: he
18416 even treats the national representatives with disdain approaching to
18417 insult; he puts his veto upon the laws of Congress, and frequently
18418 neglects to reply to that powerful body. He is a favorite who sometimes
18419 treats his master roughly. The power of General Jackson perpetually
18420 increases; but that of the President declines; in his hands the Federal
18421 Government is strong, but it will pass enfeebled into the hands of his
18422 successor.
3155 The Union is accidental; republican institutions are more permanent. A republic is the natural state for Anglo-Americans, requiring simultaneous legal and social upheaval to destroy. Union breakup might endanger republican institutions through war, armies, dictatorship, and taxation—but we should not confuse their prospects.
18423 3156
18424 I am strangely mistaken if the Federal Government of the United States
18425 be not constantly losing strength, retiring gradually from public
18426 affairs, and narrowing its circle of action more and more. It is
18427 naturally feeble, but it now abandons even its pretensions to strength.
18428 On the other hand, I thought that I remarked a more lively sense of
18429 independence, and a more decided attachment to provincial government in
18430 the States. The Union is to subsist, but to subsist as a shadow; it is
18431 to be strong in certain cases, and weak in all others; in time of
18432 warfare, it is to be able to concentrate all the forces of the nation
18433 and all the resources of the country in its hands; and in time of peace
18434 its existence is to be scarcely perceptible: as if this alternate
18435 debility and vigor were natural or possible.
3157 > **Quote:** "The Union is an accident, which will only last as long as circumstances are favorable to its existence; but a republican form of government seems to me to be the natural state of the Americans; which nothing but the continued action of hostile causes, always acting in the same direction, could change into a monarchy."
18436 3158
18437 I do not foresee anything for the present which may be able to check
18438 this general impulse of public opinion; the causes in which it
18439 originated do not cease to operate with the same effect. The change
18440 will therefore go on, and it may be predicted that, unless some
18441 extraordinary event occurs, the Government of the Union will grow
18442 weaker and weaker every day.
3159 The Union exists in law alone and could be destroyed by revolution or opinion shift. The republic has a deeper foundation.
18443 3160
18444 I think, however, that the period is still remote at which the federal
18445 power will be entirely extinguished by its inability to protect itself
18446 and to maintain peace in the country. The Union is sanctioned by the
18447 manners and desires of the people; its results are palpable, its
18448 benefits visible. When it is perceived that the weakness of the Federal
18449 Government compromises the existence of the Union, I do not doubt that
18450 a reaction will take place with a view to increase its strength.
3161 U.S. republican government is society's quiet action on itself, founded on the enlightened will of the people—the tranquil rule of the majority that values morality, religion, and rights, believing freedom requires a moral, temperate people. Majority power has barriers: humanity, justice, reason, and established rights. It occasionally oversteps from passion, like individuals who know right but do wrong.
18451 3162
18452 The Government of the United States is, of all the federal governments
18453 which have hitherto been established, the one which is most naturally
18454 destined to act. As long as it is only indirectly assailed by the
18455 interpretation of its laws, and as long as its substance is not
18456 seriously altered, a change of opinion, an internal crisis, or a war,
18457 may restore all the vigor which it requires. The point which I have
18458 been most anxious to put in a clear light is simply this: Many people,
18459 especially in France, imagine that a change in opinion is going on in
18460 the United States, which is favorable to a centralization of power in
18461 the hands of the President and the Congress. I hold that a contrary
18462 tendency may distinctly be observed. So far is the Federal Government
18463 from acquiring strength, and from threatening the sovereignty of the
18464 States, as it grows older, that I maintain it to be growing weaker and
18465 weaker, and that the sovereignty of the Union alone is in danger. Such
18466 are the facts which the present time discloses. The future conceals the
18467 final result of this tendency, and the events which may check, retard,
18468 or accelerate the changes I have described; but I do not affect to be
18469 able to remove the veil which hides them from our sight.
3163 European demagogues claim a republic means rule by the majority's vocal partisans, not the people themselves—allowing them to act without consultation, trampling rights while claiming gratitude. They assert republics may despise moral obligations and common sense, discovering "legitimate tyranny" and "holy injustice" in the people's name.
18470 3164
18471 Of The Republican Institutions Of The United States, And What Their
18472 Chances Of Duration Are
3165 These republican ideas, though practically flawed, are theoretically sound and ensure longevity, as people ultimately act according to theory.
18473 3166
18474 The Union is accidental—The Republican institutions have more prospect
18475 of permanence—A republic for the present the natural state of the
18476 Anglo-Americans—Reason of this—In order to destroy it, all the laws
18477 must be changed at the same time, and a great alteration take place in
18478 manners—Difficulties experienced by the Americans in creating an
18479 aristocracy.
3167 Centralized administration was impossible at founding and remains difficult. America's vast spaces and natural obstacles make it preeminently a country of local government—a cause felt by all Europeans, with Anglo-Americans adding unique factors.
18480 3168
18481 The dismemberment of the Union, by the introduction of war into the
18482 heart of those States which are now confederate, with standing armies,
18483 a dictatorship, and a heavy taxation, might, eventually, compromise the
18484 fate of the republican institutions. But we ought not to confound the
18485 future prospects of the republic with those of the Union. The Union is
18486 an accident, which will only last as long as circumstances are
18487 favorable to its existence; but a republican form of government seems
18488 to me to be the natural state of the Americans; which nothing but the
18489 continued action of hostile causes, always acting in the same
18490 direction, could change into a monarchy. The Union exists principally
18491 in the law which formed it; one revolution, one change in public
18492 opinion, might destroy it forever; but the republic has a much deeper
18493 foundation to rest upon.
3169 Municipal liberty had permeated English law and customs, which emigrants adopted as a valued benefit. Colonies were founded separately by strangers, creating small communities without a common center that had to manage their own affairs. Geography, founding patterns, and emigrant habits together promoted extraordinary local liberties.
18494 3170
18495 What is understood by a republican government in the United States is
18496 the slow and quiet action of society upon itself. It is a regular state
18497 of things really founded upon the enlightened will of the people. It is
18498 a conciliatory government under which resolutions are allowed time to
18499 ripen; and in which they are deliberately discussed, and executed with
18500 mature judgment. The republicans in the United States set a high value
18501 upon morality, respect religious belief, and acknowledge the existence
18502 of rights. They profess to think that a people ought to be moral,
18503 religious, and temperate, in proportion as it is free. What is called
18504 the republic in the United States, is the tranquil rule of the
18505 majority, which, after having had time to examine itself, and to give
18506 proof of its existence, is the common source of all the powers of the
18507 State. But the power of the majority is not of itself unlimited. In the
18508 moral world humanity, justice, and reason enjoy an undisputed
18509 supremacy; in the political world vested rights are treated with no
18510 less deference. The majority recognizes these two barriers; and if it
18511 now and then overstep them, it is because, like individuals, it has
18512 passions, and, like them, it is prone to do what is wrong, whilst it
18513 discerns what is right.
3171 U.S. institutions are essentially republican. Destroying the republic requires abolishing all laws simultaneously. Establishing monarchy would be harder than declaring France a republic, as royalty would find no prepared legislative system and would struggle to penetrate American customs.
18514 3172
18515 But the demagogues of Europe have made strange discoveries. A republic
18516 is not, according to them, the rule of the majority, as has hitherto
18517 been thought, but the rule of those who are strenuous partisans of the
18518 majority. It is not the people who preponderates in this kind of
18519 government, but those who are best versed in the good qualities of the
18520 people. A happy distinction, which allows men to act in the name of
18521 nations without consulting them, and to claim their gratitude whilst
18522 their rights are spurned. A republican government, moreover, is the
18523 only one which claims the right of doing whatever it chooses, and
18524 despising what men have hitherto respected, from the highest moral
18525 obligations to the vulgar rules of common-sense. It had been supposed,
18526 until our time, that despotism was odious, under whatever form it
18527 appeared. But it is a discovery of modern days that there are such
18528 things as legitimate tyranny and holy injustice, provided they are
18529 exercised in the name of the people.
3173 Sovereignty of the people is not isolated doctrine but the final link in a chain of opinions binding the Anglo-American world.
18530 3174
18531 The ideas which the Americans have adopted respecting the republican
18532 form of government, render it easy for them to live under it, and
18533 insure its duration. If, in their country, this form be often
18534 practically bad, at least it is theoretically good; and, in the end,
18535 the people always acts in conformity to it.
3175 > **Quote:** "That Providence has given to every human being the degree of reason necessary to direct himself in the affairs which interest him exclusively—such is the grand maxim upon which civil and political society rests in the United States."
18536 3176
18537 It was impossible at the foundation of the States, and it would still
18538 be difficult, to establish a central administration in America. The
18539 inhabitants are dispersed over too great a space, and separated by too
18540 many natural obstacles, for one man to undertake to direct the details
18541 of their existence. America is therefore pre-eminently the country of
18542 provincial and municipal government. To this cause, which was plainly
18543 felt by all the Europeans of the New World, the Anglo-Americans added
18544 several others peculiar to themselves.
3177 Applied from father to children, master to servants, township to officials, province to townships, State to provinces, Union to States, it becomes the doctrine of sovereignty of the people.
18545 3178
18546 At the time of the settlement of the North American colonies, municipal
18547 liberty had already penetrated into the laws as well as the manners of
18548 the English; and the emigrants adopted it, not only as a necessary
18549 thing, but as a benefit which they knew how to appreciate. We have
18550 already seen the manner in which the colonies were founded: every
18551 province, and almost every district, was peopled separately by men who
18552 were strangers to each other, or who associated with very different
18553 purposes. The English settlers in the United States, therefore, early
18554 perceived that they were divided into a great number of small and
18555 distinct communities which belonged to no common centre; and that it
18556 was needful for each of these little communities to take care of its
18557 own affairs, since there did not appear to be any central authority
18558 which was naturally bound and easily enabled to provide for them. Thus,
18559 the nature of the country, the manner in which the British colonies
18560 were founded, the habits of the first emigrants, in short everything,
18561 united to promote, in an extraordinary degree, municipal and provincial
18562 liberties.
3179 The republic's principle governs most human actions, permeating thoughts, opinions, and habits while recognized by law. Altering it requires profound community-wide changes. Even American religion is republican, subjecting spiritual truths to individual judgment as politics leaves worldly interests to common sense. Individuals freely choose their heavenly path as citizens choose their government.
18563 3180
18564 In the United States, therefore, the mass of the institutions of the
18565 country is essentially republican; and in order permanently to destroy
18566 the laws which form the basis of the republic, it would be necessary to
18567 abolish all the laws at once. At the present day it would be even more
18568 difficult for a party to succeed in founding a monarchy in the United
18569 States than for a set of men to proclaim that France should
18570 henceforward be a republic. Royalty would not find a system of
18571 legislation prepared for it beforehand; and a monarchy would then
18572 exist, really surrounded by republican institutions. The monarchical
18573 principle would likewise have great difficulty in penetrating into the
18574 manners of the Americans.
3181 Only a long sequence of events trending one direction could replace this combination. Republican principles would fail after a long, interrupted social process, not extinct until a new people replaces the current one.
18575 3182
18576 In the United States, the sovereignty of the people is not an isolated
18577 doctrine bearing no relation to the prevailing manners and ideas of the
18578 people: it may, on the contrary, be regarded as the last link of a
18579 chain of opinions which binds the whole Anglo-American world. That
18580 Providence has given to every human being the degree of reason
18581 necessary to direct himself in the affairs which interest him
18582 exclusively—such is the grand maxim upon which civil and political
18583 society rests in the United States. The father of a family applies it
18584 to his children; the master to his servants; the township to its
18585 officers; the province to its townships; the State to its provinces;
18586 the Union to the States; and when extended to the nation, it becomes
18587 the doctrine of the sovereignty of the people.
3183 No revolution sign approaches, though newcomers are struck by constant agitation and changing laws. Such fears are premature. Instability has two types: secondary law changes (compatible with stability) and constitutional foundation-shaking (causing violent transition). Experience shows these types aren't necessarily linked—the first is common in America, the second is not. Americans change laws often but respect constitutional foundations.
18588 3184
18589 Thus, in the United States, the fundamental principle of the republic
18590 is the same which governs the greater part of human actions; republican
18591 notions insinuate themselves into all the ideas, opinions, and habits
18592 of the Americans, whilst they are formerly recognized by the
18593 legislation: and before this legislation can be altered the whole
18594 community must undergo very serious changes. In the United States, even
18595 the religion of most of the citizens is republican, since it submits
18596 the truths of the other world to private judgment: as in politics the
18597 care of its temporal interests is abandoned to the good sense of the
18598 people. Thus every man is allowed freely to take that road which he
18599 thinks will lead him to heaven; just as the law permits every citizen
18600 to have the right of choosing his government.
3185 The republican principle rules America as monarchy once did under Louis XIV—accepted without contention or argument, by a sort of *consensus universalis*. Yet constantly changing administrative methods risks future stability.
18601 3186
18602 It is evident that nothing but a long series of events, all having the
18603 same tendency, can substitute for this combination of laws, opinions,
18604 and manners, a mass of opposite opinions, manners, and laws.
3187 Constantly frustrated people might see republican institutions as inconvenient, creating doubt about constitutional principles and indirectly causing revolution—but that time is far off.
18605 3188
18606 If republican principles are to perish in America, they can only yield
18607 after a laborious social process, often interrupted, and as often
18608 resumed; they will have many apparent revivals, and will not become
18609 totally extinct until an entirely new people shall have succeeded to
18610 that which now exists. Now, it must be admitted that there is no
18611 symptom or presage of the approach of such a revolution. There is
18612 nothing more striking to a person newly arrived in the United States,
18613 than the kind of tumultuous agitation in which he finds political
18614 society. The laws are incessantly changing, and at first sight it seems
18615 impossible that a people so variable in its desires should avoid
18616 adopting, within a short space of time, a completely new form of
18617 government. Such apprehensions are, however, premature; the instability
18618 which affects political institutions is of two kinds, which ought not
18619 to be confounded: the first, which modifies secondary laws, is not
18620 incompatible with a very settled state of society; the other shakes the
18621 very foundations of the Constitution, and attacks the fundamental
18622 principles of legislation; this species of instability is always
18623 followed by troubles and revolutions, and the nation which suffers
18624 under it is in a state of violent transition.
3189 If Americans lose republican institutions, they will quickly move to despotism, not limited monarchy.
18625 3190
18626 Experience shows that these two kinds of legislative instability have
18627 no necessary connection; for they have been found united or separate,
18628 according to times and circumstances. The first is common in the United
18629 States, but not the second: the Americans often change their laws, but
18630 the foundation of the Constitution is respected.
3191 > **Quote:** "nothing is more absolute than the authority of a prince who immediately succeeds a republic, since the powers which had fearlessly been intrusted to an elected magistrate are then transferred to a hereditary sovereign."
18631 3192
18632 In our days the republican principle rules in America, as the
18633 monarchical principle did in France under Louis XIV. The French of that
18634 period were not only friends of the monarchy, but they thought it
18635 impossible to put anything in its place; they received it as we receive
18636 the rays of the sun and the return of the seasons. Amongst them the
18637 royal power had neither advocates nor opponents. In like manner does
18638 the republican government exist in America, without contention or
18639 opposition; without proofs and arguments, by a tacit agreement, a sort
18640 of consensus universalis. It is, however, my opinion that by changing
18641 their administrative forms as often as they do, the inhabitants of the
18642 United States compromise the future stability of their government.
3193 In a democratic republic, magistrates are the immediate representatives of the passions of the multitude; because they depend entirely on its pleasure, they excite neither hatred nor fear. Consequently, little care is taken to limit their influence, leaving them with a vast deal of arbitrary power, creating habits that would survive the republic. An official would keep power without accountability, making tyranny limits impossible to predict.
18643 3194
18644 It may be apprehended that men, perpetually thwarted in their designs
18645 by the mutability of the legislation, will learn to look upon
18646 republican institutions as an inconvenient form of society; the evil
18647 resulting from the instability of the secondary enactments might then
18648 raise a doubt as to the nature of the fundamental principles of the
18649 Constitution, and indirectly bring about a revolution; but this epoch
18650 is still very remote.
3195 European politicians predict aristocracy's emergence, but the trend is increasingly democratic. Americans might restrict rights for an individual but will never grant exclusive exercise to a privileged class—they will not establish aristocracy.
18651 3196
18652 It may, however, be foreseen even now, that when the Americans lose
18653 their republican institutions they will speedily arrive at a despotic
18654 government, without a long interval of limited monarchy. Montesquieu
18655 remarked, that nothing is more absolute than the authority of a prince
18656 who immediately succeeds a republic, since the powers which had
18657 fearlessly been intrusted to an elected magistrate are then transferred
18658 to a hereditary sovereign. This is true in general, but it is more
18659 peculiarly applicable to a democratic republic. In the United States,
18660 the magistrates are not elected by a particular class of citizens, but
18661 by the majority of the nation; they are the immediate representatives
18662 of the passions of the multitude; and as they are wholly dependent upon
18663 its pleasure, they excite neither hatred nor fear: hence, as I have
18664 already shown, very little care has been taken to limit their
18665 influence, and they are left in possession of a vast deal of arbitrary
18666 power. This state of things has engendered habits which would outlive
18667 itself; the American magistrate would retain his power, but he would
18668 cease to be responsible for the exercise of it; and it is impossible to
18669 say what bounds could then be set to tyranny.
3197 An aristocracy is a group permanently above but not far from the masses—easy to reach but difficult to strike, with daily contact but no merging. This contradicts human nature; people prefer a king's arbitrary power to aristocratic administration. Aristocracy requires legally enforced inequality so offensive to natural justice it can only be imposed by coercion.
18670 3198
18671 Some of our European politicians expect to see an aristocracy arise in
18672 America, and they already predict the exact period at which it will be
18673 able to assume the reins of government. I have previously observed, and
18674 I repeat my assertion, that the present tendency of American society
18675 appears to me to become more and more democratic. Nevertheless, I do
18676 not assert that the Americans will not, at some future time, restrict
18677 the circle of political rights in their country, or confiscate those
18678 rights to the advantage of a single individual; but I cannot imagine
18679 that they will ever bestow the exclusive exercise of them upon a
18680 privileged class of citizens, or, in other words, that they will ever
18681 found an aristocracy.
3199 No nation has willingly created aristocracy from within. Medieval aristocracies came through conquest: conquerors became nobles, the defeated serfs. Inequality was forcibly imposed, then written into law. Some societies began aristocratic and democratized, like Rome. For a civilized, democratic people to gradually establish inequality and exclusive castes would be unprecedented. America shows no sign of providing this example.
18682 3200
18683 An aristocratic body is composed of a certain number of citizens who,
18684 without being very far removed from the mass of the people, are,
18685 nevertheless, permanently stationed above it: a body which it is easy
18686 to touch and difficult to strike; with which the people are in daily
18687 contact, but with which they can never combine. Nothing can be imagined
18688 more contrary to nature and to the secret propensities of the human
18689 heart than a subjection of this kind; and men who are left to follow
18690 their own bent will always prefer the arbitrary power of a king to the
18691 regular administration of an aristocracy. Aristocratic institutions
18692 cannot subsist without laying down the inequality of men as a
18693 fundamental principle, as a part and parcel of the legislation,
18694 affecting the condition of the human family as much as it affects that
18695 of society; but these are things so repugnant to natural equity that
18696 they can only be extorted from men by constraint.
3201 Americans are destined to be a maritime people. Their commercial superiority stems more from moral and intellectual causes than physical circumstances. Union dissolution wouldn't stop their maritime energy, and they will become commercial agents for much of the world.
18697 3202
18698 I do not think a single people can be quoted, since human society began
18699 to exist, which has, by its own free will and by its own exertions,
18700 created an aristocracy within its own bosom. All the aristocracies of
18701 the Middle Ages were founded by military conquest; the conqueror was
18702 the noble, the vanquished became the serf. Inequality was then imposed
18703 by force; and after it had been introduced into the manners of the
18704 country it maintained its own authority, and was sanctioned by the
18705 legislation. Communities have existed which were aristocratic from
18706 their earliest origin, owing to circumstances anterior to that event,
18707 and which became more democratic in each succeeding age. Such was the
18708 destiny of the Romans, and of the barbarians after them. But a people,
18709 having taken its rise in civilization and democracy, which should
18710 gradually establish an inequality of conditions, until it arrived at
18711 inviolable privileges and exclusive castes, would be a novelty in the
18712 world; and nothing intimates that America is likely to furnish so
18713 singular an example.
3203 The U.S. coastline stretches over two thousand miles from Bay of Fundy to Sabine River, forming a continuous line under one government with the world's largest, deepest, safest ports.
18714 3204
18715 Reflection On The Causes Of The Commercial Prosperity Of The Of The
18716 United States
3205 A civilized people in an uncultivated wilderness three thousand miles from Europe, America daily needs European trade. Though Americans will eventually produce most necessities themselves, the continents can never be fully independent—their needs, ideas, habits, and customs are too intertwined.
18717 3206
18718 The Americans destined by Nature to be a great maritime people—Extent
18719 of their coasts—Depth of their ports—Size of their rivers—The
18720 commercial superiority of the Anglo-Americans less attributable,
18721 however, to physical circumstances than to moral and intellectual
18722 causes—Reason of this opinion—Future destiny of the Anglo-Americans as
18723 a commercial nation—The dissolution of the Union would not check the
18724 maritime vigor of the States—Reason of this—Anglo-Americans will
18725 naturally supply the wants of the inhabitants of South America—They
18726 will become, like the English, the factors of a great portion of the
18727 world.
3207 The U.S. produces unique commodities essential to Europe but too costly to grow there. Americans consume little and eagerly sell the rest. Maritime commerce is necessary for both raw material transport and manufactured goods exchange, forcing America to either enrich other maritime nations or become a leading trading power.
18728 3208
18729 The coast of the United States, from the Bay of Fundy to the Sabine
18730 River in the Gulf of Mexico, is more than two thousand miles in extent.
18731 These shores form an unbroken line, and they are all subject to the
18732 same government. No nation in the world possesses vaster, deeper, or
18733 more secure ports for shipping than the Americans.
3209 Anglo-Americans have always shown maritime passion. Independence broke English commercial restrictions, powerfully boosting their shipping, which grew with population.
18734 3210
18735 The inhabitants of the United States constitute a great civilized
18736 people, which fortune has placed in the midst of an uncultivated
18737 country at a distance of three thousand miles from the central point of
18738 civilization. America consequently stands in daily need of European
18739 trade. The Americans will, no doubt, ultimately succeed in producing or
18740 manufacturing at home most of the articles which they require; but the
18741 two continents can never be independent of each other, so numerous are
18742 the natural ties which exist between their wants, their ideas, their
18743 habits, and their manners.
3211 Americans transport nine-tenths of their imported European goods. In 1832, imports exceeded $101 million, with foreign vessels carrying only $10.7 million. They also bring three-quarters of New World exports to Europe; of $87 million that year, foreign vessels transported only $21 million. American ships fill Le Havre and Liverpool, while few English or French vessels appear in New York. From 1829-1831, foreign ships entering U.S. ports were 16 per 100 American vessels, compared to 36 per 100 in British ports. The Civil War later changed patterns, but at the time, American merchants competed successfully even in foreign ports.
18744 3212
18745 The Union produces peculiar commodities which are now become necessary
18746 to us, but which cannot be cultivated, or can only be raised at an
18747 enormous expense, upon the soil of Europe. The Americans only consume a
18748 small portion of this produce, and they are willing to sell us the
18749 rest. Europe is therefore the market of America, as America is the
18750 market of Europe; and maritime commerce is no less necessary to enable
18751 the inhabitants of the United States to transport their raw materials
18752 to the ports of Europe, than it is to enable us to supply them with our
18753 manufactured produce. The United States were therefore necessarily
18754 reduced to the alternative of increasing the business of other maritime
18755 nations to a great extent, if they had themselves declined to enter
18756 into commerce, as the Spaniards of Mexico have hitherto done; or, in
18757 the second place, of becoming one of the first trading powers of the
18758 globe.
3213 American merchants compete successfully with foreign nations in their own ports because their vessels cross oceans at lower cost. Maintaining this advantage ensures continued prosperity.
18759 3214
18760 The Anglo-Americans have always displayed a very decided taste for the
18761 sea. The Declaration of Independence broke the commercial restrictions
18762 which united them to England, and gave a fresh and powerful stimulus to
18763 their maritime genius. Ever since that time, the shipping of the Union
18764 has increased in almost the same rapid proportion as the number of its
18765 inhabitants. The Americans themselves now transport to their own shores
18766 nine-tenths of the European produce which they consume. *g And they
18767 also bring three-quarters of the exports of the New World to the
18768 European consumer. *h The ships of the United States fill the docks of
18769 Havre and of Liverpool; whilst the number of English and French vessels
18770 which are to be seen at New York is comparatively small. *i
18771
18772 g
18773 [ The total value of goods imported during the year which ended on
18774 September 30, 1832, was $101,129,266. The value of the cargoes of
18775 foreign vessels did not amount to $10,731,039, or about one-tenth of
18776 the entire sum.]
18777
18778
18779 h
18780 [ The value of goods exported during the same year amounted to
18781 $87,176,943; the value of goods exported by foreign vessels amounted to
18782 $21,036,183, or about one quarter of the whole sum. (Williams’s
18783 “Register,” 1833, p. 398.)]
18784
18785
18786 i
18787 [ The tonnage of the vessels which entered all the ports of the Union
18788 in the years 1829, 1830, and 1831, amounted to 3,307,719 tons, of which
18789 544,571 tons were foreign vessels; they stood, therefore, to the
18790 American vessels in a ratio of about 16 to 100. (“National Calendar,”
18791 1833, p. 304.) The tonnage of the English vessels which entered the
18792 ports of London, Liverpool, and Hull, in the years 1820, 1826, and
18793 1831, amounted to 443,800 tons. The foreign vessels which entered the
18794 same ports during the same years amounted to 159,431 tons. The ratio
18795 between them was, therefore, about 36 to 100. (“Companion to the
18796 Almanac,” 1834, p. 169.) In the year 1832 the ratio between the foreign
18797 and British ships which entered the ports of Great Britain was 29 to
18798 100. [These statements relate to a condition of affairs which has
18799 ceased to exist; the Civil War and the heavy taxation of the United
18800 States entirely altered the trade and navigation of the country.]]
18801
18802
18803 Thus, not only does the American merchant face the competition of his
18804 own countrymen, but he even supports that of foreign nations in their
18805 own ports with success. This is readily explained by the fact that the
18806 vessels of the United States can cross the seas at a cheaper rate than
18807 any other vessels in the world. As long as the mercantile shipping of
18808 the United States preserves this superiority, it will not only retain
18809 what it has acquired, but it will constantly increase in prosperity.
18810
18811
18812
18813
18814 3215 ### Chapter XVIII: Future Condition Of Three Races—Part X
18815 3216
3217 Why the Americans can trade cheaper than other nations is difficult to explain. One might attribute this to physical advantages, but that assumption is wrong. Their ships cost nearly as much to build as ours and generally last less long. American sailors receive higher pay than Europeans—a fact proved by the many Europeans working on U.S. merchant vessels. While materials are cheaper in America than Europe, labor costs are much higher. The true cause lies not in physical advantages but entirely in moral and intellectual qualities.
18816 3218
18817 It is difficult to say for what reason the Americans can trade at a
18818 lower rate than other nations; and one is at first led to attribute
18819 this circumstance to the physical or natural advantages which are
18820 within their reach; but this supposition is erroneous. The American
18821 vessels cost almost as much to build as our own; *j they are not better
18822 built, and they generally last for a shorter time. The pay of the
18823 American sailor is more considerable than the pay on board European
18824 ships; which is proved by the great number of Europeans who are to be
18825 met with in the merchant vessels of the United States. But I am of
18826 opinion that the true cause of their superiority must not be sought for
18827 in physical advantages, but that it is wholly attributable to their
18828 moral and intellectual qualities.
3219 The following comparison will illustrate my point. During the French Revolutionary wars, the French introduced a new system of military tactics that baffled the most experienced generals and nearly destroyed the oldest monarchies in Europe. They did without many things previously considered indispensable, demanded unprecedented efforts, and risked lives without hesitation. Though inferior in money, men, and resources, they were constantly victorious until opponents followed their example.
18829 3220
18830 j
18831 [ Materials are, generally speaking, less expensive in America than in
18832 Europe, but the price of labor is much higher.]
3221 > **Quote:** "The Americans have introduced a similar system into their commercial speculations; and they do for cheapness what the French did for conquest."
18833 3222
3223 The European sailor navigates with caution, setting sail only in favorable weather, returning to port after accidents, folding sails at night, and when whitening billows signal land is near, slowing to check his position by the sun. The American ignores these precautions. He weighs anchor in gales, keeps sails spread day and night, repairs damage at sea, and speeds toward shore as if the harbor were in sight. Though often shipwrecked, no trader crosses faster. By covering distances in less time, they trade cheaper.
18834 3224
18835 The following comparison will illustrate my meaning. During the
18836 campaigns of the Revolution the French introduced a new system of
18837 tactics into the art of war, which perplexed the oldest generals, and
18838 very nearly destroyed the most ancient monarchies in Europe. They
18839 undertook (what had never before been attempted) to make shift without
18840 a number of things which had always been held to be indispensable in
18841 warfare; they required novel exertions on the part of their troops
18842 which no civilized nations had ever thought of; they achieved great
18843 actions in an incredibly short space of time; and they risked human
18844 life without hesitation to obtain the object in view. The French had
18845 less money and fewer men than their enemies; their resources were
18846 infinitely inferior; nevertheless they were constantly victorious,
18847 until their adversaries chose to imitate their example.
3225 The European loses precious time stopping at ports, waiting for winds, and paying harbor fees. The American sails from Boston to Canton for tea, stays briefly, and returns. In under two years he travels the globe's circumference, seeing land once, enduring foul water, salted meat, disease, and monotony. Yet he can undersell the English merchant by a fraction of a penny, and his goal is accomplished.
18848 3226
18849 The Americans have introduced a similar system into their commercial
18850 speculations; and they do for cheapness what the French did for
18851 conquest. The European sailor navigates with prudence; he only sets
18852 sail when the weather is favorable; if an unforseen accident befalls
18853 him, he puts into port; at night he furls a portion of his canvas; and
18854 when the whitening billows intimate the vicinity of land, he checks his
18855 way, and takes an observation of the sun. But the American neglects
18856 these precautions and braves these dangers. He weighs anchor in the
18857 midst of tempestuous gales; by night and by day he spreads his sheets
18858 to the wind; he repairs as he goes along such damage as his vessel may
18859 have sustained from the storm; and when he at last approaches the term
18860 of his voyage, he darts onward to the shore as if he already descried a
18861 port. The Americans are often shipwrecked, but no trader crosses the
18862 seas so rapidly. And as they perform the same distance in a shorter
18863 time, they can perform it at a cheaper rate.
3227 > **Quote:** "I cannot better explain my meaning than by saying that the Americans affect a sort of heroism in their manner of trading."
18864 3228
18865 The European touches several times at different ports in the course of
18866 a long voyage; he loses a good deal of precious time in making the
18867 harbor, or in waiting for a favorable wind to leave it; and he pays
18868 daily dues to be allowed to remain there. The American starts from
18869 Boston to go to purchase tea in China; he arrives at Canton, stays
18870 there a few days, and then returns. In less than two years he has
18871 sailed as far as the entire circumference of the globe, and he has seen
18872 land but once. It is true that during a voyage of eight or ten months
18873 he has drunk brackish water and lived upon salt meat; that he has been
18874 in a continual contest with the sea, with disease, and with a tedious
18875 existence; but upon his return he can sell a pound of his tea for a
18876 half-penny less than the English merchant, and his purpose is
18877 accomplished.
3229 The European merchant will always struggle to imitate his American competitor, who follows not only profit but an impulse of nature.
18878 3230
18879 I cannot better explain my meaning than by saying that the Americans
18880 affect a sort of heroism in their manner of trading. But the European
18881 merchant will always find it very difficult to imitate his American
18882 competitor, who, in adopting the system which I have just described,
18883 follows not only a calculation of his gain, but an impulse of his
18884 nature.
3231 Americans are subject to all the needs and desires that accompany advanced civilization. Yet lacking Europe's specialized society to satisfy them, they are often forced to provide for themselves. The same individual may farm his field, build his house, contrive his tools, make his shoes, and weave coarse cloth for his clothes. This versatility harms perfection but powerfully awakens intelligence. Nothing dehumanizes work more than extreme division of labor. In America, where specialized occupations are rare, long apprenticeships cannot be required. Americans therefore change their livelihood easily, adapting to whatever is most profitable. One meets men who have been successively lawyers, farmers, merchants, ministers, and physicians. Though less perfect in each craft than Europeans, no trade is completely unfamiliar to them. Their capability is more versatile, their intelligence widened.
18885 3232
18886 The inhabitants of the United States are subject to all the wants and
18887 all the desires which result from an advanced stage of civilization;
18888 but as they are not surrounded by a community admirably adapted, like
18889 that of Europe, to satisfy their wants, they are often obliged to
18890 procure for themselves the various articles which education and habit
18891 have rendered necessaries. In America it sometimes happens that the
18892 same individual tills his field, builds his dwelling, contrives his
18893 tools, makes his shoes, and weaves the coarse stuff of which his dress
18894 is composed. This circumstance is prejudicial to the excellence of the
18895 work; but it powerfully contributes to awaken the intelligence of the
18896 workman. Nothing tends to materialize man, and to deprive his work of
18897 the faintest trace of mind, more than extreme division of labor. In a
18898 country like America, where men devoted to special occupations are
18899 rare, a long apprenticeship cannot be required from anyone who embraces
18900 a profession. The Americans, therefore, change their means of gaining a
18901 livelihood very readily; and they suit their occupations to the
18902 exigencies of the moment, in the manner most profitable to themselves.
18903 Men are to be met with who have successively been barristers, farmers,
18904 merchants, ministers of the gospel, and physicians. If the American be
18905 less perfect in each craft than the European, at least there is
18906 scarcely any trade with which he is utterly unacquainted. His capacity
18907 is more general, and the circle of his intelligence is enlarged.
3233 Americans are never bound by rigid profession rules, escape social prejudices, and hold no deep attachment to any line of work or method. They easily shake off foreign customs, convinced their country is unique and unprecedented.
18908 3234
18909 The inhabitants of the United States are never fettered by the axioms
18910 of their profession; they escape from all the prejudices of their
18911 present station; they are not more attached to one line of operation
18912 than to another; they are not more prone to employ an old method than a
18913 new one; they have no rooted habits, and they easily shake off the
18914 influence which the habits of other nations might exercise upon their
18915 minds from a conviction that their country is unlike any other, and
18916 that its situation is without a precedent in the world. America is a
18917 land of wonders, in which everything is in constant motion, and every
18918 movement seems an improvement. The idea of novelty is there
18919 indissolubly connected with the idea of amelioration. No natural
18920 boundary seems to be set to the efforts of man; and what is not yet
18921 done is only what he has not yet attempted to do.
3235 > **Quote:** "America is a land of wonders, in which everything is in constant motion, and every movement seems an improvement."
18922 3236
18923 This perpetual change which goes on in the United States, these
18924 frequent vicissitudes of fortune, accompanied by such unforeseen
18925 fluctuations in private and in public wealth, serve to keep the minds
18926 of the citizens in a perpetual state of feverish agitation, which
18927 admirably invigorates their exertions, and keeps them in a state of
18928 excitement above the ordinary level of mankind. The whole life of an
18929 American is passed like a game of chance, a revolutionary crisis, or a
18930 battle. As the same causes are continually in operation throughout the
18931 country, they ultimately impart an irresistible impulse to the national
18932 character. The American, taken as a chance specimen of his countrymen,
18933 must then be a man of singular warmth in his desires, enterprising,
18934 fond of adventure, and, above all, of innovation. The same bent is
18935 manifest in all that he does; he introduces it into his political laws,
18936 his religious doctrines, his theories of social economy, and his
18937 domestic occupations; he bears it with him in the depths of the
18938 backwoods, as well as in the business of the city. It is this same
18939 passion, applied to maritime commerce, which makes him the cheapest and
18940 the quickest trader in the world.
3237 The idea of novelty is indissolubly linked with progress. No natural boundary seems to limit human effort; what has not been done is simply what has not been attempted.
18941 3238
18942 As long as the sailors of the United States retain these inspiriting
18943 advantages, and the practical superiority which they derive from them,
18944 they will not only continue to supply the wants of the producers and
18945 consumers of their own country, but they will tend more and more to
18946 become, like the English, the factors of all other peoples. *k This
18947 prediction has already begun to be realized; we perceive that the
18948 American traders are introducing themselves as intermediate agents in
18949 the commerce of several European nations; *l and America will offer a
18950 still wider field to their enterprise.
3239 This perpetual change—these frequent shifts in private and public fortune—keeps citizens in constant restless energy, invigorating their efforts above mankind's ordinary level.
18951 3240
18952 k
18953 [ It must not be supposed that English vessels are exclusively employed
18954 in transporting foreign produce into England, or British produce to
18955 foreign countries; at the present day the merchant shipping of England
18956 may be regarded in the light of a vast system of public conveyances,
18957 ready to serve all the producers of the world, and to open
18958 communications between all peoples. The maritime genius of the
18959 Americans prompts them to enter into competition with the English.]
3241 > **Quote:** "The whole life of an American is passed like a game of chance, a revolutionary crisis, or a battle."
18960 3242
3243 As these causes operate continually, they give irresistible impulse to national character. The average American is passionate, enterprising, adventurous, and above all, an innovator. This inclination appears in his laws, religion, economic theories, and domestic life—in backwoods and city alike. This passion, applied to maritime commerce, makes him the world's cheapest and fastest trader.
18961 3244
18962 l
18963 [ Part of the commerce of the Mediterranean is already carried on by
18964 American vessels.]
3245 As long as American sailors maintain these advantages, they will increasingly become shipping agents for all nations. England's merchant shipping serves as worldwide transport, yet American maritime genius competes directly. This prediction has begun; Americans already mediate commerce for several European nations, including Mediterranean trade, with wider fields ahead.
18965 3246
3247 The Spanish and Portuguese colonies have become empires devastated by civil war and oppression, their populations too consumed by self-defense to improve. Yet this cannot last. Europe broke through the Middle Ages; South America shares our Christian laws and customs, with all civilization's seeds and our example. It is only a matter of time before they become flourishing nations.
18966 3248
18967 The great colonies which were founded in South America by the Spaniards
18968 and the Portuguese have since become empires. Civil war and oppression
18969 now lay waste those extensive regions. Population does not increase,
18970 and the thinly scattered inhabitants are too much absorbed in the cares
18971 of self-defense even to attempt any amelioration of their condition.
18972 Such, however, will not always be the case. Europe has succeeded by her
18973 own efforts in piercing the gloom of the Middle Ages; South America has
18974 the same Christian laws and Christian manners as we have; she contains
18975 all the germs of civilization which have grown amidst the nations of
18976 Europe or their offsets, added to the advantages to be derived from our
18977 example: why then should she always remain uncivilized? It is clear
18978 that the question is simply one of time; at some future period, which
18979 may be more or less remote, the inhabitants of South America will
18980 constitute flourishing and enlightened nations.
3249 But when South Americans feel civilized nations' needs, they will be unable to satisfy them. As civilization's newest members, they must acknowledge their elders' superiority. They will remain agriculturalists long before developing manufacturing or commerce, requiring foreign mediation to exchange produce for goods.
18981 3250
18982 But when the Spaniards and Portuguese of South America begin to feel
18983 the wants common to all civilized nations, they will still be unable to
18984 satisfy those wants for themselves; as the youngest children of
18985 civilization, they must perforce admit the superiority of their elder
18986 brethren. They will be agriculturists long before they succeed in
18987 manufactures or commerce, and they will require the mediation of
18988 strangers to exchange their produce beyond seas for those articles for
18989 which a demand will begin to be felt.
3251 Northern Americans will supply the South's needs. Nature placed them close, giving means to understand and anticipate demands. They would only lose these advantages by being far inferior to European merchants, but they are superior. The United States already exerts cultural influence on the New World; all nations view them as the most enlightened, powerful, and wealthy, turning to them as models for political principles and laws.
18990 3252
18991 It is unquestionable that the Americans of the North will one day
18992 supply the wants of the Americans of the South. Nature has placed them
18993 in contiguity, and has furnished the former with every means of knowing
18994 and appreciating those demands, of establishing a permanent connection
18995 with those States, and of gradually filling their markets. The
18996 merchants of the United States could only forfeit these natural
18997 advantages if he were very inferior to the merchant of Europe; to whom
18998 he is, on the contrary, superior in several respects. The Americans of
18999 the United States already exercise a very considerable moral influence
19000 upon all the peoples of the New World. They are the source of
19001 intelligence, and all the nations which inhabit the same continent are
19002 already accustomed to consider them as the most enlightened, the most
19003 powerful, and the most wealthy members of the great American family.
19004 All eyes are therefore turned towards the Union; and the States of
19005 which that body is composed are the models which the other communities
19006 try to imitate to the best of their power; it is from the United States
19007 that they borrow their political principles and their laws.
3253 The United States stands toward South America as England stands toward Italy, Spain, Portugal—less advanced nations receiving daily goods from England. The Union will perform England's role in the other hemisphere. Every New World community prospers to Anglo-Americans' advantage.
19008 3254
19009 The Americans of the United States stand in precisely the same position
19010 with regard to the peoples of South America as their fathers, the
19011 English, occupy with regard to the Italians, the Spaniards, the
19012 Portuguese, and all those nations of Europe which receive their
19013 articles of daily consumption from England, because they are less
19014 advanced in civilization and trade. England is at this time the natural
19015 emporium of almost all the nations which are within its reach; the
19016 American Union will perform the same part in the other hemisphere; and
19017 every community which is founded, or which prospers in the New World,
19018 is founded and prospers to the advantage of the Anglo-Americans.
3255 If the Union dissolves, its commerce would be hindered temporarily, but less than assumed. The commercial States will remain united—they share opinions, interests, and customs, and alone can form a great maritime power. Even independent, the South would require the North's services, being non-commercial. Southern Americans will long rely on foreign intermediaries, but the North can serve more cheaply and will keep that business.
19019 3256
19020 If the Union were to be dissolved, the commerce of the States which now
19021 compose it would undoubtedly be checked for a time; but this
19022 consequence would be less perceptible than is generally supposed. It is
19023 evident that, whatever may happen, the commercial States will remain
19024 united. They are all contiguous to each other; they have identically
19025 the same opinions, interests, and manners; and they are alone competent
19026 to form a very great maritime power. Even if the South of the Union
19027 were to become independent of the North, it would still require the
19028 services of those States. I have already observed that the South is not
19029 a commercial country, and nothing intimates that it is likely to become
19030 so. The Americans of the South of the United States will therefore be
19031 obliged, for a long time to come, to have recourse to strangers to
19032 export their produce, and to supply them with the commodities which are
19033 requisite to satisfy their wants. But the Northern States are
19034 undoubtedly able to act as their intermediate agents cheaper than any
19035 other merchants. They will therefore retain that employment, for
19036 cheapness is the sovereign law of commerce. National claims and
19037 national prejudices cannot resist the influence of cheapness. Nothing
19038 can be more virulent than the hatred which exists between the Americans
19039 of the United States and the English. But notwithstanding these
19040 inimical feelings, the Americans derive the greater part of their
19041 manufactured commodities from England, because England supplies them at
19042 a cheaper rate than any other nation. Thus the increasing prosperity of
19043 America turns, notwithstanding the grudges of the Americans, to the
19044 advantage of British manufactures.
3257 > **Quote:** "Cheapness is the sovereign law of commerce."
19045 3258
19046 Reason shows and experience proves that no commercial prosperity can be
19047 durable if it cannot be united, in case of need, to naval force. This
19048 truth is as well understood in the United States as it can be anywhere
19049 else: the Americans are already able to make their flag respected; in a
19050 few years they will be able to make it feared. I am convinced that the
19051 dismemberment of the Union would not have the effect of diminishing the
19052 naval power of the Americans, but that it would powerfully contribute
19053 to increase it. At the present time the commercial States are connected
19054 with others which have not the same interests, and which frequently
19055 yield an unwilling consent to the increase of a maritime power by which
19056 they are only indirectly benefited. If, on the contrary, the commercial
19057 States of the Union formed one independent nation, commerce would
19058 become the foremost of their national interests; they would
19059 consequently be willing to make very great sacrifices to protect their
19060 shipping, and nothing would prevent them from pursuing their designs
19061 upon this point.
3259 National prejudices cannot resist low prices. Despite intense hatred between Americans and English, Americans buy most manufactured goods from England because it supplies them cheapest. Thus American prosperity benefits British manufacturers.
19062 3260
19063 Nations, as well as men, almost always betray the most prominent
19064 features of their future destiny in their earliest years. When I
19065 contemplate the ardor with which the Anglo-Americans prosecute
19066 commercial enterprise, the advantages which befriend them, and the
19067 success of their undertakings, I cannot refrain from believing that
19068 they will one day become the first maritime power of the globe. They
19069 are born to rule the seas, as the Romans were to conquer the world.
3261 Commercial prosperity requires naval force. Americans already command respect for their flag; soon they will command fear. The Union's breakup would not diminish but increase American naval power. Currently, commercial States are tied to others with different interests that reluctantly support maritime growth. If independent, commerce would become their primary interest, and they would sacrifice greatly to protect shipping.
19070 3262
3263 Nations reveal their future destiny in early years. Observing Anglo-Americans' commercial passion, advantages, and success, I believe they will become the leading maritime power.
19071 3264
3265 > **Quote:** "They are born to rule the seas, as the Romans were to conquer the world."
19072 3266
3267 I have nearly reached my inquiry's close. Until now, I have divided the subject to study each portion attentively. Now I view the whole from a single perspective—less detailed but more certain. A traveler leaving a massive city climbs a hill; as he distances himself, people disappear, dwellings blur, squares and streets become indistinct. Yet he sees the city's boundaries and shape for the first time. So appears the British race's future destiny in North America; the details of this stupendous picture are in shadow, but the whole is clear.
19073 3268
19074 Conclusion
3269 The United States occupies about one-twentieth of the habitable earth, but the Anglo-American race has already moved far beyond these borders.
19075 3270
3271 France once held North American territory nearly as large as Europe, through which the continent's three greatest rivers flowed. Indian tribes from the St. Lawrence to the Mississippi knew only French, and settlements bore names dear to France: Louisbourg, Montmorency, Duquesne, St. Louis, Vincennes, New Orleans.
19076 3272
19077 I have now nearly reached the close of my inquiry; hitherto, in
19078 speaking of the future destiny of the United States, I have endeavored
19079 to divide my subject into distinct portions, in order to study each of
19080 them with more attention. My present object is to embrace the whole
19081 from one single point; the remarks I shall make will be less detailed,
19082 but they will be more sure. I shall perceive each object less
19083 distinctly, but I shall descry the principal facts with more certainty.
19084 A traveller who has just left the walls of an immense city, climbs the
19085 neighboring hill; as he goes father off he loses sight of the men whom
19086 he has so recently quitted; their dwellings are confused in a dense
19087 mass; he can no longer distinguish the public squares, and he can
19088 scarcely trace out the great thoroughfares; but his eye has less
19089 difficulty in following the boundaries of the city, and for the first
19090 time he sees the shape of the vast whole. Such is the future destiny of
19091 the British race in North America to my eye; the details of the
19092 stupendous picture are overhung with shade, but I conceive a clear idea
19093 of the entire subject.
3273 But circumstances have deprived us of this inheritance. Nations with free institutions and local government are best equipped to found colonies, where self-governance is indispensable. French settlers have disappeared where few; those remaining in Lower Canada are concentrated and now subject to other laws.
19094 3274
19095 The territory now occupied or possessed by the United States of America
19096 forms about one-twentieth part of the habitable earth. But extensive as
19097 these confines are, it must not be supposed that the Anglo-American
19098 race will always remain within them; indeed, it has already far
19099 overstepped them.
3275 The 400,000 French inhabitants of Lower Canada are remnants of an old nation lost among a new people. A growing foreign population—identical to that of the United States—dominates their cities and alters their language. The British race already extends beyond the Union's frontiers.
19100 3276
19101 There was once a time at which we also might have created a great
19102 French nation in the American wilds, to counterbalance the influence of
19103 the English upon the destinies of the New World. France formerly
19104 possessed a territory in North America, scarcely less extensive than
19105 the whole of Europe. The three greatest rivers of that continent then
19106 flowed within her dominions. The Indian tribes which dwelt between the
19107 mouth of the St. Lawrence and the delta of the Mississippi were
19108 unaccustomed to any other tongue but ours; and all the European
19109 settlements scattered over that immense region recalled the traditions
19110 of our country. Louisbourg, Montmorency, Duquesne, St. Louis,
19111 Vincennes, New Orleans (for such were the names they bore) are words
19112 dear to France and familiar to our ears.
3277 To the northwest are insignificant Russian settlements; to the southwest, Mexico presents a barrier. Spaniards and Anglo-Americans divide the New World. Treaty boundaries favor the Anglo-Americans, yet I do not doubt they will violate the arrangement. They will reach uninhabited provinces before their rightful owners, establishing settlements so that when legal owners arrive, they find strangers in their inheritance. Texas and California quickly became part of the United States, Russian settlements acquired by purchase.
19113 3278
19114 But a concourse of circumstances, which it would be tedious to
19115 enumerate, *m have deprived us of this magnificent inheritance.
19116 Wherever the French settlers were numerically weak and partially
19117 established, they have disappeared: those who remain are collected on a
19118 small extent of country, and are now subject to other laws. The 400,000
19119 French inhabitants of Lower Canada constitute, at the present time, the
19120 remnant of an old nation lost in the midst of a new people. A foreign
19121 population is increasing around them unceasingly and on all sides,
19122 which already penetrates amongst the ancient masters of the country,
19123 predominates in their cities and corrupts their language. This
19124 population is identical with that of the United States; it is therefore
19125 with truth that I asserted that the British race is not confined within
19126 the frontiers of the Union, since it already extends to the northeast.
3279 The New World belongs to the first occupant. Even populated countries cannot protect themselves. In Texas, U.S. residents migrate constantly, purchasing land and establishing their language and manners. Texas will soon contain no Mexicans; this occurs whenever Anglo-Americans contact different populations.
19127 3280
19128 m
19129 [ The foremost of these circumstances is, that nations which are
19130 accustomed to free institutions and municipal government are better
19131 able than any others to found prosperous colonies. The habit of
19132 thinking and governing for oneself is indispensable in a new country,
19133 where success necessarily depends, in a great measure, upon the
19134 individual exertions of the settlers.]
3281 The British race has acquired amazing dominance in the New World, far superior in civilization, industry, and power. As long as it encounters only wilderness or thin populations, it will continue to spread. Treaty lines cannot stop it.
19135 3282
3283 The British race occupies the most temperate, habitable zone—between the frozen Pole and burning Equator.
19136 3284
19137 To the northwest nothing is to be met with but a few insignificant
19138 Russian settlements; but to the southwest, Mexico presents a barrier to
19139 the Anglo-Americans. Thus, the Spaniards and the Anglo-Americans are,
19140 properly speaking, the only two races which divide the possession of
19141 the New World. The limits of separation between them have been settled
19142 by a treaty; but although the conditions of that treaty are exceedingly
19143 favorable to the Anglo-Americans, I do not doubt that they will shortly
19144 infringe this arrangement. Vast provinces, extending beyond the
19145 frontiers of the Union towards Mexico, are still destitute of
19146 inhabitants. The natives of the United States will forestall the
19147 rightful occupants of these solitary regions. They will take possession
19148 of the soil, and establish social institutions, so that when the legal
19149 owner arrives at length, he will find the wilderness under cultivation,
19150 and strangers quietly settled in the midst of his inheritance. *n
3285 Many suppose population growth began after Independence, but this is wrong: it doubled every twenty-two years under colonial rule as today. Applied to thousands then, millions now, the same fact is now obvious.
19151 3286
19152 n
19153 [ [This was speedily accomplished, and ere long both Texas and
19154 California formed part of the United States. The Russian settlements
19155 were acquired by purchase.]]
3287 British subjects in Canada, ruled by a king, grow as rapidly as republican Americans. During the eight-year War of Independence, population increased uninterrupted, despite Indian nations on the frontier and enemy ravages of the Atlantic. Kentucky, western Pennsylvania, Vermont, and Maine filled with inhabitants. Unstable post-war constitutional periods did not stop this progress. Laws, peace, war, order, and anarchy have no perceptible influence because no cause can affect the entire vast territory simultaneously; one part always offers refuge from another's disasters.
19156 3288
3289 The British race's momentum cannot be stopped. Union breakup, hostilities, tyranny might slow it, but cannot prevent its destiny. No power can close the fertile wilderness to emigrants. Future events cannot deprive Americans of climate, seas, rivers, or soil, nor extinguish their love of prosperity, spirit of enterprise, or guiding knowledge.
19157 3290
19158 The lands of the New World belong to the first occupant, and they are
19159 the natural reward of the swiftest pioneer. Even the countries which
19160 are already peopled will have some difficulty in securing themselves
19161 from this invasion. I have already alluded to what is taking place in
19162 the province of Texas. The inhabitants of the United States are
19163 perpetually migrating to Texas, where they purchase land; and although
19164 they conform to the laws of the country, they are gradually founding
19165 the empire of their own language and their own manners. The province of
19166 Texas is still part of the Mexican dominions, but it will soon contain
19167 no Mexicans; the same thing has occurred whenever the Anglo-Americans
19168 have come into contact with populations of a different origin.
3291 One event is sure: Anglo-Americans will soon cover the space from polar regions to tropics, Atlantic to Pacific—territory equal to three-quarters of Europe. The United States already covers half of Europe. With 410 inhabitants per square league in the war-torn Old World, the Union—with preferable climate and equal advantages—will become equally populous.
19169 3292
19170 It cannot be denied that the British race has acquired an amazing
19171 preponderance over all the other European races in the New World; and
19172 that it is very superior to them in civilization, in industry, and in
19173 power. As long as it is only surrounded by desert or thinly peopled
19174 countries, as long as it encounters no dense populations upon its
19175 route, through which it cannot work its way, it will assuredly continue
19176 to spread. The lines marked out by treaties will not stop it; but it
19177 will everywhere transgress these imaginary barriers.
3293 Many ages will pass before American branches of the British race lose their uniform characteristics. No permanent inequality of social conditions will be established. Whatever differences arise from peace, war, freedom, oppression, prosperity, or poverty, they will maintain similar conditions and share corresponding customs and opinions.
19178 3294
19179 The geographical position of the British race in the New World is
19180 peculiarly favorable to its rapid increase. Above its northern
19181 frontiers the icy regions of the Pole extend; and a few degrees below
19182 its southern confines lies the burning climate of the Equator. The
19183 Anglo-Americans are, therefore, placed in the most temperate and
19184 habitable zone of the continent.
3295 Medieval religion gave Europe common civilization despite fragmentation. The British in the New World have a thousand mutual ties and live in an age of universal equality. Today, nations move toward unity; communication unites remote parts, making ignorance impossible. There is less difference now between Europeans and American descendants than between thirteenth-century towns separated by a river. If assimilation brings foreign nations closer, it will certainly prevent descendants of the same people from becoming strangers.
19185 3296
19186 It is generally supposed that the prodigious increase of population in
19187 the United States is posterior to their Declaration of Independence.
19188 But this is an error: the population increased as rapidly under the
19189 colonial system as it does at the present day; that is to say, it
19190 doubled in about twenty-two years. But this proportion which is now
19191 applied to millions, was then applied to thousands of inhabitants; and
19192 the same fact which was scarcely noticeable a century ago, is now
19193 evident to every observer.
3297 The time will come when 150 million people live in North America, equal in condition, sharing civilization, language, religion, habits, manners, and opinions. This is certain—a fact new to the world with such massive consequences it defies imagination.
19194 3298
19195 The British subjects in Canada, who are dependent on a king, augment
19196 and spread almost as rapidly as the British settlers of the United
19197 States, who live under a republican government. During the war of
19198 independence, which lasted eight years, the population continued to
19199 increase without intermission in the same ratio. Although powerful
19200 Indian nations allied with the English existed at that time upon the
19201 western frontiers, the emigration westward was never checked. Whilst
19202 the enemy laid waste the shores of the Atlantic, Kentucky, the western
19203 parts of Pennsylvania, and the States of Vermont and of Maine were
19204 filling with inhabitants. Nor did the unsettled state of the
19205 Constitution, which succeeded the war, prevent the increase of the
19206 population, or stop its progress across the wilds. Thus, the difference
19207 of laws, the various conditions of peace and war, of order and of
19208 anarchy, have exercised no perceptible influence upon the gradual
19209 development of the Anglo-Americans. This may be readily understood; for
19210 the fact is, that no causes are sufficiently general to exercise a
19211 simultaneous influence over the whole of so extensive a territory. One
19212 portion of the country always offers a sure retreat from the calamities
19213 which afflict another part; and however great may be the evil, the
19214 remedy which is at hand is greater still.
3299 Two great nations now move toward the same goal from different points: Russians and Americans. Both grew unnoticed, and while the attention of mankind was directed elsewhere, they suddenly assumed a prominent place among the nations; the world learned of their existence and their greatness at almost the same time.
19215 3300
19216 It must not, then, be imagined that the impulse of the British race in
19217 the New World can be arrested. The dismemberment of the Union, and the
19218 hostilities which might ensure, the abolition of republican
19219 institutions, and the tyrannical government which might succeed it, may
19220 retard this impulse, but they cannot prevent it from ultimately
19221 fulfilling the destinies to which that race is reserved. No power upon
19222 earth can close upon the emigrants that fertile wilderness which offers
19223 resources to all industry, and a refuge from all want. Future events,
19224 of whatever nature they may be, will not deprive the Americans of their
19225 climate or of their inland seas, of their great rivers or of their
19226 exuberant soil. Nor will bad laws, revolutions, and anarchy be able to
19227 obliterate that love of prosperity and that spirit of enterprise which
19228 seem to be the distinctive characteristics of their race, or to
19229 extinguish that knowledge which guides them on their way.
3301 > **Quote:** "The American struggles against the natural obstacles which oppose him; the adversaries of the Russian are men; the former combats the wilderness and savage life; the latter, civilization with all its weapons and its arts: the conquests of the one are therefore gained by the ploughshare; those of the other by the sword. The Anglo-American relies upon personal interest to accomplish his ends, and gives free scope to the unguided exertions and common-sense of the citizens; the Russian centres all the authority of society in a single arm: the principal instrument of the former is freedom; of the latter servitude. Their starting-point is different, and their courses are not the same; yet each of them seems to be marked out by the will of Heaven to sway the destinies of half the globe."
19230 3302
19231 Thus, in the midst of the uncertain future, one event at least is sure.
19232 At a period which may be said to be near (for we are speaking of the
19233 life of a nation), the Anglo-Americans will alone cover the immense
19234 space contained between the polar regions and the tropics, extending
19235 from the coasts of the Atlantic to the shores of the Pacific Ocean. The
19236 territory which will probably be occupied by the Anglo-Americans at
19237 some future time, may be computed to equal three-quarters of Europe in
19238 extent. *o The climate of the Union is upon the whole preferable to
19239 that of Europe, and its natural advantages are not less great; it is
19240 therefore evident that its population will at some future time be
19241 proportionate to our own. Europe, divided as it is between so many
19242 different nations, and torn as it has been by incessant wars and the
19243 barbarous manners of the Middle Ages, has notwithstanding attained a
19244 population of 410 inhabitants to the square league. *p What cause can
19245 prevent the United States from having as numerous a population in time?
19246
19247 o
19248 [ The United States already extend over a territory equal to one-half
19249 of Europe. The area of Europe is 500,000 square leagues, and its
19250 population 205,000,000 of inhabitants. (“Malte Brun,” liv. 114. vol.
19251 vi. p. 4.)
19252
19253
19254 [This computation is given in French leagues, which were in use when
19255 the author wrote. Twenty years later, in 1850, the superficial area of
19256 the United States had been extended to 3,306,865 square miles of
19257 territory, which is about the area of Europe.]]
19258
19259 p
19260 [ See “Malte Brun,” liv. 116, vol. vi. p. 92.]
19261
19262
19263 Many ages must elapse before the divers offsets of the British race in
19264 America cease to present the same homogeneous characteristics: and the
19265 time cannot be foreseen at which a permanent inequality of conditions
19266 will be established in the New World. Whatever differences may arise,
19267 from peace or from war, from freedom or oppression, from prosperity or
19268 want, between the destinies of the different descendants of the great
19269 Anglo-American family, they will at least preserve an analogous social
19270 condition, and they will hold in common the customs and the opinions to
19271 which that social condition has given birth.
19272
19273 In the Middle Ages, the tie of religion was sufficiently powerful to
19274 imbue all the different populations of Europe with the same
19275 civilization. The British of the New World have a thousand other
19276 reciprocal ties; and they live at a time when the tendency to equality
19277 is general amongst mankind. The Middle Ages were a period when
19278 everything was broken up; when each people, each province, each city,
19279 and each family, had a strong tendency to maintain its distinct
19280 individuality. At the present time an opposite tendency seems to
19281 prevail, and the nations seem to be advancing to unity. Our means of
19282 intellectual intercourse unite the most remote parts of the earth; and
19283 it is impossible for men to remain strangers to each other, or to be
19284 ignorant of the events which are taking place in any corner of the
19285 globe. The consequence is that there is less difference, at the present
19286 day, between the Europeans and their descendants in the New World, than
19287 there was between certain towns in the thirteenth century which were
19288 only separated by a river. If this tendency to assimilation brings
19289 foreign nations closer to each other, it must a fortiori prevent the
19290 descendants of the same people from becoming aliens to each other.
19291
19292 The time will therefore come when one hundred and fifty millions of men
19293 will be living in North America, *q equal in condition, the progeny of
19294 one race, owing their origin to the same cause, and preserving the same
19295 civilization, the same language, the same religion, the same habits,
19296 the same manners, and imbued with the same opinions, propagated under
19297 the same forms. The rest is uncertain, but this is certain; and it is a
19298 fact new to the world—a fact fraught with such portentous consequences
19299 as to baffle the efforts even of the imagination.
19300
19301 q
19302 [ This would be a population proportionate to that of Europe, taken at
19303 a mean rate of 410 inhabitants to the square league.]
19304
19305
19306 There are, at the present time, two great nations in the world which
19307 seem to tend towards the same end, although they started from different
19308 points: I allude to the Russians and the Americans. Both of them have
19309 grown up unnoticed; and whilst the attention of mankind was directed
19310 elsewhere, they have suddenly assumed a most prominent place amongst
19311 the nations; and the world learned their existence and their greatness
19312 at almost the same time.
19313
19314 All other nations seem to have nearly reached their natural limits, and
19315 only to be charged with the maintenance of their power; but these are
19316 still in the act of growth; *r all the others are stopped, or continue
19317 to advance with extreme difficulty; these are proceeding with ease and
19318 with celerity along a path to which the human eye can assign no term.
19319 The American struggles against the natural obstacles which oppose him;
19320 the adversaries of the Russian are men; the former combats the
19321 wilderness and savage life; the latter, civilization with all its
19322 weapons and its arts: the conquests of the one are therefore gained by
19323 the ploughshare; those of the other by the sword. The Anglo-American
19324 relies upon personal interest to accomplish his ends, and gives free
19325 scope to the unguided exertions and common-sense of the citizens; the
19326 Russian centres all the authority of society in a single arm: the
19327 principal instrument of the former is freedom; of the latter servitude.
19328 Their starting-point is different, and their courses are not the same;
19329 yet each of them seems to be marked out by the will of Heaven to sway
19330 the destinies of half the globe.
19331
19332 r
19333 [ Russia is the country in the Old World in which population increases
19334 most rapidly in proportion.]
19335 3303